UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-121
NAME OF REGISTRANT: VANGUARD WELLINGTON FUND
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: NOVEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2008 - JUNE 30, 2009
FUND: VANGUARD WELLINGTON FUND
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ABB LTD
TICKER: ABB CUSIP: 000375204
MEETING DATE: 5/5/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2A: APPROVAL OF THE ANNUAL REPORT, THE ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS, AND THE ANNUAL
FINANCIAL STATEMENTS FOR 2008.
PROPOSAL #2B: CONSULATIVE VOTE ON THE 2008 ISSUER YES FOR FOR
REMUNERATION REPORT.
PROPOSAL #03: DISCHARGE OF THE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
THE PERSONS ENTRUSTED WITH MANAGEMENT.
PROPOSAL #04: APPROPRIATION OF AVAILABLE EARNINGS AND ISSUER YES FOR FOR
RELEASE OF LEGAL RESERVES.
PROPOSAL #05: RENEWAL OF AUTHORIZED SHARE CAPITAL. ISSUER YES FOR FOR
PROPOSAL #06: CAPITAL REDUCTION THROUGH NOMINAL VALUE ISSUER YES FOR FOR
REPAYMENT.
PROPOSAL #07: AMENDMENT TO THE ARTICLES OF ISSUER YES FOR FOR
INCORPORATION RELATED TO THE CAPITAL REDUCTION.
PROPOSAL #8A: ELECTIONS TO THE BOARD OF DIRECTOR: ISSUER YES FOR FOR
HUBERTUS VON GRUNBERG, GERMAN, RE-ELECT AS DIRECTOR.
PROPOSAL #8B: ELECTIONS TO THE BOARD OF DIRECTOR: ISSUER YES FOR FOR
ROGER AGNELLI, BRAZILIAN, RE-ELECT AS DIRECTOR.
PROPOSAL #8C: ELECTIONS TO THE BOARD OF DIRECTOR: ISSUER YES FOR FOR
LOUIS R. HUGHES, AMERICAN, RE-ELECT AS DIRECTOR.
PROPOSAL #8D: ELECTIONS TO THE BOARD OF DIRECTOR: ISSUER YES FOR FOR
HANS ULRICH MARKI, SWISS, RE-ELECT AS DIRECTOR.
PROPOSAL #8E: ELECTIONS TO THE BOARD OF DIRECTOR: ISSUER YES FOR FOR
MICHEL DE ROSEN, FRENCH, RE-ELECT AS DIRECTOR.
PROPOSAL #8F: ELECTIONS TO THE BOARD OF DIRECTOR: ISSUER YES FOR FOR
MICHAEL TRESCHOW, SWEDISH, RE-ELECT AS DIRECTOR.
PROPOSAL #8G: ELECTIONS TO THE BOARD OF DIRECTOR: ISSUER YES FOR FOR
BERND W. VOSS, GERMAN, RE-ELECT AS DIRECTOR.
PROPOSAL #8H: ELECTIONS TO THE BOARD OF DIRECTOR: ISSUER YES FOR FOR
JACOB WALLENBERG, SWEDISH, RE-ELECT AS DIRECTOR.
PROPOSAL #09: ELECTION OF THE AUDITORS. ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ABBOTT LABORATORIES
TICKER: ABT CUSIP: 002824100
MEETING DATE: 4/24/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: R.J. ALPERN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.S. AUSTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.M. DALEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.J. FARRELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.L. FULLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.A. OSBORN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.A.L. OWEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.A. REYNOLDS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.S. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.C. SCOTT III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.D. SMITHBURG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.F. TILTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.D. WHITE ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE ABBOTT LABORATORIES ISSUER YES FOR FOR
2009 INCENTIVE STOCK PROGRAM
PROPOSAL #03: APPROVAL OF THE ABBOTT LABORATORIES ISSUER YES FOR FOR
2009 EMPLOYEE STOCK PURCHASE PLAN FOR NON-U.S.
PROPOSAL #04: RATIFICATION OF DELOITTE & TOUCHE LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #05: SHAREHOLDER PROPOSAL - ANIMAL TESTING SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: SHAREHOLDER PROPOSAL - HEALTH CARE SHAREHOLDER YES ABSTAIN AGAINST
PRINCIPLES
PROPOSAL #07: SHAREHOLDER PROPOSAL - ADVISORY VOTE SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACCENTURE LTD
TICKER: ACN CUSIP: G1150G111
MEETING DATE: 2/12/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: RE-APPOINTMENT TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: CHARLES H. GIANCARLO
PROPOSAL #1B: RE-APPOINTMENT TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: DINA DUBLON
PROPOSAL #1C: RE-APPOINTMENT TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: WILLIAM D. GREEN
PROPOSAL #1D: RE-APPOINTMENT TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: NOBUYUKI IDEI
PROPOSAL #1E: RE-APPOINTMENT TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: MARJORIE MAGNER
PROPOSAL #2: RE-APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR THE 2009 FISCAL YEAR AND
AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO DETERMINE KPMG LLP'S REMUNERATION.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACE LIMITED
TICKER: ACE CUSIP: G0070K103
MEETING DATE: 7/14/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: MICHAEL G. ATIEH ISSUER YES FOR FOR
TO TERM EXPIRING IN 2009.
PROPOSAL #1B: ELECTION OF DIRECTOR: MARY A. CIRILLO ISSUER YES FOR FOR
TO TERM EXPIRING IN 2009.
PROPOSAL #1C: ELECTION OF DIRECTOR: BRUCE L. CROCKETT ISSUER YES FOR FOR
TO TERM EXPIRING IN 2009.
PROPOSAL #1D: ELECTION OF DIRECTOR: THOMAS J. NEFF TO ISSUER YES FOR FOR
TERM EXPIRING IN 2009.
PROPOSAL #1E: ELECTION OF DIRECTOR: GARY M. STUART TO ISSUER YES FOR FOR
TERM EXPIRING IN 2009.
PROPOSAL #1F: ELECTION OF DIRECTOR: ROBERT M. ISSUER YES FOR FOR
HERNANDEZ TO TERM EXPIRING IN 2010.
PROPOSAL #1G: ELECTION OF DIRECTOR: PETER MENIKOFF TO ISSUER YES FOR FOR
TERM EXPIRING IN 2010.
PROPOSAL #1H: ELECTION OF DIRECTOR: ROBERT RIPP TO ISSUER YES FOR FOR
TERM EXPIRING IN 2010.
PROPOSAL #1I: ELECTION OF DIRECTOR: DERMOT F. SMURFIT ISSUER YES FOR FOR
TO TERM EXPIRING IN 2010.
PROPOSAL #1J: ELECTION OF DIRECTOR: EVAN G. GREENBERG ISSUER YES FOR FOR
TO TERM EXPIRING IN
PROPOSAL #1K: ELECTION OF DIRECTOR: JOHN A. KROL TO ISSUER YES FOR FOR
TERM EXPIRING IN 2011.
PROPOSAL #1L: ELECTION OF DIRECTOR: LEO F. MULLIN TO ISSUER YES FOR FOR
TERM EXPIRING IN 2011.
PROPOSAL #1M: ELECTION OF DIRECTOR: OLIVIER STEIMER ISSUER YES FOR FOR
TO TERM EXPIRING IN 2011.
PROPOSAL #02: APPROVAL OF THE AMENDMENT (THE DE- ISSUER YES FOR FOR
REGISTRATION AMENDMENT) TO THE COMPANY'S MEMORANDUM
OF ASSOCIATION AND ARTICLES OF ASSOCIATION TO PERMIT
THE DEREGISTRATION OF THE COMPANY FROM THE CAYMAN
PROPOSAL #03: APPROVAL OF THE AMENDMENT (THE ISSUER YES FOR FOR
FINANCIAL STATEMENT AMENDMENT) TO THE COMPANY'S
ARTICLES OF ASSOCIATION TO REQUIRE THE COMPANY TO
PREPARE AND PROVIDE TO SHAREHOLDERS NOT LESS THAN
ANNUALLY AN UNCONSOLIDATED BALANCE SHEET OF THE
COMPANY VALUING THE COMPANY'S INVESTMENT IN ITS
SUBSIDIARIES ON A MARK-TO-MARKET BASIS
PROPOSAL #04: APPROVAL OF AMENDMENTS TO THE ARTICLES ISSUER YES FOR FOR
OF ASSOCIATION WHICH WILL HAVE THE EFFECT OF
INCREASING THE PAR VALUE OF THE ORDINARY SHARES FROM
$0.041666667 TO AN AMOUNT IN SWISS FRANCS EQUAL TO
$11,000,000,000 DIVIDED BY THE NUMBER OF OUR ORDINARY
SHARES OUTSTANDING AS OF THE CLOSE OF BUSINESS ON
JULY 10, 2008 AND CONVERTED INTO SWISS FRANCS USING
THE THEN MOST RECENTLY AVAILABLE NOON BUYING RATE IN
NEW YORK CERTIFIED BY THE FEDERAL RESERVE BANK OF NEW
YORK FOR CUSTOMS PURPOSES, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
PROPOSAL #05: APPROVAL OF THE COMPANY'S DE- ISSUER YES FOR FOR
REGISTRATION FROM THE CAYMAN ISLANDS AND CONTINUATION
IN SWITZERLAND (THE CONTINUATION)
PROPOSAL #06: APPROVAL OF THE NAME OF THE COMPANY ISSUER YES FOR FOR
PROPOSAL #07: APPROVAL OF THE CHANGE OF THE PURPOSE ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #08: APPROVAL OF THE REARRANGEMENT OF THE ISSUER YES FOR FOR
COMPANY'S EXISTING SHARE CAPITAL
PROPOSAL #09: APPROVAL OF THE COMPANY'S ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: CONFIRMATION OF SWISS LAW AS THE ISSUER YES FOR FOR
AUTHORITATIVE LEGISLATION GOVERNING THE COMPANY
PROPOSAL #11: CONFIRMATION OF THE PRINCIPAL PLACE OF ISSUER YES FOR FOR
BUSINESS OF THE COMPANY AS ZURICH, SWITZERLAND
PROPOSAL #12: APPOINTMENT OF BDO VISURA AS SPECIAL ISSUER YES FOR FOR
AUDITOR UNTIL OUR NEXT ANNUAL GENERAL MEETING
PROPOSAL #13: APPROVAL OF THE COMPANY'S 2004 LONG- ISSUER YES FOR FOR
TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH
PROPOSAL #14: APPOINTMENT OF PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS OUR THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM AND, IF THE CONTINUATION IS APPROVED
AND AS REQUIRED BY SWISS LAW, TO ELECT
PRICEWATERHOUSECOOPERS AG AS OUR STATUTORY AUDITOR
FOR A ONE YEAR TERM UNTIL OUR NEXT ANNUAL GENERAL
PROPOSAL #15: APPROVAL OF PAYMENT OF A DIVIDEND ISSUER YES FOR FOR
THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES IN
AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT OF
$0.87, CONVERTED INTO SWISS FRANCS USING THE MOST
RECENTLY AVAILABLE NOON BUYING RATE IN NEW YORK
CERTIFIED BY THE FEDERAL RESERVE BANK OF NEW YORK FOR
CUSTOMS PURPOSES AS OF THE CLOSE OF BUSINESS ON JULY
9, 2008, AND PAYMENT OF SUCH AMOUNT IN THREE EQUAL
INSTALLMENTS AT SUCH TIMES DURING THE PERIOD THROUGH
OUR NEXT ANNUAL GENERAL MEETING AS DETERMINED BY THE
BOARD OF DIRECTORS
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACE LIMITED
TICKER: ACE CUSIP: H0023R105
MEETING DATE: 5/20/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: MICHAEL G. ATIEH ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MARY A. CIRILLO ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: BRUCE L. CROCKETT ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: THOMAS J. NEFF ISSUER YES FOR FOR
PROPOSAL #2A: APPROVAL OF THE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2B: APPROVAL OF THE STATUTORY FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF ACE LIMITED
PROPOSAL #2C: APPROVAL OF THE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #03: ALLOCATION OF DISPOSABLE PROFIT ISSUER YES FOR FOR
PROPOSAL #04: DISCHARGE OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #05: AMENDMENT OF ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
RELATING TO SPECIAL AUDITOR
PROPOSAL #6A: ELECTION OF PRICEWATERHOUSECOOPERS AG ISSUER YES FOR FOR
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR NEXT
ANNUAL ORDINARY GENERAL MEETING
PROPOSAL #6B: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP
PROPOSAL #6C: ELECTION OF BDO VISURA (ZURICH) AS ISSUER YES FOR FOR
SPECIAL AUDITING FIRM UNTIL OUR NEXT ANNUAL ORDINARY
GENERAL MEETING
PROPOSAL #07: APPROVAL OF THE PAYMENT OF A DIVIDEND ISSUER YES FOR FOR
IN THE FORM OF A DISTRIBUTION THROUGH A REDUCTION OF
THE PAR VALUE OF OUR SHARES
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AIR PRODUCTS AND CHEMICALS, INC.
TICKER: APD CUSIP: 009158106
MEETING DATE: 1/22/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MARIO L. BAEZA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN E. MCGLADE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2009.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ANADARKO PETROLEUM CORPORATION
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/19/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ROBERT J. ISSUER YES FOR FOR
ALLISON, JR.
PROPOSAL #1B: ELECTION OF DIRECTOR: PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN W. PODUSKA, ISSUER YES FOR FOR
SR.
PROPOSAL #1D: ELECTION OF DIRECTOR: PAULA ROSPUT ISSUER YES FOR FOR
REYNOLDS
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS.
PROPOSAL #03: APPROVAL OF AMENDMENT TO RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION, AS AMENDED.
PROPOSAL #04: STOCKHOLDER PROPOSAL - AMENDMENT TO SHAREHOLDER YES ABSTAIN AGAINST
NON-DISCRIMINATION POLICY.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APPLIED MATERIALS, INC.
TICKER: AMAT CUSIP: 038222105
MEETING DATE: 3/10/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: AART J. DE GEUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN R. FORREST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP V. GERDINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. IANNOTTI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALEXANDER A. KARSNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES Y.S. LIU ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERHARD H. PARKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS D. POWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLEM P. ROELANDTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES E. ROGERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL R. SPLINTER ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AMENDMENTS TO THE ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION THAT ELIMINATE
SUPERMAJORITY VOTING PROVISIONS.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2009.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARCELORMITTAL
TICKER: MT CUSIP: 03938L104
MEETING DATE: 6/17/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: DECISION TO (I) RENEW FOR A FIVE-YEAR ISSUER NO N/A N/A
PERIOD THE AUTHORISED SHARE CAPITAL OF EUR
7,082,460,000 REPRESENTED BY 1,617,000,000 SHARES
WITHOUT NOMINAL VALUE, AND (II) AUTHORISE THE BOARD
TO ISSUE, NEW SHARES FOR VARIOUS TYPES OF
TRANSACTIONS, AND TO AMEND ARTICLE 5.5 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASTRAZENECA PLC
TICKER: AZN CUSIP: 046353108
MEETING DATE: 4/30/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RECEIVE THE COMPANY'S ACCOUNTS AND ISSUER YES FOR FOR
THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2008
PROPOSAL #02: TO CONFIRM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #03: TO RE-APPOINT KPMG AUDIT PLC, LONDON AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #04: TO AUTHORISE THE DIRECTORS TO AGREE THE ISSUER YES FOR FOR
REMUNERATION OF THE AUDITOR
PROPOSAL #5A: ELECTION OF DIRECTOR: LOUIS SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #5B: ELECTION OF DIRECTOR: DAVID BRENNAN ISSUER YES FOR FOR
PROPOSAL #5C: ELECTION OF DIRECTOR: SIMON LOWTH ISSUER YES FOR FOR
PROPOSAL #5D: ELECTION OF DIRECTOR: BO ANGELIN ISSUER YES FOR FOR
PROPOSAL #5E: ELECTION OF DIRECTOR: JOHN BUCHANAN ISSUER YES FOR FOR
PROPOSAL #5F: ELECTION OF DIRECTOR: JEAN-PHILIPPE ISSUER YES FOR FOR
COURTOIS
PROPOSAL #5G: ELECTION OF DIRECTOR: JANE HENNEY ISSUER YES FOR FOR
PROPOSAL #5H: ELECTION OF DIRECTOR: MICHELE HOOPER ISSUER YES FOR FOR
PROPOSAL #5I: ELECTION OF DIRECTOR: RUDY MARKHAM ISSUER YES FOR FOR
PROPOSAL #5J: ELECTION OF DIRECTOR: DAME NANCY ISSUER YES FOR FOR
ROTHWELL
PROPOSAL #5K: ELECTION OF DIRECTOR: JOHN VARLEY ISSUER YES FOR FOR
PROPOSAL #5L: ELECTION OF DIRECTOR: MARCUS WALLENBERG ISSUER YES FOR FOR
PROPOSAL #06: TO APPROVE THE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
REPORT FOR THE YEAR ENDED 31 DECEMBER 2008
PROPOSAL #07: TO AUTHORISE LIMITED EU POLITICAL ISSUER YES FOR FOR
DONATIONS
PROPOSAL #08: TO AUTHORISE THE DIRECTORS TO ALLOT ISSUER YES FOR FOR
UNISSUED SHARES
PROPOSAL #09: TO AUTHORISE THE DIRECTORS TO DISAPPLY ISSUER YES FOR FOR
PRE-EMPTION RIGHTS
PROPOSAL #10: TO AUTHORISE THE COMPANY TO PURCHASE ISSUER YES FOR FOR
ITS OWN SHARES
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AT&T INC.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/24/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: RANDALL L. ISSUER YES FOR FOR
STEPHENSON
PROPOSAL #1B: ELECTION OF DIRECTOR: WILLIAM F. ISSUER YES FOR FOR
ALDINGER III
PROPOSAL #1C: ELECTION OF DIRECTOR: GILBERT F. AMELIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: REUBEN V. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JAMES H. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: AUGUST A. BUSCH ISSUER YES FOR FOR
III
PROPOSAL #1G: ELECTION OF DIRECTOR: JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: JAMES P. KELLY ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: LYNN M. MARTIN ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JOHN B. MCCOY ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: MARY S. METZ ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: LAURA D'ANDREA ISSUER YES FOR FOR
TYSON
PROPOSAL #1O: ELECTION OF DIRECTOR: PATRICIA P. UPTON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
PROPOSAL #03: AMENDMENT TO INCREASE AUTHORIZED SHARES. ISSUER YES AGAINST AGAINST
PROPOSAL #04: REPORT ON POLITICAL CONTRIBUTIONS. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: SPECIAL STOCKHOLDER MEETINGS. SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: CUMULATIVE VOTING. SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: BYLAW REQUIRING INDEPENDENT CHAIRMAN. SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: ADVISORY VOTE ON COMPENSATION. SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: PENSION CREDIT POLICY. SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AUTOMATIC DATA PROCESSING, INC.
TICKER: ADP CUSIP: 053015103
MEETING DATE: 11/11/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LESLIE A. BRUN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY C. BUTLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEON G. COOPERMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERIC C. FAST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. GLENN HUBBARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN P. JONES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERIC V. MALEK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHARON T. ROWLANDS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GREGORY L. SUMME ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY TAUB ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE 2008 OMNIBUS AWARD PLAN ISSUER YES FOR FOR
PROPOSAL #03: APPOINTMENT OF DELOITTE & TOUCHE LLP ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BANK OF AMERICA CORPORATION
TICKER: BAC CUSIP: 060505104
MEETING DATE: 12/5/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: A PROPOSAL TO APPROVE THE ISSUANCE OF ISSUER YES FOR FOR
SHARES OF BANK OF AMERICA COMMON STOCK AS
CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF SEPTEMBER 15, 2008, BY AND BETWEEN
MERRILL LYNCH & CO., INC. AND BANK OF AMERICA
CORPORATION, AS SUCH AGREEMENT MAY BE AMENDED FROM
PROPOSAL #02: A PROPOSAL TO APPROVE AN AMENDMENT TO ISSUER YES FOR FOR
THE 2003 KEY ASSOCIATE STOCK PLAN, AS AMENDED AND
RESTATED.
PROPOSAL #03: A PROPOSAL TO ADOPT AN AMENDMENT TO THE ISSUER YES FOR FOR
BANK OF AMERICA AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF BANK OF AMERICA COMMON STOCK FROM 7.5
BILLION TO 10 BILLION.
PROPOSAL #04: A PROPOSAL TO APPROVE THE ADJOURNMENT ISSUER YES FOR FOR
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE FOREGOING PROPOSALS.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BANK OF AMERICA CORPORATION
TICKER: BAC CUSIP: 060505104
MEETING DATE: 4/29/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: WILLIAM BARNET, ISSUER YES FOR FOR
III
PROPOSAL #1B: ELECTION OF DIRECTOR: FRANK P. BRAMBLE, ISSUER YES FOR FOR
SR.
PROPOSAL #1C: ELECTION OF DIRECTOR: VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JOHN T. COLLINS ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: GARY L. COUNTRYMAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: TOMMY R. FRANKS ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: KENNETH D. LEWIS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: WALTER E. MASSEY ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: PATRICIA E. ISSUER YES FOR FOR
MITCHELL
PROPOSAL #1M: ELECTION OF DIRECTOR: JOSEPH W. PRUEHER ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: CHARLES O. ISSUER YES FOR FOR
ROSSOTTI
PROPOSAL #1O: ELECTION OF DIRECTOR: THOMAS M. RYAN ISSUER YES FOR FOR
PROPOSAL #1P: ELECTION OF DIRECTOR: O. TEMPLE SLOAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1Q: ELECTION OF DIRECTOR: ROBERT L. TILLMAN ISSUER YES FOR FOR
PROPOSAL #1R: ELECTION OF DIRECTOR: JACKIE M. WARD ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009
PROPOSAL #03: AN ADVISORY (NON-BINDING) VOTE ISSUER YES FOR FOR
APPROVING EXECUTIVE COMPENSATION
PROPOSAL #04: STOCKHOLDER PROPOSAL - DISCLOSURE OF SHAREHOLDER YES ABSTAIN AGAINST
GOVERNMENT EMPLOYMENT
PROPOSAL #05: STOCKHOLDER PROPOSAL - ADVISORY VOTE ON SHAREHOLDER YES AGAINST FOR
EXEC COMP
PROPOSAL #06: STOCKHOLDER PROPOSAL - CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: STOCKHOLDER PROPOSAL - SPECIAL SHAREHOLDER YES AGAINST FOR
STOCKHOLDER MEETINGS
PROPOSAL #08: STOCKHOLDER PROPOSAL - INDEPENDENT SHAREHOLDER YES AGAINST FOR
BOARD CHAIRMAN
PROPOSAL #09: STOCKHOLDER PROPOSAL - PREDATORY CREDIT SHAREHOLDER YES ABSTAIN AGAINST
CARD LENDING PRACTICES
PROPOSAL #10: STOCKHOLDER PROPOSAL - ADOPTION OF SHAREHOLDER YES ABSTAIN AGAINST
PRINCIPLES FOR HEALTH CARE REFORM
PROPOSAL #11: STOCKHOLDER PROPOSAL - LIMITS ON EXEC SHAREHOLDER YES AGAINST FOR
COMP
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BP P.L.C.
TICKER: BP CUSIP: 055622104
MEETING DATE: 4/16/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RECEIVE THE DIRECTORS' ANNUAL REPORT ISSUER YES FOR FOR
AND ACCOUNTS
PROPOSAL #02: TO APPROVE THE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
REPORT
ELECTION OF DIRECTOR: MR A BURGMANS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MRS C B CARROLL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR WILLIAM CASTELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR I C CONN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR G DAVID ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR E B DAVIS, JR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR R DUDLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR D J FLINT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR B E GROTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR A B HAYWARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR A G INGLIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR D S JULIUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR TOM MCKILLOP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR IAN PROSSER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR P D SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #18: TO RE-APPOINT ERNST & YOUNG LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #S19: SPECIAL RESOLUTION: TO GIVE LIMITED ISSUER YES FOR FOR
AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE
COMPANY
PROPOSAL #20: TO GIVE LIMITED AUTHORITY TO ALLOT ISSUER YES FOR FOR
SHARES UP TO A SPECIFIED AMOUNT
PROPOSAL #S21: SPECIAL RESOLUTION: TO GIVE AUTHORITY ISSUER YES FOR FOR
TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF
PRE-EMPTION RIGHTS
PROPOSAL #S22: SPECIAL RESOLUTION: TO AUTHORIZE THE ISSUER YES FOR FOR
CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL
MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRISTOL-MYERS SQUIBB COMPANY
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/5/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: L. ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: L.B. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: J.M. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: L.J. FREEH ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: L.H. GLIMCHER, ISSUER YES FOR FOR
M.D.
PROPOSAL #1F: ELECTION OF DIRECTOR: M. GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: L. JOHANSSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: A.J. LACY ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: V.L. SATO, PH.D. ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: T.D. WEST, JR. ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: R.S. WILLIAMS, ISSUER YES FOR FOR
M.D.
PROPOSAL #02: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: EXECUTIVE COMPENSATION DISCLOSURE. SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: SIMPLE MAJORITY VOTE. SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: SPECIAL SHAREOWNER MEETINGS. SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: EXECUTIVE COMPENSATION ADVISORY VOTE. SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRITISH AIRWAYS PLC, HARMONDSWORTH
TICKER: N/A CUSIP: G14980109
MEETING DATE: 7/15/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: Receive the report and accounts ISSUER YES FOR FOR
PROPOSAL #2.: Receive the remuneration report ISSUER YES FOR FOR
PROPOSAL #3.: Declare a Dividend ISSUER YES FOR FOR
PROPOSAL #4.: Re-elect Mr. Willie Walsh ISSUER YES FOR FOR
PROPOSAL #5.: Re-elect Mr. Maarten Van Den Bergh ISSUER YES FOR FOR
PROPOSAL #6.: Re-elect Mr. Baroness Kingsmill ISSUER YES FOR FOR
PROPOSAL #7.: Re-elect Mr. Ken Smart ISSUER YES FOR FOR
PROPOSAL #8.: Re-elect Mr. Baroness Symons ISSUER YES FOR FOR
PROPOSAL #9.: Re-appoint the Auditor ISSUER YES FOR FOR
PROPOSAL #10.: Approve the remuneration of the Auditor ISSUER YES FOR FOR
PROPOSAL #11.: Approve the EU political expenditure ISSUER YES FOR FOR
PROPOSAL #12.: Approve the allotment of Shares ISSUER YES FOR FOR
PROPOSAL #S.13: Approve the disapplication of Pre- ISSUER YES FOR FOR
emption rights
PROPOSAL #S.14: Approve the purchase of own shares ISSUER YES FOR FOR
PROPOSAL #S.15: Adopt New Articles ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CANADIAN NATIONAL RAILWAY COMPANY
TICKER: CNI CUSIP: 136375102
MEETING DATE: 4/21/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MICHAEL R. ARMELLINO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. CHARLES BAILLIE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUGH J. BOLTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: AMB. GORDON D. GIFFIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. HUNTER HARRISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDITH E. HOLIDAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V.M. KEMPSTON DARKES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HON. DENIS LOSIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HON. EDWARD C. LUMLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID G.A. MCLEAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT PACE ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF KPMG LLP AS AUDITORS ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CANON INC.
TICKER: N/A CUSIP: J05124144
MEETING DATE: 3/27/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: Approve Appropriation of Profits ISSUER YES FOR FOR
PROPOSAL #2: Amend Articles to: Approve Minor ISSUER YES FOR FOR
Revisions, Approve Minor Revisions Related to the
Updated Laws and Regulaions
PROPOSAL #3.1: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.2: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.3: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.4: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.5: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.6: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.7: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.8: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.9: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.10: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.11: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.12: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.13: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.14: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.15: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.16: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.17: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.18: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.19: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.20: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.21: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.22: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.23: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.24: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.25: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #4: Approve Provision of Retirement ISSUER YES FOR FOR
Allowance for Corporate Auditors
PROPOSAL #5: Approve Payment of Bonuses to Corporate ISSUER YES FOR FOR
Officers
PROPOSAL #6: Allow Board to Authorize Use of Stock ISSUER YES FOR FOR
Options, and Authorize Use of Stock Options
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CARDINAL HEALTH, INC.
TICKER: CAH CUSIP: 14149Y108
MEETING DATE: 11/5/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: COLLEEN F. ARNOLD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. KERRY CLARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CALVIN DARDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN F. FINN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP L. FRANCIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GREGORY B. KENNY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. MICHAEL LOSH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN B. MCCOY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL D. O'HALLERAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID W. RAISBECK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEAN G. SPAULDING, M.D. ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: PROPOSAL TO APPROVE AMENDMENTS TO THE ISSUER YES FOR FOR
ARTICLES OF INCORPORATION AND CODE OF REGULATIONS TO
IMPLEMENT A MAJORITY VOTING STANDARD FOR UNCONTESTED
ELECTIONS OF DIRECTORS.
PROPOSAL #04: PROPOSAL TO APPROVE AMENDMENTS TO THE ISSUER YES FOR FOR
ARTICLES OF INCORPORATION AND CODE OF REGULATIONS TO
ELIMINATE CUMULATIVE VOTING.
PROPOSAL #05: PROPOSAL TO APPROVE AMENDMENTS TO THE ISSUER YES FOR FOR
CODE OF REGULATIONS TO ESTABLISH PROCEDURES FOR
ADVANCE NOTICE OF DIRECTOR NOMINATIONS AND OTHER
PROPOSALS AND RELATED ADMINISTRATIVE MATTERS AT
SHAREHOLDER MEETINGS.
PROPOSAL #06: PROPOSAL TO APPROVE AMENDMENT TO THE ISSUER YES FOR FOR
ARTICLES OF INCORPORATION TO ELIMINATE THE REFERENCE
TO THE MINIMUM AMOUNT OF STATED CAPITAL WITH WHICH
THE COMPANY MAY BEGIN BUSINESS AND TO STATE EXPRESSLY
THAT THE COMPANY'S COMMON SHARES HAVE NO STATED
PROPOSAL #07: PROPOSAL TO APPROVE AN AMENDED AND ISSUER YES FOR FOR
RESTATED 2005 LONG-TERM INCENTIVE PLAN.
PROPOSAL #08: PROPOSAL TO APPROVE AN AMENDED AND ISSUER YES FOR FOR
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
PROPOSAL #09: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
PERFORMANCE-BASED STOCK OPTIONS.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CARDINAL HEALTH, INC.
TICKER: CAH CUSIP: 14149Y108
MEETING DATE: 6/23/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: PROPOSAL TO APPROVE A PROPOSED STOCK ISSUER YES FOR FOR
OPTION EXCHANGE PROGRAM UNDER WHICH ELIGIBLE CARDINAL
HEALTH EMPLOYEES WOULD BE ABLE TO EXCHANGE CERTAIN
OPTIONS FOR A LESSER NUMBER OF NEW OPTIONS.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CATERPILLAR INC.
TICKER: CAT CUSIP: 149123101
MEETING DATE: 6/10/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DANIEL M. DICKINSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID R. GOODE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES W. OWENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES D. POWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #02: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: STOCKHOLDER PROPOSAL - ANNUAL ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #04: STOCKHOLDER PROPOSAL - DIRECTOR SHAREHOLDER YES AGAINST FOR
ELECTION MAJORITY VOTE STANDARD
PROPOSAL #05: STOCKHOLDER PROPOSAL - FOREIGN MILITARY SHAREHOLDER YES ABSTAIN AGAINST
SALES
PROPOSAL #06: STOCKHOLDER PROPOSAL - SIMPLE MAJORITY SHAREHOLDER YES FOR AGAINST
VOTE
PROPOSAL #07: STOCKHOLDER PROPOSAL - INDEPENDENT SHAREHOLDER YES AGAINST FOR
COMPENSATION CONSULTANT
PROPOSAL #08: STOCKHOLDER PROPOSAL - INDEPENDENT SHAREHOLDER YES AGAINST FOR
CHAIRMAN OF THE BOARD
PROPOSAL #09: STOCKHOLDER PROPOSAL - LOBBYING SHAREHOLDER YES ABSTAIN AGAINST
PRIORITIES
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHEVRON CORPORATION
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/27/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: S.H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: L.F. DEILY ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: R.E. DENHAM ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: R.J. EATON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: E. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: F.G. JENIFER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: S. NUNN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: D.J. O'REILLY ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: D.B. RICE ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: K.W. SHARER ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: C.R. SHOEMATE ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: R.D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: C. WARE ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: J.S. WATSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
PROPOSAL #03: APPROVE THE MATERIAL TERMS OF ISSUER YES FOR FOR
PERFORMANCE GOALS FOR PERFORMANCE-BASED AWARDS UNDER
THE CHEVRON INCENTIVE PLAN
PROPOSAL #04: APPROVE THE MATERIAL TERMS OF ISSUER YES FOR FOR
PERFORMANCE GOALS FOR PERFORMANCE-BASED AWARDS UNDER
THE LONG-TERM INCENTIVE PLAN OF CHEVRON CORPORATION
PROPOSAL #05: SPECIAL STOCKHOLDER MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: ADVISORY VOTE ON SUMMARY COMPENSATION SHAREHOLDER YES AGAINST FOR
TABLE
PROPOSAL #07: GREENHOUSE GAS EMISSIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #08: COUNTRY SELECTION GUIDELINES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #09: HUMAN RIGHTS POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #10: HOST COUNTRY LAWS SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMCAST CORPORATION
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 5/13/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: S. DECKER ANSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH J. BACON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHELDON M. BONOVITZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD D. BREEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JULIAN A. BRODSKY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH J. COLLINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. MICHAEL COOK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERALD L. HASSELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY A. HONICKMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN L. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH J. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. JUDITH RODIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL I. SOVERN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF OUR 2002 EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN, AS AMENDED AND RESTATED
PROPOSAL #04: APPROVAL OF OUR 2002 RESTRICTED STOCK ISSUER YES FOR FOR
PLAN, AS AMENDED AND RESTATED
PROPOSAL #05: APPROVAL OF OUR 2003 STOCK OPTION PLAN, ISSUER YES FOR FOR
AS AMENDED AND RESTATED
PROPOSAL #06: IDENTIFY ALL EXECUTIVE OFFICERS WHO SHAREHOLDER YES AGAINST FOR
EARN IN EXCESS OF $500,000
PROPOSAL #07: OBTAIN SHAREHOLDER APPROVAL OF CERTAIN SHAREHOLDER YES AGAINST FOR
FUTURE DEATH BENEFIT ARRANGEMENTS
PROPOSAL #08: ADOPT AN ANNUAL VOTE ON EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #09: ADOPT A RECAPITALIZATION PLAN SHAREHOLDER YES FOR AGAINST
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMPANHIA VALE DO RIO DOCE
TICKER: RIO CUSIP: 204412209
MEETING DATE: 12/29/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: THE APPROVAL FOR THE PROTOCOL AND ISSUER YES FOR FOR
JUSTIFICATION OF THE CONSOLIDARION OF MINERACAO ONCA
PUMA S.A. INTO VALE PURSUANT TO ARTICLES 224 AND 225
OF THE BRAZILIAN CORPORATE LAW.
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ACAL ISSUER YES FOR FOR
CONSULTORIA E AUDITOR S/S, THE EXPERTS HIRED TO
APPRAISE THE VALUE OF MINERACAO ONCA PUMA S.A.
PROPOSAL #03: TO DECIDE ON THE APPRAISAL REPORT, ISSUER YES FOR FOR
PREPARED BY THE EXPERT APPRAISERS.
PROPOSAL #04: THE APPROVAL FOR THE CONSOLIDATION OF ISSUER YES FOR FOR
MINERACAO ONCA PUMA S.A. INTO VALE, WITHOUT A CAPITAL
INCREASE OR THE ISSUANCE OF NEW VALE SHARES.
PROPOSAL #05: TO RATIFY THE APPOINTMENT OF A MEMBER ISSUER YES FOR FOR
AND AN ALTERNATE OF THE BOARD OF DIRECTORS, DULY
NOMINATED DURING THE BOARD OF DIRECTORS MEETINGS HELD
ON APRIL 17, 2008 AND MAY 21, 2008 IN ACCORDANCE
WITH SECTION 10 OF ARTICLE 11 OF VALE'S BY-LAWS.
PROPOSAL #06: AMEND ARTICLE 1 OF VALE'S BY-LAWS TO ISSUER YES FOR FOR
REPLACE THE ACRONYM CVRD FOR VALE IN ACCORDANCE WITH
THE NEW GLOBAL BRAND UNIFICATION.
PROPOSAL #07: TO ADJUST ARTICLES 5 AND 6 OF VALE'S ISSUER YES FOR FOR
BY-LAWS TO REFLECT THE CAPITAL INCREASE RESOLVED IN
THE BOARD OF DIRECTORS MEETINGS HELD ON JULY 22, 2008
AND AUGUST 05, 2008.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMPANHIA VALE DO RIO DOCE
TICKER: RIO CUSIP: 204412209
MEETING DATE: 4/16/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O1A: APPRECIATION OF THE MANAGEMENTS' ISSUER YES FOR FOR
REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING
PROPOSAL #O1B: PROPOSAL FOR THE DESTINATION OF ISSUER YES AGAINST AGAINST
PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE
INVESTMENT BUDGET FOR VALE
PROPOSAL #O1C: APPOINTMENT OF THE MEMBERS OF THE ISSUER YES WITHHOLD AGAINST
BOARD OF DIRECTORS
PROPOSAL #O1D: APPOINTMENT OF THE MEMBERS OF THE ISSUER YES AGAINST AGAINST
FISCAL COUNCIL
PROPOSAL #O1E: ESTABLISHMENT OF THE REMUNERATION OF ISSUER YES FOR FOR
THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS
PROPOSAL #E2A: TO CHANGE THE LEGAL NAME OF THE ISSUER YES FOR FOR
COMPANY TO VALE S.A., WITH THE CONSEQUENT AMENDMENT
OF ARTICLE 1 OF VALE'S BY-LAWS IN ACCORDANCE WITH THE
NEW GLOBAL BRAND UNIFICATION
PROPOSAL #E2B: TO ADJUST ARTICLE 5 OF VALE'S BY-LAWS ISSUER YES FOR FOR
TO REFLECT THE CAPITAL INCREASE RESOLVED IN THE BOARD
OF DIRECTORS MEETINGS HELD ON JULY 22, 2008 AND
AUGUST 05, 2008
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONOCOPHILLIPS
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/13/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: RICHARD L. ISSUER YES FOR FOR
ARMITAGE
PROPOSAL #1B: ELECTION OF DIRECTOR: RICHARD H. ISSUER YES FOR FOR
AUCHINLECK
PROPOSAL #1C: ELECTION OF DIRECTOR: JAMES E. ISSUER YES FOR FOR
COPELAND, JR.
PROPOSAL #1D: ELECTION OF DIRECTOR: KENNETH M. ISSUER YES FOR FOR
DUBERSTEIN
PROPOSAL #1E: ELECTION OF DIRECTOR: RUTH R. HARKIN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: HAROLD W. MCGRAW ISSUER YES FOR FOR
III
PROPOSAL #1G: ELECTION OF DIRECTOR: JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: HARALD J. NORVIK ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: WILLIAM K. REILLY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: BOBBY S. SHACKOULS ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: VICTORIA J. ISSUER YES FOR FOR
TSCHINKEL
PROPOSAL #1L: ELECTION OF DIRECTOR: KATHRYN C. TURNER ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: WILLIAM E. WADE, ISSUER YES FOR FOR
JR.
PROPOSAL #02: PROPOSAL TO RATIFY APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
PROPOSAL #03: PROPOSAL TO APPROVE 2009 OMNIBUS STOCK ISSUER YES FOR FOR
AND PERFORMANCE INCENTIVE PLAN.
PROPOSAL #04: UNIVERSAL HEALTH CARE PRINCIPLES. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: ADVISORY VOTE ON EXECUTIVE COMPENSATION. SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: POLITICAL CONTRIBUTIONS. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: GREENHOUSE GAS REDUCTION. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #08: OIL SANDS DRILLING. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #09: DIRECTOR QUALIFICATIONS. SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CORNING INCORPORATED
TICKER: GLW CUSIP: 219350105
MEETING DATE: 4/30/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JAMES B. FLAWS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES R. HOUGHTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES J. O'CONNOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBORAH D. RIEMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER F. VOLANAKIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING DECEMBER 31, 2009.
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING A SHAREHOLDER YES AGAINST FOR
DIRECTOR ELECTION MAJORITY VOTE STANDARD.
PROPOSAL #04: SHAREHOLDER PROPOSAL RELATING TO THE SHAREHOLDER YES FOR AGAINST
ELECTION OF EACH DIRECTOR ANNUALLY.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEERE & COMPANY
TICKER: DE CUSIP: 244199105
MEETING DATE: 2/25/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: THOMAS H. PATRICK ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2009
PROPOSAL #03: STOCKHOLDER PROPOSAL #1 - ANNUAL ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #04: STOCKHOLDER PROPOSAL #2 - ADVISORY VOTE SHAREHOLDER YES AGAINST FOR
ON EXECUTIVE COMPENSATION
PROPOSAL #05: STOCKHOLDER PROPOSAL #3 - SEPARATION OF SHAREHOLDER YES AGAINST FOR
CEO AND CHAIRMAN RESPONSIBILITIES
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DOMINION RESOURCES, INC.
TICKER: D CUSIP: 25746U109
MEETING DATE: 5/5/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: PETER W. BROWN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: GEORGE A. ISSUER YES FOR FOR
DAVIDSON, JR.
PROPOSAL #1C: ELECTION OF DIRECTOR: THOMAS F. ISSUER YES FOR FOR
FARRELL, II
PROPOSAL #1D: ELECTION OF DIRECTOR: JOHN W. HARRIS ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT S. JEPSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1F: ELECTION OF DIRECTOR: MARK J. KINGTON ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: BENJAMIN J. ISSUER YES FOR FOR
LAMBERT, III
PROPOSAL #1H: ELECTION OF DIRECTOR: MARGARET A. ISSUER YES FOR FOR
MCKENNA
PROPOSAL #1I: ELECTION OF DIRECTOR: FRANK S. ROYAL ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: DAVID A. WOLLARD ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS FOR 2009.
PROPOSAL #03: APPROVE THE ADOPTION OF THE AMENDED AND ISSUER YES FOR FOR
RESTATED 2005 INCENTIVE COMPENSATION PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL (SET AND PURSUE SHAREHOLDER YES ABSTAIN AGAINST
GOAL FOR 80% FOSSIL-FUEL-FREE GENERATION BY 2020)
PROPOSAL #05: SHAREHOLDER PROPOSAL (ADVISORY VOTE ON SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION)
PROPOSAL #06: SHAREHOLDER PROPOSAL (EXECUTIVE SHAREHOLDER YES AGAINST FOR
SUPPLEMENTAL RETIREMENT BENEFITS)
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ELI LILLY AND COMPANY
TICKER: LLY CUSIP: 532457108
MEETING DATE: 4/20/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: M.S. FELDSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.E. FYRWALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.R. MARRAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.R. OBERHELMAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT BY THE ISSUER YES FOR FOR
AUDIT COMMITTEE OF THE BOARD OF THE DIRECTORS OF
ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR
PROPOSAL #03: APPROVE AMENDMENTS TO THE ARTICLES OF ISSUER YES FOR FOR
INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL
DIRECTORS
PROPOSAL #04: REAPPROVE THE MATERIAL TERMS OF ISSUER YES FOR FOR
PERFORMANCE GOALS FOR THE ELI LILLY AND COMPANY BONUS
PLAN
PROPOSAL #05: PROPOSAL BY SHAREHOLDERS REQUESTING SHAREHOLDER YES FOR AGAINST
THAT THE BOARD ELIMINATE ALL SUPERMAJORITY VOTING
PROVISIONS FROM THE COMPANY'S ARTICLES OF
INCORPORATION AND BYLAWS
PROPOSAL #06: PROPOSAL BY SHAREHOLDERS REQUESTING SHAREHOLDER YES AGAINST FOR
THAT THE COMPANY AMEND ITS ARTICLES OF INCORPORATION
TO ALLOW SHAREHOLDERS TO AMEND THE COMPANY'S BYLAWS
BY MAJORITY VOTE
PROPOSAL #07: PROPOSAL BY SHAREHOLDERS REQUESTING SHAREHOLDER YES AGAINST FOR
THAT THE BOARD OF DIRECTORS ADOPT A POLICY OF ASKING
SHAREHOLDERS TO RATIFY THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS AT THE ANNUAL MEETING OF
SHAREHOLDERS
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENCANA CORPORATION
TICKER: ECA CUSIP: 292505104
MEETING DATE: 4/22/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RALPH S. CUNNINGHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK D. DANIEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IAN W. DELANEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RANDALL K. ERESMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAIRE S. FARLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. GRANDIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRY W. HARRISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VALERIE A.A. NIELSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID P. O'BRIEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANE L. PEVERETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALLAN P. SAWIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WAYNE G. THOMSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAYTON H. WOITAS ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF AUDITORS - ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE
FIXED BY THE BOARD OF DIRECTORS.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXELON CORPORATION
TICKER: EXC CUSIP: 30161N101
MEETING DATE: 4/28/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOHN A. CANNING, ISSUER YES FOR FOR
JR.
PROPOSAL #1B: ELECTION OF DIRECTOR: M. WALTER ISSUER YES FOR FOR
D'ALESSIO
PROPOSAL #1C: ELECTION OF DIRECTOR: BRUCE DEMARS ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: NELSON A. DIAZ ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROSEMARIE B. GRECO ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: PAUL L. JOSKOW ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: JOHN M. PALMS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: JOHN W. ROGERS, ISSUER YES FOR FOR
JR.
PROPOSAL #1I: ELECTION OF DIRECTOR: JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: STEPHEN D. ISSUER YES FOR FOR
STEINOUR
PROPOSAL #02: THE RENEWAL OF THE EXELON CORPORATION ISSUER YES FOR FOR
ANNUAL INCENTIVE PLAN FOR SENIOR EXECUTIVES EFFECTIVE
JANUARY 1, 2009.
PROPOSAL #03: THE RATIFICATION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS EXELON'S INDEPENDENT
ACCOUNTANT FOR 2009.
PROPOSAL #04: A SHAREHOLDER RECOMMENDATION TO PREPARE SHAREHOLDER YES ABSTAIN AGAINST
A REPORT SHOWING THAT EXELON'S ACTIONS TO REDUCE
GLOBAL WARMING HAVE REDUCED MEAN GLOBAL TEMPERATURE
OR AVOIDED DISASTERS.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXXON MOBIL CORPORATION
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/27/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: M.J. BOSKIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.R. FAULKNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.C. FRAZIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.W. GEORGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.C. KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.C. NELSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.J. PALMISANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.S REINEMUND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.W. TILLERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.E. WHITACRE, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
(PAGE 50)
PROPOSAL #03: CUMULATIVE VOTING (PAGE 51) SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: SPECIAL SHAREHOLDER MEETINGS (PAGE 53) SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: INCORPORATE IN NORTH DAKOTA (PAGE 54) SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: BOARD CHAIRMAN AND CEO (PAGE 55) SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: SHAREHOLDER ADVISORY VOTE ON EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION (PAGE 57)
PROPOSAL #08: EXECUTIVE COMPENSATION REPORT (PAGE 59) SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: CORPORATE SPONSORSHIPS REPORT (PAGE 60) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #10: AMENDMENT OF EEO POLICY (PAGE 62) SHAREHOLDER YES FOR AGAINST
PROPOSAL #11: GREENHOUSE GAS EMISSIONS GOALS (PAGE 63) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #12: CLIMATE CHANGE AND TECHNOLOGY REPORT SHAREHOLDER YES ABSTAIN AGAINST
(PAGE 65)
PROPOSAL #13: RENEWABLE ENERGY POLICY (PAGE 66) SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FEDEX CORPORATION
TICKER: FDX CUSIP: 31428X106
MEETING DATE: 9/29/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: AUGUST A. BUSCH IV ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JUDITH L. ESTRIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: J.R. HYDE, III ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: SHIRLEY A. JACKSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: STEVEN R. LORANGER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: GARY W. LOVEMAN ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: FREDERICK W. SMITH ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: PAUL S. WALSH ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: PETER S. WILLMOTT ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AMENDMENT TO INCENTIVE ISSUER YES FOR FOR
STOCK PLAN TO INCREASE THE NUMBER OF OPTION SHARES
AND RESTRICTED SHARES ISSUABLE UNDER THE PLAN.
PROPOSAL #03: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
INDEPENDENT BOARD CHAIRMAN.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
SHAREHOLDER VOTE ON EXECUTIVE PAY.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIRSTENERGY CORP.
TICKER: FE CUSIP: 337932107
MEETING DATE: 5/19/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: PAUL T. ADDISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANTHONY J. ALEXANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL J. ANDERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. CAROL A. CARTWRIGHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM T. COTTLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT B. HEISLER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERNEST J. NOVAK, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CATHERINE A. REIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE M. SMART ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WES M. TAYLOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JESSE T. WILLIAMS, SR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: SHAREHOLDER PROPOSAL: ADOPT SIMPLE SHAREHOLDER YES FOR AGAINST
MAJORITY VOTE
PROPOSAL #04: SHAREHOLDER PROPOSAL: REDUCE THE SHAREHOLDER YES AGAINST FOR
PERCENTAGE OF SHARES REQUIRED TO CALL SPECIAL
SHAREHOLDER MEETING
PROPOSAL #05: SHAREHOLDER PROPOSAL: ESTABLISH SHAREHOLDER YES AGAINST FOR
SHAREHOLDER PROPONENT ENGAGEMENT PROCESS
PROPOSAL #06: SHAREHOLDER PROPOSAL: ADOPT A MAJORITY SHAREHOLDER YES AGAINST FOR
VOTE STANDARD FOR THE ELECTION OF DIRECTORS
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FORD MOTOR COMPANY
TICKER: F CUSIP: 345370860
MEETING DATE: 5/14/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: STEPHEN G. BUTLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KIMBERLY A. CASIANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDSEL B. FORD II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD A. GEPHARDT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ELLEN R. MARRAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN MULALLY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HOMER A. NEAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERALD L. SHAHEEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFICATION OF SELECTION OF INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #3: APPROVAL TO ISSUE COMMON STOCK IN EXCESS ISSUER YES FOR FOR
OF 20% OF AMOUNT OUTSTANDING.
PROPOSAL #4: APPROVAL TO ISSUE COMMON STOCK IN EXCESS ISSUER YES FOR FOR
OF 1% OF AMOUNT OUTSTANDING TO AN AFFILIATE.
PROPOSAL #5: RELATING TO DISCLOSING ANY PRIOR SHAREHOLDER YES AGAINST FOR
GOVERNMENT AFFILIATION OF DIRECTORS, OFFICERS, AND
CONSULTANTS.
PROPOSAL #6: RELATING TO PERMITTING HOLDERS OF 10% OF SHAREHOLDER YES AGAINST FOR
COMMON STOCK TO CALL SPECIAL SHAREHOLDER MEETINGS.
PROPOSAL #7: RELATING TO CONSIDERATION OF A SHAREHOLDER YES FOR AGAINST
RECAPITALIZATION PLAN TO PROVIDE THAT ALL OF THE
OUTSTANDING STOCK HAVE ONE VOTE PER SHARE.
PROPOSAL #8: RELATING TO THE COMPANY ISSUING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
DISCLOSING POLICIES AND PROCEDURES RELATED TO
POLITICAL CONTRIBUTIONS.
PROPOSAL #9: RELATING TO PROVIDING SHAREHOLDERS THE SHAREHOLDER YES AGAINST FOR
OPPORTUNITY TO CAST AN ADVISORY VOTE TO RATIFY THE
COMPENSATION OF NAMED EXECUTIVES.
PROPOSAL #10: RELATING TO DISCLOSING IN THE PROXY SHAREHOLDER YES AGAINST FOR
STATEMENT CERTAIN MATTERS RELATED TO VOTING ON
SHAREHOLDER PROPOSALS.
PROPOSAL #11: RELATING TO THE COMPANY ADOPTING SHAREHOLDER YES ABSTAIN AGAINST
COMPREHENSIVE HEALTH CARE REFORM PRINCIPLES.
PROPOSAL #12: RELATING TO LIMITING EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION UNTIL THE COMPANY ACHIEVES TWO
CONSECUTIVE YEARS OF PROFITABILITY.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FPL GROUP, INC.
TICKER: FPL CUSIP: 302571104
MEETING DATE: 5/22/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: SHERRY S. BARRAT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT M. BEALL, II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. HYATT BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES L. CAMAREN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. BRIAN FERGUSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEWIS HAY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TONI JENNINGS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: OLIVER D. KINGSLEY, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUDY E. SCHUPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL H. THAMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HANSEL E. TOOKES, II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL R. TREGURTHA ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
PROPOSAL #03: APPROVAL OF THE MATERIAL TERMS UNDER ISSUER YES FOR FOR
THE FPL GROUP, INC. AMENDED AND RESTATED LONG TERM
INCENTIVE PLAN FOR PAYMENT OF PERFORMANCE-BASED
COMPENSATION AS REQUIRED BY INTERNAL REVENUE CODE
SECTION 162(M).
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENERAL ELECTRIC COMPANY
TICKER: GE CUSIP: 369604103
MEETING DATE: 4/22/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ELECTION OF DIRECTOR: JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #A2: ELECTION OF DIRECTOR: WILLIAM M. CASTELL ISSUER YES FOR FOR
PROPOSAL #A3: ELECTION OF DIRECTOR: ANN M. FUDGE ISSUER YES FOR FOR
PROPOSAL #A4: ELECTION OF DIRECTOR: SUSAN HOCKFIELD ISSUER YES FOR FOR
PROPOSAL #A5: ELECTION OF DIRECTOR: JEFFREY R. IMMELT ISSUER YES FOR FOR
PROPOSAL #A6: ELECTION OF DIRECTOR: ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #A7: ELECTION OF DIRECTOR: ALAN G. (A.G.) ISSUER YES FOR FOR
LAFLEY
PROPOSAL #A8: ELECTION OF DIRECTOR: ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #A9: ELECTION OF DIRECTOR: RALPH S. LARSEN ISSUER YES FOR FOR
PROPOSAL #A10: ELECTION OF DIRECTOR: ROCHELLE B. ISSUER YES FOR FOR
LAZARUS
PROPOSAL #A11: ELECTION OF DIRECTOR: JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #A12: ELECTION OF DIRECTOR: SAM NUNN ISSUER YES FOR FOR
PROPOSAL #A13: ELECTION OF DIRECTOR: ROGER S. PENSKE ISSUER YES FOR FOR
PROPOSAL #A14: ELECTION OF DIRECTOR: ROBERT J. ISSUER YES FOR FOR
SWIERINGA
PROPOSAL #A15: ELECTION OF DIRECTOR: DOUGLAS A. ISSUER YES FOR FOR
WARNER III
PROPOSAL #B: RATIFICATION OF KPMG ISSUER YES FOR FOR
PROPOSAL #C1: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #C2: EXECUTIVE COMPENSATION ADVISORY VOTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #C3: INDEPENDENT STUDY REGARDING BREAKING UP SHAREHOLDER YES AGAINST FOR
GE
PROPOSAL #C4: DIVIDEND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #C5: SHAREHOLDER VOTE ON GOLDEN PARACHUTES SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEWLETT-PACKARD COMPANY
TICKER: HPQ CUSIP: 428236103
MEETING DATE: 3/18/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: L. T. BABBIO, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: S. M. BALDAUF ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: R. L. GUPTA ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: J. H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: M. V. HURD ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: J. Z. HYATT ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: J. R. JOYCE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: R. L. RYAN ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: L. S. SALHANY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: G. K. THOMPSON ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING OCTOBER 31, 2009.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HONDA MOTOR CO., LTD.
TICKER: HMC CUSIP: 438128308
MEETING DATE: 6/23/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: DISTRIBUTION OF DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #02: PARTIAL AMENDMENT TO THE ARTICLES OF ISSUER YES FOR FOR
INCORPORATION
ELECTION OF DIRECTOR: SATOSHI AOKI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TAKEO FUKUI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KOICHI KONDO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ATSUYOSHI HYOGO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MIKIO YOSHIMI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TAKANOBU ITO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHIGERU TAKAGI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: AKIO HAMADA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TETSUO IWAMURA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TATSUHIRO OYAMA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FUMIHIKO IKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MASAYA YAMASHITA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENSAKU HOGEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHO MINEKAWA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HIROSHI SODA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TAKUJI YAMADA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: YOICHI HOJO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NOBUO KUROYANAGI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HIROSHI KOBAYASHI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TSUNEO TANAI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HIROYUKI YAMADA ISSUER YES FOR FOR
PROPOSAL #04: ELECTION OF ONE (1) CORPORATE AUDITOR: ISSUER YES FOR FOR
HIDEKI OKADA
PROPOSAL #05: PAYMENT OF BONUS TO DIRECTORS AND ISSUER YES FOR FOR
CORPORATE AUDITORS FOR THE 85TH FISCAL YEAR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HONEYWELL INTERNATIONAL INC.
TICKER: HON CUSIP: 438516106
MEETING DATE: 4/27/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: CLIVE R. HOLLICK ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JOHN R. STAFFORD ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: MICHAEL W. WRIGHT ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF INDEPENDENT ACCOUNTANTS ISSUER YES FOR FOR
PROPOSAL #03: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: PRINCIPLES FOR HEALTH CARE REFORM SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: EXECUTIVE COMPENSATION ADVISORY VOTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: TAX GROSS-UP PAYMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: SPECIAL SHAREOWNER MEETINGS SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HSBC HOLDINGS PLC
TICKER: HBC CUSIP: 404280406
MEETING DATE: 5/22/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RECEIVE THE REPORT AND ACCOUNTS FOR ISSUER YES FOR FOR
2008
PROPOSAL #02: TO APPROVE THE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
REPORT FOR 2008
PROPOSAL #3A: TO RE-ELECT S A CATZ A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: TO RE-ELECT V H C CHENG A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: TO RE-ELECT M K T CHEUNG A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: TO RE-ELECT J D COOMBE A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3E: TO RE-ELECT J L DURAN A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3F: TO RE-ELECT R A FAIRHEAD A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3G: TO RE-ELECT D J FLINT A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3H: TO RE-ELECT A A FLOCKHART A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3I: TO RE-ELECT W K L FUNG A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3J: TO RE-ELECT M F GEOGHEGAN A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3K: TO RE-ELECT S K GREEN A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3L: TO RE-ELECT S T GULLIVER A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3M: TO RE-ELECT J W J HUGHES-HALLETT A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3N: TO RE-ELECT W S H LAIDLAW A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3O: TO RE-ELECT J R LOMAX A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3P: TO RE-ELECT SIR MARK MOODY-STUART A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3Q: TO RE-ELECT G MORGAN A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3R: TO RE-ELECT N R N MURTHY A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3S: TO RE-ELECT S M ROBERTSON A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3T: TO RE-ELECT J L THORNTON A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3U: TO RE-ELECT SIR BRIAN WILLIAMSON A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #04: TO REAPPOINT THE AUDITOR AT ISSUER YES FOR FOR
REMUNERATION TO BE DETERMINED BY THE GROUP AUDIT
PROPOSAL #05: TO AUTHORISE THE DIRECTORS TO ALLOT ISSUER YES FOR FOR
SHARES
PROPOSAL #06: TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL ISSUER YES FOR FOR
RESOLUTION)
PROPOSAL #07: TO AUTHORISE THE COMPANY TO PURCHASE ISSUER YES FOR FOR
ITS OWN ORDINARY SHARES
PROPOSAL #08: TO ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
WITH EFFECT FROM 1 OCTOBER 2009 (SPECIAL RESOLUTION)
PROPOSAL #09: TO APPROVE GENERAL MEETINGS (OTHER THAN ISSUER YES FOR FOR
ANNUAL GENERAL MEETINGS) BEING CALLED ON 14 CLEAR
DAYS' NOTICE (SPECIAL RESOLUTION)
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ILLINOIS TOOL WORKS INC.
TICKER: ITW CUSIP: 452308109
MEETING DATE: 5/8/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: WILLIAM F. ISSUER YES FOR FOR
ALDINGER
PROPOSAL #1B: ELECTION OF DIRECTOR: MARVIN D. ISSUER YES FOR FOR
BRAILSFORD
PROPOSAL #1C: ELECTION OF DIRECTOR: SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: DON H. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT C. ISSUER YES FOR FOR
MCCORMACK
PROPOSAL #1F: ELECTION OF DIRECTOR: ROBERT S. MORRISON ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: HAROLD B. SMITH ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DAVID B. SPEER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: PAMELA B. STROBEL ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
PROPOSAL #03: STOCKHOLDER PROPOSAL, IF PRESENTED AT SHAREHOLDER YES AGAINST FOR
THE MEETING, URGING THE BOARD OF DIRECTORS TO SEEK
STOCKHOLDER APPROVAL OF ANY FUTURE EXTRAORDINARY
RETIREMENT BENEFITS FOR SENIOR EXECUTIVES.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTEL CORPORATION
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/20/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CHARLENE ISSUER YES FOR FOR
BARSHEFSKY
PROPOSAL #1B: ELECTION OF DIRECTOR: SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN J. DONAHOE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: PAUL S. OTELLINI ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DAVID S. POTTRUCK ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: JANE E. SHAW ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF SELECTION OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
PROPOSAL #03: AMENDMENT AND EXTENSION OF THE 2006 ISSUER YES FOR FOR
EQUITY INCENTIVE PLAN
PROPOSAL #04: APPROVAL OF AN EMPLOYEE STOCK OPTION ISSUER YES FOR FOR
EXCHANGE PROGRAM
PROPOSAL #05: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
PROPOSAL #06: STOCKHOLDER PROPOSAL: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: STOCKHOLDER PROPOSAL: HUMAN RIGHT TO SHAREHOLDER YES ABSTAIN AGAINST
WATER
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERNATIONAL BUSINESS MACHINES CORP.
TICKER: IBM CUSIP: 459200101
MEETING DATE: 4/28/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: A.J.P. BELDA ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: C. BLACK ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: W.R. BRODY ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: K.I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: M.L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: S.A. JACKSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: T. NISHIMURO ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: J.W. OWENS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: S.J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: J.E. SPERO ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: S. TAUREL ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: L.H. ZAMBRANO ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: APPROVAL OF LONG-TERM INCENTIVE ISSUER YES FOR FOR
PERFORMANCE TERMS FOR CERTAIN EXECUTIVES PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE CODE
PROPOSAL #04: STOCKHOLDER PROPOSAL ON CUMULATIVE SHAREHOLDER YES AGAINST FOR
VOTING
PROPOSAL #05: STOCKHOLDER PROPOSAL ON EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION AND PENSION INCOME
PROPOSAL #06: STOCKHOLDER PROPOSAL ON ADVISORY VOTE SHAREHOLDER YES AGAINST FOR
ON EXECUTIVE COMPENSATION
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERNATIONAL PAPER COMPANY
TICKER: IP CUSIP: 460146103
MEETING DATE: 5/11/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOHN V. FARACI* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STACEY J. MOBLEY** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM G. WALTER* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. STEVEN WHISLER* ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP ISSUER YES FOR FOR
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
PROPOSAL #03: COMPANY PROPOSAL TO AMEND ARTICLE I AND ISSUER YES FOR FOR
ARTICLE II OF THE COMPANY'S BY-LAWS REGARDING
SPECIAL SHAREOWNER MEETINGS.
PROPOSAL #04: COMPANY PROPOSAL TO APPROVE THE 2009 ISSUER YES FOR FOR
INCENTIVE COMPENSATION PLAN.
PROPOSAL #05: SHAREOWNER PROPOSAL CONCERNING SHAREHOLDER YES ABSTAIN AGAINST
SUSTAINABLE FORESTRY.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMORGAN CHASE & CO.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/19/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: WILLIAM H. GRAY, ISSUER YES FOR FOR
III
PROPOSAL #1H: ELECTION OF DIRECTOR: LABAN P. JACKSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1I: ELECTION OF DIRECTOR: DAVID C. NOVAK ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM
PROPOSAL #03: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
PROPOSAL #04: GOVERNMENTAL SERVICE REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: SPECIAL SHAREOWNER MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: CREDIT CARD LENDING PRACTICES SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: CHANGES TO KEPP SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: SHARE RETENTION SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: CARBON PRINCIPLES REPORT SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KEYENCE CORPORATION
TICKER: N/A CUSIP: J32491102
MEETING DATE: 6/18/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: Approve Appropriation of Profits ISSUER YES AGAINST AGAINST
PROPOSAL #2: Amend Articles to: Approve Minor ISSUER YES FOR FOR
Revisions Related to Dematerialization of Shares and
the other Updated Laws and Regulations, Expand
Business Lines, Adopt Restriction to the Rights for
Odd-Lot Shares
PROPOSAL #3.1: Appoint a Director ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.3: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.4: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.5: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.6: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #4: Appoint a Substitute Corporate Auditor ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KIMBERLY-CLARK CORPORATION
TICKER: KMB CUSIP: 494368103
MEETING DATE: 4/30/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOHN R. ALM ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: DENNIS R. ISSUER YES FOR FOR
BERESFORD
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ABELARDO E. BRU ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT W. DECHERD ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: MAE C. JEMISON, ISSUER YES FOR FOR
M.D.
PROPOSAL #1H: ELECTION OF DIRECTOR: IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: G. CRAIG SULLIVAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF AMENDED AND RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION REGARDING RIGHT OF
HOLDERS OF AT LEAST TWENTY-FIVE PERCENT OF SHARES TO
CALL A SPECIAL MEETING OF STOCKHOLDERS
PROPOSAL #04: REAPPROVAL OF PERFORMANCE GOALS UNDER ISSUER YES FOR FOR
THE 2001 EQUITY PARTICIPATION PLAN
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LOCKHEED MARTIN CORPORATION
TICKER: LMT CUSIP: 539830109
MEETING DATE: 4/23/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: E.C. PETE ISSUER YES FOR FOR
ALDRIDGE JR.
PROPOSAL #1B: ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: DAVID B. BURRITT ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JAMES O. ELLIS JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: GWENDOLYN S. KING ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: JAMES M. LOY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DOUGLAS H. ISSUER YES FOR FOR
MCCORKINDALE
PROPOSAL #1H: ELECTION OF DIRECTOR: JOSEPH W. RALSTON ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: FRANK SAVAGE ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JAMES M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: ANNE STEVENS ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: ROBERT J. STEVENS ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: JAMES R. UKROPINA ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITORS
PROPOSAL #03: MANAGEMENT PROPOSAL - TO AMEND THE ISSUER YES FOR FOR
CHARTER TO DELETE THE 80% SUPERMAJORITY VOTE REQUIRED
TO AMEND ARTICLE XIII
PROPOSAL #04: STOCKHOLDER PROPOSAL - REPORT ON SPACE- SHAREHOLDER YES ABSTAIN AGAINST
BASED WEAPONS PROGRAM
PROPOSAL #05: STOCKHOLDER PROPOSAL - POLICY ON SHAREHOLDER YES AGAINST FOR
PAYMENTS TO EXECUTIVES AFTER DEATH
PROPOSAL #06: STOCKHOLDER PROPOSAL - ADVISORY VOTE ON SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MARATHON OIL CORPORATION
TICKER: MRO CUSIP: 565849106
MEETING DATE: 4/29/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CHARLES F. ISSUER YES FOR FOR
BOLDEN, JR.
PROPOSAL #1B: ELECTION OF DIRECTOR: GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: CLARENCE P. ISSUER YES FOR FOR
CAZALOT, JR.
PROPOSAL #1D: ELECTION OF DIRECTOR: DAVID A. DABERKO ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: WILLIAM L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: SHIRLEY ANN ISSUER YES FOR FOR
JACKSON
PROPOSAL #1G: ELECTION OF DIRECTOR: PHILIP LADER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: CHARLES R. LEE ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: MICHAEL E.J. ISSUER YES FOR FOR
PHELPS
PROPOSAL #1J: ELECTION OF DIRECTOR: DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: SETH E. SCHOFIELD ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR
FOR 2009
PROPOSAL #03: STOCKHOLDER PROPOSAL TO AMEND OUR BY- SHAREHOLDER YES AGAINST FOR
LAWS TO LOWER THE THRESHOLD FOR STOCKHOLDERS TO CALL
SPECIAL MEETINGS
PROPOSAL #04: STOCKHOLDER PROPOSAL TO ADOPT A POLICY SHAREHOLDER YES AGAINST FOR
FOR RATIFICATION OF EXECUTIVE COMPENSATION
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MARSH & MCLENNAN COMPANIES, INC.
TICKER: MMC CUSIP: 571748102
MEETING DATE: 5/21/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: LESLIE M. BAKER, ISSUER YES FOR FOR
JR.
PROPOSAL #1B: ELECTION OF DIRECTOR: GWENDOLYN S. KING ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MARC D. OKEN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: DAVID A. OLSEN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF SELECTION OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: STOCKHOLDER PROPOSAL: REINCORPORATE IN SHAREHOLDER YES AGAINST FOR
NORTH DAKOTA
PROPOSAL #04: STOCKHOLDER PROPOSAL: SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: STOCKHOLDER PROPOSAL: POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MEDTRONIC, INC.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 8/21/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: VICTOR J. DZAU, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM A. HAWKINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, PHD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENISE M. O'LEARY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEAN-PIERRE ROSSO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: TO APPROVE THE MEDTRONIC, INC. 2008 ISSUER YES FOR FOR
STOCK AWARD AND INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MERCK & CO., INC.
TICKER: MRK CUSIP: 589331107
MEETING DATE: 4/28/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: THOMAS R. CECH, ISSUER YES FOR FOR
PH.D.
PROPOSAL #1C: ELECTION OF DIRECTOR: RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: STEVEN F. ISSUER YES FOR FOR
GOLDSTONE
PROPOSAL #1F: ELECTION OF DIRECTOR: WILLIAM B. ISSUER YES FOR FOR
HARRISON, JR.
PROPOSAL #1G: ELECTION OF DIRECTOR: HARRY R. ISSUER YES FOR FOR
JACOBSON, M.D.
PROPOSAL #1H: ELECTION OF DIRECTOR: WILLIAM N. ISSUER YES FOR FOR
KELLEY, M.D.
PROPOSAL #1I: ELECTION OF DIRECTOR: ROCHELLE B. ISSUER YES FOR FOR
LAZARUS
PROPOSAL #1J: ELECTION OF DIRECTOR: CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: THOMAS E. SHENK, ISSUER YES FOR FOR
PH.D.
PROPOSAL #1L: ELECTION OF DIRECTOR: ANNE M. TATLOCK ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: SAMUEL O. THIER, ISSUER YES FOR FOR
M.D.
PROPOSAL #1N: ELECTION OF DIRECTOR: WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1O: ELECTION OF DIRECTOR: PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF THE ISSUER YES FOR FOR
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009
PROPOSAL #03: PROPOSAL TO AMEND THE RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO LIMIT THE SIZE OF THE
BOARD TO NO MORE THAN 18 DIRECTORS
PROPOSAL #04: STOCKHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER YES AGAINST FOR
SHAREHOLDER MEETINGS
PROPOSAL #05: STOCKHOLDER PROPOSAL CONCERNING AN SHAREHOLDER YES AGAINST FOR
INDEPENDENT LEAD DIRECTOR
PROPOSAL #06: STOCKHOLDER PROPOSAL CONCERNING AN SHAREHOLDER YES AGAINST FOR
ADVISORY VOTE ON EXECUTIVE COMPENSATION
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: METLIFE, INC.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 4/28/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: C. ROBERT HENRIKSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN M. KEANE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CATHERINE R. KINNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUGH B. PRICE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #02: REAPPROVAL OF THE METLIFE, INC. 2005 ISSUER YES FOR FOR
STOCK AND INCENTIVE COMPENSATION PLAN
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2009
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MICROSOFT CORPORATION
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/19/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ELECTION OF DIRECTOR: STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #02: ELECTION OF DIRECTOR: JAMES I. CASH JR. ISSUER YES FOR FOR
PROPOSAL #03: ELECTION OF DIRECTOR: DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #04: ELECTION OF DIRECTOR: WILLIAM H. GATES ISSUER YES FOR FOR
III
PROPOSAL #05: ELECTION OF DIRECTOR: RAYMOND V. ISSUER YES FOR FOR
GILMARTIN
PROPOSAL #06: ELECTION OF DIRECTOR: REED HASTINGS ISSUER YES FOR FOR
PROPOSAL #07: ELECTION OF DIRECTOR: DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #08: ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #09: ELECTION OF DIRECTOR: HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #10: APPROVAL OF MATERIAL TERMS OF ISSUER YES FOR FOR
PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN.
PROPOSAL #11: APPROVAL OF AMENDMENTS TO THE 1999 ISSUER YES FOR FOR
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
PROPOSAL #12: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR.
PROPOSAL #13: SHAREHOLDER PROPOSAL - ADOPTION OF SHAREHOLDER YES ABSTAIN AGAINST
POLICIES ON INTERNET CENSORSHIP.
PROPOSAL #14: SHAREHOLDER PROPOSAL - ESTABLISHMENT OF SHAREHOLDER YES ABSTAIN AGAINST
BOARD COMMITTEE ON HUMAN RIGHTS.
PROPOSAL #15: SHAREHOLDER PROPOSAL - DISCLOSURE OF SHAREHOLDER YES ABSTAIN AGAINST
CHARITABLE CONTRIBUTIONS.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MITSUI & CO.,LTD.
TICKER: N/A CUSIP: J44690139
MEETING DATE: 6/23/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: Amend Articles to: Change Business ISSUER YES FOR FOR
Lines, Approve Minor Revisions Related to
Dematerialization of Shares and the other Updated
Laws and Regulations
PROPOSAL #2.1: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #2.2: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #2.3: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #2.4: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #2.5: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #2.6: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #2.7: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #2.8: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #2.9: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #2.10: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #2.11: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #2.12: Appoint a Director ISSUER YES FOR FOR
PROPOSAL #3.: Appoint a Corporate Auditor ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MORGAN STANLEY
TICKER: MS CUSIP: 617446448
MEETING DATE: 2/9/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO APPROVE THE CONVERSION TERMS OF ISSUER YES FOR FOR
MORGAN STANLEY'S SERIES B NON-CUMULATIVE NON-VOTING
PERPETUAL CONVERTIBLE PREFERRED STOCK, THE ISSUANCE
OF MORGAN STANLEY'S COMMON STOCK PURSUANT TO SUCH
TERMS AND POTENTIAL EQUITY ISSUANCES CONTEMPLATED BY
INVESTOR AGREEMENT, DATED AS OF OCTOBER 13, 2008, AS
AMENDED, BY AND BETWEEN MORGAN STANLEY AND MITSUBISHI
UFJ FINANCIAL GROUP, INC.
PROPOSAL #02: TO APPROVE THE ADJOURNMENT OF THE ISSUER YES FOR FOR
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF (A) THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING
TO APPROVE PROPOSAL 1 OR (B) A QUORUM IS NOT PRESENT
AT THE TIME OF THE SPECIAL MEETING.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MORGAN STANLEY
TICKER: MS CUSIP: 617446448
MEETING DATE: 4/29/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ROY J. BOSTOCK ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: HOWARD J. DAVIES ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: NOBUYUKI HIRANO ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: JOHN J. MACK ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DONALD T. ISSUER YES FOR FOR
NICOLAISEN
PROPOSAL #1H: ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: CHARLES E. ISSUER YES FOR FOR
PHILLIPS, JR.
PROPOSAL #1K: ELECTION OF DIRECTOR: O. GRIFFITH SEXTON ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITOR
PROPOSAL #03: TO APPROVE THE COMPENSATION OF ISSUER YES FOR FOR
EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT
PROPOSAL #04: TO AMEND THE 2007 EQUITY INCENTIVE ISSUER YES FOR FOR
COMPENSATION PLAN
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER YES AGAINST FOR
SHAREOWNER MEETINGS
PROPOSAL #06: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
INDEPENDENT CHAIR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG
TICKER: N/A CUSIP: D55535104
MEETING DATE: 4/22/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.A: Submission of the report of the ISSUER NO N/A N/A
Supervisory Board and the corporate governance report
including the remuneration report for the financial
year 2008
PROPOSAL #1.B: Submission of the adopted Company ISSUER NO N/A N/A
financial statements and management report for the
financial year 2008, the approved consolidated
financial statements and management report for the
Group for the financial year 2008, and the
explanatory report on the information in accordance
with Sections 289 para. 4 and 315 para. 4 of the
German Commercial Code
PROPOSAL #2.: Resolution on the appropriation of the ISSUER YES FOR FOR
net retained profits
PROPOSAL #3.: Resolution to approve the actions of ISSUER YES FOR FOR
the Board of Management
PROPOSAL #4.: Resolution to approve the actions of ISSUER YES FOR FOR
the Supervisory Board
PROPOSAL #5.: Authorisation to buy back and use own ISSUER YES FOR FOR
shares
PROPOSAL #6.: Authorisation to buy back own shares ISSUER YES FOR FOR
using derivatives
PROPOSAL #7.1.: Elections to the Supervisory Board: ISSUER YES FOR FOR
Prof. Dr. Peter Gruss
PROPOSAL #7.2.: Elections to the Supervisory Board: ISSUER YES FOR FOR
Prof. Dr. Henning Kagermann
PROPOSAL #7.3.: Elections to the Supervisory Board: ISSUER YES FOR FOR
Peter L scher
PROPOSAL #7.4.: Elections to the Supervisory Board: ISSUER YES FOR FOR
Wolfgang Mayrhuber
PROPOSAL #7.5.: Elections to the Supervisory Board: ISSUER YES FOR FOR
Prof. Karel Van Miert
PROPOSAL #7.6.: Elections to the Supervisory Board: ISSUER YES FOR FOR
Dr. e. h. Bernd Pischetsrieder
PROPOSAL #7.7.: Elections to the Supervisory Board: ISSUER YES FOR FOR
Anton van Rossum
PROPOSAL #7.8.: Elections to the Supervisory Board: ISSUER YES AGAINST AGAINST
Dr. Hans-J rgen Schinzler
PROPOSAL #7.9.: Elections to the Supervisory Board: ISSUER YES FOR FOR
Dr. Ron Sommer
PROPOSAL #7.10.: Elections to the Supervisory Board: ISSUER YES FOR FOR
Dr. Thomas Wellauer
PROPOSAL #8.: Resolution to cancel Contingent Capital ISSUER YES FOR FOR
2003 I as well as the existing authorisation for
increasing the share capital under Authorised Capital
Increase 2004, to replace this with a new
authorisation Authorised Capital Increase 2009 and to
amend Article 4 of the Articles of Association
PROPOSAL #9.: Resolution to amend Articles 3 (entry ISSUER YES FOR FOR
in the shareholder's register) and 6 (registration
for the Annual General Meeting) of the Articles of
Association
PROPOSAL #10.: Resolution to amend Article 7 of the ISSUER YES FOR FOR
Articles of Association (electronic participation in
the Annual General Meeting and postal vote)
PROPOSAL #11.: Resolution to amend Articles 12 and 13 ISSUER YES FOR FOR
of the Articles of Association (Supervisory Board)
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NESTLE S.A.
TICKER: NSRGY CUSIP: 641069406
MEETING DATE: 4/23/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: APPROVAL OF THE 2008 ANNUAL REPORT, ISSUER YES FOR FOR
FINANCIAL STATEMENTS OF NESTLE S.A. AND CONSOLIDATED
FINANCIAL STATEMENTS OF THE NESTLE GROUP.*
PROPOSAL #1B: ACCEPTANCE OF THE 2008 COMPENSATION ISSUER YES FOR FOR
REPORT (NON-BINDING ADVISORY VOTE).
PROPOSAL #02: RELEASE OF THE MEMBERS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND OF THE MANAGEMENT.
PROPOSAL #03: APPROPRIATION OF PROFITS RESULTING FROM ISSUER YES FOR FOR
THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND)
FOR THE FINANCIAL YEAR 2008.
PROPOSAL #4A1: RE-ELECTION TO THE BOARD OF DIRECTORS: ISSUER YES FOR FOR
MR. DANIEL BOREL
PROPOSAL #4A2: RE-ELECTION TO THE BOARD OF DIRECTORS: ISSUER YES FOR FOR
MS. CAROLINA MULLER-MOHL
PROPOSAL #4B: ELECTION OF THE STATUTORY AUDITORS KPMG ISSUER YES FOR FOR
S.A., GENEVA BRANCH (FOR A TERM OF ONE YEAR).
PROPOSAL #05: CAPITAL REDUCTION (BY CANCELLATION OF ISSUER YES FOR FOR
SHARES).
PROPOSAL #06: MARK THE FOR BOX TO THE RIGHT IF YOU ISSUER YES AGAINST AGAINST
WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE,
MR. JEAN-LUDOVIC HARTMAN
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEWMONT MINING CORPORATION
TICKER: NEM CUSIP: 651639106
MEETING DATE: 4/29/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: G.A. BARTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V.A. CALARCO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.A. CARRABBA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N. DOYLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V.M. HAGEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.S. HAMSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.J. MILLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.T. O'BRIEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.B. PRESCOTT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.C. ROTH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.V. TARANIK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. THOMPSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE AUDIT COMMITTEE'S ISSUER YES FOR FOR
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
NEWMONT'S INDEPENDENT AUDITORS FOR 2009.
PROPOSAL #03: CONSIDER AND ACT UPON A STOCKHOLDER SHAREHOLDER YES AGAINST FOR
PROPOSAL REGARDING SPECIAL MEETINGS, AS SET FORTH IN
THE ACCOMPANYING PROXY STATEMENT, IF INTRODUCED AT
THE MEETING.
PROPOSAL #04: CONSIDER AND ACT UPON A STOCKHOLDER SHAREHOLDER YES AGAINST FOR
PROPOSAL TO APPROVE MAJORITY VOTING FOR THE ELECTION
OF DIRECTORS IN A NON-CONTESTED ELECTION, AS SET
FORTH IN THE ACCOMPANYING PROXY STATEMENT, IF
INTRODUCED AT THE MEETING.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NIKE, INC.
TICKER: NKE CUSIP: 654106103
MEETING DATE: 9/22/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JILL K. CONWAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN B. GRAF, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEANNE P. JACKSON ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSE COOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PARKER-HANNIFIN CORPORATION
TICKER: PH CUSIP: 701094104
MEETING DATE: 10/22/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: WILLIAM E. KASSLING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH M. SCAMINACE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WOLFGANG R. SCHMITT ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FY09
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PEPSICO, INC.
TICKER: PEP CUSIP: 713448108
MEETING DATE: 5/6/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: S.L. BROWN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: I.M. COOK ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: D. DUBLON ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: V.J. DZAU ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: R.L. HUNT ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: A. IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: A.C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: I.K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: S.P. ROCKEFELLER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: J.J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: L.G. TROTTER ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: D. VASELLA ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: M.D. WHITE ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS
PROPOSAL #03: APPROVAL OF PEPSICO, INC. EXECUTIVE ISSUER YES FOR FOR
INCENTIVE COMPENSATION PLAN
PROPOSAL #04: SHAREHOLDER PROPOSAL - BEVERAGE SHAREHOLDER YES ABSTAIN AGAINST
CONTAINER RECYCLING (PROXY STATEMENT P. 59)
PROPOSAL #05: SHAREHOLDER PROPOSAL - GENETICALLY SHAREHOLDER YES ABSTAIN AGAINST
ENGINEERED PRODUCTS REPORT (PROXY STATEMENT P. 61)
PROPOSAL #06: SHAREHOLDER PROPOSAL - CHARITABLE SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS REPORT (PROXY STATEMENT P. 63)
PROPOSAL #07: SHAREHOLDER PROPOSAL - ADVISORY VOTE ON SHAREHOLDER YES AGAINST FOR
COMPENSATION (PROXY STATEMENT P. 64)
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PETROLEO BRASILEIRO S.A. - PETROBRAS
TICKER: PBR CUSIP: 71654V408
MEETING DATE: 11/24/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF THE PROTOCOL AND THE ISSUER YES FOR FOR
JUSTIFICATION OF INCORPORATION, DATED OCTOBER 2 2008,
SIGNED BY PETROBRAS, AS THE SURVIVING COMPANY, AND
BY '17 DE MAIO PARTICIPACOES S.A'., AS THE ACQUIRED
COMPANY, TOGETHER WITH THE RESPECTIVE PERTINENT
DOCUMENTS, AND THE APPROVAL OF '17 DE MAIO
PARTICIPACOES S.A.' INCORPORATION OPERATION.
PROPOSAL #02: APPROVAL OF THE APPOINTMENT OF A ISSUER YES FOR FOR
SPECIALIZED COMPANY TO EVALUATE THE ASSETS AND THE
APPROVAL OF THE RESPECTIVE EVALUATION REPORT, UNDER
THE TERMS OF 1 AND 3 OF ART. 227, LAW NO. 6.404/76.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PETROLEO BRASILEIRO S.A. - PETROBRAS
TICKER: PBR CUSIP: 71654V408
MEETING DATE: 4/8/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: MANAGEMENT REPORT, FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND AUDIT COMMITTEE'S OPINION FOR THE FISCAL YEAR 2008
PROPOSAL #II: CAPITAL EXPENDITURE BUDGET FOR THE ISSUER YES FOR FOR
FISCAL YEAR 2009
PROPOSAL #III: DISTRIBUTION OF RESULTS FOR THE FISCAL ISSUER YES FOR FOR
YEAR 2008
PROPOSAL #IV: ELECTION OF MEMBERS OF THE BOARD OF ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #V: ELECTION OF CHAIRMAN OF THE BOARD OF ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #VI: ELECTION OF MEMBERS OF THE AUDIT BOARD ISSUER YES AGAINST AGAINST
AND THEIR RESPECTIVE SUBSTITUTES
PROPOSAL #VII: ESTABLISHMENT OF THE COMPENSATION OF ISSUER YES FOR FOR
MANAGEMENT AND EFFECTIVE MEMBERS OF THE AUDIT
COMMITTEE, AS WELL AS THEIR PARTICIPATION IN THE
PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE
COMPANY'S BYLAWS
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PFIZER INC.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/23/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MICHAEL S. BROWN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: M. ANTHONY BURNS ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ROBERT N. BURT ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: WILLIAM H. GRAY, ISSUER YES FOR FOR
III
PROPOSAL #1G: ELECTION OF DIRECTOR: CONSTANCE J. ISSUER YES FOR FOR
HORNER
PROPOSAL #1H: ELECTION OF DIRECTOR: JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JEFFREY B. KINDLER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: GEORGE A. LORCH ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: DANA G. MEAD ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: SUZANNE NORA ISSUER YES FOR FOR
JOHNSON
PROPOSAL #1M: ELECTION OF DIRECTOR: STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: WILLIAM C. ISSUER YES FOR FOR
STEERE, JR.
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
PROPOSAL #03: PROPOSAL TO APPROVE THE PFIZER INC. ISSUER YES FOR FOR
2004 STOCK PLAN, AS AMENDED AND RESTATED.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING STOCK SHAREHOLDER YES AGAINST FOR
OPTIONS.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING ADVISORY SHAREHOLDER YES AGAINST FOR
VOTE ON EXECUTIVE COMPENSATION.
PROPOSAL #06: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING.
PROPOSAL #07: SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER YES AGAINST FOR
SHAREHOLDER MEETINGS.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PG&E CORPORATION
TICKER: PCG CUSIP: 69331C108
MEETING DATE: 5/13/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ELECTION OF DIRECTOR: DAVID R. ANDREWS ISSUER YES FOR FOR
PROPOSAL #02: ELECTION OF DIRECTOR: C. LEE COX ISSUER YES FOR FOR
PROPOSAL #03: ELECTION OF DIRECTOR: PETER A. DARBEE ISSUER YES FOR FOR
PROPOSAL #04: ELECTION OF DIRECTOR: MARYELLEN C. ISSUER YES FOR FOR
HERRINGER
PROPOSAL #05: ELECTION OF DIRECTOR: ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #06: ELECTION OF DIRECTOR: RICHARD A. MESERVE ISSUER YES FOR FOR
PROPOSAL #07: ELECTION OF DIRECTOR: FORREST E. MILLER ISSUER YES FOR FOR
PROPOSAL #08: ELECTION OF DIRECTOR: BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #09: ELECTION OF DIRECTOR: BARRY LAWSON ISSUER YES FOR FOR
WILLIAMS
PROPOSAL #10: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #11: SHAREHOLDER SAY ON EXECUTIVE PAY SHAREHOLDER YES AGAINST FOR
PROPOSAL #12: REINCORPORATION IN NORTH DAKOTA SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PHILIP MORRIS INTERNATIONAL INC.
TICKER: PM CUSIP: 718172109
MEETING DATE: 5/5/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: HAROLD BROWN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MATHIS ISSUER YES FOR FOR
CABIALLAVETTA
PROPOSAL #1C: ELECTION OF DIRECTOR: LOUIS C. CAMILLERI ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: J. DUDLEY FISHBURN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: GRAHAM MACKAY ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: SERGIO MARCHIONNE ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: LUCIO A. NOTO ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: CARLOS SLIM HELU ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: STEPHEN M. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
PROPOSAL #3: APPROVAL OF ELIGIBILITY, BUSINESS ISSUER YES FOR FOR
CRITERIA FOR AWARDS AND AWARD LIMITS UNDER THE PMI
2008 PERFORMANCE INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PROGRESS ENERGY, INC.
TICKER: PGN CUSIP: 743263105
MEETING DATE: 5/13/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ELECTION OF DIRECTOR: JAMES E. BOSTIC, ISSUER YES FOR FOR
JR.
PROPOSAL #02: ELECTION OF DIRECTOR: HARRIS E. ISSUER YES FOR FOR
DELOACH, JR.
PROPOSAL #03: ELECTION OF DIRECTOR: JAMES B. HYLER, ISSUER YES FOR FOR
JR.
PROPOSAL #04: ELECTION OF DIRECTOR: WILLIAM D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #05: ELECTION OF DIRECTOR: ROBERT W. JONES ISSUER YES AGAINST AGAINST
PROPOSAL #06: ELECTION OF DIRECTOR: W. STEVEN JONES ISSUER YES FOR FOR
PROPOSAL #07: ELECTION OF DIRECTOR: E. MARIE MCKEE ISSUER YES FOR FOR
PROPOSAL #08: ELECTION OF DIRECTOR: JOHN H. MULLIN, ISSUER YES FOR FOR
III
PROPOSAL #09: ELECTION OF DIRECTOR: CHARLES W. PRYOR, ISSUER YES FOR FOR
JR.
PROPOSAL #10: ELECTION OF DIRECTOR: CARLOS A. ISSUER YES FOR FOR
SALADRIGAS
PROPOSAL #11: ELECTION OF DIRECTOR: THERESA M. STONE ISSUER YES FOR FOR
PROPOSAL #12: ELECTION OF DIRECTOR: ALFRED C. ISSUER YES FOR FOR
TOLLISON, JR.
PROPOSAL #13: RATIFY THE SELECTION OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLC
ACCOUNTING FIRM FOR THE COMPANY.
PROPOSAL #14: TO APPROVE THE PROGRESS ENERGY, INC. ISSUER YES FOR FOR
2009 EXECUTIVE INCENTIVE PLAN TO COMPLY WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRUDENTIAL FINANCIAL, INC.
TICKER: PRU CUSIP: 744320102
MEETING DATE: 5/12/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: THOMAS J. ISSUER YES FOR FOR
BALTIMORE, JR.
PROPOSAL #1B: ELECTION OF DIRECTOR: FREDERIC K. BECKER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: GASTON CAPERTON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: GILBERT F. ISSUER YES FOR FOR
CASELLAS
PROPOSAL #1F: ELECTION OF DIRECTOR: JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: WILLIAM H. GRAY ISSUER YES FOR FOR
III
PROPOSAL #1H: ELECTION OF DIRECTOR: MARK B. GRIER ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JON F. HANSON ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: CONSTANCE J. HOMER ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: CHRISTINE A. POON ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: JOHN R. STRANGFELD ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: JAMES A. UNRUH ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2009.
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING A SHAREHOLDER YES AGAINST FOR
SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.
PROPOSAL #04: SHAREHOLDER PROPOSAL ON SEPARATING THE SHAREHOLDER YES AGAINST FOR
OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROHM AND HAAS COMPANY
TICKER: ROH CUSIP: 775371107
MEETING DATE: 10/29/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ADOPT THE AGREEMENT AND PLAN OF MERGER, ISSUER YES FOR FOR
DATED AS OF JULY 10, 2008, AMONG ROHM AND HAAS
COMPANY (ROHM AND HAAS), THE DOW CHEMICAL COMPANY,
AND RAMSES ACQUISITION CORP., A DIRECT WHOLLY OWNED
SUBSIDIARY OF THE DOW CHEMICAL COMPANY, AS IT MAY BE
AMENDED FROM TIME TO TIME, PURSUANT TO WHICH RAMSES
ACQUISITION CORP. WILL MERGE WITH AND INTO ROHM AND
HAAS (THE MERGER).
PROPOSAL #02: TO CONSIDER AND VOTE ON A PROPOSAL TO ISSUER YES FOR FOR
ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER
DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR
POSTPONEMENT TO ADOPT THE MERGER AGREEMENT.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SABMILLER PLC
TICKER: SBMRY CUSIP: 78572M105
MEETING DATE: 7/31/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O1: TO RECEIVE AND ADOPT THE FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR THE YEAR ENDED 31 MARCH 2008, TOGETHER
WITH THE REPORTS OF THE DIRECTORS AND AUDITORS
PROPOSAL #O2: TO APPROVE THE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
REPORT 2008 CONTAINED IN THE ANNUAL REPORT FOR THE
YEAR ENDED 31 MARCH 2008.
PROPOSAL #O3: TO ELECT MR R PIETERSE AS A DIRECTOR OF ISSUER YES FOR FOR
THE COMPANY.
PROPOSAL #O4: TO ELECT MS M RAMOS AS A DIRECTOR OF ISSUER YES FOR FOR
THE COMPANY.
PROPOSAL #O5: TO RE-ELECT LORD FELLOWES AS A DIRECTOR ISSUER YES FOR FOR
OF THE COMPANY.
PROPOSAL #O6: TO RE-ELECT MR EAG MACKAY AS A DIRECTOR ISSUER YES FOR FOR
OF THE COMPANY.
PROPOSAL #O7: TO RE-ELECT MR JA MANZONI AS A DIRECTOR ISSUER YES FOR FOR
OF THE COMPANY.
PROPOSAL #O8: TO RE-ELECT MR MQ MORLAND AS A DIRECTOR ISSUER YES FOR FOR
OF THE COMPANY.
PROPOSAL #O9: TO RE-ELECT MR MC RAMAPHOSA AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #O10: TO RE-ELECT MR JM KAHN AS A DIRECTOR ISSUER YES FOR FOR
OF THE COMPANY.
PROPOSAL #O11: TO DECLARE A FINAL DIVIDEND OF 42 US ISSUER YES FOR FOR
CENTS PER SHARE.
PROPOSAL #O12: TO RE-APPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF
THE MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID.
PROPOSAL #O13: TO AUTHORISE THE DIRECTORS TO FIX THE ISSUER YES FOR FOR
REMUNERATION OF THE AUDITORS.
PROPOSAL #O14: TO APPROVE THE RENEWAL OF THE ISSUER YES FOR FOR
COMPANY'S SHARE INCENTIVE PLANS.
PROPOSAL #O15: TO GIVE A GENERAL POWER AND AUTHORITY ISSUER YES FOR FOR
TO THE DIRECTORS UNDER SECTION 80 OF THE COMPANIES
ACT 1985 TO ALLOT RELEVANT SECURITIES.
PROPOSAL #S16: TO GIVE A GENERAL POWER AND AUTHORITY ISSUER YES FOR FOR
TO THE DIRECTORS UNDER SECTION 89 OF THE COMPANIES
ACT 1985 TO ALLOT ORDINARY SHARES FOR CASH OTHERWISE
THAN PRO RATA TO ALL SHAREHOLDERS.
PROPOSAL #S17: TO GIVE A GENERAL AUTHORITY TO THE ISSUER YES FOR FOR
DIRECTORS TO MAKE MARKET PURCHASES OF ORDINARY SHARES
OF US$0.10 EACH IN THE CAPITAL OF THE COMPANY.
PROPOSAL #S18: TO APPROVE THE UNWINDING OF THE SAFARI ISSUER YES FOR FOR
STRUCTURE.
PROPOSAL #S19: TO APPROVE THE ADOPTION OF NEW ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION OF THE COMPANY.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SABMILLER PLC
TICKER: N/A CUSIP: G77395104
MEETING DATE: 7/31/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: Receive and adopt the financial ISSUER YES FOR FOR
statements for the YE 31 MAR 2008, together with the
reports of the Directors and the Auditors therein
PROPOSAL #2.: Receive and approve the Directors' ISSUER YES FOR FOR
remuneration report 2008, as specified in the annual
report for the YE 31 MAR 2008
PROPOSAL #3.: Elect Mr. R. Pieterse as a Director of ISSUER YES FOR FOR
the Company following his appointment by the Directors
PROPOSAL #4.: Elect Ms. M. Ramos as a Director of the ISSUER YES FOR FOR
Company following her appointment by the Directors
PROPOSAL #5.: Re-elect Lord Fellowes as a Director of ISSUER YES FOR FOR
the Company
PROPOSAL #6.: Re-elect Mr. E.A.G. Mackay as a ISSUER YES FOR FOR
Director of the Company, who retires by rotation
PROPOSAL #7.: Re-elect Mr. J.A. Manzoni as a Director ISSUER YES FOR FOR
of the Company, who retires by rotation
PROPOSAL #8.: Re-elect Mr. M.Q. Morland as a Director ISSUER YES FOR FOR
of the Company
PROPOSAL #9.: Re-elect Mr. M.C. Ramaphosa as a ISSUER YES FOR FOR
Director of the Company
PROPOSAL #10.: Re-elect Mr. J.M. Kahn as a Director ISSUER YES FOR FOR
of the Company
PROPOSAL #11.: Declare a final dividend of 42 US ISSUER YES FOR FOR
Cents per share in respect for the YE 31 MAR 2008
payable on 07 AUG 2008 to shareholders on the
register of Members at the close of business on 11
JUL 2008 in South Africa and the United Kingdom
PROPOSAL #12.: Re-appoint PricewaterhouseCoopers LLP ISSUER YES FOR FOR
as the Auditors of the Company to hold office until
the next general meeting at which accounts are laid
before the Company
PROPOSAL #13.: Authorize the Directors to determine ISSUER YES FOR FOR
the remuneration of the Auditors
PROPOSAL #14.: Authorize the Directors to adopt the ISSUER YES FOR FOR
SABMiller plc approved Share Option Plan 2008 [the
Approved Plan] the SABMiller plc Share Option Plan
2008, the SABMiller plc Share Award Plan 2008, the
SABMilier plc Stock Appreciation Rights Plan 2008 and
the SABMiller plc Associated Companies Employee
Share Plan [the Associates Plan] [together the
Plans], as specified [subject, in the case of the
Approved Plan, to approval by HM Revenue & Customs];
to do all such acts and things necessary to implement
the plans, including the making of any changes to
the rules of the Plans as may be necessary to obtain
any approvals the directors may consider necessary or
desirable to obtain, including [in the case of the
Approved Plan] such changes to the rules of the
Approved Plan as may be necessary to obtain approval
from HM Revenue & Customs and/or [in the case of all
of the Plans] to comply with London Stock Exchange
requirements and/or the requirements of any other
stock exchange on which any shares or depositary
receipts of SABMiller plc may from time to time be
listed and/or institutional requirements; and to
establish any number of supplements or appendices to
the Plans as they consider appropriate to take
advantage of, or comply with, local laws and
regulations, for the benefit of employees of the
Company [or of any of its subsidiaries or associated
companies participating in the Associates Plan] who
are resident or working overseas or who are or would
be subject to the laws of any other jurisdiction in
relation to their participation in the Plans, and for
whom participation in the plans is undesirable or
impractical but only if having regard to al! the
circumstances, any supplements, appendices or other
employees' share schemes provide substantial equality
of treatment between UK employees and employees
resident overseas and the overall limits on the
number of ordinary shares in the Company which may be
subscribed under the Company's Employees' Share
Plans may not be increased
PROPOSAL #15.: Approve, pursuant to and in accordance ISSUER YES FOR FOR
with the Article 12(b) of the Company's Articles of
Association and the Section 80 of the Companies Act
1985, that the powers conferred by the Article 12(b)
in respect of the relevant securities shall apply and
be exercisable; [Authority expiries the earlier of
the conclusion of the next AGM of the Company or 31
OCT 2009]; [which shall be the Section 80 period for
the purposes of the Article 12(a) (iii)] in respect
of a total nominal amount of USD 7,528,896 [Section
80 amount for the purposes of the Article 12(a)(ii)
for that Section 80 period]
PROPOSAL #S.16: Approve, pursuant to and in ISSUER YES FOR FOR
accordance with the Article 12(C) of the Company's
Articles of Association and the Section 89 of the
Companies Act 1985, that the powers conferred by the
Article 12(C) in respect of the equity securities
shall apply and be exercisable [Authority expiries
the earlier of the conclusion of the next AGM of the
Company or 31 OCT 2009] [Section 89 period for the
purposes of the Article 12(a)(v) in respect of a
nominal amount of USD 7,528,896 [Section 89 amount
for the purposes of the Article 12(a)(iv) for that
PROPOSAL #S.17: Authorize the Company to make market ISSUER YES FOR FOR
purchases [Section 163(3) of the Companies Act 1985]
of up to 150,577,927 ordinary shares [10% of the
issued ordinary share capital of the Company as at 14
MAY 2008] of USD 0.10 each in the capital of the
Company, at a minimum price, exclusive of expenses,
which may be paid for each share is USD 0.10 and not
more than 105% of the average market value for such
shares derived from the London Stock Exchange Daily
Official List, for the 5 business days preceding the
date of purchase and that stipulated by Article 5(1)
of the Buy-Back and Stabilization Regulation [EC
2273/2003]; [Authority expires the earlier of the
conclusion of the next AGM of the Company or 31 OCT
2009]; and the Company, before the expiry, may make a
contract to purchase ordinary shares which will or
may be executed wholly or partly after such expiry
PROPOSAL #S.18: Amend the existing Articles of ISSUER YES FOR FOR
Association of the Company, as specified; and
approve, for the purpose of Section 165 of the
Companies Act 1985, the Contingent Purchases Contract
between the Company and SABMiller Jersey Limited
providing for the Company to have the right to
purchase up to 77,368,338 of its own non-voting
convertible shares[or any ordinary shares may have
converted]; and authorize the Company to enter into
such contract; [Authority expires on 31 JAN 2010]
PROPOSAL #S.19: Amend the existing Articles of ISSUER YES FOR FOR
Association of the Company by adopting the
regulations produced to this meeting, as specified as
the Articles of Association of the Company, in
substitution for and to the exclusion of the existing
Articles of Association, with effect from the
conclusion of this AGM
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SANOFI-AVENTIS
TICKER: SNY CUSIP: 80105N105
MEETING DATE: 4/17/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O1: APPROVAL OF THE INDIVIDUAL COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2008
PROPOSAL #O2: APPROVAL OF THE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2008
PROPOSAL #O3: APPROPRIATION OF PROFITS; DECLARATION ISSUER YES FOR FOR
OF DIVIDEND
PROPOSAL #O4: RATIFICATION OF THE CO-OPTING OF A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #O5: APPROVAL OF THE STATUTORY AUDITORS' ISSUER YES AGAINST AGAINST
SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE
L.225-40 OF THE COMMERCIAL CODE
PROPOSAL #O6: APPROVAL OF THE STATUTORY AUDITORS' ISSUER YES AGAINST AGAINST
SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE
L.255-40 OF THE COMMERCIAL CODE - COMMITMENT IN FAVOR
OF MR VIEHBACHER
PROPOSAL #O7: AUTHORIZATION TO THE BOARD OF DIRECTORS ISSUER YES FOR FOR
TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE
COMPANY
PROPOSAL #E8: DELEGATION TO THE BOARD OF DIRECTORS OF ISSUER YES FOR FOR
AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE
SHARE CAPITAL BY ISSUANCE, WITH PREEMPTIVE RIGHTS
MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS
TO THE COMPANY'S CAPITAL AND/OR BY ISSUANCE OF
SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF
DEBT INSTRUMENTS
PROPOSAL #E9: DELEGATION TO THE BOARD OF DIRECTORS OF ISSUER YES FOR FOR
AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE
SHARE CAPITAL BY ISSUANCE, WITHOUT PREEMPTIVE RIGHTS,
OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE
COMPANY'S CAPITAL AND/OR THE ISSUANCE OF SECURITIES
GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT
PROPOSAL #E10: POSSIBILITY OF ISSUING, WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS, SHARES OR SECURITIES GIVING ACCESS
TO THE COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS
TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION
IN KIND IN THE FORM OF SHARES OR SECURITIES GIVING
ACCESS TO THE CAPITAL OF ANOTHER COMPANY
PROPOSAL #E11: DELEGATION TO THE BOARD OF DIRECTORS ISSUER YES FOR FOR
OF AUTHORITY TO INCREASE THE NUMBER OF SHARES TO BE
ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #E12: DELEGATION TO THE BOARD OF DIRECTORS ISSUER YES FOR FOR
OF AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE
SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM,
RESERVES, PROFITS OR OTHER ITEMS
PROPOSAL #E13: DELEGATION TO THE BOARD OF DIRECTORS ISSUER YES FOR FOR
OF AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE
SHARE CAPITAL BY ISSUANCE OF SHARES OR SECURITIES
GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR
MEMBERS OF EMPLOYEE SAVINGS PLANS, WITH WAIVER OF
PREEMPTIVE RIGHTS IN THEIR FAVOR
PROPOSAL #E14: DELEGATION TO THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
OF AUTHORITY TO GRANT OPTIONS TO SUBSCRIBE FOR OR
PURCHASE SHARES
PROPOSAL #E15: DELEGATION TO THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
OF AUTHORITY TO ALLOT EXISTING OR NEW CONSIDERATION
FREE SHARES TO SOME OR ALL SALARIED EMPLOYEES AND
CORPORATE OFFICERS OF THE GROUP
PROPOSAL #E16: AUTHORIZATION TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION
OF TREASURY SHARES
PROPOSAL #E17: AMENDMENT TO ARTICLE 15 OF THE BYLAWS ISSUER YES FOR FOR
PROPOSAL #E18: POWERS FOR FORMALITIES ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SCHERING-PLOUGH CORPORATION
TICKER: SGP CUSIP: 806605101
MEETING DATE: 5/18/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: THOMAS J. COLLIGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRED HASSAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. ROBERT KIDDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE R. MCGRATH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANTONIO M. PEREZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA F. RUSSO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACK L. STAHL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CRAIG B. THOMPSON, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KATHRYN C. TURNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT F.W. VAN OORDT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARTHUR F. WEINBACH ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE DESIGNATION OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS AUDITOR FOR 2009.
PROPOSAL #03: SHAREHOLDER PROPOSAL RE CUMULATIVE SHAREHOLDER YES AGAINST FOR
VOTING.
PROPOSAL #04: SHAREHOLDER PROPOSAL RE CALLING SPECIAL SHAREHOLDER YES AGAINST FOR
MEETING.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
TICKER: SLB CUSIP: 806857108
MEETING DATE: 4/8/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: P. CAMUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.S. GORELICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. GOULD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T. ISAAC ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N. KUDRYAVTSEV ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. LAJOUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.E. MARKS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.R. REIF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.I. SANDVOLD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. SEYDOUX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO ADOPT AND APPROVE OF ISSUER YES FOR FOR
FINANCIALS AND DIVIDENDS.
PROPOSAL #03: PROPOSAL REGARDING A STOCKHOLDER SHAREHOLDER YES AGAINST FOR
ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.
PROPOSAL #04: PROPOSAL TO APPROVE OF INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SIEMENS AG, MUENCHEN
TICKER: N/A CUSIP: D69671218
MEETING DATE: 1/27/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: Presentation of the report of the ISSUER NO N/A N/A
Supervisory Board, the corporate governance and
compensation report, and the compliance report for
the 2007/2008 FY
PROPOSAL #2.: Presentation of the Company and group ISSUER NO N/A N/A
financial statements and annual reports for the
2007/2008 FY with the report pursuant to Sections
289(4) and 315(4) of the German Commercial Code
PROPOSAL #3.: Resolution on the appropriation of the ISSUER YES FOR FOR
distributable profit of EUR 1,462,725,473.60 as
follows: Payment of a dividend of EUR 1.60 per
entitled share Ex-dividend and payable date: 28 JAN
2009
PROPOSAL #4.1.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Rudi Lamprecht [Postponement]
PROPOSAL #4.2.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Juergen Radomski [Postponement]
PROPOSAL #4.3.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Uriel J. Sharef [Postponement]
PROPOSAL #4.4.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Klaus Wucherer [Postponement]
PROPOSAL #4.5.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Peter Loescher
PROPOSAL #4.6.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Wolfgang Dehen
PROPOSAL #4.7.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Heinrich Hiesinger
PROPOSAL #4.8.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Joe Kaeser
PROPOSAL #4.9.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Eduardo Montes
PROPOSAL #4.10.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Jim Reid-Anderson
PROPOSAL #4.11.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Erich R. Reinhardt
PROPOSAL #4.12.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Hermann Requardt
PROPOSAL #4.13.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Siegfried Russwurm
PROPOSAL #4.14.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Board of Managing
Directors: Mr. Peter Y. Solmssen
PROPOSAL #5.1.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Gerhard Cromme
PROPOSAL #5.2.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr. Ralf
Heckmann
PROPOSAL #5.3.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Josef Ackermann
PROPOSAL #5.4.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Lothar Adler
PROPOSAL #5.5.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Jean-Louis Beffa
PROPOSAL #5.6.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Gerhard Bieletzki
PROPOSAL #5.7.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr. Gerd
von Brandenstein
PROPOSAL #5.8.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr. John
David Coombe
PROPOSAL #5.9.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Hildegard Cornudet
PROPOSAL #5.10.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Michael Diekmann
PROPOSAL #5.11.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr. Hans
Michael Gaul
PROPOSAL #5.12.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Birgit Grube
PROPOSAL #5.13.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Peter Gruss
PROPOSAL #5.14.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Bettina Haller
PROPOSAL #5.15.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Heinz Hawreliuk
PROPOSAL #5.16.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Berthold Huber
PROPOSAL #5.17.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Harald Kern
PROPOSAL #5.18.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Walter Kroell
PROPOSAL #5.19.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Nicola Leibinger-Kammueller
PROPOSAL #5.20.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Michael Mirow
PROPOSAL #5.21.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Werner Moenius
PROPOSAL #5.22.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Roland Motzigemba
PROPOSAL #5.23.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Thomas Rackow
PROPOSAL #5.24.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Hakan Samuelsson
PROPOSAL #5.25.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Dieter Scheitor
PROPOSAL #5.26.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Albrecht Schmidt
PROPOSAL #5.27.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Henning Schulte-Noelle
PROPOSAL #5.28.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Rainer Sieg
PROPOSAL #5.29.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Peter von Siemens
PROPOSAL #5.30.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Jerry I. Speyer
PROPOSAL #5.31.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr.
Birgit Steinborn
PROPOSAL #5.32.: Ratification of the acts of the ISSUER YES FOR FOR
individual members of the Supervisory Board: Mr. Iain
Vallance of Tummel
PROPOSAL #6.: Appointment of auditors for the ISSUER YES FOR FOR
2008/2009 FY: Ernst + Young AG, Stuttgart
PROPOSAL #7.: Authorization to acquire own shares, ISSUER YES FOR FOR
the Company shall be authorized to acquire own shares
of up to 10% of its share capital, at prices neither
more than 10% above nor more than 20% below the
market price, between 01 MAR 2009, and 26 JUL 2010,
the Board of Managing Directors shall be authorized
to retire the shares, to use the shares within the
scope of the Company's stock option plans, to issue
the shares to employees and executives of the
Company, and to use the shares to fulfill conversion
PROPOSAL #8.: Authorization to use derivatives for ISSUER YES FOR FOR
the acquisition of own shares Supplementary to item
7, the Company shall be authorized to use call and
put options for the purpose of acquiring own shares
PROPOSAL #9.: Resolution on the creation of ISSUER YES FOR FOR
authorized capital, and the corresponding amendments
to the Articles of Association, the Board of Managing
Directors shall be authorized, with the consent of
the Supervisory Board, to increase the share capital
by up to EUR 520,800,000 through the issue of up to
173,600,000 new registered shares against cash
payment, on or before 26 JAN 2014, shareholders shall
be granted subscription rights, except for the issue
of shares against payment in kind, for residual
amounts, for the granting of subscription rights to
bondholders, and for the issue of shares at a price
not materially below their market price
PROPOSAL #10.: Resolution on the authorization to ISSUER YES FOR FOR
issue convertible or warrant bonds, the creation of
new contingent capital, and the corresponding
amendments to the Articles of Association, the Board
of Managing Directors shall be authorized to issue
bonds of up to EUR 15,000,000,000, conferring a
convertible or option right for up to 200,000,000 new
shares, on or before 26 JAN 2014, shareholders shall
be granted subscription rights, except for the issue
of bonds at a price not materially below their
theoretical market value, for residual amounts, and
for the granting of subscription rights to holders of
previously issued convertible or option rights, the
Company's share capital shall be increased
accordingly by up to EUR 600,000,000 through the
issue of new registered shares, insofar as
convertible or option rights are exercised
PROPOSAL #11.: Resolution on the revision of the ISSUER YES FOR FOR
Supervisory Board remuneration, and the corresponding
amendments to the Articles of Association, the
members of the Supervisory Board shall receive a
fixed annual remuneration of EUR 50,000, plus a
variable remuneration of EUR 150 per EUR 0.01 of the
earnings per share in excess of EUR 1, plus a further
variable remuneration of EUR 250 per EUR 0.01 by
which the three-year average earnings per share
exceed EUR 2, the Chairman shall receive three times,
and the Deputy Chairman one and a half times, the
amounts Committee members shall be granted further
remuneration, all members shall receive an attendance
fee of EUR 1,000 per meeting
PROPOSAL #12.: Amendment to the Articles of ISSUER YES FOR FOR
Association
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STAPLES, INC.
TICKER: SPLS CUSIP: 855030102
MEETING DATE: 6/9/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ARTHUR M. BLANK ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MARY ELIZABETH ISSUER YES FOR FOR
BURTON
PROPOSAL #1D: ELECTION OF DIRECTOR: JUSTIN KING ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: ROWLAND T. ISSUER YES FOR FOR
MORIARTY
PROPOSAL #1G: ELECTION OF DIRECTOR: ROBERT C. NAKASONE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: ELIZABETH A. SMITH ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: ROBERT E. SULENTIC ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: VIJAY VISHWANATH ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: PAUL F. WALSH ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO STAPLES' ISSUER YES FOR FOR
AMENDED AND RESTATED 1998 EMPLOYEE STOCK PURCHASE
PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE FROM 15,750,000 TO 22,750,000.
PROPOSAL #03: TO APPROVE AN AMENDMENT TO STAPLES' ISSUER YES FOR FOR
AMENDED AND RESTATED INTERNATIONAL EMPLOYEE STOCK
PURCHASE PLAN INCREASING THE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE FROM 1,275,000
TO 2,775,000.
PROPOSAL #04: TO RATIFY THE SELECTION BY THE AUDIT ISSUER YES FOR FOR
COMMITTEE OF ERNST & YOUNG LLP AS STAPLES'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
PROPOSAL #05: TO ACT ON A SHAREHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
REGARDING THE REINCORPORATION OF STAPLES, INC. IN
NORTH DAKOTA.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STATE STREET CORPORATION
TICKER: STT CUSIP: 857477103
MEETING DATE: 5/20/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: K. BURNES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P. COYM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. FAWCETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. GRUBER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. HILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. KAPLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. LAMANTIA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. LOGUE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. SERGEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. SKATES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G. SUMME ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. WEISSMAN ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AMENDMENTS TO STATE STREET'S ISSUER YES FOR FOR
ARTICLES OF ORGANIZATION AND BY-LAWS CHANGING THE
SHAREHOLDER QUORUM AND VOTING REQUIREMENTS, INCLUDING
THE ADOPTION OF A MAJORITY VOTE STANDARD FOR
UNCONTESTED ELECTIONS OF DIRECTORS.
PROPOSAL #03: TO APPROVE THE AMENDED AND RESTATED ISSUER YES FOR FOR
2006 EQUITY INCENTIVE PLAN TO, AMONG OTHER THINGS,
INCREASE BY 17 MILLION THE NUMBER OF SHARES OF OUR
COMMON STOCK THAT MAY BE DELIVERED IN SATISFACTION OF
AWARDS UNDER THE PLAN.
PROPOSAL #04: TO APPROVE A NON-BINDING ADVISORY ISSUER YES FOR FOR
PROPOSAL ON EXECUTIVE COMPENSATION.
PROPOSAL #05: TO RATIFY THE SELECTION OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
PROPOSAL #06: TO VOTE ON A SHAREHOLDER PROPOSAL. SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYNGENTA AG
TICKER: SYT CUSIP: 87160A100
MEETING DATE: 4/21/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF THE ANNUAL REPORT, ISSUER YES FOR FOR
INCLUDING THE ANNUAL FINANCIAL STATEMENTS, THE
COMPENSATION REPORT AND THE GROUP CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2008
PROPOSAL #02: DISCHARGE OF THE MEMBERS OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS AND THE EXECUTIVE COMMITTEE
PROPOSAL #03: REDUCTION OF SHARE CAPITAL BY ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #04: APPROPRIATION OF BALANCE SHEET PROFIT ISSUER YES FOR FOR
2008 AND DIVIDEND DECISION
PROPOSAL #5A: RE-ELECTION OF PEGGY BRUZELIUS ISSUER YES FOR FOR
PROPOSAL #5B: RE-ELECTION OF PIERRE LANDOLT ISSUER YES FOR FOR
PROPOSAL #5C: RE-ELECTION OF JURG WITMER ISSUER YES FOR FOR
PROPOSAL #5D: ELECTION OF STEFAN BORGAS ISSUER YES FOR FOR
PROPOSAL #5E: ELECTION OF DAVID LAWRENCE ISSUER YES FOR FOR
PROPOSAL #06: ELECTION OF THE AUDITORS ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYSCO CORPORATION
TICKER: SYY CUSIP: 871829107
MEETING DATE: 11/19/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: TO ELECT JUDITH B. CRAVEN AS DIRECTOR ISSUER YES FOR FOR
TO SERVE UNTIL THE ANNUAL MEETING OF STOCKHOLDERS IN
PROPOSAL #1B: TO ELECT PHYLLIS S. SEWELL AS DIRECTOR ISSUER YES FOR FOR
TO SERVE UNTIL THE ANNUAL MEETING OF STOCKHOLDERS IN
2011.
PROPOSAL #1C: TO ELECT RICHARD G. TILGHMAN AS ISSUER YES FOR FOR
DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF
STOCKHOLDERS IN 2011.
PROPOSAL #02: TO APPROVE THE MATERIAL TERMS OF, AND ISSUER YES FOR FOR
THE PAYMENT OF COMPENSATION TO CERTAIN EXECUTIVE
OFFICERS PURSUANT TO, THE 2008 CASH PERFORMANCE UNIT
PLAN SO THAT THE DEDUCTIBILITY OF SUCH COMPENSATION
WILL NOT BE LIMITED BY SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2009.
PROPOSAL #04: TO CONSIDER A STOCKHOLDER PROPOSAL, IF SHAREHOLDER YES FOR AGAINST
PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD
OF DIRECTORS TAKE THE NECESSARY STEPS TO REQUIRE THAT
ALL DIRECTORS STAND FOR ELECTION ANNUALLY.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TAIWAN SEMICONDUCTOR MFG. CO. LTD.
TICKER: TSM CUSIP: 874039100
MEETING DATE: 6/10/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO ACCEPT 2008 BUSINESS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #02: TO APPROVE THE PROPOSAL FOR ISSUER YES FOR FOR
DISTRIBUTION OF 2008 PROFITS
PROPOSAL #03: TO APPROVE THE CAPITALIZATION OF 2008 ISSUER YES FOR FOR
DIVIDENDS, 2008 EMPLOYEE PROFIT SHARING, AND CAPITAL
SURPLUS
PROPOSAL #04: TO REVISE INTERNAL POLICIES AND RULES ISSUER YES FOR FOR
AS FOLLOWS: (A) PROCEDURES FOR LENDING FUNDS TO OTHER
PARTIES (B) PROCEDURES FOR ENDORSEMENT AND GUARANTEE
ELECTION OF DIRECTOR: MR. MORRIS CHANG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. F.C. TSENG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. RICK TSAI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. TAIN-JY CHEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR P. LEAHY BONFIELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. STAN SHIH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MS. CARLY FIORINA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR. THOMAS J ENGIBOUS ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEVA PHARMACEUTICAL INDUSTRIES LIMITED
TICKER: TEVA CUSIP: 881624209
MEETING DATE: 9/25/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO APPOINT MR. JOSEPH (YOSI) NITZANI AS ISSUER YES FOR FOR
A STATUTORY INDEPENDENT DIRECTOR FOR A TERM OF THREE
YEARS.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEVA PHARMACEUTICAL INDUSTRIES LIMITED
TICKER: TEVA CUSIP: 881624209
MEETING DATE: 6/22/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO APPROVE THE BOARD OF DIRECTORS' ISSUER YES FOR FOR
RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR
ENDED DECEMBER 31, 2008, WHICH WAS PAID IN FOUR
INSTALLMENTS AND AGGREGATED NIS 1.95 (APPROXIMATELY
US$0.525, ACCORDING TO THE APPLICABLE EXCHANGE RATES)
PER ORDINARY SHARE (OR ADS), BE DECLARED FINAL.
PROPOSAL #2A: ELECTION OF DIRECTOR: DR. PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #2B: ELECTION OF DIRECTOR: ROGER ABRAVANEL ISSUER YES FOR FOR
PROPOSAL #2C: ELECTION OF DIRECTOR: PROF. ELON ISSUER YES FOR FOR
KOHLBERG
PROPOSAL #2D: ELECTION OF DIRECTOR: PROF. YITZHAK ISSUER YES FOR FOR
PETERBURG
PROPOSAL #2E: ELECTION OF DIRECTOR: EREZ VIGODMAN ISSUER YES FOR FOR
PROPOSAL #03: TO APPOINT KESSELMAN & KESSELMAN, A ISSUER YES FOR FOR
MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD.,
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM UNTIL THE 2010 ANNUAL MEETING OF
SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF DIRECTORS
TO DETERMINE THEIR COMPENSATION PROVIDED SUCH
COMPENSATION IS ALSO APPROVED BY THE AUDIT COMMITTEE.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEXAS INSTRUMENTS INCORPORATED
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/16/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: J.R. ADAMS ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: D.L. BOREN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: D.A. CARP ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: C.S. COX ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: D.R. GOODE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: S.P. MACMILLAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: P.H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: W.R. SANDERS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: R.J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: R.K. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: C.T. WHITMAN ISSUER YES FOR FOR
PROPOSAL #02: BOARD PROPOSAL TO RATIFY THE ISSUER YES FOR FOR
APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
PROPOSAL #03: BOARD PROPOSAL TO APPROVE A TEXAS ISSUER YES FOR FOR
INSTRUMENTS 2009 LONG-TERM INCENTIVE PLAN.
PROPOSAL #04: BOARD PROPOSAL TO APPROVE A TEXAS ISSUER YES FOR FOR
INSTRUMENTS 2009 DIRECTOR COMPENSATION PLAN.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
SEPARATION OF ROLES OF CHAIRMAN AND CEO.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE COCA-COLA COMPANY
TICKER: KO CUSIP: 191216100
MEETING DATE: 4/22/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ELECTION OF DIRECTOR: HERBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #02: ELECTION OF DIRECTOR: RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #03: ELECTION OF DIRECTOR: CATHLEEN P. BLACK ISSUER YES FOR FOR
PROPOSAL #04: ELECTION OF DIRECTOR: BARRY DILLER ISSUER YES FOR FOR
PROPOSAL #05: ELECTION OF DIRECTOR: ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #06: ELECTION OF DIRECTOR: MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #07: ELECTION OF DIRECTOR: DONALD R. KEOUGH ISSUER YES FOR FOR
PROPOSAL #08: ELECTION OF DIRECTOR: MARIA ELENA ISSUER YES FOR FOR
LAGOMASINO
PROPOSAL #09: ELECTION OF DIRECTOR: DONALD F. MCHENRY ISSUER YES FOR FOR
PROPOSAL #10: ELECTION OF DIRECTOR: SAM NUNN ISSUER YES FOR FOR
PROPOSAL #11: ELECTION OF DIRECTOR: JAMES D. ROBINSON ISSUER YES FOR FOR
III
PROPOSAL #12: ELECTION OF DIRECTOR: PETER V. UEBERROTH ISSUER YES FOR FOR
PROPOSAL #13: ELECTION OF DIRECTOR: JACOB WALLENBERG ISSUER YES FOR FOR
PROPOSAL #14: ELECTION OF DIRECTOR: JAMES B. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #15: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
PROPOSAL #16: SHAREOWNER PROPOSAL REGARDING AN SHAREHOLDER YES AGAINST FOR
ADVISORY VOTE ON EXECUTIVE COMPENSATION
PROPOSAL #17: SHAREOWNER PROPOSAL REGARDING AN SHAREHOLDER YES AGAINST FOR
INDEPENDENT BOARD CHAIR
PROPOSAL #18: SHAREOWNER PROPOSAL REGARDING A BOARD SHAREHOLDER YES ABSTAIN AGAINST
COMMITTEE ON HUMAN RIGHTS
PROPOSAL #19: SHAREOWNER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
RESTRICTED STOCK
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE GOLDMAN SACHS GROUP, INC.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 5/8/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN H. BRYAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: GARY D. COHN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: CLAES DAHLBACK ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: STEPHEN FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: RAJAT K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: LAKSHMI N. MITTAL ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JAMES J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: RUTH J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2009 FISCAL
YEAR
PROPOSAL #03: ADVISORY VOTE TO APPROVE EXECUTIVE ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING SIMPLE SHAREHOLDER YES FOR AGAINST
MAJORITY VOTE
PROPOSAL #06: SHAREHOLDER PROPOSAL TO AMEND BY-LAWS SHAREHOLDER YES AGAINST FOR
TO PROVIDE FOR A BOARD COMMITTEE ON U.S. ECONOMIC
PROPOSAL #07: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE HARTFORD FINANCIAL SVCS GROUP, INC.
TICKER: HIG CUSIP: 416515104
MEETING DATE: 3/26/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: THE CONVERSION OF ANY ISSUED AND ISSUER YES FOR FOR
OUTSTANDING SERIES C NON-VOTING CONTINGENT
CONVERTIBLE PREFERRED STOCK OF THE COMPANY INTO
COMMON STOCK OF THE COMPANY AND THE EXERCISE OF THE
SERIES C WARRANT TO PURCHASE COMMON STOCK OF THE
COMPANY, AS WELL AS OTHER POTENTIAL ISSUANCES OF OUR
COMMON STOCK FOR ANTI-DILUTION, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE HARTFORD FINANCIAL SVCS GROUP, INC.
TICKER: HIG CUSIP: 416515104
MEETING DATE: 5/27/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ROBERT B. ISSUER YES FOR FOR
ALLARDICE, III
PROPOSAL #1B: ELECTION OF DIRECTOR: RAMANI AYER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: TREVOR FETTER ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: EDWARD J. KELLY, ISSUER YES FOR FOR
III
PROPOSAL #1E: ELECTION OF DIRECTOR: PAUL G. KIRK, JR. ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: GAIL J. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: CHARLES B. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: H. PATRICK SWYGERT ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR
FISCAL YEAR ENDING DECEMBER 31, 2009.
PROPOSAL #03: MANAGEMENT PROPOSAL TO AMEND THE ISSUER YES AGAINST AGAINST
COMPANY'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
PROPOSAL #04: MANAGEMENT PROPOSAL TO AMEND THE ISSUER YES FOR FOR
COMPANY'S EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED THEREUNDER.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE HOME DEPOT, INC.
TICKER: HD CUSIP: 437076102
MEETING DATE: 5/28/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: DAVID H. ISSUER YES FOR FOR
BATCHELDER
PROPOSAL #1C: ELECTION OF DIRECTOR: FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ARI BOUSBIB ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: GREGORY D. ISSUER YES FOR FOR
BRENNEMAN
PROPOSAL #1F: ELECTION OF DIRECTOR: ALBERT P. CAREY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: ARMANDO CODINA ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: BONNIE G. HILL ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: KAREN L. KATEN ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 31,
2010.
PROPOSAL #03: TO AMEND THE SIXTH ARTICLE OF THE ISSUER YES FOR FOR
COMPANY'S CERTIFICATE OF INCORPORATION TO ALLOW
HOLDERS OF AT LEAST 25% OF SHARES OF THE COMPANY'S
OUTSTANDING COMMON STOCK TO CALL A SPECIAL MEETING OF
SHAREHOLDERS.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER YES AGAINST FOR
SHAREHOLDER MEETINGS.
PROPOSAL #06: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
EMPLOYMENT DIVERSITY REPORT.
PROPOSAL #07: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
EXECUTIVE OFFICER COMPENSATION.
PROPOSAL #08: SHAREHOLDER PROPOSAL REGARDING ENERGY SHAREHOLDER YES ABSTAIN AGAINST
USAGE.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE PNC FINANCIAL SERVICES GROUP, INC.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 12/23/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: A PROPOSAL TO APPROVE THE ISSUANCE OF ISSUER YES FOR FOR
SHARES OF PNC COMMON STOCK AS CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 24,
2008, BY AND BETWEEN THE PNC FINANCIAL SERVICES
GROUP, INC. AND NATIONAL CITY CORPORATION, AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME.
PROPOSAL #02: A PROPOSAL TO APPROVE THE ADJOURNMENT ISSUER YES FOR FOR
OF THE SPECIAL MEETING OF SHAREHOLDERS, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE
EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING OF SHAREHOLDERS TO
APPROVE THE FOREGOING PROPOSAL.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE PNC FINANCIAL SERVICES GROUP, INC.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/28/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: MR. BERNDT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MR. BUNCH ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MR. CHELLGREN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: MR. CLAY ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: MS. JAMES ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: MR. KELSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: MR. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: MR. MASSARO ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: MS. PEPPER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: MR. ROHR ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: MR. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: MS. STEFFES ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: MR. STRIGL ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: MR. THIEKE ISSUER YES FOR FOR
PROPOSAL #1O: ELECTION OF DIRECTOR: MR. USHER ISSUER YES FOR FOR
PROPOSAL #1P: ELECTION OF DIRECTOR: MR. WALLS ISSUER YES FOR FOR
PROPOSAL #1Q: ELECTION OF DIRECTOR: MR. WEHMEIER ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE PNC FINANCIAL SERVICES ISSUER YES FOR FOR
GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN AS AMENDED
AND RESTATED AS OF JANUARY 1, 2009.
PROPOSAL #03: RATIFICATION OF THE AUDIT COMMITTEE'S ISSUER YES FOR FOR
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
PROPOSAL #04: APPROVAL OF AN ADVISORY VOTE ON ISSUER YES FOR FOR
EXECUTIVE COMPENSATION.
PROPOSAL #05: A SHAREHOLDER PROPOSAL REGARDING EQUITY SHAREHOLDER YES AGAINST FOR
OWNERSHIP, IF PROPERLY PRESENTED BEFORE THE MEETING.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE PROCTER & GAMBLE COMPANY
TICKER: PG CUSIP: 742718109
MEETING DATE: 10/14/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: KENNETH I. CHENAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SCOTT D. COOK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAJAT K. GUPTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.G. LAFLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES R. LEE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LYNN M. MARTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARGARET C. WHITMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA A. WOERTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #02: RATIFY APPOINTMENT OF THE INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: AMEND COMPANY'S AMENDED ARTICLES OF ISSUER YES FOR FOR
INCORPORATION TO ADOPT MAJORITY VOTING
PROPOSAL #04: SHAREHOLDER PROPOSAL #1 - ROTATE SITE SHAREHOLDER YES AGAINST FOR
OF ANNUAL MEETING
PROPOSAL #05: SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE SHAREHOLDER YES AGAINST FOR
ON EXECUTIVE COMPENSATION
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE TORONTO-DOMINION BANK
TICKER: TD CUSIP: 891160509
MEETING DATE: 4/2/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: WILLIAM E. BENNETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUGH J. BOLTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN L. BRAGG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. EDMUND CLARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WENDY K. DOBSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONNA M. HAYES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY H. KETCHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PIERRE H. LESSARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN M. LEVITT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HAROLD H. MACKAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IRENE R. MILLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NADIR H. MOHAMED ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER PHILLIPS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILBUR J. PREZZANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM J. RYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HELEN K. SINCLAIR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN M. THOMPSON ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF AUDITOR NAMED IN THE ISSUER YES FOR FOR
MANAGEMENT PROXY CIRCULAR
PROPOSAL #03: SHAREHOLDER PROPOSAL A SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: SHAREHOLDER PROPOSAL B SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: SHAREHOLDER PROPOSAL C SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: SHAREHOLDER PROPOSAL D SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: SHAREHOLDER PROPOSAL E SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: SHAREHOLDER PROPOSAL F SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: SHAREHOLDER PROPOSAL G SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE TRAVELERS COMPANIES, INC.
TICKER: TRV CUSIP: 89417E109
MEETING DATE: 5/5/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ALAN L. BELLER ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN H. DASBURG ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JANET M. DOLAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: KENNETH M. ISSUER YES FOR FOR
DUBERSTEIN
PROPOSAL #1E: ELECTION OF DIRECTOR: JAY S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: LAWRENCE G. GRAEV ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: PATRICIA L. ISSUER YES FOR FOR
HIGGINS
PROPOSAL #1H: ELECTION OF DIRECTOR: THOMAS R. HODGSON ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: CLEVE L. ISSUER YES FOR FOR
KILLINGSWORTH, JR.
PROPOSAL #1J: ELECTION OF DIRECTOR: ROBERT I. LIPP ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
KPMG LLP AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
PROPOSAL #03: TO RE-APPROVE THE MATERIAL TERMS OF THE ISSUER YES FOR FOR
PERFORMANCE GOALS UNDER TRAVELERS' AMENDED AND
RESTATED 2004 STOCK INCENTIVE PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE WALT DISNEY COMPANY
TICKER: DIS CUSIP: 254687106
MEETING DATE: 3/10/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: SUSAN E. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN E. BRYSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JUDITH L. ESTRIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT A. IGER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: STEVEN P. JOBS ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: FRED H. LANGHAMMER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: ROBERT W. ISSUER YES FOR FOR
MATSCHULLAT
PROPOSAL #1K: ELECTION OF DIRECTOR: JOHN E. PEPPER, ISSUER YES FOR FOR
JR.
PROPOSAL #1L: ELECTION OF DIRECTOR: ORIN C. SMITH ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSE-COOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2009.
PROPOSAL #03: TO APPROVE THE AMENDMENT TO THE AMENDED ISSUER YES FOR FOR
AND RESTATED 2005 STOCK INCENTIVE PLAN.
PROPOSAL #04: TO APPROVE THE TERMS OF THE AMENDED AND ISSUER YES FOR FOR
RESTATED 2002 EXECUTIVE PERFORMANCE PLAN.
PROPOSAL #05: TO APPROVE THE SHAREHOLDER PROPOSAL SHAREHOLDER YES ABSTAIN AGAINST
RELATING TO POLITICAL CONTRIBUTIONS REPORTING.
PROPOSAL #06: TO APPROVE THE SHAREHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
RELATING TO DEATH BENEFIT PAYMENTS.
PROPOSAL #07: TO APPROVE THE SHAREHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
RELATING TO SHAREHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIME WARNER CABLE INC
TICKER: TWC CUSIP: 88732J207
MEETING DATE: 6/3/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CAROLE BLACK ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: GLENN A. BRITT ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: THOMAS H. CASTRO ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: DAVID C. CHANG ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JAMES E. ISSUER YES FOR FOR
COPELAND, JR.
PROPOSAL #1F: ELECTION OF DIRECTOR: PETER R. HAJE ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: DON LOGAN ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: WAYNE H. PACE ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: EDWARD D. SHIRLEY ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: JOHN E. SUNUNU ISSUER YES FOR FOR
PROPOSAL #2: RATIFICATION OF AUDITORS ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIME WARNER INC.
TICKER: TWX CUSIP: 887317105
MEETING DATE: 1/16/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: COMPANY PROPOSAL TO (A) AUTHORIZE THE ISSUER YES FOR FOR
BOARD TO EFFECT PRIOR TO 12/31/09, A REVERSE STOCK
SPLIT OF THE OUTSTANDING AND TREASURY COMMON STOCK OF
TIME WARNER, AT A REVERSE STOCK SPLIT RATIO OF
EITHER 1-FOR-2 OR 1-FOR-3, AND (B) APPROVE AMENDMENT
TO THE COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION IN THE RELEVANT FORM ATTACHED TO THE
PROXY STATEMENT TO EFFECT THE REVERSE STOCK SPLIT AND
TO REDUCE PROPORTIONATELY THE TOTAL NUMBER OF SHARES
THAT TIME WARNER IS AUTHORIZED TO ISSUE, SUBJECT TO
THE BOARD'S AUTHORITY TO ABANDON SUCH AMENDMENT.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIME WARNER INC.
TICKER: TWX CUSIP: 887317303
MEETING DATE: 5/28/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: HERBERT M. ISSUER YES FOR FOR
ALLISON, JR.
PROPOSAL #1B: ELECTION OF DIRECTOR: JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JEFFREY L. BEWKES ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: STEPHEN F. ISSUER YES FOR FOR
BOLLENBACH
PROPOSAL #1E: ELECTION OF DIRECTOR: FRANK J. CAUFIELD ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: ROBERT C. CLARK ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: MATHIAS DOPFNER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: MICHAEL A. MILES ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: KENNETH J. NOVACK ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
PROPOSAL #03: COMPANY PROPOSAL TO APPROVE THE TIME ISSUER YES FOR FOR
WARNER INC. ANNUAL INCENTIVE PLAN FOR EXECUTIVE
OFFICERS.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER YES AGAINST FOR
STOCKHOLDER MEETINGS.
PROPOSAL #06: STOCKHOLDER PROPOSAL REGARDING ADVISORY SHAREHOLDER YES AGAINST FOR
RESOLUTION TO RATIFY COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TOTAL S.A.
TICKER: TOT CUSIP: 89151E109
MEETING DATE: 5/15/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O1: APPROVAL OF PARENT COMPANY FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #O2: APPROVAL OF CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #O3: ALLOCATION OF EARNINGS, DECLARATION OF ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #O4: AGREEMENTS COVERED BY ARTICLE L. 225-38 ISSUER YES FOR FOR
OF THE FRENCH COMMERCIAL CODE
PROPOSAL #O5: COMMITMENTS UNDER ARTICLE L. 225-42-1 ISSUER YES FOR FOR
OF THE FRENCH COMMERCIAL CODE CONCERNING MR. THIERRY
DESMAREST
PROPOSAL #O6: COMMITMENTS UNDER ARTICLE L. 225-42-1 ISSUER YES AGAINST AGAINST
OF THE FRENCH COMMERCIAL CODE CONCERNING MR.
CHRISTOPHE DE MARGERIE
PROPOSAL #O7: AUTHORIZATION FOR THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO TRADE SHARES OF THE COMPANY
PROPOSAL #O8: RENEWAL OF THE APPOINTMENT OF MRS. ANNE ISSUER YES AGAINST AGAINST
LAUVERGEON AS A DIRECTOR
PROPOSAL #O9: RENEWAL OF THE APPOINTMENT OF MR. ISSUER YES AGAINST AGAINST
DANIEL BOUTON AS A DIRECTOR
PROPOSAL #O10: RENEWAL OF THE APPOINTMENT OF MR. ISSUER YES FOR FOR
BERTRAND COLLOMB AS A DIRECTOR
PROPOSAL #O11: RENEWAL OF THE APPOINTMENT OF MR. ISSUER YES FOR FOR
CHRISTOPHE DE MARGERIE AS A DIRECTOR
PROPOSAL #O12: RENEWAL OF THE APPOINTMENT OF MR. ISSUER YES AGAINST AGAINST
MICHEL PEBEREAU AS A DIRECTOR
PROPOSAL #O13: APPOINTMENT OF MR. PATRICK ARTUS AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #E14: AMENDMENT TO ARTICLE 12 OF THE ISSUER YES FOR FOR
COMPANY'S ARTICLES OF ASSOCIATION REGARDING THE LIMIT
ON THE AGE OF THE CHAIRMAN OF THE BOARD
PROPOSAL #A: AMENDMENT TO THE COMPANY'S ARTICLES OF ISSUER YES AGAINST FOR
ASSOCIATION WITH THE INTENT OF DISCLOSING INDIVIDUAL
ALLOCATIONS OF STOCK OPTIONS AND RESTRICTED SHARES AS
PROVIDED BY LAW
PROPOSAL #B: FOR THE PURPOSE OF AMENDING TO THE ISSUER YES AGAINST FOR
ARTICLES OF ASSOCIATION REGARDING A NEW PROCEDURE FOR
SELECTING A SHAREHOLDER-EMPLOYEE AS BOARD MEMBER
WITH A VIEW TO IMPROVING HIS OR HER REPRESENTATION
AND INDEPENDENCE
PROPOSAL #C: AUTHORIZATION TO GRANT RESTRICTED SHARES ISSUER YES AGAINST FOR
OF THE COMPANY TO ALL EMPLOYEES OF THE GROUP
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. BANCORP
TICKER: USB CUSIP: 902973304
MEETING DATE: 4/21/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES AGAINST AGAINST
ANNUAL MEETING IN 2010: DOUGLAS M. BAKER, JR.
PROPOSAL #1B: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES FOR FOR
ANNUAL MEETING IN 2010: Y. MARC BELTON
PROPOSAL #1C: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES FOR FOR
ANNUAL MEETING IN 2010: RICHARD K. DAVIS
PROPOSAL #1D: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES AGAINST AGAINST
ANNUAL MEETING IN 2010: JOEL W. JOHNSON
PROPOSAL #1E: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES FOR FOR
ANNUAL MEETING IN 2010: DAVID B. O'MALEY
PROPOSAL #1F: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES AGAINST AGAINST
ANNUAL MEETING IN 2010: O'DELL M. OWENS, M.D., M.P.H.
PROPOSAL #1G: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES FOR FOR
ANNUAL MEETING IN 2010: CRAIG D. SCHNUCK
PROPOSAL #1H: ELECTION OF DIRECTOR TO SERVE UNTIL THE ISSUER YES FOR FOR
ANNUAL MEETING IN 2010: PATRICK T. STOKES
PROPOSAL #02: RATIFY SELECTION OF ERNST & YOUNG LLP ISSUER YES AGAINST AGAINST
AS INDEPENDENT AUDITOR FOR THE 2009 FISCAL YEAR.
PROPOSAL #03: ADVISORY VOTE TO APPROVE EXECUTIVE ISSUER YES FOR FOR
COMPENSATION PROGRAM.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UBS AG
TICKER: UBS CUSIP: H89231338
MEETING DATE: 10/2/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: SALLY BOTT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: RAINER-MARC FREY ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: BRUNO GEHRIG ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: WILLIAM G. PARRETT ISSUER YES FOR FOR
PROPOSAL #02: AMENDMENTS TO THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION: ADJUSTMENT TO THE NEW UBS CORPORATE
GOVERNANCE EFFECTIVE AS OF 1 JULY 2008
PROPOSAL #03: IN CASE OF AD-HOC SHAREHOLDERS' MOTIONS ISSUER YES AGAINST AGAINST
DURING THE EXTRAORDINARY GENERAL MEETING, I/WE
AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE
BOARD OF DIRECTORS
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UBS AG
TICKER: UBS CUSIP: H89231338
MEETING DATE: 11/27/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: MANDATORY CONVERTIBLE NOTES CREATION OF ISSUER YES FOR FOR
CONDITIONAL CAPITAL APPROVAL OF ARTICLE 4A PARA. 4
OF THE ARTICLES OF ASSOCIATION
PROPOSAL #02: IN CASE OF AD-HOC SHAREHOLDERS' MOTIONS ISSUER YES AGAINST AGAINST
DURING THE EXTRAORDINARY GENERAL MEETING, I/WE
AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE
BOARD OF DIRECTORS
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UBS AG
TICKER: UBS CUSIP: H89231338
MEETING DATE: 4/15/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ANNUAL REPORT, GROUP AND PARENT BANK ISSUER YES FOR FOR
ACCOUNTS FOR FINANCIAL YEAR 2008 REPORTS OF THE
STATUTORY AUDITORS: APPROVAL OF ANNUAL REPORT AND
GROUP AND PARENT BANK ACCOUNTS.
PROPOSAL #1B: ANNUAL REPORT, GROUP AND PARENT BANK ISSUER YES FOR FOR
ACCOUNTS FOR FINANCIAL YEAR 2008 REPORTS OF THE
STATUTORY AUDITORS: ADVISORY VOTE ON PRINCIPLES AND
FUNDAMENTALS OF THE NEW COMPENSATION MODEL FOR 2009.
PROPOSAL #02: APPROPRIATION OF RESULTS. ISSUER YES FOR FOR
PROPOSAL #3A1: RE-ELECTION OF MEMBER OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: PETER R. VOSER
PROPOSAL #3A2: RE-ELECTION OF MEMBER OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: DAVID SIDWELL
PROPOSAL #3A3: RE-ELECTION OF MEMBER OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: SALLY BOTT
PROPOSAL #3A4: RE-ELECTION OF MEMBER OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: RAINER-MARC FREY
PROPOSAL #3A5: RE-ELECTION OF MEMBER OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: BRUNO GEHRIG
PROPOSAL #3A6: RE-ELECTION OF MEMBER OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS: WILLIAM G. PARRETT
PROPOSAL #3B1: ELECTION OF NEW CANDIDATE FOR THE ISSUER YES FOR FOR
BOARD OF DIRECTORS: KASPAR VILLIGER
PROPOSAL #3B2: ELECTION OF NEW CANDIDATE FOR THE ISSUER YES FOR FOR
BOARD OF DIRECTORS: MICHEL DEMARE
PROPOSAL #3B3: ELECTION OF NEW CANDIDATE FOR THE ISSUER YES FOR FOR
BOARD OF DIRECTORS: ANN F. GODBEHERE
PROPOSAL #3B4: ELECTION OF NEW CANDIDATE FOR THE ISSUER YES FOR FOR
BOARD OF DIRECTORS: AXEL P. LEHMANN
PROPOSAL #3C: RE-ELECTION OF THE AUDITORS (ERNST & ISSUER YES FOR FOR
YOUNG LTD., BASEL)
PROPOSAL #3D: RE-ELECTION OF THE SPECIAL AUDITORS ISSUER YES FOR FOR
(BDO VISURA, ZURICH)
PROPOSAL #04: CREATION OF CONDITIONAL CAPITAL ISSUER YES FOR FOR
APPROVAL OF ARTICLE 4A PARA. 5 OF THE ARTICLES OF
PROPOSAL #05: CREATION OF AUTHORIZED CAPITAL APPROVAL ISSUER YES FOR FOR
OF ARTICLE 4B PARA. 2 OF THE ARTICLES OF ASSOCIATION.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UCB SA, BRUXELLES
TICKER: N/A CUSIP: B93562120
MEETING DATE: 4/30/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: Amend, in accordance with Article 526 ISSUER NO N/A N/A
bis of the Companies Code, Article 20 of the Articles
of Association as specified
PROPOSAL #2.: Amend, in accordance with Article 18 of ISSUER NO N/A N/A
the law of 02 MAY 2007 [Transparency Lat], Article
38 of the Articles of Association as specified
PROPOSAL #3.: Grant all necessary powers, including ISSUER NO N/A N/A
the right to delegate such powers, to various persons
for the purpose of drawing up the final version of
the Articles of Association
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UCB SA, BRUXELLES
TICKER: N/A CUSIP: B93562120
MEETING DATE: 4/30/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #O.1: Receive the Directors report ISSUER NO N/A N/A
PROPOSAL #O.2: Receive the Auditors report ISSUER NO N/A N/A
PROPOSAL #O.3: Approve the financial statements and ISSUER NO N/A N/A
allocation of income
PROPOSAL #O.4: Approve to discharge the Directors ISSUER NO N/A N/A
PROPOSAL #O.5: Approve to discharge the Auditors ISSUER NO N/A N/A
PROPOSAL #O.6.1: Re-elect Mr. Karel Boone as an ISSUER NO N/A N/A
Independent Director
PROPOSAL #O.6.2: Re-elect Mr. Gaetan Van De Werve as ISSUER NO N/A N/A
a Director
PROPOSAL #O.6.3: Ratify the PricewaterhouseCoopers as ISSUER NO N/A N/A
the Auditors and approve the Auditors remuneration
PROPOSAL #E.7: Authorize the Board of Directors to ISSUER NO N/A N/A
allocate a number of 278,000 to 450,000 maximum free
shares; of which 200,000 maximum to personal of the
leadership team in 2009, namely to about 45
individuals, according to allocation criteria linked
to the level of responsibility of those concerned;
the allocations of these free shares will take place
on completion of the condition that the interested
parties remain employed within the UCB Group for a
period of at least 3 years after the grant of awards;
of which 250,000 maximum to employees Members of the
Leadership Team qualifying for the Performance Share
Plan and for which payout will occur after a three
year vesting period and will vary from 0% to 150% of
the granted amount depending on the level of
achievement of the performance conditions at the
moment of grant
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNILEVER N.V.
TICKER: UN CUSIP: 904784709
MEETING DATE: 10/29/2008 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO APPOINT MR P POLMAN AS AN EXECUTIVE ISSUER YES FOR FOR
DIRECTOR.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNILEVER N.V.
TICKER: UN CUSIP: 904784709
MEETING DATE: 5/14/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #02: TO ADOPT THE ANNUAL ACCOUNTS AND ISSUER YES FOR FOR
APPROPRIATION OF THE PROFIT FOR THE 2008 FINANCIAL
YEAR.
PROPOSAL #03: TO DISCHARGE THE EXECUTIVE DIRECTORS IN ISSUER YES FOR FOR
OFFICE DURING THE 2008 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASKS.
PROPOSAL #04: TO DISCHARGE THE NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS IN OFFICE DURING THE 2008 FINANCIAL YEAR
FOR THE FULFILMENT OF THEIR TASKS.
PROPOSAL #05: TO RE-APPOINT MR J A LAWRENCE AS AN ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #06: TO RE-APPOINT MR P G J M POLMAN AS AN ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #07: TO RE-APPOINT THE RT HON THE LORD ISSUER YES FOR FOR
BRITTAN OF SPENNITHORNE QC, DL AS A NON-EXECUTIVE
DIRECTOR.
PROPOSAL #08: TO RE-APPOINT PROFESSOR W DIK AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #09: TO RE-APPOINT MR C E GOLDEN AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #10: TO RE-APPOINT DR B E GROTE AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #11: TO RE-APPOINT MR N MURTHY AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #12: TO RE-APPOINT MS H NYASULU AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #13: TO RE-APPOINT MR K J STORM AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #14: TO RE-APPOINT MR M TRESCHOW AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #15: TO RE-APPOINT MR J VAN DER VEER AS A ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR.
PROPOSAL #16: TO APPOINT PROFESSOR L O FRESCO AS A ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR.
PROPOSAL #17: TO APPOINT MS A M FUDGE AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #18: TO APPOINT MR P WALSH AS A NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR.
PROPOSAL #19: TO APPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
ACCOUNTANTS N.V. AS AUDITORS FOR THE 2009 FINANCIAL
YEAR.
PROPOSAL #20: TO DESIGNATE THE BOARD OF DIRECTORS AS ISSUER YES FOR FOR
THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE
COMPANY.
PROPOSAL #21: TO AUTHORISE THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
PURCHASE SHARES AND DEPOSITARY RECEIPTS IN THE
PROPOSAL #22: TO REDUCE THE CAPITAL THROUGH ISSUER YES FOR FOR
CANCELLATION OF SHARES.
PROPOSAL #23A: VOTING ITEM FOR ALL SHAREHOLDERS AND ISSUER YES FOR FOR
HOLDERS OF DEPOSITARY RECEIPTS IRRESPECTIVE OF CLASS
OF SHARES HELD: MOVE TO QUARTERLY DIVIDENDS. TO ALTER
THE EQUALISATION AGREEMENT AND THE ARTICLES OF
ASSOCIATION.
PROPOSAL #23B: VOTING ITEM ONLY FOR HOLDERS OF ISSUER YES FOR FOR
ORDINARY SHARES AND DEPOSITARY RECEIPTS THEREOF: MOVE
TO QUARTERLY DIVIDENDS. TO APPROVE TO ALTER THE
EQUALISATION AGREEMENT.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED PARCEL SERVICE, INC.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/7/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: F. DUANE ACKERMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL J. BURNS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. SCOTT DAVIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STUART E. EIZENSTAT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL L. ESKEW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN M. LIVERMORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUDY MARKHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. THOMPSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CAROL B. TOME ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2009.
PROPOSAL #03: APPROVAL OF THE UNITED PARCEL SERVICE, ISSUER YES FOR FOR
INC. 2009 OMNIBUS INCENTIVE COMPENSATION PLAN.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITEDHEALTH GROUP INCORPORATED
TICKER: UNH CUSIP: 91324P102
MEETING DATE: 6/2/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: WILLIAM C. ISSUER YES FOR FOR
BALLARD, JR.
PROPOSAL #1B: ELECTION OF DIRECTOR: RICHARD T. BURKE ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ROBERT J. DARRETTA ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DOUGLAS W. ISSUER YES FOR FOR
LEATHERDALE
PROPOSAL #1G: ELECTION OF DIRECTOR: GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: KENNETH I. SHINE, ISSUER YES FOR FOR
M.D.
PROPOSAL #1I: ELECTION OF DIRECTOR: GAIL R. WILENSKY, ISSUER YES FOR FOR
PH.D.
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
PROPOSAL #03: SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDER YES AGAINST FOR
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VEOLIA ENVIRONNEMENT
TICKER: VE CUSIP: 92334N103
MEETING DATE: 5/7/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF THE REPORTS AND PARENT ISSUER YES FOR FOR
COMPANY FINANCIAL STATEMENTS FOR THE 2008 FINANCIAL
YEAR.
PROPOSAL #02: APPROVAL OF THE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR THE 2008 FINANCIAL YEAR.
PROPOSAL #03: APPROVAL OF THE EXPENSES AND CHARGES ISSUER YES FOR FOR
REFERRED TO IN ARTICLE 39-4 OF THE CODE GENERAL DES
IMPOTS.
PROPOSAL #04: ALLOCATION OF INCOME AND DATE OF ISSUER YES FOR FOR
PAYMENT OF DIVIDENDS.
PROPOSAL #05: OPTING FOR THE PAYMENT OF THE DIVIDEND ISSUER YES FOR FOR
IN SHARES.
PROPOSAL #06: APPROVAL OF REGULATED AGREEMENTS AND ISSUER YES AGAINST AGAINST
UNDERTAKINGS (NOT INCLUDING AMENDMENT TO COMMITMENT
MADE TO A CORPORATE OFFICER).
PROPOSAL #07: APPROVAL OF REGULATED AGREEMENTS AND ISSUER YES FOR FOR
UNDERTAKINGS (AMENDMENT TO COMMITMENT MADE TO A
CORPORATE OFFICER).
PROPOSAL #08: RENEWAL OF THE TERM OF OFFICE OF A ISSUER YES FOR FOR
DIRECTOR.
PROPOSAL #09: RENEWAL OF THE TERM OF OFFICE OF A ISSUER YES FOR FOR
DIRECTOR.
PROPOSAL #10: RENEWAL OF THE TERM OF OFFICE OF A ISSUER YES FOR FOR
DIRECTOR.
PROPOSAL #11: RENEWAL OF THE TERM OF OFFICE OF A ISSUER YES FOR FOR
DIRECTOR.
PROPOSAL #12: RENEWAL OF THE TERM OF OFFICE OF A ISSUER YES FOR FOR
DIRECTOR.
PROPOSAL #13: RENEWAL OF THE TERM OF OFFICE OF A ISSUER YES FOR FOR
DIRECTOR.
PROPOSAL #14: RENEWAL OF THE TERM OF OFFICE OF A ISSUER YES FOR FOR
DIRECTOR.
PROPOSAL #15: AUTHORIZATION FOR THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO TRADE IN THE COMPANY'S OWN SHARES.
PROPOSAL #16: DELEGATION TO THE BOARD OF DIRECTORS OF ISSUER YES FOR FOR
AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE
SHARE CAPITAL BY ISSUANCE, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS, OF SHARES AND/OR SECURITIES
GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR THE
ISSUANCE OF SECURITIES ENTITLING THEIR HOLDERS TO THE
ALLOTMENT OF DEBT INSTRUMENTS IN A PRIVATE PLACEMENT
COVERED BY ARTICLE L. 411-2, II OF THE FRENCH
MONETARY AND FINANCIAL CODE (AS MODIFIED BY ORDER NO
2009-80 OF JANUARY 22, 2009).
PROPOSAL #17: AUTHORIZATION FOR THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING
SHARES OR NEGOTIABLE SECURITIES CONVERTIBLE INTO
SHARES, RESERVED FOR MEMBERS OF EMPLOYEE SAVINGS
PLANS, WITHOUT SHAREHOLDERS' PREFERENTIAL
PROPOSAL #18: AUTHORIZATION FOR THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO DECIDE, DURING THE PERIOD OF A TAKEOVER
BID, TO ISSUE WARRANTS WITH PREFERENTIAL RIGHTS TO
SUBSCRIBE THE COMPANY'S SHARES, INCLUDING THEIR FREE
ALLOCATION TO ALL THE COMPANY'S SHAREHOLDERS.
PROPOSAL #19: REDUCTION IN THE DIRECTOR'S TERM OF ISSUER YES FOR FOR
OFFICE AND RELATED AMENDMENT OF THE BYLAWS.
PROPOSAL #20: POWERS TO CARRY OUT FORMALITIES. ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VERIZON COMMUNICATIONS INC.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/7/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: SANDRA O. MOOSE ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DONALD T. ISSUER YES FOR FOR
NICOLAISEN
PROPOSAL #1G: ELECTION OF DIRECTOR: THOMAS H. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: HUGH B. PRICE ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: JOHN R. STAFFORD ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
PROPOSAL #03: ADVISORY VOTE RELATED TO EXECUTIVE ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #04: APPROVAL OF LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #05: APPROVAL OF SHORT-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #06: PROHIBIT GRANTING STOCK OPTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: SHAREHOLDER ABILITY TO CALL SPECIAL SHAREHOLDER YES AGAINST FOR
MEETING
PROPOSAL #08: SEPARATE OFFICES OF CHAIRMAN AND CEO SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: SHAREHOLDER APPROVAL OF BENEFITS PAID SHAREHOLDER YES AGAINST FOR
AFTER DEATH
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WALGREEN CO.
TICKER: WAG CUSIP: 931422109
MEETING DATE: 1/14/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: WILLIAM C. FOOTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK P. FRISSORA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN G. MCNALLY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CORDELL REED ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NANCY M. SCHLICHTING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID Y. SCHWARTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALEJANDRO SILVA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. SKINNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARILOU M. VON FERSTEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES R. WALGREEN III ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: TO AMEND THE WALGREEN CO. 1982 ISSUER YES FOR FOR
EMPLOYEES STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
PROPOSAL #04: SHAREHOLDER PROPOSAL THAT THE CHAIRMAN SHAREHOLDER YES AGAINST FOR
OF THE BOARD BE AN INDEPENDENT DIRECTOR WHO HAS NOT
PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF WALGREEN
CO.
PROPOSAL #05: SHAREHOLDER PROPOSAL THAT WALGREEN CO. SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS VOTE TO RATIFY THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WAL-MART STORES, INC.
TICKER: WMT CUSIP: 931142103
MEETING DATE: 6/5/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JAMES W. BREYER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROGER C. CORBETT ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DOUGLAS N. DAFT ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: MICHAEL T. DUKE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: GREGORY B. PENNER ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: ALLEN I. QUESTROM ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: H. LEE SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: ARNE M. SORENSON ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: JIM C. WALTON ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: S. ROBSON WALTON ISSUER YES FOR FOR
PROPOSAL #1N: ELECTION OF DIRECTOR: CHRISTOPHER J. ISSUER YES FOR FOR
WILLIAMS
PROPOSAL #1O: ELECTION OF DIRECTOR: LINDA S. WOLF ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT ACCOUNTANTS
PROPOSAL #03: GENDER IDENTITY NON-DISCRIMINATION SHAREHOLDER YES ABSTAIN AGAINST
POLICY
PROPOSAL #04: PAY FOR SUPERIOR PERFORMANCE SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: ADVISORY VOTE ON EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: SPECIAL SHAREOWNER MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: INCENTIVE COMPENSATION TO BE STOCK SHAREHOLDER YES AGAINST FOR
OPTIONS
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WASTE MANAGEMENT, INC.
TICKER: WMI CUSIP: 94106L109
MEETING DATE: 5/8/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: PASTORA SAN JUAN ISSUER YES FOR FOR
CAFFERTY
PROPOSAL #1B: ELECTION OF DIRECTOR: FRANK M. CLARK, ISSUER YES FOR FOR
JR.
PROPOSAL #1C: ELECTION OF DIRECTOR: PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: W. ROBERT REUM ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: STEVEN G. ISSUER YES FOR FOR
ROTHMEIER
PROPOSAL #1G: ELECTION OF DIRECTOR: DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: THOMAS H. ISSUER YES FOR FOR
WEIDEMEYER
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
PROPOSAL #03: PROPOSAL TO AMEND THE COMPANY'S ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
PROPOSAL #04: PROPOSAL TO APPROVE THE COMPANY'S 2009 ISSUER YES FOR FOR
STOCK INCENTIVE PLAN.
PROPOSAL #05: PROPOSAL RELATING TO DISCLOSURE OF SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
MEETING.
PROPOSAL #06: PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE, SHAREHOLDER YES FOR AGAINST
IF PROPERLY PRESENTED AT MEETING.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WELLS FARGO & COMPANY
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/28/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOHN D. BAKER II ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ENRIQUE ISSUER YES FOR FOR
HERNANDEZ, JR.
PROPOSAL #1F: ELECTION OF DIRECTOR: DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: ROBERT L. JOSS ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: RICHARD M. ISSUER YES FOR FOR
KOVACEVICH
PROPOSAL #1I: ELECTION OF DIRECTOR: RICHARD D. ISSUER YES FOR FOR
MCCORMICK
PROPOSAL #1J: ELECTION OF DIRECTOR: MACKEY J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: CYNTHIA H. ISSUER YES AGAINST AGAINST
MILLIGAN
PROPOSAL #1L: ELECTION OF DIRECTOR: NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: PHILIP J. QUIGLEY ISSUER YES AGAINST AGAINST
PROPOSAL #1N: ELECTION OF DIRECTOR: DONALD B. RICE ISSUER YES AGAINST AGAINST
PROPOSAL #1O: ELECTION OF DIRECTOR: JUDITH M. RUNSTAD ISSUER YES FOR FOR
PROPOSAL #1P: ELECTION OF DIRECTOR: STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1Q: ELECTION OF DIRECTOR: ROBERT K. STEEL ISSUER YES FOR FOR
PROPOSAL #1R: ELECTION OF DIRECTOR: JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1S: ELECTION OF DIRECTOR: SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO APPROVE A NON-BINDING ISSUER YES FOR FOR
ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVES.
PROPOSAL #03: PROPOSAL TO RATIFY APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS INDEPENDENT AUDITORS FOR 2009.
PROPOSAL #04: PROPOSAL TO APPROVE AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S LONG-TERM INCENTIVE COMPENSATION PLAN.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING A BY- SHAREHOLDER YES AGAINST FOR
LAWS AMENDMENT TO REQUIRE AN INDEPENDENT CHAIRMAN.
PROPOSAL #06: STOCKHOLDER PROPOSAL REGARDING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON POLITICAL CONTRIBUTIONS.
- ----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XTO ENERGY INC.
TICKER: XTO CUSIP: 98385X106
MEETING DATE: 5/19/2009 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF AMENDMENT TO BYLAWS TO ISSUER YES FOR FOR
PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS.
PROPOSAL #2A: ELECTION OF PHILLIP R. KEVIL CLASS B ISSUER YES FOR FOR
DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED,
CLASS I DIRECTOR (3-YEAR TERM).
PROPOSAL #2B: ELECTION OF HERBERT D. SIMONS CLASS B ISSUER YES FOR FOR
DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED,
CLASS I DIRECTOR (3-YEAR TERM).
PROPOSAL #2C: ELECTION OF VAUGHN O. VENNERBERG II ISSUER YES FOR FOR
CLASS B DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT
APPROVED, CLASS I DIRECTOR (3-YEAR TERM).
PROPOSAL #03: APPROVAL OF THE 2009 EXECUTIVE ISSUER YES FOR FOR
INCENTIVE COMPENSATION PLAN.
PROPOSAL #04: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2009.
PROPOSAL #05: STOCKHOLDER PROPOSAL CONCERNING A SHAREHOLDER YES AGAINST FOR
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION
IF PROPERLY PRESENTED.
PROPOSAL #06: STOCKHOLDER PROPOSAL CONCERNING SHAREHOLDER YES AGAINST FOR
STOCKHOLDER APPROVAL OF EXECUTIVE BENEFITS PAYABLE
UPON DEATH IF PROPERLY PRESENTED.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD WELLINGTON FUND
By: /s/F. William McNabb III
(Heidi Stam)
F. William McNabb III*
President, Chief Executive Officer and Trustee
Date: August 27, 2009
* By Power of Attorney. Filed on July 24, 2009, see File Number 2-88373.
Incorporated by Reference.
