UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08549
OAK ASSOCIATES FUNDS
(Exact name of registrant as specified in charter)
3875 Embassy Parkway, Suite 250, Akron, Ohio 44333-8334
(Address of principal executive offices) (Zip code)
Charles A. Kiraly
Oak Associates Funds
3875 Embassy Parkway, Suite 250
Akron, Ohio 44333-8334
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (888) 462-5386
Date of fiscal year end: October 31
Date of reporting period: July 1, 2022 - June 30, 2023
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-08549 |
Reporting Period: 07/01/2022 - 06/30/2023 |
Oak Associates Funds |
========================= Black Oak Emerging Technology Fund=========================
ADVANCED ENERGY INDUSTRIES, INC. | |||
Ticker: | AEIS | Security ID: | 007973100 |
Meeting Date: | APR 27, 2023 | Meeting Type: | Annual |
Record Date: | MAR 08, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Grant H. Beard | For | For | Management |
1.2 | Elect Director Frederick A. Ball | For | For | Management |
1.3 | Elect Director Anne T. DelSanto | For | For | Management |
1.4 | Elect Director Tina M. Donikowski | For | For | Management |
1.5 | Elect Director Ronald C. Foster | For | For | Management |
1.6 | Elect Director Stephen D. Kelley | For | For | Management |
1.7 | Elect Director Lanesha T. Minnix | For | For | Management |
1.8 | Elect Director David W. Reed | For | For | Management |
1.9 | Elect Director John A. Roush | For | For | Management |
1.10 | Elect Director Brian M. Shirley | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Approve Omnibus Stock Plan | For | For | Management |
ADVANCED MICRO DEVICES, INC. | |||
Ticker: | AMD | Security ID: | 007903107 |
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual |
Record Date: | MAR 22, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Nora M. Denzel | For | For | Management |
1b | Elect Director Mark Durcan | For | For | Management |
1c | Elect Director Michael P. Gregoire | For | For | Management |
1d | Elect Director Joseph A. Householder | For | For | Management |
1e | Elect Director John W. Marren | For | For | Management |
1f | Elect Director Jon A. Olson | For | For | Management |
1g | Elect Director Lisa T. Su | For | For | Management |
1h | Elect Director Abhi Y. Talwalkar | For | For | Management |
1i | Elect Director Elizabeth W. Vanderslice | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AMBARELLA, INC. | |||
Ticker: | AMBA | Security ID: | G037AX101 |
Meeting Date: | JUN 21, 2023 | Meeting Type: | Annual |
Record Date: | APR 14, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Leslie Kohn | For | For | Management |
1.2 | Elect Director D. Jeffrey Richardson | For | For | Management |
1.3 | Elect Director Elizabeth M. Schwarting | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
AMDOCS LIMITED | |||
Ticker: | DOX | Security ID: | G02602103 |
Meeting Date: | JAN 27, 2023 | Meeting Type: | Annual |
Record Date: | NOV 30, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert A. Minicucci | For | For | Management |
1.2 | Elect Director Adrian Gardner | For | For | Management |
1.3 | Elect Director Rafael de la Vega | For | For | Management |
1.4 | Elect Director Eli Gelman | For | For | Management |
1.5 | Elect Director Richard T.C. LeFave | For | For | Management |
1.6 | Elect Director John A. MacDonald | For | For | Management |
1.7 | Elect Director Shuky Sheffer | For | For | Management |
1.8 | Elect Director Yvette Kanouff | For | For | Management |
1.9 | Elect Director Sarah Ruth Davis | For | For | Management |
1.10 | Elect Director Amos Genish | For | For | Management |
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
3 | Approve an Increase in the Quarterly Cash Dividend Rate | For | For | Management |
4 | Accept Financial Statements and Statutory Reports | For | For | Management |
5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
APPLE INC. | |||
Ticker: | AAPL | Security ID: | 037833100 |
Meeting Date: | MAR 10, 2023 | Meeting Type: | Annual |
Record Date: | JAN 09, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James Bell | For | For | Management |
1b | Elect Director Tim Cook | For | For | Management |
1c | Elect Director Al Gore | For | For | Management |
1d | Elect Director Alex Gorsky | For | For | Management |
1e | Elect Director Andrea Jung | For | For | Management |
1f | Elect Director Art Levinson | For | For | Management |
1g | Elect Director Monica Lozano | For | For | Management |
1h | Elect Director Ron Sugar | For | For | Management |
1i | Elect Director Sue Wagner | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Report on Civil Rights and Non-Discrimination Audit | Against | Against | Shareholder |
6 | Report on Operations in Communist China | Against | Against | Shareholder |
7 | Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals | Against | Against | Shareholder |
8 | Report on Median Gender/Racial Pay Gap | Against | For | Shareholder |
9 | Amend Proxy Access Right | Against | For | Shareholder |
APPLIED INDUSTRIAL TECHNOLOGIES, INC. | |||
Ticker: | AIT | Security ID: | 03820C105 |
Meeting Date: | OCT 25, 2022 | Meeting Type: | Annual |
Record Date: | AUG 26, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary Dean Hall | For | For | Management |
1.2 | Elect Director Dan P. Komnenovich | For | For | Management |
1.3 | Elect Director Joe A. Raver | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
CALIX, INC. | |||
Ticker: | CALX | Security ID: | 13100M509 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 14, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kathleen Crusco | For | For | Management |
1.2 | Elect Director Carl Russo | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Amend Nonqualified Employee Stock Purchase Plan | For | Against | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
6 | Ratify KPMG LLP as Auditors | For | For | Management |
CIRRUS LOGIC, INC. | |||
Ticker: | CRUS | Security ID: | 172755100 |
Meeting Date: | JUL 29, 2022 | Meeting Type: | Annual |
Record Date: | MAY 31, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Carter | For | For | Management |
1.2 | Elect Director Alexander M. Davern | For | For | Management |
1.3 | Elect Director Timothy R. Dehne | For | For | Management |
1.4 | Elect Director John M. Forsyth | For | For | Management |
1.5 | Elect Director Deirdre R. Hanford | For | For | Management |
1.6 | Elect Director Raghib Hussain | For | For | Management |
1.7 | Elect Director Catherine P. Lego | For | For | Management |
1.8 | Elect Director David J. Tupman | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | |||
Ticker: | CTSH | Security ID: | 192446102 |
Meeting Date: | JUN 06, 2023 | Meeting Type: | Annual |
Record Date: | APR 10, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Zein Abdalla | For | For | Management |
1b | Elect Director Vinita Bali | For | For | Management |
1c | Elect Director Eric Branderiz | For | For | Management |
1d | Elect Director Archana Deskus | For | For | Management |
1e | Elect Director John M. Dineen | For | For | Management |
1f | Elect Director Nella Domenici | For | For | Management |
1g | Elect Director Ravi Kumar S | For | For | Management |
1h | Elect Director Leo S. Mackay, Jr. | For | For | Management |
1i | Elect Director Michael Patsalos-Fox | For | For | Management |
1j | Elect Director Stephen J. Rohleder | For | For | Management |
1k | Elect Director Abraham “Bram” Schot | For | For | Management |
1l | Elect Director Joseph M. Velli | For | For | Management |
1m | Elect Director Sandra S. Wijnberg | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
7 | Amend Bylaws | Against | Against | Shareholder |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
COHU, INC. | |||
Ticker: | COHU | Security ID: | 192576106 |
Meeting Date: | MAY 10, 2023 | Meeting Type: | Annual |
Record Date: | MAR 16, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director William E. Bendush | For | For | Management |
1b | Elect Director Nina L. Richardson | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
6 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
CONCENTRIX CORPORATION | |||
Ticker: | CNXC | Security ID: | 20602D101 |
Meeting Date: | MAR 23, 2023 | Meeting Type: | Annual |
Record Date: | JAN 25, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Chris Caldwell | For | For | Management |
1b | Elect Director Teh-Chien Chou | For | For | Management |
1c | Elect Director LaVerne H. Council | For | For | Management |
1d | Elect Director Jennifer Deason | For | For | Management |
1e | Elect Director Kathryn Hayley | For | For | Management |
1f | Elect Director Kathryn Marinello | For | For | Management |
1g | Elect Director Dennis Polk | For | For | Management |
1h | Elect Director Ann Vezina | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
CSG SYSTEMS INTERNATIONAL, INC. | |||
Ticker: | CSGS | Security ID: | 126349109 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 22, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Rachel A. Barger | For | For | Management |
1b | Elect Director David G. Barnes | For | For | Management |
1c | Elect Director Rajan Naik | For | For | Management |
1d | Elect Director Haiyan Song | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Charter to Permit the Exculpation of Officers Consistent with Changes to Delaware General Corporation Law | For | For | Management |
6 | Ratify KPMG LLP as Auditors | For | For | Management |
DIODES INCORPORATED | |||
Ticker: | DIOD | Security ID: | 254543101 |
Meeting Date: | MAY 23, 2023 | Meeting Type: | Annual |
Record Date: | MAR 24, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Elizabeth (Beth) Bull | For | For | Management |
1.2 | Elect Director Angie Chen Button | For | For | Management |
1.3 | Elect Director Warren Chen | For | For | Management |
1.4 | Elect Director Michael R. Giordano | For | For | Management |
1.5 | Elect Director Keh-Shew Lu | For | For | Management |
1.6 | Elect Director Peter M. Menard | For | For | Management |
1.7 | Elect Director Christina Wen-Chi Sung | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Moss Adams LLP as Auditors | For | For | Management |
F5, INC. | |||
Ticker: | FFIV | Security ID: | 315616102 |
Meeting Date: | MAR 09, 2023 | Meeting Type: | Annual |
Record Date: | JAN 04, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Marianne N. Budnik | For | For | Management |
1b | Elect Director Elizabeth L. Buse | For | For | Management |
1c | Elect Director Michael L. Dreyer | For | For | Management |
1d | Elect Director Alan J. Higginson | For | For | Management |
1e | Elect Director Peter S. Klein | For | For | Management |
1f | Elect Director Francois Locoh-Donou | For | For | Management |
1g | Elect Director Nikhil Mehta | For | For | Management |
1h | Elect Director Michael F. Montoya | For | For | Management |
1i | Elect Director Marie E. Myers | For | For | Management |
1j | Elect Director James M. Phillips | For | For | Management |
1k | Elect Director Sripada Shivananda | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FORTINET, INC. | |||
Ticker: | FTNT | Security ID: | 34959E109 |
Meeting Date: | JUN 16, 2023 | Meeting Type: | Annual |
Record Date: | APR 17, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ken Xie | For | For | Management |
1.2 | Elect Director Michael Xie | For | For | Management |
1.3 | Elect Director Kenneth A. Goldman | For | For | Management |
1.4 | Elect Director Ming Hsieh | For | For | Management |
1.5 | Elect Director Jean Hu | For | For | Management |
1.6 | Elect Director William H. Neukom | For | For | Management |
1.7 | Elect Director Judith Sim | For | For | Management |
1.8 | Elect Director Admiral James Stavridis (Ret) | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Eliminate Supermajority Vote Requirement | For | For | Management |
6 | Amend Certificate of Incorporation to Limit the Liability of Officers | For | For | Management |
HUNTINGTON INGALLS INDUSTRIES, INC. | |||
Ticker: | HII | Security ID: | 446413106 |
Meeting Date: | MAY 02, 2023 | Meeting Type: | Annual |
Record Date: | MAR 08, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Augustus L. Collins | For | For | Management |
1.2 | Elect Director Leo P. Denault | For | For | Management |
1.3 | Elect Director Kirkland H. Donald | For | For | Management |
1.4 | Elect Director Victoria D. Harker | For | For | Management |
1.5 | Elect Director Frank R. Jimenez | For | For | Management |
1.6 | Elect Director Christopher D. Kastner | For | For | Management |
1.7 | Elect Director Anastasia D. Kelly | For | For | Management |
1.8 | Elect Director Tracy B. McKibben | For | For | Management |
1.9 | Elect Director Stephanie L. O’Sullivan | For | For | Management |
1.10 | Elect Director Thomas C. Schievelbein | For | For | Management |
1.11 | Elect Director John K. Welch | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
ILLUMINA, INC. | |||
Ticker: | ILMN | Security ID: | 452327109 |
Meeting Date: | MAY 25, 2023 | Meeting Type: | Proxy Contest |
Record Date: | APR 03, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
Management Universal Proxy (White Proxy Card) | ||||
# | Proposal | Diss Rec | Vote Cast | Sponsor |
From the Combined List of Management & Dissident Nominees - Elect 9 Directors | ||||
1A | Elect Management Nominee Director Frances Arnold | For | Did Not Vote | Management |
1B | Elect Management Nominee Director Francis A. deSouza | For | Did Not Vote | Management |
1C | Elect Management Nominee Director Caroline D. Dorsa | For | Did Not Vote | Management |
1D | Elect Management Nominee Director Robert S. Epstein | For | Did Not Vote | Management |
1E | Elect Management Nominee Director Scott Gottlieb | For | Did Not Vote | Management |
1F | Elect Management Nominee Director Gary S. Guthart | For | Did Not Vote | Management |
1G | Elect Management Nominee Director Philip W. Schiller | For | Did Not Vote | Management |
1H | Elect Management Nominee Director Susan E. Siegel | For | Did Not Vote | Management |
1I | Elect Management Nominee Director John W. Thompson | For | Did Not Vote | Management |
1J | Elect Dissident Nominee Director Vincent J. Intrieri | Against | Did Not Vote | Shareholder |
1K | Elect Dissident Nominee Director Jesse A. Lynn | Against | Did Not Vote | Shareholder |
1L | Elect Dissident Nominee Director Andrew J. Teno | Against | Did Not Vote | Shareholder |
2 | Ratify Ernst & Young LLP as Auditors | For | Did Not Vote | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | Did Not Vote | Management |
5 | Amend Omnibus Stock Plan | For | Did Not Vote | Management |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
Dissident Universal Proxy (Gold Proxy Card) | ||||
# | Proposal | Diss Rec | Vote Cast | Sponsor |
From the Combined List of Management & Dissident Nominees - Elect 9 Directors | ||||
1.1 | Elect Dissident Nominee Director Vincent J. Intrieri | For | Withhold | Shareholder |
1.2 | Elect Dissident Nominee Director Jesse A. Lynn | For | Withhold | Shareholder |
1.3 | Elect Dissident Nominee Director Andrew J. Teno | For | For | Shareholder |
1.4 | Elect Management Nominee Director Frances Arnold | None | For | Management |
1.5 | Elect Management Nominee Director Caroline D. Dorsa | None | For | Management |
1.6 | Elect Management Nominee Director Scott Gottlieb | None | For | Management |
1.7 | Elect Management Nominee Director Gary S. Guthart | None | For | Management |
1.8 | Elect Management Nominee Director Philip W. Schiller | None | For | Management |
1.9 | Elect Management Nominee Director Susan E. Siegel | None | For | Management |
1.10 | Elect Management Nominee Director Francis A. deSouza | Against | For | Management |
1.11 | Elect Management Nominee Director Robert S. Epstein | Against | For | Management |
1.12 | Elect Management Nominee Director John W. Thompson | Against | Withhold | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Amend Omnibus Stock Plan | None | For | Management |
INTUITIVE SURGICAL, INC. | |||
Ticker: | ISRG | Security ID: | 46120E602 |
Meeting Date: | APR 27, 2023 | Meeting Type: | Annual |
Record Date: | FEB 28, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Craig H. Barratt | For | For | Management |
1b | Elect Director Joseph C. Beery | For | For | Management |
1c | Elect Director Gary S. Guthart | For | For | Management |
1d | Elect Director Amal M. Johnson | For | For | Management |
1e | Elect Director Don R. Kania | For | For | Management |
1f | Elect Director Amy L. Ladd | For | For | Management |
1g | Elect Director Keith R. Leonard, Jr. | For | For | Management |
1h | Elect Director Alan J. Levy | For | For | Management |
1i | Elect Director Jami Dover Nachtsheim | For | For | Management |
1j | Elect Director Monica P. Reed | For | For | Management |
1k | Elect Director Mark J. Rubash | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Report on Gender/Racial Pay Gap | Against | For | Shareholder |
JACK HENRY & ASSOCIATES, INC. | |||
Ticker: | JKHY | Security ID: | 426281101 |
Meeting Date: | NOV 15, 2022 | Meeting Type: | Annual |
Record Date: | SEP 19, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David B. Foss | For | For | Management |
1.2 | Elect Director Matthew C. Flanigan | For | For | Management |
1.3 | Elect Director Thomas H. Wilson, Jr. | For | For | Management |
1.4 | Elect Director Jacque R. Fiegel | For | For | Management |
1.5 | Elect Director Thomas A. Wimsett | For | For | Management |
1.6 | Elect Director Laura G. Kelly | For | For | Management |
1.7 | Elect Director Shruti S. Miyashiro | For | For | Management |
1.8 | Elect Director Wesley A. Brown | For | For | Management |
1.9 | Elect Director Curtis A. Campbell | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 02, 2022 | Meeting Type: | Annual |
Record Date: | SEP 12, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert Calderoni | For | For | Management |
1.2 | Elect Director Jeneanne Hanley | For | For | Management |
1.3 | Elect Director Emiko Higashi | For | For | Management |
1.4 | Elect Director Kevin Kennedy | For | For | Management |
1.5 | Elect Director Gary Moore | For | For | Management |
1.6 | Elect Director Marie Myers | For | For | Management |
1.7 | Elect Director Kiran Patel | For | For | Management |
1.8 | Elect Director Victor Peng | For | For | Management |
1.9 | Elect Director Robert Rango | For | For | Management |
1.10 | Elect Director Richard Wallace | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Against | For | Shareholder |
KULICKE AND SOFFA INDUSTRIES, INC. | |||
Ticker: | KLIC | Security ID: | 501242101 |
Meeting Date: | MAR 02, 2023 | Meeting Type: | Annual |
Record Date: | DEC 02, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Fusen E. Chen | For | For | Management |
1.2 | Elect Director Gregory F. Milzcik | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LAM RESEARCH CORPORATION | |||
Ticker: | LRCX | Security ID: | 512807108 |
Meeting Date: | NOV 08, 2022 | Meeting Type: | Annual |
Record Date: | SEP 09, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sohail U. Ahmed | For | For | Management |
1b | Elect Director Timothy M. Archer | For | For | Management |
1c | Elect Director Eric K. Brandt | For | For | Management |
1d | Elect Director Michael R. Cannon | For | For | Management |
1e | Elect Director Bethany J. Mayer | For | For | Management |
1f | Elect Director Jyoti K. Mehra | For | For | Management |
1g | Elect Director Abhijit Y. Talwalkar | For | For | Management |
1h | Elect Director Lih Shyng (Rick L.) Tsai | For | For | Management |
1i | Elect Director Leslie F. Varon | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
NEXTGEN HEALTHCARE, INC. | |||
Ticker: | NXGN | Security ID: | 65343C102 |
Meeting Date: | AUG 17, 2022 | Meeting Type: | Annual |
Record Date: | JUL 06, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Craig A. Barbarosh | For | Against | Management |
1b | Elect Director George H. Bristol | For | For | Management |
1c | Elect Director Darnell Dent | For | For | Management |
1d | Elect Director Julie D. Klapstein | For | Against | Management |
1e | Elect Director Jeffrey H. Margolis | For | For | Management |
1f | Elect Director Geraldine McGinty | For | Against | Management |
1g | Elect Director Morris Panner | For | For | Management |
1h | Elect Director Pamela S. Puryear | For | For | Management |
1i | Elect Director David Sides | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
NORDSON CORPORATION | |||
Ticker: | NDSN | Security ID: | 655663102 |
Meeting Date: | FEB 28, 2023 | Meeting Type: | Annual |
Record Date: | DEC 30, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sundaram Nagarajan | For | For | Management |
1.2 | Elect Director Michael J. Merriman, Jr. | For | For | Management |
1.3 | Elect Director Milton M. Morris | For | For | Management |
1.4 | Elect Director Mary G. Puma | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Reduce Supermajority Vote Requirement | For | For | Management |
6 | Reduce Supermajority Vote Requirement for Matters Requiring Shareholder Approval under the Ohio Revised Code | For | For | Management |
7 | Reduce Supermajority Vote Requirement for Certain Amendments to Regulations as set forth in Article IX | For | For | Management |
8 | Amend Regulations to the Extent Permitted by Ohio law | For | For | Management |
NVIDIA CORPORATION | |||
Ticker: | NVDA | Security ID: | 67066G104 |
Meeting Date: | JUN 22, 2023 | Meeting Type: | Annual |
Record Date: | APR 24, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert K. Burgess | For | For | Management |
1b | Elect Director Tench Coxe | For | For | Management |
1c | Elect Director John O. Dabiri | For | For | Management |
1d | Elect Director Persis S. Drell | For | For | Management |
1e | Elect Director Jen-Hsun Huang | For | For | Management |
1f | Elect Director Dawn Hudson | For | For | Management |
1g | Elect Director Harvey C. Jones | For | For | Management |
1h | Elect Director Michael G. McCaffery | For | For | Management |
1i | Elect Director Stephen C. Neal | For | For | Management |
1j | Elect Director Mark L. Perry | For | For | Management |
1k | Elect Director A. Brooke Seawell | For | For | Management |
1l | Elect Director Aarti Shah | For | For | Management |
1m | Elect Director Mark A. Stevens | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
PAYLOCITY HOLDING CORPORATION | |||
Ticker: | PCTY | Security ID: | 70438V106 |
Meeting Date: | DEC 01, 2022 | Meeting Type: | Annual |
Record Date: | OCT 04, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven R. Beauchamp | For | For | Management |
1.2 | Elect Director Virginia G. Breen | For | For | Management |
1.3 | Elect Director Robin L. Pederson | For | For | Management |
1.4 | Elect Director Andres D. Reiner | For | For | Management |
1.5 | Elect Director Kenneth B. Robinson | For | For | Management |
1.6 | Elect Director Ronald V. Waters, III | For | For | Management |
1.7 | Elect Director Toby J. Williams | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
PAYPAL HOLDINGS, INC. | |||
Ticker: | PYPL | Security ID: | 70450Y103 |
Meeting Date: | MAY 24, 2023 | Meeting Type: | Annual |
Record Date: | MAR 30, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Rodney C. Adkins | For | For | Management |
1b | Elect Director Jonathan Christodoro | For | For | Management |
1c | Elect Director John J. Donahoe | For | For | Management |
1d | Elect Director David W. Dorman | For | For | Management |
1e | Elect Director Belinda J. Johnson | For | For | Management |
1f | Elect Director Enrique Lores | For | For | Management |
1g | Elect Director Gail J. McGovern | For | For | Management |
1h | Elect Director Deborah M. Messemer | For | For | Management |
1i | Elect Director David M. Moffett | For | For | Management |
1j | Elect Director Ann M. Sarnoff | For | For | Management |
1k | Elect Director Daniel H. Schulman | For | For | Management |
1l | Elect Director Frank D. Yeary | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Adopt a Policy on Services in Conflict Zones | Against | Against | Shareholder |
6 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Against | Against | Shareholder |
7 | Report on PayPal’s Nondiscriminatory Provision of Financial Services - Withdrawn | None | None | Shareholder |
8 | Report on Ensuring Respect for Civil Liberties | Against | Against | Shareholder |
9 | Adopt Majority Vote Standard for Director Elections | Against | Against | Shareholder |
PERFICIENT, INC. | |||
Ticker: | PRFT | Security ID: | 71375U101 |
Meeting Date: | JUN 07, 2023 | Meeting Type: | Annual |
Record Date: | APR 10, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Romil Bahl | For | For | Management |
1b | Elect Director Jeffrey S. Davis | For | For | Management |
1c | Elect Director Ralph C. Derrickson | For | For | Management |
1d | Elect Director Jill A. Jones | For | For | Management |
1e | Elect Director David S. Lundeen | For | For | Management |
1f | Elect Director Brian L. Matthews | For | For | Management |
1g | Elect Director Nancy C. Pechloff | For | For | Management |
1h | Elect Director Gary M. Wimberly | For | For | Management |
2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Certificate of Incorporation to Permit the Exculpation of Officers | For | For | Management |
6 | Ratify KPMG LLP as Auditors | For | For | Management |
QUALCOMM INCORPORATED | |||
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 08, 2023 | Meeting Type: | Annual |
Record Date: | JAN 09, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sylvia Acevedo | For | For | Management |
1b | Elect Director Cristiano R. Amon | For | For | Management |
1c | Elect Director Mark Fields | For | For | Management |
1d | Elect Director Jeffrey W. Henderson | For | For | Management |
1e | Elect Director Gregory N. Johnson | For | For | Management |
1f | Elect Director Ann M. Livermore | For | For | Management |
1g | Elect Director Mark D. McLaughlin | For | For | Management |
1h | Elect Director Jamie S. Miller | For | For | Management |
1i | Elect Director Irene B. Rosenfeld | For | For | Management |
1j | Elect Director Kornelis (Neil) Smit | For | For | Management |
1k | Elect Director Jean-Pascal Tricoire | For | For | Management |
1l | Elect Director Anthony J. Vinciquerra | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
SALESFORCE, INC. | |||
Ticker: | CRM | Security ID: | 79466L302 |
Meeting Date: | JUN 08, 2023 | Meeting Type: | Annual |
Record Date: | APR 14, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Marc Benioff | For | For | Management |
1b | Elect Director Laura Alber | For | For | Management |
1c | Elect Director Craig Conway | For | For | Management |
1d | Elect Director Arnold Donald | For | For | Management |
1e | Elect Director Parker Harris | For | For | Management |
1f | Elect Director Neelie Kroes | For | For | Management |
1g | Elect Director Sachin Mehra | For | For | Management |
1h | Elect Director G. Mason Morfit | For | For | Management |
1i | Elect Director Oscar Munoz | For | For | Management |
1j | Elect Director John V. Roos | For | For | Management |
1k | Elect Director Robin Washington | For | For | Management |
1l | Elect Director Maynard Webb | For | For | Management |
1m | Elect Director Susan Wojcicki | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
6 | Require Independent Board Chair | Against | Against | Shareholder |
7 | Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company | Against | Against | Shareholder |
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION | |||
Ticker: | SAIC | Security ID: | 808625107 |
Meeting Date: | JUN 07, 2023 | Meeting Type: | Annual |
Record Date: | APR 10, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Garth N. Graham | For | For | Management |
1b | Elect Director Carolyn B. Handlon | For | For | Management |
1c | Elect Director Yvette M. Kanouff | For | For | Management |
1d | Elect Director Nazzic S. Keene | For | For | Management |
1e | Elect Director Timothy J. Mayopoulos | For | For | Management |
1f | Elect Director Katharina G. McFarland | For | For | Management |
1g | Elect Director Milford W. McGuirt | For | For | Management |
1h | Elect Director Donna S. Morea | For | For | Management |
1i | Elect Director James C. Reagan | For | For | Management |
1j | Elect Director Steven R. Shane | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
SILICON MOTION TECHNOLOGY CORP. | |||
Ticker: | SIMO | Security ID: | 82706C108 |
Meeting Date: | AUG 31, 2022 | Meeting Type: | Extraordinary Shareholders |
Record Date: | JUL 14, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
SILICON MOTION TECHNOLOGY CORP. | |||
Ticker: | SIMO | Security ID: | 82706C108 |
Meeting Date: | SEP 28, 2022 | Meeting Type: | Annual |
Record Date: | AUG 11, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Tsung-Ming Chung and Han-Ping D. Shieh as Director | For | For | Management |
2 | Approve Appointment of Deloitte & Touche as Independent Auditor | For | For | Management |
SOLAREDGE TECHNOLOGIES, INC. | |||
Ticker: | SEDG | Security ID: | 83417M104 |
Meeting Date: | JUN 01, 2023 | Meeting Type: | Annual |
Record Date: | APR 03, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Marcel Gani | For | For | Management |
1b | Elect Director Tal Payne | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Declassify the Board of Directors | For | For | Management |
6 | Eliminate Supermajority Vote Requirement | For | For | Management |
7 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | For | For | Management |
TESLA, INC. | |||
Ticker: | TSLA | Security ID: | 88160R101 |
Meeting Date: | AUG 04, 2022 | Meeting Type: | Annual |
Record Date: | JUN 06, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ira Ehrenpreis | For | Against | Management |
1.2 | Elect Director Kathleen Wilson-Thompson | For | Against | Management |
2 | Reduce Director Terms from Three to Two Years | For | For | Management |
3 | Eliminate Supermajority Voting Provisions | For | For | Management |
4 | Increase Authorized Common Stock | For | For | Management |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
6 | Adopt Proxy Access Right | Against | For | Shareholder |
7 | Report on Efforts to Prevent Harassment and Discrimination in the Workplace | Against | For | Shareholder |
8 | Report on Racial and Gender Board Diversity | Against | For | Shareholder |
9 | Report on the Impacts of Using Mandatory Arbitration | Against | For | Shareholder |
10 | Report on Corporate Climate Lobbying in line with Paris Agreement | Against | For | Shareholder |
11 | Adopt a Policy on Respecting Rights to Freedom of Association and Collective Bargaining | Against | For | Shareholder |
12 | Report on Eradicating Child Labor in Battery Supply Chain | Against | For | Shareholder |
13 | Report on Water Risk Exposure | Against | For | Shareholder |
TESLA, INC. | |||
Ticker: | TSLA | Security ID: | 88160R101 |
Meeting Date: | MAY 16, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Elon Musk | For | For | Management |
1.2 | Elect Director Robyn Denholm | For | Against | Management |
1.3 | Elect Director JB Straubel | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Report on Key-Person Risk and Efforts to Ameliorate It | Against | Against | Shareholder |
UBIQUITI INC. | |||
Ticker: | UI | Security ID: | 90353W103 |
Meeting Date: | DEC 08, 2022 | Meeting Type: | Annual |
Record Date: | OCT 19, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ronald A. Sege | For | Withhold | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
VERINT SYSTEMS INC. | |||
Ticker: | VRNT | Security ID: | 92343X100 |
Meeting Date: | JUN 22, 2023 | Meeting Type: | Annual |
Record Date: | MAY 01, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dan Bodner | For | For | Management |
1.2 | Elect Director Linda Crawford | For | For | Management |
1.3 | Elect Director John Egan | For | For | Management |
1.4 | Elect Director Reid French | For | For | Management |
1.5 | Elect Director Stephen Gold | For | For | Management |
1.6 | Elect Director William Kurtz | For | For | Management |
1.7 | Elect Director Andrew Miller | For | For | Management |
1.8 | Elect Director Richard Nottenburg | For | For | Management |
1.9 | Elect Director Kristen Robinson | For | For | Management |
1.10 | Elect Director Yvette Smith | For | For | Management |
1.11 | Elect Director Jason Wright | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Approve Omnibus Stock Plan | For | For | Management |
================================ Live Oak Health Sciences Fund ================================
ABBVIE INC. | |||
Ticker: | ABBV | Security ID: | 00287Y109 |
Meeting Date: | MAY 05, 2023 | Meeting Type: | Annual |
Record Date: | MAR 06, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert J. Alpern | For | For | Management |
1.2 | Elect Director Melody B. Meyer | For | For | Management |
1.3 | Elect Director Frederick H. Waddell | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Eliminate Supermajority Vote Requirement | For | For | Management |
5 | Adopt Simple Majority Vote | Against | For | Shareholder |
6 | Report on Congruency of Political Spending with Company Values and Priorities | Against | Against | Shareholder |
7 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | For | Shareholder |
AMERISOURCEBERGEN CORPORATION | |||
Ticker: | ABC | Security ID: | 03073E105 |
Meeting Date: | MAR 09, 2023 | Meeting Type: | Annual |
Record Date: | JAN 09, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ornella Barra | For | For | Management |
1b | Elect Director Steven H. Collis | For | For | Management |
1c | Elect Director D. Mark Durcan | For | For | Management |
1d | Elect Director Richard W. Gochnauer | For | For | Management |
1e | Elect Director Lon R. Greenberg | For | For | Management |
1f | Elect Director Kathleen W. Hyle | For | For | Management |
1g | Elect Director Lorence H. Kim | For | For | Management |
1h | Elect Director Henry W. McGee | For | For | Management |
1i | Elect Director Redonda G. Miller | For | For | Management |
1j | Elect Director Dennis M. Nally | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
AMGEN INC. | |||
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 19, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Wanda M. Austin | For | For | Management |
1b | Elect Director Robert A. Bradway | For | For | Management |
1c | Elect Director Michael V. Drake | For | For | Management |
1d | Elect Director Brian J. Druker | For | For | Management |
1e | Elect Director Robert A. Eckert | For | For | Management |
1f | Elect Director Greg C. Garland | For | For | Management |
1g | Elect Director Charles M. Holley, Jr. | For | For | Management |
1h | Elect Director S. Omar Ishrak | For | For | Management |
1i | Elect Director Tyler Jacks | For | For | Management |
1j | Elect Director Ellen J. Kullman | For | For | Management |
1k | Elect Director Amy E. Miles | For | For | Management |
1l | Elect Director Ronald D. Sugar | For | For | Management |
1m | Elect Director R. Sanders Williams | For | For | Management |
2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
BIO-RAD LABORATORIES, INC. | |||
Ticker: | BIO | Security ID: | 090572207 |
Meeting Date: | APR 25, 2023 | Meeting Type: | Annual |
Record Date: | FEB 24, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Melinda Litherland | For | For | Management |
1.2 | Elect Director Arnold A. Pinkston | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
5 | Report on Political Contributions and Expenditures | Against | For | Shareholder |
BIOGEN INC. | |||
Ticker: | BIIB | Security ID: | 09062X103 |
Meeting Date: | JUN 26, 2023 | Meeting Type: | Annual |
Record Date: | APR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Alexander J. Denner - Withdrawn | None | None | Management |
1b | Elect Director Caroline D. Dorsa | For | For | Management |
1c | Elect Director Maria C. Freire | For | Against | Management |
1d | Elect Director William A. Hawkins | For | Against | Management |
1e | Elect Director William D. Jones - Withdrawn | None | None | Management |
1f | Elect Director Jesus B. Mantas | For | For | Management |
1g | Elect Director Richard C. Mulligan - Withdrawn | None | None | Management |
1h | Elect Director Eric K. Rowinsky | For | For | Management |
1i | Elect Director Stephen A. Sherwin | For | For | Management |
1j | Elect Director Christopher A. Viehbacher | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Elect Director Susan K. Langer | For | For | Management |
CARDINAL HEALTH, INC. | |||
Ticker: | CAH | Security ID: | 14149Y108 |
Meeting Date: | NOV 09, 2022 | Meeting Type: | Annual |
Record Date: | SEP 20, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Steven K. Barg | For | For | Management |
1b | Elect Director Michelle M. Brennan | For | For | Management |
1c | Elect Director Sujatha Chandrasekaran | For | For | Management |
1d | Elect Director Carrie S. Cox | For | For | Management |
1e | Elect Director Bruce L. Downey | For | For | Management |
1f | Elect Director Sheri H. Edison | For | For | Management |
1g | Elect Director David C. Evans | For | For | Management |
1h | Elect Director Patricia A. Hemingway Hall | For | For | Management |
1i | Elect Director Jason M. Hollar | For | For | Management |
1j | Elect Director Akhil Johri | For | For | Management |
1k | Elect Director Gregory B. Kenny | For | For | Management |
1l | Elect Director Nancy Killefer | For | For | Management |
1m | Elect Director Christine A. Mundkur | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
CENTENE CORPORATION | |||
Ticker: | CNC | Security ID: | 15135B101 |
Meeting Date: | MAY 10, 2023 | Meeting Type: | Annual |
Record Date: | MAR 13, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jessica L. Blume | For | For | Management |
1b | Elect Director Kenneth A. Burdick | For | For | Management |
1c | Elect Director Christopher J. Coughlin | For | For | Management |
1d | Elect Director H. James Dallas | For | For | Management |
1e | Elect Director Wayne S. DeVeydt | For | For | Management |
1f | Elect Director Frederick H. Eppinger | For | For | Management |
1g | Elect Director Monte E. Ford | For | For | Management |
1h | Elect Director Sarah M. London | For | For | Management |
1i | Elect Director Lori J. Robinson | For | For | Management |
1j | Elect Director Theodore R. Samuels | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify KPMG LLP as Auditors | For | For | Management |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
6 | Report on Maternal Morbidity Reduction Metrics in Executive Compensation | Against | Against | Shareholder |
CVS HEALTH CORPORATION | |||
Ticker: | CVS | Security ID: | 126650100 |
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Fernando Aguirre | For | For | Management |
1b | Elect Director Jeffrey R. Balser | For | For | Management |
1c | Elect Director C. David Brown, II | For | For | Management |
1d | Elect Director Alecia A. DeCoudreaux | For | For | Management |
1e | Elect Director Nancy-Ann M. DeParle | For | For | Management |
1f | Elect Director Roger N. Farah | For | For | Management |
1g | Elect Director Anne M. Finucane | For | For | Management |
1h | Elect Director Edward J. Ludwig | For | For | Management |
1i | Elect Director Karen S. Lynch | For | For | Management |
1j | Elect Director Jean-Pierre Millon | For | For | Management |
1k | Elect Director Mary L. Schapiro | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Adopt a Paid Sick Leave Policy | Against | Against | Shareholder |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
7 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Shareholder |
8 | Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining Rights | Against | Against | Shareholder |
9 | Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company | Against | Against | Shareholder |
ELEVANCE HEALTH, INC. | |||
Ticker: | ELV | Security ID: | 036752103 |
Meeting Date: | MAY 10, 2023 | Meeting Type: | Annual |
Record Date: | MAR 17, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gail K. Boudreaux | For | For | Management |
1.2 | Elect Director R. Kerry Clark | For | For | Management |
1.3 | Elect Director Robert L. Dixon, Jr. | For | For | Management |
1.4 | Elect Director Deanna D. Strable | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
6 | Annually Report Third Party Political Contributions | Against | Against | Shareholder |
ELI LILLY AND COMPANY | |||
Ticker: | LLY | Security ID: | 532457108 |
Meeting Date: | MAY 01, 2023 | Meeting Type: | Annual |
Record Date: | FEB 21, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director William G. Kaelin, Jr. | For | For | Management |
1b | Elect Director David A. Ricks | For | For | Management |
1c | Elect Director Marschall S. Runge | For | For | Management |
1d | Elect Director Karen Walker | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
5 | Declassify the Board of Directors | For | For | Management |
6 | Eliminate Supermajority Vote Requirement | For | For | Management |
7 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
8 | Adopt Simple Majority Vote | Against | For | Shareholder |
9 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | Against | Shareholder |
10 | Report on Risks of Supporting Abortion | Against | Against | Shareholder |
11 | Publish Third-Party Review of Alignment of Company’s Lobbying Activities with its Public Statements | Against | For | Shareholder |
12 | Report on Effectiveness of Diversity, Equity and Inclusion Efforts and Metrics | Against | For | Shareholder |
13 | Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities | Against | Against | Shareholder |
EXELIXIS, INC. | |||
Ticker: | EXEL | Security ID: | 30161Q104 |
Meeting Date: | MAY 31, 2023 | Meeting Type: | Proxy Contest |
Record Date: | APR 03, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
Management Proxy (Gold Proxy Card) | ||||
# | Proposal | Diss Rec | Vote Cast | Sponsor |
From the Combined List of Management & Dissident Nominees - Elect 11 Directors | ||||
1a | Elect Management Nominee Director Maria C. Freire | For | Did Not Vote | Management |
1b | Elect Management Nominee Director Alan M. Garber | For | Did Not Vote | Management |
1c | Elect Management Nominee Director Michael M. Morrissey | For | Did Not Vote | Management |
1d | Elect Management Nominee Director Stelios Papadopoulos | For | Did Not Vote | Management |
1e | Elect Management Nominee Director George Poste | For | Did Not Vote | Management |
1f | Elect Management Nominee Director Julie Anne Smith | For | Did Not Vote | Management |
1g | Elect Management Nominee Director Lance Willsey *Withdrawn Resolution* | None | None | Management |
1h | Elect Management Nominee Director Jacqueline Wright | For | Did Not Vote | Management |
1i | Elect Management Nominee Director Jack L. Wyszomierski | For | Did Not Vote | Management |
1j | Elect Opposition Nominee Director Tomas J. Heyman | For | Did Not Vote | Shareholder |
1k | Elect Opposition Nominee Director Robert ‘Bob’ Oliver, Jr. | For | Did Not Vote | Shareholder |
1l | Elect Opposition Nominee Director David E. Johnson | None | Did Not Vote | Shareholder |
2 | Ratify Ernst & Young LLP as Auditors | For | Did Not Vote | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | Did Not Vote | Management |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
Dissident Universal Proxy (White Proxy Card) | ||||
# | Proposal | Diss Rec | Vote Cast | Sponsor |
From the Combined List of Management & Dissident Nominees - Elect 11 Directors | ||||
1.1 | Elect Opposition Nominee Director Tomas J. Heyman | For | For | Shareholder |
1.2 | Elect Opposition Nominee Director David E. Johnson | For | For | Shareholder |
1.3 | Elect Opposition Nominee Director Robert ‘Bob’ Oliver, Jr. | For | For | Shareholder |
1.4 | Elect Management Nominee Director Maria C. Freire | None | For | Management |
1.5 | Elect Management Nominee Director Alan M. Garber | None | For | Management |
1.6 | Elect Management Nominee Director Michael M. Morrissey | None | For | Management |
1.7 | Elect Management Nominee Director Stelios Papadopoulos | None | For | Management |
1.8 | Elect Management Nominee Director George Poste | None | For | Management |
1.9 | Elect Management Nominee Director Julie Anne Smith | None | For | Management |
1.10 | Elect Management Nominee Director Jacqueline Wright | None | For | Management |
1.11 | Elect Management Nominee Director Jack L. Wyszomierski | None | For | Management |
1.12 | Elect Management Nominee Director Lance Willsey *Withdrawn Resolution* | None | None | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
GILEAD SCIENCES, INC. | |||
Ticker: | GILD | Security ID: | 375558103 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 15, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jacqueline K. Barton | For | For | Management |
1b | Elect Director Jeffrey A. Bluestone | For | For | Management |
1c | Elect Director Sandra J. Horning | For | For | Management |
1d | Elect Director Kelly A. Kramer | For | For | Management |
1e | Elect Director Kevin E. Lofton | For | For | Management |
1f | Elect Director Harish Manwani | For | For | Management |
1g | Elect Director Daniel P. O’Day | For | For | Management |
1h | Elect Director Javier J. Rodriguez | For | For | Management |
1i | Elect Director Anthony Welters | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
6 | Require More Director Nominations Than Open Seats | Against | Against | Shareholder |
7 | Amend Right to Call Special Meeting | Against | Against | Shareholder |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | Against | Shareholder |
GSK PLC | |||
Ticker: | GSK | Security ID: | 37733W105 |
Meeting Date: | JUL 06, 2022 | Meeting Type: | Special |
Record Date: | MAY 27, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Matters Relating to the Demerger of Haleon Group from the GSK Group | For | For | Management |
2 | Approve the Related Party Transaction Arrangements | For | For | Management |
HUMANA INC. | |||
Ticker: | HUM | Security ID: | 444859102 |
Meeting Date: | APR 20, 2023 | Meeting Type: | Annual |
Record Date: | FEB 28, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Raquel C. Bono | For | For | Management |
1b | Elect Director Bruce D. Broussard | For | For | Management |
1c | Elect Director Frank A. D’Amelio | For | For | Management |
1d | Elect Director David T. Feinberg | For | For | Management |
1e | Elect Director Wayne A. I. Frederick | For | For | Management |
1f | Elect Director John W. Garratt | For | For | Management |
1g | Elect Director Kurt J. Hilzinger | For | For | Management |
1h | Elect Director Karen W. Katz | For | For | Management |
1i | Elect Director Marcy S. Klevorn | For | For | Management |
1j | Elect Director William J. McDonald | For | For | Management |
1k | Elect Director Jorge S. Mesquita | For | For | Management |
1l | Elect Director Brad D. Smith | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
INCYTE CORPORATION | |||
Ticker: | INCY | Security ID: | 45337C102 |
Meeting Date: | JUN 14, 2023 | Meeting Type: | Annual |
Record Date: | APR 18, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Julian C. Baker | For | For | Management |
1.2 | Elect Director Jean-Jacques Bienaime | For | For | Management |
1.3 | Elect Director Otis W. Brawley | For | For | Management |
1.4 | Elect Director Paul J. Clancy | For | For | Management |
1.5 | Elect Director Jacqualyn A. Fouse | For | For | Management |
1.6 | Elect Director Edmund P. Harrigan | For | For | Management |
1.7 | Elect Director Katherine A. High | For | For | Management |
1.8 | Elect Director Herve Hoppenot | For | For | Management |
1.9 | Elect Director Susanne Schaffert | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Amend Omnibus Stock Plan | For | Against | Management |
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
6 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
INTUITIVE SURGICAL, INC. | |||
Ticker: | ISRG | Security ID: | 46120E602 |
Meeting Date: | APR 27, 2023 | Meeting Type: | Annual |
Record Date: | FEB 28, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Craig H. Barratt | For | For | Management |
1b | Elect Director Joseph C. Beery | For | For | Management |
1c | Elect Director Gary S. Guthart | For | For | Management |
1d | Elect Director Amal M. Johnson | For | For | Management |
1e | Elect Director Don R. Kania | For | For | Management |
1f | Elect Director Amy L. Ladd | For | For | Management |
1g | Elect Director Keith R. Leonard, Jr. | For | For | Management |
1h | Elect Director Alan J. Levy | For | For | Management |
1i | Elect Director Jami Dover Nachtsheim | For | For | Management |
1j | Elect Director Monica P. Reed | For | For | Management |
1k | Elect Director Mark J. Rubash | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Report on Gender/Racial Pay Gap | Against | For | Shareholder |
JAZZ PHARMACEUTICALS PLC | |||
Ticker: | JAZZ | Security ID: | G50871105 |
Meeting Date: | JUL 28, 2022 | Meeting Type: | Annual |
Record Date: | JUN 01, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jennifer E. Cook | For | For | Management |
1b | Elect Director Patrick G. Enright | For | For | Management |
1c | Elect Director Seamus Mulligan | For | For | Management |
1d | Elect Director Norbert G. Riedel | For | For | Management |
2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Authorise Issue of Equity without Pre-emptive Rights | For | Against | Management |
5 | Adjourn Meeting | For | Against | Management |
JOHNSON & JOHNSON | |||
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 27, 2023 | Meeting Type: | Annual |
Record Date: | FEB 28, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Darius Adamczyk | For | For | Management |
1b | Elect Director Mary C. Beckerle | For | For | Management |
1c | Elect Director D. Scott Davis | For | For | Management |
1d | Elect Director Jennifer A. Doudna | For | For | Management |
1e | Elect Director Joaquin Duato | For | For | Management |
1f | Elect Director Marillyn A. Hewson | For | For | Management |
1g | Elect Director Paula A. Johnson | For | For | Management |
1h | Elect Director Hubert Joly | For | For | Management |
1i | Elect Director Mark B. McClellan | For | For | Management |
1j | Elect Director Anne M. Mulcahy | For | For | Management |
1k | Elect Director Mark A. Weinberger | For | For | Management |
1l | Elect Director Nadja Y. West | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Adopt Mandatory Arbitration Bylaw - Withdrawn | None | None | Shareholder |
6 | Report on Government Financial Support and Equitable Access to Covid-19 Products | Against | For | Shareholder |
7 | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics | Against | For | Shareholder |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | Against | Shareholder |
LABORATORY CORPORATION OF AMERICA HOLDINGS | |||
Ticker: | LH | Security ID: | 50540R409 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 16, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Kerrii B. Anderson | For | For | Management |
1b | Elect Director Jean-Luc Belingard | For | For | Management |
1c | Elect Director Jeffrey A. Davis | For | For | Management |
1d | Elect Director D. Gary Gilliland | For | For | Management |
1e | Elect Director Kirsten M. Kliphouse | For | For | Management |
1f | Elect Director Garheng Kong | For | For | Management |
1g | Elect Director Peter M. Neupert | For | For | Management |
1h | Elect Director Richelle P. Parham | For | For | Management |
1i | Elect Director Adam H. Schechter | For | For | Management |
1j | Elect Director Kathryn E. Wengel | For | For | Management |
1k | Elect Director R. Sanders Williams | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
5 | Require Independent Board Chair | Against | For | Shareholder |
6 | Report on Transport of Nonhuman Primates Within the U.S. | Against | Against | Shareholder |
7 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Against | Against | Shareholder |
MCKESSON CORPORATION | |||
Ticker: | MCK | Security ID: | 58155Q103 |
Meeting Date: | JUL 22, 2022 | Meeting Type: | Annual |
Record Date: | MAY 27, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard H. Carmona | For | For | Management |
1b | Elect Director Dominic J. Caruso | For | For | Management |
1c | Elect Director W. Roy Dunbar | For | For | Management |
1d | Elect Director James H. Hinton | For | For | Management |
1e | Elect Director Donald R. Knauss | For | For | Management |
1f | Elect Director Bradley E. Lerman | For | For | Management |
1g | Elect Director Linda P. Mantia | For | For | Management |
1h | Elect Director Maria Martinez | For | For | Management |
1i | Elect Director Susan R. Salka | For | For | Management |
1j | Elect Director Brian S. Tyler | For | For | Management |
1k | Elect Director Kathleen Wilson-Thompson | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
7 | Adopt Policy on 10b5-1 Plans | Against | For | Shareholder |
MEDTRONIC PLC | |||
Ticker: | MDT | Security ID: | G5960L103 |
Meeting Date: | DEC 08, 2022 | Meeting Type: | Annual |
Record Date: | OCT 11, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard H. Anderson | For | For | Management |
1b | Elect Director Craig Arnold | For | For | Management |
1c | Elect Director Scott C. Donnelly | For | For | Management |
1d | Elect Director Lidia L. Fonseca | For | For | Management |
1e | Elect Director Andrea J. Goldsmith | For | For | Management |
1f | Elect Director Randall J. Hogan, III | For | For | Management |
1g | Elect Director Kevin E. Lofton | For | For | Management |
1h | Elect Director Geoffrey S. Martha | For | For | Management |
1i | Elect Director Elizabeth G. Nabel | For | For | Management |
1j | Elect Director Denise M. O’Leary | For | For | Management |
1k | Elect Director Kendall J. Powell | For | For | Management |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Renew the Board’s Authority to Issue Shares Under Irish Law | For | For | Management |
5 | Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | For | For | Management |
6 | Authorize Overseas Market Purchases of Ordinary Shares | For | For | Management |
MERCK & CO., INC. | |||
Ticker: | MRK | Security ID: | 58933Y105 |
Meeting Date: | MAY 23, 2023 | Meeting Type: | Annual |
Record Date: | MAR 24, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Douglas M. Baker, Jr. | For | For | Management |
1b | Elect Director Mary Ellen Coe | For | For | Management |
1c | Elect Director Pamela J. Craig | For | For | Management |
1d | Elect Director Robert M. Davis | For | For | Management |
1e | Elect Director Thomas H. Glocer | For | For | Management |
1f | Elect Director Risa J. Lavizzo-Mourey | For | For | Management |
1g | Elect Director Stephen L. Mayo | For | For | Management |
1h | Elect Director Paul B. Rothman | For | For | Management |
1i | Elect Director Patricia F. Russo | For | For | Management |
1j | Elect Director Christine E. Seidman | For | For | Management |
1k | Elect Director Inge G. Thulin | For | For | Management |
1l | Elect Director Kathy J. Warden | For | For | Management |
1m | Elect Director Peter C. Wendell | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Report on Risks Related to Operations in China | Against | Against | Shareholder |
6 | Report on Access to COVID-19 Products | Against | For | Shareholder |
7 | Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities | Against | Against | Shareholder |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | For | Shareholder |
9 | Publish a Congruency Report of Partnerships with Globalist Organizations | Against | Against | Shareholder |
10 | Require Independent Board Chair | Against | Against | Shareholder |
MODERNA, INC. | |||
Ticker: | MRNA | Security ID: | 60770K107 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 08, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen Berenson | For | For | Management |
1.2 | Elect Director Sandra Horning | For | For | Management |
1.3 | Elect Director Paul Sagan | For | Withhold | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Report on Feasibility of Technology Transfer to Boost Covid-19 Vaccine Production | Against | Against | Shareholder |
MOLINA HEALTHCARE, INC. | |||
Ticker: | MOH | Security ID: | 60855R100 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 08, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Barbara L. Brasier | For | For | Management |
1b | Elect Director Daniel Cooperman | For | For | Management |
1c | Elect Director Stephen H. Lockhart | For | For | Management |
1d | Elect Director Steven J. Orlando | For | For | Management |
1e | Elect Director Ronna E. Romney | For | For | Management |
1f | Elect Director Richard M. Schapiro | For | For | Management |
1g | Elect Director Dale B. Wolf | For | For | Management |
1h | Elect Director Richard C. Zoretic | For | For | Management |
1i | Elect Director Joseph M. Zubretsky | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
NOVARTIS AG | |||
Ticker: | NOVN | Security ID: | 66987V109 |
Meeting Date: | MAR 07, 2023 | Meeting Type: | Annual |
Record Date: | JAN 24, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 3.20 per Share | For | For | Management |
4 | Approve CHF 63.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | For | For | Management |
6.1 | Amend Articles Re: Electronic Participation; Virtual-Only Shareholder Meetings | For | For | Management |
6.2 | Amend Articles of Association | For | For | Management |
6.3 | Amend Articles of Association | For | For | Management |
7.1 | Approve Remuneration of Directors in the Amount of CHF 8.8 Million | For | For | Management |
7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 90 Million | For | For | Management |
7.3 | Approve Remuneration Report | For | For | Management |
8.1 | Reelect Joerg Reinhardt as Director and Board Chair | For | For | Management |
8.2 | Reelect Nancy Andrews as Director | For | For | Management |
8.3 | Reelect Ton Buechner as Director | For | For | Management |
8.4 | Reelect Patrice Bula as Director | For | For | Management |
8.5 | Reelect Elizabeth Doherty as Director | For | For | Management |
8.6 | Reelect Bridgette Heller as Director | For | For | Management |
8.7 | Reelect Daniel Hochstrasser as Director | For | For | Management |
8.8 | Reelect Frans van Houten as Director | For | For | Management |
8.9 | Reelect Simon Moroney as Director | For | For | Management |
8.10 | Reelect Ana de Pro Gonzalo as Director | For | For | Management |
8.11 | Reelect Charles Sawyers as Director | For | For | Management |
8.12 | Reelect William Winters as Director | For | For | Management |
8.13 | Elect John Young as Director | For | For | Management |
9.1 | Reappoint Patrice Bula as Member of the Compensation Committee | For | For | Management |
9.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | For | For | Management |
9.3 | Reappoint Simon Moroney as Member of the Compensation Committee | For | For | Management |
9.4 | Reappoint William Winters as Member of the Compensation Committee | For | For | Management |
10 | Ratify KPMG AG as Auditors | For | For | Management |
11 | Designate Peter Zahn as Independent Proxy | For | For | Management |
12 | Transact Other Business (Voting) | For | Against | Management |
PFIZER INC. | |||
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 27, 2023 | Meeting Type: | Annual |
Record Date: | MAR 01, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald E. Blaylock | For | For | Management |
1.2 | Elect Director Albert Bourla | For | For | Management |
1.3 | Elect Director Susan Desmond-Hellmann | For | For | Management |
1.4 | Elect Director Joseph J. Echevarria | For | For | Management |
1.5 | Elect Director Scott Gottlieb | For | For | Management |
1.6 | Elect Director Helen H. Hobbs | For | For | Management |
1.7 | Elect Director Susan Hockfield | For | For | Management |
1.8 | Elect Director Dan R. Littman | For | For | Management |
1.9 | Elect Director Shantanu Narayen | For | For | Management |
1.10 | Elect Director Suzanne Nora Johnson | For | For | Management |
1.11 | Elect Director James Quincey | For | For | Management |
1.12 | Elect Director James C. Smith | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
6 | Require Independent Board Chair | Against | Against | Shareholder |
7 | Report on Feasibility of Intellectual Property Transfer to Boost Covid-19 Vaccine Production | Against | Against | Shareholder |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | For | Shareholder |
9 | Report on Political Expenditures Congruence | Against | Against | Shareholder |
QUEST DIAGNOSTICS INCORPORATED | |||
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Davis | For | For | Management |
1.2 | Elect Director Luis A. Diaz, Jr. | For | For | Management |
1.3 | Elect Director Tracey C. Doi | For | For | Management |
1.4 | Elect Director Vicky B. Gregg | For | For | Management |
1.5 | Elect Director Wright L. Lassiter, III | For | For | Management |
1.6 | Elect Director Timothy L. Main | For | For | Management |
1.7 | Elect Director Denise M. Morrison | For | For | Management |
1.8 | Elect Director Gary M. Pfeiffer | For | For | Management |
1.9 | Elect Director Timothy M. Ring | For | For | Management |
1.10 | Elect Director Gail R. Wilensky | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Amend Omnibus Stock Plan | For | For | Management |
6 | Adopt GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Against | For | Shareholder |
REGENERON PHARMACEUTICALS, INC. | |||
Ticker: | REGN | Security ID: | 75886F107 |
Meeting Date: | JUN 09, 2023 | Meeting Type: | Annual |
Record Date: | APR 11, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Joseph L. Goldstein | For | Against | Management |
1b | Elect Director Christine A. Poon | For | Against | Management |
1c | Elect Director Craig B. Thompson | For | For | Management |
1d | Elect Director Huda Y. Zoghbi | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | Against | Shareholder |
STRYKER CORPORATION | |||
Ticker: | SYK | Security ID: | 863667101 |
Meeting Date: | MAY 10, 2023 | Meeting Type: | Annual |
Record Date: | MAR 13, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mary K. Brainerd | For | For | Management |
1b | Elect Director Giovanni Caforio | For | For | Management |
1c | Elect Director Srikant M. Datar | For | For | Management |
1d | Elect Director Allan C. Golston | For | For | Management |
1e | Elect Director Kevin A. Lobo | For | For | Management |
1f | Elect Director Sherilyn S. McCoy | For | For | Management |
1g | Elect Director Andrew K. Silvernail | For | For | Management |
1h | Elect Director Lisa M. Skeete Tatum | For | For | Management |
1i | Elect Director Ronda E. Stryker | For | For | Management |
1j | Elect Director Rajeev Suri | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Report on Political Contributions and Expenditures | Against | For | Shareholder |
THE CIGNA GROUP | |||
Ticker: | CI | Security ID: | 125523100 |
Meeting Date: | APR 26, 2023 | Meeting Type: | Annual |
Record Date: | MAR 07, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David M. Cordani | For | For | Management |
1b | Elect Director William J. DeLaney | For | For | Management |
1c | Elect Director Eric J. Foss | For | For | Management |
1d | Elect Director Elder Granger | For | For | Management |
1e | Elect Director Neesha Hathi | For | For | Management |
1f | Elect Director George Kurian | For | For | Management |
1g | Elect Director Kathleen M. Mazzarella | For | For | Management |
1h | Elect Director Mark B. McClellan | For | For | Management |
1i | Elect Director Kimberly A. Ross | For | For | Management |
1j | Elect Director Eric C. Wiseman | For | For | Management |
1k | Elect Director Donna F. Zarcone | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | For | For | Management |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
7 | Report on Congruency of Political Spending with Company Values and Priorities | Against | For | Shareholder |
THE ENSIGN GROUP, INC. | |||
Ticker: | ENSG | Security ID: | 29358P101 |
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual |
Record Date: | MAR 23, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barry M. Smith | For | For | Management |
1.2 | Elect Director Swati B. Abbott | For | For | Management |
1.3 | Elect Director Suzanne D. Snapper | For | For | Management |
1.4 | Elect Director John O. Agwunobi | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Amend Certificate of Incorporation to Provide for Exculpation of Certain Officers | For | For | Management |
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNITED THERAPEUTICS CORPORATION | |||
Ticker: | UTHR | Security ID: | 91307C102 |
Meeting Date: | JUN 26, 2023 | Meeting Type: | Annual |
Record Date: | APR 27, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Christopher Causey | For | For | Management |
1b | Elect Director Raymond Dwek | For | For | Management |
1c | Elect Director Richard Giltner | For | For | Management |
1d | Elect Director Katherine Klein | For | For | Management |
1e | Elect Director Ray Kurzweil | For | For | Management |
1f | Elect Director Linda Maxwell | For | For | Management |
1g | Elect Director Nilda Mesa | For | For | Management |
1h | Elect Director Judy Olian | For | For | Management |
1i | Elect Director Christopher Patusky | For | For | Management |
1j | Elect Director Martine Rothblatt | For | For | Management |
1k | Elect Director Louis Sullivan | For | For | Management |
1l | Elect Director Tommy Thompson | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
UNITEDHEALTH GROUP INCORPORATED | |||
Ticker: | UNH | Security ID: | 91324P102 |
Meeting Date: | JUN 05, 2023 | Meeting Type: | Annual |
Record Date: | APR 10, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Timothy Flynn | For | For | Management |
1b | Elect Director Paul Garcia | For | For | Management |
1c | Elect Director Kristen Gil | For | For | Management |
1d | Elect Director Stephen Hemsley | For | For | Management |
1e | Elect Director Michele Hooper | For | For | Management |
1f | Elect Director F. William McNabb, III | For | For | Management |
1g | Elect Director Valerie Montgomery Rice | For | For | Management |
1h | Elect Director John Noseworthy | For | For | Management |
1i | Elect Director Andrew Witty | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
5 | Report on Third-Party Racial Equity Audit | Against | Against | Shareholder |
6 | Report on Congruency of Political Spending with Company Values and Priorities | Against | For | Shareholder |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
VERTEX PHARMACEUTICALS INCORPORATED | |||
Ticker: | VRTX | Security ID: | 92532F100 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 23, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sangeeta Bhatia | For | For | Management |
1.2 | Elect Director Lloyd Carney | For | For | Management |
1.3 | Elect Director Alan Garber | For | For | Management |
1.4 | Elect Director Terrence Kearney | For | For | Management |
1.5 | Elect Director Reshma Kewalramani | For | For | Management |
1.6 | Elect Director Jeffrey Leiden | For | For | Management |
1.7 | Elect Director Diana McKenzie | For | For | Management |
1.8 | Elect Director Bruce Sachs | For | For | Management |
1.9 | Elect Director Suketu Upadhyay | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
============================= Pin Oak Equity Fund ==============================
ACTIVISION BLIZZARD, INC. | |||
Ticker: | ATVI | Security ID: | 00507V109 |
Meeting Date: | JUN 21, 2023 | Meeting Type: | Annual |
Record Date: | APR 25, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Reveta Bowers | For | For | Management |
1b | Elect Director Kerry Carr | For | For | Management |
1c | Elect Director Robert Corti | For | For | Management |
1d | Elect Director Brian Kelly | For | For | Management |
1e | Elect Director Robert Kotick | For | For | Management |
1f | Elect Director Barry Meyer | For | For | Management |
1g | Elect Director Robert Morgado | For | For | Management |
1h | Elect Director Peter Nolan | For | For | Management |
1i | Elect Director Dawn Ostroff | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Submit Severance Agreement(Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
6 | Adopt Policy on Freedom of Association and Collective Bargaining | Against | For | Shareholder |
7 | Report on Prevention of Harassment and Discrimination in the Workplace - Withdrawn | None | None | Shareholder |
AKAMAI TECHNOLOGIES, INC. | |||
Ticker: | AKAM | Security ID: | 00971T101 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 16, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sharon Bowen | For | For | Management |
1.2 | Elect Director Marianne Brown | For | For | Management |
1.3 | Elect Director Monte Ford | For | For | Management |
1.4 | Elect Director Dan Hesse | For | For | Management |
1.5 | Elect Director Tom Killalea | For | For | Management |
1.6 | Elect Director Tom Leighton | For | For | Management |
1.7 | Elect Director Jonathan Miller | For | For | Management |
1.8 | Elect Director Madhu Ranganathan | For | For | Management |
1.9 | Elect Director Ben Verwaayen | For | For | Management |
1.10 | Elect Director Bill Wagner | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
ALPHABET INC. | |||
Ticker: | GOOGL | Security ID: | 02079K305 |
Meeting Date: | JUN 02, 2023 | Meeting Type: | Annual |
Record Date: | APR 04, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Larry Page | For | For | Management |
1b | Elect Director Sergey Brin | For | For | Management |
1c | Elect Director Sundar Pichai | For | For | Management |
1d | Elect Director John L. Hennessy | For | Against | Management |
1e | Elect Director Frances H. Arnold | For | Against | Management |
1f | Elect Director R. Martin “Marty” Chavez | For | For | Management |
1g | Elect Director L. John Doerr | For | For | Management |
1h | Elect Director Roger W. Ferguson, Jr. | For | For | Management |
1i | Elect Director Ann Mather | For | For | Management |
1j | Elect Director K. Ram Shriram | For | For | Management |
1k | Elect Director Robin L. Washington | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
6 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
7 | Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties | Against | Against | Shareholder |
8 | Report on Framework to Assess Company Lobbying Alignment with Climate Goals | Against | For | Shareholder |
9 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Against | Against | Shareholder |
10 | Report on Risks of Doing Business in Countries with Significant Human Rights Concerns | Against | For | Shareholder |
11 | Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology | Against | For | Shareholder |
12 | Disclose More Quantitative and Qualitative Information on Algorithmic Systems | Against | For | Shareholder |
13 | Report on Alignment of YouTube Policies With Online Safety Regulations | Against | For | Shareholder |
14 | Report on Content Governance and Censorship | Against | Against | Shareholder |
15 | Commission Independent Assessment of Effectiveness of Audit and Compliance Committee | Against | Against | Shareholder |
16 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Shareholder |
17 | Adopt Share Retention Policy For Senior Executives | Against | For | Shareholder |
18 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
AMAZON.COM, INC. | |||
Ticker: | AMZN | Security ID: | 023135106 |
Meeting Date: | MAY 24, 2023 | Meeting Type: | Annual |
Record Date: | MAR 30, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jeffrey P. Bezos | For | For | Management |
1b | Elect Director Andrew R. Jassy | For | For | Management |
1c | Elect Director Keith B. Alexander | For | For | Management |
1d | Elect Director Edith W. Cooper | For | Against | Management |
1e | Elect Director Jamie S. Gorelick | For | For | Management |
1f | Elect Director Daniel P. Huttenlocher | For | Against | Management |
1g | Elect Director Judith A. McGrath | For | Against | Management |
1h | Elect Director Indra K. Nooyi | For | For | Management |
1i | Elect Director Jonathan J. Rubinstein | For | For | Management |
1j | Elect Director Patricia Q. Stonesifer | For | For | Management |
1k | Elect Director Wendell P. Weeks | For | For | Management |
2 | Ratify Ratification of Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Amend Omnibus Stock Plan | For | For | Management |
6 | Report on Climate Risk in Retirement Plan Options | Against | Against | Shareholder |
7 | Report on Customer Due Diligence | Against | For | Shareholder |
8 | Revise Transparency Report to Provide Greater Disclosure on Government Requests | Against | Against | Shareholder |
9 | Report on Government Take Down Requests | Against | Against | Shareholder |
10 | Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines | Against | For | Shareholder |
11 | Publish a Tax Transparency Report | Against | Against | Shareholder |
12 | Report on Climate Lobbying | Against | For | Shareholder |
13 | Report on Median and Adjusted Gender/Racial Pay Gaps | Against | For | Shareholder |
14 | Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs | Against | Against | Shareholder |
15 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Shareholder |
16 | Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining | Against | For | Shareholder |
17 | Consider Pay Disparity Between Executives and Other Employees | Against | Against | Shareholder |
18 | Report on Animal Welfare Standards | Against | Against | Shareholder |
19 | Establish a Public Policy Committee | Against | Against | Shareholder |
20 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Against | For | Shareholder |
21 | Commission a Third Party Audit on Working Conditions | Against | For | Shareholder |
22 | Report on Efforts to Reduce Plastic Use | Against | For | Shareholder |
23 | Commission Third Party Study and Report on Risks Associated with Use of Rekognition | Against | For | Shareholder |
AMDOCS LIMITED | |||
Ticker: | DOX | Security ID: | G02602103 |
Meeting Date: | JAN 27, 2023 | Meeting Type: | Annual |
Record Date: | NOV 30, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert A. Minicucci | For | For | Management |
1.2 | Elect Director Adrian Gardner | For | For | Management |
1.3 | Elect Director Rafael de la Vega | For | For | Management |
1.4 | Elect Director Eli Gelman | For | For | Management |
1.5 | Elect Director Richard T.C. LeFave | For | For | Management |
1.6 | Elect Director John A. MacDonald | For | For | Management |
1.7 | Elect Director Shuky Sheffer | For | For | Management |
1.8 | Elect Director Yvette Kanouff | For | For | Management |
1.9 | Elect Director Sarah Ruth Davis | For | For | Management |
1.10 | Elect Director Amos Genish | For | For | Management |
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
3 | Approve an Increase in the Quarterly Cash Dividend Rate | For | For | Management |
4 | Accept Financial Statements and Statutory Reports | For | For | Management |
5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
AMGEN INC. | |||
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 19, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Wanda M. Austin | For | For | Management |
1b | Elect Director Robert A. Bradway | For | For | Management |
1c | Elect Director Michael V. Drake | For | For | Management |
1d | Elect Director Brian J. Druker | For | For | Management |
1e | Elect Director Robert A. Eckert | For | For | Management |
1f | Elect Director Greg C. Garland | For | For | Management |
1g | Elect Director Charles M. Holley, Jr. | For | For | Management |
1h | Elect Director S. Omar Ishrak | For | For | Management |
1i | Elect Director Tyler Jacks | For | For | Management |
1j | Elect Director Ellen J. Kullman | For | For | Management |
1k | Elect Director Amy E. Miles | For | For | Management |
1l | Elect Director Ronald D. Sugar | For | For | Management |
1m | Elect Director R. Sanders Williams | For | For | Management |
2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
AMPHENOL CORPORATION | |||
Ticker: | APH | Security ID: | 032095101 |
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nancy A. Altobello | For | For | Management |
1.2 | Elect Director David P. Falck | For | For | Management |
1.3 | Elect Director Edward G. Jepsen | For | For | Management |
1.4 | Elect Director Rita S. Lane | For | For | Management |
1.5 | Elect Director Robert A. Livingston | For | For | Management |
1.6 | Elect Director Martin H. Loeffler | For | For | Management |
1.7 | Elect Director R. Adam Norwitt | For | For | Management |
1.8 | Elect Director Prahlad Singh | For | For | Management |
1.9 | Elect Director Anne Clarke Wolff | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Report on Political Contributions and Expenditures | Against | For | Shareholder |
ASSURANT, INC. | |||
Ticker: | AIZ | Security ID: | 04621X108 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 13, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Elaine D. Rosen | For | For | Management |
1b | Elect Director Paget L. Alves | For | For | Management |
1c | Elect Director Rajiv Basu | For | For | Management |
1d | Elect Director J. Braxton Carter | For | For | Management |
1e | Elect Director Juan N. Cento | For | For | Management |
1f | Elect Director Keith W. Demmings | For | For | Management |
1g | Elect Director Harriet Edelman | For | For | Management |
1h | Elect Director Sari Granat | For | For | Management |
1i | Elect Director Lawrence V. Jackson | For | For | Management |
1j | Elect Director Debra J. Perry | For | For | Management |
1k | Elect Director Ognjen (Ogi) Redzic | For | For | Management |
1l | Elect Director Paul J. Reilly | For | For | Management |
1m | Elect Director Robert W. Stein | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
COTERRA ENERGY INC. | |||
Ticker: | CTRA | Security ID: | 127097103 |
Meeting Date: | MAY 04, 2023 | Meeting Type: | Annual |
Record Date: | MAR 09, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas E. Jorden | For | For | Management |
1.2 | Elect Director Robert S. Boswell | For | For | Management |
1.3 | Elect Director Dorothy M. Ables | For | For | Management |
1.4 | Elect Director Amanda M. Brock | For | For | Management |
1.5 | Elect Director Dan O. Dinges | For | For | Management |
1.6 | Elect Director Paul N. Eckley | For | For | Management |
1.7 | Elect Director Hans Helmerich | For | For | Management |
1.8 | Elect Director Lisa A. Stewart | For | For | Management |
1.9 | Elect Director Frances M. Vallejo | For | For | Management |
1.10 | Elect Director Marcus A. Watts | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Approve Omnibus Stock Plan | For | For | Management |
6 | Report on Reliability of Methane Emission Disclosures | Against | For | Shareholder |
7 | Report on Climate Lobbying | Against | For | Shareholder |
EBAY, INC. | |||
Ticker: | EBAY | Security ID: | 278642103 |
Meeting Date: | JUN 21, 2023 | Meeting Type: | Annual |
Record Date: | APR 24, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Adriane M. Brown | For | For | Management |
1b | Elect Director Aparna Chennapragada | For | For | Management |
1c | Elect Director Logan D. Green | For | For | Management |
1d | Elect Director E. Carol Hayles | For | For | Management |
1e | Elect Director Jamie Iannone | For | For | Management |
1f | Elect Director Shripriya Mahesh | For | For | Management |
1g | Elect Director Paul S. Pressler | For | For | Management |
1h | Elect Director Mohak Shroff | For | For | Management |
1i | Elect Director Perry M. Traquina | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Amend Omnibus Stock Plan | For | Against | Management |
6 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | For | For | Management |
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting to 10% | Against | For | Shareholder |
GILEAD SCIENCES, INC. | |||
Ticker: | GILD | Security ID: | 375558103 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 15, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jacqueline K. Barton | For | For | Management |
1b | Elect Director Jeffrey A. Bluestone | For | For | Management |
1c | Elect Director Sandra J. Horning | For | For | Management |
1d | Elect Director Kelly A. Kramer | For | For | Management |
1e | Elect Director Kevin E. Lofton | For | For | Management |
1f | Elect Director Harish Manwani | For | For | Management |
1g | Elect Director Daniel P. O’Day | For | For | Management |
1h | Elect Director Javier J. Rodriguez | For | For | Management |
1i | Elect Director Anthony Welters | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
6 | Require More Director Nominations Than Open Seats | Against | Against | Shareholder |
7 | Amend Right to Call Special Meeting | Against | Against | Shareholder |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | Against | Shareholder |
GSK PLC | |||
Ticker: | GSK | Security ID: | 37733W105 |
Meeting Date: | JUL 06, 2022 | Meeting Type: | Special |
Record Date: | MAY 27, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Matters Relating to the Demerger of Haleon Group from the GSK Group | For | For | Management |
2 | Approve the Related Party Transaction Arrangements | For | For | Management |
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 02, 2022 | Meeting Type: | Annual |
Record Date: | SEP 12, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert Calderoni | For | For | Management |
1.2 | Elect Director Jeneanne Hanley | For | For | Management |
1.3 | Elect Director Emiko Higashi | For | For | Management |
1.4 | Elect Director Kevin Kennedy | For | For | Management |
1.5 | Elect Director Gary Moore | For | For | Management |
1.6 | Elect Director Marie Myers | For | For | Management |
1.7 | Elect Director Kiran Patel | For | For | Management |
1.8 | Elect Director Victor Peng | For | For | Management |
1.9 | Elect Director Robert Rango | For | For | Management |
1.10 | Elect Director Richard Wallace | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Against | For | Shareholder |
MCKESSON CORPORATION | |||
Ticker: | MCK | Security ID: | 58155Q103 |
Meeting Date: | JUL 22, 2022 | Meeting Type: | Annual |
Record Date: | MAY 27, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard H. Carmona | For | For | Management |
1b | Elect Director Dominic J. Caruso | For | For | Management |
1c | Elect Director W. Roy Dunbar | For | For | Management |
1d | Elect Director James H. Hinton | For | For | Management |
1e | Elect Director Donald R. Knauss | For | For | Management |
1f | Elect Director Bradley E. Lerman | For | For | Management |
1g | Elect Director Linda P. Mantia | For | For | Management |
1h | Elect Director Maria Martinez | For | For | Management |
1i | Elect Director Susan R. Salka | For | For | Management |
1j | Elect Director Brian S. Tyler | For | For | Management |
1k | Elect Director Kathleen Wilson-Thompson | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
7 | Adopt Policy on 10b5-1 Plans | Against | For | Shareholder |
MEDTRONIC PLC | |||
Ticker: | MDT | Security ID: | G5960L103 |
Meeting Date: | DEC 08, 2022 | Meeting Type: | Annual |
Record Date: | OCT 11, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard H. Anderson | For | For | Management |
1b | Elect Director Craig Arnold | For | For | Management |
1c | Elect Director Scott C. Donnelly | For | For | Management |
1d | Elect Director Lidia L. Fonseca | For | For | Management |
1e | Elect Director Andrea J. Goldsmith | For | For | Management |
1f | Elect Director Randall J. Hogan, III | For | For | Management |
1g | Elect Director Kevin E. Lofton | For | For | Management |
1h | Elect Director Geoffrey S. Martha | For | For | Management |
1i | Elect Director Elizabeth G. Nabel | For | For | Management |
1j | Elect Director Denise M. O’Leary | For | For | Management |
1k | Elect Director Kendall J. Powell | For | For | Management |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Renew the Board’s Authority to Issue Shares Under Irish Law | For | For | Management |
5 | Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | For | For | Management |
6 | Authorize Overseas Market Purchases of Ordinary Shares | For | For | Management |
META PLATFORMS, INC. | |||
Ticker: | META | Security ID: | 30303M102 |
Meeting Date: | MAY 31, 2023 | Meeting Type: | Annual |
Record Date: | APR 06, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peggy Alford | For | Withhold | Management |
1.2 | Elect Director Marc L. Andreessen | For | Withhold | Management |
1.3 | Elect Director Andrew W. Houston | For | Withhold | Management |
1.4 | Elect Director Nancy Killefer | For | For | Management |
1.5 | Elect Director Robert M. Kimmitt | For | For | Management |
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management |
1.7 | Elect Director Tracey T. Travis | For | For | Management |
1.8 | Elect Director Tony Xu | For | Withhold | Management |
1.9 | Elect Director Mark Zuckerberg | For | Withhold | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Report on Government Take Down Requests | Against | Against | Shareholder |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
5 | Report on Human Rights Impact Assessment of Targeted Advertising | Against | For | Shareholder |
6 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
7 | Report on Allegations of Political Entanglement and Content Management Biases in India | Against | Against | Shareholder |
8 | Report on Framework to Assess Company Lobbying Alignment with Climate Goals | Against | For | Shareholder |
9 | Report on Data Privacy regarding Reproductive Healthcare | Against | For | Shareholder |
10 | Report on Enforcement of Community Standards and User Content | Against | Against | Shareholder |
11 | Report on Child Safety and Harm Reduction | Against | For | Shareholder |
12 | Report on Executive Pay Calibration to Externalized Costs | Against | For | Shareholder |
13 | Commission Independent Review of Audit & Risk Oversight Committee | Against | Against | Shareholder |
MOLINA HEALTHCARE, INC. | |||
Ticker: | MOH | Security ID: | 60855R100 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 08, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Barbara L. Brasier | For | For | Management |
1b | Elect Director Daniel Cooperman | For | For | Management |
1c | Elect Director Stephen H. Lockhart | For | For | Management |
1d | Elect Director Steven J. Orlando | For | For | Management |
1e | Elect Director Ronna E. Romney | For | For | Management |
1f | Elect Director Richard M. Schapiro | For | For | Management |
1g | Elect Director Dale B. Wolf | For | For | Management |
1h | Elect Director Richard C. Zoretic | For | For | Management |
1i | Elect Director Joseph M. Zubretsky | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
PAYCHEX, INC. | |||
Ticker: | PAYX | Security ID: | 704326107 |
Meeting Date: | OCT 13, 2022 | Meeting Type: | Annual |
Record Date: | AUG 15, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Martin Mucci | For | For | Management |
1b | Elect Director Thomas F. Bonadio | For | For | Management |
1c | Elect Director Joseph G. Doody | For | For | Management |
1d | Elect Director David J.S. Flaschen | For | For | Management |
1e | Elect Director B. Thomas Golisano | For | For | Management |
1f | Elect Director Pamela A. Joseph | For | For | Management |
1g | Elect Director Kevin A. Price | For | For | Management |
1h | Elect Director Joseph M. Tucci | For | For | Management |
1i | Elect Director Joseph M. Velli | For | For | Management |
1j | Elect Director Kara Wilson | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
PAYPAL HOLDINGS, INC. | |||
Ticker: | PYPL | Security ID: | 70450Y103 |
Meeting Date: | MAY 24, 2023 | Meeting Type: | Annual |
Record Date: | MAR 30, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Rodney C. Adkins | For | For | Management |
1b | Elect Director Jonathan Christodoro | For | For | Management |
1c | Elect Director John J. Donahoe | For | For | Management |
1d | Elect Director David W. Dorman | For | For | Management |
1e | Elect Director Belinda J. Johnson | For | For | Management |
1f | Elect Director Enrique Lores | For | For | Management |
1g | Elect Director Gail J. McGovern | For | For | Management |
1h | Elect Director Deborah M. Messemer | For | For | Management |
1i | Elect Director David M. Moffett | For | For | Management |
1j | Elect Director Ann M. Sarnoff | For | For | Management |
1k | Elect Director Daniel H. Schulman | For | For | Management |
1l | Elect Director Frank D. Yeary | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Adopt a Policy on Services in Conflict Zones | Against | Against | Shareholder |
6 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Against | Against | Shareholder |
7 | Report on PayPal’s Nondiscriminatory Provision of Financial Services - Withdrawn | None | None | Shareholder |
8 | Report on Ensuring Respect for Civil Liberties | Against | Against | Shareholder |
9 | Adopt Majority Vote Standard for Director Elections | Against | Against | Shareholder |
QUEST DIAGNOSTICS INCORPORATED | |||
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Davis | For | For | Management |
1.2 | Elect Director Luis A. Diaz, Jr. | For | For | Management |
1.3 | Elect Director Tracey C. Doi | For | For | Management |
1.4 | Elect Director Vicky B. Gregg | For | For | Management |
1.5 | Elect Director Wright L. Lassiter, III | For | For | Management |
1.6 | Elect Director Timothy L. Main | For | For | Management |
1.7 | Elect Director Denise M. Morrison | For | For | Management |
1.8 | Elect Director Gary M. Pfeiffer | For | For | Management |
1.9 | Elect Director Timothy M. Ring | For | For | Management |
1.10 | Elect Director Gail R. Wilensky | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Amend Omnibus Stock Plan | For | For | Management |
6 | Adopt GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Against | For | Shareholder |
REGENERON PHARMACEUTICALS, INC. | |||
Ticker: | REGN | Security ID: | 75886F107 |
Meeting Date: | JUN 09, 2023 | Meeting Type: | Annual |
Record Date: | APR 11, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Joseph L. Goldstein | For | Against | Management |
1b | Elect Director Christine A. Poon | For | Against | Management |
1c | Elect Director Craig B. Thompson | For | For | Management |
1d | Elect Director Huda Y. Zoghbi | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | Against | Shareholder |
THE BANK OF NEW YORK MELLON CORPORATION | |||
Ticker: | BK | Security ID: | 064058100 |
Meeting Date: | APR 12, 2023 | Meeting Type: | Annual |
Record Date: | FEB 16, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Linda Z. Cook | For | For | Management |
1b | Elect Director Joseph J. Echevarria | For | For | Management |
1c | Elect Director M. Amy Gilliland | For | For | Management |
1d | Elect Director Jeffrey A. Goldstein | For | For | Management |
1e | Elect Director K. Guru Gowrappan | For | For | Management |
1f | Elect Director Ralph Izzo | For | For | Management |
1g | Elect Director Sandra E. “Sandie” O’Connor | For | For | Management |
1h | Elect Director Elizabeth E. Robinson | For | For | Management |
1i | Elect Director Frederick O. Terrell | For | For | Management |
1j | Elect Director Robin A. Vince | For | For | Management |
1k | Elect Director Alfred W. “Al” Zollar | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify KPMG LLP as Auditors | For | For | Management |
5 | Approve Omnibus Stock Plan | For | For | Management |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
THE CHARLES SCHWAB CORPORATION | |||
Ticker: | SCHW | Security ID: | 808513105 |
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Marianne C. Brown | For | For | Management |
1b | Elect Director Frank C. Herringer | For | For | Management |
1c | Elect Director Gerri K. Martin-Flickinger | For | For | Management |
1d | Elect Director Todd M. Ricketts | For | For | Management |
1e | Elect Director Carolyn Schwab-Pomerantz | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Report on Gender/Racial Pay Gap | Against | For | Shareholder |
6 | Report on Risks Related to Discrimination Against Individuals Including Political Views | Against | Against | Shareholder |
VISA INC. | |||
Ticker: | V | Security ID: | 92826C839 |
Meeting Date: | JAN 24, 2023 | Meeting Type: | Annual |
Record Date: | NOV 25, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Lloyd A. Carney | For | For | Management |
1b | Elect Director Kermit R. Crawford | For | For | Management |
1c | Elect Director Francisco Javier Fernandez-Carbajal | For | For | Management |
1d | Elect Director Alfred F. Kelly, Jr. | For | For | Management |
1e | Elect Director Ramon Laguarta | For | For | Management |
1f | Elect Director Teri L. List | For | For | Management |
1g | Elect Director John F. Lundgren | For | For | Management |
1h | Elect Director Denise M. Morrison | For | For | Management |
1i | Elect Director Linda J. Rendle | For | For | Management |
1j | Elect Director Maynard G. Webb, Jr. | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify KPMG LLP as Auditors | For | For | Management |
5 | Require Independent Board Chair | Against | Against | Shareholder |
======================== Red Oak Technology Select Fund ========================
ACCENTURE PLC | |||
Ticker: | ACN | Security ID: | G1151C101 |
Meeting Date: | FEB 01, 2023 | Meeting Type: | Annual |
Record Date: | DEC 06, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jaime Ardila | For | For | Management |
1b | Elect Director Nancy McKinstry | For | For | Management |
1c | Elect Director Beth E. Mooney | For | For | Management |
1d | Elect Director Gilles C. Pelisson | For | For | Management |
1e | Elect Director Paula A. Price | For | For | Management |
1f | Elect Director Venkata (Murthy) Renduchintala | For | For | Management |
1g | Elect Director Arun Sarin | For | For | Management |
1h | Elect Director Julie Sweet | For | For | Management |
1i | Elect Director Tracey T. Travis | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
5 | Renew the Board’s Authority to Issue Shares Under Irish Law | For | For | Management |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | For | For | Management |
7 | Determine Price Range for Reissuance of Treasury Shares | For | For | Management |
ADVANCED MICRO DEVICES, INC. | |||
Ticker: | AMD | Security ID: | 007903107 |
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual |
Record Date: | MAR 22, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Nora M. Denzel | For | For | Management |
1b | Elect Director Mark Durcan | For | For | Management |
1c | Elect Director Michael P. Gregoire | For | For | Management |
1d | Elect Director Joseph A. Householder | For | For | Management |
1e | Elect Director John W. Marren | For | For | Management |
1f | Elect Director Jon A. Olson | For | For | Management |
1g | Elect Director Lisa T. Su | For | For | Management |
1h | Elect Director Abhi Y. Talwalkar | For | For | Management |
1i | Elect Director Elizabeth W. Vanderslice | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AKAMAI TECHNOLOGIES, INC. | |||
Ticker: | AKAM | Security ID: | 00971T101 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 16, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sharon Bowen | For | For | Management |
1.2 | Elect Director Marianne Brown | For | For | Management |
1.3 | Elect Director Monte Ford | For | For | Management |
1.4 | Elect Director Dan Hesse | For | For | Management |
1.5 | Elect Director Tom Killalea | For | For | Management |
1.6 | Elect Director Tom Leighton | For | For | Management |
1.7 | Elect Director Jonathan Miller | For | For | Management |
1.8 | Elect Director Madhu Ranganathan | For | For | Management |
1.9 | Elect Director Ben Verwaayen | For | For | Management |
1.10 | Elect Director Bill Wagner | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
ALPHABET INC. | |||
Ticker: | GOOGL | Security ID: | 02079K305 |
Meeting Date: | JUN 02, 2023 | Meeting Type: | Annual |
Record Date: | APR 04, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Larry Page | For | For | Management |
1b | Elect Director Sergey Brin | For | For | Management |
1c | Elect Director Sundar Pichai | For | For | Management |
1d | Elect Director John L. Hennessy | For | Against | Management |
1e | Elect Director Frances H. Arnold | For | Against | Management |
1f | Elect Director R. Martin “Marty” Chavez | For | For | Management |
1g | Elect Director L. John Doerr | For | For | Management |
1h | Elect Director Roger W. Ferguson, Jr. | For | For | Management |
1i | Elect Director Ann Mather | For | For | Management |
1j | Elect Director K. Ram Shriram | For | For | Management |
1k | Elect Director Robin L. Washington | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
6 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
7 | Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties | Against | Against | Shareholder |
8 | Report on Framework to Assess Company Lobbying Alignment with Climate Goals | Against | For | Shareholder |
9 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Against | Against | Shareholder |
10 | Report on Risks of Doing Business in Countries with Significant Human Rights Concerns | Against | For | Shareholder |
11 | Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology | Against | For | Shareholder |
12 | Disclose More Quantitative and Qualitative Information on Algorithmic Systems | Against | For | Shareholder |
13 | Report on Alignment of YouTube Policies With Online Safety Regulations | Against | For | Shareholder |
14 | Report on Content Governance and Censorship | Against | Against | Shareholder |
15 | Commission Independent Assessment of Effectiveness of Audit and Compliance Committee | Against | Against | Shareholder |
16 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Shareholder |
17 | Adopt Share Retention Policy For Senior Executives | Against | For | Shareholder |
18 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
AMAZON.COM, INC. | |||
Ticker: | AMZN | Security ID: | 023135106 |
Meeting Date: | MAY 24, 2023 | Meeting Type: | Annual |
Record Date: | MAR 30, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jeffrey P. Bezos | For | For | Management |
1b | Elect Director Andrew R. Jassy | For | For | Management |
1c | Elect Director Keith B. Alexander | For | For | Management |
1d | Elect Director Edith W. Cooper | For | Against | Management |
1e | Elect Director Jamie S. Gorelick | For | For | Management |
1f | Elect Director Daniel P. Huttenlocher | For | Against | Management |
1g | Elect Director Judith A. McGrath | For | Against | Management |
1h | Elect Director Indra K. Nooyi | For | For | Management |
1i | Elect Director Jonathan J. Rubinstein | For | For | Management |
1j | Elect Director Patricia Q. Stonesifer | For | For | Management |
1k | Elect Director Wendell P. Weeks | For | For | Management |
2 | Ratify Ratification of Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Amend Omnibus Stock Plan | For | For | Management |
6 | Report on Climate Risk in Retirement Plan Options | Against | Against | Shareholder |
7 | Report on Customer Due Diligence | Against | For | Shareholder |
8 | Revise Transparency Report to Provide Greater Disclosure on Government Requests | Against | Against | Shareholder |
9 | Report on Government Take Down Requests | Against | Against | Shareholder |
10 | Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines | Against | For | Shareholder |
11 | Publish a Tax Transparency Report | Against | Against | Shareholder |
12 | Report on Climate Lobbying | Against | For | Shareholder |
13 | Report on Median and Adjusted Gender/Racial Pay Gaps | Against | For | Shareholder |
14 | Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs | Against | Against | Shareholder |
15 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Shareholder |
16 | Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining | Against | For | Shareholder |
17 | Consider Pay Disparity Between Executives and Other Employees | Against | Against | Shareholder |
18 | Report on Animal Welfare Standards | Against | Against | Shareholder |
19 | Establish a Public Policy Committee | Against | Against | Shareholder |
20 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Against | For | Shareholder |
21 | Commission a Third Party Audit on Working Conditions | Against | For | Shareholder |
22 | Report on Efforts to Reduce Plastic Use | Against | For | Shareholder |
23 | Commission Third Party Study and Report on Risks Associated with Use of Rekognition | Against | For | Shareholder |
AMPHENOL CORPORATION | |||
Ticker: | APH | Security ID: | 032095101 |
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nancy A. Altobello | For | For | Management |
1.2 | Elect Director David P. Falck | For | For | Management |
1.3 | Elect Director Edward G. Jepsen | For | For | Management |
1.4 | Elect Director Rita S. Lane | For | For | Management |
1.5 | Elect Director Robert A. Livingston | For | For | Management |
1.6 | Elect Director Martin H. Loeffler | For | For | Management |
1.7 | Elect Director R. Adam Norwitt | For | For | Management |
1.8 | Elect Director Prahlad Singh | For | For | Management |
1.9 | Elect Director Anne Clarke Wolff | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Report on Political Contributions and Expenditures | Against | For | Shareholder |
APPLE INC. | |||
Ticker: | AAPL | Security ID: | 037833100 |
Meeting Date: | MAR 10, 2023 | Meeting Type: | Annual |
Record Date: | JAN 09, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James Bell | For | For | Management |
1b | Elect Director Tim Cook | For | For | Management |
1c | Elect Director Al Gore | For | For | Management |
1d | Elect Director Alex Gorsky | For | For | Management |
1e | Elect Director Andrea Jung | For | For | Management |
1f | Elect Director Art Levinson | For | For | Management |
1g | Elect Director Monica Lozano | For | For | Management |
1h | Elect Director Ron Sugar | For | For | Management |
1i | Elect Director Sue Wagner | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Report on Civil Rights and Non-Discrimination Audit | Against | Against | Shareholder |
6 | Report on Operations in Communist China | Against | Against | Shareholder |
7 | Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals | Against | Against | Shareholder |
8 | Report on Median Gender/Racial Pay Gap | Against | For | Shareholder |
9 | Amend Proxy Access Right | Against | For | Shareholder |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. | |||
Ticker: | CHKP | Security ID: | M22465104 |
Meeting Date: | AUG 30, 2022 | Meeting Type: | Annual |
Record Date: | JUL 21, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Reelect Gil Shwed as Director | For | For | Management |
1b | Reelect Jerry Ungerman as Director | For | For | Management |
1c | Elect Tzipi Ozer-Armon as Director | For | For | Management |
1d | Reelect Tal Shavit as Director | For | For | Management |
1e | Reelect Shai Weiss as Director | For | For | Management |
2 | Ratify Appoint of Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration and Discuss Financial Statements and the Report of the Board | For | For | Management |
3 | Approve Compensation of Gil Shwed, CEO | For | For | Management |
4 | Readopt Compensation Policy for the Directors and Officers of the Company | For | For | Management |
A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | None | For | Management |
CISCO SYSTEMS, INC. | |||
Ticker: | CSCO | Security ID: | 17275R102 |
Meeting Date: | DEC 08, 2022 | Meeting Type: | Annual |
Record Date: | OCT 10, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director M. Michele Burns | For | For | Management |
1b | Elect Director Wesley G. Bush | For | For | Management |
1c | Elect Director Michael D. Capellas | For | For | Management |
1d | Elect Director Mark Garrett | For | For | Management |
1e | Elect Director John D. Harris, II | For | For | Management |
1f | Elect Director Kristina M. Johnson | For | For | Management |
1g | Elect Director Roderick C. McGeary | For | For | Management |
1h | Elect Director Sarah Rae Murphy | For | For | Management |
1i | Elect Director Charles H. Robbins | For | For | Management |
1j | Elect Director Brenton L. Saunders | For | For | Management |
1k | Elect Director Lisa T. Su | For | For | Management |
1l | Elect Director Marianna Tessel | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Report on Tax Transparency Set Forth in the Global Reporting Initiative’s Tax Standard | Against | Against | Shareholder |
EBAY, INC. | |||
Ticker: | EBAY | Security ID: | 278642103 |
Meeting Date: | JUN 21, 2023 | Meeting Type: | Annual |
Record Date: | APR 24, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Adriane M. Brown | For | For | Management |
1b | Elect Director Aparna Chennapragada | For | For | Management |
1c | Elect Director Logan D. Green | For | For | Management |
1d | Elect Director E. Carol Hayles | For | For | Management |
1e | Elect Director Jamie Iannone | For | For | Management |
1f | Elect Director Shripriya Mahesh | For | For | Management |
1g | Elect Director Paul S. Pressler | For | For | Management |
1h | Elect Director Mohak Shroff | For | For | Management |
1i | Elect Director Perry M. Traquina | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Amend Omnibus Stock Plan | For | Against | Management |
6 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | For | For | Management |
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting to 10% | Against | For | Shareholder |
GENERAL DYNAMICS CORPORATION | |||
Ticker: | GD | Security ID: | 369550108 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 08, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard D. Clarke | For | For | Management |
1b | Elect Director James S. Crown | For | For | Management |
1c | Elect Director Rudy F. deLeon | For | For | Management |
1d | Elect Director Cecil D. Haney | For | For | Management |
1e | Elect Director Mark M. Malcolm | For | For | Management |
1f | Elect Director James N. Mattis | For | For | Management |
1g | Elect Director Phebe N. Novakovic | For | For | Management |
1h | Elect Director C. Howard Nye | For | For | Management |
1i | Elect Director Catherine B. Reynolds | For | For | Management |
1j | Elect Director Laura J. Schumacher | For | For | Management |
1k | Elect Director Robert K. Steel | For | For | Management |
1l | Elect Director John G. Stratton | For | For | Management |
1m | Elect Director Peter A. Wall | For | For | Management |
2 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | For | For | Management |
3 | Ratify KPMG LLP as Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
6 | Report on Human Rights Risk Assessment | Against | For | Shareholder |
7 | Require Independent Board Chair | Against | For | Shareholder |
GLOBAL PAYMENTS INC. | |||
Ticker: | GPN | Security ID: | 37940X102 |
Meeting Date: | APR 27, 2023 | Meeting Type: | Annual |
Record Date: | MAR 03, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director F. Thaddeus Arroyo | For | For | Management |
1b | Elect Director Robert H.B. Baldwin, Jr. | For | For | Management |
1c | Elect Director John G. Bruno | For | For | Management |
1d | Elect Director Joia M. Johnson | For | For | Management |
1e | Elect Director Ruth Ann Marshall | For | For | Management |
1f | Elect Director Connie D. McDaniel | For | For | Management |
1g | Elect Director Joseph H. Osnoss | For | For | Management |
1h | Elect Director William B. Plummer | For | For | Management |
1i | Elect Director Jeffrey S. Sloan | For | For | Management |
1j | Elect Director John T. Turner | For | For | Management |
1k | Elect Director M. Troy Woods | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
INTEL CORPORATION | |||
Ticker: | INTC | Security ID: | 458140100 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 17, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Patrick P. Gelsinger | For | For | Management |
1b | Elect Director James J. Goetz | For | For | Management |
1c | Elect Director Andrea J. Goldsmith | For | For | Management |
1d | Elect Director Alyssa H. Henry | For | For | Management |
1e | Elect Director Omar Ishrak | For | For | Management |
1f | Elect Director Risa Lavizzo-Mourey | For | For | Management |
1g | Elect Director Tsu-Jae King Liu | For | For | Management |
1h | Elect Director Barbara G. Novick | For | For | Management |
1i | Elect Director Gregory D. Smith | For | For | Management |
1j | Elect Director Lip-Bu Tan | For | For | Management |
1k | Elect Director Dion J. Weisler | For | For | Management |
1l | Elect Director Frank D. Yeary | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | Against | Management |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
6 | Adopt Share Retention Policy For Senior Executives | Against | For | Shareholder |
7 | Publish Third Party Review of Intel’s China Business ESG Congruence | Against | Against | Shareholder |
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 02, 2022 | Meeting Type: | Annual |
Record Date: | SEP 12, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert Calderoni | For | For | Management |
1.2 | Elect Director Jeneanne Hanley | For | For | Management |
1.3 | Elect Director Emiko Higashi | For | For | Management |
1.4 | Elect Director Kevin Kennedy | For | For | Management |
1.5 | Elect Director Gary Moore | For | For | Management |
1.6 | Elect Director Marie Myers | For | For | Management |
1.7 | Elect Director Kiran Patel | For | For | Management |
1.8 | Elect Director Victor Peng | For | For | Management |
1.9 | Elect Director Robert Rango | For | For | Management |
1.10 | Elect Director Richard Wallace | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Against | For | Shareholder |
LOCKHEED MARTIN CORPORATION | |||
Ticker: | LMT | Security ID: | 539830109 |
Meeting Date: | APR 27, 2023 | Meeting Type: | Annual |
Record Date: | FEB 24, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel F. Akerson | For | For | Management |
1.2 | Elect Director David B. Burritt | For | For | Management |
1.3 | Elect Director Bruce A. Carlson | For | For | Management |
1.4 | Elect Director John M. Donovan | For | For | Management |
1.5 | Elect Director Joseph F. Dunford, Jr. | For | For | Management |
1.6 | Elect Director James O. Ellis, Jr. | For | For | Management |
1.7 | Elect Director Thomas J. Falk | For | For | Management |
1.8 | Elect Director Ilene S. Gordon | For | For | Management |
1.9 | Elect Director Vicki A. Hollub | For | For | Management |
1.10 | Elect Director Jeh C. Johnson | For | For | Management |
1.11 | Elect Director Debra L. Reed-Klages | For | For | Management |
1.12 | Elect Director James D. Taiclet | For | For | Management |
1.13 | Elect Director Patricia E. Yarrington | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
5 | Require Independent Board Chair | Against | Against | Shareholder |
6 | Report on Human Rights Impact Assessment | Against | Against | Shareholder |
7 | Report on Efforts to Reduce Full Value Chain GHG Emissions in Alignment with Paris Agreement Goal | Against | For | Shareholder |
MASTERCARD INCORPORATED | |||
Ticker: | MA | Security ID: | 57636Q104 |
Meeting Date: | JUN 27, 2023 | Meeting Type: | Annual |
Record Date: | APR 28, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Merit E. Janow | For | For | Management |
1b | Elect Director Candido Bracher | For | For | Management |
1c | Elect Director Richard K. Davis | For | For | Management |
1d | Elect Director Julius Genachowski | For | For | Management |
1e | Elect Director Choon Phong Goh | For | For | Management |
1f | Elect Director Oki Matsumoto | For | For | Management |
1g | Elect Director Michael Miebach | For | For | Management |
1h | Elect Director Youngme Moon | For | For | Management |
1i | Elect Director Rima Qureshi | For | For | Management |
1j | Elect Director Gabrielle Sulzberger | For | For | Management |
1k | Elect Director Harit Talwar | For | For | Management |
1l | Elect Director Lance Uggla | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
6 | Report on Overseeing Risks Related to Discrimination | Against | Against | Shareholder |
7 | Report on Establishing Merchant Category Code for Gun and Ammunition Stores | Against | Against | Shareholder |
8 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
9 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Shareholder |
10 | Report on Cost-Benefit Analysis of Diversity and Inclusion Efforts | Against | Against | Shareholder |
META PLATFORMS, INC. | |||
Ticker: | META | Security ID: | 30303M102 |
Meeting Date: | MAY 31, 2023 | Meeting Type: | Annual |
Record Date: | APR 06, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peggy Alford | For | Withhold | Management |
1.2 | Elect Director Marc L. Andreessen | For | Withhold | Management |
1.3 | Elect Director Andrew W. Houston | For | Withhold | Management |
1.4 | Elect Director Nancy Killefer | For | For | Management |
1.5 | Elect Director Robert M. Kimmitt | For | For | Management |
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management |
1.7 | Elect Director Tracey T. Travis | For | For | Management |
1.8 | Elect Director Tony Xu | For | Withhold | Management |
1.9 | Elect Director Mark Zuckerberg | For | Withhold | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Report on Government Take Down Requests | Against | Against | Shareholder |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
5 | Report on Human Rights Impact Assessment of Targeted Advertising | Against | For | Shareholder |
6 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
7 | Report on Allegations of Political Entanglement and Content Management Biases in India | Against | Against | Shareholder |
8 | Report on Framework to Assess Company Lobbying Alignment with Climate Goals | Against | For | Shareholder |
9 | Report on Data Privacy regarding Reproductive Healthcare | Against | For | Shareholder |
10 | Report on Enforcement of Community Standards and User Content | Against | Against | Shareholder |
11 | Report on Child Safety and Harm Reduction | Against | For | Shareholder |
12 | Report on Executive Pay Calibration to Externalized Costs | Against | For | Shareholder |
13 | Commission Independent Review of Audit & Risk Oversight Committee | Against | Against | Shareholder |
MICROSOFT CORPORATION | |||
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | DEC 13, 2022 | Meeting Type: | Annual |
Record Date: | OCT 12, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Reid G. Hoffman | For | For | Management |
1.2 | Elect Director Hugh F. Johnston | For | For | Management |
1.3 | Elect Director Teri L. List | For | For | Management |
1.4 | Elect Director Satya Nadella | For | For | Management |
1.5 | Elect Director Sandra E. Peterson | For | For | Management |
1.6 | Elect Director Penny S. Pritzker | For | For | Management |
1.7 | Elect Director Carlos A. Rodriguez | For | For | Management |
1.8 | Elect Director Charles W. Scharf | For | For | Management |
1.9 | Elect Director John W. Stanton | For | For | Management |
1.10 | Elect Director John W. Thompson | For | For | Management |
1.11 | Elect Director Emma N. Walmsley | For | For | Management |
1.12 | Elect Director Padmasree Warrior | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Report on Cost/Benefit Analysis of Diversity and Inclusion | Against | Against | Shareholder |
5 | Report on Hiring of Persons with Arrest or Incarceration Records | Against | Against | Shareholder |
6 | Assess and Report on the Company’s Retirement Funds’ Management of Systemic Climate Risk | Against | Against | Shareholder |
7 | Report on Government Use of Microsoft Technology | Against | Against | Shareholder |
8 | Report on Development of Products for Military | Against | Against | Shareholder |
9 | Report on Tax Transparency | Against | Against | Shareholder |
NETAPP, INC. | |||
Ticker: | NTAP | Security ID: | 64110D104 |
Meeting Date: | SEP 09, 2022 | Meeting Type: | Annual |
Record Date: | JUL 13, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director T. Michael Nevens | For | For | Management |
1b | Elect Director Deepak Ahuja | For | For | Management |
1c | Elect Director Gerald Held | For | For | Management |
1d | Elect Director Kathryn M. Hill | For | For | Management |
1e | Elect Director Deborah L. Kerr | For | For | Management |
1f | Elect Director George Kurian | For | For | Management |
1g | Elect Director Carrie Palin | For | For | Management |
1h | Elect Director Scott F. Schenkel | For | For | Management |
1i | Elect Director George T. Shaheen | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
NVIDIA CORPORATION | |||
Ticker: | NVDA | Security ID: | 67066G104 |
Meeting Date: | JUN 22, 2023 | Meeting Type: | Annual |
Record Date: | APR 24, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert K. Burgess | For | For | Management |
1b | Elect Director Tench Coxe | For | For | Management |
1c | Elect Director John O. Dabiri | For | For | Management |
1d | Elect Director Persis S. Drell | For | For | Management |
1e | Elect Director Jen-Hsun Huang | For | For | Management |
1f | Elect Director Dawn Hudson | For | For | Management |
1g | Elect Director Harvey C. Jones | For | For | Management |
1h | Elect Director Michael G. McCaffery | For | For | Management |
1i | Elect Director Stephen C. Neal | For | For | Management |
1j | Elect Director Mark L. Perry | For | For | Management |
1k | Elect Director A. Brooke Seawell | For | For | Management |
1l | Elect Director Aarti Shah | For | For | Management |
1m | Elect Director Mark A. Stevens | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
NXP SEMICONDUCTORS N.V. | |||
Ticker: | NXPI | Security ID: | N6596X109 |
Meeting Date: | MAY 24, 2023 | Meeting Type: | Annual |
Record Date: | APR 26, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board Members | For | For | Management |
3a | Reelect Kurt Sievers as Executive Director | For | For | Management |
3b | Reelect Annette Clayton as Non-Executive Director | For | For | Management |
3c | Reelect Anthony Foxx as Non-Executive Director | For | For | Management |
3d | Reelect Chunyuan Gu as Non-Executive Director | For | For | Management |
3e | Reelect Lena Olving as Non-Executive Director | For | For | Management |
3f | Reelect Julie Southern as Non-Executive Director | For | For | Management |
3g | Reelect Jasmin Staiblin as Non-Executive Director | For | For | Management |
3h | Reelect Gregory Summe as Non-Executive Director | For | For | Management |
3i | Reelect Karl-Henrik Sundstrom as Non-Executive Director | For | For | Management |
3j | Reelect Moshe Gavrielov as Non-Executive Director | For | For | Management |
4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | For | For | Management |
5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | Management |
6 | Authorize Share Repurchase Program | For | For | Management |
7 | Approve Cancellation of Ordinary Shares | For | For | Management |
8 | Ratify Ernst & Young Accountants LLP as Auditors | For | For | Management |
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
ORACLE CORPORATION | |||
Ticker: | ORCL | Security ID: | 68389X105 |
Meeting Date: | NOV 16, 2022 | Meeting Type: | Annual |
Record Date: | SEP 19, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Awo Ablo | For | For | Management |
1.2 | Elect Director Jeffrey S. Berg | For | Withhold | Management |
1.3 | Elect Director Michael J. Boskin | For | Withhold | Management |
1.4 | Elect Director Safra A. Catz | For | Withhold | Management |
1.5 | Elect Director Bruce R. Chizen | For | Withhold | Management |
1.6 | Elect Director George H. Conrades | For | Withhold | Management |
1.7 | Elect Director Lawrence J. Ellison | For | Withhold | Management |
1.8 | Elect Director Rona A. Fairhead | For | Withhold | Management |
1.9 | Elect Director Jeffrey O. Henley | For | Withhold | Management |
1.10 | Elect Director Renee J. James | For | Withhold | Management |
1.11 | Elect Director Charles W. Moorman | For | Withhold | Management |
1.12 | Elect Director Leon E. Panetta | For | Withhold | Management |
1.13 | Elect Director William G. Parrett | For | Withhold | Management |
1.14 | Elect Director Naomi O. Seligman | For | Withhold | Management |
1.15 | Elect Director Vishal Sikka | For | Withhold | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
QUALCOMM INCORPORATED | |||
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 08, 2023 | Meeting Type: | Annual |
Record Date: | JAN 09, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sylvia Acevedo | For | For | Management |
1b | Elect Director Cristiano R. Amon | For | For | Management |
1c | Elect Director Mark Fields | For | For | Management |
1d | Elect Director Jeffrey W. Henderson | For | For | Management |
1e | Elect Director Gregory N. Johnson | For | For | Management |
1f | Elect Director Ann M. Livermore | For | For | Management |
1g | Elect Director Mark D. McLaughlin | For | For | Management |
1h | Elect Director Jamie S. Miller | For | For | Management |
1i | Elect Director Irene B. Rosenfeld | For | For | Management |
1j | Elect Director Kornelis (Neil) Smit | For | For | Management |
1k | Elect Director Jean-Pascal Tricoire | For | For | Management |
1l | Elect Director Anthony J. Vinciquerra | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
SYNOPSYS, INC. | |||
Ticker: | SNPS | Security ID: | 871607107 |
Meeting Date: | APR 12, 2023 | Meeting Type: | Annual |
Record Date: | FEB 13, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Aart J. de Geus | For | For | Management |
1b | Elect Director Luis Borgen | For | For | Management |
1c | Elect Director Marc N. Casper | For | For | Management |
1d | Elect Director Janice D. Chaffin | For | For | Management |
1e | Elect Director Bruce R. Chizen | For | For | Management |
1f | Elect Director Mercedes Johnson | For | For | Management |
1g | Elect Director Jeannine P. Sargent | For | For | Management |
1h | Elect Director John G. Schwarz | For | For | Management |
1i | Elect Director Roy Vallee | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Ratify KPMG LLP as Auditors | For | For | Management |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
VISA INC. | |||
Ticker: | V | Security ID: | 92826C839 |
Meeting Date: | JAN 24, 2023 | Meeting Type: | Annual |
Record Date: | NOV 25, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Lloyd A. Carney | For | For | Management |
1b | Elect Director Kermit R. Crawford | For | For | Management |
1c | Elect Director Francisco Javier Fernandez-Carbajal | For | For | Management |
1d | Elect Director Alfred F. Kelly, Jr. | For | For | Management |
1e | Elect Director Ramon Laguarta | For | For | Management |
1f | Elect Director Teri L. List | For | For | Management |
1g | Elect Director John F. Lundgren | For | For | Management |
1h | Elect Director Denise M. Morrison | For | For | Management |
1i | Elect Director Linda J. Rendle | For | For | Management |
1j | Elect Director Maynard G. Webb, Jr. | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify KPMG LLP as Auditors | For | For | Management |
5 | Require Independent Board Chair | Against | Against | Shareholder |
VMWARE, INC. | |||
Ticker: | VMW | Security ID: | 928563402 |
Meeting Date: | JUL 12, 2022 | Meeting Type: | Annual |
Record Date: | MAY 16, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Nicole Anasenes | For | For | Management |
1b | Elect Director Marianne Brown | For | For | Management |
1c | Elect Director Paul Sagan | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
VMWARE, INC. | |||
Ticker: | VMW | Security ID: | 928563402 |
Meeting Date: | NOV 04, 2022 | Meeting Type: | Special |
Record Date: | SEP 30, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
4 | Amend Certificate of Incorporation to Eliminate Personal Liability of Directors | For | For | Management |
========================== River Oak Discovery Fund ==========================
ADTALEM GLOBAL EDUCATION INC. | |||
Ticker: | ATGE | Security ID: | 00737L103 |
Meeting Date: | NOV 09, 2022 | Meeting Type: | Annual |
Record Date: | SEP 23, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephen W. Beard | For | For | Management |
1b | Elect Director William W. Burke | For | For | Management |
1c | Elect Director Charles DeShazer | For | For | Management |
1d | Elect Director Mayur Gupta | For | For | Management |
1e | Elect Director Donna J. Hrinak | For | For | Management |
1f | Elect Director Georgette Kiser | For | For | Management |
1g | Elect Director Liam Krehbiel | For | For | Management |
1h | Elect Director Michael W. Malafronte | For | For | Management |
1i | Elect Director Sharon L. O’Keefe | For | For | Management |
1j | Elect Director Kenneth J. Phelan | For | For | Management |
1k | Elect Director Lisa W. Wardell | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
ADVANCED ENERGY INDUSTRIES, INC. | |||
Ticker: | AEIS | Security ID: | 007973100 |
Meeting Date: | APR 27, 2023 | Meeting Type: | Annual |
Record Date: | MAR 08, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Grant H. Beard | For | For | Management |
1.2 | Elect Director Frederick A. Ball | For | For | Management |
1.3 | Elect Director Anne T. DelSanto | For | For | Management |
1.4 | Elect Director Tina M. Donikowski | For | For | Management |
1.5 | Elect Director Ronald C. Foster | For | For | Management |
1.6 | Elect Director Stephen D. Kelley | For | For | Management |
1.7 | Elect Director Lanesha T. Minnix | For | For | Management |
1.8 | Elect Director David W. Reed | For | For | Management |
1.9 | Elect Director John A. Roush | For | For | Management |
1.10 | Elect Director Brian M. Shirley | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Approve Omnibus Stock Plan | For | For | Management |
AMBARELLA, INC. | |||
Ticker: | AMBA | Security ID: | G037AX101 |
Meeting Date: | JUN 21, 2023 | Meeting Type: | Annual |
Record Date: | APR 14, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Leslie Kohn | For | For | Management |
1.2 | Elect Director D. Jeffrey Richardson | For | For | Management |
1.3 | Elect Director Elizabeth M. Schwarting | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
AMN HEALTHCARE SERVICES, INC. | |||
Ticker: | AMN | Security ID: | 001744101 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 21, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jorge A. Caballero | For | For | Management |
1b | Elect Director Mark G. Foletta | For | For | Management |
1c | Elect Director Teri G. Fontenot | For | For | Management |
1d | Elect Director Cary S. Grace | For | For | Management |
1e | Elect Director R. Jeffrey Harris | For | For | Management |
1f | Elect Director Daphne E. Jones | For | For | Management |
1g | Elect Director Martha H. Marsh | For | For | Management |
1h | Elect Director Sylvia Trent-Adams | For | For | Management |
1i | Elect Director Douglas D. Wheat | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify KPMG LLP as Auditors | For | For | Management |
4 | Amend Right to Call Special Meeting | Against | Against | Shareholder |
APPLIED INDUSTRIAL TECHNOLOGIES, INC. | |||
Ticker: | AIT | Security ID: | 03820C105 |
Meeting Date: | OCT 25, 2022 | Meeting Type: | Annual |
Record Date: | AUG 26, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary Dean Hall | For | For | Management |
1.2 | Elect Director Dan P. Komnenovich | For | For | Management |
1.3 | Elect Director Joe A. Raver | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
ARTISAN PARTNERS ASSET MANAGEMENT INC. | |||
Ticker: | APAM | Security ID: | 04316A108 |
Meeting Date: | JUN 01, 2023 | Meeting Type: | Annual |
Record Date: | APR 06, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jennifer A. Barbetta | For | For | Management |
1.2 | Elect Director Matthew R. Barger | For | For | Management |
1.3 | Elect Director Eric R. Colson | For | For | Management |
1.4 | Elect Director Tench Coxe | For | For | Management |
1.5 | Elect Director Stephanie G. DiMarco | For | For | Management |
1.6 | Elect Director Jeffrey A. Joerres | For | For | Management |
1.7 | Elect Director Saloni S. Multani | For | For | Management |
1.8 | Elect Director Andrew A. Ziegler | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
ASBURY AUTOMOTIVE GROUP, INC. | |||
Ticker: | ABG | Security ID: | 043436104 |
Meeting Date: | MAY 09, 2023 | Meeting Type: | Annual |
Record Date: | MAR 17, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas J. Reddin | For | For | Management |
1.2 | Elect Director Joel Alsfine | For | For | Management |
1.3 | Elect Director William D. Fay | For | For | Management |
1.4 | Elect Director David W. Hult | For | For | Management |
1.5 | Elect Director Juanita T. James | For | For | Management |
1.6 | Elect Director Philip F. Maritz | For | For | Management |
1.7 | Elect Director Maureen F. Morrison | For | For | Management |
1.8 | Elect Director Bridget Ryan-Berman | For | For | Management |
1.9 | Elect Director Hilliard C. Terry, III | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
ATLANTIC UNION BANKSHARES CORPORATION | |||
Ticker: | AUB | Security ID: | 04911A107 |
Meeting Date: | MAY 02, 2023 | Meeting Type: | Annual |
Record Date: | MAR 08, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Asbury | For | For | Management |
1.2 | Elect Director Patrick E. Corbin | For | For | Management |
1.3 | Elect Director Heather M. Cox | For | For | Management |
1.4 | Elect Director Rilla S. Delorier | For | For | Management |
1.5 | Elect Director Frank Russell Ellett | For | For | Management |
1.6 | Elect Director Patrick J. McCann | For | For | Management |
1.7 | Elect Director Thomas P. Rohman | For | For | Management |
1.8 | Elect Director Linda V. Schreiner | For | For | Management |
1.9 | Elect Director Thomas G. Snead, Jr | For | For | Management |
1.10 | Elect Director Ronald L. Tillett | For | For | Management |
1.11 | Elect Director Keith L. Wampler | For | For | Management |
1.12 | Elect Director F. Blair Wimbush | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
BARRETT BUSINESS SERVICES, INC. | |||
Ticker: | BBSI | Security ID: | 068463108 |
Meeting Date: | JUN 05, 2023 | Meeting Type: | Annual |
Record Date: | APR 10, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas J. Carley | For | For | Management |
1.2 | Elect Director Joseph S. Clabby | For | For | Management |
1.3 | Elect Director Thomas B. Cusick | For | For | Management |
1.4 | Elect Director Gary E. Kramer | For | For | Management |
1.5 | Elect Director Anthony Meeker | For | For | Management |
1.6 | Elect Director Carla A. Moradi | For | For | Management |
1.7 | Elect Director Alexandra Morehouse | For | For | Management |
1.8 | Elect Director Vincent P. Price | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
CALIX, INC. | |||
Ticker: | CALX | Security ID: | 13100M509 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 14, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kathleen Crusco | For | For | Management |
1.2 | Elect Director Carl Russo | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Amend Nonqualified Employee Stock Purchase Plan | For | Against | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
6 | Ratify KPMG LLP as Auditors | For | For | Management |
CIRRUS LOGIC, INC. | |||
Ticker: | CRUS | Security ID: | 172755100 |
Meeting Date: | JUL 29, 2022 | Meeting Type: | Annual |
Record Date: | MAY 31, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Carter | For | For | Management |
1.2 | Elect Director Alexander M. Davern | For | For | Management |
1.3 | Elect Director Timothy R. Dehne | For | For | Management |
1.4 | Elect Director John M. Forsyth | For | For | Management |
1.5 | Elect Director Deirdre R. Hanford | For | For | Management |
1.6 | Elect Director Raghib Hussain | For | For | Management |
1.7 | Elect Director Catherine P. Lego | For | For | Management |
1.8 | Elect Director David J. Tupman | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
CNO FINANCIAL GROUP, INC. | |||
Ticker: | CNO | Security ID: | 12621E103 |
Meeting Date: | MAY 10, 2023 | Meeting Type: | Annual |
Record Date: | MAR 13, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gary C. Bhojwani | For | For | Management |
1b | Elect Director Archie M. Brown | For | For | Management |
1c | Elect Director Stephen N. David | For | For | Management |
1d | Elect Director David B. Foss | For | For | Management |
1e | Elect Director Mary R. (Nina) Henderson | For | For | Management |
1f | Elect Director Adrianne B. Lee | For | For | Management |
1g | Elect Director Daniel R. Maurer | For | For | Management |
1h | Elect Director Chetlur S. Ragavan | For | For | Management |
1i | Elect Director Steven E. Shebik | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
COHU, INC. | |||
Ticker: | COHU | Security ID: | 192576106 |
Meeting Date: | MAY 10, 2023 | Meeting Type: | Annual |
Record Date: | MAR 16, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director William E. Bendush | For | For | Management |
1b | Elect Director Nina L. Richardson | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
6 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
CSG SYSTEMS INTERNATIONAL, INC. | |||
Ticker: | CSGS | Security ID: | 126349109 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 22, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Rachel A. Barger | For | For | Management |
1b | Elect Director David G. Barnes | For | For | Management |
1c | Elect Director Rajan Naik | For | For | Management |
1d | Elect Director Haiyan Song | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Charter to Permit the Exculpation of Officers Consistent with Changes to Delaware General Corporation Law | For | For | Management |
6 | Ratify KPMG LLP as Auditors | For | For | Management |
DIODES INCORPORATED | |||
Ticker: | DIOD | Security ID: | 254543101 |
Meeting Date: | MAY 23, 2023 | Meeting Type: | Annual |
Record Date: | MAR 24, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Elizabeth (Beth) Bull | For | For | Management |
1.2 | Elect Director Angie Chen Button | For | For | Management |
1.3 | Elect Director Warren Chen | For | For | Management |
1.4 | Elect Director Michael R. Giordano | For | For | Management |
1.5 | Elect Director Keh-Shew Lu | For | For | Management |
1.6 | Elect Director Peter M. Menard | For | For | Management |
1.7 | Elect Director Christina Wen-Chi Sung | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Moss Adams LLP as Auditors | For | For | Management |
EDGEWELL PERSONAL CARE COMPANY | |||
Ticker: | EPC | Security ID: | 28035Q102 |
Meeting Date: | FEB 03, 2023 | Meeting Type: | Annual |
Record Date: | NOV 28, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert W. Black | For | For | Management |
1b | Elect Director George R. Corbin | For | For | Management |
1c | Elect Director Carla C. Hendra | For | For | Management |
1d | Elect Director John C. Hunter, III | For | For | Management |
1e | Elect Director James C. Johnson | For | For | Management |
1f | Elect Director Rod R. Little | For | For | Management |
1g | Elect Director Joseph D. O’Leary | For | For | Management |
1h | Elect Director Rakesh Sachdev | For | For | Management |
1i | Elect Director Swan Sit | For | For | Management |
1j | Elect Director Gary K. Waring | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
ENERGIZER HOLDINGS, INC. | |||
Ticker: | ENR | Security ID: | 29272W109 |
Meeting Date: | JAN 30, 2023 | Meeting Type: | Annual |
Record Date: | NOV 30, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Carlos Abrams-Rivera | For | For | Management |
1b | Elect Director Cynthia J. Brinkley | For | For | Management |
1c | Elect Director Rebecca D. Frankiewicz | For | For | Management |
1d | Elect Director Kevin J. Hunt | For | For | Management |
1e | Elect Director James C. Johnson | For | For | Management |
1f | Elect Director Mark S. LaVigne | For | For | Management |
1g | Elect Director Patrick J. Moore | For | For | Management |
1h | Elect Director Donal L. Mulligan | For | For | Management |
1i | Elect Director Nneka L. Rimmer | For | For | Management |
1j | Elect Director Robert V. Vitale | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
HARMONY BIOSCIENCES HOLDINGS, INC. | |||
Ticker: | HRMY | Security ID: | 413197104 |
Meeting Date: | MAY 25, 2023 | Meeting Type: | Annual |
Record Date: | MAR 27, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Antonio J. Gracias | For | Withhold | Management |
1.2 | Elect Director Jack Bech Nielsen | For | Withhold | Management |
1.3 | Elect Director Andreas Wicki | For | Withhold | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
IRONWOOD PHARMACEUTICALS, INC. | |||
Ticker: | IRWD | Security ID: | 46333X108 |
Meeting Date: | JUN 20, 2023 | Meeting Type: | Annual |
Record Date: | APR 21, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark Currie | For | Withhold | Management |
1.2 | Elect Director Alexander Denner | For | For | Management |
1.3 | Elect Director Andrew Dreyfus | For | For | Management |
1.4 | Elect Director Jon Duane | For | For | Management |
1.5 | Elect Director Marla Kessler | For | For | Management |
1.6 | Elect Director Thomas McCourt | For | For | Management |
1.7 | Elect Director Julie McHugh | For | For | Management |
1.8 | Elect Director Catherine Moukheibir | For | For | Management |
1.9 | Elect Director Jay Shepard | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
KADANT INC. | |||
Ticker: | KAI | Security ID: | 48282T104 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John M. Albertine | For | For | Management |
1.2 | Elect Director Thomas C. Leonard | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management |
5 | Ratify KPMG LLP as Auditors | For | For | Management |
KFORCE INC. | |||
Ticker: | KFRC | Security ID: | 493732101 |
Meeting Date: | APR 20, 2023 | Meeting Type: | Annual |
Record Date: | FEB 17, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Derrick D. Brooks | For | For | Management |
1.2 | Elect Director Ann E. Dunwoody | For | For | Management |
1.3 | Elect Director N. John Simmons | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KORN FERRY | |||
Ticker: | KFY | Security ID: | 500643200 |
Meeting Date: | SEP 22, 2022 | Meeting Type: | Annual |
Record Date: | JUL 29, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Doyle N. Beneby | For | For | Management |
1b | Elect Director Laura M. Bishop | For | For | Management |
1c | Elect Director Gary D. Burnison | For | For | Management |
1d | Elect Director Charles L. Harrington | For | For | Management |
1e | Elect Director Jerry P. Leamon | For | For | Management |
1f | Elect Director Angel R. Martinez | For | For | Management |
1g | Elect Director Debra J. Perry | For | For | Management |
1h | Elect Director Lori J. Robinson | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
5 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
KULICKE AND SOFFA INDUSTRIES, INC. | |||
Ticker: | KLIC | Security ID: | 501242101 |
Meeting Date: | MAR 02, 2023 | Meeting Type: | Annual |
Record Date: | DEC 02, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Fusen E. Chen | For | For | Management |
1.2 | Elect Director Gregory F. Milzcik | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MANDIANT, INC. | |||
Ticker: | MNDT | Security ID: | 562662106 |
Meeting Date: | JUL 07, 2022 | Meeting Type: | Annual |
Record Date: | MAY 16, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Kevin R. Mandia | For | For | Management |
1b | Elect Director Enrique Salem | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
NEXTGEN HEALTHCARE, INC. | |||
Ticker: | NXGN | Security ID: | 65343C102 |
Meeting Date: | AUG 17, 2022 | Meeting Type: | Annual |
Record Date: | JUL 06, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Craig A. Barbarosh | For | Against | Management |
1b | Elect Director George H. Bristol | For | For | Management |
1c | Elect Director Darnell Dent | For | For | Management |
1d | Elect Director Julie D. Klapstein | For | Against | Management |
1e | Elect Director Jeffrey H. Margolis | For | For | Management |
1f | Elect Director Geraldine McGinty | For | Against | Management |
1g | Elect Director Morris Panner | For | For | Management |
1h | Elect Director Pamela S. Puryear | For | For | Management |
1i | Elect Director David Sides | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
PERFICIENT, INC. | |||
Ticker: | PRFT | Security ID: | 71375U101 |
Meeting Date: | JUN 07, 2023 | Meeting Type: | Annual |
Record Date: | APR 10, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Romil Bahl | For | For | Management |
1b | Elect Director Jeffrey S. Davis | For | For | Management |
1c | Elect Director Ralph C. Derrickson | For | For | Management |
1d | Elect Director Jill A. Jones | For | For | Management |
1e | Elect Director David S. Lundeen | For | For | Management |
1f | Elect Director Brian L. Matthews | For | For | Management |
1g | Elect Director Nancy C. Pechloff | For | For | Management |
1h | Elect Director Gary M. Wimberly | For | For | Management |
2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Certificate of Incorporation to Permit the Exculpation of Officers | For | For | Management |
6 | Ratify KPMG LLP as Auditors | For | For | Management |
PREMIER, INC. | |||
Ticker: | PINC | Security ID: | 74051N102 |
Meeting Date: | DEC 02, 2022 | Meeting Type: | Annual |
Record Date: | OCT 05, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Alkire | For | For | Management |
1.2 | Elect Director Jody R. Davids | For | For | Management |
1.3 | Elect Director Peter S. Fine | For | For | Management |
1.4 | Elect Director Marvin R. O’Quinn | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
QUINSTREET, INC. | |||
Ticker: | QNST | Security ID: | 74874Q100 |
Meeting Date: | OCT 31, 2022 | Meeting Type: | Annual |
Record Date: | SEP 09, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stuart M. Huizinga | For | For | Management |
1.2 | Elect Director David Pauldine | For | For | Management |
1.3 | Elect Director James Simons | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
SELECTIVE INSURANCE GROUP, INC. | |||
Ticker: | SIGI | Security ID: | 816300107 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 07, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ainar D. Aijala, Jr. | For | For | Management |
1b | Elect Director Lisa Rojas Bacus | For | For | Management |
1c | Elect Director Terrence W. Cavanaugh | For | For | Management |
1d | Elect Director Wole C. Coaxum | For | For | Management |
1e | Elect Director Robert Kelly Doherty | For | For | Management |
1f | Elect Director John J. Marchioni | For | For | Management |
1g | Elect Director Thomas A. McCarthy | For | For | Management |
1h | Elect Director Stephen C. Mills | For | For | Management |
1i | Elect Director H. Elizabeth Mitchell | For | For | Management |
1j | Elect Director Cynthia S. Nicholson | For | For | Management |
1k | Elect Director John S. Scheid | For | For | Management |
1l | Elect Director J. Brian Thebault | For | For | Management |
1m | Elect Director Philip H. Urban | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify KPMG LLP as Auditors | For | For | Management |
SILICON MOTION TECHNOLOGY CORP. | |||
Ticker: | SIMO | Security ID: | 82706C108 |
Meeting Date: | AUG 31, 2022 | Meeting Type: | Extraordinary Shareholders |
Record Date: | JUL 14, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
SILICON MOTION TECHNOLOGY CORP. | |||
Ticker: | SIMO | Security ID: | 82706C108 |
Meeting Date: | SEP 28, 2022 | Meeting Type: | Annual |
Record Date: | AUG 11, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Tsung-Ming Chung and Han-Ping D. Shieh as Director | For | For | Management |
2 | Approve Appointment of Deloitte & Touche as Independent Auditor | For | For | Management |
THE ENSIGN GROUP, INC. | |||
Ticker: | ENSG | Security ID: | 29358P101 |
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual |
Record Date: | MAR 23, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barry M. Smith | For | For | Management |
1.2 | Elect Director Swati B. Abbott | For | For | Management |
1.3 | Elect Director Suzanne D. Snapper | For | For | Management |
1.4 | Elect Director John O. Agwunobi | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Amend Certificate of Incorporation to Provide for Exculpation of Certain Officers | For | For | Management |
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
V2X, INC. | |||
Ticker: | VVX | Security ID: | 92242T101 |
Meeting Date: | OCT 27, 2022 | Meeting Type: | Annual |
Record Date: | SEP 02, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mary L. Howell | For | For | Management |
1b | Elect Director Eric M. Pillmore | For | For | Management |
1c | Elect Director Joel M. Rotroff | For | Against | Management |
1d | Elect Director Neil D. Snyder | For | Against | Management |
2 | Ratify RSM US LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
V2X, INC. | |||
Ticker: | VVX | Security ID: | 92242T101 |
Meeting Date: | MAY 04, 2023 | Meeting Type: | Annual |
Record Date: | MAR 13, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director John Edward “Ed” Boyington, Jr. | For | Against | Management |
1b | Elect Director Melvin F. Parker | For | For | Management |
1c | Elect Director Stephen L. Waechter | For | For | Management |
2 | Ratify RSM US LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
VERINT SYSTEMS INC. | |||
Ticker: | VRNT | Security ID: | 92343X100 |
Meeting Date: | JUN 22, 2023 | Meeting Type: | Annual |
Record Date: | MAY 01, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dan Bodner | For | For | Management |
1.2 | Elect Director Linda Crawford | For | For | Management |
1.3 | Elect Director John Egan | For | For | Management |
1.4 | Elect Director Reid French | For | For | Management |
1.5 | Elect Director Stephen Gold | For | For | Management |
1.6 | Elect Director William Kurtz | For | For | Management |
1.7 | Elect Director Andrew Miller | For | For | Management |
1.8 | Elect Director Richard Nottenburg | For | For | Management |
1.9 | Elect Director Kristen Robinson | For | For | Management |
1.10 | Elect Director Yvette Smith | For | For | Management |
1.11 | Elect Director Jason Wright | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Approve Omnibus Stock Plan | For | For | Management |
========================== Rock Oak Core Growth Fund ===========================
AMDOCS LIMITED | |||
Ticker: | DOX | Security ID: | G02602103 |
Meeting Date: | JAN 27, 2023 | Meeting Type: | Annual |
Record Date: | NOV 30, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert A. Minicucci | For | For | Management |
1.2 | Elect Director Adrian Gardner | For | For | Management |
1.3 | Elect Director Rafael de la Vega | For | For | Management |
1.4 | Elect Director Eli Gelman | For | For | Management |
1.5 | Elect Director Richard T.C. LeFave | For | For | Management |
1.6 | Elect Director John A. MacDonald | For | For | Management |
1.7 | Elect Director Shuky Sheffer | For | For | Management |
1.8 | Elect Director Yvette Kanouff | For | For | Management |
1.9 | Elect Director Sarah Ruth Davis | For | For | Management |
1.10 | Elect Director Amos Genish | For | For | Management |
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
3 | Approve an Increase in the Quarterly Cash Dividend Rate | For | For | Management |
4 | Accept Financial Statements and Statutory Reports | For | For | Management |
5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
ASSURANT, INC. | |||
Ticker: | AIZ | Security ID: | 04621X108 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 13, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Elaine D. Rosen | For | For | Management |
1b | Elect Director Paget L. Alves | For | For | Management |
1c | Elect Director Rajiv Basu | For | For | Management |
1d | Elect Director J. Braxton Carter | For | For | Management |
1e | Elect Director Juan N. Cento | For | For | Management |
1f | Elect Director Keith W. Demmings | For | For | Management |
1g | Elect Director Harriet Edelman | For | For | Management |
1h | Elect Director Sari Granat | For | For | Management |
1i | Elect Director Lawrence V. Jackson | For | For | Management |
1j | Elect Director Debra J. Perry | For | For | Management |
1k | Elect Director Ognjen (Ogi) Redzic | For | For | Management |
1l | Elect Director Paul J. Reilly | For | For | Management |
1m | Elect Director Robert W. Stein | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CARDINAL HEALTH, INC. | |||
Ticker: | CAH | Security ID: | 14149Y108 |
Meeting Date: | NOV 09, 2022 | Meeting Type: | Annual |
Record Date: | SEP 20, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Steven K. Barg | For | For | Management |
1b | Elect Director Michelle M. Brennan | For | For | Management |
1c | Elect Director Sujatha Chandrasekaran | For | For | Management |
1d | Elect Director Carrie S. Cox | For | For | Management |
1e | Elect Director Bruce L. Downey | For | For | Management |
1f | Elect Director Sheri H. Edison | For | For | Management |
1g | Elect Director David C. Evans | For | For | Management |
1h | Elect Director Patricia A. Hemingway Hall | For | For | Management |
1i | Elect Director Jason M. Hollar | For | For | Management |
1j | Elect Director Akhil Johri | For | For | Management |
1k | Elect Director Gregory B. Kenny | For | For | Management |
1l | Elect Director Nancy Killefer | For | For | Management |
1m | Elect Director Christine A. Mundkur | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
CARLISLE COMPANIES INCORPORATED | |||
Ticker: | CSL | Security ID: | 142339100 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 08, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert G. Bohn | For | For | Management |
1b | Elect Director Gregg A. Ostrander | For | For | Management |
1c | Elect Director Jesse G. Singh | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
CF INDUSTRIES HOLDINGS, INC. | |||
Ticker: | CF | Security ID: | 125269100 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 10, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Javed Ahmed | For | For | Management |
1b | Elect Director Robert C. Arzbaecher | For | For | Management |
1c | Elect Director Deborah L. DeHaas | For | For | Management |
1d | Elect Director John W. Eaves | For | For | Management |
1e | Elect Director Stephen J. Hagge | For | For | Management |
1f | Elect Director Jesus Madrazo Yris | For | For | Management |
1g | Elect Director Anne P. Noonan | For | For | Management |
1h | Elect Director Michael J. Toelle | For | For | Management |
1i | Elect Director Theresa E. Wagler | For | For | Management |
1j | Elect Director Celso L. White | For | For | Management |
1k | Elect Director W. Anthony Will | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | For | For | Management |
5 | Ratify KPMG LLP as Auditors | For | For | Management |
6 | Require Independent Board Chair | Against | For | Shareholder |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | |||
Ticker: | CTSH | Security ID: | 192446102 |
Meeting Date: | JUN 06, 2023 | Meeting Type: | Annual |
Record Date: | APR 10, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Zein Abdalla | For | For | Management |
1b | Elect Director Vinita Bali | For | For | Management |
1c | Elect Director Eric Branderiz | For | For | Management |
1d | Elect Director Archana Deskus | For | For | Management |
1e | Elect Director John M. Dineen | For | For | Management |
1f | Elect Director Nella Domenici | For | For | Management |
1g | Elect Director Ravi Kumar S | For | For | Management |
1h | Elect Director Leo S. Mackay, Jr. | For | For | Management |
1i | Elect Director Michael Patsalos-Fox | For | For | Management |
1j | Elect Director Stephen J. Rohleder | For | For | Management |
1k | Elect Director Abraham “Bram” Schot | For | For | Management |
1l | Elect Director Joseph M. Velli | For | For | Management |
1m | Elect Director Sandra S. Wijnberg | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
7 | Amend Bylaws | Against | Against | Shareholder |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
COTERRA ENERGY INC. | |||
Ticker: | CTRA | Security ID: | 127097103 |
Meeting Date: | MAY 04, 2023 | Meeting Type: | Annual |
Record Date: | MAR 09, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas E. Jorden | For | For | Management |
1.2 | Elect Director Robert S. Boswell | For | For | Management |
1.3 | Elect Director Dorothy M. Ables | For | For | Management |
1.4 | Elect Director Amanda M. Brock | For | For | Management |
1.5 | Elect Director Dan O. Dinges | For | For | Management |
1.6 | Elect Director Paul N. Eckley | For | For | Management |
1.7 | Elect Director Hans Helmerich | For | For | Management |
1.8 | Elect Director Lisa A. Stewart | For | For | Management |
1.9 | Elect Director Frances M. Vallejo | For | For | Management |
1.10 | Elect Director Marcus A. Watts | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Approve Omnibus Stock Plan | For | For | Management |
6 | Report on Reliability of Methane Emission Disclosures | Against | For | Shareholder |
7 | Report on Climate Lobbying | Against | For | Shareholder |
CURTISS-WRIGHT CORPORATION | |||
Ticker: | CW | Security ID: | 231561101 |
Meeting Date: | MAY 04, 2023 | Meeting Type: | Annual |
Record Date: | MAR 10, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lynn M. Bamford | For | For | Management |
1.2 | Elect Director Dean M. Flatt | For | For | Management |
1.3 | Elect Director S. Marce Fuller | For | For | Management |
1.4 | Elect Director Bruce D. Hoechner | For | For | Management |
1.5 | Elect Director Glenda J. Minor | For | For | Management |
1.6 | Elect Director Anthony J. Moraco | For | For | Management |
1.7 | Elect Director William F. Moran | For | For | Management |
1.8 | Elect Director Robert J. Rivet | For | For | Management |
1.9 | Elect Director Peter C. Wallace | For | For | Management |
1.10 | Elect Director Larry D. Wyche | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ESAB CORPORATION | |||
Ticker: | ESAB | Security ID: | 29605J106 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mitchell P. Rales | For | For | Management |
1b | Elect Director Stephanie M. Phillipps | For | For | Management |
1c | Elect Director Didier Teirlinck | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EXELIXIS, INC. | |||
Ticker: | EXEL | Security ID: | 30161Q104 |
Meeting Date: | MAY 31, 2023 | Meeting Type: | Proxy Contest |
Record Date: | APR 03, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
Management Proxy (Gold Proxy Card) | ||||
# | Proposal | Diss Rec | Vote Cast | Sponsor |
From the Combined List of Management & Dissident Nominees - Elect 11 Directors | ||||
1a | Elect Management Nominee Director Maria C. Freire | For | Did Not Vote | Management |
1b | Elect Management Nominee Director Alan M. Garber | For | Did Not Vote | Management |
1c | Elect Management Nominee Director Michael M. Morrissey | For | Did Not Vote | Management |
1d | Elect Management Nominee Director Stelios Papadopoulos | For | Did Not Vote | Management |
1e | Elect Management Nominee Director George Poste | For | Did Not Vote | Management |
1f | Elect Management Nominee Director Julie Anne Smith | For | Did Not Vote | Management |
1g | Elect Management Nominee Director Lance Willsey *Withdrawn Resolution* | None | None | Management |
1h | Elect Management Nominee Director Jacqueline Wright | For | Did Not Vote | Management |
1i | Elect Management Nominee Director Jack L. Wyszomierski | For | Did Not Vote | Management |
1j | Elect Opposition Nominee Director Tomas J. Heyman | For | Did Not Vote | Shareholder |
1k | Elect Opposition Nominee Director Robert ‘Bob’ Oliver, Jr. | For | Did Not Vote | Shareholder |
1l | Elect Opposition Nominee Director David E. Johnson | None | Did Not Vote | Shareholder |
2 | Ratify Ernst & Young LLP as Auditors | For | Did Not Vote | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | Did Not Vote | Management |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
Dissident Universal Proxy (White Proxy Card) | ||||
# | Proposal | Diss Rec | Vote Cast | Sponsor |
From the Combined List of Management & Dissident Nominees - Elect 11 Directors | ||||
1.1 | Elect Opposition Nominee Director Tomas J. Heyman | For | For | Shareholder |
1.2 | Elect Opposition Nominee Director David E. Johnson | For | For | Shareholder |
1.3 | Elect Opposition Nominee Director Robert ‘Bob’ Oliver, Jr. | For | For | Shareholder |
1.4 | Elect Management Nominee Director Maria C. Freire | None | For | Management |
1.5 | Elect Management Nominee Director Alan M. Garber | None | For | Management |
1.6 | Elect Management Nominee Director Michael M. Morrissey | None | For | Management |
1.7 | Elect Management Nominee Director Stelios Papadopoulos | None | For | Management |
1.8 | Elect Management Nominee Director George Poste | None | For | Management |
1.9 | Elect Management Nominee Director Julie Anne Smith | None | For | Management |
1.10 | Elect Management Nominee Director Jacqueline Wright | None | For | Management |
1.11 | Elect Management Nominee Director Jack L. Wyszomierski | None | For | Management |
1.12 | Elect Management Nominee Director Lance Willsey *Withdrawn Resolution* | None | None | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
F5, INC. | |||
Ticker: | FFIV | Security ID: | 315616102 |
Meeting Date: | MAR 09, 2023 | Meeting Type: | Annual |
Record Date: | JAN 04, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Marianne N. Budnik | For | For | Management |
1b | Elect Director Elizabeth L. Buse | For | For | Management |
1c | Elect Director Michael L. Dreyer | For | For | Management |
1d | Elect Director Alan J. Higginson | For | For | Management |
1e | Elect Director Peter S. Klein | For | For | Management |
1f | Elect Director Francois Locoh-Donou | For | For | Management |
1g | Elect Director Nikhil Mehta | For | For | Management |
1h | Elect Director Michael F. Montoya | For | For | Management |
1i | Elect Director Marie E. Myers | For | For | Management |
1j | Elect Director James M. Phillips | For | For | Management |
1k | Elect Director Sripada Shivananda | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HUNTINGTON INGALLS INDUSTRIES, INC. | |||
Ticker: | HII | Security ID: | 446413106 |
Meeting Date: | MAY 02, 2023 | Meeting Type: | Annual |
Record Date: | MAR 08, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Augustus L. Collins | For | For | Management |
1.2 | Elect Director Leo P. Denault | For | For | Management |
1.3 | Elect Director Kirkland H. Donald | For | For | Management |
1.4 | Elect Director Victoria D. Harker | For | For | Management |
1.5 | Elect Director Frank R. Jimenez | For | For | Management |
1.6 | Elect Director Christopher D. Kastner | For | For | Management |
1.7 | Elect Director Anastasia D. Kelly | For | For | Management |
1.8 | Elect Director Tracy B. McKibben | For | For | Management |
1.9 | Elect Director Stephanie L. O’Sullivan | For | For | Management |
1.10 | Elect Director Thomas C. Schievelbein | For | For | Management |
1.11 | Elect Director John K. Welch | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
ILLUMINA, INC. | |||
Ticker: | ILMN | Security ID: | 452327109 |
Meeting Date: | MAY 25, 2023 | Meeting Type: | Proxy Contest |
Record Date: | APR 03, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
Management Universal Proxy (White Proxy Card) | ||||
# | Proposal | Diss Rec | Vote Cast | Sponsor |
From the Combined List of Management & Dissident Nominees - Elect 9 Directors | ||||
1A | Elect Management Nominee Director Frances Arnold | For | Did Not Vote | Management |
1B | Elect Management Nominee Director Francis A. deSouza | For | Did Not Vote | Management |
1C | Elect Management Nominee Director Caroline D. Dorsa | For | Did Not Vote | Management |
1D | Elect Management Nominee Director Robert S. Epstein | For | Did Not Vote | Management |
1E | Elect Management Nominee Director Scott Gottlieb | For | Did Not Vote | Management |
1F | Elect Management Nominee Director Gary S. Guthart | For | Did Not Vote | Management |
1G | Elect Management Nominee Director Philip W. Schiller | For | Did Not Vote | Management |
1H | Elect Management Nominee Director Susan E. Siegel | For | Did Not Vote | Management |
1I | Elect Management Nominee Director John W. Thompson | For | Did Not Vote | Management |
1J | Elect Dissident Nominee Director Vincent J. Intrieri | Against | Did Not Vote | Shareholder |
1K | Elect Dissident Nominee Director Jesse A. Lynn | Against | Did Not Vote | Shareholder |
1L | Elect Dissident Nominee Director Andrew J. Teno | Against | Did Not Vote | Shareholder |
2 | Ratify Ernst & Young LLP as Auditors | For | Did Not Vote | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | Did Not Vote | Management |
5 | Amend Omnibus Stock Plan | For | Did Not Vote | Management |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
Dissident Universal Proxy (Gold Proxy Card) | ||||
# | Proposal | Diss Rec | Vote Cast | Sponsor |
From the Combined List of Management & Dissident Nominees - Elect 9 Directors | ||||
1.1 | Elect Dissident Nominee Director Vincent J. Intrieri | For | Withhold | Shareholder |
1.2 | Elect Dissident Nominee Director Jesse A. Lynn | For | Withhold | Shareholder |
1.3 | Elect Dissident Nominee Director Andrew J. Teno | For | For | Shareholder |
1.4 | Elect Management Nominee Director Frances Arnold | None | For | Management |
1.5 | Elect Management Nominee Director Caroline D. Dorsa | None | For | Management |
1.6 | Elect Management Nominee Director Scott Gottlieb | None | For | Management |
1.7 | Elect Management Nominee Director Gary S. Guthart | None | For | Management |
1.8 | Elect Management Nominee Director Philip W. Schiller | None | For | Management |
1.9 | Elect Management Nominee Director Susan E. Siegel | None | For | Management |
1.10 | Elect Management Nominee Director Francis A. deSouza | Against | For | Management |
1.11 | Elect Management Nominee Director Robert S. Epstein | Against | For | Management |
1.12 | Elect Management Nominee Director John W. Thompson | Against | Withhold | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Amend Omnibus Stock Plan | None | For | Management |
JAZZ PHARMACEUTICALS PLC | |||
Ticker: | JAZZ | Security ID: | G50871105 |
Meeting Date: | JUL 28, 2022 | Meeting Type: | Annual |
Record Date: | JUN 01, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jennifer E. Cook | For | For | Management |
1b | Elect Director Patrick G. Enright | For | For | Management |
1c | Elect Director Seamus Mulligan | For | For | Management |
1d | Elect Director Norbert G. Riedel | For | For | Management |
2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Authorise Issue of Equity without Pre-emptive Rights | For | Against | Management |
5 | Adjourn Meeting | For | Against | Management |
MOLINA HEALTHCARE, INC. | |||
Ticker: | MOH | Security ID: | 60855R100 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 08, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Barbara L. Brasier | For | For | Management |
1b | Elect Director Daniel Cooperman | For | For | Management |
1c | Elect Director Stephen H. Lockhart | For | For | Management |
1d | Elect Director Steven J. Orlando | For | For | Management |
1e | Elect Director Ronna E. Romney | For | For | Management |
1f | Elect Director Richard M. Schapiro | For | For | Management |
1g | Elect Director Dale B. Wolf | For | For | Management |
1h | Elect Director Richard C. Zoretic | For | For | Management |
1i | Elect Director Joseph M. Zubretsky | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
MURPHY USA INC. | |||
Ticker: | MUSA | Security ID: | 626755102 |
Meeting Date: | MAY 04, 2023 | Meeting Type: | Annual |
Record Date: | MAR 07, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Claiborne P. Deming | For | For | Management |
1b | Elect Director Jeanne L. Phillips | For | For | Management |
1c | Elect Director Jack T. Taylor | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
NETAPP, INC. | |||
Ticker: | NTAP | Security ID: | 64110D104 |
Meeting Date: | SEP 09, 2022 | Meeting Type: | Annual |
Record Date: | JUL 13, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director T. Michael Nevens | For | For | Management |
1b | Elect Director Deepak Ahuja | For | For | Management |
1c | Elect Director Gerald Held | For | For | Management |
1d | Elect Director Kathryn M. Hill | For | For | Management |
1e | Elect Director Deborah L. Kerr | For | For | Management |
1f | Elect Director George Kurian | For | For | Management |
1g | Elect Director Carrie Palin | For | For | Management |
1h | Elect Director Scott F. Schenkel | For | For | Management |
1i | Elect Director George T. Shaheen | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
NORDSON CORPORATION | |||
Ticker: | NDSN | Security ID: | 655663102 |
Meeting Date: | FEB 28, 2023 | Meeting Type: | Annual |
Record Date: | DEC 30, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sundaram Nagarajan | For | For | Management |
1.2 | Elect Director Michael J. Merriman, Jr. | For | For | Management |
1.3 | Elect Director Milton M. Morris | For | For | Management |
1.4 | Elect Director Mary G. Puma | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Reduce Supermajority Vote Requirement | For | For | Management |
6 | Reduce Supermajority Vote Requirement for Matters Requiring Shareholder Approval under the Ohio Revised Code | For | For | Management |
7 | Reduce Supermajority Vote Requirement for Certain Amendments to Regulations as set forth in Article IX | For | For | Management |
8 | Amend Regulations to the Extent Permitted by Ohio law | For | For | Management |
POOL CORPORATION | |||
Ticker: | POOL | Security ID: | 73278L105 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 15, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Peter D. Arvan | For | For | Management |
1b | Elect Director Martha “Marty” S. Gervasi | For | For | Management |
1c | Elect Director James “Jim” D. Hope | For | For | Management |
1d | Elect Director Debra S. Oler | For | For | Management |
1e | Elect Director Manuel J. Perez de la Mesa | For | For | Management |
1f | Elect Director Carlos A. Sabater | For | For | Management |
1g | Elect Director Robert C. Sledd | For | For | Management |
1h | Elect Director John E. Stokely | For | For | Management |
1i | Elect Director David G. Whalen | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
QUEST DIAGNOSTICS INCORPORATED | |||
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Davis | For | For | Management |
1.2 | Elect Director Luis A. Diaz, Jr. | For | For | Management |
1.3 | Elect Director Tracey C. Doi | For | For | Management |
1.4 | Elect Director Vicky B. Gregg | For | For | Management |
1.5 | Elect Director Wright L. Lassiter, III | For | For | Management |
1.6 | Elect Director Timothy L. Main | For | For | Management |
1.7 | Elect Director Denise M. Morrison | For | For | Management |
1.8 | Elect Director Gary M. Pfeiffer | For | For | Management |
1.9 | Elect Director Timothy M. Ring | For | For | Management |
1.10 | Elect Director Gail R. Wilensky | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Amend Omnibus Stock Plan | For | For | Management |
6 | Adopt GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Against | For | Shareholder |
REPUBLIC SERVICES, INC. | |||
Ticker: | RSG | Security ID: | 760759100 |
Meeting Date: | MAY 12, 2023 | Meeting Type: | Annual |
Record Date: | MAR 15, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Manuel Kadre | For | For | Management |
1b | Elect Director Tomago Collins | For | For | Management |
1c | Elect Director Michael A. Duffy | For | For | Management |
1d | Elect Director Thomas W. Handley | For | For | Management |
1e | Elect Director Jennifer M. Kirk | For | For | Management |
1f | Elect Director Michael Larson | For | For | Management |
1g | Elect Director James P. Snee | For | For | Management |
1h | Elect Director Brian S. Tyler | For | For | Management |
1i | Elect Director Jon Vander Ark | For | For | Management |
1j | Elect Director Sandra M. Volpe | For | For | Management |
1k | Elect Director Katharine B. Weymouth | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
SEAGATE TECHNOLOGY HOLDINGS PLC | |||
Ticker: | STX | Security ID: | G7997R103 |
Meeting Date: | OCT 24, 2022 | Meeting Type: | Annual |
Record Date: | AUG 26, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Shankar Arumugavelu | For | For | Management |
1b | Elect Director Prat S. Bhatt | For | For | Management |
1c | Elect Director Judy Bruner | For | For | Management |
1d | Elect Director Michael R. Cannon | For | For | Management |
1e | Elect Director Richard L. Clemmer | For | For | Management |
1f | Elect Director Yolanda L. Conyers | For | For | Management |
1g | Elect Director Jay L. Geldmacher | For | For | Management |
1h | Elect Director Dylan Haggart | For | For | Management |
1i | Elect Director William D. Mosley | For | For | Management |
1j | Elect Director Stephanie Tilenius | For | For | Management |
1k | Elect Director Edward J. Zander | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors and Authorise Their Remuneration | For | For | Management |
4 | Determine Price Range for Reissuance of Treasury Shares | For | For | Management |
SOLAREDGE TECHNOLOGIES, INC. | |||
Ticker: | SEDG | Security ID: | 83417M104 |
Meeting Date: | JUN 01, 2023 | Meeting Type: | Annual |
Record Date: | APR 03, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Marcel Gani | For | For | Management |
1b | Elect Director Tal Payne | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Declassify the Board of Directors | For | For | Management |
6 | Eliminate Supermajority Vote Requirement | For | For | Management |
7 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | For | For | Management |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | |||
Ticker: | HIG | Security ID: | 416515104 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Larry D. De Shon | For | For | Management |
1b | Elect Director Carlos Dominguez | For | For | Management |
1c | Elect Director Trevor Fetter | For | For | Management |
1d | Elect Director Donna A. James | For | For | Management |
1e | Elect Director Kathryn A. Mikells | For | For | Management |
1f | Elect Director Edmund Reese | For | For | Management |
1g | Elect Director Teresa Wynn Roseborough | For | For | Management |
1h | Elect Director Virginia P. Ruesterholz | For | For | Management |
1i | Elect Director Christopher J. Swift | For | For | Management |
1j | Elect Director Matthew E. Winter | For | For | Management |
1k | Elect Director Greig Woodring | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Against | Against | Shareholder |
THOR INDUSTRIES, INC. | |||
Ticker: | THO | Security ID: | 885160101 |
Meeting Date: | DEC 16, 2022 | Meeting Type: | Annual |
Record Date: | OCT 17, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew Graves | For | For | Management |
1.2 | Elect Director Christina Hennington | For | For | Management |
1.3 | Elect Director Amelia A. Huntington | For | For | Management |
1.4 | Elect Director Laurel Hurd | For | For | Management |
1.5 | Elect Director Wilson Jones | For | For | Management |
1.6 | Elect Director William J. Kelley, Jr. | For | For | Management |
1.7 | Elect Director Christopher Klein | For | For | Management |
1.8 | Elect Director Robert W. Martin | For | For | Management |
1.9 | Elect Director Peter B. Orthwein | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
TRANSDIGM GROUP INCORPORATED | |||
Ticker: | TDG | Security ID: | 893641100 |
Meeting Date: | JUL 12, 2022 | Meeting Type: | Annual |
Record Date: | MAY 18, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David Barr | For | For | Management |
1.2 | Elect Director Jane Cronin | For | For | Management |
1.3 | Elect Director Mervin Dunn | For | Withhold | Management |
1.4 | Elect Director Michael Graff | For | Withhold | Management |
1.5 | Elect Director Sean Hennessy | For | Withhold | Management |
1.6 | Elect Director W. Nicholas Howley | For | For | Management |
1.7 | Elect Director Gary E. McCullough | For | For | Management |
1.8 | Elect Director Michele Santana | For | For | Management |
1.9 | Elect Director Robert Small | For | Withhold | Management |
1.10 | Elect Director John Staer | For | For | Management |
1.11 | Elect Director Kevin Stein | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
TRANSDIGM GROUP INCORPORATED | |||
Ticker: | TDG | Security ID: | 893641100 |
Meeting Date: | MAR 09, 2023 | Meeting Type: | Annual |
Record Date: | JAN 13, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David Barr | For | For | Management |
1.2 | Elect Director Jane Cronin | For | For | Management |
1.3 | Elect Director Mervin Dunn | For | Withhold | Management |
1.4 | Elect Director Michael Graff | For | Withhold | Management |
1.5 | Elect Director Sean Hennessy | For | Withhold | Management |
1.6 | Elect Director W. Nicholas Howley | For | For | Management |
1.7 | Elect Director Gary E. McCullough | For | For | Management |
1.8 | Elect Director Michele Santana | For | For | Management |
1.9 | Elect Director Robert Small | For | Withhold | Management |
1.10 | Elect Director John Staer | For | For | Management |
1.11 | Elect Director Kevin Stein | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
UBIQUITI INC. | |||
Ticker: | UI | Security ID: | 90353W103 |
Meeting Date: | DEC 08, 2022 | Meeting Type: | Annual |
Record Date: | OCT 19, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ronald A. Sege | For | Withhold | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
VIATRIS INC. | |||
Ticker: | VTRS | Security ID: | 92556V106 |
Meeting Date: | DEC 09, 2022 | Meeting Type: | Annual |
Record Date: | OCT 20, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director W. Don Cornwell | For | For | Management |
1B | Elect Director Harry A. Korman | For | For | Management |
1C | Elect Director Rajiv Malik | For | For | Management |
1D | Elect Director Richard A. Mark | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Require Independent Board Chair | Against | For | Shareholder |
============================White Oak Select Growth Fund============================
ALCON INC. | |||
Ticker: | ALC | Security ID: | H01301128 |
Meeting Date: | MAY 05, 2023 | Meeting Type: | Annual |
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 0.21 per Share | For | For | Management |
4.1 | Approve Remuneration Report (Non-Binding) | For | For | Management |
4.2 | Approve Remuneration of Directors in the Amount of CHF 3.9 Million | For | For | Management |
4.3 | Approve Remuneration of Executive Committee in the Amount of CHF 41.9 Million | For | For | Management |
5.1 | Reelect Michael Ball as Director and Board Chair | For | For | Management |
5.2 | Reelect Lynn Bleil as Director | For | For | Management |
5.3 | Reelect Raquel Bono as Director | For | For | Management |
5.4 | Reelect Arthur Cummings as Director | For | For | Management |
5.5 | Reelect David Endicott as Director | For | For | Management |
5.6 | Reelect Thomas Glanzmann as Director | For | For | Management |
5.7 | Reelect Keith Grossman as Director | For | For | Management |
5.8 | Reelect Scott Maw as Director | For | For | Management |
5.9 | Reelect Karen May as Director | For | For | Management |
5.10 | Reelect Ines Poeschel as Director | For | For | Management |
5.11 | Reelect Dieter Spaelti as Director | For | For | Management |
6.1 | Reappoint Thomas Glanzmann as Member of the Compensation Committee | For | For | Management |
6.2 | Reappoint Scott Maw as Member of the Compensation Committee | For | For | Management |
6.3 | Reappoint Karen May as Member of the Compensation Committee | For | For | Management |
6.4 | Reappoint Ines Poeschel as Member of the Compensation Committee | For | For | Management |
7 | Designate Hartmann Dreyer as Independent Proxy | For | For | Management |
8 | Ratify PricewaterhouseCoopers SA as Auditors | For | For | Management |
9.1 | Approve Creation of Capital Band within the Upper Limit of CHF 22 Million and the Lower Limit of CHF 19 Million with or without Exclusion of Preemptive Rights | For | For | Management |
9.2 | Approve Creation of CHF 2 Million Pool of Conditional Capital for Financings, Mergers and Acquisitions | For | For | Management |
9.3 | Amend Articles Re: Conversion of Shares; Subscription Rights | For | For | Management |
9.4 | Amend Articles Re: General Meetings | For | For | Management |
9.5 | Amend Articles Re: Board Meetings; Powers of the Board of Directors | For | For | Management |
9.6 | Amend Articles Re: Compensation; External Mandates for Members of the Board of Directors and Executive Committee | For | For | Management |
10 | Transact Other Business (Voting) | For | Against | Management |
ALPHABET INC. | |||
Ticker: | GOOGL | Security ID: | 02079K305 |
Meeting Date: | JUN 02, 2023 | Meeting Type: | Annual |
Record Date: | APR 04, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Larry Page | For | For | Management |
1b | Elect Director Sergey Brin | For | For | Management |
1c | Elect Director Sundar Pichai | For | For | Management |
1d | Elect Director John L. Hennessy | For | Against | Management |
1e | Elect Director Frances H. Arnold | For | Against | Management |
1f | Elect Director R. Martin “Marty” Chavez | For | For | Management |
1g | Elect Director L. John Doerr | For | For | Management |
1h | Elect Director Roger W. Ferguson, Jr. | For | For | Management |
1i | Elect Director Ann Mather | For | For | Management |
1j | Elect Director K. Ram Shriram | For | For | Management |
1k | Elect Director Robin L. Washington | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
6 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
7 | Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties | Against | Against | Shareholder |
8 | Report on Framework to Assess Company Lobbying Alignment with Climate Goals | Against | For | Shareholder |
9 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Against | Against | Shareholder |
10 | Report on Risks of Doing Business in Countries with Significant Human Rights Concerns | Against | For | Shareholder |
11 | Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology | Against | For | Shareholder |
12 | Disclose More Quantitative and Qualitative Information on Algorithmic Systems | Against | For | Shareholder |
13 | Report on Alignment of YouTube Policies With Online Safety Regulations | Against | For | Shareholder |
14 | Report on Content Governance and Censorship | Against | Against | Shareholder |
15 | Commission Independent Assessment of Effectiveness of Audit and Compliance Committee | Against | Against | Shareholder |
16 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Shareholder |
17 | Adopt Share Retention Policy For Senior Executives | Against | For | Shareholder |
18 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
AMAZON.COM, INC. | |||
Ticker: | AMZN | Security ID: | 023135106 |
Meeting Date: | MAY 24, 2023 | Meeting Type: | Annual |
Record Date: | MAR 30, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jeffrey P. Bezos | For | For | Management |
1b | Elect Director Andrew R. Jassy | For | For | Management |
1c | Elect Director Keith B. Alexander | For | For | Management |
1d | Elect Director Edith W. Cooper | For | Against | Management |
1e | Elect Director Jamie S. Gorelick | For | For | Management |
1f | Elect Director Daniel P. Huttenlocher | For | Against | Management |
1g | Elect Director Judith A. McGrath | For | Against | Management |
1h | Elect Director Indra K. Nooyi | For | For | Management |
1i | Elect Director Jonathan J. Rubinstein | For | For | Management |
1j | Elect Director Patricia Q. Stonesifer | For | For | Management |
1k | Elect Director Wendell P. Weeks | For | For | Management |
2 | Ratify Ratification of Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Amend Omnibus Stock Plan | For | For | Management |
6 | Report on Climate Risk in Retirement Plan Options | Against | Against | Shareholder |
7 | Report on Customer Due Diligence | Against | For | Shareholder |
8 | Revise Transparency Report to Provide Greater Disclosure on Government Requests | Against | Against | Shareholder |
9 | Report on Government Take Down Requests | Against | Against | Shareholder |
10 | Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines | Against | For | Shareholder |
11 | Publish a Tax Transparency Report | Against | Against | Shareholder |
12 | Report on Climate Lobbying | Against | For | Shareholder |
13 | Report on Median and Adjusted Gender/Racial Pay Gaps | Against | For | Shareholder |
14 | Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs | Against | Against | Shareholder |
15 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Shareholder |
16 | Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining | Against | For | Shareholder |
17 | Consider Pay Disparity Between Executives and Other Employees | Against | Against | Shareholder |
18 | Report on Animal Welfare Standards | Against | Against | Shareholder |
19 | Establish a Public Policy Committee | Against | Against | Shareholder |
20 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Against | For | Shareholder |
21 | Commission a Third Party Audit on Working Conditions | Against | For | Shareholder |
22 | Report on Efforts to Reduce Plastic Use | Against | For | Shareholder |
23 | Commission Third Party Study and Report on Risks Associated with Use of Rekognition | Against | For | Shareholder |
AMGEN INC. | |||
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 19, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Wanda M. Austin | For | For | Management |
1b | Elect Director Robert A. Bradway | For | For | Management |
1c | Elect Director Michael V. Drake | For | For | Management |
1d | Elect Director Brian J. Druker | For | For | Management |
1e | Elect Director Robert A. Eckert | For | For | Management |
1f | Elect Director Greg C. Garland | For | For | Management |
1g | Elect Director Charles M. Holley, Jr. | For | For | Management |
1h | Elect Director S. Omar Ishrak | For | For | Management |
1i | Elect Director Tyler Jacks | For | For | Management |
1j | Elect Director Ellen J. Kullman | For | For | Management |
1k | Elect Director Amy E. Miles | For | For | Management |
1l | Elect Director Ronald D. Sugar | For | For | Management |
1m | Elect Director R. Sanders Williams | For | For | Management |
2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
CHUBB LIMITED | |||
Ticker: | CB | Security ID: | H1467J104 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 24, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2.1 | Allocate Disposable Profit | For | For | Management |
2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | For | For | Management |
3 | Approve Discharge of Board of Directors | For | For | Management |
4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | For | For | Management |
4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | For | For | Management |
4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | For | For | Management |
5.1 | Elect Director Evan G. Greenberg | For | For | Management |
5.2 | Elect Director Michael P. Connors | For | Against | Management |
5.3 | Elect Director Michael G. Atieh | For | For | Management |
5.4 | Elect Director Kathy Bonanno | For | For | Management |
5.5 | Elect Director Nancy K. Buese | For | For | Management |
5.6 | Elect Director Sheila P. Burke | For | For | Management |
5.7 | Elect Director Michael L. Corbat | For | For | Management |
5.8 | Elect Director Robert J. Hugin | For | For | Management |
5.9 | Elect Director Robert W. Scully | For | For | Management |
5.10 | Elect Director Theodore E. Shasta | For | For | Management |
5.11 | Elect Director David H. Sidwell | For | For | Management |
5.12 | Elect Director Olivier Steimer | For | For | Management |
5.13 | Elect Director Frances F. Townsend | For | Against | Management |
6 | Elect Evan G. Greenberg as Board Chairman | For | Against | Management |
7.1 | Elect Michael P. Connors as Member of the Compensation Committee | For | For | Management |
7.2 | Elect David H. Sidwell as Member of the Compensation Committee | For | For | Management |
7.3 | Elect Frances F. Townsend as Member of the Compensation Committee | For | For | Management |
8 | Designate Homburger AG as Independent Proxy | For | For | Management |
9.1 | Amend Articles Relating to Swiss Corporate Law Updates | For | For | Management |
9.2 | Amend Articles to Advance Notice Period | For | For | Management |
10.1 | Cancel Repurchased Shares | For | For | Management |
10.2 | Reduction of Par Value | For | For | Management |
11.1 | Approve Remuneration of Directors in the Amount of USD 5.5 Million | For | For | Management |
11.2 | Approve Remuneration of Executive Management in the Amount of USD 65 Million for Fiscal 2024 | For | For | Management |
11.3 | Approve Remuneration Report | For | For | Management |
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
14 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Against | For | Shareholder |
15 | Report on Human Rights Risk Assessment | Against | Against | Shareholder |
CISCO SYSTEMS, INC. | |||
Ticker: | CSCO | Security ID: | 17275R102 |
Meeting Date: | DEC 08, 2022 | Meeting Type: | Annual |
Record Date: | OCT 10, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director M. Michele Burns | For | For | Management |
1b | Elect Director Wesley G. Bush | For | For | Management |
1c | Elect Director Michael D. Capellas | For | For | Management |
1d | Elect Director Mark Garrett | For | For | Management |
1e | Elect Director John D. Harris, II | For | For | Management |
1f | Elect Director Kristina M. Johnson | For | For | Management |
1g | Elect Director Roderick C. McGeary | For | For | Management |
1h | Elect Director Sarah Rae Murphy | For | For | Management |
1i | Elect Director Charles H. Robbins | For | For | Management |
1j | Elect Director Brenton L. Saunders | For | For | Management |
1k | Elect Director Lisa T. Su | For | For | Management |
1l | Elect Director Marianna Tessel | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Report on Tax Transparency Set Forth in the Global Reporting Initiative’s Tax Standard | Against | Against | Shareholder |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | |||
Ticker: | CTSH | Security ID: | 192446102 |
Meeting Date: | JUN 06, 2023 | Meeting Type: | Annual |
Record Date: | APR 10, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Zein Abdalla | For | For | Management |
1b | Elect Director Vinita Bali | For | For | Management |
1c | Elect Director Eric Branderiz | For | For | Management |
1d | Elect Director Archana Deskus | For | For | Management |
1e | Elect Director John M. Dineen | For | For | Management |
1f | Elect Director Nella Domenici | For | For | Management |
1g | Elect Director Ravi Kumar S | For | For | Management |
1h | Elect Director Leo S. Mackay, Jr. | For | For | Management |
1i | Elect Director Michael Patsalos-Fox | For | For | Management |
1j | Elect Director Stephen J. Rohleder | For | For | Management |
1k | Elect Director Abraham “Bram” Schot | For | For | Management |
1l | Elect Director Joseph M. Velli | For | For | Management |
1m | Elect Director Sandra S. Wijnberg | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
7 | Amend Bylaws | Against | Against | Shareholder |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
GENERAL DYNAMICS CORPORATION | |||
Ticker: | GD | Security ID: | 369550108 |
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual |
Record Date: | MAR 08, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard D. Clarke | For | For | Management |
1b | Elect Director James S. Crown | For | For | Management |
1c | Elect Director Rudy F. deLeon | For | For | Management |
1d | Elect Director Cecil D. Haney | For | For | Management |
1e | Elect Director Mark M. Malcolm | For | For | Management |
1f | Elect Director James N. Mattis | For | For | Management |
1g | Elect Director Phebe N. Novakovic | For | For | Management |
1h | Elect Director C. Howard Nye | For | For | Management |
1i | Elect Director Catherine B. Reynolds | For | For | Management |
1j | Elect Director Laura J. Schumacher | For | For | Management |
1k | Elect Director Robert K. Steel | For | For | Management |
1l | Elect Director John G. Stratton | For | For | Management |
1m | Elect Director Peter A. Wall | For | For | Management |
2 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | For | For | Management |
3 | Ratify KPMG LLP as Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
6 | Report on Human Rights Risk Assessment | Against | For | Shareholder |
7 | Require Independent Board Chair | Against | For | Shareholder |
JPMORGAN CHASE & CO. | |||
Ticker: | JPM | Security ID: | 46625H100 |
Meeting Date: | MAY 16, 2023 | Meeting Type: | Annual |
Record Date: | MAR 17, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Linda B. Bammann | For | For | Management |
1b | Elect Director Stephen B. Burke | For | For | Management |
1c | Elect Director Todd A. Combs | For | For | Management |
1d | Elect Director James S. Crown | For | For | Management |
1e | Elect Director Alicia Boler Davis | For | For | Management |
1f | Elect Director James Dimon | For | For | Management |
1g | Elect Director Timothy P. Flynn | For | For | Management |
1h | Elect Director Alex Gorsky | For | For | Management |
1i | Elect Director Mellody Hobson | For | For | Management |
1j | Elect Director Michael A. Neal | For | For | Management |
1k | Elect Director Phebe N. Novakovic | For | For | Management |
1l | Elect Director Virginia M. Rometty | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Require Independent Board Chair | Against | For | Shareholder |
6 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Against | Against | Shareholder |
7 | Amend Public Responsibility Committee Charter to Include Animal Welfare | Against | Against | Shareholder |
8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
9 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Against | For | Shareholder |
10 | Report on Risks Related to Discrimination Against Individuals Including Political Views | Against | Against | Shareholder |
11 | Report on Political Expenditures Congruence | Against | For | Shareholder |
12 | Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting | Against | Against | Shareholder |
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 02, 2022 | Meeting Type: | Annual |
Record Date: | SEP 12, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert Calderoni | For | For | Management |
1.2 | Elect Director Jeneanne Hanley | For | For | Management |
1.3 | Elect Director Emiko Higashi | For | For | Management |
1.4 | Elect Director Kevin Kennedy | For | For | Management |
1.5 | Elect Director Gary Moore | For | For | Management |
1.6 | Elect Director Marie Myers | For | For | Management |
1.7 | Elect Director Kiran Patel | For | For | Management |
1.8 | Elect Director Victor Peng | For | For | Management |
1.9 | Elect Director Robert Rango | For | For | Management |
1.10 | Elect Director Richard Wallace | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Against | For | Shareholder |
LABORATORY CORPORATION OF AMERICA HOLDINGS | |||
Ticker: | LH | Security ID: | 50540R409 |
Meeting Date: | MAY 11, 2023 | Meeting Type: | Annual |
Record Date: | MAR 16, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Kerrii B. Anderson | For | For | Management |
1b | Elect Director Jean-Luc Belingard | For | For | Management |
1c | Elect Director Jeffrey A. Davis | For | For | Management |
1d | Elect Director D. Gary Gilliland | For | For | Management |
1e | Elect Director Kirsten M. Kliphouse | For | For | Management |
1f | Elect Director Garheng Kong | For | For | Management |
1g | Elect Director Peter M. Neupert | For | For | Management |
1h | Elect Director Richelle P. Parham | For | For | Management |
1i | Elect Director Adam H. Schechter | For | For | Management |
1j | Elect Director Kathryn E. Wengel | For | For | Management |
1k | Elect Director R. Sanders Williams | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
5 | Require Independent Board Chair | Against | For | Shareholder |
6 | Report on Transport of Nonhuman Primates Within the U.S. | Against | Against | Shareholder |
7 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Against | Against | Shareholder |
LOWE’S COMPANIES, INC. | |||
Ticker: | LOW | Security ID: | 548661107 |
Meeting Date: | MAY 26, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Raul Alvarez | For | For | Management |
1.2 | Elect Director David H. Batchelder | For | For | Management |
1.3 | Elect Director Scott H. Baxter | For | For | Management |
1.4 | Elect Director Sandra B. Cochran | For | For | Management |
1.5 | Elect Director Laurie Z. Douglas | For | For | Management |
1.6 | Elect Director Richard W. Dreiling | For | For | Management |
1.7 | Elect Director Marvin R. Ellison | For | For | Management |
1.8 | Elect Director Daniel J. Heinrich | For | For | Management |
1.9 | Elect Director Brian C. Rogers | For | For | Management |
1.10 | Elect Director Bertram L. Scott | For | For | Management |
1.11 | Elect Director Colleen Taylor | For | For | Management |
1.12 | Elect Director Mary Beth West | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
5 | Require Independent Board Chair | Against | Against | Shareholder |
META PLATFORMS, INC. | |||
Ticker: | META | Security ID: | 30303M102 |
Meeting Date: | MAY 31, 2023 | Meeting Type: | Annual |
Record Date: | APR 06, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peggy Alford | For | Withhold | Management |
1.2 | Elect Director Marc L. Andreessen | For | Withhold | Management |
1.3 | Elect Director Andrew W. Houston | For | Withhold | Management |
1.4 | Elect Director Nancy Killefer | For | For | Management |
1.5 | Elect Director Robert M. Kimmitt | For | For | Management |
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management |
1.7 | Elect Director Tracey T. Travis | For | For | Management |
1.8 | Elect Director Tony Xu | For | Withhold | Management |
1.9 | Elect Director Mark Zuckerberg | For | Withhold | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Report on Government Take Down Requests | Against | Against | Shareholder |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
5 | Report on Human Rights Impact Assessment of Targeted Advertising | Against | For | Shareholder |
6 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
7 | Report on Allegations of Political Entanglement and Content Management Biases in India | Against | Against | Shareholder |
8 | Report on Framework to Assess Company Lobbying Alignment with Climate Goals | Against | For | Shareholder |
9 | Report on Data Privacy regarding Reproductive Healthcare | Against | For | Shareholder |
10 | Report on Enforcement of Community Standards and User Content | Against | Against | Shareholder |
11 | Report on Child Safety and Harm Reduction | Against | For | Shareholder |
12 | Report on Executive Pay Calibration to Externalized Costs | Against | For | Shareholder |
13 | Commission Independent Review of Audit & Risk Oversight Committee | Against | Against | Shareholder |
NOVARTIS AG | |||
Ticker: | NOVN | Security ID: | 66987V109 |
Meeting Date: | MAR 07, 2023 | Meeting Type: | Annual |
Record Date: | JAN 24, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 3.20 per Share | For | For | Management |
4 | Approve CHF 63.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | For | For | Management |
6.1 | Amend Articles Re: Electronic Participation; Virtual-Only Shareholder Meetings | For | For | Management |
6.2 | Amend Articles of Association | For | For | Management |
6.3 | Amend Articles of Association | For | For | Management |
7.1 | Approve Remuneration of Directors in the Amount of CHF 8.8 Million | For | For | Management |
7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 90 Million | For | For | Management |
7.3 | Approve Remuneration Report | For | For | Management |
8.1 | Reelect Joerg Reinhardt as Director and Board Chair | For | For | Management |
8.2 | Reelect Nancy Andrews as Director | For | For | Management |
8.3 | Reelect Ton Buechner as Director | For | For | Management |
8.4 | Reelect Patrice Bula as Director | For | For | Management |
8.5 | Reelect Elizabeth Doherty as Director | For | For | Management |
8.6 | Reelect Bridgette Heller as Director | For | For | Management |
8.7 | Reelect Daniel Hochstrasser as Director | For | For | Management |
8.8 | Reelect Frans van Houten as Director | For | For | Management |
8.9 | Reelect Simon Moroney as Director | For | For | Management |
8.10 | Reelect Ana de Pro Gonzalo as Director | For | For | Management |
8.11 | Reelect Charles Sawyers as Director | For | For | Management |
8.12 | Reelect William Winters as Director | For | For | Management |
8.13 | Elect John Young as Director | For | For | Management |
9.1 | Reappoint Patrice Bula as Member of the Compensation Committee | For | For | Management |
9.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | For | For | Management |
9.3 | Reappoint Simon Moroney as Member of the Compensation Committee | For | For | Management |
9.4 | Reappoint William Winters as Member of the Compensation Committee | For | For | Management |
10 | Ratify KPMG AG as Auditors | For | For | Management |
11 | Designate Peter Zahn as Independent Proxy | For | For | Management |
12 | Transact Other Business (Voting) | For | Against | Management |
NXP SEMICONDUCTORS N.V. | |||
Ticker: | NXPI | Security ID: | N6596X109 |
Meeting Date: | MAY 24, 2023 | Meeting Type: | Annual |
Record Date: | APR 26, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board Members | For | For | Management |
3a | Reelect Kurt Sievers as Executive Director | For | For | Management |
3b | Reelect Annette Clayton as Non-Executive Director | For | For | Management |
3c | Reelect Anthony Foxx as Non-Executive Director | For | For | Management |
3d | Reelect Chunyuan Gu as Non-Executive Director | For | For | Management |
3e | Reelect Lena Olving as Non-Executive Director | For | For | Management |
3f | Reelect Julie Southern as Non-Executive Director | For | For | Management |
3g | Reelect Jasmin Staiblin as Non-Executive Director | For | For | Management |
3h | Reelect Gregory Summe as Non-Executive Director | For | For | Management |
3i | Reelect Karl-Henrik Sundstrom as Non-Executive Director | For | For | Management |
3j | Reelect Moshe Gavrielov as Non-Executive Director | For | For | Management |
4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | For | For | Management |
5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | Management |
6 | Authorize Share Repurchase Program | For | For | Management |
7 | Approve Cancellation of Ordinary Shares | For | For | Management |
8 | Ratify Ernst & Young Accountants LLP as Auditors | For | For | Management |
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
PFIZER INC. | |||
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 27, 2023 | Meeting Type: | Annual |
Record Date: | MAR 01, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald E. Blaylock | For | For | Management |
1.2 | Elect Director Albert Bourla | For | For | Management |
1.3 | Elect Director Susan Desmond-Hellmann | For | For | Management |
1.4 | Elect Director Joseph J. Echevarria | For | For | Management |
1.5 | Elect Director Scott Gottlieb | For | For | Management |
1.6 | Elect Director Helen H. Hobbs | For | For | Management |
1.7 | Elect Director Susan Hockfield | For | For | Management |
1.8 | Elect Director Dan R. Littman | For | For | Management |
1.9 | Elect Director Shantanu Narayen | For | For | Management |
1.10 | Elect Director Suzanne Nora Johnson | For | For | Management |
1.11 | Elect Director James Quincey | For | For | Management |
1.12 | Elect Director James C. Smith | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
6 | Require Independent Board Chair | Against | Against | Shareholder |
7 | Report on Feasibility of Intellectual Property Transfer to Boost Covid-19 Vaccine Production | Against | Against | Shareholder |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | For | Shareholder |
9 | Report on Political Expenditures Congruence | Against | Against | Shareholder |
QUALCOMM INCORPORATED | |||
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 08, 2023 | Meeting Type: | Annual |
Record Date: | JAN 09, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sylvia Acevedo | For | For | Management |
1b | Elect Director Cristiano R. Amon | For | For | Management |
1c | Elect Director Mark Fields | For | For | Management |
1d | Elect Director Jeffrey W. Henderson | For | For | Management |
1e | Elect Director Gregory N. Johnson | For | For | Management |
1f | Elect Director Ann M. Livermore | For | For | Management |
1g | Elect Director Mark D. McLaughlin | For | For | Management |
1h | Elect Director Jamie S. Miller | For | For | Management |
1i | Elect Director Irene B. Rosenfeld | For | For | Management |
1j | Elect Director Kornelis (Neil) Smit | For | For | Management |
1k | Elect Director Jean-Pascal Tricoire | For | For | Management |
1l | Elect Director Anthony J. Vinciquerra | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
STATE STREET CORPORATION | |||
Ticker: | STT | Security ID: | 857477103 |
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual |
Record Date: | MAR 21, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Patrick de Saint-Aignan | For | For | Management |
1b | Elect Director Marie A. Chandoha | For | For | Management |
1c | Elect Director DonnaLee DeMaio | For | For | Management |
1d | Elect Director Amelia C. Fawcett | For | For | Management |
1e | Elect Director William C. Freda | For | For | Management |
1f | Elect Director Sara Mathew | For | For | Management |
1g | Elect Director William L. Meaney | For | For | Management |
1h | Elect Director Ronald P. O’Hanley | For | For | Management |
1i | Elect Director Sean O’Sullivan | For | For | Management |
1j | Elect Director Julio A. Portalatin | For | For | Management |
1k | Elect Director John B. Rhea | For | For | Management |
1l | Elect Director Gregory L. Summe | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
6 | Report on Asset Management Policies and Diversified Investors | Against | Against | Shareholder |
THE CHARLES SCHWAB CORPORATION | |||
Ticker: | SCHW | Security ID: | 808513105 |
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual |
Record Date: | MAR 20, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Marianne C. Brown | For | For | Management |
1b | Elect Director Frank C. Herringer | For | For | Management |
1c | Elect Director Gerri K. Martin-Flickinger | For | For | Management |
1d | Elect Director Todd M. Ricketts | For | For | Management |
1e | Elect Director Carolyn Schwab-Pomerantz | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Report on Gender/Racial Pay Gap | Against | For | Shareholder |
6 | Report on Risks Related to Discrimination Against Individuals Including Political Views | Against | Against | Shareholder |
THE CIGNA GROUP | |||
Ticker: | CI | Security ID: | 125523100 |
Meeting Date: | APR 26, 2023 | Meeting Type: | Annual |
Record Date: | MAR 07, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David M. Cordani | For | For | Management |
1b | Elect Director William J. DeLaney | For | For | Management |
1c | Elect Director Eric J. Foss | For | For | Management |
1d | Elect Director Elder Granger | For | For | Management |
1e | Elect Director Neesha Hathi | For | For | Management |
1f | Elect Director George Kurian | For | For | Management |
1g | Elect Director Kathleen M. Mazzarella | For | For | Management |
1h | Elect Director Mark B. McClellan | For | For | Management |
1i | Elect Director Kimberly A. Ross | For | For | Management |
1j | Elect Director Eric C. Wiseman | For | For | Management |
1k | Elect Director Donna F. Zarcone | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | For | For | Management |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
7 | Report on Congruency of Political Spending with Company Values and Priorities | Against | For | Shareholder |
ZIMMER BIOMET HOLDINGS, INC. | |||
Ticker: | ZBH | Security ID: | 98956P102 |
Meeting Date: | MAY 12, 2023 | Meeting Type: | Annual |
Record Date: | MAR 13, 2023 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Christopher B. Begley | For | For | Management |
1b | Elect Director Betsy J. Bernard | For | For | Management |
1c | Elect Director Michael J. Farrell | For | For | Management |
1d | Elect Director Robert A. Hagemann | For | For | Management |
1e | Elect Director Bryan C. Hanson | For | For | Management |
1f | Elect Director Arthur J. Higgins | For | For | Management |
1g | Elect Director Maria Teresa Hilado | For | For | Management |
1h | Elect Director Syed Jafry | For | For | Management |
1i | Elect Director Sreelakshmi Kolli | For | For | Management |
1j | Elect Director Michael W. Michelson | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
========== END NPX REPORT
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Oak Associates Funds | |||
By: | /s/ Margaret L. Ballinger | ||
Margaret L. Ballinger | |||
Chief Compliance Officer | |||
Date: | August 1, 2023 |