Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
The Registrant does not have a board of directors. The Registrant’s general partner, Ceres Managed Futures LLC (the “General Partner”), is managed by a board of directors.
Effective May 9, 2022, Steven Ross no longer serves as Chief Financial Officer of the General Partner, but will remain a director of the General Partner.
Effective May 9, 2022, Brooke Lambert was appointed Chief Financial Officer of the General Partner.
Effective May 9, 2022, Rebecca Peckham was appointed Chief Compliance Officer of the General Partner.
Brooke Lambert, age 38, has been the Chief Financial Officer, Treasurer and a principal of the General Partner since May 9, 2022. Ms. Lambert has been employed by Morgan Stanley Investment Management, a financial services firm, since July 2014, where her responsibilities include serving as a Vice President and managing the accounting, financial reporting and regulatory reporting of the commodity pools operated by the General Partner. From July 2009 to July 2014, Ms. Lambert was employed by Morgan Stanley Smith Barney, a financial services firm, where her responsibilities included serving as a Vice President responsible for the accounting, financial reporting and regulatory reporting of the commodity pools operated by the General Partner. Before joining Morgan Stanley, Ms. Lambert was employed by Citigroup Alternative Investments, a financial services firm, from January 2006 through July 2009, where her responsibilities included serving as an Assistant Vice President responsible for the accounting, financial reporting and regulatory reporting of Citigroup Alternative Investments’ managed futures funds. Ms. Lambert earned her Bachelor of Science in Finance in May 2005 from Towson University.
Rebecca F. Peckham, age 47, has been Chief Compliance Officer of the General Partner since May 9, 2022 and has served in the capacity of the Chief Compliance Officer since June 2021. Since December 2019, Ms. Peckham has been employed by Morgan Stanley Services Group, a financial services firm, where her responsibilities include serving as Executive Director and as Head of Investment Management Alternatives Compliance, performing compliance advisory services, working in New York. Prior to re-joining Morgan Stanley, from September 2018 to December 2019, Ms. Peckham was employed by Credit Suisse (Hong Kong) Limited, a financial services firm, where her responsibilities included serving as a Director and as Head of Compliance and Regulatory Affairs for Investment Banking Capital Markets, Research, and the Asia Finance Group, in Asia Pacific, performing compliance advisory services, working in Hong Kong. From April 2017 to August 2018, Ms. Peckham was employed by Morgan Stanley Investment Management, Inc., a financial services firm, where her responsibilities included serving as Executive Director and as Head of Investment Management Alternatives Compliance, performing compliance advisory services, working in New York. From May 2010 to March 2017, Ms. Peckham was employed by Morgan Stanley Asia Ltd, serving initially as a Vice President (May 2010 to January 2014) and subsequently as an Executive Director (January 2014 to March 2017) in the Legal and Compliance Division, performing compliance and legal advisory services,