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  • 6-K Filing

HSBC (HSBC) 6-KDirector/pdmr Shareholding

Filed: 24 Sep 21, 1:22pm
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    SEC
    • 6-K Current report (foreign)
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    FORM 6-K
     
    SECURITIES AND EXCHANGE COMMISSION
     
    Washington, D.C. 20549
     
     
     
    Report of Foreign Private Issuer
     
    Pursuant to Rule 13a - 16 or 15d - 16 of
     
    the Securities Exchange Act of 1934
     
     
     
    For the month of September
     
    HSBC Holdings plc
     
    42nd Floor, 8 Canada Square, London E14 5HQ, England
     
    (Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
     
    Form 20-F X Form 40-F  
     
    (Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
     
    Yes  No X
     
    (If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).
     
     
     
      
     
    HSBC HOLDINGS PLC
     
    24 September 2021
     
    Notification of Transactions by Persons Discharging Managerial Responsibilities
     
    Matching awards (the "Awards") of ordinary shares of US$0.50 each (the "Shares") in HSBC Holdings plc (the "Company") were granted under the HSBC International Employee Share Purchase Plan.
     
    The Awards vested on 22 September 2021 and the following transactions took place in London and Hong Kong respectively:
     
    Name
     
    Total number of Shares vested1
     
    Number of Shares sold on 22 September at £3.64892 per Share2
     
    Net Shares vested
     
    Nuno Matos
     
    154.000862.667991.3329
    Surendra Rosha
     
    130.232417.3970112.8354
     
     
    Name
     
    Total number of Shares vested1
     
    Number of Shares sold on 23 September at HKD39.3154 per Share2,3
     
    Net Shares vested
     
    Surendra Rosha
     
    25.76823.4424222.32578
     
    1 The price for the Awards is based on the closing Share price on the London Stock Exchange and Hong Kong Stock Exchange on 21 September 2021.
    2 Includes shares sold to cover withholding tax.
    3 As it was a public holiday in Hong Kong on 22 September 2021 and the Hong Kong Stock Exchange was closed, shares to cover withholding tax were sold on 23 September 2021.
     
    The following disclosures are made in accordance with the UK version of the EU Market Abuse Regulation 596/2014.
     
    1 - Details of the person discharging managerial responsibilities / person closely associated
     
    Name of natural personNuno Matos 
       
    2 - Reason for the notification
     
    Position/statusChief Executive, Wealth and Personal Banking
      
    Initial notification/amendment
     
    Initial Notification
     
      
    3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
     
    Full name of the entityHSBC Holdings plc
      
    Legal Entity Identifier codeMLU0ZO3ML4LN2LL2TL39
      
    4 - Details of the transaction(s)
     
    Transaction(s) summary table
     
     Date of TransactionFinancial InstrumentIdentification CodePlace of TransactionCurrency 
     2021-09-22Ordinary shares of US$0.50 eachGB0005405286London Stock Exchange, Main Market (XLON)GBP - British Pound 
     
    Nature of Transaction:
     
    Acquisition under the HSBC International Employee Share Purchase Plan
     
    Price
     
    Volume
    Total
     
     
      £3.60154.0008£554.02 
     Aggregated£3.598154.0008£554.02 
           
     Date of TransactionFinancial InstrumentIdentification CodePlace of TransactionCurrency 
     2021-09-22Ordinary shares of US$0.50 eachGB0005405286London Stock Exchange, Main Market (XLON)GBP - British Pound 
     
    Nature of Transaction:
     
    Disposal
     
    Price
     
    Volume
    Total
     
     
      £3.6562.6679£228.67 
     Aggregated£3.64962.6679£228.67 
             
     
     
    1 - Details of the person discharging managerial responsibilities / person closely associated
     
    Name of natural personSurendra Rosha 
       
    2 - Reason for the notification
     
    Position/statusCo-Chief Executive of Asia Pacific and The Hongkong and Shanghai Banking Corporation Limited
      
    Initial notification/amendment
     
    Initial Notification
     
      
    3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
     
    Full name of the entityHSBC Holdings plc
      
    Legal Entity Identifier codeMLU0ZO3ML4LN2LL2TL39
      
    4 - Details of the transaction(s)
     
    Transaction(s) summary table
     
     
     Date of TransactionFinancial InstrumentIdentification CodePlace of TransactionCurrency 
     2021-09-22Ordinary shares of US$0.50 eachGB0005405286London Stock Exchange, Main Market (XLON)GBP - British Pound 
     
    Nature of Transaction:
     
    Acquisition under the HSBC International Employee Share Purchase Plan
     
    Price
     
    Volume
    Total
     
     
      £3.60130.2324£468.51 
     Aggregated£3.598130.2324£468.51 
           
     Date of TransactionFinancial InstrumentIdentification CodePlace of TransactionCurrency 
     2021-09-22Ordinary shares of US$0.50 eachGB0005405286London Stock Exchange, Main Market (XLON)GBP - British Pound 
     
    Nature of Transaction:
     
    Disposal
     
    Price
     
    Volume
    Total
     
     
      £3.6517.3970£63.48 
     Aggregated£3.64917.3970£63.48 
           
     Date of TransactionFinancial InstrumentIdentification CodePlace of TransactionCurrency 
     2021-09-22Ordinary shares of US$0.50 eachGB0005405286Hong Kong Stock ExchangeHKD - Hong Kong Dollar 
     
    Nature of Transaction:
     
    Acquisition under the HSBC International Employee Share Purchase Plan
     
    Price
     
    Volume
    Total
     
     
      HKD38.8025.7682HKD999.81 
     AggregatedHKD38.8025.7682HKD999.81 
           
     Date of TransactionFinancial InstrumentIdentification CodePlace of TransactionCurrency 
     2021-09-23Ordinary shares of US$0.50 eachGB0005405286Hong Kong Stock ExchangeHKD - Hong Kong Dollar 
     
    Nature of Transaction:
     
    Disposal
     
    Price
     
    Volume
    Total
     
     
      HKD39.323.44242HKD135.34 
     AggregatedHKD39.3153.44242HKD135.34 
              
     
     
    For any queries related to this notification, please contact: 
     
    Lee Davis
    Shareholder Services
    020 7991 3048
     
     
     
     
     
     
     
    SIGNATURE
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
     
     
     
    HSBC Holdings plc
      
     By:
     Name: Aileen Taylor
     Title: Group Company Secretary and Chief Governance Officer
      
     
    Date: 24 September 2021
     
     
     
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