United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08587
Prudential Investment Portfolios 18
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: November 30
Date of reporting period: 7/1/2015 through 6/30/2016
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-08587
Registrant Name: Prudential Investment Portfolios 18
Reporting Period: 07/01/2015 - 06/30/2016
Prudential Jennison 20/20 Focus Fund - Growth - Sub-Adviser: Jennison
| |
|---|
ADOBE SYSTEMS INC.
Meeting Date: APR 13, 2016
Record Date: FEB 17, 2016
Meeting Type: ANNUAL | Ticker: ADBE
Security ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Amy L. Banse | Management | For | For |
| 2 | Elect Edward W. Barnholt | Management | For | For |
| 3 | Elect Robert K. Burgess | Management | For | For |
| 4 | Elect Frank A. Calderoni | Management | For | For |
| 5 | Elect James E. Daley | Management | For | For |
| 6 | Elect Laura B. Desmond | Management | For | For |
| 7 | Elect Charles M. Geschke | Management | For | For |
| 8 | Elect Shantanu Narayen | Management | For | For |
| 9 | Elect Daniel Rosensweig | Management | For | For |
| 10 | Elect John E. Warnock | Management | For | For |
| 11 | Amendment to the 2003 Equity Incentive Plan | Management | For | For |
| 12 | Approval of the 2016 Executive Cash Performance Bonus Plan | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS INC.
Meeting Date: MAY 11, 2016
Record Date: MAR 15, 2016
Meeting Type: ANNUAL | Ticker: ALXN
Security ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Leonard Bell | Management | For | For |
| 2 | Elect Felix Baker | Management | For | For |
| 3 | Elect David R. Brennan | Management | For | For |
| 4 | Elect M. Michele Burns | Management | For | For |
| 5 | Elect Christopher J. Coughlin | Management | For | For |
| 6 | Elect David Hallal | Management | For | For |
| 7 | Elect John T. Mollen | Management | For | For |
| 8 | Elect R. Douglas Norby | Management | For | For |
| 9 | Elect Alvin S. Parven | Management | For | For |
| 10 | Elect Andreas Rummelt | Management | For | For |
| 11 | Elect Ann M. Veneman | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Right To Call A Special Meeting | Shareholder | Against | Against |
| |
|---|
ALPHABET INC
Meeting Date: JUN 08, 2016
Record Date: APR 11, 2016
Meeting Type: ANNUAL | Ticker: GOOGL
Security ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.01 | Elect Larry Page | Management | For | For |
| 1.02 | Elect Sergey Brin | Management | For | For |
| 1.03 | Elect Eric E. Schmidt | Management | For | For |
| 1.04 | Elect L. John Doerr | Management | For | For |
| 1.05 | Elect Diane B. Greene | Management | For | For |
| 1.06 | Elect John L. Hennessy | Management | For | For |
| 1.07 | Elect Ann Mather | Management | For | For |
| 1.08 | Elect Alan R. Mulally | Management | For | For |
| 1.09 | Elect Paul S. Otellini | Management | For | For |
| 1.10 | Elect K. Ram Shriram | Management | For | For |
| 1.11 | Elect Shirley M. Tilghman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2012 Stock Plan | Management | For | Against |
| 4 | Amendment to Google Inc.'s Certificate of Incorporation | Management | For | For |
| 5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 9 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
| |
|---|
AMAZON.COM INC.
Meeting Date: MAY 17, 2016
Record Date: MAR 23, 2016
Meeting Type: ANNUAL | Ticker: AMZN
Security ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Tom A. Alberg | Management | For | For |
| 3 | Elect John Seely Brown | Management | For | For |
| 4 | Elect William B. Gordon | Management | For | For |
| 5 | Elect Jamie S. Gorelick | Management | For | For |
| 6 | Elect Judith A McGrath | Management | For | For |
| 7 | Elect Jonathan J. Rubinstein | Management | For | For |
| 8 | Elect Thomas O. Ryder | Management | For | For |
| 9 | Elect Patricia Q. Stonesifer | Management | For | For |
| 10 | Elect Wendell P. Weeks | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Human Rights Report | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORP.
Meeting Date: SEP 22, 2015
Record Date: AUG 10, 2015
Meeting Type: SPECIAL | Ticker: BAC
Security ID: 60505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Management | For | Against |
| |
|---|
BRISTOL-MYERS SQUIBB CO.
Meeting Date: MAY 03, 2016
Record Date: MAR 11, 2016
Meeting Type: ANNUAL | Ticker: BMY
Security ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lamberto Andreotti | Management | For | For |
| 2 | Elect Peter J. Arduini | Management | For | For |
| 3 | Elect Giovanni Caforio | Management | For | For |
| 4 | Elect Laurie H. Glimcher | Management | For | For |
| 5 | Elect Michael Grobstein | Management | For | For |
| 6 | Elect Alan J. Lacy | Management | For | For |
| 7 | Elect Thomas J. Lynch | Management | For | For |
| 8 | Elect Dinesh Paliwal | Management | For | For |
| 9 | Elect Vicki L. Sato | Management | For | For |
| 10 | Elect Gerald L. Storch | Management | For | For |
| 11 | Elect Togo D. West, Jr. | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| |
|---|
CELGENE CORP.
Meeting Date: JUN 15, 2016
Record Date: APR 18, 2016
Meeting Type: ANNUAL | Ticker: CELG
Security ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.01 | Elect Robert J. Hugin | Management | For | For |
| 1.02 | Elect Mark J. Alles | Management | For | For |
| 1.03 | Elect Richard W. Barker | Management | For | For |
| 1.04 | Elect Michael W. Bonney | Management | For | For |
| 1.05 | Elect Michael D. Casey | Management | For | For |
| 1.06 | Elect Carrie S. Cox | Management | For | For |
| 1.07 | Elect Jacqualyn A. Fouse | Management | For | For |
| 1.08 | Elect Michael A. Friedman | Management | For | For |
| 1.09 | Elect Julia A. Haller | Management | For | For |
| 1.10 | Elect Gilla Kaplan | Management | For | For |
| 1.11 | Elect James J. Loughlin | Management | For | For |
| 1.12 | Elect Ernest Mario | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2008 Stock Incentive Plan | Management | For | Against |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Exclusive Forum Provision | Management | For | For |
| 6 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| |
|---|
CONAGRA FOODS, INC.
Meeting Date: SEP 25, 2015
Record Date: JUL 30, 2015
Meeting Type: ANNUAL | Ticker: CAG
Security ID: 205887102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Bradley A. Alford | Management | For | For |
| 1.2 | Elect Thomas K. Brown | Management | For | For |
| |
|---|
FACEBOOK INC
Meeting Date: JUN 20, 2016
Record Date: APR 29, 2016
Meeting Type: ANNUAL | Ticker: FB
Security ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Reed Hastings | Management | For | For |
| 1.5 | Elect Jan Koum | Management | For | For |
| 1.6 | Elect Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Peter A. Thiel | Management | For | For |
| 1.8 | Elect Mark Zuckerberg | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of 2013 Grants to Non-Employee Directors | Management | For | For |
| 5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Management | For | For |
| 6 | Annual Compensation Program for Non-Employee Directors | Management | For | For |
| 7 | Approve Establishment of Class C Stock and Associated Rights | Management | For | Against |
| 8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Management | For | For |
| 9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Management | For | For |
| 10 | Provide for Conversion Events of Class B Stock | Management | For | For |
| 11 | Amendment to the 2012 Equity Incentive Plan | Management | For | Against |
| 12 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 13 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | Against |
| |
|---|
GOLDMAN SACHS GROUP, INC.
Meeting Date: MAY 20, 2016
Record Date: MAR 21, 2016
Meeting Type: ANNUAL | Ticker: GS
Security ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lloyd C. Blankfein | Management | For | For |
| 2 | Elect M. Michele Burns | Management | For | For |
| 3 | Elect Gary D. Cohn | Management | For | For |
| 4 | Elect Mark Flaherty | Management | For | For |
| 5 | Elect William W. George | Management | For | For |
| 6 | Elect James A. Johnson | Management | For | For |
| 7 | Elect Lakshmi N. Mittal | Management | For | For |
| 8 | Elect Adebayo O. Ogunlesi | Management | For | For |
| 9 | Elect Peter Oppenheimer | Management | For | For |
| 10 | Elect Debora L. Spar | Management | For | For |
| 11 | Elect Mark E. Tucker | Management | For | For |
| 12 | Elect David A. Viniar | Management | For | For |
| 13 | Elect Mark O. Winkelman | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Independent Chairman | Shareholder | Against | Against |
| |
|---|
MASTERCARD INC
Meeting Date: JUN 28, 2016
Record Date: APR 29, 2016
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard Haythornthwaite | Management | For | For |
| 2 | Elect Ajay Banga | Management | For | For |
| 3 | Elect Silvio Barzi | Management | For | For |
| 4 | Elect David R. Carlucci | Management | For | For |
| 5 | Elect Steven J. Freiberg | Management | For | For |
| 6 | Elect Julius Genachowski | Management | For | For |
| 7 | Elect Merit E. Janow | Management | For | For |
| 8 | Elect Nancy J. Karch | Management | For | For |
| 9 | Elect Oki Matsumoto | Management | For | For |
| 10 | Elect Rima Qureshi | Management | For | For |
| 11 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
| 12 | Elect Jackson P. Tai | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| |
|---|
MONSTER BEVERAGE CORP
Meeting Date: JUN 14, 2016
Record Date: APR 20, 2016
Meeting Type: ANNUAL | Ticker: MNST
Security ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.01 | Elect Rodney C. Sacks | Management | For | For |
| 1.02 | Elect Hilton H. Schlosberg | Management | For | For |
| 1.03 | Elect Mark J. Hall | Management | For | For |
| 1.04 | Elect Norman C. Epstein | Management | For | For |
| 1.05 | Elect Gary P. Fayard | Management | For | For |
| 1.06 | Elect Benjamin M. Polk | Management | For | For |
| 1.07 | Elect Sydney Selati | Management | For | For |
| 1.08 | Elect Harold C. Taber, Jr. | Management | For | For |
| 1.09 | Elect Kathy N. Waller | Management | For | For |
| 1.10 | Elect Mark S. Vidergauz | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Re-approval of the Material Terms under the 2011 Omnibus Incentive Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| |
|---|
NETFLIX INC
Meeting Date: JUN 09, 2016
Record Date: APR 11, 2016
Meeting Type: ANNUAL | Ticker: NFLX
Security ID: 64110L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Timothy M. Haley | Management | For | For |
| 1.2 | Elect Leslie Kilgore | Management | For | For |
| 1.3 | Elect Ann Mather | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | Against |
| |
|---|
SALESFORCE.COM INC
Meeting Date: JUN 02, 2016
Record Date: APR 07, 2016
Meeting Type: ANNUAL | Ticker: CRM
Security ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Marc R. Benioff | Management | For | For |
| 2 | Elect Keith G. Block | Management | For | For |
| 3 | Elect Craig A. Conway | Management | For | Against |
| 4 | Elect Alan G. Hassenfeld | Management | For | For |
| 5 | Elect Neelie Kroes | Management | For | For |
| 6 | Elect Colin L. Powell | Management | For | For |
| 7 | Elect Sanford R. Robertson | Management | For | For |
| 8 | Elect John V. Roos | Management | For | For |
| 9 | Elect Lawrence J. Tomlinson | Management | For | For |
| 10 | Elect Robin L. Washington | Management | For | For |
| 11 | Elect Maynard G. Webb | Management | For | For |
| 12 | Elect Susan D. Wojcicki | Management | For | For |
| 13 | Certificate Amendment Regarding Removal of Directors Without Cause | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Equity Retention | Shareholder | Against | Against |
| |
|---|
SHIRE PLC
Meeting Date: APR 28, 2016
Record Date: MAR 18, 2016
Meeting Type: ANNUAL | Ticker: SHPG
Security ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Report (Advisory) | Management | For | For |
| 3 | Elect Dominic Blakemore | Management | For | For |
| 4 | Elect Olivier Bohuon | Management | For | For |
| 5 | Elect William M. Burns | Management | For | For |
| 6 | Elect Steven Gillis | Management | For | For |
| 7 | Elect David Ginsburg | Management | For | For |
| 8 | Elect Susan Kilsby | Management | For | For |
| 9 | Elect Sara Mathew | Management | For | For |
| 10 | Elect Anne Minto | Management | For | For |
| 11 | Elect Flemming Ornskov | Management | For | For |
| 12 | Elect Jeffrey Poulton | Management | For | For |
| 13 | Appointment of Auditor | Management | For | For |
| 14 | Authority to Set Auditor's Fees | Management | For | For |
| 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 17 | Authority to Repurchase Shares | Management | For | For |
| 18 | Increase in Authorised Capital | Management | For | For |
| 19 | Amendments to Articles | Management | For | For |
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| |
|---|
SHIRE PLC
Meeting Date: MAY 27, 2016
Record Date: APR 21, 2016
Meeting Type: ANNUAL | Ticker: SHPG
Security ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| 2 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 3 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 4 | Authority to Repurchase Shares | Management | For | For |
| |
|---|
TJX COMPANIES, INC.
Meeting Date: JUN 07, 2016
Record Date: APR 11, 2016
Meeting Type: ANNUAL | Ticker: TJX
Security ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Zein Abdalla | Management | For | For |
| 2 | Elect Jose B. Alvarez | Management | For | For |
| 3 | Elect Alan M. Bennett | Management | For | For |
| 4 | Elect David T. Ching | Management | For | For |
| 5 | Elect Ernie Herrman | Management | For | For |
| 6 | Elect Michael F. Hines | Management | For | For |
| 7 | Elect Amy B. Lane | Management | For | For |
| 8 | Elect Carol Meyrowitz | Management | For | For |
| 9 | Elect John F. O'Brien | Management | For | For |
| 10 | Elect Willow B. Shire | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | Shareholder | Against | Against |
| |
|---|
UNDER ARMOUR INC
Meeting Date: APR 28, 2016
Record Date: FEB 26, 2016
Meeting Type: ANNUAL | Ticker: UA
Security ID: 904311107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.01 | Elect Kevin A. Plank | Management | For | For |
| 1.02 | Elect Byron K. Adams, Jr. | Management | For | For |
| 1.03 | Elect George W. Bodenheimer | Management | For | For |
| 1.04 | Elect Douglas E. Coltharp | Management | For | For |
| 1.05 | Elect Anthony W. Deering | Management | For | For |
| 1.06 | Elect Karen W. Katz | Management | For | For |
| 1.07 | Elect Alvin B. Krongard | Management | For | For |
| 1.08 | Elect William R. McDermott | Management | For | For |
| 1.09 | Elect Eric T. Olson | Management | For | For |
| 1.10 | Elect Harvey L. Sanders | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
Prudential Jennison 20/20 Focus Fund - Value - Sub-Adviser: Jennison
| |
|---|
ALLERGAN PLC
Meeting Date: MAY 05, 2016
Record Date: MAR 07, 2016
Meeting Type: ANNUAL | Ticker: AGN
Security ID: G0177J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.01 | Elect Nesli Basgoz | Management | For | For |
| 1.02 | Elect Paul M. Bisaro | Management | For | For |
| 1.03 | Elect James H. Bloem | Management | For | For |
| 1.04 | Elect Christopher W. Bodine | Management | For | For |
| 1.05 | Elect Christopher J. Coughlin | Management | For | For |
| 1.06 | Elect Michael R. Gallagher | Management | For | For |
| 1.07 | Elect Catherine M. Klema | Management | For | For |
| 1.08 | Elect Peter J. McDonnell | Management | For | For |
| 1.09 | Elect Patrick J. O'Sullivan | Management | For | For |
| 1.10 | Elect Brenton L. Saunders | Management | For | For |
| 1.11 | Elect Ronald R. Taylor | Management | For | For |
| 1.12 | Elect Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor and Authority to Set Fees | Management | For | For |
| 4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Management | For | For |
| 5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Management | For | For |
| 6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
| 7 | Sole Authority of Board to Determine Board Size | Management | For | For |
| 8 | Reduction of Company Capital | Management | For | For |
| 9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ANADARKO PETROLEUM CORP.
Meeting Date: MAY 10, 2016
Record Date: MAR 15, 2016
Meeting Type: ANNUAL | Ticker: APC
Security ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Anthony R. Chase | Management | For | For |
| 2 | Elect Kevin P. Chilton | Management | For | For |
| 3 | Elect H. Paulett Eberhart | Management | For | For |
| 4 | Elect Peter J. Fluor | Management | For | For |
| 5 | Elect Richard L. George | Management | For | For |
| 6 | Elect Joseph W. Gorder | Management | For | For |
| 7 | Elect John R. Gordon | Management | For | For |
| 8 | Elect Sean Gourley | Management | For | For |
| 9 | Elect Mark C. McKinley | Management | For | For |
| 10 | Elect Eric D. Mullins | Management | For | For |
| 11 | Elect R. A. Walker | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| 15 | Shareholder Proposal Regarding Carbon Asset Risk Report | Shareholder | Against | Against |
| |
|---|
BOEING CO.
Meeting Date: MAY 02, 2016
Record Date: MAR 03, 2016
Meeting Type: ANNUAL | Ticker: BA
Security ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David L. Calhoun | Management | For | For |
| 2 | Elect Arthur D. Collins, Jr. | Management | For | For |
| 3 | Elect Kenneth M. Duberstein | Management | For | For |
| 4 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Lynn J. Good | Management | For | For |
| 6 | Elect Lawrence W. Kellner | Management | For | For |
| 7 | Elect Edward M. Liddy | Management | For | For |
| 8 | Elect Dennis A. Muilenburg | Management | For | For |
| 9 | Elect Susan C. Schwab | Management | For | For |
| 10 | Elect Randall L. Stephenson | Management | For | For |
| 11 | Elect Ronald A. Williams | Management | For | For |
| 12 | Elect Mike S. Zafirovski | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Report on Arms Sales to Israel | Shareholder | Against | Against |
| |
|---|
CARNIVAL CORP.
Meeting Date: APR 14, 2016
Record Date: FEB 16, 2016
Meeting Type: ANNUAL | Ticker: CCL
Security ID: 143658300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Micky Arison | Management | For | For |
| 2 | Elect Sir Jonathon Band | Management | For | For |
| 3 | Elect Arnold W. Donald | Management | For | For |
| 4 | Elect Richard J. Glasier | Management | For | For |
| 5 | Elect Debra J. Kelly-Ennis | Management | For | For |
| 6 | Elect Sir John Parker | Management | For | For |
| 7 | Elect Stuart Subotnick | Management | For | For |
| 8 | Elect Laura A. Weil | Management | For | For |
| 9 | Elect Randall J. Weisenburger | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Approval of Directors' Remuneration Report | Management | For | For |
| 12 | Appointment of Auditor | Management | For | For |
| 13 | Authority to Set Auditor's Fees | Management | For | For |
| 14 | Accounts and Reports | Management | For | For |
| 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 17 | Authority to Repurchase Shares | Management | For | For |
| |
|---|
COMCAST CORP.
Meeting Date: DEC 10, 2015
Record Date: OCT 20, 2015
Meeting Type: SPECIAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Management | For | For |
| |
|---|
COMCAST CORP.
Meeting Date: DEC 10, 2015
Record Date: OCT 20, 2015
Meeting Type: SPECIAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Management | For | For |
| |
|---|
COMCAST CORP.
Meeting Date: MAY 19, 2016
Record Date: MAR 10, 2016
Meeting Type: ANNUAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.01 | Elect Kenneth J. Bacon | Management | For | For |
| 1.02 | Elect Madeline S. Bell | Management | For | For |
| 1.03 | Elect Sheldon M. Bonovitz | Management | For | For |
| 1.04 | Elect Edward D. Breen | Management | For | For |
| 1.05 | Elect Joseph J. Collins | Management | For | For |
| 1.06 | Elect Gerald L. Hassell | Management | For | For |
| 1.07 | Elect Jeffrey A. Honickman | Management | For | For |
| 1.08 | Elect Eduardo G. Mestre | Management | For | For |
| 1.09 | Elect Brian L. Roberts | Management | For | For |
| 1.10 | Elect Johnathan A. Rodgers | Management | For | For |
| 1.11 | Elect Judith Rodin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amend 2002 Restricted Stock Plan | Management | For | For |
| 4 | Amend 2003 Stock Option Plan | Management | For | For |
| 5 | Amend 2002 Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend 2011 Employee Stock Purchase Plan | Management | For | For |
| 7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| |
|---|
EATON CORPORATION PLC
Meeting Date: APR 27, 2016
Record Date: FEB 29, 2016
Meeting Type: ANNUAL | Ticker: ETN
Security ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Craig Arnold | Management | For | For |
| 2 | Elect Todd M. Bluedorn | Management | For | For |
| 3 | Elect Christopher M. Connor | Management | For | For |
| 4 | Elect Michael J. Critelli | Management | For | For |
| 5 | Elect Alexander M. Cutler | Management | For | For |
| 6 | Elect Richard H. Fearon | Management | For | For |
| 7 | Elect Charles E. Golden | Management | For | For |
| 8 | Elect Linda A. Hill | Management | For | For |
| 9 | Elect Arthur E. Johnson | Management | For | For |
| 10 | Elect Ned C. Lautenbach | Management | For | For |
| 11 | Elect Deborah L. McCoy | Management | For | For |
| 12 | Elect Gregory R. Page | Management | For | For |
| 13 | Elect Sandra Pianalto | Management | For | For |
| 14 | Elect Gerald B. Smith | Management | For | For |
| 15 | Approving Certain Administrative Amendments to Articles of Association | Management | For | For |
| 16 | Approving Certain Administrative Amendments to the Memorandum of Association | Management | For | For |
| 17 | Amendment to Articles Clarifying Board Size | Management | For | For |
| 18 | Ratification of Auditor | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| 20 | Authority to Repurchase Overseas Market Shares | Management | For | For |
| |
|---|
EBAY INC.
Meeting Date: APR 27, 2016
Record Date: MAR 18, 2016
Meeting Type: ANNUAL | Ticker: EBAY
Security ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Fred D. Anderson Jr. | Management | For | For |
| 2 | Elect Edward W. Barnholt | Management | For | For |
| 3 | Elect Anthony J. Bates | Management | For | For |
| 4 | Elect Bonnie S. Hammer | Management | For | For |
| 5 | Elect Kathleen C. Mitic | Management | For | For |
| 6 | Elect Pierre M. Omidyar | Management | For | For |
| 7 | Elect Paul S. Pressler | Management | For | For |
| 8 | Elect Robert H. Swan | Management | For | For |
| 9 | Elect Thomas J. Tierney | Management | For | For |
| 10 | Elect Perry M. Traquina | Management | For | For |
| 11 | Elect Devin N. Wenig | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Amendment to the 2008 Equity Incentive Award Plan | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD
Meeting Date: AUG 20, 2015
Record Date: JUN 22, 2015
Meeting Type: ANNUAL | Ticker: FLEX
Security ID: Y2573F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Elect Lawrence A. Zimmerman | Management | For | For |
| 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 5 | Authority to Issue Ordinary Shares | Management | For | Against |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Share Purchase Mandate | Management | For | For |
| |
|---|
FMC CORP.
Meeting Date: APR 26, 2016
Record Date: MAR 01, 2016
Meeting Type: ANNUAL | Ticker: FMCPRC
Security ID: 302491303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Pierre R. Brondeau | Management | For | For |
| 2 | Elect Eduardo E. Cordeiro | Management | For | For |
| 3 | Elect G. Peter D'Aloia | Management | For | For |
| 4 | Elect C. Scott Greer | Management | For | For |
| 5 | Elect K'Lynne Johnson | Management | For | For |
| 6 | Elect Dirk A. Kempthorne | Management | For | For |
| 7 | Elect Paul J. Norris | Management | For | For |
| 8 | Elect Robert C. Pallash | Management | For | For |
| 9 | Elect William H. Powell | Management | For | For |
| 10 | Elect Vincent R. Volpe Jr. | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | Shareholder | Against | Against |
| |
|---|
HALLIBURTON CO.
Meeting Date: MAY 18, 2016
Record Date: MAR 21, 2016
Meeting Type: ANNUAL | Ticker: HAL
Security ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Abdulaziz F. Al Khayyal | Management | For | For |
| 2 | Elect Alan M. Bennett | Management | For | For |
| 3 | Elect James R. Boyd | Management | For | For |
| 4 | Elect Milton Carroll | Management | For | For |
| 5 | Elect Nance K. Dicciani | Management | For | For |
| 6 | Elect Murry S. Gerber | Management | For | For |
| 7 | Elect Jose C. Grubisich | Management | For | For |
| 8 | Elect David J. Lesar | Management | For | For |
| 9 | Elect Robert A. Malone | Management | For | For |
| 10 | Elect J. Landis Martin | Management | For | For |
| 11 | Elect Jeffrey A. Miller | Management | For | For |
| 12 | Elect Debra L. Reed | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 17, 2016
Record Date: MAR 18, 2016
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Linda B. Bammann | Management | For | For |
| 2 | Elect James A. Bell | Management | For | For |
| 3 | Elect Crandall C. Bowles | Management | For | For |
| 4 | Elect Stephen B. Burke | Management | For | For |
| 5 | Elect James S. Crown | Management | For | For |
| 6 | Elect James Dimon | Management | For | For |
| 7 | Elect Timothy P. Flynn | Management | For | For |
| 8 | Elect Laban P. Jackson, Jr. | Management | For | For |
| 9 | Elect Michael A. Neal | Management | For | For |
| 10 | Elect Lee R. Raymond | Management | For | For |
| 11 | Elect William C. Weldon | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | Shareholder | Against | Against |
| |
|---|
MCDONALD'S CORP
Meeting Date: MAY 26, 2016
Record Date: MAR 28, 2016
Meeting Type: ANNUAL | Ticker: MCD
Security ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lloyd H. Dean | Management | For | For |
| 2 | Elect Stephen J. Easterbrook | Management | For | For |
| 3 | Elect Robert A. Eckert | Management | For | For |
| 4 | Elect Margaret H. Georgiadis | Management | For | For |
| 5 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 6 | Elect Jeanne P. Jackson | Management | For | For |
| 7 | Elect Richard H. Lenny | Management | For | For |
| 8 | Elect Walter E. Massey | Management | For | For |
| 9 | Elect John Mulligan | Management | For | For |
| 10 | Elect Sheila A. Penrose | Management | For | For |
| 11 | Elect John W. Rogers, Jr. | Management | For | For |
| 12 | Elect Miles D. White | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 17 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Use of Antibiotics | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Report of Values in Political Spending (1) | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Report of Values in Political Spending (2) | Shareholder | Against | Against |
| |
|---|
METLIFE INC
Meeting Date: JUN 14, 2016
Record Date: APR 19, 2016
Meeting Type: ANNUAL | Ticker: MET
Security ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Cheryl W. Grise | Management | For | For |
| 2 | Elect Carlos M. Gutierrez | Management | For | For |
| 3 | Elect R. Glenn Hubbard | Management | For | For |
| 4 | Elect Steven A. Kandarian | Management | For | For |
| 5 | Elect Alfred F. Kelly, Jr. | Management | For | For |
| 6 | Elect Edward J. Kelly, III | Management | For | For |
| 7 | Elect William E. Kennard | Management | For | For |
| 8 | Elect James M. Kilts | Management | For | For |
| 9 | Elect Catherine R. Kinney | Management | For | For |
| 10 | Elect Denise M. Morrison | Management | For | For |
| 11 | Elect Kenton J. Sicchitano | Management | For | For |
| 12 | Elect Lulu C. Wang | Management | For | For |
| 13 | Adoption of Exclusive Forum Provision | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: DEC 02, 2015
Record Date: OCT 02, 2015
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William H. Gates III | Management | For | For |
| 2 | Elect Teri L. List-Stoll | Management | For | For |
| 3 | Elect G. Mason Morfit | Management | For | For |
| 4 | Elect Satya Nadella | Management | For | For |
| 5 | Elect Charles H. Noski | Management | For | For |
| 6 | Elect Helmut G. W. Panke | Management | For | For |
| 7 | Elect Sandra E. Peterson | Management | For | For |
| 8 | Elect Charles W. Scharf | Management | For | For |
| 9 | Elect John W. Stanton | Management | For | For |
| 10 | Elect John W. Thompson | Management | For | For |
| 11 | Elect Padmasree Warrior | Management | For | For |
| 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: DEC 02, 2015
Record Date: OCT 02, 2015
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William H. Gates III | Management | For | For |
| 2 | Elect Teri L. List-Stoll | Management | For | For |
| 3 | Elect G. Mason Morfit | Management | For | For |
| 4 | Elect Satya Nadella | Management | For | For |
| 5 | Elect Charles H. Noski | Management | For | For |
| 6 | Elect Helmut G. W. Panke | Management | For | For |
| 7 | Elect Sandra E. Peterson | Management | For | For |
| 8 | Elect Charles W. Scharf | Management | For | For |
| 9 | Elect John W. Stanton | Management | For | For |
| 10 | Elect John W. Thompson | Management | For | For |
| 11 | Elect Padmasree Warrior | Management | For | For |
| 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
MONDELEZ INTERNATIONAL INC.
Meeting Date: MAY 18, 2016
Record Date: MAR 09, 2016
Meeting Type: ANNUAL | Ticker: MDLZ
Security ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Lewis W.K. Booth | Management | For | For |
| 3 | Elect Lois D. Juliber | Management | For | For |
| 4 | Elect Mark D. Ketchum | Management | For | For |
| 5 | Elect Jorge S. Mesquita | Management | For | For |
| 6 | Elect Joseph Neubauer | Management | For | For |
| 7 | Elect Nelson Peltz | Management | For | For |
| 8 | Elect Fredric G. Reynolds | Management | For | For |
| 9 | Elect Irene B. Rosenfeld | Management | For | For |
| 10 | Elect Christiana Shi | Management | For | For |
| 11 | Elect Patrick T. Siewert | Management | For | For |
| 12 | Elect Ruth J. Simmons | Management | For | For |
| 13 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | Shareholder | Against | Against |
| |
|---|
MYLAN N.V.
Meeting Date: AUG 28, 2015
Record Date: JUL 31, 2015
Meeting Type: SPECIAL | Ticker: MYL
Security ID: N59465109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger/Acquisition | Management | For | Against |
| |
|---|
NOBLE ENERGY INC
Meeting Date: APR 26, 2016
Record Date: FEB 26, 2016
Meeting Type: ANNUAL | Ticker: NBL
Security ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jeffrey L. Berenson | Management | For | For |
| 2 | Elect Michael A. Cawley | Management | For | For |
| 3 | Elect Edward F. Cox | Management | For | For |
| 4 | Elect James E. Craddock | Management | For | For |
| 5 | Elect Thomas J. Edelman | Management | For | For |
| 6 | Elect Eric P. Grubman | Management | For | For |
| 7 | Elect Kirby L. Hedrick | Management | For | For |
| 8 | Elect David L. Stover | Management | For | For |
| 9 | Elect Scott D. Urban | Management | For | For |
| 10 | Elect William T. Van Kleef | Management | For | For |
| 11 | Elect Molly K. Williamson | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | Shareholder | Against | Against |
| |
|---|
PACIFIC GAS & ELECTRIC CO
Meeting Date: MAY 23, 2016
Record Date: MAR 24, 2016
Meeting Type: ANNUAL | Ticker: PCG
Security ID: 69331C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lewis Chew | Management | For | For |
| 2 | Elect Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Fred J. Fowler | Management | For | For |
| 4 | Elect Maryellen C. Herringer | Management | For | For |
| 5 | Elect Richard C. Kelly | Management | For | For |
| 6 | Elect Roger H. Kimmel | Management | For | For |
| 7 | Elect Richard A. Meserve | Management | For | For |
| 8 | Elect Forrest E. Miller | Management | For | For |
| 9 | Elect Rosendo G. Parra | Management | For | For |
| 10 | Elect Barbara L. Rambo | Management | For | For |
| 11 | Elect Anne Shen Smith | Management | For | For |
| 12 | Elect Barry Lawson Williams | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
PFIZER INC.
Meeting Date: APR 28, 2016
Record Date: MAR 01, 2016
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Dennis A. Ausiello | Management | For | For |
| 2 | Elect W. Don Cornwell | Management | For | For |
| 3 | Elect Joseph J. Echevarria | Management | For | For |
| 4 | Elect Frances D. Fergusson | Management | For | For |
| 5 | Elect Helen H. Hobbs | Management | For | For |
| 6 | Elect James M. Kilts | Management | For | Against |
| 7 | Elect Shantanu Narayen | Management | For | For |
| 8 | Elect Suzanne Nora Johnson | Management | For | For |
| 9 | Elect Ian C. Read | Management | For | For |
| 10 | Elect Stephen W. Sanger | Management | For | For |
| 11 | Elect James C. Smith | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For |
| 17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | Shareholder | Against | Against |
| |
|---|
PNC FINANCIAL SERVICES GROUP
Meeting Date: APR 26, 2016
Record Date: JAN 29, 2016
Meeting Type: ANNUAL | Ticker: PNC
Security ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Charles E. Bunch | Management | For | For |
| 2 | Elect Marjorie Rodgers Cheshire | Management | For | For |
| 3 | Elect William S. Demchak | Management | For | For |
| 4 | Elect Andrew T. Feldstein | Management | For | For |
| 5 | Elect Daniel R. Hesse | Management | For | For |
| 6 | Elect Kay Coles James | Management | For | For |
| 7 | Elect Richard B. Kelson | Management | For | For |
| 8 | Elect Jane G. Pepper | Management | For | For |
| 9 | Elect Donald J. Shepard | Management | For | For |
| 10 | Elect Lorene K. Steffes | Management | For | For |
| 11 | Elect Dennis F. Strigl | Management | For | For |
| 12 | Elect Michael J. Ward | Management | For | For |
| 13 | Elect Gregory D. Wasson | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | 2016 Incentive Award Plan | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SHIRE PLC
Meeting Date: APR 28, 2016
Record Date: MAR 18, 2016
Meeting Type: ANNUAL | Ticker: SHPG
Security ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Report (Advisory) | Management | For | For |
| 3 | Elect Dominic Blakemore | Management | For | For |
| 4 | Elect Olivier Bohuon | Management | For | For |
| 5 | Elect William M. Burns | Management | For | For |
| 6 | Elect Steven Gillis | Management | For | For |
| 7 | Elect David Ginsburg | Management | For | For |
| 8 | Elect Susan Kilsby | Management | For | For |
| 9 | Elect Sara Mathew | Management | For | For |
| 10 | Elect Anne Minto | Management | For | For |
| 11 | Elect Flemming Ornskov | Management | For | For |
| 12 | Elect Jeffrey Poulton | Management | For | For |
| 13 | Appointment of Auditor | Management | For | For |
| 14 | Authority to Set Auditor's Fees | Management | For | For |
| 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 17 | Authority to Repurchase Shares | Management | For | For |
| 18 | Increase in Authorised Capital | Management | For | For |
| 19 | Amendments to Articles | Management | For | For |
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| |
|---|
SHIRE PLC
Meeting Date: MAY 27, 2016
Record Date: APR 21, 2016
Meeting Type: ANNUAL | Ticker: SHPG
Security ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| 2 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 3 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 4 | Authority to Repurchase Shares | Management | For | For |
| |
|---|
SLM CORP.
Meeting Date: JUN 23, 2016
Record Date: APR 25, 2016
Meeting Type: ANNUAL | Ticker: SLM
Security ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Paul G. Child | Management | For | For |
| 2 | Elect Carter Warren Franke | Management | For | For |
| 3 | Elect Earl A. Goode | Management | For | For |
| 4 | Elect Ronald F. Hunt | Management | For | For |
| 5 | Elect Marianne M. Keler | Management | For | For |
| 6 | Elect Jim Matheson | Management | For | For |
| 7 | Elect Jed H. Pitcher | Management | For | For |
| 8 | Elect Frank C. Puleo | Management | For | For |
| 9 | Elect Raymond J. Quinlan | Management | For | For |
| 10 | Elect Vivian C. Schneck-Last | Management | For | For |
| 11 | Elect William N. Shiebler | Management | For | For |
| 12 | Elect Robert S. Strong | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| |
|---|
TARGET CORP
Meeting Date: JUN 08, 2016
Record Date: APR 11, 2016
Meeting Type: ANNUAL | Ticker: TGT
Security ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Roxanne S. Austin | Management | For | For |
| 2 | Elect Douglas M. Baker, Jr. | Management | For | For |
| 3 | Elect Brian C. Cornell | Management | For | For |
| 4 | Elect Calvin Darden | Management | For | For |
| 5 | Elect Henrique De Castro | Management | For | For |
| 6 | Elect Robert L. Edwards | Management | For | For |
| 7 | Elect Melanie L. Healey | Management | For | For |
| 8 | Elect Donald R. Knauss | Management | For | For |
| 9 | Elect Monica C. Lozano | Management | For | For |
| 10 | Elect Mary E. Minnick | Management | For | For |
| 11 | Elect Anne M. Mulcahy | Management | For | For |
| 12 | Elect Derica W. Rice | Management | For | For |
| 13 | Elect Kenneth L. Salazar | Management | For | For |
| 14 | Elect John G. Stumpf | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Shareholder Proposal Regarding Country Selection Guidelines | Shareholder | Against | Against |
| |
|---|
TEVA- PHARMACEUTICAL INDUSTRIES LTD.
Meeting Date: SEP 03, 2015
Record Date: AUG 04, 2015
Meeting Type: ANNUAL | Ticker: TEVA
Security ID: 881624209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Roger Abravanel | Management | For | For |
| 2 | Elect Rosemary A. Crane | Management | For | For |
| 3 | Elect Gerald M. Lieberman | Management | For | For |
| 4 | Elect Galia Maor | Management | For | For |
| 5 | Elect Gabrielle Greene-Sulzberger | Management | For | For |
| 6 | Amendment to Compensation Policy | Management | For | For |
| 7 | Declaration of Material Interest | Management | N/A | For |
| 8 | Remuneration of Directors | Management | For | For |
| 9 | Remuneration of Chairman | Management | For | For |
| 10 | Salary Increase of CEO | Management | For | For |
| 11 | Special Bonus of CEO | Management | For | For |
| 12 | 2015 Long-Term Equity-Based Incentive Plan | Management | For | For |
| 13 | Appointment of Auditor | Management | For | For |
| |
|---|
TEXAS INSTRUMENTS INC.
Meeting Date: APR 21, 2016
Record Date: FEB 22, 2016
Meeting Type: ANNUAL | Ticker: TXN
Security ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Mark A. Blinn | Management | For | For |
| 3 | Elect Daniel A. Carp | Management | For | For |
| 4 | Elect Janet F. Clark | Management | For | For |
| 5 | Elect Carrie S. Cox | Management | For | For |
| 6 | Elect Ronald Kirk | Management | For | For |
| 7 | Elect Pamela H. Patsley | Management | For | For |
| 8 | Elect Robert E. Sanchez | Management | For | For |
| 9 | Elect Wayne R. Sanders | Management | For | For |
| 10 | Elect Richard K. Templeton | Management | For | For |
| 11 | Elect Christine Todd Whitman | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Amendment to the 2009 Long-Term Incentive Plan | Management | For | For |
| |
|---|
ZIMMER BIOMET HOLDINGS INC
Meeting Date: MAY 03, 2016
Record Date: MAR 04, 2016
Meeting Type: ANNUAL | Ticker: ZBH
Security ID: 98956P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Christopher B. Begley | Management | For | For |
| 2 | Elect Betsy J. Bernard | Management | For | For |
| 3 | Elect Paul M. Bisaro | Management | For | For |
| 4 | Elect Gail K. Boudreaux | Management | For | For |
| 5 | Elect David C. Dvorak | Management | For | For |
| 6 | Elect Michael J. Farrell | Management | For | For |
| 7 | Elect Larry C. Glasscock | Management | For | For |
| 8 | Elect Robert A. Hagemann | Management | For | For |
| 9 | Elect Arthur J. Higgins | Management | For | For |
| 10 | Elect Michael W. Michelson | Management | For | For |
| 11 | Elect Cecil B. Pickett | Management | For | For |
| 12 | Elect Jeffrey K. Rhodes | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| 15 | Amendment to the 2009 Stock Incentive Plan | Management | For | For |
Prudential Jennison MLP Fund- Sub-Adviser: Jennison
| |
|---|
ABENGOA YIELD PLC
Meeting Date: MAY 11, 2016
Record Date: MAR 29, 2016
Meeting Type: ANNUAL | Ticker: ABY
Security ID: G00349103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Report (Advisory) | Management | For | For |
| 3 | Remuneration Policy (Binding) | Management | For | For |
| 4 | Appointment of Auditor | Management | For | For |
| 5 | Remuneration of Auditors | Management | For | For |
| 6 | Ratification of CEO | Management | For | For |
| 7 | Company Name Change | Management | For | For |
| 8 | Amendments to Articles | Management | For | For |
| |
|---|
BUCKEYE PARTNERS L.P.
Meeting Date: JUN 07, 2016
Record Date: APR 11, 2016
Meeting Type: ANNUAL | Ticker: BPL
Security ID: 118230101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Oliver G. Richard | Management | For | For |
| 1.2 | Elect Clark C. Smith | Management | For | For |
| 1.3 | Elect Frank S. Sowinski | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
ENBRIDGE INC
Meeting Date: MAY 12, 2016
Record Date: MAR 17, 2016
Meeting Type: ANNUAL | Ticker: ENB CN
Security ID: 29250N105C
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Non-Voting Meeting Note | Management | N/A | N/A |
| 2 | Elect David A. Arledge | Management | For | For |
| 3 | Elect James J. Blanchard | Management | For | For |
| 4 | Elect Marcel R. Coutu | Management | For | For |
| 5 | Elect J. Herb England | Management | For | For |
| 6 | Elect Charles W. Fischer | Management | For | For |
| 7 | Elect V. Maureen Kempston Darkes | Management | For | For |
| 8 | Elect Al Monaco | Management | For | For |
| 9 | Elect George K. Petty | Management | For | For |
| 10 | Elect Rebecca B. Roberts | Management | For | For |
| 11 | Elect Dan C. Tutcher | Management | For | For |
| 12 | Elect Catherine L. Williams | Management | For | For |
| 13 | Appointment of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Auditor Tendering Process | Shareholder | Against | Against |
| |
|---|
ONEOK INC.
Meeting Date: MAY 25, 2016
Record Date: MAR 28, 2016
Meeting Type: ANNUAL | Ticker: OKE
Security ID: 682680103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Brian L. Derksen | Management | For | For |
| 2 | Elect Julie H. Edwards | Management | For | For |
| 3 | Elect John W. Gibson | Management | For | For |
| 4 | Elect Randall J. Larson | Management | For | For |
| 5 | Elect Steven J. Malcolm | Management | For | For |
| 6 | Elect Kevin S. McCarthy | Management | For | For |
| 7 | Elect Jim W. Mogg | Management | For | For |
| 8 | Elect Pattye L. Moore | Management | For | For |
| 9 | Elect Gary D. Parker | Management | For | For |
| 10 | Elect Eduardo A. Rodriguez | Management | For | For |
| 11 | Elect Terry K. Spencer | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SEMGROUP CORP
Meeting Date: MAY 17, 2016
Record Date: MAR 30, 2016
Meeting Type: ANNUAL | Ticker: SEMG
Security ID: 81663A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ronald A. Ballschmiede | Management | For | For |
| 1.2 | Elect Sarah M. Barpoulis | Management | For | For |
| 1.3 | Elect John F. Chlebowski | Management | For | For |
| 1.4 | Elect Carlin G. Conner | Management | For | For |
| 1.5 | Elect Karl F. Kurz | Management | For | For |
| 1.6 | Elect James H. Lytal | Management | For | For |
| 1.7 | Elect Thomas R. McDaniel | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the Equity Incentive Plan | Management | For | For |
| |
|---|
SUNOCO LOGISTICS PARTNERS LP
Meeting Date: DEC 01, 2015
Record Date: OCT 20, 2015
Meeting Type: SPECIAL | Ticker: SXL
Security ID: 86764L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
SUNOCO LOGISTICS PARTNERS LP
Meeting Date: DEC 01, 2015
Record Date: OCT 20, 2015
Meeting Type: SPECIAL | Ticker: SXL
Security ID: 86764L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 18
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 24, 2016
POWER OF ATTORNEY
The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan, and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the U.S. Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
| | | |
/s/ Ellen S. Alberding Ellen S. Alberding | | /s/ Stuart S. Parker Stuart S. Parker |
/s/ Kevin J. Bannon Kevin J. Bannon | | /s/ M. Sadiq Peshimam M. Sadiq Peshimam |
/s/ Scott E. Benjamin Scott E. Benjamin | | /s/ Richard A. Redeker Richard A. Redeker |
/s/ Linda W. Bynoe Linda W. Bynoe | | /s/ Stephen Stoneburn Stephen Stoneburn |
/s/ Keith F. Hartstein Keith F. Hartstein | | /s/ Grace C. Torres Grace C. Torres |
/s/ Michael S. Hyland Michael S. Hyland | | |
| Dated: September 16, 2015 | | |
| | | |
| | | |
| | | |
| | | |
