United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08587
Prudential Investment Portfolios 18
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: November 30
Date of reporting period: 7/1/2016 through 6/30/2017
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-08587
Registrant Name: Prudential Investment Portfolios 18
Reporting Period: 07/01/2016 - 06/30/2017
Prudential Jennison 20/20 Focus Fund - Growth - Sub-Adviser: Jennison
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ADIDAS AG
Meeting Date: MAY 11, 2017
Record Date: MAY 04, 2017
Meeting Type: ANNUAL | Ticker: ADS
Security ID: D0066B185
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Non-Voting Meeting Note | Management | N/A | N/A |
| 2 | Non-Voting Meeting Note | Management | N/A | N/A |
| 3 | Non-Voting Meeting Note | Management | N/A | N/A |
| 4 | Non-Voting Meeting Note | Management | N/A | N/A |
| 5 | Non-Voting Agenda Item | Management | N/A | N/A |
| 6 | Allocation of Profits/Dividends | Management | For | For |
| 7 | Ratification of Management Board Acts | Management | For | For |
| 8 | Ratification of Supervisory Board Acts | Management | For | For |
| 9 | Supervisory Board Members' Fees | Management | For | For |
| 10 | Increase in Authorised Capital 2017/I | Management | For | For |
| 11 | Increase in Authorised Capital 2017/II | Management | For | For |
| 12 | Increase in Authorised Capital 2017/III | Management | For | For |
| 13 | Appointment of Auditor (Fiscal Year 2017) | Management | For | For |
| 14 | Appointment of Auditor (Interim Reports - Fiscal Year 2017) | Management | For | For |
| 15 | Appointment of Auditor (Interim Reports - Fiscal Year 2018) | Management | For | For |
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ADOBE SYSTEMS INCORPORATED
Meeting Date: APR 12, 2017
Record Date: FEB 14, 2017
Meeting Type: ANNUAL | Ticker: ADBE
Security ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Amy L. Banse | Management | For | For |
| 2 | Elect Edward W. Barnholt | Management | For | For |
| 3 | Elect Robert K. Burgess | Management | For | For |
| 4 | Elect Frank A. Calderoni | Management | For | For |
| 5 | Elect James E. Daley | Management | For | For |
| 6 | Elect Laura B. Desmond | Management | For | For |
| 7 | Elect Charles M. Geschke | Management | For | For |
| 8 | Elect Shantanu Narayen | Management | For | For |
| 9 | Elect Daniel Rosensweig | Management | For | For |
| 10 | Elect John E. Warnock | Management | For | For |
| 11 | Amendment to the 2003 Equity Incentive Plan | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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ALIBABA GROUP HOLDING LIMITED
Meeting Date: OCT 13, 2016
Record Date: AUG 19, 2016
Meeting Type: ANNUAL | Ticker: BABA
Security ID: 01609W102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Daniel Yong Zhang | Management | For | For |
| 2 | Elect Chee Hwa Tung | Management | For | For |
| 3 | Elect Jerry Yang | Management | For | For |
| 4 | Elect Wan Ling Martello | Management | For | For |
| 5 | Elect Eric Xiandong Jing | Management | For | For |
| 6 | Appointment of Auditor | Management | For | For |
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ALLERGAN PLC
Meeting Date: MAY 04, 2017
Record Date: MAR 08, 2017
Meeting Type: ANNUAL | Ticker: AGN
Security ID: G0177J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Nesli Basgoz | Management | For | For |
| 2 | Elect Paul M. Bisaro | Management | For | For |
| 3 | Elect James H. Bloem | Management | For | For |
| 4 | Elect Christopher W. Bodine | Management | For | For |
| 5 | Elect Adriane M. Brown | Management | For | For |
| 6 | Elect Christopher J. Coughlin | Management | For | For |
| 7 | Elect Catherine M. Klema | Management | For | For |
| 8 | Elect Peter J. McDonnell | Management | For | For |
| 9 | Elect Patrick J. O'Sullivan | Management | For | For |
| 10 | Elect Brenton L. Saunders | Management | For | For |
| 11 | Elect Ronald R. Taylor | Management | For | For |
| 12 | Elect Fred G. Weiss | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
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ALPHABET INC.
Meeting Date: JUN 07, 2017
Record Date: APR 19, 2017
Meeting Type: ANNUAL | Ticker: GOOGL
Security ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Larry Page | Management | For | For |
| 1.2 | Elect Sergey Brin | Management | For | For |
| 1.3 | Elect Eric E. Schmidt | Management | For | For |
| 1.4 | Elect L. John Doerr | Management | For | For |
| 1.5 | Elect Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Diane B. Greene | Management | For | For |
| 1.7 | Elect John L. Hennessy | Management | For | For |
| 1.8 | Elect Ann Mather | Management | For | For |
| 1.9 | Elect Alan R. Mulally | Management | For | For |
| 1.10 | Elect Paul S. Otellini | Management | For | For |
| 1.11 | Elect K. Ram Shriram | Management | For | For |
| 1.12 | Elect Shirley M. Tilghman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2012 Stock Plan | Management | For | Against |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
| 6 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
| 10 | Shareholder Proposal Regarding Charitable Contributions Report | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding False News | Shareholder | Against | Against |
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AMAZON.COM, INC.
Meeting Date: MAY 23, 2017
Record Date: MAR 29, 2017
Meeting Type: ANNUAL | Ticker: AMZN
Security ID: 023135106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Tom A. Alberg | Management | For | For |
| 3 | Elect John Seely Brown | Management | For | For |
| 4 | Elect Jamie S. Gorelick | Management | For | For |
| 5 | Elect Daniel P. Huttenlocher | Management | For | For |
| 6 | Elect Judith A. McGrath | Management | For | For |
| 7 | Elect Jonathan J. Rubinstein | Management | For | For |
| 8 | Elect Thomas O. Ryder | Management | For | For |
| 9 | Elect Patricia Q. Stonesifer | Management | For | For |
| 10 | Elect Wendell P. Weeks | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
| 14 | Amendment to the 1997 Stock Incentive Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
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BROADCOM LIMITED
Meeting Date: APR 05, 2017
Record Date: FEB 08, 2017
Meeting Type: ANNUAL | Ticker: AVGO
Security ID: Y09827109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Hock E. Tan | Management | For | For |
| 2 | Elect James V. Diller, Sr. | Management | For | For |
| 3 | Elect Lewis C. Eggebrecht | Management | For | For |
| 4 | Elect Kenneth Y. Hao | Management | For | For |
| 5 | Elect Eddy W. Hartenstein | Management | For | For |
| 6 | Elect Check Kian Low | Management | For | For |
| 7 | Elect Donald Macleod | Management | For | For |
| 8 | Elect Peter J. Marks | Management | For | For |
| 9 | Elect Dr. Henry S. Samueli | Management | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 11 | Authority to Issue Ordinary and Special Preference Shares | Management | For | Against |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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CELGENE CORPORATION
Meeting Date: JUN 14, 2017
Record Date: APR 20, 2017
Meeting Type: ANNUAL | Ticker: CELG
Security ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert J. Hugin | Management | For | For |
| 1.2 | Elect Mark J. Alles | Management | For | For |
| 1.3 | Elect Richard W. Barker | Management | For | For |
| 1.4 | Elect Michael W. Bonney | Management | For | For |
| 1.5 | Elect Michael D. Casey | Management | For | For |
| 1.6 | Elect Carrie S. Cox | Management | For | For |
| 1.7 | Elect Michael A. Friedman | Management | For | For |
| 1.8 | Elect Julia A. Haller | Management | For | For |
| 1.9 | Elect Gilla S. Kaplan | Management | For | For |
| 1.10 | Elect James J. Loughlin | Management | For | For |
| 1.11 | Elect Ernest Mario | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2008 Stock Incentive Plan | Management | For | Against |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 6 | Shareholder Proposal Regarding Voting Disclosure | Shareholder | Against | Against |
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CHARTER COMMUNICATIONS, INC.
Meeting Date: APR 25, 2017
Record Date: FEB 27, 2017
Meeting Type: ANNUAL | Ticker: CHTR
Security ID: 16119P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect W. Lance Conn | Management | For | For |
| 2 | Elect Kim C. Goodman | Management | For | For |
| 3 | Elect Craig A. Jacobson | Management | For | For |
| 4 | Elect Gregory B. Maffei | Management | For | For |
| 5 | Elect John C. Malone | Management | For | For |
| 6 | Elect John D. Markley, Jr. | Management | For | For |
| 7 | Elect David C. Merritt | Management | For | For |
| 8 | Elect Steven A. Miron | Management | For | For |
| 9 | Elect Balan Nair | Management | For | For |
| 10 | Elect Michael A. Newhouse | Management | For | For |
| 11 | Elect Mauricio Ramos | Management | For | For |
| 12 | Elect Thomas M. Rutledge | Management | For | For |
| 13 | Elect Eric L. Zinterhofer | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
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EOG RESOURCES, INC.
Meeting Date: APR 27, 2017
Record Date: FEB 27, 2017
Meeting Type: ANNUAL | Ticker: EOG
Security ID: 26875P101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Janet F. Clark | Management | For | For |
| 2 | Elect Charles R. Crisp | Management | For | For |
| 3 | Elect Robert P. Daniels | Management | For | For |
| 4 | Elect James C. Day | Management | For | For |
| 5 | Elect Donald F. Textor | Management | For | For |
| 6 | Elect William R. Thomas | Management | For | For |
| 7 | Elect Frank G. Wisner | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Increase of Authorized Common Stock | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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FACEBOOK, INC.
Meeting Date: JUN 01, 2017
Record Date: APR 07, 2017
Meeting Type: ANNUAL | Ticker: FB
Security ID: 30303M102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Reed Hastings | Management | For | For |
| 1.5 | Elect Jan Koum | Management | For | For |
| 1.6 | Elect Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Peter A. Thiel | Management | For | For |
| 1.8 | Elect Mark Zuckerberg | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Against |
| 4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding False News | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
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INDUSTRIA DE DISENO TEXTIL S.A. - INDITEX, S.A.
Meeting Date: JUL 19, 2016
Record Date: JUL 14, 2016
Meeting Type: ORDINARY | Ticker: ITX
Security ID: BP9DL90
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Non-Voting Meeting Note | Management | N/A | N/A |
| 2 | Non-Voting Meeting Note | Management | N/A | N/A |
| 3 | Accounts and Reports (Individual) | Management | For | For |
| 4 | Accounts and Reports (Consolidated); Ratification of Board Acts | Management | For | For |
| 5 | Allocation of Profits/Dividends | Management | For | For |
| 6 | Ratify Co-option and Elect Pontegadea Inversiones, S.L. (Flora Perez Marcote) | Management | For | For |
| 7 | Elect Denise Kingsmill | Management | For | For |
| 8 | Amendments to Article 4 (Registered Address) | Management | For | For |
| 9 | Amendments to Articles 19 and 20 | Management | For | For |
| 10 | Amendments to Articles 28 and 30 | Management | For | For |
| 11 | Amendments to Article 36 (Reserves) | Management | For | For |
| 12 | Consolidation of Articles | Management | For | For |
| 13 | Appointment of Auditor | Management | For | For |
| 14 | Long-Term Incentive Plan 2016-2020 | Management | For | For |
| 15 | Authority to Repurchase Shares | Management | For | For |
| 16 | Remuneration Report | Management | For | For |
| 17 | Authorisation of Legal Formalities | Management | For | For |
| 18 | Non-Voting Agenda Item | Management | N/A | N/A |
| 19 | Non-Voting Meeting Note | Management | N/A | N/A |
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MASTERCARD INCORPORATED
Meeting Date: JUN 27, 2017
Record Date: APR 27, 2017
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard Haythornthwaite | Management | For | For |
| 2 | Elect Ajay Banga | Management | For | For |
| 3 | Elect Silvio Barzi | Management | For | For |
| 4 | Elect David R. Carlucci | Management | For | For |
| 5 | Elect Steven J. Freiberg | Management | For | For |
| 6 | Elect Julius Genachowski | Management | For | For |
| 7 | Elect Merit E. Janow | Management | For | For |
| 8 | Elect Nancy J. Karch | Management | For | For |
| 9 | Elect Oki Matsumoto | Management | For | For |
| 10 | Elect Rima Qureshi | Management | For | For |
| 11 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
| 12 | Elect Jackson P. Tai | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 15 | Approval of Material Terms under the 2006 Long-Term Incentive Plan | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
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MICROSOFT CORPORATION
Meeting Date: NOV 30, 2016
Record Date: SEP 30, 2016
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William H. Gates III | Management | For | For |
| 2 | Elect Teri L. List-Stoll | Management | For | For |
| 3 | Elect G. Mason Morfit | Management | For | For |
| 4 | Elect Satya Nadella | Management | For | For |
| 5 | Elect Charles H. Noski | Management | For | For |
| 6 | Elect Helmut G. W. Panke | Management | For | For |
| 7 | Elect Sandra E. Peterson | Management | For | For |
| 8 | Elect Charles W. Scharf | Management | For | For |
| 9 | Elect John W. Stanton | Management | For | For |
| 10 | Elect John W. Thompson | Management | For | For |
| 11 | Elect Padmasree Warrior | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Management | For | For |
| 15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Management | For | For |
| 16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
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MONSTER BEVERAGE CORPORATION
Meeting Date: OCT 11, 2016
Record Date: AUG 26, 2016
Meeting Type: SPECIAL | Ticker: MNST
Security ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase of Authorized Common Stock | Management | For | For |
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NETFLIX, INC.
Meeting Date: JUN 06, 2017
Record Date: APR 10, 2017
Meeting Type: ANNUAL | Ticker: NFLX
Security ID: 64110L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Reed Hastings | Management | For | For |
| 1.2 | Elect Jay C. Hoag | Management | For | For |
| 1.3 | Elect A. George Battle | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 5 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | Against |
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NVIDIA CORPORATION
Meeting Date: MAY 23, 2017
Record Date: MAR 24, 2017
Meeting Type: ANNUAL | Ticker: NVDA
Security ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert K. Burgess | Management | For | For |
| 2 | Elect Tench Coxe | Management | For | For |
| 3 | Elect Persis S. Drell | Management | For | For |
| 4 | Elect James C. Gaither | Management | For | For |
| 5 | Elect Jen-Hsun Huang | Management | For | For |
| 6 | Elect Dawn Hudson | Management | For | For |
| 7 | Elect Harvey C. Jones | Management | For | For |
| 8 | Elect Michael G. McCaffery | Management | For | For |
| 9 | Elect William J. Miller | Management | For | For |
| 10 | Elect Mark L. Perry | Management | For | For |
| 11 | Elect A. Brooke Seawell | Management | For | For |
| 12 | Elect Mark A. Stevens | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 15 | Ratification of Auditor | Management | For | For |
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O'REILLY AUTOMOTIVE, INC.
Meeting Date: MAY 09, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL | Ticker: ORLY
Security ID: 67103H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David E. O'Reilly | Management | For | For |
| 2 | Elect Charles H. O'Reilly, Jr. | Management | For | For |
| 3 | Elect Larry P. O'Reilly | Management | For | For |
| 4 | Elect Rosalie O'Reilly-Wooten | Management | For | For |
| 5 | Elect Jay D. Burchfield | Management | For | For |
| 6 | Elect Thomas T. Hendrickson | Management | For | For |
| 7 | Elect Paul R. Lederer | Management | For | For |
| 8 | Elect John Murphy | Management | For | For |
| 9 | Elect Ronald Rashkow | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 12 | Approval of the 2017 Incentive Award Plan | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Special Meeting | Shareholder | Against | For |
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QUALCOMM INCORPORATED
Meeting Date: MAR 07, 2017
Record Date: JAN 09, 2017
Meeting Type: ANNUAL | Ticker: QCOM
Security ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Barbara T. Alexander | Management | For | For |
| 2 | Elect Jeffry W. Henderson | Management | For | For |
| 3 | Elect Thomas W. Horton | Management | For | For |
| 4 | Elect Paul E. Jacobs | Management | For | For |
| 5 | Elect Ann M. Livermore | Management | For | For |
| 6 | Elect Harish M. Manwani | Management | For | For |
| 7 | Elect Mark D. McLaughlin | Management | For | For |
| 8 | Elect Steven M. Mollenkopf | Management | For | For |
| 9 | Elect Clark T. Randt, Jr. | Management | For | For |
| 10 | Elect Francisco Ros | Management | For | For |
| 11 | Elect Anthony J. Vinciquerra | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
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SALESFORCE.COM, INC.
Meeting Date: JUN 06, 2017
Record Date: APR 12, 2017
Meeting Type: ANNUAL | Ticker: CRM
Security ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Marc R. Benioff | Management | For | For |
| 2 | Elect Keith G. Block | Management | For | For |
| 3 | Elect Craig A. Conway | Management | For | For |
| 4 | Elect Alan G. Hassenfeld | Management | For | For |
| 5 | Elect Neelie Kroes | Management | For | For |
| 6 | Elect Colin L. Powell | Management | For | For |
| 7 | Elect Sanford R. Robertson | Management | For | For |
| 8 | Elect John V. Roos | Management | For | For |
| 9 | Elect Robin L. Washington | Management | For | For |
| 10 | Elect Maynard G. Webb | Management | For | For |
| 11 | Elect Susan D. Wojcicki | Management | For | Against |
| 12 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
| 13 | Amendment to the 2004 Employee Stock Purchase Plan | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
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THE GOLDMAN SACHS GROUP, INC.
Meeting Date: APR 28, 2017
Record Date: FEB 27, 2017
Meeting Type: ANNUAL | Ticker: GS
Security ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lloyd C. Blankfein | Management | For | For |
| 2 | Elect M. Michele Burns | Management | For | For |
| 3 | Elect Mark Flaherty | Management | For | For |
| 4 | Elect William W. George | Management | For | For |
| 5 | Elect James A. Johnson | Management | For | For |
| 6 | Elect Ellen J. Kullman | Management | For | For |
| 7 | Elect Lakshmi N. Mittal | Management | For | For |
| 8 | Elect Adebayo O. Ogunlesi | Management | For | For |
| 9 | Elect Peter Oppenheimer | Management | For | For |
| 10 | Elect David A. Viniar | Management | For | For |
| 11 | Elect Mark O. Winkelman | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 14 | Ratification of Auditor | Management | For | For |
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TRANSDIGM GROUP INCORPORATED
Meeting Date: MAR 01, 2017
Record Date: JAN 03, 2017
Meeting Type: ANNUAL | Ticker: TDG
Security ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect William Dries | Management | For | For |
| 1.2 | Elect Mervin Dunn | Management | For | For |
| 1.3 | Elect Michael Graff | Management | For | For |
| 1.4 | Elect Sean P. Hennessy | Management | For | For |
| 1.5 | Elect W. Nicholas Howley | Management | For | For |
| 1.6 | Elect Raymond Laubenthal | Management | For | For |
| 1.7 | Elect Douglas W. Peacock | Management | For | For |
| 1.8 | Elect Robert J. Small | Management | For | For |
| 1.9 | Elect John Staer | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | For | 1 Year |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
VISA INC.
Meeting Date: JAN 31, 2017
Record Date: DEC 02, 2016
Meeting Type: ANNUAL | Ticker: V
Security ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lloyd A. Carney | Management | For | For |
| 2 | Elect Mary B. Cranston | Management | For | For |
| 3 | Elect Francisco Javier Fernandez-Carbajal | Management | For | For |
| 4 | Elect Gary A. Hoffman | Management | For | For |
| 5 | Elect Alfred F. Kelly, Jr. | Management | For | For |
| 6 | Elect Robert W. Matschullat | Management | For | For |
| 7 | Elect Suzanne Nora Johnson | Management | For | For |
| 8 | Elect John A.C. Swainson | Management | For | For |
| 9 | Elect Maynard G. Webb, Jr. | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
| 12 | Ratification of Auditor | Management | For | For |
Prudential Jennison 20/20 Focus Fund - Value - Sub-Adviser: Jennison
| |
|---|
ALLERGAN PLC
Meeting Date: MAY 04, 2017
Record Date: MAR 08, 2017
Meeting Type: ANNUAL | Ticker: AGN
Security ID: G0177J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Nesli Basgoz | Management | For | For |
| 2 | Elect Paul M. Bisaro | Management | For | For |
| 3 | Elect James H. Bloem | Management | For | For |
| 4 | Elect Christopher W. Bodine | Management | For | For |
| 5 | Elect Adriane M. Brown | Management | For | For |
| 6 | Elect Christopher J. Coughlin | Management | For | For |
| 7 | Elect Catherine M. Klema | Management | For | For |
| 8 | Elect Peter J. McDonnell | Management | For | For |
| 9 | Elect Patrick J. O'Sullivan | Management | For | For |
| 10 | Elect Brenton L. Saunders | Management | For | For |
| 11 | Elect Ronald R. Taylor | Management | For | For |
| 12 | Elect Fred G. Weiss | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| |
|---|
CARNIVAL PLC
Meeting Date: APR 05, 2017
Record Date: FEB 06, 2017
Meeting Type: ANNUAL | Ticker: CCL
Security ID: 143658300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Micky Arison | Management | For | For |
| 2 | Elect Sir Jonathon Band | Management | For | For |
| 3 | Elect Helen Deeble | Management | For | For |
| 4 | Elect Arnold W. Donald | Management | For | For |
| 5 | Elect Richard J. Glasier | Management | For | For |
| 6 | Elect Debra J. Kelly-Ennis | Management | For | For |
| 7 | Elect Sir John Parker | Management | For | For |
| 8 | Elect Stuart Subotnick | Management | For | For |
| 9 | Elect Laura A. Weil | Management | For | For |
| 10 | Elect Randall J. Weisenburger | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 13 | Approval of Directors' Remuneration Report | Management | For | For |
| 14 | Approval of Directors' Remuneration Policy | Management | For | For |
| 15 | Appointment of Auditor | Management | For | For |
| 16 | Authority to Set Auditor's Fees | Management | For | For |
| 17 | Accounts and Reports | Management | For | For |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 20 | Authority to Repurchase Shares | Management | For | For |
| |
|---|
CIGNA CORPORATION
Meeting Date: APR 26, 2017
Record Date: FEB 27, 2017
Meeting Type: ANNUAL | Ticker: CI
Security ID: 125509109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David M. Cordani | Management | For | For |
| 2 | Elect Eric J. Foss | Management | For | For |
| 3 | Elect Isaiah Harris, Jr. | Management | For | For |
| 4 | Elect Jane E. Henney | Management | For | For |
| 5 | Elect Roman Martinez IV | Management | For | For |
| 6 | Elect Donna F. Zarcone | Management | For | For |
| 7 | Elect William D. Zollars | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| 9 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 10 | Amendment to the Cigna Long-Term Incentive Plan | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
Meeting Date: JUN 08, 2017
Record Date: MAR 16, 2017
Meeting Type: ANNUAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Madeline S. Bell | Management | For | For |
| 1.3 | Elect Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Edward D. Breen | Management | For | For |
| 1.5 | Elect Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Asuka Nakahara | Management | For | For |
| 1.8 | Elect David C. Novak | Management | For | For |
| 1.9 | Elect Brian L. Roberts | Management | For | For |
| 1.10 | Elect Johnathan A. Rodgers | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Against |
| |
|---|
DOW CHEMICAL COMPANY
Meeting Date: JUL 20, 2016
Record Date: JUN 02, 2016
Meeting Type: SPECIAL | Ticker: DOW
Security ID: 260543103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
DOW CHEMICAL COMPANY
Meeting Date: MAY 11, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL | Ticker: DOW
Security ID: 260543103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ajay Banga | Management | For | For |
| 2 | Elect Jacqueline K. Barton | Management | For | For |
| 3 | Elect James A. Bell | Management | For | For |
| 4 | Elect Richard K. Davis | Management | For | For |
| 5 | Elect Jeff M. Fettig | Management | For | For |
| 6 | Elect Andrew N. Liveris | Management | For | For |
| 7 | Elect Mark Loughridge | Management | For | For |
| 8 | Elect Raymond J. Milchovich | Management | For | For |
| 9 | Elect Robert S. Miller | Management | For | For |
| 10 | Elect Paul Polman | Management | For | For |
| 11 | Elect Dennis H. Reilley | Management | For | For |
| 12 | Elect James M. Ringler | Management | For | For |
| 13 | Elect Ruth G. Shaw | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| |
|---|
EBAY INC.
Meeting Date: MAY 18, 2017
Record Date: MAR 20, 2017
Meeting Type: ANNUAL | Ticker: EBAY
Security ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Fred D. Anderson Jr. | Management | For | For |
| 2 | Elect Edward W. Barnholt | Management | For | For |
| 3 | Elect Anthony J. Bates | Management | For | For |
| 4 | Elect Logan D. Green | Management | For | For |
| 5 | Elect Bonnie S. Hammer | Management | For | For |
| 6 | Elect Kathleen C. Mitic | Management | For | For |
| 7 | Elect Pierre M. Omidyar | Management | For | For |
| 8 | Elect Paul S. Pressler | Management | For | For |
| 9 | Elect Robert H. Swan | Management | For | For |
| 10 | Elect Thomas J. Tierney | Management | For | For |
| 11 | Elect Perry M. Traquina | Management | For | For |
| 12 | Elect Devin N. Wenig | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
HALLIBURTON COMPANY
Meeting Date: MAY 17, 2017
Record Date: MAR 20, 2017
Meeting Type: ANNUAL | Ticker: HAL
Security ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Abdulaziz F. Alkhayyal | Management | For | For |
| 2 | Elect William E. Albrecht | Management | For | For |
| 3 | Elect Alan M. Bennett | Management | For | For |
| 4 | Elect James R. Boyd | Management | For | For |
| 5 | Elect Milton Carroll | Management | For | For |
| 6 | Elect Nance K. Dicciani | Management | For | For |
| 7 | Elect Murry S. Gerber | Management | For | For |
| 8 | Elect Jose Carlos Grubisich | Management | For | For |
| 9 | Elect David J. Lesar | Management | For | For |
| 10 | Elect Robert A. Malone | Management | For | For |
| 11 | Elect J. Landis Martin | Management | For | For |
| 12 | Elect Jeffrey A. Miller | Management | For | For |
| 13 | Elect Debra L. Reed | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 17 | Amendment to the Stock and Incentive Plan | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 16, 2017
Record Date: MAR 17, 2017
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Linda B. Bammann | Management | For | For |
| 2 | Elect James A. Bell | Management | For | For |
| 3 | Elect Crandall C. Bowles | Management | For | For |
| 4 | Elect Stephen B. Burke | Management | For | For |
| 5 | Elect Todd A. Combs | Management | For | For |
| 6 | Elect James S. Crown | Management | For | For |
| 7 | Elect James Dimon | Management | For | For |
| 8 | Elect Timothy P. Flynn | Management | For | For |
| 9 | Elect Laban P. Jackson, Jr. | Management | For | For |
| 10 | Elect Michael A. Neal | Management | For | For |
| 11 | Elect Lee R. Raymond | Management | For | For |
| 12 | Elect William C. Weldon | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 16 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
| 20 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
| |
|---|
METLIFE, INC.
Meeting Date: JUN 13, 2017
Record Date: APR 13, 2017
Meeting Type: ANNUAL | Ticker: MET
Security ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Cheryl W. Grise | Management | For | For |
| 2 | Elect Carlos M. Gutierrez | Management | For | For |
| 3 | Elect David L. Herzog | Management | For | For |
| 4 | Elect R. Glenn Hubbard | Management | For | For |
| 5 | Elect Steven A. Kandarian | Management | For | For |
| 6 | Elect Alfred F. Kelly, Jr. | Management | For | For |
| 7 | Elect Edward J. Kelly, III | Management | For | For |
| 8 | Elect William E. Kennard | Management | For | For |
| 9 | Elect James M. Kilts | Management | For | For |
| 10 | Elect Catherine R. Kinney | Management | For | For |
| 11 | Elect Denise M. Morrison | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: NOV 30, 2016
Record Date: SEP 30, 2016
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William H. Gates III | Management | For | For |
| 2 | Elect Teri L. List-Stoll | Management | For | For |
| 3 | Elect G. Mason Morfit | Management | For | For |
| 4 | Elect Satya Nadella | Management | For | For |
| 5 | Elect Charles H. Noski | Management | For | For |
| 6 | Elect Helmut G. W. Panke | Management | For | For |
| 7 | Elect Sandra E. Peterson | Management | For | For |
| 8 | Elect Charles W. Scharf | Management | For | For |
| 9 | Elect John W. Stanton | Management | For | For |
| 10 | Elect John W. Thompson | Management | For | For |
| 11 | Elect Padmasree Warrior | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Management | For | For |
| 15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Management | For | For |
| 16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
| |
|---|
MONDELEZ INTERNATIONAL INC.
Meeting Date: MAY 17, 2017
Record Date: MAR 08, 2017
Meeting Type: ANNUAL | Ticker: MDLZ
Security ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lewis W.K. Booth | Management | For | For |
| 2 | Elect Charles E. Bunch | Management | For | For |
| 3 | Elect Lois D. Juliber | Management | For | For |
| 4 | Elect Mark D. Ketchum | Management | For | For |
| 5 | Elect Jorge S. Mesquita | Management | For | For |
| 6 | Elect Joseph Neubauer | Management | For | For |
| 7 | Elect Nelson Peltz | Management | For | For |
| 8 | Elect Fredric G. Reynolds | Management | For | For |
| 9 | Elect Irene B. Rosenfeld | Management | For | For |
| 10 | Elect Christiana Shi | Management | For | For |
| 11 | Elect Patrick T. Siewert | Management | For | For |
| 12 | Elect Ruth J. Simmons | Management | For | For |
| 13 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 17 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Plant Closings | Shareholder | Against | Abstain |
| |
|---|
NOBLE ENERGY, INC.
Meeting Date: APR 25, 2017
Record Date: FEB 24, 2017
Meeting Type: ANNUAL | Ticker: NBL
Security ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jeffrey L. Berenson | Management | For | For |
| 2 | Elect Michael A. Cawley | Management | For | For |
| 3 | Elect Edward F. Cox | Management | For | For |
| 4 | Elect James E. Craddock | Management | For | For |
| 5 | Elect Thomas J. Edelman | Management | For | For |
| 6 | Elect Kirby L. Hedrick | Management | For | For |
| 7 | Elect David L. Stover | Management | For | For |
| 8 | Elect Scott D. Urban | Management | For | For |
| 9 | Elect William T. Van Kleef | Management | For | For |
| 10 | Elect Molly K. Williamson | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 14 | Approval of the 2017 Long-Term Incentive Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Climate Change Policy Risk Report | Shareholder | Against | Against |
| |
|---|
PFIZER INC.
Meeting Date: APR 27, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Dennis A. Ausiello | Management | For | For |
| 2 | Elect Ronald E. Blaylock | Management | For | For |
| 3 | Elect W. Don Cornwell | Management | For | For |
| 4 | Elect Joseph J. Echevarria | Management | For | For |
| 5 | Elect Frances D. Fergusson | Management | For | For |
| 6 | Elect Helen H. Hobbs | Management | For | For |
| 7 | Elect James M. Kilts | Management | For | For |
| 8 | Elect Shantanu Narayen | Management | For | For |
| 9 | Elect Suzanne Nora Johnson | Management | For | For |
| 10 | Elect Ian C. Read | Management | For | For |
| 11 | Elect Stephen W. Sanger | Management | For | For |
| 12 | Elect James C. Smith | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 16 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| |
|---|
PG&E CORPORATION
Meeting Date: MAY 30, 2017
Record Date: MAR 31, 2017
Meeting Type: ANNUAL | Ticker: PCG
Security ID: 69331C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lewis Chew | Management | For | For |
| 2 | Elect Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Fred J. Fowler | Management | For | For |
| 4 | Elect Jeh C. Johnson | Management | For | For |
| 5 | Elect Richard C. Kelly | Management | For | For |
| 6 | Elect Roger H. Kimmel | Management | For | For |
| 7 | Elect Richard A. Meserve | Management | For | For |
| 8 | Elect Forrest E. Miller | Management | For | For |
| 9 | Elect Eric D. Mullins | Management | For | For |
| 10 | Elect Rosendo G. Parra | Management | For | For |
| 11 | Elect Barbara L. Rambo | Management | For | For |
| 12 | Elect Anne Shen Smith | Management | For | For |
| 13 | Elect Geisha J. Williams | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 17 | Shareholder Proposal Regarding Charitable Contributions | Shareholder | Against | Against |
| |
|---|
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 23, 2017
Record Date: APR 13, 2017
Meeting Type: ANNUAL | Ticker: RDSB
Security ID: 780259206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Policy (Binding) | Management | For | For |
| 3 | Remuneration Report (Advisory) | Management | For | For |
| 4 | Elect Catherine J. Hughes | Management | For | For |
| 5 | Elect Roberto Egydio Setubal | Management | For | For |
| 6 | Elect Ben Van Beurden | Management | For | For |
| 7 | Elect Guy Elliott | Management | For | For |
| 8 | Elect Euleen GOH Yiu Kiang | Management | For | For |
| 9 | Elect Charles O. Holliday, Jr. | Management | For | For |
| 10 | Elect Gerard Kleisterlee | Management | For | For |
| 11 | Elect Sir Nigel Sheinwald | Management | For | For |
| 12 | Elect Linda G. Stuntz | Management | For | For |
| 13 | Elect Jessica Uhl | Management | For | For |
| 14 | Elect Hans Wijers | Management | For | For |
| 15 | Elect Gerrit Zalm | Management | For | For |
| 16 | Appointment of Auditor | Management | For | For |
| 17 | Authority to Set Auditor's Fees | Management | For | For |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 20 | Authority to Repurchase Shares | Management | For | For |
| 21 | Shareholder Proposal Regarding GHG Reduction Targets | Shareholder | Against | Against |
| |
|---|
SHIRE PLC
Meeting Date: APR 25, 2017
Record Date: MAR 27, 2017
Meeting Type: ANNUAL | Ticker: SHP
Security ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Report (Advisory) | Management | For | For |
| 3 | Elect Dominic Blakemore | Management | For | For |
| 4 | Elect Olivier Bohuon | Management | For | For |
| 5 | Elect William M. Burns | Management | For | For |
| 6 | Elect Ian T. Clark | Management | For | For |
| 7 | Elect Gail D. Fosler | Management | For | For |
| 8 | Elect Steven Gillis | Management | For | For |
| 9 | Elect David Ginsburg | Management | For | For |
| 10 | Elect Susan Kilsby | Management | For | For |
| 11 | Elect Sara Mathew | Management | For | For |
| 12 | Elect Anne E. Minto | Management | For | For |
| 13 | Elect Flemming Ornskov | Management | For | For |
| 14 | Elect Jeffrey Poulton | Management | For | For |
| 15 | Elect Albert P.L. Stroucken | Management | For | For |
| 16 | Appointment of Auditor | Management | For | Against |
| 17 | Authority to Set Auditor's Fees | Management | For | Against |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 20 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Management | For | Against |
| 21 | Authority to Repurchase Shares | Management | For | For |
| 22 | Amendments to Articles | Management | For | For |
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| |
|---|
SLM CORPORATION
Meeting Date: JUN 22, 2017
Record Date: APR 25, 2017
Meeting Type: ANNUAL | Ticker: SLM
Security ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Paul G. Child | Management | For | For |
| 2 | Elect Carter Warren Franke | Management | For | For |
| 3 | Elect Earl A. Goode | Management | For | For |
| 4 | Elect Marianne M. Keler | Management | For | For |
| 5 | Elect Jim Matheson | Management | For | For |
| 6 | Elect Jed H. Pitcher | Management | For | For |
| 7 | Elect Frank C. Puleo | Management | For | For |
| 8 | Elect Raymond J. Quinlan | Management | For | For |
| 9 | Elect Vivian C. Schneck-Last | Management | For | For |
| 10 | Elect William N. Shiebler | Management | For | For |
| 11 | Elect Robert S. Strong | Management | For | For |
| 12 | Elect Kirsten O Wolberg | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Amendment to the 2012 Omnibus Incentive Plan | Management | For | For |
| 16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
Meeting Date: APR 20, 2017
Record Date: FEB 21, 2017
Meeting Type: ANNUAL | Ticker: TXN
Security ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Mark A. Blinn | Management | For | For |
| 3 | Elect Todd M. Bluedorn | Management | For | For |
| 4 | Elect Daniel A. Carp | Management | For | For |
| 5 | Elect Janet F. Clark | Management | For | For |
| 6 | Elect Carrie S. Cox | Management | For | For |
| 7 | Elect J.M. Hobby | Management | For | For |
| 8 | Elect Ronald Kirk | Management | For | For |
| 9 | Elect Pamela H. Patsley | Management | For | For |
| 10 | Elect Robert E. Sanchez | Management | For | For |
| 11 | Elect Wayne R. Sanders | Management | For | For |
| 12 | Elect Richard K. Templeton | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 15 | Ratification of Auditor | Management | For | For |
| |
|---|
THE PNC FINANCIAL SERVICES GROUP, INC.
Meeting Date: APR 25, 2017
Record Date: FEB 03, 2017
Meeting Type: ANNUAL | Ticker: PNC
Security ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Charles E. Bunch | Management | For | For |
| 2 | Elect Marjorie Rodgers Cheshire | Management | For | For |
| 3 | Elect William S. Demchak | Management | For | For |
| 4 | Elect Andrew T. Feldstein | Management | For | For |
| 5 | Elect Daniel R. Hesse | Management | For | For |
| 6 | Elect Kay Coles James | Management | For | For |
| 7 | Elect Richard B. Kelson | Management | For | For |
| 8 | Elect Jane G. Pepper | Management | For | For |
| 9 | Elect Donald J. Shepard | Management | For | For |
| 10 | Elect Lorene K. Steffes | Management | For | For |
| 11 | Elect Dennis F. Strigl | Management | For | For |
| 12 | Elect Michael J. Ward | Management | For | For |
| 13 | Elect Gregory D. Wasson | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 17 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
Meeting Date: APR 24, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL | Ticker: UTX
Security ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lloyd J Austin | Management | For | For |
| 2 | Elect Diane M. Bryant | Management | For | For |
| 3 | Elect John V. Faraci | Management | For | For |
| 4 | Elect Jean-Pierre Garnier | Management | For | For |
| 5 | Elect Gregory J. Hayes | Management | For | For |
| 6 | Elect Edward A. Kangas | Management | For | For |
| 7 | Elect Ellen J. Kullman | Management | For | For |
| 8 | Elect Marshall O. Larsen | Management | For | For |
| 9 | Elect Harold W. McGraw III | Management | For | For |
| 10 | Elect Fredric G. Reynolds | Management | For | For |
| 11 | Elect Brian C. Rogers | Management | For | For |
| 12 | Elect Christine Todd Whitman | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| |
|---|
WAL-MART STORES INC.
Meeting Date: JUN 02, 2017
Record Date: APR 07, 2017
Meeting Type: ANNUAL | Ticker: WMT
Security ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James I. Cash, Jr. | Management | For | For |
| 2 | Elect Timothy P. Flynn | Management | For | For |
| 3 | Elect Carla A. Harris | Management | For | For |
| 4 | Elect Thomas W. Horton | Management | For | For |
| 5 | Elect Marissa A. Mayer | Management | For | For |
| 6 | Elect C. Douglas McMillon | Management | For | For |
| 7 | Elect Gregory B. Penner | Management | For | For |
| 8 | Elect Steven S Reinemund | Management | For | For |
| 9 | Elect Kevin Y. Systrom | Management | For | For |
| 10 | Elect S. Robson Walton | Management | For | For |
| 11 | Elect Steuart Walton | Management | For | For |
| 12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against |
| |
|---|
ZIMMER BIOMET HOLDINGS, INC.
Meeting Date: MAY 12, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL | Ticker: ZBH
Security ID: 98956P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Christopher B. Begley | Management | For | For |
| 2 | Elect Betsy J. Bernard | Management | For | For |
| 3 | Elect Gail K. Boudreaux | Management | For | For |
| 4 | Elect David C. Dvorak | Management | For | For |
| 5 | Elect Michael J. Farrell | Management | For | For |
| 6 | Elect Larry C. Glasscock | Management | For | For |
| 7 | Elect Robert A. Hagemann | Management | For | For |
| 8 | Elect Arthur J. Higgins | Management | For | For |
| 9 | Elect Michael W. Michelson | Management | For | For |
| 10 | Elect Cecil B. Pickett | Management | For | For |
| 11 | Elect Jeffrey K. Rhodes | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
Prudential Jennison MLP Fund- Sub-Adviser: Jennison
| |
|---|
BUCKEYE PARTNERS LP
Meeting Date: JUN 06, 2017
Record Date: APR 10, 2017
Meeting Type: ANNUAL | Ticker: BPL
Security ID: 118230101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Barbara J. Duganier | Management | For | For |
| 1.2 | Elect Joseph A. LaSala | Management | For | For |
| 1.3 | Elect Larry C. Payne | Management | For | For |
| 1.4 | Elect Martin A. White | Management | For | For |
| 2 | Amendment to the 2013 Long Term Incentive Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| 5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| |
|---|
ENBRIDGE INC.
Meeting Date: DEC 15, 2016
Record Date: NOV 07, 2016
Meeting Type: SPECIAL | Ticker: ENB
Security ID: 29250N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger/Acquisition | Management | For | For |
| 2 | Amendments to By-Law No. 1 Pursuant to Merger | Management | For | For |
| |
|---|
ENBRIDGE INC.
Meeting Date: MAY 11, 2017
Record Date: MAR 23, 2017
Meeting Type: ANNUAL | Ticker: ENB
Security ID: 29250N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Non-Voting Meeting Note | Management | N/A | N/A |
| 2 | Elect Pamela L. Carter | Management | For | For |
| 3 | Elect Clarence P. Cazalot, Jr. | Management | For | For |
| 4 | Elect Marcel R. Coutu | Management | For | For |
| 5 | Elect Gregory L. Ebel | Management | For | For |
| 6 | Elect J. Herb England | Management | For | For |
| 7 | Elect Charles W. Fischer | Management | For | For |
| 8 | Elect V. Maureen Kempston Darkes | Management | For | For |
| 9 | Elect Michael McShane | Management | For | For |
| 10 | Elect Al Monaco | Management | For | For |
| 11 | Elect Michael E.J. Phelps | Management | For | For |
| 12 | Elect Rebecca B. Roberts | Management | For | For |
| 13 | Elect Dan C. Tutcher | Management | For | For |
| 14 | Elect Catherine L. Williams | Management | For | For |
| 15 | Appointment of Auditor | Management | For | For |
| 16 | Amendment to Shareholder Rights Plan | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| 18 | Shareholder Proposal Regarding Indigenous Peoples Rights Risks Report | Shareholder | Against | Against |
| |
|---|
ENERGY TRANSFER PARTNERS, L.P.
Meeting Date: APR 26, 2017
Record Date: FEB 27, 2017
Meeting Type: SPECIAL | Ticker: ETP
Security ID: 29273R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger/Acquisition | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
KINDER MORGAN, INC.
Meeting Date: MAY 10, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL | Ticker: KMI
Security ID: 49456B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard D. Kinder | Management | For | For |
| 2 | Elect Steven J. Kean | Management | For | For |
| 3 | Elect Kimberly A. Dang | Management | For | For |
| 4 | Elect Ted A. Gardner | Management | For | For |
| 5 | Elect Anthony W. Hall, Jr. | Management | For | For |
| 6 | Elect Gary L. Hultquist | Management | For | For |
| 7 | Elect Ronald L. Kuehn, Jr. | Management | For | For |
| 8 | Elect Deborah A. Macdonald | Management | For | For |
| 9 | Elect Michael C. Morgan | Management | For | For |
| 10 | Elect Arthur C. Reichstetter | Management | For | For |
| 11 | Elect Fayez S. Sarofim | Management | For | For |
| 12 | Elect C. Park Shaper | Management | For | For |
| 13 | Elect William A. Smith | Management | For | For |
| 14 | Elect Joel V. Staff | Management | For | For |
| 15 | Elect Robert F. Vagt | Management | For | For |
| 16 | Elect Perry M. Waughtal | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Methane Emissions Reporting | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Sustainability Reporting | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Climate Change Reporting | Shareholder | Against | Against |
| |
|---|
ONEOK PARTNERS LP
Meeting Date: JUN 30, 2017
Record Date: MAY 19, 2017
Meeting Type: SPECIAL | Ticker: OKS
Security ID: 68268N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
ONEOK, INC.
Meeting Date: MAY 24, 2017
Record Date: MAR 27, 2017
Meeting Type: ANNUAL | Ticker: OKE
Security ID: 682680103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Brian L. Derksen | Management | For | For |
| 2 | Elect Julie H. Edwards | Management | For | For |
| 3 | Elect John W. Gibson | Management | For | For |
| 4 | Elect Randall J. Larson | Management | For | For |
| 5 | Elect Steven J. Malcolm | Management | For | For |
| 6 | Elect Kevin S. McCarthy | Management | For | For |
| 7 | Elect Jim W. Mogg | Management | For | For |
| 8 | Elect Pattye L. Moore | Management | For | For |
| 9 | Elect Gary D. Parker | Management | For | For |
| 10 | Elect Eduardo A. Rodriguez | Management | For | For |
| 11 | Elect Terry K. Spencer | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| |
|---|
ONEOK, INC.
Meeting Date: JUN 30, 2017
Record Date: MAY 19, 2017
Meeting Type: SPECIAL | Ticker: OKE
Security ID: 682680103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| 2 | Increase of Authorized Common Stock | Management | For | For |
| 3 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
PLAINS GP HOLDINGS LP
Meeting Date: NOV 15, 2016
Record Date: SEP 30, 2016
Meeting Type: SPECIAL | Ticker: PAGP
Security ID: 72651A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Restructuring/Simplification | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
ROSE ROCK MIDSTREAM L.P.
Meeting Date: SEP 29, 2016
Record Date: AUG 22, 2016
Meeting Type: CONSENT | Ticker: RRMS
Security ID: 777149105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| |
|---|
SEMGROUP CORPORATION
Meeting Date: SEP 29, 2016
Record Date: AUG 22, 2016
Meeting Type: SPECIAL | Ticker: SEMG
Security ID: 81663A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger/Acquisition | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
SEMGROUP CORPORATION
Meeting Date: MAY 17, 2017
Record Date: MAR 30, 2017
Meeting Type: ANNUAL | Ticker: SEMG
Security ID: 81663A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ronald A. Ballschmiede | Management | For | For |
| 1.2 | Elect Sarah M. Barpoulis | Management | For | For |
| 1.3 | Elect Carlin G. Conner | Management | For | For |
| 1.4 | Elect Karl F. Kurz | Management | For | For |
| 1.5 | Elect James H. Lytal | Management | For | For |
| 1.6 | Elect William J. McAdam | Management | For | For |
| 1.7 | Elect Thomas R. McDaniel | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Authorization of Preferred Stock | Management | For | For |
| |
|---|
TARGA RESOURCES CORP.
Meeting Date: MAY 22, 2017
Record Date: APR 03, 2017
Meeting Type: ANNUAL | Ticker: TRGP
Security ID: 87612G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Charles R. Crisp | Management | For | For |
| 2 | Elect Laura C. Fulton | Management | For | For |
| 3 | Elect Michael A. Heim | Management | For | For |
| 4 | Elect James W. Whalen | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 7 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 8 | Amendment to the 2010 Stock Incentive Plan | Management | For | For |
| 9 | Issuance of Common Stock | Management | For | For |
| |
|---|
THE WILLIAMS COMPANIES, INC.
Meeting Date: NOV 23, 2016
Record Date: OCT 07, 2016
Meeting Type: ANNUAL | Ticker: WMB
Security ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alan S. Armstrong | Management | For | For |
| 2 | Elect Stephen W. Bergstrom | Management | For | For |
| 3 | Elect Stephen I. Chazen | Management | For | For |
| 4 | Elect Kathleen B. Cooper | Management | For | For |
| 5 | Elect Peter A. Ragauss | Management | For | For |
| 6 | Elect Scott D. Sheffield | Management | For | For |
| 7 | Elect Murray D. Smith | Management | For | For |
| 8 | Elect William H. Spence | Management | For | For |
| 9 | Elect Janice D. Stoney | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
THE WILLIAMS COMPANIES, INC.
Meeting Date: MAY 18, 2017
Record Date: MAR 28, 2017
Meeting Type: ANNUAL | Ticker: WMB
Security ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alan S. Armstrong | Management | For | For |
| 2 | Elect Stephen W. Bergstrom | Management | For | For |
| 3 | Elect Stephen I. Chazen | Management | For | For |
| 4 | Elect Charles I. Cogut | Management | For | For |
| 5 | Elect Kathleen B. Cooper | Management | For | For |
| 6 | Elect Michael A. Creel | Management | For | For |
| 7 | Elect Peter A. Ragauss | Management | For | For |
| 8 | Elect Scott D. Sheffield | Management | For | For |
| 9 | Elect Murray D. Smith | Management | For | For |
| 10 | Elect William H. Spence | Management | For | For |
| 11 | Elect Janice D. Stoney | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| |
|---|
TRANSCANADA CORPORATION
Meeting Date: MAY 05, 2017
Record Date: MAR 20, 2017
Meeting Type: ANNUAL | Ticker: TRP
Security ID: 89353D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Non-Voting Meeting Note | Management | N/A | N/A |
| 2 | Elect Kevin E. Benson | Management | For | For |
| 3 | Elect Derek H. Burney | Management | For | For |
| 4 | Elect Stephan Cretier | Management | For | For |
| 5 | Elect Russell K. Girling | Management | For | For |
| 6 | Elect S. Barry Jackson | Management | For | For |
| 7 | Elect John E. Lowe | Management | For | For |
| 8 | Elect Paula Rosput Reynolds | Management | For | For |
| 9 | Elect Mary Pat Salomone | Management | For | For |
| 10 | Elect Indira V. Samarasekera | Management | For | For |
| 11 | Elect D. Michael G. Stewart | Management | For | For |
| 12 | Elect Siim A. Vanaselja | Management | For | For |
| 13 | Elect Richard E. Waugh | Management | For | For |
| 14 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 18
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 29, 2017
POWER OF ATTORNEY
The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Keith F. Hartstein, Michael S. Hyland, Stuart S. Parker, Richard A. Redeker, Stephen Stoneburn and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, and M. Sadiq Peshimam, as treasurer and principal financial and accounting officer of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
| | | |
/s/ Ellen S. Alberding Ellen S. Alberding | | /s/ Stuart S. Parker Stuart S. Parker |
/s/ Kevin J. Bannon Kevin J. Bannon | | /s/ M. Sadiq Peshimam M. Sadiq Peshimam |
/s/ Scott E. Benjamin Scott E. Benjamin | | /s/ Richard A. Redeker Richard A. Redeker |
/s/ Linda W. Bynoe Linda W. Bynoe | | /s/ Stephen Stoneburn Stephen Stoneburn |
/s/ Keith F. Hartstein Keith F. Hartstein | | /s/ Grace C. Torres Grace C. Torres |
/s/ Michael S. Hyland Michael S. Hyland | | |
| Dated: December 7, 2016 | | |
| | | |
| | | |
| | | |
| | | |
APPENDIX A
Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
