UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-121
NAME OF REGISTRANT: VANGUARD WELLINGTON FUND
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: NOVEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2007 - JUNE 30, 2008
FUND: VANGUARD WELLINGTON FUND
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ISSUER: 3M COMPANY
TICKER: MMM CUSIP: 88579Y101
MEETING DATE: 5/13/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: LINDA G. ALVARADO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE W. BUCKLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VANCE D. COFFMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL L. ESKEW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. JAMES FARRELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HERBERT L. HENKEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD M. LIDDY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT S. MORRISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: AULANA L. PETERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. ULRICH ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: TO APPROVE THE LONG-TERM INCENTIVE PLAN. ISSUER YES FOR FOR
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ISSUER: ABBOTT LABORATORIES
TICKER: ABT CUSIP: 002824100
MEETING DATE: 4/25/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: R.S. AUSTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.M. DALEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.J. FARRELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.L. FULLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.A. OSBORN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.A.L. OWEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: B. POWELL JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.A. REYNOLDS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.S. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.C. SCOTT III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.D. SMITHBURG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.F. TILTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.D. WHITE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #03: SHAREHOLDER PROPOSAL - ACCESS TO SHAREHOLDER YES ABSTAIN AGAINST
MEDICINES
PROPOSAL #04: SHAREHOLDER PROPOSAL - ADVISORY VOTE SHAREHOLDER YES AGAINST FOR
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ISSUER: ACCENTURE LTD
TICKER: ACN CUSIP: G1150G111
MEETING DATE: 2/7/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: RE-APPOINTMENT OF THE FOLLOWING NOMINEE ISSUER YES FOR FOR
TO THE BOARD OF DIRECTORS: BLYTHE J. MCGARVIE
PROPOSAL #1B: RE-APPOINTMENT OF THE FOLLOWING NOMINEE ISSUER YES FOR FOR
TO THE BOARD OF DIRECTORS: SIR MARK MOODY-STUART
PROPOSAL #02: AMENDMENT OF THE BYE-LAWS OF ACCENTURE ISSUER YES FOR FOR
LTD, WHICH WOULD ENABLE ACCENTURE TO DELIVER FUTURE
COPIES OF OUR PROXY MATERIALS TO SHAREHOLDERS
ELECTRONICALLY BY POSTING THESE MATERIALS ON AN
INTERNET WEBSITE AND NOTIFYING OUR SHAREHOLDERS OF THE
POSTING.
PROPOSAL #03: RE-APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR THE 2008 FISCAL YEAR AND
AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO DETERMINE KPMG LLP'S REMUNERATION.
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ISSUER: AIR PRODUCTS AND CHEMICALS, INC.
TICKER: APD CUSIP: 009158106
MEETING DATE: 1/24/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MICHAEL J. DONAHUE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: URSULA O. FAIRBAIRN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN P. JONES III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE S. SMITH ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2008.
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ISSUER: ALCOA INC.
TICKER: AA CUSIP: 013817101
MEETING DATE: 5/8/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOSEPH T. GORMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KLAUS KLEINFELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES W. OWENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RATAN N. TATA ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE INDEPENDENT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #03: SHAREHOLDER REQUESTING REPORT ON HOW SHAREHOLDER YES ABSTAIN AGAINST
ALCOA'S ACTION TO REDUCE ITS IMPACT ON CLIMATE CHANGE
HAS AFFECTED THE GLOBAL CLIMATE
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ISSUER: ALTRIA GROUP, INC.
TICKER: MO CUSIP: 02209S103
MEETING DATE: 5/28/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTORS: ELIZABETH E. ISSUER YES FOR FOR
BAILEY
PROPOSAL #1B: ELECTION OF DIRECTORS: GERALD L. BALILES ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTORS: DINYAR S. DEVITRE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTORS: THOMAS F. ISSUER YES FOR FOR
FARRELL, II
PROPOSAL #1E: ELECTION OF DIRECTORS: ROBERT E.R. ISSUER YES FOR FOR
HUNTLEY
PROPOSAL #1F: ELECTION OF DIRECTORS: THOMAS W. JONES ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTORS: GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTORS: MICHAEL E. ISSUER YES FOR FOR
SZYMANCZYK
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS
PROPOSAL #03: STOCKHOLDER PROPOSAL 1 - SHAREHOLDER SAY SHAREHOLDER YES AGAINST FOR
ON EXECUTIVE PAY
PROPOSAL #04: STOCKHOLDER PROPOSAL 2 - CUMULATIVE SHAREHOLDER YES AGAINST FOR
VOTING
PROPOSAL #05: STOCKHOLDER PROPOSAL 3 - APPLY GLOBALLY SHAREHOLDER YES AGAINST FOR
PRACTICES DEMANDED BY THE MASTER SETTLEMENT AGREEMENT
PROPOSAL #06: STOCKHOLDER PROPOSAL 4 - STOP YOUTH- SHAREHOLDER YES ABSTAIN AGAINST
ORIENTED AD CAMPAIGNS
PROPOSAL #07: STOCKHOLDER PROPOSAL 5 - TWO CIGARETTE SHAREHOLDER YES ABSTAIN AGAINST
APPROACH TO MARKETING
PROPOSAL #08: STOCKHOLDER PROPOSAL 6 - ENDORSE HEALTH SHAREHOLDER YES ABSTAIN AGAINST
CARE PRINCIPLES
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ISSUER: AMERICAN INTERNATIONAL GROUP, INC.
TICKER: AIG CUSIP: 026874107
MEETING DATE: 5/14/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: STEPHEN F. ISSUER YES FOR FOR
BOLLENBACH
PROPOSAL #1B: ELECTION OF DIRECTOR: MARTIN S. FELDSTEIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: RICHARD C. ISSUER YES FOR FOR
HOLBROOKE
PROPOSAL #1E: ELECTION OF DIRECTOR: FRED H. LANGHAMMER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: GEORGE L. MILES, ISSUER YES FOR FOR
JR.
PROPOSAL #1G: ELECTION OF DIRECTOR: MORRIS W. OFFIT ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: JAMES F. ORR III ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: VIRGINIA M. ROMETTY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: MARTIN J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: MICHAEL H. SUTTON ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: EDMUND S.W. TSE ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: ROBERT B. ISSUER YES FOR FOR
WILLUMSTAD
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO THE SHAREHOLDER YES ABSTAIN AGAINST
HUMAN RIGHT TO WATER.
PROPOSAL #04: SHAREHOLDER PROPOSAL RELATING TO THE SHAREHOLDER YES ABSTAIN AGAINST
REPORTING OF POLITICAL CONTRIBUTIONS.
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ISSUER: ANADARKO PETROLEUM CORPORATION
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/20/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS.
PROPOSAL #03: APPROVAL OF 2008 OMNIBUS INCENTIVE ISSUER YES FOR FOR
COMPENSATION PLAN.
PROPOSAL #04: APPROVAL OF 2008 DIRECTOR COMPENSATION ISSUER YES FOR FOR
PLAN.
PROPOSAL #05: STOCKHOLDER PROPOSAL - DECLASSIFICATION SHAREHOLDER YES FOR AGAINST
OF BOARD
PROPOSAL #06: STOCKHOLDER PROPOSAL - AMENDMENT TO NON- SHAREHOLDER YES AGAINST FOR
DISCRIMINATION POLICY
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ISSUER: APPLIED MATERIALS, INC.
TICKER: AMAT CUSIP: 038222105
MEETING DATE: 3/11/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ROBERT H. BRUST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBORAH A. COLEMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: AART J. DE GEUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP V. GERDINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. IANNOTTI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES Y.S. LIU ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES C. MORGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERHARD H. PARKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS D. POWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLEM P. ROELANDTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL R. SPLINTER ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
APPLIED MATERIALS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2008.
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ISSUER: ASML HOLDING NV
TICKER: N/A CUSIP: N/A
MEETING DATE: 4/3/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: OPENING ISSUER NO N/A N/A
PROPOSAL #2.: OVERVIEW OF THE COMPANY'S BUSINESS AND ISSUER NO N/A N/A
THE FINANCIAL SITUATION
PROPOSAL #3.: RECEIVE THE ANNUAL REPORT 2007 AND ADOPT ISSUER YES FOR FOR
THE FINANCIAL STATEMENTS FOR THE FY 2007, AS PREPARED
IN ACCORDANCE WITH DUTCH LAW
PROPOSAL #4.: EVALUATION OF THE PERFORMANCE OF THE ISSUER NO N/A N/A
EXTERNAL AUDITOR BY THE BOARD OF MANAGEMENT AND THE
AUDIT COMMITTEE
PROPOSAL #5.: GRANT DISCHARGE TO THE MEMBERS OF THE ISSUER YES FOR FOR
BOARD OF MANAGEMENT FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FY 2007
PROPOSAL #6.: GRANT DISCHARGE THE MEMBERS OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD FROM LIABILITY OF THEIR
RESPONSIBILITIES IN THE FY 2007
PROPOSAL #7.: APPROVE TO PREPARE THE REGULATED ISSUER YES FOR FOR
INFORMATION IN THE ENGLISH LANGUAGE
PROPOSAL #8.: CLARIFICATION OF THE RESERVES AND ISSUER NO N/A N/A
DIVIDEND POLICY
PROPOSAL #9.: ADOPT THE DIVIDEND OF EUR 0.25 PER ISSUER YES FOR FOR
ORDINARY SHARE OF EUR 0.09
PROPOSAL #10.: ADOPT THE UPDATED REMUNERATION POLICY ISSUER YES FOR FOR
?VERSION 2008? FOR THE BOARD OF MANAGEMENT
PROPOSAL #11.: APPROVE THE PERFORMANCE STOCK ISSUER YES FOR FOR
ARRANGEMENT, INCLUDING THE NUMBER OF SHARES, FOR THE
BOARD MANAGEMENT
PROPOSAL #12.: APPROVE THE NUMBER OF STOCK OPTIONS FOR ISSUER YES FOR FOR
THE BOARD OF MANAGEMENT AND THE NUMBER OF STOCK
OPTIONS, RESPECTIVELY SHARES, FOR EMPLOYEES
PROPOSAL #13.: APPROVE THE COMPOSITION OF THE BOARD OF ISSUER NO N/A N/A
MANAGEMENT; THE INTENDED RE-APPOINTMENT OF MR. E.
MEURICE
PROPOSAL #14.1: APPROVE THE COMPOSITION OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD, AND RE-APPOINT MESSRS. A.P.M. VAN
DER POEL AS MEMBER OF THE SUPERVISORY BOARD, EFFECTIVE
03 APR 2008
PROPOSAL #14.2: APPROVE THE COMPOSITION OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD, AND RE-APPOINT MESSRS. F.W.FROHLICH
AS MEMBER OF THE SUPERVISORY BOARD, EFFECTIVE 03 APR
2008
PROPOSAL #15.: COMPOSITION OF THE SUPERVISORY BOARD IN ISSUER NO N/A N/A
2009 AND THE NOTIFICATION THAT MS. H.C.J VAN DEN
BURG, MR. O. BILOUS, MR. J.A. DEKKER, MR. J.W.B.
WESTERBURGEN WILL RETIRE BY ROTATION IN 2009
PROPOSAL #16.A: AUTHORIZE THE BOARD OF MANAGEMENT FOR ISSUER YES FOR FOR
A PERIOD OF 18 MONTHS FROM 03 APR 2008,TO ISSUE SHARES
OR RIGHTS TO SUBSCRIBE FOR SHARES IN THE CAPITAL OF
THE COMPANY WITHIN THE LIMITS IN THE ARTICLES OF
ASSOCIATION OF THE COMPANY, AS WELL AS TO RESTRICT OR
EXCLUDE THE PRE--EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS, TO ISSUE SHARES OR RIGHTS TO SUBSCRIBE
FOR SHARES IN THE CAPITAL OF THE COMPANY, SUBJECT TO
THE APPROVAL OF THE SUPERVISORY BOARD, LIMITED TO 5%
OF THE ISSUED SHARE CAPITAL AT THE TIME OF THE
AUTHORIZATION
PROPOSAL #16.B: AUTHORIZE THE BOARD OF MANAGEMENT FOR ISSUER YES FOR FOR
A PERIOD OF 18 MONTHS FROM 03 APR 2008,TO ISSUE SHARES
OR RIGHTS TO SUBSCRIBE FOR SHARES IN THE CAPITAL OF
THE COMPANY WITHIN THE LIMITS IN THE ARTICLES OF
ASSOCIATION OF THE COMPANY, AS WELL AS TO RESTRICT OR
EXCLUDE THE PRE--EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS, TO RESTRICT OR EXCLUDE THE PRE-EMPTION
RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH THE
ISSUE OF SHARES OR RIGHTS TO SUBSCRIBE FOR SHARES AS
DESCRIBED UNDER A., SUBJECT TO APPROVAL OF THE
SUPERVISORY BOARD
PROPOSAL #16.C: AUTHORIZE THE BOARD OF MANAGEMENT FOR ISSUER YES FOR FOR
A PERIOD OF 18 MONTHS FROM 03 APR 2008,TO ISSUE SHARES
OR RIGHTS TO SUBSCRIBE FOR SHARES IN THE CAPITAL OF
THE COMPANY WITHIN THE LIMITS IN THE ARTICLES OF
ASSOCIATION OF THE COMPANY, AS WELL AS TO RESTRICT OR
EXCLUDE THE PRE--EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS, TO ISSUE SHARES OR RIGHTS TO SUBSCRIBE
FOR SHARES IN THE CAPITAL OF THE COMPANY, SUBJECT TO
THE APPROVAL OF THE SUPERVISORY BOARD, FOR AN
ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL AT THE TIME
OF THE AUTHORIZATION, WHICH 5% CAN ONLY BE USED IN
CONNECTION WITH OR ON THE OCCASION OF MERGERS AND/OR
ACQUISITIONS
PROPOSAL #16.D: AUTHORIZE THE BOARD OF MANAGEMENT FOR ISSUER YES FOR FOR
A PERIOD OF 18 MONTHS FROM 03 APR 2008,TO ISSUE SHARES
OR RIGHTS TO SUBSCRIBE FOR SHARES IN THE CAPITAL OF
THE COMPANY WITHIN THE LIMITS IN THE ARTICLES OF
ASSOCIATION OF THE COMPANY, AS WELL AS TO RESTRICT OR
EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS, TO RESTRICT OR EXCLUDE THE PRE-EMPTION
RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH THE
ISSUE OF SHARES OR RIGHTS TO SUBSCRIBE FOR SHARES ;AS
SPECIFIED SUBJECT TO APPROVAL OF THE SUPERVISORY BOARD
PROPOSAL #17.: AUTHORIZE THE BOARD OF MANAGEMENT FOR A ISSUER YES FOR FOR
PERIOD OF 18 MONTHS FROM 03 APR 2008,TO ACQUIRE -
SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD -
SUCH A NUMBER OF ORDINARY SHARES IN THE COMPANY'S
CAPITAL AS PERMITTED WITHIN THE LIMITS OF THE LAW AND
THE ARTICLES OF ASSOCIATION OF THE COMPANY, TAKING
INTO ACCOUNT THE POSSIBILITY TO CANCEL THE RE-
PURCHASED SHARES, FOR VALUABLE CONSIDERATION, ON
EURONEXT AMSTERDAM N.V. OR THE NASDAQ STOCK MARKET LLC
?NASDAQ? OR OTHERWISE, AT A PRICE BETWEEN, ON THE 1
HAND, AN AMOUNT EQUAL TO THE NOMINAL VALUE OF THE
SHARES AND, ON THE OTHER HAND, AN AMOUNT EQUAL TO 110%
OF THE MARKET PRICE OF THESE SHARES ON EURONEXT
AMSTERDAM N.V. OR THE NASDAQ; THE MARKET PRICE BEING
THE AVERAGE OF THE HIGHEST PRICE ON EACH OF THE FIVE
DAYS OF TRADING PRIOR TO THE DATE OF ACQUISITION, AS
SPECIFIED IN THE OFFICIAL PRICE LIST OF EURONEXT
AMSTERDAM N.V. OR AS REPORTED ON THE NASDAQ
PROPOSAL #18.: APPROVE TO CANCEL ORDINARY SHARES IN ISSUER YES FOR FOR
THE SHARE CAPITAL OF THE COMPANY REPURCHASED OR TO BE
REPURCHASED BY THE COMPANY; THE NUMBER OF ORDINARY
SHARES THAT WILL BE CANCELLED SHALL BE DETERMINED BY
THE BOARD OF MANAGEMENT, BUT SHALL NOT EXCEED 10% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AS OF 03 APR
2008
PROPOSAL #19.: APPROVE TO CANCEL ADDITIONAL ORDINARY ISSUER YES FOR FOR
SHARES IN THE SHARE CAPITAL OF THE COMPANY TO BE
REPURCHASED BY THE COMPANY FOLLOWING THE CANCELLATION
OF THE ORDINARY SHARES UNDER ITEM 18; THE NUMBER OF
ORDINARY SHARES THAT WILL BE CANCELLED SHALL BE
DETERMINED BY THE BOARD OF MANAGEMENT, BUT SHALL NOT
EXCEED 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY
AS OF 03 APR 2008, REDUCED WITH THE NUMBER OF ORDINARY
SHARES CANCELLED PURSUANT TO ITEM 18
PROPOSAL #20.: ANY OTHER BUSINESS ISSUER NO N/A N/A
PROPOSAL #21.: CLOSING ISSUER NO N/A N/A
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ISSUER: ASML HOLDINGS N.V.
TICKER: ASML CUSIP: N07059186
MEETING DATE: 4/3/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #03: DISCUSSION OF THE ANNUAL REPORT 2007 AND ISSUER YES FOR FOR
ADOPTION OF THE FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ( FY ) 2007, AS PREPARED IN ACCORDANCE
WITH DUTCH LAW.
PROPOSAL #05: DISCHARGE OF THE MEMBERS OF THE BOM FROM ISSUER YES FOR FOR
LIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2007.
PROPOSAL #06: DISCHARGE OF THE MEMBERS OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD ( SB ) FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FY 2007.
PROPOSAL #07: PREPARATION OF REGULATED INFORMATION IN ISSUER YES FOR FOR
THE ENGLISH LANGUAGE.
PROPOSAL #09: PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.25 ISSUER YES FOR FOR
PER ORDINARY SHARE OF EUR 0.09.
PROPOSAL #10: ADOPTION OF THE UPDATED REMUNERATION ISSUER YES FOR FOR
POLICY (VERSION 2008) FOR THE BOM.
PROPOSAL #11: APPROVAL OF THE PERFORMANCE STOCK ISSUER YES FOR FOR
ARRANGEMENT, INCLUDING THE NUMBER OF SHARES, FOR THE
BOM.
PROPOSAL #12A: APPROVAL OF THE NUMBER OF PERFORMANCE ISSUER YES FOR FOR
STOCK OPTIONS AVAILABLE FOR THE BOM AND AUTHORIZATION
OF THE BOM TO ISSUE THE PERFORMANCE STOCK OPTIONS.
PROPOSAL #12B: APPROVAL OF THE NUMBER OF STOCK ISSUER YES FOR FOR
OPTIONS, RESPECTIVELY SHARES, AVAILABLE FOR ASML
EMPLOYEES, AND AUTHORIZATION OF THE BOM TO ISSUE THE
STOCK OPTIONS OR STOCK.
PROPOSAL #14A: NOMINATION FOR REAPPOINTMENT OF MR. ISSUER YES FOR FOR
A.P.M. VAN DER POEL AS MEMBER OF THE SB EFFECTIVE
APRIL 3, 2008.
PROPOSAL #14B: NOMINATION FOR REAPPOINTMENT OF MR. ISSUER YES FOR FOR
F.W. FROHLICH AS MEMBER OF THE SB EFFECTIVE APRIL 3,
2008.
PROPOSAL #16A: PROPOSAL TO AUTHORIZE THE BOM FOR A ISSUER YES FOR FOR
PERIOD OF 18 MONTHS FROM APRIL 3, 2008, TO ISSUE
(RIGHTS TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF THE
COMPANY, LIMITED TO 5% OF THE ISSUED SHARE CAPITAL AT
THE TIME OF THE AUTHORIZATION.
PROPOSAL #16B: PROPOSAL TO AUTHORIZE THE BOM FOR A ISSUER YES FOR FOR
PERIOD OF 18 MONTHS FROM APRIL 3, 2008 TO RESTRICT OR
EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS IN CONNECTION WITH ITEM 16A.
PROPOSAL #16C: PROPOSAL TO AUTHORIZE THE BOM FOR A ISSUER YES FOR FOR
PERIOD OF 18 MONTHS FROM APRIL 3, 2008, TO ISSUE
(RIGHTS TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF THE
COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED SHARE
CAPITAL AT THE TIME OF THE AUTHORIZATION, WHICH 5% CAN
ONLY BE USED IN CONNECTION WITH OR ON THE OCCASION OF
MERGERS AND/OR ACQUISITIONS.
PROPOSAL #16D: PROPOSAL TO AUTHORIZE THE BOM FOR A ISSUER YES FOR FOR
PERIOD OF 18 MONTHS FROM APRIL 3, 2008, TO RESTRICT OR
EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS IN CONNECTION WITH ITEM 16C.
PROPOSAL #17: PROPOSAL TO AUTHORIZE THE BOM FOR A ISSUER YES FOR FOR
PERIOD OF 18 MONTHS FROM APRIL 3, 2008 TO ACQUIRE
ORDINARY SHARES IN THE COMPANY'S SHARE CAPITAL.
PROPOSAL #18: CANCELLATION OF ORDINARY SHARES. ISSUER YES FOR FOR
PROPOSAL #19: CANCELLATION OF ADDITIONAL ORDINARY ISSUER YES FOR FOR
SHARES.
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ISSUER: ASTRAZENECA PLC
TICKER: AZN CUSIP: 046353108
MEETING DATE: 4/24/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RECEIVE THE COMPANY'S ACCOUNTS AND ISSUER YES FOR FOR
THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2007
PROPOSAL #02: TO CONFIRM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #03: TO RE-APPOINT KPMG AUDIT PLC, LONDON AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #04: TO AUTHORISE THE DIRECTORS TO AGREE THE ISSUER YES FOR FOR
REMUNERATION OF THE AUDITOR
ELECTION OF DIRECTOR: LOUIS SCHWEITZER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HAKAN MOGREN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID BRENNAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIMON LOWTH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN PATTERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BO ANGELIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN BUCHANAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANE HENNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHELE HOOPER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAME NANCY ROTHWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN VARLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARCUS WALLENBERG ISSUER YES FOR FOR
PROPOSAL #06: TO APPROVE THE DIRECTORS REMUNERATION ISSUER YES FOR FOR
REPORT FOR THE YEAR ENDED 31 DECEMBER 2007
PROPOSAL #07: TO AUTHORISE LIMITED POLITICAL DONATIONS ISSUER YES FOR FOR
PROPOSAL #08: TO AMEND ARTICLES OF ASSOCIATION - ISSUER YES FOR FOR
DIRECTORS FEES
PROPOSAL #09: TO AUTHORISE THE DIRECTORS TO ALLOT ISSUER YES FOR FOR
UNISSUED SHARES
PROPOSAL #10: TO AUTHORISE THE DIRECTORS TO DISAPPLY ISSUER YES FOR FOR
PRE-EMPTION RIGHTS
PROPOSAL #11: TO AUTHORISE THE COMPANY TO PURCHASE ITS ISSUER YES FOR FOR
OWN SHARES
PROPOSAL #12: TO AMEND ARTICLES OF ASSOCIATION - ISSUER YES FOR FOR
CONFLICTS OF INTEREST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AT&T INC.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/25/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: RANDALL L. ISSUER YES FOR FOR
STEPHENSON
PROPOSAL #1B: ELECTION OF DIRECTOR: WILLIAM F. ISSUER YES FOR FOR
ALDINGER III
PROPOSAL #1C: ELECTION OF DIRECTOR: GILBERT F. AMELIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: REUBEN V. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JAMES H. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: AUGUST A. BUSCH III ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: JAMES P. KELLY ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: LYNN M. MARTIN ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JOHN B. MCCOY ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: MARY S. METZ ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: LAURA D ANDREA ISSUER YES FOR FOR
TYSON
PROPOSAL #1N: ELECTION OF DIRECTOR: PATRICIA P. UPTON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
PROPOSAL #03: REPORT ON POLITICAL CONTRIBUTIONS. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #04: PENSION CREDIT POLICY. SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: LEAD INDEPENDENT DIRECTOR BYLAW. SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: SERP POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: ADVISORY VOTE ON COMPENSATION SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AUTODESK, INC.
TICKER: ADSK CUSIP: 052769106
MEETING DATE: 7/6/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CAROL A. BARTZ ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECTION OF DIRECTOR: CARL BASS ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MARK A. BERTELSEN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: CRAWFORD W. ISSUER YES FOR FOR
BEVERIDGE
PROPOSAL #1E: ELECTION OF DIRECTOR: J. HALLAM DAWSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: MICHAEL J. FISTER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: PER-KRISTIAN ISSUER YES FOR FOR
HALVORSEN
PROPOSAL #1H: ELECTION OF DIRECTOR: LARRY W. WANGBERG ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS AUTODESK'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2008.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AUTODESK, INC.
TICKER: ADSK CUSIP: 052769106
MEETING DATE: 11/6/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: PROPOSAL TO APPROVE THE ADOPTION OF THE ISSUER YES FOR FOR
AUTODESK 2008 EMPLOYEE STOCK PLAN AND THE RESERVATION
OF 16,500,000 SHARES OF AUTODESK COMMON STOCK, PLUS A
NUMBER OF ADDITIONAL SHARES EQUAL TO THAT NUMBER OF
SHARES CANCELLED ON EXPIRATION OF THE 2006 EMPLOYEE
STOCK PLAN (NOT TO EXCEED 1,000,000 SHARES), FOR
ISSUANCE THEREUNDER.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AUTODESK, INC.
TICKER: ADSK CUSIP: 052769106
MEETING DATE: 6/12/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: CARL BASS ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MARK A. BERTELSEN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: CRAWFORD W. ISSUER YES FOR FOR
BEVERIDGE
PROPOSAL #1E: ELECTION OF DIRECTOR: J. HALLAM DAWSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: PER-KRISTIAN ISSUER YES FOR FOR
HALVORSEN
PROPOSAL #1G: ELECTION OF DIRECTOR: SEAN M. MALONEY ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: ELIZABETH A. NELSON ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: CHARLES J. ROBEL ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS AUTODESK'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2009.
PROPOSAL #03: PROPOSAL TO APPROVE AMENDMENTS TO THE ISSUER YES FOR FOR
2000 DIRECTORS OPTION PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AUTOMATIC DATA PROCESSING, INC.
TICKER: ADP CUSIP: 053015103
MEETING DATE: 11/13/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LESLIE A. BRUN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY C. BUTLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEON G. COOPERMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERIC C. FAST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. GLENN HUBBARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN P. JONES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERIC V. MALEK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GREGORY L. SUMME ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY TAUB ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF DELOITTE & TOUCHE LLP ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVERY DENNISON CORPORATION
TICKER: AVY CUSIP: 053611109
MEETING DATE: 4/24/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: PETER K. BARKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD M. FERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KEN C. HICKS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENT KRESA ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR,
WHICH ENDS ON DECEMBER 27, 2008
PROPOSAL #03: APPROVAL OF THE AMENDED AND RESTATED ISSUER YES FOR FOR
EMPLOYEE STOCK OPTION AND INCENTIVE PLAN
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BANK OF AMERICA CORPORATION
TICKER: BAC CUSIP: 060505104
MEETING DATE: 4/23/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: WILLIAM BARNET, III ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: FRANK P. BRAMBLE, ISSUER YES FOR FOR
SR.
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN T. COLLINS ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: GARY L. COUNTRYMAN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: TOMMY R. FRANKS ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: KENNETH D. LEWIS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: WALTER E. MASSEY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: PATRICIA E. ISSUER YES FOR FOR
MITCHELL
PROPOSAL #1L: ELECTION OF DIRECTOR: THOMAS M. RYAN ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: O. TEMPLE SLOAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1N: ELECTION OF DIRECTOR: MEREDITH R. ISSUER YES FOR FOR
SPANGLER
PROPOSAL #1O: ELECTION OF DIRECTOR: ROBERT L. TILLMAN ISSUER YES FOR FOR
PROPOSAL #1P: ELECTION OF DIRECTOR: JACKIE M. WARD ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008
PROPOSAL #03: STOCKHOLDER PROPOSAL - STOCK OPTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL - ADVISORY VOTE ON SHAREHOLDER YES AGAINST FOR
EXEC COMP
PROPOSAL #05: STOCKHOLDER PROPOSAL - DETERMINATION OF SHAREHOLDER YES AGAINST FOR
CEO COMP
PROPOSAL #06: STOCKHOLDER PROPOSAL - CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: STOCKHOLDER PROPOSAL - INDEPENDENT BOARD SHAREHOLDER YES AGAINST FOR
CHAIRMAN
PROPOSAL #08: STOCKHOLDER PROPOSAL - SPECIAL SHAREHOLDER YES AGAINST FOR
SHAREHOLDER MEETINGS
PROPOSAL #09: STOCKHOLDER PROPOSAL - EQUATOR PRINCIPLES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #10: STOCKHOLDER PROPOSAL - HUMAN RIGHTS SHAREHOLDER YES ABSTAIN AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRISTOL-MYERS SQUIBB COMPANY
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/6/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: L.B. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: J.M. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: L.J. FREEH ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: M. GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: L. JOHANSSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: A.J. LACY ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: V.L. SATO, PH.D. ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: T.D. WEST, JR. ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
PROPOSAL #03: EXECUTIVE COMPENSATION DISCLOSURE SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CANADIAN NATIONAL RAILWAY COMPANY
TICKER: CNI CUSIP: 136375102
MEETING DATE: 4/22/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MICHAEL R. ARMELLINO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. CHARLES BAILLIE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUGH J. BOLTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.V. RAYMOND CYR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: AMB. GORDON D. GIFFIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES K. GRAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. HUNTER HARRISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDITH E. HOLIDAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V.M. KEMPSTON DARKES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT H. LEE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENIS LOSIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HON. EDWARD C. LUMLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID G.A. MCLEAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT PACE ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: SHAREHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CANON INC.
TICKER: N/A CUSIP: N/A
MEETING DATE: 3/28/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPROPRIATION OF PROFITS ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.8: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.9: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.10: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.11: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.12: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.13: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.14: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.15: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.16: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.17: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.18: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.19: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.20: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.21: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.22: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.23: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.24: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.25: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT A CORPORATE AUDITOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: APPOINT A CORPORATE AUDITOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROVISION OF RETIREMENT ALLOWANCE ISSUER YES FOR FOR
FOR DIRECTORS AND CORPORATEAUDITORS
PROPOSAL #5: APPROVE PAYMENT OF BONUSES TO DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ALLOW BOARD TO AUTHORIZE USE OF STOCK ISSUER YES FOR FOR
OPTIONS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAPITAL ONE FINANCIAL CORPORATION
TICKER: COF CUSIP: 14040H105
MEETING DATE: 4/24/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ANN FRITZ HACKETT ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: PIERRE E. LEROY ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF THE CORPORATION FOR 2008.
PROPOSAL #03: APPROVAL AND ADOPTION OF CAPITAL ONE'S ISSUER YES FOR FOR
AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN.
PROPOSAL #04: STOCKHOLDER PROPOSAL: STOCKHOLDER SHAREHOLDER YES AGAINST FOR
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHEVRON CORPORATION
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/28/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: S.H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: L.F. DEILY ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: R.E. DENHAM ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: R.J. EATON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: S. GINN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: F.G. JENIFER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: J.L. JONES ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: S. NUNN ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: D.J. O REILLY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: D.B. RICE ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: P.J. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: K.W. SHARER ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: C.R. SHOEMATE ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: R.D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1O: ELECTION OF DIRECTOR: C. WARE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
PROPOSAL #03: PROPOSAL TO AMEND CHEVRON'S RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK
PROPOSAL #04: ADOPT POLICY TO SEPARATE THE SHAREHOLDER YES AGAINST FOR
CEO/CHAIRMAN POSITIONS
PROPOSAL #05: ADOPT POLICY AND REPORT ON HUMAN RIGHTS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: REPORT ON ENVIRONMENTAL IMPACT OF SHAREHOLDER YES ABSTAIN AGAINST
CANADIAN OIL SANDS OPERATIONS
PROPOSAL #07: ADOPT GOALS AND REPORT ON GREENHOUSE GAS SHAREHOLDER YES ABSTAIN AGAINST
EMISSIONS
PROPOSAL #08: REVIEW AND REPORT ON GUIDELINES FOR SHAREHOLDER YES ABSTAIN AGAINST
COUNTRY SELECTION
PROPOSAL #09: REPORT ON HOST COUNTRY LAWS SHAREHOLDER YES ABSTAIN AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CITIGROUP INC.
TICKER: C CUSIP: 172967101
MEETING DATE: 4/22/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: C. MICHAEL ISSUER YES FOR FOR
ARMSTRONG
PROPOSAL #1B: ELECTION OF DIRECTOR: ALAIN J.P. BELDA ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: SIR WINFRIED ISSUER YES FOR FOR
BISCHOFF
PROPOSAL #1D: ELECTION OF DIRECTOR: KENNETH T. DERR ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JOHN M. DEUTCH ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: ROBERTO HERNANDEZ ISSUER YES FOR FOR
RAMIREZ
PROPOSAL #1G: ELECTION OF DIRECTOR: ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: ANNE MULCAHY ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: VIKRAM PANDIT ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: RICHARD D. PARSONS ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: ROBERT E. RUBIN ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: FRANKLIN A. THOMAS ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS CITIGROUP'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
PROPOSAL #03: STOCKHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
PROPOSAL #04: STOCKHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON POLITICAL CONTRIBUTIONS.
PROPOSAL #05: STOCKHOLDER PROPOSAL REQUESTING THAT SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION BE LIMITED TO 100 TIMES THE
AVERAGE COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
PROPOSAL #06: STOCKHOLDER PROPOSAL REQUESTING THAT TWO SHAREHOLDER YES AGAINST FOR
CANDIDATES BE NOMINATED FOR EACH BOARD POSITION.
PROPOSAL #07: STOCKHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON THE EQUATOR PRINCIPLES.
PROPOSAL #08: STOCKHOLDER PROPOSAL REQUESTING THE SHAREHOLDER YES AGAINST FOR
ADOPTION OF CERTAIN EMPLOYMENT PRINCIPLES FOR
EXECUTIVE OFFICERS.
PROPOSAL #09: STOCKHOLDER PROPOSAL REQUESTING THAT SHAREHOLDER YES ABSTAIN AGAINST
CITI AMEND ITS GHG EMISSIONS POLICIES.
PROPOSAL #10: STOCKHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON HOW INVESTMENT POLICIES ADDRESS OR COULD ADDRESS
HUMAN RIGHTS ISSUES.
PROPOSAL #11: STOCKHOLDER PROPOSAL REQUESTING AN SHAREHOLDER YES AGAINST FOR
INDEPENDENT BOARD CHAIRMAN.
PROPOSAL #12: STOCKHOLDER PROPOSAL REQUESTING AN SHAREHOLDER YES AGAINST FOR
ADVISORY VOTE TO RATIFY EXECUTIVE COMPENSATION.
PROPOSAL #CV: PLEASE INDICATE IF YOU WOULD LIKE TO ISSUER YES ABSTAIN N/A
KEEP YOUR VOTE CONFIDENTIAL UNDER THE CURRENT POLICY.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COLGATE-PALMOLIVE COMPANY
TICKER: CL CUSIP: 194162103
MEETING DATE: 5/8/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JILL K. CONWAY ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: IAN M. COOK ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: DAVID W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: RICHARD J. KOGAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DELANO E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: REUBEN MARK ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: J. PEDRO REINHARD ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #02: RATIFY SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: AMEND RESTATED CERTIFICATE OF ISSUER YES AGAINST AGAINST
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMCAST CORPORATION
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 5/14/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: S. DECKER ANSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH J. BACON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHELDON M. BONOVITZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD D. BREEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JULIAN A. BRODSKY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH J. COLLINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. MICHAEL COOK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERALD L. HASSELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY A. HONICKMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN L. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH J. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. JUDITH RODIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL I. SOVERN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF OUR 2002 RESTRICTED STOCK ISSUER YES FOR FOR
PLAN, AS AMENDED AND RESTATED
PROPOSAL #04: APPROVAL OF OUR 2003 STOCK OPTION PLAN, ISSUER YES FOR FOR
AS AMENDED AND RESTATED
PROPOSAL #05: ADOPT A RECAPITALIZATION PLAN SHAREHOLDER YES FOR AGAINST
PROPOSAL #06: IDENTIFY ALL EXECUTIVE OFFICERS WHO EARN SHAREHOLDER YES AGAINST FOR
IN EXCESS OF $500,000
PROPOSAL #07: NOMINATE TWO DIRECTORS FOR EVERY OPEN SHAREHOLDER YES AGAINST FOR
DIRECTORSHIP
PROPOSAL #08: REQUIRE A PAY DIFFERENTIAL REPORT SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: PROVIDE CUMULATIVE VOTING FOR CLASS A SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS IN THE ELECTION OF DIRECTORS
PROPOSAL #10: ADOPT PRINCIPLES FOR COMPREHENSIVE SHAREHOLDER YES ABSTAIN AGAINST
HEALTH CARE REFORM
PROPOSAL #11: ADOPT AN ANNUAL VOTE ON EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMPANHIA VALE DO RIO DOCE
TICKER: RIOPR CUSIP: 204412209
MEETING DATE: 8/30/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: PROPOSAL TO AMEND THE COMPANY'S BY-LAWS. ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL FOR A FORWARD STOCK SPLIT, ISSUER YES FOR FOR
PURSUANT TO WHICH EACH AND EVERY CURRENT SHARE ISSUED
BY THE COMPANY, BOTH COMMON AND PREFERRED, SHALL
BECOME TWO SHARES OF THE SAME TYPE AND CLASS, AS THE
CASE MAY BE, AND THE CORRESPONDING ADJUSTMENT OF
ARTICLE 5 AND ARTICLE 6 OF THE COMPANY'S BY-LAWS.
PROPOSAL #03: CONSOLIDATION OF THE AMENDMENTS TO THE ISSUER YES FOR FOR
COMPANY'S BY-LAWS, MENTIONED ABOVE IN ITEMS I AND II
HEREIN, IF SUCH PROPOSED MODIFICATIONS ARE APPROVED.
PROPOSAL #04: RATIFICATION OF CVRD'S ACQUISITION OF ISSUER YES FOR FOR
THE CONTROLLING SHARE OF AMCI HOLDINGS AUSTRALIA, AS
REQUIRED BY ARTICLE 256 SECTION 1 OF THE BRAZILIAN
CORPORATE LAW.
PROPOSAL #05: REPLACEMENT OF A BOARD MEMBER. ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMPANHIA VALE DO RIO DOCE
TICKER: RIO CUSIP: 204412209
MEETING DATE: 4/29/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O1A: APPRECIATION OF THE MANAGEMENTS REPORT ISSUER YES FOR FOR
AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007
PROPOSAL #O1B: PROPOSAL FOR THE DESTINATION OF PROFITS ISSUER YES AGAINST AGAINST
OF THE SAID FISCAL YEAR AND APPROVAL OF THE
INVESTMENT BUDGET FOR THE COMPANY
PROPOSAL #O1C: APPOINTMENT OF THE MEMBERS OF THE ISSUER YES FOR FOR
FISCAL COUNCIL
PROPOSAL #O1D: ESTABLISHMENT OF THE REMUNERATION OF ISSUER YES FOR FOR
THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS
PROPOSAL #E2A: THE APPROVAL FOR THE PROTOCOL AND ISSUER YES FOR FOR
JUSTIFICATION OF MERGER OF FERRO GUSA CARAJAS S.A., A
WHOLLY OWNED SUBSIDIARY OF THE COMPANY, PURSUANT TO
ARTICLES 224 AND 225 OF THE BRAZILIAN CORPORATE LAW
PROPOSAL #E2B: TO RATIFY THE APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
TOUCHE TOHMATSU AUDITORES INDEPENDENTES, THE EXPERTS
HIRED TO APPRAISE THE VALUE OF THE COMPANY TO BE MERGED
PROPOSAL #E2C: TO DECIDE ON THE APPRAISAL REPORT, ISSUER YES FOR FOR
PREPARED BY THE EXPERT APPRAISERS
PROPOSAL #E2D: THE APPROVAL FOR THE MERGER OF FERRO ISSUER YES FOR FOR
GUSA CARAJAS S.A., WITHOUT A CAPITAL INCREASE OR THE
ISSUANCE OF NEW SHARES BY THE COMPANY
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONOCOPHILLIPS
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/14/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: HAROLD W. MCGRAW ISSUER YES FOR FOR
III
PROPOSAL #1B: ELECTION OF DIRECTOR: JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: BOBBY S. SHACKOULS ISSUER YES FOR FOR
PROPOSAL #02: TO AMEND AMENDED AND RESTATED BY-LAWS ISSUER YES FOR FOR
AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE
FOR THE ANNUAL ELECTION OF DIRECTORS
PROPOSAL #03: TO RATIFY APPOINTMENT OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS CONOCOPHILLIPS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008
PROPOSAL #04: QUALIFICATIONS FOR DIRECTOR NOMINEES SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: REPORT ON RECOGNITION OF INDIGENOUS SHAREHOLDER YES ABSTAIN AGAINST
RIGHTS
PROPOSAL #06: ADVISORY VOTE ON EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #08: GREENHOUSE GAS REDUCTION SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #09: COMMUNITY ACCOUNTABILITY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #10: DRILLING IN SENSITIVE/PROTECTED AREAS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #11: ENVIRONMENTAL IMPACT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #12: GLOBAL WARMING SHAREHOLDER YES ABSTAIN AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COVIDIEN LTD
TICKER: COV CUSIP: G2552X108
MEETING DATE: 3/18/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ROBERT H. BRUST ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN M. CONNORS, ISSUER YES FOR FOR
JR.
PROPOSAL #1D: ELECTION OF DIRECTOR: CHRISTOPHER J. ISSUER YES FOR FOR
COUGHLIN
PROPOSAL #1E: ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: KATHY J. HERBERT ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: RANDALL J. HOGAN, ISSUER YES FOR FOR
III
PROPOSAL #1H: ELECTION OF DIRECTOR: RICHARD J. MEELIA ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: TADATAKA YAMADA ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JOSEPH A. ISSUER YES FOR FOR
ZACCAGNINO
PROPOSAL #02: APPOINTMENT OF INDEPENDENT AUDITORS AND ISSUER YES FOR FOR
AUTHORIZATION OF THE AUDIT COMMITTEE TO SET THE
AUDITORS REMUNERATION
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEERE & COMPANY
TICKER: DE CUSIP: 244199105
MEETING DATE: 11/14/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: AMENDMENT OF THE COMPANY'S RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION INCREASING THE NUMBER OF
AUTHORIZED SHARES OF STOCK TO EFFECT A TWO-FOR-ONE
STOCK SPLIT IN THE FORM OF A DIVIDEND OF THE COMPANY'S
COMMON STOCK.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEERE & COMPANY
TICKER: DE CUSIP: 244199105
MEETING DATE: 2/27/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: T. KEVIN DUNNIGAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: CHARLES O. ISSUER YES FOR FOR
HOLLIDAY, JR.
PROPOSAL #1C: ELECTION OF DIRECTOR: DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JOACHIM MILBERG ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #02: RE-APPROVAL OF THE JOHN DEERE MID-TERM ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DOMINION RESOURCES, INC.
TICKER: D CUSIP: 25746U109
MEETING DATE: 5/9/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: PETER W. BROWN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: GEORGE A. ISSUER YES FOR FOR
DAVIDSON, JR.
PROPOSAL #1C: ELECTION OF DIRECTOR: THOMAS F. FARRELL, ISSUER YES FOR FOR
II
PROPOSAL #1D: ELECTION OF DIRECTOR: JOHN W. HARRIS ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT S. JEPSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1F: ELECTION OF DIRECTOR: MARK J. KINGTON ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: BENJAMIN J. ISSUER YES FOR FOR
LAMBERT, III
PROPOSAL #1H: ELECTION OF DIRECTOR: MARGARET A. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: FRANK S. ROYAL ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: DAVID A. WOLLARD ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS FOR 2008.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E. I. DU PONT DE NEMOURS AND COMPANY
TICKER: DD CUSIP: 263534109
MEETING DATE: 4/30/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RICHARD H. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT A. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BERTRAND P. COLLOMB ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CURTIS J. CRAWFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALEXANDER M. CUTLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN T. DILLON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARILLYN A. HEWSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOIS D. JULIBER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SEAN O'KEEFE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM K. REILLY ISSUER YES FOR FOR
PROPOSAL #02: ON RATIFICATION OF INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: ON PLANT CLOSURE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #04: ON SEPARATION OF POSITIONS OF CHAIRMAN SHAREHOLDER YES AGAINST FOR
AND CEO
PROPOSAL #05: ON GLOBAL WARMING REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: ON AMENDMENT TO HUMAN RIGHTS POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: ON SHAREHOLDER SAY ON EXECUTIVE PAY SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ELI LILLY AND COMPANY
TICKER: LLY CUSIP: 532457108
MEETING DATE: 4/21/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: M.L. ESKEW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.G. GILMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.N. HORN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT BY THE ISSUER YES FOR FOR
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2008
PROPOSAL #03: APPROVE AMENDMENTS TO THE ARTICLES OF ISSUER YES FOR FOR
INCORPORATION TO PROVIDE FOR THE DECLASSIFICATION OF
THE BOARD
PROPOSAL #04: APPROVE AMENDMENTS TO THE ARTICLES OF ISSUER YES FOR FOR
INCORPORATION TO PROVIDE FOR ELECTION OF DIRECTORS BY
MAJORITY VOTE
PROPOSAL #05: AMENDING THE COMPANY'S STOCK PLANS ISSUER YES FOR FOR
PROPOSAL #06: PROPOSAL BY SHAREHOLDERS ON SHAREHOLDER YES ABSTAIN AGAINST
INTERNATIONAL OUTSOURCING OF ANIMAL RESEARCH
PROPOSAL #07: PROPOSAL BY SHAREHOLDERS ON ALLOWING SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO AMEND THE COMPANY'S BYLAWS
PROPOSAL #08: PROPOSAL BY SHAREHOLDERS ON ADOPTING A SHAREHOLDER YES FOR AGAINST
SIMPLE MAJORITY VOTE STANDARD
PROPOSAL #09: PROPOSAL BY SHAREHOLDERS ON REPORTING SHAREHOLDER YES ABSTAIN AGAINST
COMPANY'S POLITICAL CONTRIBUTIONS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMERSON ELECTRIC CO.
TICKER: EMR CUSIP: 291011104
MEETING DATE: 2/5/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: D.N. FARR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.B. HORTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.A. PETERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.W. PRUEHER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF KPMG LLP AS INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENCANA CORPORATION
TICKER: ECA CUSIP: 292505104
MEETING DATE: 4/22/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RALPH S. CUNNINGHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK D. DANIEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IAN W. DELANEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RANDALL K. ERESMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAIRE S. FARLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. GRANDIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRY W. HARRISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DALE A. LUCAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VALERIE A.A. NIELSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID P. O'BRIEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANE L. PEVERETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALLAN P. SAWIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. STANFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WAYNE G. THOMSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAYTON H. WOITAS ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF AUDITORS - ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE
FIXED BY THE BOARD OF DIRECTORS.
PROPOSAL #03: AMENDMENT TO EMPLOYEE STOCK OPTION PLAN ISSUER YES FOR FOR
(AS DESCRIBED ON PAGES 13-15).
PROPOSAL #04: SHAREHOLDER PROPOSAL (AS DESCRIBED ON SHAREHOLDER YES AGAINST FOR
PAGE 15 AND IN APPENDIX C).
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXELON CORPORATION
TICKER: EXC CUSIP: 30161N101
MEETING DATE: 4/29/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: BRUCE DEMARS ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: NELSON A. DIAZ ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: PAUL L. JOSKOW ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #02: THE RATIFICATION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS EXELON'S INDEPENDENT
ACCOUNT FOR 2008.
PROPOSAL #03: A SHAREHOLDER RECOMMENDATION TO PREPARE SHAREHOLDER YES ABSTAIN AGAINST
A REPORT SHOWING THAT EXELON'S ACTIONS TO REDUCE
GLOBAL WARMING HAVE REDUCED MEAN GLOBAL TEMPERATURE
AND AVOIDED DISASTERS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXXON MOBIL CORPORATION
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/28/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: M.J. BOSKIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.R. FAULKNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.W. GEORGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. HOUGHTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.C. KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.C. NELSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.J. PALMISANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.S REINEMUND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.V. SHIPLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.W. TILLERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.E. WHITACRE, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
(PAGE 47)
PROPOSAL #03: SHAREHOLDER PROPOSALS PROHIBITED (PAGE SHAREHOLDER YES AGAINST FOR
49)
PROPOSAL #04: DIRECTOR NOMINEE QUALIFICATIONS (PAGE 49) SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: BOARD CHAIRMAN AND CEO (PAGE 50) SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: SHAREHOLDER RETURN POLICY (PAGE 52) SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: SHAREHOLDER ADVISORY VOTE ON EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION (PAGE 53)
PROPOSAL #08: EXECUTIVE COMPENSATION REPORT (PAGE 55) SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: INCENTIVE PAY RECOUPMENT (PAGE 57) SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: CORPORATE SPONSORSHIPS REPORT (PAGE 58) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #11: POLITICAL CONTRIBUTIONS REPORT (PAGE 60) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #12: AMENDMENT OF EEO POLICY (PAGE 61) SHAREHOLDER YES FOR AGAINST
PROPOSAL #13: COMMUNITY ENVIRONMENTAL IMPACT (PAGE 63) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #14: ANWR DRILLING REPORT (PAGE 65) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #15: GREENHOUSE GAS EMISSIONS GOALS (PAGE 66) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #16: CO2 INFORMATION AT THE PUMP (PAGE 68) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: CLIMATE CHANGE AND TECHNOLOGY REPORT SHAREHOLDER YES ABSTAIN AGAINST
(PAGE 69)
PROPOSAL #18: ENERGY TECHNOLOGY REPORT (PAGE 70) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #19: RENEWABLE ENERGY POLICY (PAGE 71) SHAREHOLDER YES ABSTAIN AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FEDERAL HOME LOAN MORTGAGE CORPORATION
TICKER: FRE CUSIP: 313400301
MEETING DATE: 6/6/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: BARBARA T. ALEXANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEOFFREY T. BOISI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHELLE ENGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT R. GLAUBER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD KARL GOELTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS S. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEROME P. KENNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM M. LEWIS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NICOLAS P. RETSINAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN A. ROSS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD F. SYRON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR 2008.
PROPOSAL #03: APPROVAL OF AMENDED AND RESTATED 2004 ISSUER YES FOR FOR
STOCK COMPENSATION PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FPL GROUP, INC.
TICKER: FPL CUSIP: 302571104
MEETING DATE: 5/23/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: SHERRY S. BARRAT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT M. BEALL, II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. HYATT BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES L. CAMAREN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. BRIAN FERGUSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEWIS HAY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TONI JENNINGS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: OLIVER D. KINGSLEY, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUDY E. SCHUPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL H. THAMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HANSEL E. TOOKES, II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL R. TREGURTHA ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2008.
PROPOSAL #03: APPROVAL OF THE FPL GROUP EXECUTIVE ISSUER YES FOR FOR
ANNUAL INCENTIVE PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL - GLOBAL WARMING SHAREHOLDER YES ABSTAIN AGAINST
REPORT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENERAL ELECTRIC COMPANY
TICKER: GE CUSIP: 369604103
MEETING DATE: 4/23/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ELECTION OF DIRECTOR: JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #A2: ELECTION OF DIRECTOR: SIR WILLIAM M. ISSUER YES FOR FOR
CASTELL
PROPOSAL #A3: ELECTION OF DIRECTOR: ANN M. FUDGE ISSUER YES FOR FOR
PROPOSAL #A4: ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ ISSUER YES FOR FOR
PROPOSAL #A5: ELECTION OF DIRECTOR: SUSAN HOCKFIELD ISSUER YES FOR FOR
PROPOSAL #A6: ELECTION OF DIRECTOR: JEFFREY R. IMMELT ISSUER YES FOR FOR
PROPOSAL #A7: ELECTION OF DIRECTOR: ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #A8: ELECTION OF DIRECTOR: ALAN G. (A.G.) ISSUER YES FOR FOR
LAFLEY
PROPOSAL #A9: ELECTION OF DIRECTOR: ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #A10: ELECTION OF DIRECTOR: RALPH S. LARSEN ISSUER YES FOR FOR
PROPOSAL #A11: ELECTION OF DIRECTOR: ROCHELLE B. ISSUER YES FOR FOR
LAZARUS
PROPOSAL #A12: ELECTION OF DIRECTOR: JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #A13: ELECTION OF DIRECTOR: SAM NUNN ISSUER YES FOR FOR
PROPOSAL #A14: ELECTION OF DIRECTOR: ROGER S. PENSKE ISSUER YES FOR FOR
PROPOSAL #A15: ELECTION OF DIRECTOR: ROBERT J. ISSUER YES FOR FOR
SWIERINGA
PROPOSAL #A16: ELECTION OF DIRECTOR: DOUGLAS A. WARNER ISSUER YES FOR FOR
III
PROPOSAL #B: RATIFICATION OF KPMG ISSUER YES FOR FOR
PROPOSAL #01: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #02: SEPARATE THE ROLES OF CEO AND CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #03: RECOUP UNEARNED MANAGEMENT BONUSES SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: CURB OVER-EXTENDED DIRECTORS SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: REPORT ON CHARITABLE CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: GLOBAL WARMING REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: ADVISORY VOTE ON EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEWLETT-PACKARD COMPANY
TICKER: HPQ CUSIP: 428236103
MEETING DATE: 3/19/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: L.T. BABBIO, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: S.M. BALDAUF ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: R.A. HACKBORN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: J.H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: M.V. HURD ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: J.Z. HYATT ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: J.R. JOYCE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: R.L. RYAN ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: L.S. SALHANY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: G.K. THOMPSON ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2008
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HONDA MOTOR CO., LTD.
TICKER: HMC CUSIP: 438128308
MEETING DATE: 6/24/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: DISTRIBUTION OF DIVIDENDS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SATOSHI AOKI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TAKEO FUKUI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KOICHI KONDO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ATSUYOSHI HYOGO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MIKIO YOSHIMI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TAKANOBU ITO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MASAAKI KATO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: AKIRA TAKANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHIGERU TAKAGI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TETSUO IWAMURA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TATSUHIRO OYAMA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FUMIHIKO IKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SATORU KISHI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENSAKU HOGEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HIROYUKI YOSHINO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHO MINEKAWA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: AKIO HAMADA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MASAYA YAMASHITA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HIROSHI SODA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TAKUJI YAMADA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: YOICHI HOJO ISSUER YES FOR FOR
PROPOSAL #3A: ELECTION OF CORPORATE AUDITOR: FUMIHIKO ISSUER YES FOR FOR
SAITO
PROPOSAL #3B: ELECTION OF CORPORATE AUDITOR: TORU ONDA ISSUER YES FOR FOR
PROPOSAL #04: PAYMENT OF BONUS TO DIRECTORS AND ISSUER YES FOR FOR
CORPORATE AUDITORS FOR THE 84TH FISCAL YEAR
PROPOSAL #05: PAYMENT OF RETIREMENT ALLOWANCE TO ISSUER YES AGAINST AGAINST
RETIRING DIRECTORS AND CORPORATE AUDITORS FOR THEIR
RESPECTIVE SERVICES AND PAYMENT OF RETIREMENT
ALLOWANCE TO DIRECTORS AND CORPORATE AUDITORS IN
RELATION TO THE ABOLITION OF THE SYSTEM OF PAYMENT OF
RETIREMENT ALLOWANCE
PROPOSAL #06: REVISION OF AMOUNTS OF REMUNERATION ISSUER YES FOR FOR
PAYABLE TO DIRECTORS AND CORPORATE AUDITORS
PROPOSAL #07: PARTIAL AMENDMENT TO THE ARTICLES OF ISSUER YES FOR FOR
INCORPORATION
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HONEYWELL INTERNATIONAL INC.
TICKER: HON CUSIP: 438516106
MEETING DATE: 4/28/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: CLIVE R. HOLLICK ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: ERIC K. SHINSEKI ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JOHN R. STAFFORD ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: MICHAEL W. WRIGHT ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF INDEPENDENT ACCOUNTANTS ISSUER YES FOR FOR
PROPOSAL #03: AMENDMENT TO THE RESTATED CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION - RIGHT TO CALL A SPECIAL MEETING OF
SHAREOWNERS
PROPOSAL #04: PAY-FOR-SUPERIOR-PERFORMANCE PRINCIPLE SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ILLINOIS TOOL WORKS INC.
TICKER: ITW CUSIP: 452308109
MEETING DATE: 5/2/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: WILLIAM F. ALDINGER ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MARVIN D. ISSUER YES FOR FOR
BRAILSFORD
PROPOSAL #1C: ELECTION OF DIRECTOR: SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: DON H. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT C. MCCORMACK ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: ROBERT S. MORRISON ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: HAROLD B. SMITH ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DAVID B. SPEER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: PAMELA B. STROBEL ISSUER YES FOR FOR
PROPOSAL #02: REAPPROVAL OF THE PERFORMANCE FACTORS ISSUER YES FOR FOR
AND AWARD LIMIT UNDER THE EXECUTIVE INCENTIVE PLAN.
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS ITW'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR 2008.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ING GROEP N.V.
TICKER: ING CUSIP: 456837103
MEETING DATE: 4/22/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2C: ANNUAL ACCOUNTS FOR 2007. ISSUER YES FOR FOR
PROPOSAL #3B: DIVIDEND FOR 2007. ISSUER YES FOR FOR
PROPOSAL #4B: MAXIMUM NUMBER OF STOCK OPTIONS, ISSUER YES FOR FOR
PERFORMANCE SHARES AND CONDITIONAL SHARES TO BE
GRANTED TO MEMBERS OF THE EXECUTIVE BOARD FOR 2007.
PROPOSAL #7A: DISCHARGE OF THE EXECUTIVE BOARD IN ISSUER YES FOR FOR
RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2007.
PROPOSAL #7B: DISCHARGE OF THE SUPERVISORY BOARD IN ISSUER YES FOR FOR
RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2007.
PROPOSAL #08: APPOINTMENT AUDITOR. ISSUER YES FOR FOR
PROPOSAL #9A: REAPPOINTMENT OF ERIC BOYER DE LA ISSUER YES FOR FOR
GIRODAY TO THE EXECUTIVE BOARD.
PROPOSAL #9B: REAPPOINTMENT OF ELI LEENAARS TO THE ISSUER YES FOR FOR
EXECUTIVE BOARD.
PROPOSAL #10A: REAPPOINTMENT OF ERIC BOURDAIS DE ISSUER YES FOR FOR
CHARBONNIERE TO THE SUPERVISORY BOARD.
PROPOSAL #10B: APPOINTMENT OF MRS. JOAN SPERO TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD.
PROPOSAL #10C: APPOINTMENT OF HARISH MANWANI TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD.
PROPOSAL #10D: APPOINTMENT OF AMAN MEHTA TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD.
PROPOSAL #10E: APPOINTMENT OF JACKSON TAI TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD.
PROPOSAL #11: AMENDMENT OF THE SUPERVISORY BOARD ISSUER YES FOR FOR
REMUNERATION POLICY.
PROPOSAL #12: AUTHORISATION TO ISSUE ORDINARY SHARES ISSUER YES FOR FOR
WITH OR WITHOUT PREFERENTIAL RIGHTS.
PROPOSAL #13: AUTHORISATION TO ACQUIRE ORDINARY SHARES ISSUER YES FOR FOR
OR DEPOSITARY RECEIPTS FOR ORDINARY SHARES IN THE
COMPANY'S OWN CAPITAL.
PROPOSAL #14: CANCELLATION OF ORDINARY SHARES ISSUER YES FOR FOR
(DEPOSITARY RECEIPTS FOR) WHICH ARE HELD BY THE
COMPANY.
PROPOSAL #15B: AUTHORISATION TO ACQUIRE PREFERENCE A ISSUER YES FOR FOR
SHARES OR DEPOSITARY RECEIPTS FOR PREFERENCE A SHARES
IN THE COMPANY'S OWN CAPITAL.
PROPOSAL #15C: CANCELLATION OF PREFERENCE A SHARES ISSUER YES FOR FOR
(DEPOSITARY RECEIPTS FOR) WHICH ARE HELD BY THE
COMPANY.
PROPOSAL #15D: REDEMPTION AND CANCELLATION OF ISSUER YES FOR FOR
PREFERENCE A SHARES (DEPOSITARY RECEIPTS FOR) WHICH
ARE NOT HELD BY THE COMPANY.
PROPOSAL #15E: AMENDMENT OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTEL CORPORATION
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/21/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CRAIG R. BARRETT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: PAUL S. OTELLINI ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: DAVID S. POTTRUCK ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JANE E. SHAW ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF SELECTION OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR.
PROPOSAL #03: STOCKHOLDER PROPOSAL TO AMEND THE BYLAWS SHAREHOLDER YES ABSTAIN AGAINST
TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERNATIONAL BUSINESS MACHINES CORP.
TICKER: IBM CUSIP: 459200101
MEETING DATE: 4/29/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: C. BLACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.R. BRODY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.I. CHENAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.L. ESKEW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.A. JACKSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.A. NOTO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.W. OWENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.J. PALMISANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.E. SPERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. TAUREL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.H. ZAMBRANO ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL ON EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #05: STOCKHOLDER PROPOSAL ON BOARD COMMITTEE SHAREHOLDER YES ABSTAIN AGAINST
ON HUMAN RIGHTS
PROPOSAL #06: STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERNATIONAL PAPER COMPANY
TICKER: IP CUSIP: 460146103
MEETING DATE: 5/12/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: SAMIR G. GIBARA* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN F. TURNER* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALBERTO WEISSER* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. STEVEN WHISLER** ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
PROPOSAL #03: COMPANY PROPOSAL CONCERNING MAJORITY ISSUER YES FOR FOR
VOTING IN NON-CONTESTED DIRECTOR ELECTIONS.
PROPOSAL #04: COMPANY PROPOSAL CONCERNING ANNUAL ISSUER YES FOR FOR
ELECTION OF DIRECTORS.
PROPOSAL #05: COMPANY PROPOSAL TO REMOVE SUPERMAJORITY ISSUER YES FOR FOR
VOTING PROVISIONS (ARTICLE VII).
PROPOSAL #06: COMPANY PROPOSAL TO REMOVE SUPERMAJORITY ISSUER YES FOR FOR
VOTING PROVISIONS (ARTICLE VIII).
PROPOSAL #07: SHAREOWNER PROPOSAL CONCERNING MAJORITY SHAREHOLDER YES AGAINST FOR
VOTING.
PROPOSAL #08: SHAREOWNER PROPOSAL CONCERNING SHAREHOLDER YES ABSTAIN AGAINST
SUSTAINABLE FORESTRY.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMORGAN CHASE & CO.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/20/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: WILLIAM H. GRAY, ISSUER YES FOR FOR
III
PROPOSAL #1H: ELECTION OF DIRECTOR: LABAN P. JACKSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1I: ELECTION OF DIRECTOR: ROBERT I. LIPP ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: DAVID C. NOVAK ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
PROPOSAL #03: APPROVAL OF AMENDMENT TO 2005 LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #04: REAPPROVAL OF KEY EXECUTIVE PERFORMANCE ISSUER YES FOR FOR
PLAN
PROPOSAL #05: GOVERNMENTAL SERVICE REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: POLITICAL CONTRIBUTIONS REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: INDEPENDENT CHAIRMAN OF THE BOARD SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: EXECUTIVE COMPENSATION APPROVAL SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: TWO CANDIDATES PER DIRECTORSHIP SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: HUMAN RIGHTS AND INVESTMENT REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #11: LOBBYING PRIORITIES REPORT SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KEYENCE CORPORATION
TICKER: N/A CUSIP: N/A
MEETING DATE: 6/19/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPROPRIATION OF PROFITS ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: APPOINT A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: APPOINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT A CORPORATE AUDITOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: APPOINT A CORPORATE AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPOINT A SUBSTITUTE CORPORATE AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PAYMENT OF ACCRUED BENEFITS ISSUER YES FOR FOR
ASSOCIATED WITH ABOLITION OF RETIREMENTBENEFIT SYSTEM
FOR CURRENT CORPORATE OFFICERS
PROPOSAL #6: AMEND THE COMPENSATION TO BE RECEIVED BY ISSUER YES FOR FOR
CORPORATE OFFICERS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KIMBERLY-CLARK CORPORATION
TICKER: KMB CUSIP: 494368103
MEETING DATE: 4/17/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOHN R. ALM ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ROBERT W. DECHERD ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: G. CRAIG SULLIVAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF AMENDED AND RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
QUALIFICATIONS FOR DIRECTOR NOMINEES
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING ADOPTION SHAREHOLDER YES ABSTAIN AGAINST
OF GLOBAL HUMAN RIGHTS STANDARDS BASED ON
INTERNATIONAL LABOR CONVENTIONS
PROPOSAL #06: STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER YES AGAINST FOR
SHAREHOLDER MEETINGS
PROPOSAL #07: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING
PROPOSAL #08: STOCKHOLDER PROPOSAL REGARDING AMENDMENT SHAREHOLDER YES ABSTAIN AGAINST
OF BYLAWS TO ESTABLISH A BOARD COMMITTEE ON
SUSTAINABILITY
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KRAFT FOODS INC.
TICKER: KFT CUSIP: 50075N104
MEETING DATE: 5/13/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: AJAY BANGA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAN BENNINK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MYRA M. HART ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOIS D. JULIBER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK D. KETCHUM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN C. POPE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IRENE B. ROSENFELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARY L. SCHAPIRO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBORAH C. WRIGHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK G. ZARB ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LOCKHEED MARTIN CORPORATION
TICKER: LMT CUSIP: 539830109
MEETING DATE: 4/24/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: E.C."PETE"ALDRIDGE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID B. BURRITT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GWENDOLYN S. KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. LOY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH W. RALSTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK SAVAGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. SCHNEIDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANNE STEVENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. STEVENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES R. UKROPINA ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS
PROPOSAL #03: MANAGEMENT PROPOSAL: TO AMEND THE ISSUER YES FOR FOR
CHARTER TO PROVIDE FOR SIMPLE MAJORITY VOTING
PROPOSAL #04: MANAGEMENT PROPOSAL: TO AMEND THE ISSUER YES FOR FOR
CHARTER TO DELETE ARTICLE XIII
PROPOSAL #05: MANAGEMENT PROPOSAL: TO AUTHORIZE SHARES ISSUER YES FOR FOR
AND EXTEND APPROVAL OF PERFORMANCE GOALS FOR THE 2003
INCENTIVE PERFORMANCE AWARD PLAN
PROPOSAL #06: MANAGEMENT PROPOSAL: TO ADOPT THE 2009 ISSUER YES FOR FOR
DIRECTORS EQUITY PLAN
PROPOSAL #07: STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: STOCKHOLDER PROPOSAL BY THE SISTERS OF SHAREHOLDER YES ABSTAIN AGAINST
MERCY OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT
CHARITABLE TRUST AND OTHER GROUPS
PROPOSAL #09: STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MARATHON OIL CORPORATION
TICKER: MRO CUSIP: 565849106
MEETING DATE: 4/30/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CHARLES F. BOLDEN, ISSUER YES FOR FOR
JR.
PROPOSAL #1B: ELECTION OF DIRECTOR: GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: PHILIP LADER ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: CHARLES R. LEE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: SETH E. SCHOFIELD ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR
FOR 2008
PROPOSAL #03: STOCKHOLDER PROPOSAL TO AMEND OUR BY- SHAREHOLDER YES AGAINST FOR
LAWS TO ALLOW STOCKHOLDERS TO CALL SPECIAL MEETINGS
PROPOSAL #04: STOCKHOLDER PROPOSAL TO ADOPT A POLICY SHAREHOLDER YES AGAINST FOR
FOR RATIFICATION OF EXECUTIVE COMPENSATION
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MBIA INC.
TICKER: MBI CUSIP: 55262C100
MEETING DATE: 5/1/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOSEPH W. BROWN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: DAVID A. COULTER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: CLAIRE L. GAUDIANI ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: DANIEL P. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: KEWSONG LEE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: LAURENCE H. MEYER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: JOHN A. ROLLS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: RICHARD C. VAUGHAN ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JEFFERY W. YABUKI ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE RIGHT TO EXERCISE ISSUER YES FOR FOR
CERTAIN WARRANTS ISSUED TO WARBURG PINCUS PRIVATE
EQUITY X, L.P. AND ITS AFFILIATE FOR SHARES OF MBIA
INC. COMMON STOCK
PROPOSAL #03: APPROVAL OF RESTRICTED STOCK AWARDS FOR ISSUER YES FOR FOR
JOSEPH W. BROWN
PROPOSAL #04: APPROVAL OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MCDONALD'S CORPORATION
TICKER: MCD CUSIP: 580135101
MEETING DATE: 5/22/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: RALPH ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: SUSAN E. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: CARY D. MCMILLAN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: SHEILA A. PENROSE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MEDTRONIC, INC.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 8/23/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID L. CALHOUN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES T. LENEHAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: TO AMEND MEDTRONIC'S RESTATED ARTICLES ISSUER YES FOR FOR
OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF
ALL DIRECTORS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MERRILL LYNCH & CO., INC.
TICKER: MER CUSIP: 590188108
MEETING DATE: 4/24/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CAROL T. CHRIST ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ARMANDO M. CODINA ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JUDITH MAYHEW JONAS ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JOHN A. THAIN ISSUER YES FOR FOR
PROPOSAL #02: RATIFY APPOINTMENT OF DELOITTE & TOUCHE ISSUER YES FOR FOR
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: ADOPT CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: PROHIBIT SENIOR EXECUTIVE OFFICER STOCK SHAREHOLDER YES AGAINST FOR
SALES DURING BUYBACK
PROPOSAL #05: ADOPT ADVISORY VOTE ON EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #06: ADOPT RESPONSIBLE EMPLOYMENT PRINCIPLES SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MICROSOFT CORPORATION
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/13/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: WILLIAM H. GATES, ISSUER YES FOR FOR
III
PROPOSAL #1B: ELECTION OF DIRECTOR: STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JAMES I. CASH JR., ISSUER YES FOR FOR
PHD
PROPOSAL #1D: ELECTION OF DIRECTOR: DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: RAYMOND V. ISSUER YES FOR FOR
GILMARTIN
PROPOSAL #1F: ELECTION OF DIRECTOR: REED HASTINGS ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DR. HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JON A. SHIRLEY ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR.
PROPOSAL #03: SHAREHOLDER PROPOSAL - ADOPTION OF SHAREHOLDER YES ABSTAIN AGAINST
POLICIES ON INTERNET CENSORSHIP.
PROPOSAL #04: SHAREHOLDER PROPOSAL - ESTABLISHMENT OF SHAREHOLDER YES ABSTAIN AGAINST
BOARD COMMITTEE ON HUMAN RIGHTS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MORGAN STANLEY
TICKER: MS CUSIP: 617446448
MEETING DATE: 4/8/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ROY J. BOSTOCK ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: HOWARD J. DAVIES ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JOHN J. MACK ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DONALD T. ISSUER YES FOR FOR
NICOLAISEN
PROPOSAL #1G: ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: CHARLES E. ISSUER YES FOR FOR
PHILLIPS, JR.
PROPOSAL #1J: ELECTION OF DIRECTOR: O. GRIFFITH SEXTON ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITOR
PROPOSAL #03: TO AMEND AND RESTATE THE CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION TO ELIMINATE ALL SUPERMAJORITY VOTING
REQUIREMENTS
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION ADVISORY VOTE
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING HUMAN SHAREHOLDER YES ABSTAIN AGAINST
RIGHTS REPORT
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN,
TICKER: N/A CUSIP: N/A
MEETING DATE: 4/17/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.A: SUBMISSION OF THE REPORT OF THE ISSUER NO N/A N/A
SUPERVISORY BOARD AND THE CORPORATE GOVERNANCE REPORT
INCLUDING THE REMUNERATION REPORT FOR THE FINANCIAL
YEAR 2007
PROPOSAL #1.B: SUBMISSION OF THE ADOPTED COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS AND MANAGEMENT REPORT FOR THE
FINANCIAL YEAR 2007, THE APPROVED CONSOLIDATED
FINANCIAL STATEMENTS AND MANAGEMENT REPORT FOR THE
GROUP FOR THE FINANCIAL YEAR 2007, AND THE
EXPLANATORY REPORT ON THE INFORMATION IN ACCORDANCE
WITH SECTIONS 289 PARA. 4 AND 315 PARA. 4 OF THE
GERMAN COMMERCIAL CODE
PROPOSAL #2.: RESOLUTION ON THE APPROPRIATION OF THE ISSUER YES FOR FOR
NET RETAINED PROFI TS FROM THE FINANCIAL YEAR 2007
PROPOSAL #3.: RESOLUTION TO APPROVE THE ACTIONS OF THE ISSUER YES FOR FOR
BOARD OF MANAGEMENT
PROPOSAL #4.: RESOLUTION TO APPROVE THE ACTIONS OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5.: AUTHORISATION TO BUY BACK AND USE OWN ISSUER YES FOR FOR
SHARES
PROPOSAL #6.: AUTHORISATION TO BUY BACK OWN SHARES ISSUER YES FOR FOR
USING DERIVATIVES
PROPOSAL #7.: AMENDMENT TO ARTICLE 15 OF THE ARTICLES ISSUER YES FOR FOR
OF ASSOCIATION (REMUNERATION OF THE SUPERVISORY BOARD)
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NESTLE S.A.
TICKER: NSRGY CUSIP: 641069406
MEETING DATE: 4/10/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF THE 2007 ANNUAL REPORT, OF ISSUER YES FOR FOR
THE ACCOUNTS OF NESTLE S.A. AND OF THE CONSOLIDATED
ACCOUNTS OF THE NESTLE GROUP.
PROPOSAL #02: RELEASE OF THE MEMBERS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND OF THE MANAGEMENT.
PROPOSAL #03: APPROVAL OF THE APPROPRIATION OF PROFITS ISSUER YES FOR FOR
RESULTING FROM THE BALANCE SHEET OF NESTLE S.A.
PROPOSAL #4A1: RE-ELECTION OF MR. ANDREAS KOOPMANN, TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS.
PROPOSAL #4B1: RE-ELECTION OF MR. ROLF HANGGI, TO THE ISSUER YES FOR FOR
BOARD OF DIRECTORS.
PROPOSAL #4A2: ELECTION OF MR. PAUL BULCKE, TO THE ISSUER YES FOR FOR
BOARD OF DIRECTORS.
PROPOSAL #4B2: ELECTION OF MR. BEAT W. HESS, TO THE ISSUER YES FOR FOR
BOARD OF DIRECTORS.
PROPOSAL #4C: RE-ELECTION OF THE AUDITORS KPMG ISSUER YES FOR FOR
KLYNVELD PEAT MARWICK GOERDELER S.A.
PROPOSAL #5A: APPROVAL OF THE CAPITAL REDUCTION. ISSUER YES FOR FOR
PROPOSAL #5B: APPROVAL OF THE SHARE SPLIT. ISSUER YES FOR FOR
PROPOSAL #5C: APPROVAL OF THE AMENDMENT TO ARTICLES 5 ISSUER YES FOR FOR
AND 5 BIS PARA. 1 OF THE ARTICLES OF ASSOCIATION.
PROPOSAL #06: APPROVAL OF THE PROPOSED REVISED ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION, AS SET FORTH IN THE COMPANY'S
INVITATION ENCLOSED HEREWITH.
PROPOSAL #07: MARK THE FOR BOX TO THE RIGHT IF YOU ISSUER YES AGAINST N/A
WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE,
MR. JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE
COMPANY'S INVITATION).
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEWMONT MINING CORPORATION
TICKER: NEM CUSIP: 651639106
MEETING DATE: 4/23/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: G.A. BARTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V.A. CALARCO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.A. CARRABBA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N. DOYLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V.M. HAGEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.S. HAMSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.J. MILLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.T. O'BRIEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.B. PRESCOTT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.C. ROTH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.V. TARANIK ISSUER YES FOR FOR
PROPOSAL #02: RATIFY APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS FOR 2008.
PROPOSAL #03: STOCKHOLDER PROPOSAL TO APPROVE MAJORITY SHAREHOLDER YES AGAINST FOR
VOTING FOR THE ELECTION OF DIRECTORS IN A NON-
CONTESTED ELECTION IF INTRODUCED AT THE MEETING.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
INDEPENDENT BOARD CHAIRMAN IF INTRODUCED AT THE
MEETING.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NIKE, INC.
TICKER: NKE CUSIP: 654106103
MEETING DATE: 9/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JILL K. CONWAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN B. GRAF, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEANNE P. JACKSON ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE EXTENSION OF AND ISSUER YES FOR FOR
AMENDMENTS TO THE NIKE, INC. LONG-TERM INCENTIVE PLAN.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NORTHROP GRUMMAN CORPORATION
TICKER: NOC CUSIP: 666807102
MEETING DATE: 5/21/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: LEWIS W. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: VICTOR H. FAZIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: STEPHEN E. FRANK ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: CHARLES R. LARSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: AULANA L. PETERS ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: KEVIN W. SHARER ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR.
PROPOSAL #03: PROPOSAL TO APPROVE THE PERFORMANCE ISSUER YES FOR FOR
CRITERIA FOR THE 2001 LONG TERM INCENTIVE STOCK PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON FOREIGN MILITARY SALES.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING A VOTE ON SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION.
PROPOSAL #06: SHAREHOLDER PROPOSAL REGARDING TAX GROSS SHAREHOLDER YES AGAINST FOR
UP PAYMENTS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PARKER-HANNIFIN CORPORATION
TICKER: PH CUSIP: 701094104
MEETING DATE: 10/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: LINDA S. HARTY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CANDY M. OBOURN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD E. WASHKEWICZ ISSUER YES FOR FOR
PROPOSAL #02: A MANAGEMENT PROPOSAL TO DECLASSIFY THE ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FY08
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PEPSICO, INC.
TICKER: PEP CUSIP: 713448108
MEETING DATE: 5/7/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: I.M. COOK ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: D. DUBLON ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: V.J. DZAU ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: R.L. HUNT ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: A. IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: A.C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: I.K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: S.P. ROCKEFELLER ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: J.J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: L.G. TROTTER ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: D. VASELLA ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: M.D. WHITE ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS
PROPOSAL #03: SHAREHOLDER PROPOSAL - BEVERAGE SHAREHOLDER YES ABSTAIN AGAINST
CONTAINER RECYCLING REPORT (PROXY STATEMENT P. 43)
PROPOSAL #04: SHAREHOLDER PROPOSAL - GENETICALLY SHAREHOLDER YES ABSTAIN AGAINST
ENGINEERED PRODUCTS REPORT (PROXY STATEMENT P. 45)
PROPOSAL #05: SHAREHOLDER PROPOSAL - RIGHT TO WATER SHAREHOLDER YES ABSTAIN AGAINST
POLICY (PROXY STATEMENT P. 46)
PROPOSAL #06: SHAREHOLDER PROPOSAL - GLOBAL WARMING SHAREHOLDER YES ABSTAIN AGAINST
REPORT (PROXY STATEMENT P. 48)
PROPOSAL #07: SHAREHOLDER PROPOSAL - ADVISORY VOTE ON SHAREHOLDER YES AGAINST FOR
COMPENSATION (PROXY STATEMENT P. 49)
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PETROLEO BRASILEIRO S.A. - PETROBRAS
TICKER: PBR CUSIP: 71654V408
MEETING DATE: 10/29/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: RATIFICATION OF THE SHARE PURCHASE & ISSUER YES FOR FOR
SALE AGREEMENT , DATED AUGUST 03 2007, SIGNED BETWEEN
THE INDIRECT CONTROLLING SHAREHOLDERS OF SUZANO
PETROQUIMICA S.A., AS THE SELLERS, AND PETROBRAS, AS
THE BUYER, TOGETHER WITH THE RESPECTIVE PERTINENT
DOCUMENTS; ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PETROLEO BRASILEIRO S.A. - PETROBRAS
TICKER: PBR CUSIP: 71654V408
MEETING DATE: 3/24/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: APPROVAL OF THE INCORPORATION PROTOCOL ISSUER YES FOR FOR
AND JUSTIFICATION, DATED FEBRUARY 28, 2008, SIGNED BY
PETROBRAS, AS THE SURVIVING COMPANY, AND BY PRAMOA
PARTICIPACOES S.A., AS THE ACQUIRED COMPANY, TOGETHER
WITH THE RESPECTIVE PERTINENT DOCUMENTS, AND WITH
PRAMOA PARTICIPACOES S.A.'S INCORPORATION OPERATION
APPROVAL.
PROPOSAL #1B: APPROVAL OF THE APPOINTMENT OF A ISSUER YES FOR FOR
SPECIALIZED COMPANY TO EVALUATE AND APPROVE THE
RESPECTIVE ASSESSMENT REPORT ELABORATED FOR THE PRAMOA
PARTICIPACOES S.A. INCORPORATION OPERATION, UNDER THE
TERMS OF 1 AND 3 OF ART. 227, LAW NO. 6.404/76.
PROPOSAL #2A: APPROVAL OF THE INCORPORATION PROTOCOL ISSUER YES FOR FOR
AND JUSTIFICATION, DATED FEBRUARY 29, 2008, SIGNED BY
PETROBRAS, AS THE SURVIVING COMPANY, AND BY UPB S.A.,
AS THE ACQUIRED COMPANY, TOGETHER WITH THE RESPECTIVE
PERTINENT DOCUMENTS, AND WITH UPB S.A.'S INCORPORATION
OPERATION APPROVAL.
PROPOSAL #2B: APPROVAL OF THE APPOINTMENT OF A ISSUER YES FOR FOR
SPECIALIZED COMPANY TO EVALUATE AND APPROVE THE
RESPECTIVE ASSESSMENT REPORT ELABORATED FOR THE UPB
S.A. INCORPORATION OPERATION, UNDER THE TERMS OF 1 AND
3 OF ART. 227, LAW NO. 6.404/76.
PROPOSAL #03: SPLIT OF THE SHARES THAT REPRESENT THE ISSUER YES FOR FOR
CAPITAL STOCK.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PETROLEO BRASILEIRO S.A. - PETROBRAS
TICKER: PBR CUSIP: 71654V408
MEETING DATE: 4/4/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O1: MANAGEMENT REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS, TOGETHER WITH THE AUDIT COMMITTEE'S REPORT
FOR THE FISCAL YEAR ENDING ON DECEMBER 31, 2007.
PROPOSAL #O2: 2008 FISCAL YEAR CAPITAL BUDGET. ISSUER YES FOR FOR
PROPOSAL #O3: 2007 FISCAL YEAR RESULT APPROPRIATION. ISSUER YES FOR FOR
PROPOSAL #O4: ELECTION OF THE MEMBERS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS.
PROPOSAL #O5: ELECTION OF THE PRESIDENT OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS.
PROPOSAL #O6: ELECTION OF THE MEMBERS OF THE AUDIT ISSUER YES FOR FOR
COMMITTEE AND THEIR RESPECTIVE SUBSTITUTES.
PROPOSAL #O7: DETERMINATION OF THE MANAGERS WAGES, ISSUER YES FOR FOR
INCLUDING THEIR PROFIT PARTICIPATION, PURSUANT TO
ARTICLES 41 AND 56 OF THE ARTICLES OF INCORPORATION,
AS WELL AS THAT OF THE FULL MEMBERS OF THE AUDIT
COMMITTEE.
PROPOSAL #E1: CAPITAL STOCK INCREASE VIA THE ISSUER YES FOR FOR
INCORPORATION OF PART OF THE CAPITAL RESERVES AND OF
PROFIT RESERVES, FOR A TOTAL OF R$26,323 MILLION,
INCREASING THE CAPITAL STOCK FROM R$52,644 MILLION TO
R$78,967 MILLION, WITHOUT CHANGING THE NUMBER OF
ORDINARY AND PREFERRED SHARES, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PETROLEO BRASILEIRO S.A. - PETROBRAS
TICKER: PBR CUSIP: 71654V408
MEETING DATE: 6/9/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO APPROVE THE DISPOSAL OF THE CONTROL ISSUER YES FOR FOR
OF THE SUBSIDIARY OF PETROBRAS, DAPEAN PARTICIPACOES
S.A., BY MEANS OF THE MERGER INTO THIS COMPANY OF
FASCIATUS PARTICIPACOES S.A., A TRANSACTION INSERTED
IN THE SPHERE OF THE INVESTMENT AGREEMENT ENTERED INTO
AMONG PETROBRAS, PETROBRAS QUIMICA S.A. - PETROQUISA
AND UNIPAR-UNIAO DE INDUSTRIAS PETROQUIMICAS S.A., FOR
THE CREATION OF A PETROCHEMICAL COMPANY, ACCORDING TO
A MATERIAL FACT OF NOVEMBER 30, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PG&E CORPORATION
TICKER: PCG CUSIP: 69331C108
MEETING DATE: 5/14/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: DAVID R. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: C. LEE COX ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: PETER A. DARBEE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: MARYELLEN C. ISSUER YES FOR FOR
HERRINGER
PROPOSAL #1E: ELECTION OF DIRECTOR: RICHARD A. MESERVE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: MARY S. METZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: BARRY LAWSON ISSUER YES FOR FOR
WILLIAMS
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: STATEMENT OF PERSONAL CONTRIBUTION BY CEO SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: SHAREHOLDER SAY ON EXECUTIVE PAY SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: INDEPENDENT LEAD DIRECTOR SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PROGRESS ENERGY, INC.
TICKER: PGN CUSIP: 743263105
MEETING DATE: 5/14/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: J. BOSTIC ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: D. BURNER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: H. DELOACH ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: R. JONES ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: W. JONES ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: E. MCKEE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: J. MULLIN ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: C. PRYOR ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: C. SALADRIGAS ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: T. STONE ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: A. TOLLISON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS PROGRESS ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
PROPOSAL #03: THE PROPOSAL REGARDING EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRUDENTIAL FINANCIAL, INC.
TICKER: PRU CUSIP: 744320102
MEETING DATE: 5/13/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: FREDERIC K. BECKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GORDON M. BETHUNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GASTON CAPERTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GILBERT F. CASELLAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES G. CULLEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. GRAY III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK B. GRIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JON F. HANSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CONSTANCE J. HORNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KARL J. KRAPEK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTINE A. POON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN R. STRANGFELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. UNRUH ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2008.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUALCOMM, INCORPORATED
TICKER: QCOM CUSIP: 747525103
MEETING DATE: 3/11/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: BARBARA T. ALEXANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IRWIN MARK JACOBS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL E. JACOBS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT E. KAHN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHERRY LANSING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DUANE A. NELLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARC I. STERN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRENT SCOWCROFT ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AMENDMENTS TO THE 2006 LONG- ISSUER YES FOR FOR
TERM INCENTIVE PLAN AND AN INCREASE IN THE SHARE
RESERVE BY 115,000,000 SHARES.
PROPOSAL #03: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY'S
FISCAL YEAR ENDING SEPTEMBER 28, 2008.
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ISSUER: RIO TINTO PLC
TICKER: RTP CUSIP: 767204100
MEETING DATE: 9/14/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: THE APPROVAL OF THE ACQUISITION OF ALCAN ISSUER YES FOR FOR
INC AND RELATED MATTERS.
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ISSUER: ROHM AND HAAS COMPANY
TICKER: ROH CUSIP: 775371107
MEETING DATE: 5/5/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTORS: W.J. AVERY ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTORS: R.L. GUPTA ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTORS: D.W. HAAS ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTORS: T.W. HAAS ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTORS: R.L. KEYSER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTORS: R.J. MILLS ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTORS: S.O. MOOSE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTORS: G.S. OMENN ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTORS: G.L. ROGERS ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTORS: R.H. SCHMITZ ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTORS: G.M. WHITESIDES ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTORS: M.C. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS ROHM AND HAAS COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2008.
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ISSUER: ROYAL DUTCH SHELL PLC
TICKER: RDSB CUSIP: 780259206
MEETING DATE: 5/20/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ADOPTION OF ANNUAL REPORT & ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #03: ELECTION OF DR. JOSEF ACKERMANN AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY
PROPOSAL #04: RE-ELECTION OF SIR PETER JOB AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY
PROPOSAL #05: RE-ELECTION OF LAWRENCE RICCIARDI AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY
PROPOSAL #06: RE-ELECTION OF PETER VOSER AS A DIRECTOR ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #07: RE-APPOINTMENT OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #08: REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #09: AUTHORITY TO ALLOT SHARES ISSUER YES FOR FOR
PROPOSAL #10: DISAPPLICATION OF PRE-EMPTION RIGHTS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORITY TO PURCHASE OWN SHARES ISSUER YES FOR FOR
PROPOSAL #12: AUTHORITY FOR CERTAIN DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #13: AMENDMENTS TO LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #14: AMENDMENTS TO RESTRICTED SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #15: ADOPTION OF NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
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ISSUER: SABMILLER PLC
TICKER: SBMRY CUSIP: 78572M105
MEETING DATE: 7/31/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O1: TO RECEIVE AND ADOPT THE FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR THE YEAR ENDED 31 MARCH 2007.
PROPOSAL #O2: TO APPROVE THE DIRECTORS REMUNERATION ISSUER YES FOR FOR
REPORT CONTAINED IN THE ANNUAL REPORT FOR THE YEAR
ENDED 31 MARCH 2007.
PROPOSAL #O3: TO ELECT MR DS DEVITRE AS A DIRECTOR OF ISSUER YES ABSTAIN AGAINST
THE COMPANY.
PROPOSAL #O4: TO RE-ELECT MR JM KAHN AS A DIRECTOR OF ISSUER YES FOR FOR
THE COMPANY.
PROPOSAL #O5: TO RE-ELECT MR PJ MANSER AS A DIRECTOR ISSUER YES FOR FOR
OF THE COMPANY.
PROPOSAL #O6: TO RE-ELECT MR MQ MORLAND AS A DIRECTOR ISSUER YES FOR FOR
OF THE COMPANY.
PROPOSAL #O7: TO RE-ELECT MR MI WYMAN AS A DIRECTOR OF ISSUER YES FOR FOR
THE COMPANY.
PROPOSAL #O8: TO DECLARE A FINAL DIVIDEND OF 36 US ISSUER YES FOR FOR
CENTS PER SHARE.
PROPOSAL #O9: TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AS AUDITORS TO HOLD OFFICE UNTIL THE NEXT ANNUAL
GENERAL MEETING.
PROPOSAL #O10: TO AUTHORISE THE DIRECTORS TO FIX THE ISSUER YES FOR FOR
REMUNERATION OF THE AUDITORS.
PROPOSAL #O11: TO GIVE A GENERAL POWER AND AUTHORITY ISSUER YES FOR FOR
TO THE DIRECTORS UNDER SECTION 80 OF THE COMPANIES ACT
1985.
PROPOSAL #S12: TO GIVE A GENERAL POWER AND AUTHORITY ISSUER YES FOR FOR
TO THE DIRECTORS UNDER SECTION 89 OF THE COMPANIES ACT
1985.
PROPOSAL #S13: TO GIVE GENERAL AUTHORITY TO THE ISSUER YES FOR FOR
DIRECTORS TO MAKE MARKET PURCHASES OF ORDINARY SHARES
OF US$0.10 EACH.
PROPOSAL #S14: TO APPROVE THE CONTINGENT PURCHASE ISSUER YES FOR FOR
CONTRACT.
PROPOSAL #S15: TO APPROVE THE ADOPTION OF NEW ARTICLES ISSUER YES FOR FOR
OF ASSOCIATION OF THE COMPANY.
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ISSUER: SABMILLER PLC
TICKER: N/A CUSIP: N/A
MEETING DATE: 7/31/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: RECEIVE AND ADOPT THE FINANCIAL ISSUER YES FOR N/A
STATEMENTS FOR THE YE 31 MAR 2007, TOGETHER WITH THE
REPORTS OF THE DIRECTORS AND THE AUDITORS
PROPOSAL #2.: RECEIVE AND APPROVE THE DIRECTORS ISSUER YES FOR N/A
REMUNERATION REPORT 2007 CONTAINED IN THE ANNUAL
REPORT FOR THE YE 31 MAR 2007
PROPOSAL #3.: ELECT MR. DINYAR S. DEVITRE AS A ISSUER YES FOR N/A
DIRECTOR OF THE COMPANY
PROPOSAL #4.: RE-ELECT MR. J. MEYER KAHN AS A ISSUER YES FOR N/A
DIRECTOR, WHO RETIRES BY ROTATION
PROPOSAL #5.: RE-ELECT MR. P. JOHN MANSER AS A ISSUER YES FOR N/A
DIRECTOR, WHO RETIRES BY ROTATION
PROPOSAL #6.: RE-ELECT MR. MILES Q. MORLAND AS A ISSUER YES FOR N/A
DIRECTOR, WHO RETIRES BY ROTATION
PROPOSAL #7.: RE-ELECT MR. MALCLOM I. WYMAN AS A ISSUER YES FOR N/A
DIRECTOR, WHO RETIRES BY ROTATION
PROPOSAL #8.: APPROVE TO CONFIRM THE DECLARATION OF A ISSUER YES FOR N/A
FINAL DIVIDEND OF 36 US CENTS PER SHARE IN RESPECT OF
THE YE 31 MAR 2007 PAYABLE ON 07 AUG 2007 TO
SHAREHOLDERS ON THE REGISTER OF MEMBERS AT THE CLOSE
OF BUSINESS ON 13 JUL 2007 IN SOUTH AFRICA AND THE
UNITED KINGDOM
PROPOSAL #9.: RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR N/A
THE AUDITORS OF THE COMPANY UNTIL THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
PROPOSAL #10.: AUTHORIZE THE DIRECTORS TO DETERMINE ISSUER YES FOR N/A
THE REMUNERATION OF THE AUDITORS
PROPOSAL #11.: APPROVE, PURSUANT TO AND IN ACCORDANCE ISSUER YES FOR N/A
WITH THE ARTICLE 12(B) OF THE COMPANY'S ARTICLES OF
ASSOCIATION AND THE SECTION 80 OF THE COMPANIES ACT
1985, THAT THE POWERS CONFERRED BY THE ARTICLE 12(B)
IN RESPECT OF THE EQUITY SECURITIES SHALL APPLY AND BE
EXERCISABLE ?UNLESS PREVIOUSLY RENEWED, VARIED, OR
REVOKED BY THE COMPANY IN THE GENERAL MEETING? FOR A
PERIOD EXPIRING EARLIER OF THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY OR 31 OCT 2008, WHICH SHALL BE THE
SECTION 80 PERIOD FOR THE PURPOSES OF THE ARTICLE
12(A)(III) IN RESPECT OF A TOTAL NOMINAL AMOUNT OF USD
7,511,967, ?WHICH SHALL BE THE SECTION 80 AMOUNT FOR
THE PURPOSES OF THE ARTICLE 12(A)(II) FOR THAT SECTION
80 PERIOD?
PROPOSAL #S.12: APPROVE, PURSUANT TO AND IN ACCORDANCE ISSUER YES FOR N/A
WITH THE ARTICLE 12(C) OF THE COMPANY'S ARTICLES OF
ASSOCIATION AND THE SECTION 89 OF THE COMPANIES ACT
1985, THAT THE POWERS CONFERRED BY THE ARTICLE 12(C)
IN RESPECT OF THE EQUITY SECURITIES SHALL APPLY AND BE
EXERCISABLE ?UNLESS PREVIOUSLY RENEWED, VARIED, OR
REVOKED BY THE COMPANY IN THE GENERAL MEETING?FOR A
PERIOD EXPIRING EARLIER OF THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY OR 31 OCT 2008, ?WHICH SHALL BE THE
SECTION 89 PERIOD FOR THE PURPOSES OF THE ARTICLE
12(A)(V) IN RESPECT OF A NOMINAL AMOUNT OF USD
7,511,967, WHICH SHALL BE THE SECTION 89 AMOUNT FOR
THE PURPOSES OF THE ARTICLE 12(A)(IV) FOR THAT SECTION
89 PERIOD?
PROPOSAL #S.13: AUTHORIZE THE COMPANY TO MAKE MARKET ISSUER YES FOR N/A
PURCHASES ?SECTION 163(3) OF THE COMPANIES ACT 1985?
OF UP TO 150,239,345 ORDINARY SHARES ?10% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY AS AT 16 MAY 2007?
OF USD 0.10 EACH IN THE CAPITAL OF THE COMPANY, AT A
MINIMUM PRICE OF USD 0.10 AND NOT MORE THAN 105% OF
THE AVERAGE MARKET VALUE FOR SUCH SHARES DERIVED FROM
THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE
5 BUSINESS DAYS PRECEDING THE DATE OF PURCHASE AND
THAT STIPULATED BY ARTICLE 5(1) OF THE BUY-BACK AND
STABILIZATION REGULATION ?EC 2273/2007?; ?AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR 31 OCT 2008?; AND THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY
OR PARTLY AFTER SUCH EXPIRY
PROPOSAL #S.14: APPROVE, FOR THE PURPOSE OF SECTION ISSUER YES FOR N/A
165 OF THE COMPANIES ACT 1985, THE CONTINGENT
PURCHASES CONTRACT BETWEEN THE COMPANY AND SABMILLER
JERSEY LIMITED PROVIDING THE COMPANY TO HAVE THE RIGHT
TO PURCHASE UP TO 77,368,338 OF ITS OWN NON-VOTING
CONVERTIBLE SHARE; AND AUTHORIZE THE COMPANY TO ENTER
INTO SUCH CONTRACT; ?AUTHORITY EXPIRES ON 31 JAN 2009?
PROPOSAL #S.15: AMEND THE EXISTING ARTICLES OF ISSUER YES FOR N/A
ASSOCIATION OF THE COMPANY BY ADOPTING THE REGULATIONS
SET OUT IN THE PRINTED DOCUMENT PRODUCED TO THIS
MEETING AS THE ARTICLES OF ASSOCIATION OF THE COMPANY,
IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE
EXISTING ARTICLES OF ASSOCIATION, WITH EFFECT FROM THE
CONCLUSION OF THIS AGM
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ISSUER: SANOFI-AVENTIS
TICKER: SNY CUSIP: 80105N105
MEETING DATE: 5/14/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF THE INDIVIDUAL COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2007
PROPOSAL #02: APPROVAL OF THE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2007
PROPOSAL #03: APPROPRIATION OF PROFITS, DECLARATION OF ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #04: NON-REAPPOINTMENT OF MR. RENE BARBIER DE ISSUER YES FOR FOR
LA SERRE AND APPOINTMENT OF MR. UWE BICKER AS A
DIRECTOR
PROPOSAL #05: NON-REAPPOINTMENT OF MR. JURGEN DORMANN ISSUER YES FOR FOR
AND APPOINTMENT OF MR. GUNTER THIELEN AS A DIRECTOR
PROPOSAL #06: NON-REAPPOINTMENT OF MR. HUBERT MARKL ISSUER YES FOR FOR
AND APPOINTMENT OF MRS. CLAUDIE HAIGNERE AS A DIRECTOR
PROPOSAL #07: NON-REAPPOINTMENT OF MR. BRUNO WEYMULLER ISSUER YES FOR FOR
AND APPOINTMENT OF MR. PATRICK DE LA CHEVARDIERE AS A
DIRECTOR
PROPOSAL #08: REAPPOINTMENT OF MR. ROBERT CASTAIGNE AS ISSUER YES FOR FOR
A DIRECTOR
PROPOSAL #09: REAPPOINTMENT OF MR. CHRISTIAN MULLIEZ ISSUER YES FOR FOR
AS A DIRECTOR
PROPOSAL #10: REAPPOINTMENT OF MR. JEAN-MARC BRUEL AS ISSUER YES FOR FOR
A DIRECTOR
PROPOSAL #11: REAPPOINTMENT OF MR. THIERRY DESMAREST ISSUER YES FOR FOR
AS A DIRECTOR
PROPOSAL #12: REAPPOINTMENT OF MR. JEAN-FRANCOIS ISSUER YES FOR FOR
DEHECQ AS A DIRECTOR
PROPOSAL #13: REAPPOINTMENT OF MR. IGOR LANDAU AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: REAPPOINTMENT OF MR. LINDSAY OWEN-JONES ISSUER YES FOR FOR
AS A DIRECTOR
PROPOSAL #15: REAPPOINTMENT OF MR. JEAN-RENE FOURTOU ISSUER YES FOR FOR
AS A DIRECTOR
PROPOSAL #16: REAPPOINTMENT OF MR. KLAUS POHLE AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: APPROVAL OF TRANSACTIONS COVERED BY THE ISSUER YES FOR FOR
STATUTORY AUDITORS SPECIAL REPORT PREPARED IN
ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL
CODE-COMMITMENTS IN FAVOUR OF MR. JEAN-FRANCOIS DEHECQ
PROPOSAL #18: APPROVAL OF TRANSACTIONS COVERED BY THE ISSUER YES FOR FOR
STATUTORY AUDITORS SPECIAL REPORT PREPARED IN
ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL
CODE-COMMITMENTS IN FAVOUR OF MR. GERARD LE FUR
PROPOSAL #19: AUTHORIZATION TO THE BOARD OF DIRECTORS ISSUER YES FOR FOR
TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE
COMPANY
PROPOSAL #20: POWERS FOR FORMALITIES ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SASOL LIMITED
TICKER: SSL CUSIP: 803866300
MEETING DATE: 11/30/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RECEIVE AND CONSIDER THE ANNUAL ISSUER YES FOR N/A
FINANCIAL STATEMENTS OF THE COMPANY AND OF THE GROUP
PROPOSAL #2A: RE-ELECT E LE R BRADLEY AS A DIRECTOR, ISSUER YES AGAINST N/A
IN TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S
ARTICLES OF ASSOCIATION
PROPOSAL #2B: RE-ELECT V N FAKUDE AS A DIRECTOR, IN ISSUER YES FOR N/A
TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S
ARTICLES OF ASSOCIATION
PROPOSAL #2C: RE-ELECT A JAIN AS A DIRECTOR, IN TERMS ISSUER YES AGAINST N/A
OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S ARTICLES
OF ASSOCIATION
PROPOSAL #2D: RE-ELECT I N MKHIZE AS A DIRECTOR, IN ISSUER YES FOR N/A
TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S
ARTICLES OF ASSOCIATION
PROPOSAL #2E: RE-ELECT'S MONTSI AS A DIRECTOR, IN ISSUER YES FOR N/A
TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S
ARTICLES OF ASSOCIATION
PROPOSAL #03: RE-ELECT T A WIXLEY AS A DIRECTOR, ISSUER YES FOR N/A
RETIRING IN TERMS OF ARTICLE 75(H) OF THE COMPANY'S
ARTICLES OF ASSOCIATION
PROPOSAL #04: TO RE-APPOINT THE AUDITORS, KPMG INC. ISSUER YES FOR N/A
PROPOSAL #5S1: TO REPLACE THE MEMORANDUM AND ARTICLES ISSUER YES FOR N/A
OF ASSOCIATION OF THE COMPANY WITH THE ENGLISH
LANGUAGE TRANSLATION
PROPOSAL #6S2: TO INSERT A NEW ARTICLE TO ALLOW THE ISSUER YES FOR N/A
COMPANY TO COMMUNICATE WITH SHAREHOLDERS BY WAY OF
ELECTRONIC MEDIA, TO ALLOW FOR ELECTRONIC PROXIES AND
TO RETAIN DOCUMENTS BY WAY OF ELECTRONIC MEANS
PROPOSAL #7S3: TO AUTHORISE THE DIRECTORS TO APPROVE ISSUER YES FOR N/A
THE PURCHASE BY THE COMPANY, OR BY ANY OF ITS
SUBSIDIARIES
PROPOSAL #8O1: TO APPROVE THE REVISED ANNUAL ISSUER YES FOR N/A
EMOLUMENTS PAYABLE BY THE COMPANY TO NON-EXECUTIVE
DIRECTORS OF THE COMPANY AND ANY OF ITS SUBSIDIARIES
WITH EFFECT FROM 1 JULY 2007
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SASOL LIMITED
TICKER: SSL CUSIP: 803866300
MEETING DATE: 5/16/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #S1: SPECIAL RESOLUTION NUMBER 1 - AMENDMENT ISSUER YES FOR N/A
OF ARTICLES OF ASSOCIATION
PROPOSAL #S2: SPECIAL RESOLUTION NUMBER 2 - CREATION ISSUER YES FOR N/A
OF SASOL PREFERRED ORDINARY SHARES
PROPOSAL #S3: SPECIAL RESOLUTION NUMBER 3 - CREATION ISSUER YES FOR N/A
OF SASOL BEE ORDINARY SHARES
PROPOSAL #S4: SPECIAL RESOLUTION NUMBER 4 - AMENDMENT ISSUER YES FOR N/A
OF THE CAPITAL CLAUSE IN THE COMPANY'S MEMORANDUM
PROPOSAL #O5: ORDINARY RESOLUTION NUMBER 1 - PLACING ISSUER YES FOR N/A
OF ORDINARY SHARES UNDER THE CONTROL OF THE DIRECTORS
TO BE ALLOTTED AND ISSUED TO THE TRUSTEES OF THE SASOL
INZALO MANAGEMENT TRUST
PROPOSAL #S6: SPECIAL RESOLUTION NUMBER 5 - ISSUE OF ISSUER YES FOR N/A
ORDINARY SHARES AT A PRICE LOWER THAN THE STATED
CAPITAL DIVIDED BY THE NUMBER OF ORDINARY SHARES IN
ISSUE TO THE SASOL INZALO MANAGEMENT TRUST
PROPOSAL #S7: SPECIAL RESOLUTION NUMBER 6 - ISSUE OF ISSUER YES FOR N/A
ORDINARY SHARES TO SASOL INZALO MANAGEMENT TRUST OF
WHICH KANDIMATHIE CHRISTINE RAMON MAY BE A BENEFICIARY
PROPOSAL #S8: SPECIAL RESOLUTION NUMBER 7 - ISSUE OF ISSUER YES FOR N/A
ORDINARY SHARES TO THE SASOL INZALO MANAGEMENT TRUST
OF WHICH ANTHONY MADIMETJA MOKABA MAY BE BENEFICIARY
PROPOSAL #S9: SPECIAL RESOLUTION NUMBER 8 - ISSUE OF ISSUER YES FOR N/A
ORDINARY SHARES TO THE SASOL INZALO MANAGEMENT TRUST
OF WHICH VICTORIA NOLITHA FAKUDE MAY BE A BENEFICIARY
PROPOSAL #S10: SPECIAL RESOLUTION NUMBER 9 - ISSUE OF ISSUER YES FOR N/A
ORDINARY SHARES TO THE SASOL INZALO MANAGEMENT TRUST
IN WHICH BLACK MANAGERS, OTHER THAN BLACK EXECUTIVE
DIRECTORS, MAY BE BENEFICIARIES
PROPOSAL #S11: SPECIAL RESOLUTION NUMBER 10 - ISSUE OF ISSUER YES FOR N/A
ORDINARY SHARES TO THE SASOL INZALO MANAGEMENT TRUST
IN WHICH IN FUTURE BLACK MANAGERS WHO MAY BE EMPLOYED
BY A MEMBER OF THE SASOL GROUP MAY BE BENEFICIARIES
PROPOSAL #S12: SPECIAL RESOLUTION NUMBER 11 - FUTURE ISSUER YES FOR N/A
REPURCHASE OF ORDINARY SHARES FROM THE TRUSTEES OF THE
SASOL INZALO MANAGEMENT TRUST
PROPOSAL #O13: ORDINARY RESOLUTION NUMBER 2 - PLACING ISSUER YES FOR N/A
OF ORDINARY SHARES UNDER THE CONTROL OF DIRECTORS TO
BE ALLOTTED AND ISSUED TO THE TRUSTEES OF THE SASOL
INZALO EMPLOYEE TRUST
PROPOSAL #S14: SPECIAL RESOLUTION NUMBER 12 - ISSUE OF ISSUER YES FOR N/A
ORDINARY SHARES AT A PRICE LOWER THAN THE STATED
CAPITAL DIVIDED BY THE NUMBER OF ORDINARY SHARES IN
ISSUE TO THE TRUSTEES OF THE SASOL INZALO EMPLOYEE
TRUST
PROPOSAL #S15: SPECIAL RESOLUTION NUMBER 13 - ISSUE OF ISSUER YES FOR N/A
ORDINARY SHARES TO THE TRUSTEES OF THE SASOL INZALO
EMPLOYEE TRUST IN WHICH MANAGERS WHO ARE EMPLOYED BY A
MEMBER OF SASOL GROUP MAY BE BENEFICIARIES
PROPOSAL #S16: SPECIAL RESOLUTION NUMBER 14 - ISSUE OF ISSUER YES FOR N/A
ORDINARY SHARES TO THE TRUSTEES OF THE SASOL INZALO
EMPLOYEE TRUST IN WHICH IN FUTURE MANAGERS WHO WILL BE
EMPLOYED BY A MEMBER OF THE SASOL GROUP MAY BE
BENEFICIARIES
PROPOSAL #S17: SPECIAL RESOLUTION NUMBER 15 - FUTURE ISSUER YES FOR N/A
PURCHASE OF ORDINARY SHARES FROM THE TRUSTEES OF THE
SASOL INZALO MANAGEMENT TRUST
PROPOSAL #O18: ORDINARY RESOLUTION NUMBER 3 - PLACING ISSUER YES FOR N/A
OF ORDINARY SHARES UNDER THE CONTROL OF THE DIRECTORS
TO BE ALLOTTED AND ISSUED TO THE TRUSTEES OF THE SASOL
INZALO FOUNDATION ( FOUNDATION )
PROPOSAL #S19: SPECIAL RESOLUTION NUMBER 16 - ISSUE ISSUER YES FOR N/A
ORDINARY SHARES AT A PRICE LOWER THAN THE STATED
CAPITAL DIVIDED BY THE NUMBER OF ORDINARY SHARES IN
ISSUE OF THE TRUSTEE OF THE FOUNDATION
PROPOSAL #S20: SPECIAL RESOLUTION NUMBER 17 - FUTURE ISSUER YES FOR N/A
REPURCHASE OF ORDINARY SHARES FROM THE TRUSTEES OF THE
FOUNDATION
PROPOSAL #O21: ORDINARY RESOLUTION NUMBER 4 - PLACING ISSUER YES FOR N/A
OF SASOL PREFERRED ORDINARY SHARES UNDER THE CONTROL
OF THE DIRECTORS TO BE ALLOTTED AND ISSUED TO SASOL
INZALO GROUPS FUNDING (PROPRIETARY) LIMITED
PROPOSAL #S22: SPECIAL RESOLUTION NUMBER 18 - ISSUER YES FOR N/A
PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION
38(2A) OF THE COMPANIES ACT TO SASOL INZALO GROUPS
FUNDING (PROPRIETARY) LIMITED
PROPOSAL #S23: SPECIAL RESOLUTION NUMBER 19 - ISSUER YES FOR N/A
PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION
38(2A) OF THE COMPANIES ACT TO THE TRUSTEES OF THE
SASOL INZALO GROUPS FACILITATION TRUST
PROPOSAL #O24: ORDINARY RESOLUTION NUMBER 5 - PLACING ISSUER YES FOR N/A
OF SASOL BEE ORDINARY SHARES UNDER THE CONTROL OF THE
DIRECTORS TO BE ALLOTTED AND ISSUED TO THE DIRECTORS
OF THE COMPANY
PROPOSAL #S25: SPECIAL RESOLUTION NUMBER 20 - ISSUER YES FOR N/A
PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION
38(2A) OF THE COMPANIES ACT TO THE TRUSTEES OF THE
SASOL INZALO PUBLIC FACILITATION TRUST
PROPOSAL #O26: ORDINARY RESOLUTION NUMBER 6 - PLACING ISSUER YES FOR N/A
OF SASOL PREFERRED ORDINARY SHARES UNDER THE CONTROL
OF THE DIRECTORS TO BE ALLOTTED AND ISSUED TO SASOL
INZALO PUBLIC FUNDING (PROPRIETARY) LIMITED ( PUBLIC
FUNDCO )
PROPOSAL #S27: SPECIAL RESOLUTION NUMBER 21 - ISSUER YES FOR N/A
PROVISION OF FUNDING AND/OR THE FURNISHING OF THE
SECURITY BY THE COMPANY TO PUBLIC FUNDCO IN WHICH
MANDLA SIZWE VULINDLELA GANTSHO MAY BE INDIRECTLY
INTERESTED
PROPOSAL #S28: SPECIAL RESOLUTION NUMBER 22 - ISSUER YES FOR N/A
PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY
BY THE COMPANY TO PUBLIC FUNDCO IN WHICH SAM MONTSI
MAY BE INDIRECTLY INTERESTED
PROPOSAL #S29: SPECIAL RESOLUTION NUMBER 23 - ISSUER YES FOR N/A
PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY
BY THE COMPANY TO PUBLIC FUNDCO IN WHICH THEMBALIHLE
HIXONIA NYASULU MAY BE INDIRECTLY INTERESTED
PROPOSAL #S30: SPECIAL RESOLUTION NUMBER 24 - ISSUER YES FOR N/A
PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY
BY THE COMPANY TO PUBLIC FUNDCO IN WHICH ANTHONY
MADIMETJA MOKABA MAY BE INDIRECTLY INTERESTED
PROPOSAL #S31: SPECIAL RESOLUTION NUMBER 25 - ISSUER YES FOR N/A
PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY
BY THE COMPANY TO PUBLIC FUNDCO IN WHICH VICTORIA
NOLITHA FAKUDE MAY BE INDIRECTLY INTERESTED
PROPOSAL #S32: SPECIAL RESOLUTION NUMBER 26 - ISSUER YES FOR N/A
PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY
BY THE COMPANY TO PUBLIC FUNDCO IN WHICH KANDIMATHIE
CHRISTINE RAMON MAY BE INDIRECTLY INTERESTED
PROPOSAL #S33: SPECIAL RESOLUTION NUMBER 27 - ISSUER YES FOR N/A
PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY
BY THE COMPANY TO PUBLIC FUNDCO IN WHICH IMOGEN
NONHLANHLA MIKHIZE MAY BE INDIRECTLY INTERESTED
PROPOSAL #S34: SPECIAL RESOLUTION NUMBER 28 - ISSUER YES FOR N/A
PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY
BY THE COMPANY TO PUBLIC FUNDCO IN WHICH A BLACK
MANAGER EMPLOYED BY A MEMBER OF THE SASOL GROUP MAY BE
INDIRECTLY INTERESTED
PROPOSAL #S35: SPECIAL RESOLUTION NUMBER 29 - ISSUER YES FOR N/A
PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY
BY THE COMPANY TO PUBLIC FUNDCO IN WHICH A BLACK
MANAGER EMPLOYED BY A MEMBER OF A SASOL GROUP (OTHER
THAN THOSE REFERRED TO IN SPECIAL RESOLUTION NUMBER 28
CONTAINED IN THE NOTICE OF GENERAL MEETING) MAY BE
INDIRECTLY INTERESTED
PROPOSAL #S36: SPECIAL RESOLUTION NUMBER 30 - ISSUER YES FOR N/A
PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION
38(2A) OF THE COMPANIES ACT TO PUBLIC FUNDCO
PROPOSAL #O37: ORDINARY RESOLUTION NUMBER 7 - ISSUER YES FOR N/A
AUTHORITY TO GIVE EFFECT TO ALL RESOLUTIONS
PROPOSAL #S38: SPECIAL RESOLUTION NUMBER 31 - ISSUER YES FOR N/A
PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION
38(2A) OF THE COMPANIES ACT TO THE TRUSTEES OF THE
SASOL INZALO MANAGEMENT TRUST
PROPOSAL #S39: SPECIAL RESOLUTION NUMBER 32 - ISSUER YES FOR N/A
PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION
38(2A) OF THE COMPANIES ACT OF TRUSTEES OF THE SASOL
INZALO EMPLOYEES TRUST
PROPOSAL #S40: SPECIAL RESOLUTION NUMBER 33 - ISSUER YES FOR N/A
PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION
38(2A) OF THE COMPANIES ACT TO THE TRUSTEES OF THE
SASOL INZALO FOUNDATION
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SCHERING-PLOUGH CORPORATION
TICKER: SGP CUSIP: 806605101
MEETING DATE: 5/16/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: HANS W. BECHERER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. COLLIGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRED HASSAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. ROBERT KIDDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE R. MCGRATH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARL E. MUNDY, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANTONIO M. PEREZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA F. RUSSO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACK L. STAHL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CRAIG B. THOMPSON, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KATHRYN C. TURNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT F.W. VAN OORDT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARTHUR F. WEINBACH ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE DESIGNATION OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2008.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
TICKER: SLB CUSIP: 806857108
MEETING DATE: 4/9/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: P. CAMUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.S. GORELICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. GOULD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T. ISAAC ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N. KUDRYAVTSEV ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. LAJOUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.E. MARKS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. PRIMAT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.R. REIF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.I. SANDVOLD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N. SEYDOUX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #02: ADOPTION AND APPROVAL OF FINANCIALS AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #03: APPROVAL OF ADOPTION OF THE SCHLUMBERGER ISSUER YES FOR FOR
2008 STOCK INCENTIVE PLAN
PROPOSAL #04: APPROVAL OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STAPLES, INC.
TICKER: SPLS CUSIP: 855030102
MEETING DATE: 6/9/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ARTHUR M. BLANK ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MARY ELIZABETH ISSUER YES FOR FOR
BURTON
PROPOSAL #1D: ELECTION OF DIRECTOR: JUSTIN KING ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: ROWLAND T. MORIARTY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: ROBERT C. NAKASONE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: ROBERT E. SULENTIC ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: MARTIN TRUST ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: VIJAY VISHWANATH ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: PAUL F. WALSH ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO STAPLES ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION DELETING ARTICLE XII TO
REMOVE PROVISIONS THAT REQUIRE HOLDERS OF AT LEAST
TWO-THIRDS OF STAPLES OUTSTANDING VOTING STOCK TO
APPROVE CERTAIN SIGNIFICANT CORPORATE TRANSACTIONS.
PROPOSAL #03: TO APPROVE STAPLES EXECUTIVE OFFICER ISSUER YES FOR FOR
INCENTIVE PLAN FOR THE FISCAL YEARS 2008 THROUGH 2012.
PROPOSAL #04: TO APPROVE AN AMENDMENT TO STAPLES ISSUER YES FOR FOR
AMENDED AND RESTATED 2004 STOCK INCENTIVE PLAN
INCREASING THE TOTAL NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 15,100,000
SHARES, FROM 62,330,000 SHARES TO 77,430,000 SHARES.
PROPOSAL #05: TO RATIFY THE SELECTION BY THE AUDIT ISSUER YES FOR FOR
COMMITTEE OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
PROPOSAL #06: TO ACT ON A SHAREHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
REGARDING STOCKHOLDERS ABILITY TO CALL SPECIAL
MEETINGS EXPECTED TO COME BEFORE THE MEETING.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STATE STREET CORPORATION
TICKER: STT CUSIP: 857477103
MEETING DATE: 4/30/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: K. BURNES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P. COYM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N. DAREHSHORI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. FAWCETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. GRUBER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. HILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. LAMANTIA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. LOGUE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. MISKOVIC ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. SERGEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. SKATES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G. SUMME ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. WEISSMAN ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.
PROPOSAL #03: TO VOTE ON A SHAREHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
RELATING TO RESTRICTIONS IN SERVICES PERFORMED BY
STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYNGENTA AG
TICKER: SYT CUSIP: 87160A100
MEETING DATE: 4/22/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF ANNUAL REPORT, ANNUAL ISSUER YES FOR FOR
FINANCIAL STATEMENTS, COMPENSATION REPORT AND GROUP
CONSOLIDATED FINANCIAL STATEMENT
PROPOSAL #02: DISCHARGE OF THE MEMBERS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND THE EXECUTIVE COMMITTEE
PROPOSAL #03: REDUCTION OF SHARE CAPITAL BY ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #04: APPROPRIATION OF BALANCE SHEET PROFIT ISSUER YES FOR FOR
2007 AND DIVIDEND DECISION
PROPOSAL #05: APPROVAL OF A SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6A: RE-ELECTION OF DIRECTOR: MARTIN TAYLOR ISSUER YES FOR FOR
(FOR A THREE YEAR TERM OF OFFICE)
PROPOSAL #6B: RE-ELECTION OF DIRECTOR: PETER THOMPSON ISSUER YES FOR FOR
(FOR A THREE YEAR TERM OF OFFICE)
PROPOSAL #6C: RE-ELECTION OF DIRECTOR: ROLF WATTER ISSUER YES FOR FOR
(FOR A THREE YEAR TERM OF OFFICE)
PROPOSAL #6D: RE-ELECTION OF DIRECTOR: FELIX A. WEBER ISSUER YES FOR FOR
(FOR A THREE YEAR TERM OF OFFICE)
PROPOSAL #6E: ELECTION OF DIRECTOR: MICHAEL MACK (FOR ISSUER YES FOR FOR
A TWO YEAR TERM OF OFFICE)
PROPOSAL #07: ELECTION OF ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
OF SYNGENTA AG FOR THE BUSINESS YEAR 2008
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYSCO CORPORATION
TICKER: SYY CUSIP: 871829107
MEETING DATE: 11/9/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: TO ELECT DIRECTOR TO SERVE UNTIL THE ISSUER YES FOR FOR
ANNUAL MEETING OF STOCKHOLDERS IN 2010: JOHN M.
CASSADAY
PROPOSAL #1B: TO ELECT DIRECTOR TO SERVE UNTIL THE ISSUER YES FOR FOR
ANNUAL MEETING OF STOCKHOLDERS IN 2010: MANUEL A.
FERNANDEZ
PROPOSAL #1C: TO ELECT DIRECTOR TO SERVE UNTIL THE ISSUER YES FOR FOR
ANNUAL MEETING OF STOCKHOLDERS IN 2010: JACKIE M. WARD
PROPOSAL #02: TO APPROVE THE 2007 STOCK INCENTIVE PLAN. ISSUER YES FOR FOR
PROPOSAL #03: TO APPROVE THE AMENDED AND RESTATED ISSUER YES FOR FOR
SYSCO CORPORATION 1974 EMPLOYEES STOCK PURCHASE PLAN
TO (A) RESERVE 6,000,000 ADDITIONAL SHARES OF SYSCO
CORPORATION COMMON STOCK FOR ISSUANCE UNDER SUCH PLAN
AND (B) PROVIDE THAT, WITH RESPECT TO SYSCO'S FOREIGN
SUBSIDIARIES, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2008.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEVA PHARMACEUTICAL INDUSTRIES LIMIT
TICKER: TEVA CUSIP: 881624209
MEETING DATE: 7/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RECEIVE AND DISCUSS THE COMPANY'S ISSUER YES FOR FOR
CONSOLIDATED BALANCE SHEET, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
PROPOSAL #02: TO APPROVE THE BOARD OF DIRECTORS ISSUER YES FOR FOR
RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR
ENDED DECEMBER 31, 2006, WHICH WAS PAID IN FOUR
INSTALLMENTS AND AGGREGATED NIS 1.36 (APPROXIMATELY
US$0.31) PER ORDINARY SHARE (OR ADR), BE DECLARED
FINAL.
PROPOSAL #3A: TO ELECT ABRAHAM E. COHEN AS A DIRECTOR. ISSUER YES AGAINST AGAINST
PROPOSAL #3B: TO ELECT PROF. ROGER D. KORNBERG AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3C: TO ELECT PROF. MOSHE MANY AS A DIRECTOR. ISSUER YES FOR FOR
PROPOSAL #3D: TO ELECT DAN PROPPER AS A DIRECTOR. ISSUER YES FOR FOR
PROPOSAL #04: TO APPROVE THE PURCHASE OF DIRECTORS ISSUER YES FOR FOR
AND OFFICERS LIABILITY INSURANCE FOR THE DIRECTORS
AND OFFICERS OF THE COMPANY AND ITS SUBSIDIARIES, ALL
AS FULLY DESCRIBED IN THE PROXY STATEMENT.
PROPOSAL #05: TO APPOINT KESSELMAN & KESSELMAN, A ISSUER YES FOR FOR
MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD.,
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM UNTIL THE 2008 ANNUAL MEETING OF
SHAREHOLDERS AND TO AUTHORIZE THE AUDIT COMMITTEE TO
DETERMINE THEIR COMPENSATION AND THE BOARD OF
DIRECTORS TO RATIFY SUCH DETERMINATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEVA PHARMACEUTICAL INDUSTRIES LIMITED
TICKER: TEVA CUSIP: 881624209
MEETING DATE: 6/29/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RECEIVE AND DISCUSS THE COMPANY'S ISSUER YES FOR FOR
CONSOLIDATED BALANCE SHEET AND CONSOLIDATED STATEMENTS
OF INCOME FOR THE YEAR THEN ENDED.
PROPOSAL #02: APPROVE BOARDS RECOMMENDATION THAT CASH ISSUER YES FOR FOR
DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2007, WHICH
WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 1.60
PER ORDINARY SHARE, BE DECLARED FINAL.
PROPOSAL #3A: TO ELECT ELI HURVITZ AS A DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR TERM
PROPOSAL #3B: TO ELECT RUTH CHESHIN AS A DIRECTOR FOR ISSUER YES FOR FOR
A THREE-YEAR TERM.
PROPOSAL #3C: TO ELECT HAROLD SNYDER AS A DIRECTOR FOR ISSUER YES FOR FOR
A THREE-YEAR TERM.
PROPOSAL #3D: TO ELECT JOSEPH (YOSI) NITZANI AS ISSUER YES FOR FOR
DIRECTOR FOR THREE-YEAR TERM.
PROPOSAL #3E: TO ELECT ORY SLONIM AS A DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR TERM.
PROPOSAL #04: TO APPOINT DR. LEORA (RUBIN) MERIDOR AS ISSUER YES FOR FOR
A STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL
TERM OF THREE YEARS.
PROPOSAL #05: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, OFFICERS OF THE COMPANY AND ITS
SUBSIDIARIES.
PROPOSAL #06: TO APPROVE AN INCREASE IN THE PER ISSUER YES FOR FOR
MEETING CASH REMUNERATION PAID TO THE DIRECTORS TO NIS
7,226 AND IN CERTAIN CASES, NIS 10,839.
PROPOSAL #07: APPROVE 2008 EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN FOR U.S. EMPLOYEES.
PROPOSAL #08: TO APPROVE KESSELMAN & KESSELMAN, AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND TO
DETERMINE THEIR COMPENSATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEXAS INSTRUMENTS INCORPORATED
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/17/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: J.R. ADAMS ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: D.L. BOREN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: D.A. CARP ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: C.S. COX ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: D.R. GOODE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: P.H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: W.R. SANDERS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: R.J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: R.K. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: C.T. WHITMAN ISSUER YES FOR FOR
PROPOSAL #02: BOARD PROPOSAL TO RATIFY THE APPOINTMENT ISSUER YES FOR FOR
OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
QUALIFICATIONS FOR DIRECTOR NOMINEES.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE BOEING COMPANY
TICKER: BA CUSIP: 097023105
MEETING DATE: 4/28/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOHN H. BIGGS ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN E. BRYSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ARTHUR D. COLLINS, ISSUER YES FOR FOR
JR.
PROPOSAL #1D: ELECTION OF DIRECTOR: LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: WILLIAM M. DALEY ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: KENNETH M. ISSUER YES FOR FOR
DUBERSTEIN
PROPOSAL #1G: ELECTION OF DIRECTOR: JAMES L. JONES ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JOHN F. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: W. JAMES MCNERNEY, ISSUER YES FOR FOR
JR.
PROPOSAL #1K: ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #02: ADVISORY VOTE ON APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP AS INDEPENDENT AUDITOR.
PROPOSAL #03: PREPARE A REPORT ON FOREIGN MILITARY SHAREHOLDER YES ABSTAIN AGAINST
SALES
PROPOSAL #04: ADOPT HEALTH CARE PRINCIPLES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: ADOPT, IMPLEMENT AND MONITOR HUMAN SHAREHOLDER YES ABSTAIN AGAINST
RIGHTS POLICIES
PROPOSAL #06: REQUIRE AN INDEPENDENT LEAD DIRECTOR SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: REQUIRE PERFORMANCE-BASED STOCK OPTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: REQUIRE AN ADVISORY VOTE ON NAMED SHAREHOLDER YES AGAINST FOR
EXECUTIVE OFFICER COMPENSATION
PROPOSAL #09: REQUIRE SHAREHOLDER APPROVAL OF FUTURE SHAREHOLDER YES AGAINST FOR
SEVERANCE ARRANGEMENTS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE COCA-COLA COMPANY
TICKER: KO CUSIP: 191216100
MEETING DATE: 4/16/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: HERBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: CATHLEEN P. BLACK ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: BARRY DILLER ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: E. NEVILLE ISDELL ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: DONALD R. KEOUGH ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DONALD F. MCHENRY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: SAM NUNN ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JAMES D. ROBINSON ISSUER YES FOR FOR
III
PROPOSAL #1L: ELECTION OF DIRECTOR: PETER V. UEBERROTH ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: JACOB WALLENBERG ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: JAMES B. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS INDEPENDENT AUDITORS
PROPOSAL #03: APPROVAL OF THE COCA-COLA COMPANY 2008 ISSUER YES FOR FOR
STOCK OPTION PLAN
PROPOSAL #04: SHAREOWNER PROPOSAL REGARDING AN SHAREHOLDER YES AGAINST FOR
ADVISORY VOTE ON EXECUTIVE COMPENSATION
PROPOSAL #05: SHAREOWNER PROPOSAL REGARDING AN SHAREHOLDER YES AGAINST FOR
INDEPENDENT BOARD CHAIR
PROPOSAL #06: SHAREOWNER PROPOSAL REGARDING A BOARD SHAREHOLDER YES ABSTAIN AGAINST
COMMITTEE ON HUMAN RIGHTS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE DOW CHEMICAL COMPANY
TICKER: DOW CUSIP: 260543103
MEETING DATE: 5/15/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACQUELINE K. BARTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. BELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFF M. FETTIG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARBARA H. FRANKLIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN B. HESS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDREW N. LIVERIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEOFFERY E. MERSZEI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS H. REILLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. RINGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUTH G. SHAW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL G. STERN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: STOCKHOLDER PROPOSAL ON CHEMICALS WITH SHAREHOLDER YES ABSTAIN AGAINST
LINKS TO RESPIRATORY PROBLEMS.
PROPOSAL #04: STOCKHOLDER PROPOSAL ON ENVIRONMENTAL SHAREHOLDER YES ABSTAIN AGAINST
REMEDIATION IN THE MIDLAND AREA.
PROPOSAL #05: STOCKHOLDER PROPOSAL ON GENETICALLY SHAREHOLDER YES ABSTAIN AGAINST
ENGINEERED SEED.
PROPOSAL #06: STOCKHOLDER PROPOSAL ON A COMPENSATION SHAREHOLDER YES AGAINST FOR
PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE HARTFORD FINANCIAL SVCS GROUP, INC.
TICKER: HIG CUSIP: 416515104
MEETING DATE: 5/21/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: RAMANI AYER ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: RAMON DE OLIVEIRA ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: TREVOR FETTER ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: EDWARD J. KELLY, ISSUER YES FOR FOR
III
PROPOSAL #1E: ELECTION OF DIRECTOR: PAUL G. KIRK, JR. ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: THOMAS M. MARRA ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: GAIL J. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: CHARLES B. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: H. PATRICK SWYGERT ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2008.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE HOME DEPOT, INC.
TICKER: HD CUSIP: 437076102
MEETING DATE: 5/22/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: DAVID H. BATCHELDER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ARI BOUSBIB ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: GREGORY D. ISSUER YES FOR FOR
BRENNEMAN
PROPOSAL #1F: ELECTION OF DIRECTOR: ALBERT P. CAREY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: ARMANDO CODINA ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: BRIAN C. CORNELL ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: BONNIE G. HILL ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: KAREN L. KATEN ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 1, 2009
PROPOSAL #03: TO APPROVE THE MATERIAL TERMS OF OFFICER ISSUER YES FOR FOR
PERFORMANCE GOALS UNDER THE MANAGEMENT INCENTIVE PLAN
PROPOSAL #04: TO APPROVE AN AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF RESERVED SHARES
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
NONPARTISANSHIP
PROPOSAL #06: SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER YES AGAINST FOR
SHAREHOLDER MEETINGS
PROPOSAL #07: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
EMPLOYMENT DIVERSITY REPORT DISCLOSURE
PROPOSAL #08: SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SHAREHOLDER YES AGAINST FOR
OFFICER COMPENSATION
PROPOSAL #09: SHAREHOLDER PROPOSAL REGARDING PAY-FOR- SHAREHOLDER YES AGAINST FOR
SUPERIOR PERFORMANCE
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE PNC FINANCIAL SERVICES GROUP, INC.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/22/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MR. BERNDT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. BUNCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. CHELLGREN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. CLAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. DAVIDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MS. JAMES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. KELSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. LINDSAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. MASSARO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MS. PEPPER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. ROHR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. SHEPARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MS. STEFFES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. STRIGL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. THIEKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. USHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. WALLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. WEHMEIER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE AUDIT COMMITTEE'S ISSUER YES FOR FOR
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE PROCTER & GAMBLE COMPANY
TICKER: PG CUSIP: 742718109
MEETING DATE: 10/9/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RAJAT K. GUPTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.G. LAFLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LYNN M. MARTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN F. SMITH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFY APPOINTMENT OF THE INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: SHAREHOLDER PROPOSAL #1 - AWARD NO SHAREHOLDER YES AGAINST FOR
FUTURE STOCK OPTIONS
PROPOSAL #04: SHAREHOLDER PROPOSAL #2 - REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
COMPANY POLICIES AND ACTIVITIES
PROPOSAL #05: SHAREHOLDER PROPOSAL #3 - ANIMAL TESTING SHAREHOLDER YES ABSTAIN AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE WALT DISNEY COMPANY
TICKER: DIS CUSIP: 254687106
MEETING DATE: 3/6/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: SUSAN E. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN E. BRYSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JUDITH L. ESTRIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT A. IGER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: STEVEN P. JOBS ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: FRED H. LANGHAMMER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: ROBERT W. ISSUER YES FOR FOR
MATSCHULLAT
PROPOSAL #1K: ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: ORIN C. SMITH ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTANTS FOR 2008.
PROPOSAL #03: TO APPROVE THE AMENDMENT TO THE AMENDED ISSUER YES FOR FOR
AND RESTATED 2005 STOCK INCENTIVE PLAN.
PROPOSAL #04: TO APPROVE THE TERMS OF THE AMENDED AND ISSUER YES FOR FOR
RESTATED 2002 EXECUTIVE PERFORMANCE PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIME WARNER INC.
TICKER: TWX CUSIP: 887317105
MEETING DATE: 5/16/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JEFFREY L. BEWKES ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: STEPHEN F. ISSUER YES FOR FOR
BOLLENBACH
PROPOSAL #1D: ELECTION OF DIRECTOR: FRANK J. CAUFIELD ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT C. CLARK ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: MATHIAS DOPFNER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: REUBEN MARK ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: MICHAEL A. MILES ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: KENNETH J. NOVACK ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: RICHARD D. PARSONS ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #02: COMPANY PROPOSAL TO AMEND THE COMPANY'S ISSUER YES FOR FOR
RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE
REMAINING SUPER-MAJORITY VOTE REQUIREMENTS.
PROPOSAL #03: COMPANY PROPOSAL TO APPROVE THE AMENDED ISSUER YES FOR FOR
AND RESTATED TIME WARNER INC. ANNUAL BONUS PLAN FOR
EXECUTIVE OFFICERS.
PROPOSAL #04: RATIFICATION OF AUDITORS. ISSUER YES FOR FOR
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
SEPARATION OF ROLES OF CHAIRMAN AND CEO.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TOTAL S.A.
TICKER: TOT CUSIP: 89151E109
MEETING DATE: 5/16/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O1: APPROVAL OF PARENT COMPANY FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #O2: APPROVAL OF CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #O3: ALLOCATION OF EARNINGS, DECLARATION OF ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #O4: AGREEMENTS COVERED BY ARTICLE L. 225-38 ISSUER YES FOR FOR
OF THE FRENCH COMMERCIAL CODE
PROPOSAL #O5: COMMITMENTS UNDER ARTICLE L. 225-42-1 OF ISSUER YES FOR FOR
THE FRENCH COMMERCIAL CODE CONCERNING MR. THIERRY
DESMAREST
PROPOSAL #O6: COMMITMENTS UNDER ARTICLE L. 225-42-1 OF ISSUER YES AGAINST AGAINST
THE FRENCH COMMERCIAL CODE CONCERNING MR. CHRISTOPHE
DE MARGERIE
PROPOSAL #O7: AUTHORIZATION FOR THE BOARD OF DIRECTORS ISSUER YES FOR FOR
TO TRADE SHARES OF THE COMPANY
PROPOSAL #O8: RENEWAL OF THE APPOINTMENT OF MR. PAUL ISSUER YES FOR FOR
DESMARAIS JR. AS A DIRECTOR
PROPOSAL #O9: RENEWAL OF THE APPOINTMENT OF MR. ISSUER YES FOR FOR
BERTRAND JACQUILLAT AS A DIRECTOR
PROPOSAL #O10: RENEWAL OF THE APPOINTMENT OF LORD ISSUER YES FOR FOR
PETER LEVENE OF PORTSOKEN AS A DIRECTOR
PROPOSAL #O11: APPOINTMENT OF MRS. PATRICIA BARBIZET ISSUER YES FOR FOR
AS A DIRECTOR
PROPOSAL #O12: APPOINTMENT OF MR. CLAUDE MANDIL AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: DELEGATION OF AUTHORITY GRANTED TO THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING
ACCESS TO SHARE CAPITAL WHILE MAINTAINING SHAREHOLDERS
PREFERENTIAL SUBSCRIPTION RIGHTS OR BY CAPITALIZING
PREMIUMS, RESERVES, SURPLUSES OR OTHER LINE ITEMS
PROPOSAL #14: DELEGATION OF AUTHORITY GRANTED TO THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING
ACCESS TO SHARE CAPITAL WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
PROPOSAL #15: DELEGATION OF POWERS GRANTED TO THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING
ACCESS TO SHARE CAPITAL, IN PAYMENT OF SECURITIES THAT
WOULD BE CONTRIBUTED TO THE COMPANY
PROPOSAL #16: DELEGATION OF AUTHORITY GRANTED TO THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL UNDER THE
CONDITIONS PROVIDED FOR IN ARTICLE 443-5 OF THE
FRENCH LABOR CODE
PROPOSAL #17: AUTHORIZATION FOR THE BOARD OF DIRECTORS ISSUER YES FOR FOR
TO GRANT RESTRICTED SHARES OF THE COMPANY TO GROUP
EMPLOYEES AND TO EXECUTIVE OFFICERS OF THE COMPANY OR
OF GROUP COMPANIES
PROPOSAL #17A: REMOVAL OF MR. ANTOINE JEANCOURT- SHAREHOLDER YES AGAINST FOR
GALIGNANI FROM HIS DIRECTORSHIP
PROPOSAL #17B: ADDITION OF A FINAL LAST PARAGRAPH TO SHAREHOLDER YES FOR AGAINST
ARTICLE 12 OF THE COMPANY'S ARTICLES OF ASSOCIATION TO
ENSURE THAT STATISTICS ARE PUBLISHED IDENTIFYING BY
NAME THE DIRECTORS IN ATTENDANCE AT MEETINGS OF THE
BOARD OF DIRECTORS AND ITS COMMITTEES
PROPOSAL #17C: AUTHORIZATION TO GRANT RESTRICTED SHAREHOLDER YES AGAINST FOR
SHARES OF THE COMPANY TO ALL EMPLOYEES OF THE GROUP
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TXU CORP.
TICKER: TXU CUSIP: 873168108
MEETING DATE: 9/7/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO APPROVE THE AGREEMENT AND PLAN OF ISSUER YES FOR FOR
MERGER, DATED AS OF FEBRUARY 25, 2007 (AS AMENDED FROM
TIME TO TIME, THE MERGER AGREEMENT ) AMONG TXU
CORP., TEXAS ENERGY FUTURE HOLDINGS LIMITED
PARTNERSHIP, A DELAWARE LIMITED PARTNERSHIP, AND TEXAS
ENERGY FUTURE MERGER SUB CORP., A TEXAS CORPORATION,
INCLUDING THE PLAN OF MERGER CONTAINED IN THE MERGER
PROPOSAL #02: TO APPROVE ANY PROPOSAL BY TXU CORP. TO ISSUER YES FOR FOR
ADJOURN OR POSTPONE THE ANNUAL MEETING, IF DETERMINED
TO BE NECESSARY.
ELECTION OF DIRECTOR: LELDON E. ECHOLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KERNEY LADAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACK E. LITTLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERARDO I. LOPEZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.E. OESTERREICHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL W. RANGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEONARD H. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GLENN F. TILTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. JOHN WILDER ISSUER YES FOR FOR
PROPOSAL #04: APPROVAL OF INDEPENDENT AUDITOR - ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP.
PROPOSAL #05: SHAREHOLDER PROPOSAL RELATED TO TXU SHAREHOLDER YES ABSTAIN AGAINST
CORP.'S ADOPTION OF QUANTITATIVE GOALS FOR EMISSIONS
AT ITS EXISTING AND PROPOSED PLANTS.
PROPOSAL #06: SHAREHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON TXU CORP.'S POLITICAL CONTRIBUTIONS AND
EXPENDITURES.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. BANCORP
TICKER: USB CUSIP: 902973304
MEETING DATE: 4/15/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES FOR FOR
ANNUAL MEETING IN 2009: DOUGLAS M. BAKER, JR.
PROPOSAL #1B: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES AGAINST AGAINST
ANNUAL MEETING IN 2009: JOEL W. JOHNSON
PROPOSAL #1C: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES FOR FOR
ANNUAL MEETING IN 2009: DAVID B. O MALEY
PROPOSAL #1D: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES AGAINST AGAINST
ANNUAL MEETING IN 2009: O DELL M. OWENS, M.D., M.P.H.
PROPOSAL #1E: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES FOR FOR
ANNUAL MEETING IN 2009: CRAIG D. SCHNUCK
PROPOSAL #02: RATIFY SELECTION OF ERNST & YOUNG LLP AS ISSUER YES AGAINST AGAINST
INDEPENDENT AUDITOR FOR THE 2008 FISCAL YEAR.
PROPOSAL #03: SHAREHOLDER PROPOSAL: ANNUAL SHAREHOLDER YES AGAINST FOR
RATIFICATION OF EXECUTIVE OFFICER COMPENSATION.
PROPOSAL #04: SHAREHOLDER PROPOSAL: SEPARATE THE ROLES SHAREHOLDER YES AGAINST FOR
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UBS AG
TICKER: UBS CUSIP: H89231338
MEETING DATE: 2/27/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1B: REQUEST FOR A SPECIAL AUDIT SHAREHOLDER YES FOR AGAINST
(SONDERPRUFUNG) BY ETHOS
PROPOSAL #02: STOCK DIVIDEND CREATION OF AUTHORIZED ISSUER YES FOR FOR
CAPITAL APPROVAL OF ARTICLE 4B OF THE ARTICLES OF
ASSOCIATION
PROPOSAL #03: CAPITAL INCREASE PROPOSAL BY THE BOARD ISSUER YES FOR FOR
OF DIRECTORS: MANDATORY CONVERTIBLE NOTES CREATION OF
CONDITIONAL CAPITAL APPROVAL OF ARTICLE 4A PARA. 3 OF
THE ARTICLES OF ASSOCIATION
PROPOSAL #04: ALTERNATIVE PROPOSAL BY PROFOND: SHAREHOLDER YES FOR AGAINST
ORDINARY CAPITAL INCREASE RIGHTS OFFERING
PROPOSAL #05: IN CASE OF AD-HOC SHAREHOLDERS MOTIONS ISSUER YES AGAINST AGAINST
DURING THE EXTRAORDINARY GENERAL MEETING, I/WE
AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE
BOARD OF DIRECTORS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UBS AG
TICKER: UBS CUSIP: H89231338
MEETING DATE: 4/23/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ANNUAL REPORT, GROUP AND PARENT COMPANY ISSUER YES FOR FOR
ACCOUNTS FOR FINANCIAL YEAR 2007 REPORTS OF THE GROUP
AND STATUTORY AUDITORS
PROPOSAL #02: APPROPRIATION OF RESULTS ISSUER YES FOR FOR
PROPOSAL #3A: REDUCTION OF THE TERM OF OFFICE OF ISSUER YES FOR FOR
MEMBERS OF THE BOARD OF DIRECTORS (ARTICLE 19 PARA. 1
OF THE ARTICLES OF ASSOCIATION)
PROPOSAL #3B: REFERENCES TO GROUP AUDITORS (ARTICLE 17 ISSUER YES FOR FOR
LIT. B, 25 LIT. C, 31 PARA. 1 AND 2 AND TITLE D OF
THE ARTICLES OF ASSOCIATION)
PROPOSAL #4A1: RE-ELECTION OF MEMBER THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: MARCEL OSPEL
PROPOSAL #4A2: RE-ELECTION OF MEMBER THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: PETER VOSER
PROPOSAL #4A3: RE-ELECTION OF MEMBER THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: LAWRENCE A. WEINBACH
PROPOSAL #4B1: ELECTION OF A NEW MEMBER OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS: DAVID SIDWELL
PROPOSAL #4B2: THE BOARD OF DIRECTORS PROPOSES THAT ISSUER YES FOR FOR
PETER KURER BE ELECTED AS AN EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS FOR A ONE YEAR TERM OF OFICE.
PROPOSAL #4C: RE-ELECTION OF THE AUDITORS (ERNST & ISSUER YES FOR FOR
YOUNG LTD. BASEL)
PROPOSAL #05: ORDINARY CAPITAL INCREASE. RIGHTS ISSUER YES FOR FOR
OFFERING
PROPOSAL #06: IN CASE OF AD-HOC SHAREHOLDERS MOTIONS ISSUER YES FOR N/A
DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE
MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF
DIRECTORS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UCB SA, BRUXELLES
TICKER: N/A CUSIP: N/A
MEETING DATE: 4/24/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: RECEIVE THE MANAGEMENT REPORT OF THE ISSUER NO N/A N/A
BOARD OF DIRECTOR S
PROPOSAL #2.: RECEIVE THE REPORTS OF THE AUDITORS ISSUER NO N/A N/A
PROPOSAL #3.: APPROVE THE ANNUAL ACCOUNTS OF UCB S.A. ISSUER NO N/A N/A
TO 31 DEC 2007 AND THE ALLOCATION OF THE PROFITS OR
LOSSES REFLECTED THEREIN
PROPOSAL #4.: GRANT DISCHARGE TO THE DIRECTORS ISSUER NO N/A N/A
PROPOSAL #5.: GRANT DISCHARGE TO THE AUDITORS ISSUER NO N/A N/A
PROPOSAL #6.1: APPROVE TO RENEW THE APPOINTMENT OF MR. ISSUER NO N/A N/A
COUNTESS DIEGO DU MONCEAU DE BERGENDAL AS A DIRECTOR
PROPOSAL #6.2: APPROVE TO RENEW THE APPOINTMENT OF DR. ISSUER NO N/A N/A
PETER FELLNER AS A DIRECTOR
PROPOSAL #6.3: APPROVE TO RENEW THE APPOINTMENT OF MR. ISSUER NO N/A N/A
GERHARD MAYR AS A DIRECTOR
PROPOSAL #6.4: ACKNOWLEDGE THE POSITION OF MR. GERHARD ISSUER NO N/A N/A
MAYR AS AN INDEPENDENT DIRECTOR ACCORDING TO THE LAW,
SATISFYING THE INDEPENDENCE CRITERIA PROVIDED BY LAW
AND BY THE BOARD OF DIRECTORS
PROPOSAL #6.5: APPROVE TO RENEW THE APPOINTMENT OF MR. ISSUER NO N/A N/A
COUNT DE PRET ?ARNOUD? AS A DIRECTOR
PROPOSAL #6.6: APPROVE TO RENEW THE APPOINTMENT OF ISSUER NO N/A N/A
MRS. JEAN VAN RIJCKEVORSEL AS A DIRECTOR
PROPOSAL #6.7: APPOINT MR. THOMAS LEYSEN AS A NEW ISSUER NO N/A N/A
DIRECTOR EFFECTIVE FROM 01 JAN 2009 FOR A PERIOD TO
EXPIRE AT THE OGM TO BE HELD IN 2011
PROPOSAL #6.8: ACKNOWLEDGE THE POSITION OF MR. THOMAS ISSUER NO N/A N/A
LEYSEN AS AN INDEPENDENT DIRECTOR ACCORDING TO THE
LAW, SATISFYING THE INDEPENDENCE CRITERIA PROVIDED BY
LAW AND BY THE BOARD OF DIRECTORS
PROPOSAL #6.9: APPOINT MR. JEAN-PIERRE KINET AS A NEW ISSUER NO N/A N/A
DIRECTOR FOR A PERIOD PROVIDED BY THE ARTICLES OF
ASSOCIATION
PROPOSAL #6.10: ACKNOWLEDGE THE POSITION OF MR. JEAN- ISSUER NO N/A N/A
PIERRE KINET AS AN INDEPENDENT DIRECTOR ACCORDING TO
THE LAW, SATISFYING THE INDEPENDENCE CRITERIA PROVIDED
BY LAW AND BY THE BOARD OF DIRECTORS
PROPOSAL #6.11: APPOINT MR. ARMAND DE DECKER AS A NEW ISSUER NO N/A N/A
DIRECTOR FOR A PERIOD PROVIDED BY THE ARTICLES OF
ASSOCIATION
PROPOSAL #6.12: ACKNOWLEDGE THE POSITION OF MR. ARMAND ISSUER NO N/A N/A
DE DECKER AS AN INDEPENDENT DIRECTOR ACCORDING TO THE
LAW, SATISFYING THE INDEPENDENCE CRITERIA PROVIDED BY
LAW AND BY THE BOARD OF DIRECTORS
PROPOSAL #6.13: APPOINT MR. NORMAN J. ORNSTEIN AS A ISSUER NO N/A N/A
NEW DIRECTOR FOR A PERIOD PROVIDED BY THEARTICLES OF
ASSOCIATION
PROPOSAL #6.14: ACKNOWLEDGE THE POSITION OF MR. NORMAN ISSUER NO N/A N/A
J. ORNSTEIN AS AN INDEPENDENT DIRECTORACCORDING TO
THE LAW, SATISFYING THE INDEPENDENCE CRITERIA PROVIDED
BY LAW AND BY THE BOARD OF DIRECTORS
PROPOSAL #7.: APPROVE, TO FIX THE ANNUAL EMOLUMENTS OF ISSUER NO N/A N/A
THE DIRECTORS AT EUR 60,000, OF THE CHAIRMAN OF THE
BOARD OF DIRECTORS AT EUR 120,000 AND OF THE VICE
CHAIRMAN AT EUR 90.000; TO FIX THE PRESENCE FEES OF
THE DIRECTORS AT EUR 1,000 EUR PER MEETING, OF THE
CHAIRMAN OF THE BOARD OF DIRECTORS AT EUR 2,000 PER
MEETING AND OF THE VICE CHAIRMAN OF THE BOARD OF
DIRECTORS AT EUR 1,500 PER MEETING; AND TO FIX THE
ANNUAL ADDITIONAL REMUNERATION OF THE MEMBERS OF THE
BOARD COMMITTEES AT EUR 7,500 AND OF THE CHAIRMEN OF
THE BOARD COMMITTEES AT EUR 15,000
PROPOSAL #8.: AUTHORIZE THE COMPANY TO PURCHASE ITS ISSUER NO N/A N/A
OWN SHARES ON THE STOCK EXCHANGE FOR A PERIOD OF
EIGHTEEN MONTHS FROM THE DATE OF THE GENERAL MEETING
DATED 24 APR 2008, WITH A VIEW TO SUCH SHARES
POTENTIALLY BEING USED IN THE CONTEXT OF FREE
ALLOCATIONS OR ISSUES OF STOCK OPTIONS IMPLEMENTED BY
THE BOARD OF DIRECTORS OF UCB SA FOR THE BENEFIT OF
MANAGERS OF THE UCB GROUP, UP TO A MAXIMUM OF
2,300,000 SHARES, PURCHASES MAY TAKE PLACE ON THE
STOCK EXCHANGE AT A MINIMUM PRICE OF EUR 20 AND AT A
MAXIMUM PRICE OF EUR 60, SHARES ACQUIRED IN THIS WAY
MAY BE DISPOSED OF BY THE COMPANY WITHOUT PRIOR
AUTHORIZATION BY THE GENERAL MEETING, UPON THE
EXERCISE OF PURCHASE OPTIONS UNDER THE CONDITIONS
PROVIDED BY THE STOCK OPTION PLANS RELATING TO THE
AFOREMENTIONED SHARES, THROUGHOUT THE PERIOD OF
OWNERSHIP BY THE COMPANY OF THE SHARES PURCHASED, THE
RIGHTS ATTACHED TO SUCH SHARES SHALL BE SUSPENDED.
COUPONS RELATING TO DIVIDENDS WHICH FALL DUE DURING
THIS PERIOD OF OWNERSHIP SHALL BE DESTROYED AND THE
COMPANY'S PROFITS SHALL BE DIVIDED AMONG THE SHARES
WHOSE RIGHTS HAVE NOT BEEN SUSPENDED. THE
AUTHORIZATIONS REFERRED TO AS SPECIFIED ABOVE SHALL
APPLY TO PURCHASES AND DISPOSALS CARRIED OUT BY DIRECT
SUBSIDIARIES WITHIN THE MEANING OF ARTICLE 627 OF THE
COMPANIES CODE AND THOSE WHICH ACT ON BEHALF OF THE
COMPANY, SHARES PURCHASED BY SUCH SUBSIDIARIES SHALL
BE CHARGED TO THE TOTAL OF 2,300,000 SHARES REFERRED
TO IN PARAGRAPH 1 ABOVE. THROUGHOUT THE PERIOD OF
OWNERSHIP OF THE SHARES BY THE PURCHASING SUBSIDIARY,
THE VOTING RIGHTS ATTACHED TO SUCH SHARES SHALL BE
SUSPENDED
PROPOSAL #9.: APPROVE THE GENERAL MEETING APPROVES THE ISSUER NO N/A N/A
DECISION OF THE BOARD OF DIRECTORS TO ALLOCATE A
NUMBER OF 290,000 TO 355,000 MAXIMUM FREE SHARES: OF
WHICH 160,000 TO PERSONNEL OF THE LEADERSHIP TEAM IN
2008, NAMELY TO ABOUT 45 INDIVIDUALS, ACCORDING 10
ALLOCATION CRITERIA LINKED TO THE LEVEL OF
RESPONSIBILITY OF THOSE CONCERNED. THE ALLOCATIONS OF
THESE FREE SHARES WILL TAKE PLACE ON COMPLETION OF THE
CONDITION THAT THE INTERESTED PARTIES REMAIN EMPLOYED
WITHIN THE UCB GROUP FOR A PERIOD OF AT LEAST 3 YEARS
AFTER THE GRANT OF AWARDS; OF WHICH 130,000 TO
195,000 MAXIMUM TO EMPLOYEES MEMBERS OF THE LEADERSHIP
TEAM QUALIFYING FOR THE PERFORMANCE SHARE PLAN AND
FOR WHICH PAYOUT WILL OCCUR AFTER A THREE YEAR VESTING
PERIOD AND WILL VARY FROM 0% TO 150% OF THE GRANTED
AMOUNT DEPENDING ON THE LEVEL OF ACHIEVEMENT OF THE
PERFORMANCE CONDITIONS SET BY THE COMPANY AT THE
MOMENT OF GRANT
PROPOSAL #10.: APPROVE THE RULES OF THE UCB SA U.S. ISSUER NO N/A N/A
EMPLOYEE STOCK PURCHASE PLAN, AS SPECIFIED
PROPOSAL #11.: APPROVE THAT FROM THIS DATE THE ISSUER NO N/A N/A
REGISTER OF SHAREHOLDERS AND THE REGISTER OF WARRANT
HOLDERS MAY BE MANAGED IN ELECTRONIC FORMAT ACCORDING
TO THE POSSIBILITY OFFERED BY ARTICLE 463 OF THE
COMPANY CODE
PROPOSAL #12.: APPROVE, ACCORDING TO ARTICLE 556 OF ISSUER NO N/A N/A
THE COMPANY CODE, THAT THIRD PARTIES BE GRANTED RIGHTS
WHICH CAN AFFECT THE ASSETS OF THE COMPANY OR CREATE
A DEBT OR AN OBLIGATION OF THE COMPANY IN THE EVENT
THAT THE EXERCISE OF THESE RIGHTS IS DEPENDANT ON
MAKING A PUBLIC BID ON THE SHARES OF THE COMPANY OR ON
A CHANGE OF CONTROL, AS CONTAINED IN THE STOCK AWARD
PLANS OR THE PERFORMANCE SHARE PLANS, WHICH PROVIDE
THAT IN CASE OF TAKEOVER OR OF MERGER, THE AWARDS
GRANTED WILL VEST IN FULL ON THE DATE OF THE CHANGE OF
CONTROL, EXCEPT IF THE PARTICIPANT ACCEPTS TO
EXCHANGE HIS AWARDS PRIOR TO THE CHANGE OF CONTROL
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UCB SA, BRUXELLES
TICKER: N/A CUSIP: N/A
MEETING DATE: 4/24/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: RECEIVE THE SPECIAL BOARD REPORT AND ISSUER NO N/A N/A
SPECIAL AUDITOR REPORT
PROPOSAL #1.1: APPROVE THE ISSUANCE OF WARRANTS ISSUER NO N/A N/A
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #1.2: APPROVE TO ELIMINATE THE PRE-EMPTIVE ISSUER NO N/A N/A
RIGHTS IN CASE OF ISSUANCE OF BONDS IN FAVOUR OF THE
COMPANY FINANCIERE DE TUBIZE
PROPOSAL #1.3: AUTHORIZE THE BOARD TO INCREASE SHARE ISSUER NO N/A N/A
CAPITAL
PROPOSAL #1.4: APPROVE TO ALLOCATE THE ISSUANCE ISSUER NO N/A N/A
PREMIUM TO AN UNAVAILABLE ACCOUNT
PROPOSAL #1.5: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER NO N/A N/A
THE CAPITAL
PROPOSAL #1.6: APPROVE THE CAPITAL INCREASE AS A ISSUER NO N/A N/A
TEMPORARY DECISION
PROPOSAL #1.7: APPROVE TO NOMINATE THE CHAIRMAN OF THE ISSUER NO N/A N/A
BOARD AS MEMBER OF THE AD HOC COMMITTEE IN CASE OF
ISSUANCE OF WARRANTS
PROPOSAL #1.8: APPROVE TO NOMINATE THE VICE-CHAIRMAN ISSUER NO N/A N/A
OF THE BOARD AS MEMBER OF THE AD HOC COMMITTEE IN CASE
OF ISSUANCE OF WARRANTS
PROPOSAL #1.9: APPROVE TO NOMINATE THE CEO OF THE ISSUER NO N/A N/A
BOARD AS THE MEMBER OF THE AD HOC COMMITTEE IN CASE OF
ISSUANCE OF WARRANTS
PROPOSAL #2.: AUTHORIZE THE IMPLEMENTATION OF APPROVED ISSUER NO N/A N/A
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNILEVER N.V.
TICKER: UN CUSIP: 904784709
MEETING DATE: 5/15/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #02: TO ADOPT THE ANNUAL ACCOUNTS AND ISSUER YES FOR FOR
APPROPRIATION OF THE PROFIT FOR THE 2007 FINANCIAL
YEAR.
PROPOSAL #03: TO DISCHARGE THE EXECUTIVE DIRECTORS IN ISSUER YES FOR FOR
OFFICE IN THE 2007 FINANCIAL YEAR FOR THE FULFILMENT
OF THEIR TASK.
PROPOSAL #04: TO DISCHARGE THE NON-EXECUTIVE DIRECTORS ISSUER YES FOR FOR
IN OFFICE IN THE 2007 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK.
PROPOSAL #05: TO RE-APPOINT MR P J CESCAU AS AN ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #06: TO APPOINT MR J A LAWRENCE AS AN ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #07: TO INCREASE GSIP AWARD AND BONUS LIMITS ISSUER YES FOR FOR
FOR MR J A LAWRENCE.
PROPOSAL #08: TO RE-APPOINT PROFESSOR G BERGER AS A ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR.
PROPOSAL #09: TO RE-APPOINT THE RT HON THE LORD ISSUER YES FOR FOR
BRITTAN OF SPENNITHORNE QC, DL AS A NON-EXECUTIVE
DIRECTOR.
PROPOSAL #10: TO RE-APPOINT PROFESSOR W DIK AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #11: TO RE-APPOINT MR C E GOLDEN AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #12: TO RE-APPOINT DR B E GROTE AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #13: TO RE-APPOINT MR N MURTHY AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #14: TO RE-APPOINT MS H NYASULU AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #15: TO RE-APPOINT THE LORD SIMON OF HIGHBURY ISSUER YES FOR FOR
CBE AS A NON-EXECUTIVE DIRECTOR.
PROPOSAL #16: TO RE-APPOINT MR K J STORM AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #17: TO RE-APPOINT MR M TRESCHOW AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #18: TO RE-APPOINT MR J VAN DER VEER AS A ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR.
PROPOSAL #19: TO APPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
ACCOUNTANTS N.V. AS AUDITORS OF THE COMPANY.
PROPOSAL #20: TO APPROVE THE PROPOSAL TO CHANGE THE ISSUER YES FOR FOR
REPORTING LANGUAGE.
PROPOSAL #21: TO DESIGNATE THE BOARD OF DIRECTORS AS ISSUER YES FOR FOR
THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE
COMPANY.
PROPOSAL #22: TO AUTHORISE THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
PURCHASE SHARES AND DEPOSITARY RECEIPTS IN THE COMPANY.
PROPOSAL #23: TO APPROVE THE PROPOSAL TO REDUCE THE ISSUER YES FOR FOR
CAPITAL THROUGH CANCELLATION OF SHARES.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED PARCEL SERVICE, INC.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/8/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: F. DUANE ACKERMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL J. BURNS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. SCOTT DAVIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STUART E. EIZENSTAT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL L. ESKEW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN M. LIVERMORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUDY MARKHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. THOMPSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CAROL B. TOME ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BEN VERWAAYEN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2008.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VEOLIA ENVIRONNEMENT
TICKER: VE CUSIP: 92334N103
MEETING DATE: 5/7/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O1: FIRST RESOLUTION APPROVAL OF THE REPORTS ISSUER YES FOR FOR
AND PARENT COMPANY FINANCIAL STATEMENTS FOR THE 2007
FINANCIAL YEAR
PROPOSAL #O2: SECOND RESOLUTION APPROVAL OF THE ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2007
FINANCIAL YEAR
PROPOSAL #O3: THIRD RESOLUTION APPROVAL OF THE ISSUER YES FOR FOR
EXPENSES AND CHARGES REFERRED TO IN ARTICLE 39-4 OF
THE CODE GENERAL DES IMPORTS
PROPOSAL #O4: FOURTH RESOLUTION ALLOCATION OF INCOME ISSUER YES FOR FOR
AND DATE OF PAYMENT OF DIVIDENDS
PROPOSAL #O5: FIFTH RESOLUTION APPROVAL OF REGULATED ISSUER YES AGAINST AGAINST
AGREEMENTS AND UNDERTAKINGS
PROPOSAL #O6: SIXTH RESOLUTION AUTHORIZATION FOR THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S OWN SHARES
PROPOSAL #E7: SEVENTH RESOLUTION AUTHORIZATION FOR THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES AND/OR NEGOTIABLE SECURITIES
CONVERTIBLE INTO THE COMPANY'S SHARES IMMEDIATELY OR
IN THE FUTURE AND/OR NEGOTIABLE SECURITIES CARRYING A
RIGHT TO THE ALLOCATION OF DEBT SECURITIES - WHILE
MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS
PROPOSAL #E8: EIGHTH RESOLUTION AUTHORIZATION FOR THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES AND/OR NEGOTIABLE SECURITIES
CONVERTIBLE INTO THE COMPANY'S SHARES AND/OR
NEGOTIABLE SECURITIES CARRYING A RIGHT TO THE
ALLOCATION OF DEBT SECURITIES - WHILE CANCELLING
PREFERENTIAL SUBSCRIPTION RIGHTS
PROPOSAL #E9: NINTH RESOLUTION AUTHORIZATION FOR THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO ISSUE SHARES OR NEGOTIABLE
SECURITIES CONVERTIBLE INTO SHARES WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS TO PAY FOR CAPITAL
CONTRIBUTIONS IN KIND CONSISTING OF CAPITAL SECURITIES
OR NEGOTIABLE SECURITIES CONVERTIBLE INTO SHARES
PROPOSAL #E10: TENTH RESOLUTION AUTHORIZATION FOR THE ISSUER YES FOR FOR
BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY
THE CAPITALIZATION OF PREMIUMS, RESERVES, PROFITS OR
OTHERWISE
PROPOSAL #E11: ELEVENTH RESOLUTION AUTHORIZATION FOR ISSUER YES FOR FOR
THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF
SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE
WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
PROPOSAL #E12: TWELFTH RESOLUTION AUTHORIZATION FOR ISSUER YES FOR FOR
THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING SHARES OR NEGOTIABLE SECURITIES CONVERTIBLE
INTO SHARES, RESERVED FOR MEMBERS OF EMPLOYEE SAVINGS
PLANS, WHILE CANCELLING SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS IN FAVOR OF SUCH MEMBERS
PROPOSAL #E13: THIRTEENTH RESOLUTION AUTHORIZATION FOR ISSUER YES FOR FOR
THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL,
WHILE CANCELLING SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS IN FAVOR OF A CATEGORY OF
BENEFICIARIES
PROPOSAL #E14: FOURTEENTH RESOLUTION AUTHORIZATION FOR ISSUER YES FOR FOR
THE BOARD OF DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE
OR PURCHASE SHARES
PROPOSAL #E15: FIFTEENTH RESOLUTION AUTHORIZATION FOR ISSUER YES FOR FOR
THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY
THE CANCELLATION OF TREASURY SHARES
PROPOSAL #E16: SIXTEENTH RESOLUTION AUTHORIZATION FOR ISSUER YES FOR FOR
THE BOARD OF DIRECTORS TO DECIDE, DURING THE PERIOD OF
A TAKEOVER BID, TO ISSUE WARRANTS WITH PREFERENTIAL
RIGHTS TO SUBSCRIBE THE COMPANY'S SHARES, INCLUDING
THEIR FREE ALLOCATION TO ALL THE COMPANY'S SHAREHOLDERS
PROPOSAL #E17: SEVENTEENTH RESOLUTION AMENDMENT TO THE ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #E18: EIGHTEENTH RESOLUTION AMENDMENT OF THE ISSUER YES AGAINST AGAINST
ARTICLES OF ASSOCIATION
PROPOSAL #E19: NINETEENTH RESOLUTION AMENDMENT OF THE ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #E20: TWENTIETH RESOLUTION AMENDMENT OF THE ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #E21: TWENTY-FIRST AMENDMENT OF THE ARTICLES ISSUER YES AGAINST AGAINST
OF ASSOCIATION
PROPOSAL #22: TWENTY-SECOND POWERS TO CARRY OUT ISSUER YES FOR FOR
FORMALITIES
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VERIZON COMMUNICATIONS INC.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/1/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: SANDRA O. MOOSE ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DONALD T. ISSUER YES FOR FOR
NICOLAISEN
PROPOSAL #1G: ELECTION OF DIRECTOR: THOMAS H. O BRIEN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: HUGH B. PRICE ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: JOHN R. STAFFORD ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: ELIMINATE STOCK OPTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: GENDER IDENTITY NONDISCRIMINATION POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: SEPARATE OFFICES OF CHAIRMAN AND CEO SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VORNADO REALTY TRUST
TICKER: VNO CUSIP: 929042109
MEETING DATE: 5/15/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ANTHONY W. DEERING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL LYNNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT H. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD G. TARGAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF SELECTION OF INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING MAJORITY SHAREHOLDER YES AGAINST FOR
VOTING FOR TRUSTEES.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WACHOVIA CORPORATION
TICKER: WB CUSIP: 929903102
MEETING DATE: 4/22/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN T. CASTEEN, ISSUER YES FOR FOR
III
PROPOSAL #1D: ELECTION OF DIRECTOR: JERRY GITT ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: WILLIAM H. ISSUER YES FOR FOR
GOODWIN, JR.
PROPOSAL #1F: ELECTION OF DIRECTOR: MARYELLEN C. ISSUER YES FOR FOR
HERRINGER
PROPOSAL #1G: ELECTION OF DIRECTOR: ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: MACKEY J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: ERNEST S. RADY ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: VAN L. RICHEY ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #1O: ELECTION OF DIRECTOR: LANTY L. SMITH ISSUER YES FOR FOR
PROPOSAL #1P: ELECTION OF DIRECTOR: G. KENNEDY THOMPSON ISSUER YES FOR FOR
PROPOSAL #1Q: ELECTION OF DIRECTOR: DONA DAVIS YOUNG ISSUER YES FOR FOR
PROPOSAL #02: A WACHOVIA PROPOSAL TO RATIFY THE ISSUER YES FOR FOR
APPOINTMENT OF KPMG LLP AS AUDITORS FOR THE YEAR 2008.
PROPOSAL #03: A STOCKHOLDER PROPOSAL REGARDING NON- SHAREHOLDER YES AGAINST FOR
BINDING STOCKHOLDER VOTE RATIFYING EXECUTIVE
COMPENSATION.
PROPOSAL #04: A STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
REPORTING POLITICAL CONTRIBUTIONS.
PROPOSAL #05: A STOCKHOLDER PROPOSAL REGARDING THE SHAREHOLDER YES AGAINST FOR
NOMINATION OF DIRECTORS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WALGREEN CO.
TICKER: WAG CUSIP: 931422109
MEETING DATE: 1/9/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: WILLIAM C. FOOTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN G. MCNALLY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CORDELL REED ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY A. REIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NANCY M. SCHLICHTING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID Y. SCHWARTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALEJANDRO SILVA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. SKINNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARILOU M. VON FERSTEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES R. WALGREEN III ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING REPORTS SHAREHOLDER YES ABSTAIN AGAINST
DISCLOSING CHARITABLE CONTRIBUTIONS.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
SHAREHOLDER VOTE ON THE ADOPTION, MAINTENANCE OR
EXTENSION OF ANY POISON PILL.
PROPOSAL #05: SHAREHOLDER PROPOSAL THAT THE CHAIRMAN SHAREHOLDER YES AGAINST FOR
OF THE BOARD BE AN INDEPENDENT DIRECTOR WHO HAS NOT
PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF WALGREEN
CO.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WAL-MART STORES, INC.
TICKER: WMT CUSIP: 931142103
MEETING DATE: 6/6/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JAMES W. BREYER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROGER C. CORBETT ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DOUGLAS N. DAFT ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DAVID D. GLASS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: GREGORY B. PENNER ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: ALLEN I. QUESTROM ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: H. LEE SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: ARNE M. SORENSON ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: JIM C. WALTON ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: S. ROBSON WALTON ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: CHRISTOPHER J. ISSUER YES FOR FOR
WILLIAMS
PROPOSAL #1O: ELECTION OF DIRECTOR: LINDA S. WOLF ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF MANAGEMENT INCENTIVE PLAN, ISSUER YES FOR FOR
AS AMENDED AND RESTATED
PROPOSAL #03: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT ACCOUNTANTS
PROPOSAL #04: AMEND EQUAL EMPLOYMENT OPPORTUNITY POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: PAY-FOR-SUPERIOR-PERFORMANCE SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: RECOUPMENT OF SENIOR EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION POLICY
PROPOSAL #07: ESTABLISH HUMAN RIGHTS COMMITTEE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #08: ADVISORY VOTE ON EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: POLITICAL CONTRIBUTIONS REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #10: SOCIAL AND REPUTATION IMPACT REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #11: SPECIAL SHAREHOLDERS MEETING SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WASTE MANAGEMENT, INC.
TICKER: WMI CUSIP: 94106L109
MEETING DATE: 5/9/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: PROPOSAL TO ELECT: PASTORA SAN JUAN ISSUER YES FOR FOR
CAFFERTY
PROPOSAL #1B: PROPOSAL TO ELECT: FRANK M. CLARK, JR. ISSUER YES FOR FOR
PROPOSAL #1C: PROPOSAL TO ELECT: PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1D: PROPOSAL TO ELECT: THOMAS I. MORGAN ISSUER YES FOR FOR
PROPOSAL #1E: PROPOSAL TO ELECT: JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #1F: PROPOSAL TO ELECT: W. ROBERT REUM ISSUER YES FOR FOR
PROPOSAL #1G: PROPOSAL TO ELECT: STEVEN G. ROTHMEIER ISSUER YES FOR FOR
PROPOSAL #1H: PROPOSAL TO ELECT: DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1I: PROPOSAL TO ELECT: THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
PROPOSAL #03: PROPOSAL RELATING TO DISCLOSURE OF SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
MEETING.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WESTPAC BANKING CORPORATION
TICKER: WBK CUSIP: 961214301
MEETING DATE: 12/13/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O2A: THAT EDWARD (TED) ALFRED EVANS, WHO ISSUER YES FOR FOR
RETIRES IN ACCORDANCE WITH ARTICLES 9.2 AND 9.3 OF THE
CONSTITUTION, BE RE-ELECTED AS A DIRECTOR OF WESTPAC
BANKING CORPORATION.
PROPOSAL #O2B: THAT GORDON MCKELLAR CAIRNS, WHO ISSUER YES FOR FOR
RETIRES IN ACCORDANCE WITH ARTICLES 9.2 AND 9.3 OF THE
CONSTITUTION, BE RE-ELECTED AS A DIRECTOR OF WESTPAC
BANKING CORPORATION.
PROPOSAL #O3: THAT THE GRANT OF RESTRICTED SHARES ISSUER YES FOR FOR
UNDER THE CHIEF EXECUTIVE OFFICER RESTRICTED SHARE
PLAN AND THE GRANT TO PERFORMANCE SHARE RIGHTS AND
PERFORMANCE OPTIONS UNDER THE CHIEF EXECUTIVE OFFICER
PERFORMANCE PLAN TO THE FUTURE MANAGING DIRECTOR AND
CHIEF EXECUTIVE OFFICER, GAIL KELLY, BE APPROVED FOR
ALL PURPOSES, INCLUDING FOR THE PURPOSES OF ASX
LISTING RULE 10.14.
PROPOSAL #S4: THAT THE WESTPAC CONSTITUTION BE AMENDED ISSUER YES FOR FOR
AS OUTLINED IN THE EXPLANATORY NOTES IN THE NOTICE OF
MEETING.
PROPOSAL #05: TO ADOPT THE ANNUAL REMUNERATION REPORT ISSUER YES FOR FOR
FOR WESTPAC FOR THE YEAR ENDED 30 SEPTEMBER 2007.
(NON-BINDING VOTE)
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WYETH
TICKER: WYE CUSIP: 983024100
MEETING DATE: 4/24/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ROBERT M. AMEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MICHAEL J. CRITELLI ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ROBERT ESSNER ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JOHN D. FEERICK ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: FRANCES D. ISSUER YES FOR FOR
FERGUSSON
PROPOSAL #1F: ELECTION OF DIRECTOR: VICTOR F. GANZI ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: ROBERT LANGER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: JOHN P. MASCOTTE ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: MARY LAKE POLAN ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: BERNARD POUSSOT ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: GARY L. ROGERS ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: JOHN R. TORELL III ISSUER YES FOR FOR
PROPOSAL #02: VOTE TO RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008
PROPOSAL #03: VOTE TO AMEND AND RESTATE THE WYETH 2005 ISSUER YES FOR FOR
STOCK INCENTIVE PLAN
PROPOSAL #04: VOTE TO ADOPT THE WYETH 2008 NON- ISSUER YES FOR FOR
EMPLOYEE DIRECTOR STOCK INCENTIVE PLAN
PROPOSAL #05: STOCKHOLDER PROPOSAL ON REPORTING THE SHAREHOLDER YES ABSTAIN AGAINST
COMPANY'S POLITICAL CONTRIBUTIONS AND TRADE
ASSOCIATION PAYMENTS
PROPOSAL #06: STOCKHOLDER PROPOSAL ON ADOPTION OF A SHAREHOLDER YES AGAINST FOR
BY-LAW FOR THE RECOUPMENT OF INCENTIVE BONUSES
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ISSUER: XTO ENERGY INC.
TICKER: XTO CUSIP: 98385X106
MEETING DATE: 5/20/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: WILLIAM H. ADAMS ISSUER YES FOR FOR
III
PROPOSAL #1B: ELECTION OF DIRECTOR: KEITH A. HUTTON ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JACK P. RANDALL ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF 2004 STOCK INCENTIVE PLAN AS ISSUER YES FOR FOR
AMENDED AND RESTATED AS OF MAY 20, 2008.
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2008.
PROPOSAL #04: STOCKHOLDER PROPOSAL TO DECLASSIFY THE SHAREHOLDER YES FOR AGAINST
BOARD OF DIRECTORS.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
VANGUARD WELLINGTON FUND
By: /s/John J. Brennan
(Heidi Stam)
John J. Brennan*
Chairman & Chief Executive Officer
Date: August 28, 2008
* By Power of Attorney. Filed on January 18, 2008, see File Number 2-29601.
Incorporated by Reference.
