Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
The Registrant does not have a board of directors. The Registrant’s general partner, Ceres Managed Futures LLC (the “General Partner”), is managed by a board of directors.
Effective November 11, 2022, Rebecca Peckham no longer serves as Chief Compliance Officer of the General Partner.
Effective November 11, 2022, Christopher P. Smock was appointed Chief Compliance Officer of the General Partner.
Christopher P. Smock, age 46, has been serving as Chief Compliance Officer of the General Partner since November 2022. Since June 2022, Mr. Smock has been employed by Morgan Stanley Services Group, a financial services firm, where his responsibilities include serving as Executive Director and as Head of Investment Management Alternatives Compliance, performing compliance advisory services, working in New York. Prior to joining Morgan Stanley, from May 2012 to June 2022, Mr. Smock was employed by UBS, a financial services firm, where his responsibilities included serving as a Director, and held various roles including Senior Compliance Officer and Head of Market and Trading Compliance Americas, and Global Head of Market Risk Middle Office. From February 2011 to May 2012, Mr. Smock was employed by MJ Boyd Consulting, providing consulting services to UBS. From July 2009 to March 2010, Mr. Smock was employed by Woodbine Capital Advisors, where he served as a Trader, performing execution trading services, working in New York. Prior to Woodbine Capital, from August 2002 to June 2008, Mr. Smock was employed at Graham Capital Management, where he started his career as a Senior Analyst and then served as a Fixed Income Trader, working in Connecticut. Mr. Smock earned a Bachelor of Arts degree in Economics from Brigham Young University in 2002.
