UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-834
NAME OF REGISTRANT: VANGUARD WINDSOR FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: OCTOBER 31
DATE OF REPORTING PERIOD: JULY 1, 2016 - JUNE 30, 2017
FUND: VANGUARD WINDSOR FUND
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ISSUER: Abbott Laboratories
TICKER: ABT CUSIP: 002824100
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCY MCKINSTRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL J. STARKS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: Allergan plc
TICKER: AGN CUSIP: G0177J108
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NESLI BASGOZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL M. BISARO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES H. BLOEM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER W. BODINE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ADRIANE M. BROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CATHERINE M. KLEMA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER J. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICK J. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRENTON L. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR FRED G. WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: Alphabet Inc.
TICKER: GOOGL CUSIP: 02079K305
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC E. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROGER W. FERGUSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN R. MULALLY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL S. OTELLINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR K. RAM SHRIRAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR SHIRLEY M. TILGHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES �� FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REPORT ON CHARITABLE CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #12: REPORT ON FAKE NEWS SHAREHOLDER YES AGAINST FOR
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ISSUER: American Airlines Group Inc.
TICKER: AAL CUSIP: 02376R102
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. ALBAUGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. EMBLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW J. HART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALBERTO IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD C. KRAEMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN D. KRONICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR W. DOUGLAS PARKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR RICHARD P. SCHIFTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: American International Group, Inc.
TICKER: AIG CUSIP: 026874784
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN DUPERREAULT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER R. FISHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN H. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SAMUEL J. MERKSAMER ISSUER �� YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LINDA A. MILLS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THERESA M. STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: American Tower Corporation
TICKER: AMT CUSIP: 03027X100
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GUSTAVO LARA CANTU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RAYMOND P. DOLAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT D. HORMATS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CRAIG MACNAB ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID E. SHARBUTT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES D. TAICLET, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SAMME L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Ameriprise Financial, Inc.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES M. CRACCHIOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANNE NEAL BLIXT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AMY DIGESO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY NODDLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT F. SHARPE, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHRISTOPHER J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: Anadarko Petroleum Corporation
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY R. CHASE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID E. CONSTABLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CLAIRE S. FARLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SEAN GOURLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK C. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Apple Inc.
TICKER: AAPL CUSIP: 037833100
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIM COOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AL GORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BOB IGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ART LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RON SUGAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUE WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: DISCLOSE CHARITABLE CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT POLICY TO INCREASE DIVERSITY OF SHAREHOLDER YES AGAINST FOR
SENIOR MANAGEMENT AND BOARD OF DIRECTORS
PROPOSAL #7: PROXY ACCESS AMENDMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: ENGAGE OUTSIDE INDEPENDENT EXPERTS FOR SHAREHOLDER YES AGAINST FOR
COMPENSATION REFORMS
PROPOSAL #9: ADOPT SHARE RETENTION POLICY FOR SENIOR SHAREHOLDER YES AGAINST FOR
EXECUTIVES
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ISSUER: Arrow Electronics, Inc.
TICKER: ARW CUSIP: 042735100
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP K. ASHERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GAIL E. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN N. HANSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M.F. (FRAN) KEETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. KERIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. LONG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN C. PATRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: AT&T Inc.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL A. DI PIAZZA, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT T. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN H. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATTHEW K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CYNTHIA B. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LAURA D'ANDREA TYSON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON INDIRECT POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: Avangrid, Inc.
TICKER: AGR CUSIP: 05351W103
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IGNACIO SANCHEZ GALAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BALDACCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PEDRO AZAGRA BLAZQUEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FELIPE DE JESUS ISSUER YES FOR FOR
CALDERON HINOJOSA
PROPOSAL #1.5: ELECT DIRECTOR ARNOLD L. CHASE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFREDO ELIAS AYUB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAROL L. FOLT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN L. LAHEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANTIAGO MARTINEZ ISSUER YES FOR FOR
GARRIDO
PROPOSAL #1.10: ELECT DIRECTOR JUAN CARLOS REBOLLO ISSUER YES FOR FOR
LICEAGA
PROPOSAL #1.11: ELECT DIRECTOR JOSE SAINZ ARMADA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ALAN D. SOLOMONT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ELIZABETH TIMM ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES P. TORGERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG US, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: APPROVE INCREASE IN THE MINIMUM NUMBER ISSUER YES FOR FOR
OF INDEPENDENT DIRECTORS ON THE BOARD
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ISSUER: AXIS Capital Holdings Limited
TICKER: AXS CUSIP: G0692U109
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL-ANN LISTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. RAMEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILHELM ZELLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE DELOITTE LTD., HAMILTON, BERMUDA ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARTIN S. CRAIGHEAD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM H. EASTER, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANTHONY G. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PIERRE H. JUNGELS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES A. LASH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES W. STEWART ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CHARLES L. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
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ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MATERIAL TERMS OF THE EXECUTIVE ISSUER YES FOR FOR
OFFICER PERFORMANCE GOALS
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ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PIERRE J.P. DE WECK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR THOMAS D. WOODS ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AMEND THE GENERAL CLAWBACK POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: NON-CORE BANKING OPERATIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biogen Inc.
TICKER: BIIB CUSIP: 09062X103
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CAROLINE D. DORSA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NANCY L. LEAMING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD C. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT W. PANGIA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STELIOS PAPADOPOULOS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN S. POSNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHEL VOUNATSOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Properties, Inc.
TICKER: BXP CUSIP: 101121101
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN E. DYKSTRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROL B. EINIGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS T. LINDE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN J. PATRICOF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OWEN D. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARTIN TURCHIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID A. TWARDOCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BP plc
TICKER: BP. CUSIP: 055622104
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BOB DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DR BRIAN GILVARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT NILS ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ALAN BOECKMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DAME ANN DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MELODY MEYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PAULA REYNOLDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT SIR JOHN SAWERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER J. ARDUINI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT J. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GIOVANNI CAFORIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MATTHEW W. EMMENS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR THEODORE R. SAMUELS ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: British American Tobacco plc
TICKER: BATS CUSIP: G1510J102
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #6: RE-ELECT RICHARD BURROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT NICANDRO DURANTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SUE FARR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SAVIO KWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DR PEDRO MALAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DIMITRI PANAYOTOPOULOS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT KIERAN POYNTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT BEN STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT DR MARION HELMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Broadcom Limited
TICKER: AVGO CUSIP: Y09827109
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOCK E. TAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES V. DILLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEWIS C. EGGEBRECHT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH Y. HAO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHECK KIAN LOW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD MACLEOD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER J. MARKS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY SAMUELI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES WITH OR ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Natural Resources Limited
TICKER: CNQ CUSIP: 136385101
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CATHERINE M. BEST, N. MURRAY ISSUER YES FOR FOR
EDWARDS, TIMOTHY W. FAITHFULL, GARY A. FILMON,
CHRISTOPHER L. FONG, GORDON D. GIFFIN, WILFRED A.
GOBERT, STEVE W. LAUT, FRANK J. MCKENNA, DAVID A.
TUER, AND ANNETTE M. VERSCHUREN AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. FILMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. FONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILFRED A. GOBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE W. LAUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. TUER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANNETTE M. VERSCHUREN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital One Financial Corporation
TICKER: COF CUSIP: 14040H105
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD D. FAIRBANK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ANN FRITZ HACKETT ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR BENJAMIN P. JENKINS, III ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR PETER THOMAS KILLALEA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR PIERRE E. LEROY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PETER E. RASKIND ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR BRADFORD H. WARNER ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR CATHERINE G. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celanese Corporation
TICKER: CE CUSIP: 150870103
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEAN S. BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BENNIE W. FOWLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KATHRYN M. HILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID C. PARRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN K. WULFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cenovus Energy Inc.
TICKER: CVE CUSIP: 15135U109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #2.1: ELECT DIRECTOR SUSAN F. DABARNO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PATRICK D. DANIEL ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IAN W. DELANEY ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BRIAN C. FERGUSON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR STEVEN F. LEER ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR RICHARD J. MARCOGLIESE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR CLAUDE MONGEAU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR CHARLES M. RAMPACEK ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR COLIN TAYLOR ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WAYNE G. THOMSON ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR RHONDA I. ZYGOCKI ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cigna Corporation
TICKER: CI CUSIP: 125509109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. CORDANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC J. FOSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISAIAH HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE E. HENNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROMAN MARTINEZ, IV ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONNA F. ZARCONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM D. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 12/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR AMY L. CHANG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES H. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON ARAB AND NON-ARAB EMPLOYEES SHAREHOLDER YES AGAINST FOR
USING EEO-1 CATEGORIES
PROPOSAL #6: ESTABLISH BOARD COMMITTEE ON OPERATIONS SHAREHOLDER YES AGAINST FOR
IN ISRAELI SETTLEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLEN M. COSTELLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DUNCAN P. HENNES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER B. HENRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANZ B. HUMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RENEE J. JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EUGENE M. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM S. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: DEMONSTRATE NO GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: APPOINT A STOCKHOLDER VALUE COMMITTEE SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: CLAW-BACK OF PAYMENTS UNDER RESTATEMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: LIMIT/PROHIBIT ACCELERATED VESTING OF SHAREHOLDER YES AGAINST FOR
AWARDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens Financial Group, Inc.
TICKER: CFG CUSIP: 174610105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE VAN SAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK CASADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE M. CUMMING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY DI IORIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM P. HANKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD W. HANNA, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEO I. "LEE" HIGDON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES J. "BUD" KOCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARTHUR F. RYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIVAN S. SUBRAMANIAM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WENDY A. WATSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARITA ZURAITIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cobalt International Energy, Inc.
TICKER: CIE CUSIP: 19075F106
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR KENNETH W. MOORE ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR MYLES W. SCOGGINS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #7: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cognizant Technology Solutions Corporation
TICKER: CTSH CUSIP: 192446102
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ZEIN ABDALLA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BETSY S. ATKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MAUREEN BREAKIRON-EVANS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JONATHAN CHADWICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN M. DINEEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANCISCO D'SOUZA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN N. FOX, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LEO S. MACKAY, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL PATSALOS-FOX ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT E. WEISSMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES FOR FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comerica Incorporated
TICKER: CMA CUSIP: 200340107
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER A. CREGG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. KEVIN DENICOLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACQUELINE P. KANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD G. LINDNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFRED A. PIERGALLINI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT S. TAUBMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REGINALD M. TURNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL G. VAN DE VEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CommScope Holding Company, Inc.
TICKER: COMM CUSIP: 20337X109
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK M. DRENDEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOANNE M. MAGUIRE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS J. MANNING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concho Resources Inc.
TICKER: CXO CUSIP: 20605P101
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY A. LEACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. EASTER, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. SURMA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConocoPhillips
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD H. AUCHINLECK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JODY L. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GAY HUEY EVANS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RYAN M. LANCE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ARJUN N. MURTI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HARALD J. NORVIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
INCENTIVES ALIGNED WITH LOW CARBON SCENARIOS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVS Health Corporation
TICKER: CVS CUSIP: 126650100
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD M. BRACKEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR C. DAVID BROWN, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALECIA A. DECOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NANCY-ANN M. DEPARLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANNE M. FINUCANE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY J. MERLO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEAN-PIERRE MILLON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARY L. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #7: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: ADOPT QUANTITATIVE RENEWABLE ENERGY SHAREHOLDER YES AGAINST FOR
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: D.R. Horton, Inc.
TICKER: DHI CUSIP: 23331A109
MEETING DATE: 1/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONALD R. HORTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA K. ALLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRAD S. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL R. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL W. HEWATT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delphi Automotive PLC
TICKER: DLPH CUSIP: G27823106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOSEPH S. CANTIE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KEVIN P. CLARK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GARY L. COWGER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR NICHOLAS M. DONOFRIO ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MARK P. FRISSORA ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SEAN O. MAHONEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR TIMOTHY M. MANGANELLO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ANA G. PINCZUK ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR THOMAS W. SIDLIK ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR BERND WIEDEMANN ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR LAWRENCE A. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #13: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dover Corporation
TICKER: DOV CUSIP: 260003108
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER T. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTIANE C. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT A. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ERIC A. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL B. STUBBS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD J. TOBIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN M. TODD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN K. WAGNER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND CHARTER TO REMOVE ARTICLE 15 ISSUER YES FOR FOR
AMENDMENT PROVISION
PROPOSAL #8: AMEND CHARTER TO REMOVE ARTICLE 16 ISSUER YES FOR FOR
AMENDMENT PROVISION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eaton Corporation plc
TICKER: ETN CUSIP: G29183103
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. CRITELLI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD H. FEARON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARTHUR E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEBORAH L. MCCOY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GERALD B. SMITH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DOROTHY C. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES FOR FOR
BRINGING SHAREHOLDER BUSINESS AND MAKING DIRECTOR
NOMINATIONS AT AN ANNUAL GENERAL MEETING
PROPOSAL #4: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: APPROVAL OF OVERSEAS MARKET PURCHASES OF ISSUER YES FOR FOR
THE COMPANY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edison International
TICKER: EIX CUSIP: 281020107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PEDRO J. PIZARRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLEN O. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER J. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRETT WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eli Lilly and Company
TICKER: LLY CUSIP: 532457108
MEETING DATE: 5/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM G. KAELIN, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID A. RICKS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARSCHALL S. RUNGE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entergy Corporation
TICKER: ETR CUSIP: 29364G103
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAUREEN SCANNELL BATEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK J. CONDON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEO P. DENAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIRKLAND H. DONALD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHILIP L. FREDERICKSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD C. HINTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BLANCHE LAMBERT LINCOLN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KAREN A. PUCKETT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR W. J. 'BILLY' TAUZIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REPORT ON DISTRIBUTED RENEWABLE SHAREHOLDER YES AGAINST FOR
GENERATION RESOURCES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Expedia, Inc.
TICKER: EXPE CUSIP: 30212P303
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN C. ATHEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR A. GEORGE "SKIP" BATTLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHELSEA CLINTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAMELA L. COE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR BARRY DILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1f: ELECT DIRECTOR JONATHAN L. DOLGEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CRAIG A. JACOBSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VICTOR A. KAUFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1i: ELECT DIRECTOR PETER M. KERN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DARA KHOSROWSHAHI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1k: ELECT DIRECTOR JOHN C. MALONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1l: ELECT DIRECTOR SCOTT RUDIN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CHRISTOPHER W. SHEAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1n: ELECT DIRECTOR ALEXANDER VON ISSUER YES WITHHOLD AGAINST
FURSTENBERG
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES AGAINST FOR
EXPENDITURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxon Mobil Corporation
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN K. AVERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BOSKIN �� ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRIETTA H. FORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS R. OBERHELMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN S. REINEMUND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DARREN W. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #7: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: AMEND BYLAWS TO PROHIBIT PRECATORY SHAREHOLDER YES AGAINST FOR
PROPOSALS
PROPOSAL #9: DISCLOSE PERCENTAGE OF FEMALES AT EACH SHAREHOLDER YES AGAINST FOR
PERCENTILE OF COMPENSATION
PROPOSAL #10: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: INCREASE RETURN OF CAPITAL TO SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS IN LIGHT OF CLIMATE CHANGE RISKS
PROPOSAL #12: REPORT ON CLIMATE CHANGE POLICIES SHAREHOLDER YES FOR AGAINST
PROPOSAL #13: REPORT ON METHANE EMISSIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth Third Bancorp
TICKER: FITB CUSIP: 316773100
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS K. AKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. EVAN BAYH, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JORGE L. BENITEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHERINE B. BLACKBURN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRY W. BURRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EMERSON L. BRUMBACK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREG D. CARMICHAEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEWELL D. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EILEEN A. MALLESCH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES�� FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ford Motor Company
TICKER: F CUSIP: 345370860
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIMBERLY A. CASIANO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK FIELDS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDSEL B. FORD, II ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM CLAY FORD, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM W. HELMAN, IV ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ELLEN R. MARRAM ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR LYNN M. VOJVODICH ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JOHN S. WEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Resources, Inc.
TICKER: BEN CUSIP: 354613101
MEETING DATE: 2/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARIANN BYERWALTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUPERT H. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK C. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHUTTA RATNATHICAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAURA STEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SETH H. WAUGH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REPORT ON CLIMATE CHANGE POSITION AND SHAREHOLDER YES ABSTAIN AGAINST
PROXY VOTING
PROPOSAL #6: REPORT ON EXECUTIVE PAY AND PROXY VOTING SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genworth Financial, Inc.
TICKER: GNW CUSIP: 37247D106
MEETING DATE: 3/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABDULAZIZ F. AL KHAYYAL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM E. ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSE C. GRUBISICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JEFFREY A. MILLER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harris Corporation
TICKER: HRS CUSIP: 413875105
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. ALBAUGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM M. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER W. CHIARELLI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS A. DATTILO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER B. FRADIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TERRY D. GROWCOCK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VYOMESH I. JOSHI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES C. STOFFEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GREGORY T. SWIENTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCA Holdings, Inc.
TICKER: HCA CUSIP: 40412C101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R. MILTON JOHNSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NANCY-ANN DEPARLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS F. FRIST, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM R. FRIST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANN H. LAMONT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAY O. LIGHT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GEOFFREY G. MEYERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WAYNE J. RILEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: SHAREHOLDERS MAY CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hewlett Packard Enterprise Company
TICKER: HPE CUSIP: 42824C109
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL AMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC L. ANDREESSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. ANGELAKIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KLAUS KLEINFELD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RAYMOND J. LANE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAYMOND E. OZZIE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LIP-BU TAN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hilton Worldwide Holdings Inc.
TICKER: HLT CUSIP: 43300A203
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER J. NASSETTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN D. GRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLENE T. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH A. MCHALE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN G. SCHREIBER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIZABETH A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM J. STEIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HollyFrontier Corporation
TICKER: HFC CUSIP: 436106108
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS Y. BECH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE J. DAMIRIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LELDON E. ECHOLS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. KEVIN HARDAGE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL C. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT J. KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES H. LEE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL E. ROSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Honeywell International Inc.
TICKER: HON CUSIP: 438516106
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DARIUS ADAMCZYK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR WILLIAM S. AYER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR KEVIN BURKE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JUDD GREGG ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR CLIVE HOLLICK ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GRACE D. LIEBLEIN ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #1M: ELECT DIRECTOR ROBIN L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: POLITICAL LOBBYING DISCLOSURE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IHS Inc.
TICKER: IHS CUSIP: 451734107
MEETING DATE: 7/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IHS Markit Ltd.
TICKER: INFO CUSIP: G47567105
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUANN F. ERNST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. FORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingredion Incorporated
TICKER: INGR CUSIP: 457187102
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LUIS ARANGUREN-TRELLEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID B. FISCHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL HANRAHAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RHONDA L. JORDAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BARBARA A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JORGE A. URIBE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DWAYNE A. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intel Corporation
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANEEL BHUSRI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIAN M. KRZANICH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TSU-JAE KING LIU ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID S. POTTRUCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY D. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: POLITICAL CONTRIBUTIONS DISCLOSURE SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intercontinental Exchange, Inc.
TICKER: ICE CUSIP: 45866F104
MEETING DATE: 10/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intercontinental Exchange, Inc.
TICKER: ICE CUSIP: 45866F104
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANN M. CAIRNS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DURIYA M. FAROOQUI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEAN-MARC FORNERI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THE RIGHT HON. THE LORD ISSUER YES FOR FOR
HAGUE OF RICHMOND
PROPOSAL #1f: ELECT DIRECTOR FRED W. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS E. NOONAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FREDERIC V. SALERNO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY C. SPRECHER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #7: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: REPORT ON ASSESSING ENVIRONMENTAL, SHAREHOLDER YES AGAINST FOR
SOCIAL AND GOVERNANCE MARKET DISCLOSURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Paper Company
TICKER: IP CUSIP: 460146103
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. BRONCZEK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AHMET C. DORDUNCU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAY L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STACEY J. MOBLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHRYN D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK S. SUTTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN L. TOWNSEND, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM G. WALTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAY G. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invesco Ltd.
TICKER: IVZ CUSIP: G491BT108
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARAH E. BESHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH R. CANION ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN L. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. ROBERT HENRIKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BEN F. JOHNSON, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENIS KESSLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NIGEL SHEINWALD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR G. RICHARD WAGONER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J.B. Hunt Transport Services, Inc.
TICKER: JBHT CUSIP: 445658107
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS G. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCESCA M. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE GARRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHARILYN S. GASAWAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY C. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BRYAN HUNT, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR COLEMAN H. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN N. ROBERTS, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES L. ROBO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KIRK THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson & Johnson
TICKER: JNJ CUSIP: 478160104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY C. BECKERLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR IAN E. L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK B. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR A. EUGENE WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA B. BAMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TODD A. COMBS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL A. NEAL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
PROPOSAL #7: CLAWBACK AMENDMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #10: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL A SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kansas City Southern
TICKER: KSU CUSIP: 485170302
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LU M. CORDOVA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. DRUTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRENCE P. DUNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTONIO O. GARZA, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID GARZA-SANTOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK J. OTTENSMEYER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kellogg Company
TICKER: K CUSIP: 487836108
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN BRYANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD DREILING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LA JUNE MONTGOMERY ISSUER YES FOR FOR
TABRON
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KeyCorp
TICKER: KEY CUSIP: 493267108
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AUSTIN A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE D. BROUSSARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES P. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY M. CROSBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIZABETH R. GILE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM G. GISEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CARLTON L. HIGHSMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD J. HIPPLE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KRISTEN L. MANOS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DEMOS PARNEROS ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR DAVID K. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kohl's Corporation
TICKER: KSS CUSIP: 500255104
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN MANSELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JONAS PRISING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN E. SCHLIFSKE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ADRIANNE SHAPIRA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK V. SICA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L3 Technologies Inc.
TICKER: LLL CUSIP: 502413107
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CLAUDE R. CANIZARES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS A. CORCORAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANN E. DUNWOODY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEWIS KRAMER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT B. MILLARD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LLOYD W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR H. HUGH SHELTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ARTHUR L. SIMON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL T. STRIANESE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lam Research Corporation
TICKER: LRCX CUSIP: 512807108
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN B. ANSTICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YOUSSEF A. EL-MANSY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE A. HECKART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN G. NEWBERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ABHIJIT Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIH SHYNG (RICK L.) ISSUER YES FOR FOR
TSAI
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lennar Corporation
TICKER: LEN CUSIP: 526057104
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING BOLOTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THERON I. 'TIG' GILLIAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SIDNEY LAPIDUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERI P. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARMANDO OLIVERA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONNA SHALALA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY SONNENFELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lowe's Companies, Inc.
TICKER: LOW CUSIP: 548661107
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA B. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURIE Z. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BERTRAM L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERIC C. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ASSESS CLIMATE BENEFITS AND FEASIBILITY SHAREHOLDER YES AGAINST FOR
OF ADOPTING QUANTITATIVE RENEWABLE PRODUCTION GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M&T Bank Corporation
TICKER: MTB CUSIP: 55261F104
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT D. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. ANGELA BONTEMPO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. JEFFERSON ISSUER YES FOR FOR
CUNNINGHAM, III
PROPOSAL #1.5: ELECT DIRECTOR GARY N. GEISEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. GROSSI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN D. HAWKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEWTON P.S. MERRILL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MELINDA R. RICH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT E. SADLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DENIS J. SALAMONE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID S. SCHARFSTEIN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HERBERT L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ROBERT G. WILMERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Markit Ltd.
TICKER: MRKT CUSIP: G58249106
MEETING DATE: 7/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO IHS MARKIT LTD. ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McKesson Corporation
TICKER: MCK CUSIP: 58155Q103
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WAYNE A. BUDD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR N. ANTHONY COLES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR M. CHRISTINE JACOBS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DONALD R. KNAUSS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARIE L. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD A. MUELLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN R. SALKA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medtronic plc
TICKER: MDT CUSIP: G5960L103
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT C. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDALL J. HOGAN, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELIZABETH G. NABEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR PREETHA REDDY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5a: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5b: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES TO CLARIFY THE BOARD'S ISSUER YES FOR FOR
SOLE AUTHORITY TO DETERMINE ITS SIZE WITHIN THE FIXED
LIMITS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN H. NOSEWORTHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL B. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON RISKS OF DOING BUSINESS IN SHAREHOLDER YES AGAINST FOR
CONFLICT-AFFECTED AREAS
PROPOSAL #8: REPORT ON BOARD OVERSIGHT OF PRODUCT SHAREHOLDER YES AGAINST FOR
SAFETY AND QUALITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Methanex Corporation
TICKER: MX CUSIP: 59151K108
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE AITKEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS ARNELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD BALLOCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP COOK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN FLOREN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS MAHAFFY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. TERENCE (TERRY) ISSUER YES FOR FOR
POOLE
PROPOSAL #1.10: ELECT DIRECTOR JANICE RENNIE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARGARET WALKER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BENITA WARMBOLD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MetLife, Inc.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. HERZOG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFRED F. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DENISE M. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micron Technology, Inc.
TICKER: MU CUSIP: 595112103
MEETING DATE: 1/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. BEYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. MARK DURCAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE N. MONDRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microsoft Corporation
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. GATES, LLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERI L. LIST-STOLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR G. MASON MORFIT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SATYA NADELLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANDRA E. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES W. SCHARF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN W. STANTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PADMASREE WARRIOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Morgan Stanley
TICKER: MS CUSIP: 617446448
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALISTAIR DARLING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. GORMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT H. HERZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NOBUYUKI HIRANO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KLAUS KLEINFELD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMI MISCIK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DENNIS M. NALLY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RYOSUKE TAMAKOSHI ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #7: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #8: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Murphy Oil Corporation
TICKER: MUR CUSIP: 626717102
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR T. JAY COLLINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. COSSE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAIBORNE P. DEMING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE R. DICKERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER W. JENKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELISABETH W. KELLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES V. KELLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WALENTIN MIROSH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. MADISON MURPHY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEFFREY W. NOLAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR NEAL E. SCHMALE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mylan N.V.
TICKER: MYL CUSIP: N59465109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR HEATHER BRESCH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR WENDY CAMERON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT J. CINDRICH ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT J. COURY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOELLEN LYONS DILLON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR NEIL DIMICK ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MELINA HIGGINS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR RAJIV MALIK ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR MARK W. PARRISH ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR RANDALL L. (PETE) ISSUER YES FOR FOR
VANDERVEEN
PROPOSAL #1K: ELECT DIRECTOR SJOERD S. VOLLEBREGT ISSUER YES FOR FOR
PROPOSAL #2: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INSTRUCTION TO DELOITTE ACCOUNTANTS B.V. ISSUER YES FOR FOR
FOR THE AUDIT OF THE COMPANY'S DUTCH STATUTORY
ANNUAL ACCOUNTS FOR FISCAL YEAR 2017
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: AUTHORIZE REPURCHASE OF SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newell Brands Inc.
TICKER: NWL CUSIP: 651229106
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR IAN G.H. ASHKEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS E. CLARKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN C. CONROY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT S. COWEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL T. COWHIG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DOMENICO DE SOLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN E. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROS L'ESPERANCE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL B. POLK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN J. STROBEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL A. TODMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAYMOND G. VIAULT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NextEra Energy, Inc.
TICKER: NEE CUSIP: 65339F101
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHERRY S. BARRAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES L. CAMAREN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH B. DUNN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NAREN K. GURSAHANEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KIRK S. HACHIGIAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES L. ROBO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RUDY E. SCHUPP ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN L. SKOLDS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Telegraph & Telephone Corp.
TICKER: 9432 CUSIP: J59396101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norwegian Cruise Line Holdings Ltd.
TICKER: NCLH CUSIP: G66721104
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID M. ABRAMS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN W. CHIDSEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RUSSELL W. GALBUT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NXP Semiconductors NV
TICKER: NXPI CUSIP: N6596X109
MEETING DATE: 1/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3a: ELECT STEVE MOLLENKOPF AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT DEREK K ABERLE AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT GEORGE S DAVIS AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT DONALD J ROSENBERG AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3e: ELECT BRIAN MODOFF AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5a: APPROVE ASSET SALE RE: OFFER BY ISSUER YES FOR FOR
QUALCOMM
PROPOSAL #5b: APPROVE DISSOLUTION OF NXP ISSUER YES FOR FOR
PROPOSAL #6a: AMEND ARTICLE POST-ACCEPTANCE RE: OFFER ISSUER YES FOR FOR
BY QUALCOMM
PROPOSAL #6b: AMEND ARTICLES POST-DELISTING RE: OFFER ISSUER YES FOR FOR
BY QUALCOMM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NXP Semiconductors NV
TICKER: NXPI CUSIP: N6596X109
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.c: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.d: APPROVE DISCHARGE OF BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #3.a: REELECT RICHARD L. CLEMMER AS ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.b: REELECT PETER BONFIELD AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.c: REELECT JOHANNES P. HUTH AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.d: REELECT KENNETH A. GOLDMAN AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.e: REELECT MARION HELMES AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.f: REELECT JOSEPH KAESER AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.g: REELECT IAN LORING AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.h: REELECT ERIC MEURICE AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.i: REELECT PETER SMITHAM AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.j: REELECT JULIE SOUTHERN AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.k: REELECT GREGORY SUMME AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #4.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 4.A
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: APPROVE CANCELLATION OF ORDINARY SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omnicom Group Inc.
TICKER: OMC CUSIP: 681919106
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. WREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT CHARLES CLARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEONARD S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN S. DENISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH J. KISSIRE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN R. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN R. PURCELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LINDA JOHNSON RICE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR VALERIE M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oracle Corporation
TICKER: ORCL CUSIP: 68389X105
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAFRA A. CATZ �� ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE J. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HECTOR GARCIA-MOLINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY O. HENLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK V. HURD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RENEE J. JAMES ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LEON E. PANETTA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR NAOMI O. SELIGMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parker-Hannifin Corporation
TICKER: PH CUSIP: 701094104
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE C. BANKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA S. HARTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. KOHLHEPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN A. LOBO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KLAUS-PETER MULLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CANDY M. OBOURN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH SCAMINACE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WOLFGANG R. SCHMITT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR AKE SVENSSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES R. VERRIER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES L. WAINSCOTT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: REQUIRE ADVANCE NOTICE FOR SHAREHOLDER ISSUER YES FOR FOR
NOMINATIONS
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pfizer Inc.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCES D. FERGUSSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HELEN H. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: AMEND BYLAWS - CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PG&E Corporation
TICKER: PCG CUSIP: 69331C108
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS CHEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEH C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD C. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. MESERVE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FORREST E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROSENDO G. PARRA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ANNE SHEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GEISHA J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: CEASE CHARITABLE CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Natural Resources Company
TICKER: PXD CUSIP: 723787107
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDISON C. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW F. CATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY L. DOVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP A. GOBE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY R. GRILLOT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STACY P. METHVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROYCE W. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK A. RISCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT D. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MONA K. SUTPHEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL D. WORTLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON ANNUAL SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPG Industries, Inc.
TICKER: PPG CUSIP: 693506107
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. ANGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH GRANT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Principal Financial Group, Inc.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BETSY J. BERNARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOCELYN CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS H. FERRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT M. MILLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Public Storage
TICKER: PSA CUSIP: 74460D109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAMARA HUGHES GUSTAVSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URI P. HARKHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LESLIE S. HEISZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. WAYNE HUGHES, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD P. SPOGLI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL C. STATON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUALCOMM Incorporated
TICKER: QCOM CUSIP: 747525103
MEETING DATE: 3/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY W. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL E. JACOBS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK D. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVE MOLLENKOPF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CLARK T. "SANDY" RANDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1j: ELECT DIRECTOR FRANCISCO ROS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANTHONY J. VINCIQUERRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS �� ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS AMENDMENTS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ralph Lauren Corporation
TICKER: RL CUSIP: 751212101
MEETING DATE: 8/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK A. BENNACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL L. FLEISHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HUBERT JOLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raymond James Financial, Inc.
TICKER: RJF CUSIP: 754730109
MEETING DATE: 2/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES G. VON ISSUER YES FOR FOR
ARENTSCHILDT
PROPOSAL #1.2: ELECT DIRECTOR SHELLEY G. BROADER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY N. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BENJAMIN C. ESTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCIS S. GODBOLD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GORDON L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL C. REILLY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT P. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raytheon Company
TICKER: RTN CUSIP: 755111507
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TRACY A. ATKINSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT E. BEAUCHAMP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VERNON E. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN J. HADLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LETITIA A. LONG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE R. OLIVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES A. WINNEFELD, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regions Financial Corporation
TICKER: RF CUSIP: 7591EP100
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROLYN H. BYRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID J. COOPER, SR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DON DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SAMUEL A. DI PIAZZA, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR O. B. GRAYSON HALL, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN W. MATLOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHARLES D. MCCRARY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES T. PROKOPANKO ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR LEE J. STYSLINGER, III ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JOSE S. SUQUET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: 780259206
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT CATHERINE HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ROBERTO SETUBAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BEN VAN BEURDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT EULEEN GOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIR NIGEL SHEINWALD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JESSICA UHL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT GERRIT ZALM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: REQUEST SHELL TO SET AND PUBLISH SHAREHOLDER YES AGAINST FOR
TARGETS FOR REDUCING GREENHOUSE GAS (GHG) EMISSIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seagate Technology plc
TICKER: STX CUSIP: G7945M107
MEETING DATE: 10/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN J. LUCZO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MEI-WEI CHENG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAY L. GELDMACHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAMBISA F. MOYO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHONG SUP PARK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHANIE TILENIUS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EDWARD J. ZANDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6A: APPROVE PROPOSED AMENDMENTS TO THE ISSUER YES FOR FOR
COMPANY'S ARTICLES OF ASSOCIATION
PROPOSAL #6B: APPROVE PROPOSED AMENDMENTS TO THE ISSUER YES FOR FOR
COMPANY'S MEMORANDUM OF ASSOCIATION
PROPOSAL #7A: ADOPT PLURALITY VOTING FOR CONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #7B: AMEND ARTICLES RE: SETTING THE SIZE OF ISSUER YES FOR FOR
THE BOARD
PROPOSAL #8: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sensata Technologies Holding N.V.
TICKER: ST CUSIP: N7902X106
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PAUL EDGERLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT MARTHA SULLIVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT BEDA BOLZENIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT JAMES E. HEPPELMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT CHARLES W. PEFFER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT KIRK P. POND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT CONSTANCE E. SKIDMORE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT ANDREW TEICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT THOMAS WROE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT STEPHEN ZIDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3b: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #5: GRANT BOARD AUTHORITY TO REPURCHASE ISSUER YES FOR FOR
SHARES
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: CHANGE LOCATION OF REGISTERED OFFICE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SES SA
TICKER: 008808732 CUSIP: L8300G135
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #7: APPROVE CONSOLIDATED AND INDIVIDUAL ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #11: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #12a1: ELECT MARC BEULS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12a2: ELECT MARCUS BICKNELL AS DIRECTOR �� ISSUER YES FOR FOR
PROPOSAL #12a3: ELECT RAMU POTARAZU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12a4: ELECT KAJ-ERIK RELANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12a5: ELECT ANNE-CATHERINE RIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12a6: ELECT JEAN-PAUL ZENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE PRINCIPLES RELATING TO THE ISSUER YES FOR FOR
ACQUISITION OF CONDITIONAL SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sky plc
TICKER: SKY CUSIP: G8212B105
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JEREMY DARROCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ANDREW GRIFFITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT TRACY CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MARTIN GILBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ADINE GRATE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MATTHIEU PIGASSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANDY SUKAWATY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JAMES MURDOCH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: RE-ELECT CHASE CAREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JOHN NALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORISE THEIR REMUNERATION
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skyworks Solutions, Inc.
TICKER: SWKS CUSIP: 83088M102
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN L. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. FUREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LIAM K. GRIFFIN ISSUER YES �� FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID P. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. MCLACHLAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwestern Energy Company
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. KEHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELLIOTT PEW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRY W. RATHERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM J. WAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: PROXY VOTING TABULATION SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stanley Black & Decker, Inc.
TICKER: SWK CUSIP: 854502101
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA J. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARLOS M. CARDOSO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA A. CREW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. HANKIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. LOREE ISSUER YES FOR �� FOR
PROPOSAL #1.9: ELECT DIRECTOR MARIANNE M. PARRS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Staples, Inc.
TICKER: SPLS CUSIP: 855030102
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DREW G. FAUST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CURTIS FEENY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL-HENRI FERRAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SHIRA GOODMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEBORAH A. HENRETTA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KUNAL S. KAMLANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN F. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT E. SULENTIC ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VIJAY VISHWANATH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL F. WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Street Corporation
TICKER: STT CUSIP: 857477103
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETT F. BURNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK DE SAINT-AIGNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LYNN A. DUGLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMELIA C. FAWCETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM C. FREDA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LINDA A. HILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH L. HOOLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SEAN O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD P. SERGEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TE Connectivity Ltd.
TICKER: TEL CUSIP: H84989104
MEETING DATE: 3/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PIERRE R. BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRENCE R. CURTIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL A. ('JOHN') ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1d: ELECT DIRECTOR WILLIAM A. JEFFREY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR YONG NAM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DANIEL J. PHELAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ABHIJIT Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK C. TRUDEAU ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN C. VAN SCOTER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ELECT BOARD CHAIRMAN THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DANIEL J. PHELAN AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE
PROPOSAL #3b: ELECT PAULA A. SNEED AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE
PROPOSAL #3c: ELECT JOHN C. VAN SCOTER AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE
PROPOSAL #4: DESIGNATE RENE SCHWARZENBACH AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.1: ACCEPT ANNUAL REPORT FOR FISCAL YEAR ISSUER YES FOR FOR
ENDED SEPTEMBER 30, 2016
PROPOSAL #5.2: ACCEPT STATUTORY FINANCIAL STATEMENTS ISSUER YES FOR FOR
FOR FISCAL YEAR ENDED SEPTEMBER 30, 2016
PROPOSAL #5.3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR FISCAL YEAR ENDED SEPTEMBER 30, 2016
PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7.1: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017
PROPOSAL #7.2: RATIFY DELOITTE AG AS SWISS REGISTERED ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7.3: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
SPECIAL AUDITORS
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #10: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF EXECUTIVE MANAGEMENT
PROPOSAL #12: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF BOARD OF DIRECTORS
PROPOSAL #13: APPROVE ALLOCATION OF AVAILABLE ISSUER YES FOR FOR
EARNINGS AT SEPTEMBER 30, 2016
PROPOSAL #14: APPROVE DECLARATION OF DIVIDEND ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REDUCTION OF SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #17: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Allstate Corporation
TICKER: ALL CUSIP: 020002101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERMIT R. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SIDDHARTH N. (BOBBY) ISSUER YES FOR FOR
MEHTA
PROPOSAL #1d: ELECT DIRECTOR JACQUES P. PEROLD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANDREA REDMOND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARY ALICE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: LEAD DIRECTOR QUALIFICATIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: POLITICAL CONTRIBUTIONS DISCLOSURE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bank Of Nova Scotia
TICKER: BNS CUSIP: 064149107
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORA A. AUFREITER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUILLERMO E. BABATZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT B. BONHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES H. DALLARA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM R. FATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIFF MACKLEM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS C. O'NEILL �� ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDUARDO PACHECO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN J. PORTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR UNA M. POWER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR AARON W. REGENT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR INDIRA V. SAMARASEKERA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SUSAN L. SEGAL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR BARBARA S. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR L. SCOTT THOMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP1: ADOPT A POLICY OF WITHDRAWAL FROM SHAREHOLDER YES AGAINST FOR
TAX HAVENS OR LOW TAX JURISDICTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goldman Sachs Group, Inc.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK A. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAKSHMI N. MITTAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER OPPENHEIMER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID A. VINIAR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK O. WINKELMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Interpublic Group of Companies, Inc.
TICKER: IPG CUSIP: 460690100
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOCELYN CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. JOHN GREENIAUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY J. STEELE ISSUER YES FOR FOR
GUILFOILE
PROPOSAL #1.4: ELECT DIRECTOR DAWN HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM T. KERR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID M. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The PNC Financial Services Group, Inc.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARJORIE RODGERS ISSUER YES FOR FOR
CHESHIRE
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW T. FELDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL R. HESSE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: PREPARE EMPLOYMENT DIVERSITY REPORT AND SHAREHOLDER YES AGAINST FOR
REPORT ON DIVERSITY POLICIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The TJX Companies, Inc.
TICKER: TJX CUSIP: 872540109
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZEIN ABDALLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE B. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID T. CHING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERNIE HERRMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACKWYN L. NEMEROV ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLOW B. SHIRE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: INCLUDE DIVERSITY AS A PERFORMANCE SHAREHOLDER YES AGAINST FOR
METRIC
PROPOSAL #8: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REPORT ON GENDER, RACE, OR ETHNICITY PAY SHAREHOLDER YES AGAINST FOR
GAP
PROPOSAL #10: REPORT ON NET-ZERO GREENHOUSE GAS SHAREHOLDER YES AGAINST FOR
EMISSIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toll Brothers, Inc.
TICKER: TOL CUSIP: 889478103
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT I. TOLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. YEARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD G. BOEHNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. BRAEMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL B. MARBACH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. MCLEAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN A. NOVICK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL E. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Torchmark Corporation
TICKER: TMK CUSIP: 891027104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR �� FOR
PROPOSAL #1.2: ELECT DIRECTOR MARILYN A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. BOREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE M. BUCHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY L. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY M. HUTCHISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT W. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN P. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LLOYD W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DARREN M. REBELEZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAMAR C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAUL J. ZUCCONI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UBS GROUP AG
TICKER: UBSG CUSIP: H42097107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.60 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVES
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 71.9 MILLION
PROPOSAL #5: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 31.5 MILLION
PROPOSAL #6.1a: REELECT AXEL WEBER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #6.1b: REELECT MICHEL DEMARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1c: REELECT DAVID SIDWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1d: REELECT RETO FRANCIONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1e: REELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1f: REELECT WILLIAM PARRETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1g: REELECT ISABELLE ROMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1h: REELECT ROBERT SCULLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1i: REELECT BEATRICE WEDER DI MAURO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1j: REELECT DIETER WEMMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT JULIE RICHARDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3.1: APPOINT ANN GODBEHERE AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3.2: APPOINT MICHEL DEMARE AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3.3: APPOINT RETO FRANCIONI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3.4: APPOINT WILLIAM PARRETT AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7: APPROVE MAXIMUM REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 14 MILLION
PROPOSAL #8.1: DESIGNATE ADB ALTORFER DUSS & ISSUER YES FOR FOR
BEILSTEIN AG AS INDEPENDENT PROXY
PROPOSAL #8.2: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UnitedHealth Group Incorporated
TICKER: UNH CUSIP: 91324P102
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD T. BURKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN J. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KENNETH I. SHINE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unum Group
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE H. BUNTING, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR E. MICHAEL CAULFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA L. EGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAMELA H. GODWIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY F. KEANEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. MCKENNEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RONALD P. O'HANLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANCIS J. SHAMMO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valero Energy Corporation
TICKER: VLO CUSIP: 91913Y100
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIMBERLY S. GREENE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBORAH P. MAJORAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD L. NICKLES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHILIP J. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN KAUFMAN PURCELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RANDALL J. WEISENBURGER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: VF Corporation
TICKER: VFC CUSIP: 918204108
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD T. CARUCCI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIANA L. CHUGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENNO DORER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK S. HOPLAMAZIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. HURST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA W. LANG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ALAN MCCOLLOUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN E. RENDLE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CAROL L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MATTHEW J. SHATTOCK ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ERIC C. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: Voya Financial, Inc.
TICKER: VOYA CUSIP: 929089100
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LYNNE BIGGAR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANE P. CHWICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR J. BARRY GRISWELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FREDERICK S. HUBBELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RODNEY O. MARTIN, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BYRON H. POLLITT, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH V. TRIPODI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID ZWIENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Wal-Mart Stores, Inc.
TICKER: WMT CUSIP: 931142103
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARLA A. HARRIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARISSA A. MAYER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. DOUGLAS MCMILLON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGORY B. PENNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN S REINEMUND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KEVIN Y. SYSTROM ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR S. ROBSON WALTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEUART L. WALTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR �� FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
PROPOSAL #7: REQUIRE INDEPENDENT DIRECTOR NOMINEE SHAREHOLDER YES AGAINST FOR
WITH ENVIRONMENTAL EXPERIENCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELIZABETH A. DUKE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KAREN B. PEETZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FEDERICO F. PEÑA ISSUER YES AGAINST AGAINST
PROPOSAL #1j: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES AGAINST AGAINST
PROPOSAL #1l: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR TIMOTHY J. SLOAN ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR SUZANNE M. VAUTRINOT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REVIEW AND REPORT ON BUSINESS STANDARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON DIVESTING NON-CORE BUSINESS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: ADOPT GLOBAL POLICY REGARDING THE SHAREHOLDER YES AGAINST FOR
RIGHTS OF INDIGENOUS PEOPLE
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ISSUER: Weyerhaeuser Company
TICKER: WY CUSIP: 962166104
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICK R. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARA GROOTWASSINK LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. MORGAN, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NICOLE W. PIASECKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC F. RACICOT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE A. SELZER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOYLE R. SIMONS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. MICHAEL STEUERT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Willis Towers Watson Public Limited Company
TICKER: WLTW CUSIP: G96629103
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANNA C. CATALANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VICTOR F. GANZI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. HALEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WENDY E. LANE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES F. MCCANN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRENDAN R. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAYMIN PATEL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LINDA D. RABBITT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL THOMAS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEFFREY W. UBBEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILHELM ZELLER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #6A: ADOPT PLURALITY VOTING FOR CONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6B: ESTABLISH RANGE FOR SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7A: AMEND ADVANCE NOTICE PROVISIONS AND ISSUER YES FOR FOR
MAKE CERTAIN ADMINISTRATIVE AMENDMENTS
PROPOSAL #7B: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: RENEW THE BOARD'S AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES UNDER IRISH LAW
PROPOSAL #9: RENEW THE BOARD'S AUTHORITY TO OPT-OUT ISSUER YES FOR FOR
OF STATUTORY PRE-EMPTIONS RIGHTS
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ISSUER: XL Group Ltd
TICKER: XL CUSIP: G98294104
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAMANI AYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALE R. COMEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLAUS-MICHAEL DILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT R. GLAUBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH MAURIELLO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL S. MCGAVICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EUGENE M. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLAYTON S. ROSE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANNE STEVENS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN M. VEREKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zions Bancorporation
TICKER: ZION CUSIP: 989701107
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JERRY C. ATKIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GARY L. CRITTENDEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SUREN K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR J. DAVID HEANEY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR VIVIAN S. LEE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR EDWARD F. MURPHY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR STEPHEN D. QUINN ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR HARRIS H. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR BARBARA A. YASTINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD WINDSOR FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 30, 2017
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on October 4, 2016,
see File Number 33-32548. Incorporated by Reference.