U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 40 - F
[Check One]
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o | | REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 |
OR
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þ | | ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
For the fiscal year ended October 31, 2010
Commission File Number: 1 - 14678
CANADIAN IMPERIAL BANK OF COMMERCE
(Exact name of registrant as specified in its charter)
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Canada | | 6029 | | 13-1942440 |
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(Province or other jurisdiction | | (Primary Standard Industrial | | (I.R.S. Employer |
of incorporation or organization) | | Classification Code Number) | | Identification Number) |
Commerce Court
Toronto, Ontario
Canada, M5L 1A2
(416) 980-2211
(Address and telephone number of
registrant’s principal executive offices)
Michael G. Capatides
Chief Administrative Officer and General Counsel
Canadian Imperial Bank of Commerce
425 Lexington Avenue – 3rd Floor
New York, New York, 10017
(212) 667-8301
(Name, address (including zip code) and telephone number
(including area code) of agent for service in the United States)
Securities registered or to be registered pursuant to Section 12(b) of the Act.
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Title of each class | | Name of each exchange on which registered |
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Common Shares | | New York Stock Exchange |
Securities registered or to be registered pursuant to Section 12(g) of the Act.
Not Applicable
(Title of Class)
Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act.
Debt Securities
(Title of Class)
For annual reports, indicate by check mark the information filed with this Form:
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þ Annual Information Form | | þ Audited annual financial statements |
Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report:
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Common Shares | | | 392,739,500 | |
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Class A Preferred Shares: | | | | |
Series 18 | | | 12,000,000 | |
Series 26 | | | 10,000,000 | |
Series 27 | | | 12,000,000 | |
Series 28 | | | 2,000 | |
Series 29 | | | 13,232,342 | |
Series 30 | | | 16,000,000 | |
Series 31 | | | 18,000,000 | |
Series 32 | | | 12,000,000 | |
Series 33 | | | 12,000,000 | |
Series 35 | | | 13,000,000 | |
Series 37 | | | 8,000,000 | |
Indicate by check mark whether the Registrant by filing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934 (the “Exchange Act”). If “Yes” is marked, indicate the file number assigned to the Registrant in connection with such Rule.
Yeso Noþ
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such period that the Registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.
Yesþ Noo
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit and post such files).
Yesþ Noo
The section entitled “Credit Ratings” in, and Appendix A to, Exhibit B.3(a) – Annual Information Form, shall not be incorporated by reference into any registration statement filed by the Registrant under the U.S. Securities Act of 1933, as amended.
TABLE OF CONTENTS
UNDERTAKING
Registrant undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to: the securities in relation to which the obligation to file an annual report on Form 40-F arises or transactions in said securities.
SIGNATURE
Pursuant to the requirements of the Exchange Act, the Registrant certifies that it meets all of the requirements for filing on Form 40-F and has duly caused this annual report to be signed on its behalf by the undersigned, thereto duly authorized.
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Date: December 6, 2010 | CANADIAN IMPERIAL BANK OF COMMERCE | |
| By: | /s/ Gerald T. McCaughey | |
| | Gerald T. McCaughey | |
| | President and Chief Executive Officer | |
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| By: | /s/ J. David Williamson | |
| | J. David Williamson | |
| | Senior Executive Vice President and Chief Financial Officer | |