UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-834
NAME OF REGISTRANT: VANGUARD WINDSOR FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: OCTOBER 31
DATE OF REPORTING PERIOD: JULY 1, 2014 - JUNE 30, 2015
FUND: VANGUARD WINDSOR FUND
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ISSUER: Abbott Laboratories
TICKER: ABT CUSIP: 002824100
MEETING DATE: 4/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NANCY MCKINSTRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON PRODUCTS CONTAINING GE SHAREHOLDER YES ABSTAIN AGAINST
INGREDIENTS
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: Accenture plc
TICKER: ACN CUSIP: G1151C101
MEETING DATE: 2/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAIME ARDILA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES H. GIANCARLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARJORIE MAGNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BLYTHE J. MCGARVIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PIERRE NANTERME ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GILLES C. PELISSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAULA A. PRICE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WULF VON SCHIMMELMANN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR FRANK K. TANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE THE HOLDING OF THE 2016 AGM AT ISSUER YES FOR FOR
A LOCATION OUTSIDE IRELAND
PROPOSAL #7: AUTHORIZE OPEN-MARKET PURCHASES OF CLASS ISSUER YES FOR FOR
A ORDINARY SHARES
PROPOSAL #8: DETERMINE THE PRICE RANGE AT WHICH ISSUER YES FOR FOR
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
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ISSUER: Aetna Inc.
TICKER: AET CUSIP: 00817Y108
MEETING DATE: 5/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FERNANDO AGUIRRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANK M. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BETSY Z. COHEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MOLLY J. COYE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BARBARA HACKMAN FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY E. GARTEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR EDWARD J. LUDWIG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOSEPH P. NEWHOUSE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR OLYMPIA J. SNOWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4A: AMEND POLICY TO DISCLOSE PAYMENTS TO SHAREHOLDER YES AGAINST FOR
TAX-EXEMPT ORGANIZATIONS
PROPOSAL #4B: ADOPT SHARE RETENTION POLICY FOR SENIOR SHAREHOLDER YES AGAINST FOR
EXECUTIVES
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ISSUER: American Airlines Group Inc.
TICKER: AAL CUSIP: 02376R102
MEETING DATE: 6/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. ALBAUGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. EMBLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW J. HART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALBERTO IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD C. KRAEMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR W. DOUGLAS PARKER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD P. SCHIFTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: AMERICAN INTERNATIONAL GROUP, INC.
TICKER: AIG CUSIP: 026874784
MEETING DATE: 5/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER R. FISHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER D. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THERESA M. STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: Ameriprise Financial, Inc.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1a: ELECT DIRECTOR JAMES M. CRACCHIOLO ISSUER YES FOR FOR
PROPOSAL #1.1b: ELECT DIRECTOR DIANNE NEAL BLIXT ISSUER YES FOR FOR
PROPOSAL #1.1c: ELECT DIRECTOR AMY DIGESO ISSUER YES FOR FOR
PROPOSAL #1.1d: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.1e: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.1f: ELECT DIRECTOR JEFFREY NODDLE ISSUER YES FOR FOR
PROPOSAL #1.1g: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1.1h: ELECT DIRECTOR ROBERT F. SHARPE, JR. ISSUER YES FOR FOR
PROPOSAL #1.1i: ELECT DIRECTOR WILLIAM H. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: Anadarko Petroleum Corporation
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1a: ELECT DIRECTOR ANTHONY R. CHASE ISSUER YES FOR FOR
PROPOSAL #1.1b: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1.1c: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1.1d: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1.1e: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.1f: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1.1g: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #1.1h: ELECT DIRECTOR MARK C. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #1.1i: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1.1j: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON PLANS TO ADDRESS STRANDED SHAREHOLDER YES ABSTAIN AGAINST
CARBON ASSET RISKS
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ISSUER: Analog Devices, Inc.
TICKER: ADI CUSIP: 032654105
MEETING DATE: 3/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAY STATA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VINCENT T. ROCHE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSE E. ALMEIDA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD M. BEYER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES A. CHAMPY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDWARD H. FRANK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN C. HODGSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR YVES-ANDRE ISTEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NEIL NOVICH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LISA T. SU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Apache Corporation
TICKER: APA CUSIP: 037411105
MEETING DATE: 5/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GEORGE D. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN E. LOWE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RODMAN D. PATTON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR CHARLES J. PITMAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: PROXY ACCESS SHAREHOLDER YES FOR FOR
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ISSUER: Apple Inc.
TICKER: AAPL CUSIP: 037833100
MEETING DATE: 3/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIM COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AL GORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOB IGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ART LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RON SUGAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUE WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: REPORT ON RISKS ASSOCIATED WITH REPEAL SHAREHOLDER YES AGAINST FOR
OF CLIMATE CHANGE POLICIES
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
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ISSUER: Arrow Electronics, Inc.
TICKER: ARW CUSIP: 042735100
MEETING DATE: 5/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP K. ASHERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GAIL E. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN N. HANSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M.F. (FRAN) KEETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. KERIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. LONG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN C. PATRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: AstraZeneca plc
TICKER: AZN CUSIP: 046353108
MEETING DATE: 4/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5a: RE-ELECT LEIF JOHANSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: RE-ELECT PASCAL SORIOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: RE-ELECT MARC DUNOYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: ELECT CORI BARGMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: RE-ELECT GENEVIEVE BERGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: RE-ELECT BRUCE BURLINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: RE-ELECT ANN CAIRNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5h: RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5i: RE-ELECT JEAN-PHILIPPE COURTOIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5j: RE-ELECT RUDY MARKHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5k: RE-ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5l: RE-ELECT MARCUS WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #11: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #12: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
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ISSUER: Avago Technologies Limited
TICKER: AVGO CUSIP: Y0486S104
MEETING DATE: 4/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOCK E. TAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN T. DICKSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES V. DILLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEWIS C. EGGEBRECHT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRUNO GUILMART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KENNETH Y. HAO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUSTINE F. LIEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD MACLEOD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER J. MARKS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES WITH OR ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: APPROVE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED CAPITAL
PROPOSAL #5: APPROVE CASH COMPENSATION TO DIRECTORS ISSUER YES FOR FOR
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ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 3/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
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ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 5/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LARRY D. BRADY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARTIN S. CRAIGHEAD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM H. EASTER, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANTHONY G. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PIERRE H. JUNGELS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES A. LASH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES W. STEWART ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CHARLES L. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 5/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PIERRE J. P. DE WECK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON CLIMATE CHANGE FINANCING RISK SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: ESTABLISH OTHER GOVERNANCE BOARD SHAREHOLDER YES AGAINST FOR
COMMITTEE
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ISSUER: Bank Of Nova Scotia
TICKER: BNS CUSIP: 064149107
MEETING DATE: 4/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORA A. AUFREITER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUILLERMO E. BABATZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD A. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES H. DALLARA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR N. ASHLEIGH EVERETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM R. FATT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS C. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN J. PORTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AARON W. REGENT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR INDIRA V. SAMARASEKERA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUSAN L. SEGAL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAUL D. SOBEY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BARBARA S. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCREASE IN AGGREGATE ISSUER YES FOR FOR
COMPENSATION CEILING FOR DIRECTORS
PROPOSAL #4: AMEND BY-LAW NO. 1 ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #6: SP 1: PHASE OUT STOCK OPTIONS AS A FORM SHAREHOLDER YES AGAINST FOR
OF COMPENSATION
PROPOSAL #7: SP 2: ADOPT A PENSION PLAN FOR NEW SHAREHOLDER YES AGAINST FOR
SENIOR EXECUTIVES THAT IS THE SAME AS FOR ALL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baxter International Inc.
TICKER: BAX CUSIP: 071813109
MEETING DATE: 5/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR UMA CHOWDHRY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES R. GAVIN, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER S. HELLMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR K. J. STORM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Becton, Dickinson and Company
TICKER: BDX CUSIP: 075887109
MEETING DATE: 1/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY P. BECTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CATHERINE M. BURZIK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD F. DEGRAAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VINCENT A. FORLENZA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAIRE M. FRASER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY A. MECKLENBURG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES F. ORR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLARD J. OVERLOCK, ISSUER YES FOR FOR
JR.
PROPOSAL #1.12: ELECT DIRECTOR CLAIRE POMEROY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR REBECCA W. RIMEL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR BERTRAM L. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON ANIMAL TESTING AND PLANS FOR SHAREHOLDER YES AGAINST FOR
IMPROVING WELFARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BP plc
TICKER: BP. CUSIP: 055622104
MEETING DATE: 4/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT BOB DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DR BRIAN GILVARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ALAN BOECKMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANTONY BURGMANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CYNTHIA CARROLL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DAME ANN DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT PHUTHUMA NHLEKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ANDREW SHILSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #17: AUTHORISE THE RENEWAL OF THE SCRIP ISSUER YES FOR FOR
DIVIDEND PROGRAMME
PROPOSAL #18: APPROVE SHARE AWARD PLAN 2015 ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #25: APPROVE STRATEGIC CLIMATE CHANGE SHAREHOLDER YES FOR FOR
RESILIENCE FOR 2035 AND BEYOND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: 10552T107
MEETING DATE: 4/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT FOR FISCAL YEAR 2015 AND RATIFY
REMUNERATION OF COMPANY'S MANAGEMENT FOR FISCAL YEAR
2014
PROPOSAL #2: AMEND THE COMPANY'S STOCK OPTION PLAN ISSUER YES FOR FOR
AND RESTRICTED SHARE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: 10552T107
MEETING DATE: 4/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: IF ELECTION OF BOARD IS HELD ON BASIS ISSUER YES FOR FOR
OF MULTIPLE (CUMULATIVE) VOTING IN ACCORDANCE WITH
BRAZILIAN LAW, TO DISTRIBUTE VOTES ATTRIBUTED TO THE
ADRS HELD BY THE OWNER PROPORTIONALLY AMONG ALL
MEMBERS OF SLATE SET IN QUESTION 4.
PROPOSAL #5: ELECT BOARD CHAIRMAN AND VICE-CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT ATTILIO GUASPARI AND SUSANA ISSUER YES FOR FOR
HANNA STIPHAN JABRA (ALTERNATE) AS FISCAL COUNCIL
PROPOSAL #6.2: ELECT MARCUS VINICIUS DIAS SEVERINI ISSUER YES FOR FOR
AND MARCOS TADEU DE SIQUEIRA (ALTERNATE) AS FISCAL
COUNCIL MEMBERS
PROPOSAL #6.3: ELECT REGINALDO FERREIRA ALEXANDRE AND ISSUER YES FOR FOR
WALTER MENDES DE OLIVEIRA FILHO (ALTERNATE) AS
FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1A: ELECT DIRECTOR LAMBERTO ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #1.1B: ELECT DIRECTOR GIOVANNI CAFORIO ISSUER YES FOR FOR
PROPOSAL #1.1C: ELECT DIRECTOR LEWIS B. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.1D: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1.1E: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1.1F: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR
PROPOSAL #1.1G: ELECT DIRECTOR THOMAS J. LYNCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.1H: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1.1I: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1.1J: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR
PROPOSAL #1.1K: ELECT DIRECTOR TOGO D. WEST, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: REMOVE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
APPLICABLE TO PREFERRED STOCK
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cameco Corporation
TICKER: CCO CUSIP: 13321L108
MEETING DATE: 5/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A: THE UNDERSIGNED HEREBY CERTIFIES THAT ISSUER YES ABSTAIN N/A
THE SHARES REPRESENTED BY THIS PROXY ARE OWNED AND
CONTROLLED BY A CANADIAN
PROPOSAL #B1: ELECT DIRECTOR IAN BRUCE ISSUER YES FOR FOR
PROPOSAL #B2: ELECT DIRECTOR DANIEL CAMUS ISSUER YES FOR FOR
PROPOSAL #B3: ELECT DIRECTOR JOHN CLAPPISON ISSUER YES FOR FOR
PROPOSAL #B4: ELECT DIRECTOR JAMES CURTISS ISSUER YES FOR FOR
PROPOSAL #B5: ELECT DIRECTOR DONALD DERANGER ISSUER YES FOR FOR
PROPOSAL #B6: ELECT DIRECTOR CATHERINE GIGNAC ISSUER YES FOR FOR
PROPOSAL #B7: ELECT DIRECTOR TIM GITZEL ISSUER YES FOR FOR
PROPOSAL #B8: ELECT DIRECTOR JAMES (JIM) GOWANS ISSUER YES FOR FOR
PROPOSAL #B9: ELECT DIRECTOR NANCY HOPKINS ISSUER YES FOR FOR
PROPOSAL #B10: ELECT DIRECTOR ANNE MCLELLAN ISSUER YES FOR FOR
PROPOSAL #B11: ELECT DIRECTOR NEIL MCMILLAN ISSUER YES FOR FOR
PROPOSAL #C: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #D: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Natural Resources Limited
TICKER: CNQ CUSIP: 136385101
MEETING DATE: 5/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CATHERINE M. BEST, N. MURRAY ISSUER YES FOR FOR
EDWARDS, TIMOTHY W. FAITHFULL, GARY A. FILMON,
CHRISTOPHER L. FONG, GORDON D. GIFFIN, WILFRED A.
GOBERT, STEVE W. LAUT, FRANK J. MCKENNA, DAVID A.
TUER, AND ANNETTE M. VERSCHUREN AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. FILMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. FONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILFRED A. GOBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE W. LAUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. TUER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANNETTE M. VERSCHUREN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celanese Corporation
TICKER: CE CUSIP: 150870103
MEETING DATE: 4/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES E. BARLETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD G. GALANTE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID F. HOFFMEISTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Check Point Software Technologies Ltd.
TICKER: CHKP CUSIP: M22465104
MEETING DATE: 6/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT GIL SHWED AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2: REELECT MARIUS NACHT AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: REELECT JERRY UNGERMAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.4: REELECT DAN PROPPER AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.5: REELECT DAVID RUBNER AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.6: REELECT TAL SHAVIT AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.1: REELECT YOAV CHELOUCHE AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR AN ADDITIONAL THREE YEAR TERM
PROPOSAL #2.2: REELECT GUY GECHT AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
FOR AN ADDITIONAL THREE YEAR TERM
PROPOSAL #3: REAPPOINT KOST FORER GABBAY & KASIERER ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AMEND AND EXTEND EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: INCREASE COVERAGE OF COMAPNY D&O POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EMPLOYMENT TERMS OF GIL SHWED, ISSUER YES FOR FOR
CEO AND CHAIRMAN
PROPOSAL #7: AUTHORIZE BOARD CHAIRMAN TO SERVE AS CEO ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cigna Corporation
TICKER: CI CUSIP: 125509109
MEETING DATE: 4/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. PARTRIDGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC C. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 11/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIAN L. HALLA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ESTABLISH PUBLIC POLICY BOARD COMMITTEE SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DUNCAN P. HENNES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER B. HENRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANZ B. HUMER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM S. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: CLAW-BACK OF PAYMENTS UNDER RESTATEMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: LIMITS FOR DIRECTORS INVOLVED WITH SHAREHOLDER YES AGAINST FOR
BANKRUPTCY
PROPOSAL #9: REPORT ON CERTAIN VESTING PROGRAM SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens Financial Group Inc.
TICKER: CFG CUSIP: 174610105
MEETING DATE: 5/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE VAN SAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK CASADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY DI IORIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT GILLESPIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM P. HANKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD W. HANNA, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEO I. ('LEE') HIGDON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES J. ('BUD') KOCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARTHUR F. RYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIVAN S. SUBRAMANIAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR WENDY A. WATSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARITA ZURAITIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cobalt International Energy, Inc.
TICKER: CIE CUSIP: 19075F106
MEETING DATE: 4/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAY BAILEY HUTCHISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR D. JEFF VAN STEENBERGEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. UTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
TICKER: CTSH CUSIP: 192446102
MEETING DATE: 6/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL PATSALOS-FOX ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT E. WEISSMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCISCO D'SOUZA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN N. FOX, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LEO S. MACKAY, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS M. WENDEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comerica Incorporated
TICKER: CMA CUSIP: 200340107
MEETING DATE: 4/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER A. CREGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR T. KEVIN DENICOLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACQUELINE P. KANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD G. LINDNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFRED A. PIERGALLINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. TAUBMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR REGINALD M. TURNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concho Resources Inc.
TICKER: CXO CUSIP: 20605P101
MEETING DATE: 6/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN L. BEAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TUCKER S. BRIDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK B. PUCKETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corning Incorporated
TICKER: GLW CUSIP: 219350105
MEETING DATE: 4/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD W. BLAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE A. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. CANNING, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT F. CUMMINGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES B. FLAWS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH A. HENRETTA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL P. HUTTENLOCHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KURT M. LANDGRAF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KEVIN J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DEBORAH D. RIEMAN ISSUER YES FOR �� FOR
PROPOSAL #1.12: ELECT DIRECTOR HANSEL E. TOOKES II ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MARK S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covidien plc
TICKER: COV CUSIP: G2554F105
MEETING DATE: 1/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covidien plc
TICKER: COV CUSIP: G2554F113
MEETING DATE: 1/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REDUCTION OF SHARE PREMIUM ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #3: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AMENDMENT TO ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: CREATION OF DISTRIBUTABLE RESERVES OF ISSUER YES FOR FOR
NEW MEDTRONIC
PROPOSAL #6: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVS Health Corporation
TICKER: CVS CUSIP: 126650100
MEETING DATE: 5/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD M. BRACKEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR C. DAVID BROWN, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALECIA A. DECOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NANCY-ANN M. DEPARLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANNE M. FINUCANE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY J. MERLO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEAN-PIERRE MILLON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON CONSISTENCY BETWEEN CORPORATE SHAREHOLDER YES ABSTAIN AGAINST
VALUES AND POLITICAL CONTRIBUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delphi Automotive plc
TICKER: DLPH CUSIP: G27823106
MEETING DATE: 4/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT KEVIN P. CLARK AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT GARY L. COWGER AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT NICHOLAS M. DONOFRIO AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: RE-ELECT MARK P. FRISSORA AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: RE-ELECT RAJIV L. GUPTA AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: RE-ELECT J. RANDALL MACDONALD AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: RE-ELECT SEAN O. MAHONEY AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT TIMOTHY M. MANGANELLO AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: RE-ELECT THOMAS W. SIDLIK AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.10: RE-ELECT BERND WIEDEMANN AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.11: RE-ELECT LAWRENCE A. ZIMMERMAN AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #13: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER �� YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diageo plc
TICKER: DGE CUSIP: G42089113
MEETING DATE: 9/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PEGGY BRUZELIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT LAURENCE DANON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT LORD DAVIES OF ABERSOCH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RE-ELECT HO KWONPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT BETSY HOLDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DR FRANZ HUMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DEIRDRE MAHLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT IVAN MENEZES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT PHILIP SCOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT NICOLA MENDELSOHN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT ALAN STEWART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #22: APPROVE 2014 LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eaton Corporation plc
TICKER: ETN CUSIP: G29183103
MEETING DATE: 4/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. CRITELLI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LINDA A. HILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARTHUR E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NED C. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DEBORAH L. MCCOY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR GERALD B. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVAL OF OVERSEAS MARKET PURCHASES OF ISSUER YES FOR FOR
THE COMPANY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eli Lilly and Company
TICKER: LLY CUSIP: 532457108
MEETING DATE: 5/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1a: ELECT DIRECTOR KATHERINE BAICKER ISSUER YES FOR FOR
PROPOSAL #1.1b: ELECT DIRECTOR J. ERIK FYRWALD ISSUER YES FOR FOR
PROPOSAL #1.1c: ELECT DIRECTOR ELLEN R. MARRAM ISSUER YES FOR FOR
PROPOSAL #1.1d: ELECT DIRECTOR JACKSON P. TAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entergy Corporation
TICKER: ETR CUSIP: 29364G103
MEETING DATE: 5/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAUREEN S. BATEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK J. CONDON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEO P. DENAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIRKLAND H. DONALD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY W. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD C. HINTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BLANCHE L. LINCOLN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KAREN A. PUCKETT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR W. J. 'BILLY' TAUZIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEVEN V. WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: INCLUDE CARBON REDUCTION AS A SHAREHOLDER YES ABSTAIN AGAINST
PERFORMANCE MEASURE FOR SENIOR EXECUTIVE COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXPRESS SCRIPTS HOLDING COMPANY
TICKER: ESRX CUSIP: 30219G108
MEETING DATE: 5/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY G. BENANAV ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MAURA C. BREEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELDER GRANGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS J. LAHOWCHIC ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS P. MAC MAHON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK MERGENTHALER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WOODROW A. MYERS, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RODERICK A. PALMORE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM L. ROPER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SEYMOUR STERNBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxon Mobil Corporation
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BRABECK-LETMATHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY R. FAULKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRIETTA H. FORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS R. OBERHELMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR REX W. TILLERSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL EXPERIENCE
PROPOSAL #7: INCREASE THE NUMBER OF FEMALES ON THE SHAREHOLDER YES AGAINST FOR
BOARD
PROPOSAL #8: DISCLOSE PERCENTAGE OF FEMALES AT EACH SHAREHOLDER YES AGAINST FOR
PERCENTILE OF COMPENSATION
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES AGAINST FOR
PRODUCTS AND OPERATIONS
PROPOSAL #11: REPORT ON THE RESULT OF EFFORTS TO SHAREHOLDER YES AGAINST FOR
MINIMIZE HYDRAULIC FRACTURING IMPACTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth Third Bancorp
TICKER: FITB CUSIP: 316773100
MEETING DATE: 4/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS K. AKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. EVAN BAYH, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHERINE B. BLACKBURN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ULYSSES L. BRIDGEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR EMERSON L. BRUMBACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES P. HACKETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEWELL D. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HENDRIK G. MEIJER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ford Motor Company
TICKER: F CUSIP: 345370860
MEETING DATE: 5/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KIMBERLY A. CASIANO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MARK FIELDS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR EDSEL B. FORD II ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM CLAY FORD, JR. ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES P. HACKETT ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR WILLIAM W. HELMAN IV ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOHN C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR ELLEN R. MARRAM ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR GERALD L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #16: RATIFY PRICEWATERHOUSECOOPERS LLPAS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #18: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #19: AMEND BYLAWS TO CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Resources, Inc.
TICKER: BEN CUSIP: 354613101
MEETING DATE: 3/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARIANN BYERWALTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUPERT H. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK C. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHUTTA RATNATHICAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAURA STEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SETH H. WAUGH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genworth Financial, Inc.
TICKER: GNW CUSIP: 37247D106
MEETING DATE: 5/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. BOLINDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. KENT CONRAD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELINA E. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE B. MEAD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS E. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES A. PARKE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Google Inc.
TICKER: GOOG CUSIP: 38259P508
MEETING DATE: 6/3/2015 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC E. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN R. MULALLY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL S. OTELLINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR K. RAM SHRIRAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR SHIRLEY M. TILGHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #7: REPORT ON COSTS OF RENEWABLE ENERGY SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS
PROPOSAL #8: REPORT ON RISKS ASSOCIATED WITH REPEAL SHAREHOLDER YES ABSTAIN AGAINST
OF CLIMATE CHANGE POLICIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 3/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ABDULAZIZ F. AL KHAYYAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSE C. GRUBISICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hewlett-Packard Company
TICKER: HPQ CUSIP: 428236103
MEETING DATE: 3/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARC L. ANDREESSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SHUMEET BANERJI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KLAUS KLEINFELD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAYMOND J. LANE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAYMOND E. OZZIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Honeywell International Inc.
TICKER: HON CUSIP: 438516106
MEETING DATE: 4/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR WILLIAM S. AYER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR KEVIN BURKE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JUDD GREGG ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR CLIVE HOLLICK ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GRACE D. LIEBLEIN ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #1M: ELECT DIRECTOR ROBIN L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntsman Corporation
TICKER: HUN CUSIP: 447011107
MEETING DATE: 5/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER R. HUNTSMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAYNE A. REAUD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALVIN V. SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingredion Incorporated
TICKER: INGR CUSIP: 457187102
MEETING DATE: 5/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LUIS ARANGUREN-TRELLEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID B. FISCHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL HANRAHAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RHONDA L. JORDAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BARBARA A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DWAYNE A. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intel Corporation
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANEEL BHUSRI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN J. DONAHOE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN M. KRZANICH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID S. POTTRUCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intercontinental Exchange, Inc.
TICKER: ICE CUSIP: 45866F104
MEETING DATE: 5/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-MARC FORNERI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRED W. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TERRENCE F. MARTELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CALLUM MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT REID ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FREDERIC V. SALERNO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY C. SPRECHER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLE TO DELETE PROVISIONS NOT ISSUER YES FOR FOR
APPLICABLE FOLLOWING THE SALE OF EURONEXT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invesco Ltd.
TICKER: IVZ CUSIP: G491BT108
MEETING DATE: 5/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN L. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. ROBERT HENRIKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BEN F. JOHNSON, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SIR NIGEL SHEINWALD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Tobacco Inc
TICKER: 2914 CUSIP: J27869106
MEETING DATE: 3/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR NAKAMURA, ISSUER YES FOR FOR
FUTOSHI
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR KOJIMA, ISSUER YES FOR FOR
TOMOTAKA
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR IMAI, ISSUER YES FOR FOR
YOSHINORI
PROPOSAL #2.4: APPOINT STATUTORY AUDITOR OBAYASHI, ISSUER YES FOR FOR
HIROSHI
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MASAKI, MICHIO
PROPOSAL #4: APPROVE ALTERNATE INCOME ALLOCATION, SHAREHOLDER YES AGAINST FOR
WITH A FINAL DIVIDEND OF JPY 150
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE OF UP TO 40 SHAREHOLDER YES AGAINST FOR
MILLION SHARES IN THE COMING YEAR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson & Johnson
TICKER: JNJ CUSIP: 478160104
MEETING DATE: 4/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY SUE COLEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR IAN E. L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN L. LINDQUIST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK B. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR A. EUGENE WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: POLICY REGARDING OVEREXTENDED DIRECTORS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON CONSISTENCY BETWEEN CORPORATE SHAREHOLDER YES AGAINST FOR
VALUES AND POLITICAL CONTRIBUTIONS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA B. BAMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL A. NEAL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #9: REPORT ON CERTAIN VESTING PROGRAM SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: DISCLOSURE OF RECOUPMENT ACTIVITY FROM SHAREHOLDER YES AGAINST FOR
SENIOR OFFICERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Julius Baer Gruppe AG
TICKER: BAER CUSIP: H4414N103
MEETING DATE: 4/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 2.99 MILLION
PROPOSAL #4.2.1: APPROVE VARIABLE CASH-BASED ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE FOR 2014 IN THE
AMOUNT OF CHF 7.26 MILLION
PROPOSAL #4.2.2: APPROVE VARIABLE SHARE-BASED ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE FOR 2015 IN THE
AMOUNT OF CHF 6.25 MILLION
PROPOSAL #4.2.3: APPROVE MAXIMUM FIXED REMUNERATION ISSUER YES FOR FOR
OF EXECUTIVE COMMITTEE FOR 2016 IN THE AMOUNT OF CHF
5.58 MILLION
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6.1.1: REELECT DANIEL SAUTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.2: REELECT GILBERT ACHERMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1.3: REELECT ANDREAS AMSCHWAND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1.4: REELECT HEINRICH BAUMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.5: REELECT CLAIRE GIRAUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.6: REELECT GARETH PENNY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.7: REELECT CHARLES STONEHILL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT PAUL CHOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: REELECT DANIEL SAUTER AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #6.4.1: APPOINT GILBERT ACHERMANN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6.4.2: APPOINT HEINRICH BAUMANN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6.4.3: APPOINT GARETH PENNY AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE MARC NATER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kellogg Company
TICKER: K CUSIP: 487836108
MEETING DATE: 4/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN CARSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN DILLON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ZACHARY GUND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JIM JENNESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DON KNAUSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KeyCorp
TICKER: KEY CUSIP: 493267108
MEETING DATE: 5/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE D. BROUSSARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES P. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH R. GILE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM G. GISEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. HIPPLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KRISTEN L. MANOS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DEMOS PARNEROS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DAVID K. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kohl's Corporation
TICKER: KSS CUSIP: 500255104
MEETING DATE: 5/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DALE E. JONES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KEVIN MANSELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN E. SCHLIFSKE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK V. SICA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L-3 Communications Holdings, Inc.
TICKER: LLL CUSIP: 502424104
MEETING DATE: 5/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1a: ELECT DIRECTOR ANN E. DUNWOODY ISSUER YES FOR FOR
PROPOSAL #1.1b: ELECT DIRECTOR LEWIS KRAMER ISSUER YES FOR FOR
PROPOSAL #1.1c: ELECT DIRECTOR ROBERT B. MILLARD ISSUER YES FOR FOR
PROPOSAL #1.1d: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.1e: ELECT DIRECTOR H. HUGH SHELTON ISSUER YES FOR FOR
PROPOSAL #1.1f: ELECT DIRECTOR ARTHUR L. SIMON ISSUER YES FOR FOR
PROPOSAL #1.1g: ELECT DIRECTOR MICHAEL T. STRIANESE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: AMEND BYLAWS TO CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Laboratory Corporation of America Holdings
TICKER: LH CUSIP: 50540R409
MEETING DATE: 5/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERRII B. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-LUC BELINGARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. GARY GILLILAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID P. KING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARHENG KONG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. MITTELSTAEDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1g: ELECT DIRECTOR PETER M. NEUPERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ADAM H. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. SANDERS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lam Research Corporation
TICKER: LRCX CUSIP: 512807108
MEETING DATE: 11/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN B. ANSTICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YOUSSEF A. EL-MANSY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE A. HECKART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GRANT M. INMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN G. NEWBERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KRISHNA C. SARASWAT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ABHIJIT Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lennar Corporation
TICKER: LEN CUSIP: 526057104
MEETING DATE: 4/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING BOLOTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THERON I. 'TIG' GILLIAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SIDNEY LAPIDUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERI P. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARMANDO OLIVERA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY SONNENFELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lowe's Companies, Inc.
TICKER: LOW CUSIP: 548661107
MEETING DATE: 5/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. BERNAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURIE Z. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES H. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERIC C. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Masco Corporation
TICKER: MAS CUSIP: 574599106
MEETING DATE: 5/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK R. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD A. MANOOGIAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN C. PLANT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY ANN VAN LOKEREN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maxim Integrated Products, Inc.
TICKER: MXIM CUSIP: 57772K101
MEETING DATE: 11/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR B. KIPLING HAGOPIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TUNC DOLUCA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH R. BRONSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT E. GRADY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM D. WATKINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A.R. FRANK WAZZAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McKesson Corporation
TICKER: MCK CUSIP: 58155Q103
MEETING DATE: 7/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WAYNE A. BUDD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR N. ANTHONY COLES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALTON F. IRBY, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR M. CHRISTINE JACOBS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARIE L. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID M. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EDWARD A. MUELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medtronic, Inc.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 8/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT C. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PREETHA REDDY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR ESTABLISHING RANGE FOR BOARD SIZE
PROPOSAL #7: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR REMOVAL OF DIRECTORS
PROPOSAL #8: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR AMENDMENT OF ARTICLES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medtronic, Inc.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 1/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REDUCTION OF SHARE PREMIUM ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM B. HARRISON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Methanex Corporation
TICKER: MX CUSIP: 59151K108
MEETING DATE: 4/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE AITKEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD BALLOCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN FLOREN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS MAHAFFY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR A. TERENCE (TERRY) ISSUER YES FOR FOR
POOLE
PROPOSAL #1.9: ELECT DIRECTOR JOHN REID ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JANICE RENNIE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MONICA SLOAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARGARET WALKER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: ADOPT NEW BY-LAW NO. 5 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MetLife, Inc.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 4/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALFRED F. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENISE M. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LULU C. WANG ISSUER YES FOR FOR
PROPOSAL #2a: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CERTIFICATE OF INCORPORATION
PROPOSAL #2b: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microsoft Corporation
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 12/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. GATES LLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA M. KLAWE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERI L. LIST-STOLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. MASON MORFIT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SATYA NADELLA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES W. SCHARF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN W. STANTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Morgan Stanley
TICKER: MS CUSIP: 617446448
MEETING DATE: 5/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES P. GORMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT H. HERZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KLAUS KLEINFELD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMI MISCIK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RYOSUKE TAMAKOSHI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MASAAKI TANAKA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #7: REPORT ON CERTAIN VESTING PROGRAM SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Murphy Oil Corporation
TICKER: MUR CUSIP: 626717102
MEETING DATE: 5/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR T. JAY COLLINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. COSSE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAIBORNE P. DEMING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE R. DICKERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER W. JENKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES V. KELLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WALENTIN MIROSH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR R. MADISON MURPHY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY W. NOLAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NEAL E. SCHMALE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CAROLINE G. THEUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mylan Inc.
TICKER: MYL CUSIP: 628530107
MEETING DATE: 1/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Oilwell Varco, Inc.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CLAY C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GREG L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT E. BEAUCHAMP ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BEN A. GUILL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROGER L. JARVIS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JEFFERY A. SMISEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newell Rubbermaid Inc.
TICKER: NWL CUSIP: 651229106
MEETING DATE: 5/12/2015 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS E. CLARKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN C. CONROY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT S. COWEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL T. COWHIG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DOMENICO DE SOLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CYNTHIA A. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER D. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSE IGNACIO PEREZ- ISSUER YES FOR FOR
LIZAUR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL B. POLK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN J. STROBEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL A. TODMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAYMOND G. VIAULT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND ARTICLES CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: News Corporation
TICKER: NWS CUSIP: 65249B208
MEETING DATE: 11/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR K. RUPERT MURDOCH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LACHLAN K. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. THOMSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSE MARIA AZNAR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NATALIE BANCROFT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER L. BARNES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN ELKANN ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES R. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANA PAULA PESSOA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MASROOR SIDDIQUI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norfolk Southern Corporation
TICKER: NSC CUSIP: 655844108
MEETING DATE: 5/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. BRADWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN N. HORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN F. LEER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL D. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AMY E. MILES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES A. SQUIRES ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN R. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NXP Semiconductors NV
TICKER: NXPI CUSIP: N6596X109
MEETING DATE: 6/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2c: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2d: APPROVE DISCHARGE OF BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #3a: REELECT RICHARD L. CLEMMER AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: REELECT PETER BONFIELD AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: REELECT JOHANNES P. HUTH AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3d: REELECT KENNETH A. GOLDMAN AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3e: REELECT MARION HELMES AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3f: REELECT JOSEPH KAESER AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3g: REELECT I. LORING AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3h: REELECT ERIC MEURICE AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3i: REELECT JULIE SOUTHERN AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3j: REELECT RICK TSAI AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #4b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 4A
PROPOSAL #5: AUTHORIZE REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CANCELLATION OF ORDINARY SHARES ISSUER YES FOR FOR
PROPOSAL #7: RATIFY KPMG ACCOUNTANTS N.V. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omnicom Group Inc.
TICKER: OMC CUSIP: 681919106
MEETING DATE: 5/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. WREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT CHARLES CLARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEONARD S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERROL M. COOK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN S. DENISON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL A. HENNING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN R. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. PURCELL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LINDA JOHNSON RICE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GARY L. ROUBOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oracle Corporation
TICKER: ORCL CUSIP: 68389X105
MEETING DATE: 11/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE J. ELLISON �� ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HECTOR GARCIA-MOLINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY O. HENLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK V. HURD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NAOMI O. SELIGMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #5: ADOPT MULTIPLE PERFORMANCE METRICS UNDER SHAREHOLDER YES AGAINST FOR
EXECUTIVE INCENTIVE PLANS
PROPOSAL #6: ADOPT SPECIFIC PERFORMANCE STANDARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parker-Hannifin Corporation
TICKER: PH CUSIP: 701094104
MEETING DATE: 10/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA S. HARTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. KASSLING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. KOHLHEPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN A. LOBO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KLAUS-PETER MULLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CANDY M. OBOURN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH M. SCAMINACE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WOLFGANG R. SCHMITT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR AKE SVENSSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES L. WAINSCOTT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DONALD E. WASHKEWICZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pfizer Inc.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCES D. FERGUSSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HELEN H. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARC TESSIER-LAVIGNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REVIEW AND ASSESS MEMBERSHIP OF LOBBYING SHAREHOLDER YES AGAINST FOR
ORGANIZATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PG&E Corporation
TICKER: PCG CUSIP: 69331C108
MEETING DATE: 5/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS CHEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARYELLEN C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD C. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. MESERVE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FORREST E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROSENDO G. PARRA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANNE SHEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARRY LAWSON WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Natural Resources Company
TICKER: PXD CUSIP: 723787107
MEETING DATE: 5/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDISON C. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW F. CATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY L. DOVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP A. GOBE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY R. GRILLOT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STACY P. METHVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROYCE W. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK A. RISCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT D. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Principal Financial Group, Inc.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER C. HOCHSCHILD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH E. TALLETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Public Storage
TICKER: PSA CUSIP: 74460D109
MEETING DATE: 4/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAMARA HUGHES GUSTAVSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URI P. HARKHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR B. WAYNE HUGHES, JR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD P. SPOGLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL C. STATON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ralph Lauren Corporation
TICKER: RL CUSIP: 751212101
MEETING DATE: 8/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK A. BENNACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL L. FLEISHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HUBERT JOLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN P. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES AGAINST FOR
PROCESS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raytheon Company
TICKER: RTN CUSIP: 755111507
MEETING DATE: 5/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TRACY A. ATKINSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES E. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VERNON E. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN J. HADLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LETITIA A. LONG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE R. OLIVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL C. RUETTGERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD L. SKATES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regions Financial Corporation
TICKER: RF CUSIP: 7591EP100
MEETING DATE: 4/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1a: ELECT DIRECTOR GEORGE W. BRYAN ISSUER YES FOR FOR
PROPOSAL #1.1b: ELECT DIRECTOR CAROLYN H. BYRD ISSUER YES FOR FOR
PROPOSAL #1.1c: ELECT DIRECTOR DAVID J. COOPER, SR. ISSUER YES FOR FOR
PROPOSAL #1.1d: ELECT DIRECTOR DON DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1.1e: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1.1f: ELECT DIRECTOR O. B. GRAYSON HALL, ISSUER YES FOR FOR
JR.
PROPOSAL #1.1g: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1.1h: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.1i: ELECT DIRECTOR SUSAN W. MATLOCK ISSUER YES FOR FOR
PROPOSAL #1.1j: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.1k: ELECT DIRECTOR CHARLES D. MCCRARY ISSUER YES FOR FOR
PROPOSAL #1.1l: ELECT DIRECTOR LEE J. STYSLINGER, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Steel & Aluminum Co.
TICKER: RS CUSIP: 759509102
MEETING DATE: 5/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARAH J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. FIGUEROA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS W. GIMBEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID H. HANNAH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS M. HAYES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK V. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGG J. MOLLINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW G. SHARKEY, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LESLIE A. WAITE ISSUER YES FOR FOR
PROPOSAL #2: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
CALIFORNIA TO DELAWARE
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexel
TICKER: RXL CUSIP: F7782J366
MEETING DATE: 5/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.75 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (NEW ISSUER YES FOR FOR
SHARES)
PROPOSAL #5: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #6: APPROVE SEVERANCE PAYMENT AGREEMENT WITH ISSUER YES FOR FOR
RUDY PROVOOST, CHAIRMAN AND CEO
PROPOSAL #7: APPROVE SEVERANCE PAYMENT AGREEMENT WITH ISSUER YES FOR FOR
CATHERINE GUILLOUARD, VICE-CEO
PROPOSAL #8: ADVISORY VOTE ON COMPENSATION OF RUDY ISSUER YES FOR FOR
PROVOOST, CHAIRMAN AND CEO SINCE MAY 22, 2014
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CATHERINE GUILLOUARD, VICE-CEO SINCE MAY 22, 2014
PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF PASCAL ISSUER YES FOR FOR
MARTIN, MEMBER OF THE MANAGEMENT BOARD UNTIL MAY 22,
2014
PROPOSAL #11: RATIFY APPOINTMENT OF MARIA RICHTER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RATIFY APPOINTMENT OF ISABEL MAREY- ISSUER YES FOR FOR
SEMPER AS DIRECTOR
PROPOSAL #13: REELECT ISABEL MAREY-SEMPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT MARIA RICHTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REELECT FRITZ FROHLICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 720 MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 140 MILLION
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR RESERVED FOR QUALIFIED INVESTORS OR
RESTRICTED NUMBER OF INVESTORS, UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 140 MILLION
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 18-20
PROPOSAL #22: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #24: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #25: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR INTERNATIONAL
EMPLOYEES
PROPOSAL #26: AUTHORIZE UP TO 1.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #27: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 200 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #28: AMEND ARTICLE 15 OF BYLAWS RE: ISSUER YES FOR FOR
SHAREHOLDING REQUIREMENT FOR DIRECTORS
PROPOSAL #29: AMEND ARTICLE 30 OF BYLAWS RE: ABSENCE ISSUER YES FOR FOR
OF DOUBLE VOTING RIGHTS
PROPOSAL #30: AMEND ARTICLE 28 OF BYLAWS RE: ISSUER YES FOR FOR
ATTENDANCE AT GENERAL MEETINGS
PROPOSAL #31: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: 780259206
MEETING DATE: 5/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT BEN VAN BEURDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT EULEEN GOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIR NIGEL SHEINWALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PATRICIA WOERTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT GERRIT ZALM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: APPROVE SCRIP DIVIDEND SCHEME ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: APPROVE STRATEGIC RESILIENCE FOR 2035 SHAREHOLDER YES FOR FOR
AND BEYOND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SanDisk Corporation
TICKER: SNDK CUSIP: 80004C101
MEETING DATE: 6/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL E. MARKS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR IRWIN FEDERMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN J. GOMO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHENMING HU ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SANJAY MEHROTRA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR D. SCOTT MERCER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanofi
TICKER: SAN CUSIP: F5548N101
MEETING DATE: 5/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.85 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: REELECT SERGE WEINBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT SUET-FERN LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RATIFY APPOINTMENT OF BONNIE BASSLER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: REELECT BONNIE BASSLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RATIFY APPOINTMENT OF OLIVIER ISSUER YES FOR FOR
BRANDICOURT AS DIRECTOR
PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF SERGE ISSUER YES FOR FOR
WEINBERG
PROPOSAL #11: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHRISTOPHER VIEHBACHER
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1.3 BILLION
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 260 MILLION
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 260 MILLION
PROPOSAL #16: APPROVE ISSUANCE OF DEBT SECURITIES ISSUER YES FOR FOR
GIVING ACCESS TO NEW SHARES OF SUBSIDIARIES AND/OR
EXISTING SHARES AND/OR DEBT SECURITIES, UP TO
AGGREGATE AMOUNT OF EUR 7 BILLION
PROPOSAL #17: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #19: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 500 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #20: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #22: AUTHORIZE UP TO 1.2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #23: AMEND ARTICLE 7 OF BYLAWS RE: ISSUER YES AGAINST AGAINST
SHAREHOLDING DISCLOSURE THRESHOLDS
PROPOSAL #24: AMEND ARTICLE 19 OF BYLAWS RE: ISSUER YES FOR FOR
ATTENDANCE TO GENERAL MEETINGS
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sensata Technologies Holding N.V.
TICKER: ST CUSIP: N7902X106
MEETING DATE: 5/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT THOMAS WROE, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT MARTHA SULLIVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT LEWIS B. CAMPBELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT PAUL EDGERLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT JAMES E. HEPPELMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT MICHAEL J. JACOBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT CHARLES W. PEFFER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT KIRK P. POND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT ANDREW TEICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT STEPHEN ZIDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR 2014
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EXECUTIVE BOARD FEES FOR ISSUER YES FOR FOR
MEMBERSHIP OF THE FINANCE COMMITTEE
PROPOSAL #6: GRANT BOARD AUTHORITY TO REPURCHASE ISSUER YES FOR FOR
SHARES
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skyworks Solutions, Inc.
TICKER: SWKS CUSIP: 83088M102
MEETING DATE: 5/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN L. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. FUREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID P. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. MCLACHLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SL Green Realty Corp.
TICKER: SLG CUSIP: 78440X101
MEETING DATE: 6/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. ALSCHULER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN L. GREEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwestern Energy Company
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. KEHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VELLO A. KUUSKRAA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH R. MOURTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN L. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLIOTT PEW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERRY W. RATHERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND BYLAWS-- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stanley Black & Decker, Inc.
TICKER: SWK CUSIP: 854502101
MEETING DATE: 4/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA J. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARLOS M. CARDOSO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA A. CREW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BENJAMIN H. GRISWOLD, ISSUER YES FOR FOR
IV
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY LUISO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN F. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARIANNE M. PARRS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Staples, Inc.
TICKER: SPLS CUSIP: 855030102
MEETING DATE: 6/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DREW G. FAUST ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL-HENRI FERRAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KUNAL S. KAMLANI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROWLAND T. MORIARTY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT E. SULENTIC ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAUL VAZQUEZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR VIJAY VISHWANATH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PAUL F. WALSH ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE OR RESTRICT SEVERANCE SHAREHOLDER YES FOR AGAINST
AGREEMENTS (CHANGE-IN-CONTROL)
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Street Corporation
TICKER: STT CUSIP: 857477103
MEETING DATE: 5/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSE E. ALMEIDA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETT F. BURNES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK DE SAINT-AIGNAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMELIA C. FAWCETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM C. FREDA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LINDA A. HILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH L. HOOLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT S. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD P. SERGEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD L. SKATES ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TE Connectivity Ltd.
TICKER: TEL CUSIP: H84989104
MEETING DATE: 3/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PIERRE R. BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JUERGEN W. GROMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM A. JEFFREY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR YONG NAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL J. PHELAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAWRENCE S. SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN C. VAN SCOTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ELECT BOARD CHAIRMAN THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DANIEL J. PHELAN AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE
PROPOSAL #3b: ELECT PAULA A. SNEED AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE
PROPOSAL #3c: ELECT DAVID P. STEINER AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE
PROPOSAL #3d: ELECT JOHN C. VAN SCOTER AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE
PROPOSAL #4: DESIGNATE JVO GRUNDLER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #5.1: ACCEPT ANNUAL REPORT FOR FISCAL YEAR ISSUER YES FOR FOR
ENDED SEPTEMBER 26, 2014
PROPOSAL #5.2: ACCEPT STATUTORY FINANCIAL STATEMENTS ISSUER YES FOR FOR
FOR FISCAL YEAR ENDED SEPTEMBER 26, 2014
PROPOSAL #5.3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR FISCAL YEAR ENDED SEPTEMBER 26, 2014
PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7.1: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING SEPTEMBER 25, 2015
PROPOSAL #7.2: RATIFY DELOITTE AG AS SWISS REGISTERED ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7.3: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
SPECIAL AUDITORS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
IMPLEMENTATION OF REQUIREMENTS UNDER THE SWISS
ORDINANCE REGARDING ELECTIONS AND CERTAIN OTHER
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
IMPLEMENTATION OF THE NEW LEGAL REQUIREMENTS
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION RE: VOTE ISSUER YES FOR FOR
STANDARD FOR SHAREHOLDER RESOLUTIONS AND ELECTIONS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
APPLICABLE VOTE STANDARD FOR CONTESTED ELECTION OF
DIRECTORS, CHAIRPERSON OF THE BOARD OF DIRECTORS OR
MEMBERS OF THE COMPENSATION COMMITTEE
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF EXECUTIVE MANAGEMENT
PROPOSAL #14: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF BOARD OF DIRECTORS
PROPOSAL #15: APPROVE ALLOCATION OF AVAILABLE ISSUER YES FOR FOR
EARNINGS FOR FISCAL YEAR 2014
PROPOSAL #16: APPROVE DECLARATION OF DIVIDEND ISSUER YES FOR FOR
PROPOSAL #17: RENEW AUTHORIZED CAPITAL ISSUER YES FOR FOR
PROPOSAL #18: APPROVE REDUCTION OF SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #19: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teva Pharmaceutical Industries Ltd.
TICKER: TEVA CUSIP: 881624209
MEETING DATE: 7/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT DAN PROPPER AS DIRECTOR FOR A ISSUER YES AGAINST AGAINST
THREE YEAR TERM
PROPOSAL #1.2: REELECT ORY SLONIM AS DIRECTOR FOR A ISSUER YES AGAINST AGAINST
THREE YEAR TERM
PROPOSAL #2.1: REELECT JOSEPH NITZANI AS EXTERNAL ISSUER YES AGAINST AGAINST
DIRECTOR AND APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #2.2: ELECT JEAN-MICHEL HALFON AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR AND APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #3.1: APPROVE ANNUAL CASH BONUS OBJECTIVES ISSUER YES FOR FOR
FOR CEO AND PRESIDENT, FOR 2014 AND ONWARDS
PROPOSAL #3.2: APPROVE GRANT ANNUAL EQUITY AWARDS TO ISSUER YES FOR FOR
CEO AND PRESIDENT, STARTING 2015
PROPOSAL #4: APPROVE PURCHASE OF D&O LIABILITY ISSUER YES FOR FOR
INSURANCE POLICIE
PROPOSAL #5: REAPPOINT KESSELMAN & KESSELMAN AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goldman Sachs Group, Inc.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 5/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY D. COHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAKSHMI N. MITTAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER OPPENHEIMER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DEBORA L. SPAR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK E. TUCKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DAVID A. VINIAR ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MARK O. WINKELMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #6: REPORT ON CERTAIN VESTING PROGRAM SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hartford Financial Services Group, Inc.
TICKER: HIG CUSIP: 416515104
MEETING DATE: 5/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT B. ALLARDICE, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TREVOR FETTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KATHRYN A. MIKELLS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JULIE G. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TERESA W. ROSEBOROUGH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VIRGINIA P. RUESTERHOLZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES B. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTOPHER J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR H. PATRICK SWYGERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Interpublic Group of Companies, Inc.
TICKER: IPG CUSIP: 460690100
MEETING DATE: 5/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOCELYN CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DEBORAH G. ELLINGER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR H. JOHN GREENIAUS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MARY STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DAWN HUDSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM T. KERR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DAVID M. THOMAS ISSUER YES FOR FOR
PROPOSAL #11: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The PNC Financial Services Group, Inc.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL W. CHELLGREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARJORIE RODGERS ISSUER YES FOR FOR
CHESHIRE
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW T. FELDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY A. MASSARO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Progressive Corporation
TICKER: PGR CUSIP: 743315103
MEETING DATE: 5/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART B. BURGDOERFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWTON W. FITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN R. HARDIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK H. NETTLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP (PWC) ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The TJX Companies, Inc.
TICKER: TJX CUSIP: 872540109
MEETING DATE: 6/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZEIN ABDALLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE B. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID T. CHING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLOW B. SHIRE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toll Brothers, Inc.
TICKER: TOL CUSIP: 889478103
MEETING DATE: 3/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT I. TOLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE E. TOLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS C. YEARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT S. BLANK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD G. BOEHNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. BRAEMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARL B. MARBACH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN A. NOVICK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL E. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRW Automotive Holdings Corp.
TICKER: TRW CUSIP: 87264S106
MEETING DATE: 11/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UBS GROUP AG
TICKER: UBSG CUSIP: H42097107
MEETING DATE: 5/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.50 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVES
PROPOSAL #2.2: APPROVE SUPPLEMENTARY DIVIDENDS OF CHF ISSUER YES FOR FOR
0.25 PER SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 58.4 MILLION
PROPOSAL #5: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 25 MILLION
PROPOSAL #6.1a: REELECT AXEL WEBER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #6.1b: REELECT MICHEL DEMARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1c: REELECT DAVID SIDWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1d: REELECT RETO FRANCIONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1e: REELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1f: REELECT AXEL LEHMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1g: REELECT WILLIAM PARRETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1h: REELECT ISABELLE ROMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1i: REELECT BEATRICE WEDER DI MAURO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1j: REELECT JOSEPH YAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT JES STALEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3.1: APPOINT ANN GODBEHERE AS MEMBER OF ISSUER YES FOR FOR
THE HUMAN RESOURCES AND COMPENSATION COMMITTEE
PROPOSAL #6.3.2: APPOINT MICHEL DEMARE AS MEMBER OF ISSUER YES FOR FOR
THE HUMAN RESOURCES AND COMPENSATION COMMITTEE
PROPOSAL #6.3.3: APPOINT RETO FRANCIONI AS MEMBER OF ISSUER YES FOR FOR
THE HUMAN RESOURCES AND COMPENSATION COMMITTEE
PROPOSAL #6.3.4: APPOINT JES STALEY AS MEMBER OF THE ISSUER YES FOR FOR
HUMAN RESOURCES AND COMPENSATION COMMITTEE
PROPOSAL #7: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 14 MILLION
PROPOSAL #8.1: DESIGNATE ADB ALTORFER DUSS & ISSUER YES FOR FOR
BEILSTEIN AG AS INDEPENDENT PROXY
PROPOSAL #8.2: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8.3: RATIFY BDO AG AS SPECIAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UnitedHealth Group Incorporated
TICKER: UNH CUSIP: 91324P102
MEETING DATE: 6/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDSON BUENO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD T. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. DARRETTA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN J. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENNETH I. SHINE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
MINNESOTA TO DELAWARE
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unum Group
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA L. EGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA H. GODWIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY F. KEANEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS KINSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A.S. (PAT) MACMILLAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR RICHARD P. MCKENNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD J. MUHL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM J. RYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS R. WATJEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valero Energy Corporation
TICKER: VLO CUSIP: 91913Y100
MEETING DATE: 4/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1a: ELECT DIRECTOR JERRY D. CHOATE ISSUER YES FOR FOR
PROPOSAL #1.1b: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1.1c: ELECT DIRECTOR DEBORAH P. MAJORAS ISSUER YES FOR FOR
PROPOSAL #1.1d: ELECT DIRECTOR DONALD L. NICKLES ISSUER YES FOR FOR
PROPOSAL #1.1e: ELECT DIRECTOR PHILIP J. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.1f: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1.1g: ELECT DIRECTOR SUSAN KAUFMAN PURCELL ISSUER�� YES FOR FOR
PROPOSAL #1.1h: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1.1i: ELECT DIRECTOR RANDALL J. ISSUER YES FOR FOR
WEISENBURGER
PROPOSAL #1.1j: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Voya Financial, Inc.
TICKER: VOYA CUSIP: 929089100
MEETING DATE: 7/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANE P. CHWICK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK G. FLYNN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. BARRY GRISWELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FREDERICK S. HUBBELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HENDRICUS A. KOEMANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RODNEY O. MARTIN, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLEM F. NAGEL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID ZWIENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Voya Financial, Inc.
TICKER: VOYA CUSIP: 929089100
MEETING DATE: 5/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LYNNE BIGGAR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANE P. CHWICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. BARRY GRISWELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FREDERICK S. HUBBELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RODNEY O. MARTIN, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH V. TRIPODI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID ZWIENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wal-Mart Stores, Inc.
TICKER: WMT CUSIP: 931142103
MEETING DATE: 6/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROGER C. CORBETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL T. DUKE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARISSA A. MAYER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR C. DOUGLAS MCMILLON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY B. PENNER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KEVIN Y. SYSTROM ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JIM C. WALTON ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR S. ROBSON WALTON ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR LINDA S. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: DISCLOSURE OF RECOUPMENT ACTIVITY FROM SHAREHOLDER YES AGAINST FOR
SENIOR OFFICERS
PROPOSAL #6: PROVIDE PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
MARITIME SHIPPING
PROPOSAL #8: REPORT ON INCENTIVE COMPENSATION PLANS SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELIZABETH A. DUKE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FEDERICO F. PENA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JUDITH M. RUNSTAD ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR SUZANNE M. VAUTRINOT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weyerhaeuser Company
TICKER: WY CUSIP: 962166104
MEETING DATE: 5/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. BOZEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN I. KIECKHEFER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WAYNE W. MURDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICOLE W. PIASECKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOYLE R. SIMONS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D. MICHAEL STEUERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER �� YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willis Group Holdings Public Limited Company
TICKER: WSH CUSIP: G96666105
MEETING DATE: 7/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOMINIC CASSERLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNA C. CATALANO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROY GARDNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEREMY HANLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBYN S. KRAVIT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WENDY E. LANE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCISCO LUZON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES F. MCCANN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAYMIN PATEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DOUGLAS B. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL J. SOMERS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JEFFREY W. UBBEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RENEW DIRECTORS' AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES UNDER IRISH LAW
PROPOSAL #6: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: CHANGE LOCATION OF ANNUAL MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willis Group Holdings Public Limited Company
TICKER: WSH CUSIP: G96666105
MEETING DATE: 6/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOMINIC CASSERLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNA C. CATALANO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROY GARDNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEREMY HANLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBYN S. KRAVIT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WENDY E. LANE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCISCO LUZON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES F. MCCANN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAYMIN PATEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DOUGLAS B. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL J. SOMERS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JEFFREY W. UBBEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RENEW DIRECTORS' AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES UNDER IRISH LAW
PROPOSAL #5: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: CHANGE LOCATION OF ANNUAL MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XL Group plc
TICKER: XL CUSIP: G98290102
MEETING DATE: 5/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAMANI AYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALE R. COMEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL S. MCGAVICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT R. GLAUBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZANNE B. LABARGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE STEVENS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN M. VEREKER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RENEW DIRECTOR'S AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES
PROPOSAL #5: RENEW DIRECTOR'S AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES FOR CASH
PROPOSAL #6: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zions Bancorporation
TICKER: ZION CUSIP: 989701107
MEETING DATE: 5/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JERRY C. ATKIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN C. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICIA FROBES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUREN K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. DAVID HEANEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VIVIAN S. LEE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD F. MURPHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN D. QUINN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HARRIS H. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR L. E. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SHELLEY THOMAS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEVEN C. WHEELWRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD WINDSOR FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 28, 2015
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on April 22, 2014,
see File Number 2-17620. Incorporated by Reference.