United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09439
Prudential Investment Portfolios 5
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Patrick McGuinness, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: (973) 716-6422
Date of fiscal year end: July 31
Date of reporting period: 7/1/2019 through 6/30/2020
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-09439
Registrant Name: Prudential Investment Portfolios 5
Reporting Period: 07/01/2019 - 06/30/2020
PGIM 60/40 Allocation Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
PGIM Jennison Diversified Growth Fund - Sub-Adviser: Jennison
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ADOBE INC
Meeting Date: APR 09, 2020
Record Date: FEB 12, 2020
Meeting Type: ANNUAL | Ticker: ADBE
Security ID: 00724F101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Amy L. Banse | Management | For | For |
| 1B | Elect Frank A. Calderoni | Management | For | For |
| 1C | Elect James E. Daley | Management | For | For |
| 1D | Elect Laura Desmond | Management | For | For |
| 1E | Elect Charles M. Geschke | Management | For | For |
| 1F | Elect Shantanu Narayen | Management | For | For |
| 1G | Elect Kathleen Oberg | Management | For | For |
| 1H | Elect Dheeraj Pandey | Management | For | For |
| 1I | Elect David A. Ricks | Management | For | For |
| 1J | Elect Daniel Rosensweig | Management | For | For |
| 1K | Elect John E. Warnock | Management | For | For |
| 2 | Approval of the 2020 Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
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ADYEN NV
Meeting Date: DEC 06, 2019
Record Date: NOV 08, 2019
Meeting Type: SPECIAL | Ticker:
Security ID: N3501V104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mariette Bianca Swart to the Management Board | Management | For | For |
| 2 | Elect Kamran Zaki to the Management Board | Management | For | For |
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ADYEN NV
Meeting Date: JAN 14, 2020
Record Date: DEC 17, 2019
Meeting Type: SPECIAL | Ticker:
Security ID: N3501V104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Joep van Beurden to the Supervisory Board | Management | For | For |
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ADYEN NV
Meeting Date: MAY 26, 2020
Record Date: APR 28, 2020
Meeting Type: ANNUAL | Ticker:
Security ID: N3501V104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Remuneration Report | Management | For | For |
| 2 | Accounts and Reports | Management | For | For |
| 3 | Management Board Remuneration Policy | Management | For | For |
| 4 | Supervisory Board Remuneration Policy | Management | For | For |
| 5 | Ratification of Management Board Acts | Management | For | For |
| 6 | Ratification of Supervisory Board Acts | Management | For | For |
| 7 | Elect Pieter Sipko Overmars to the Supervisory Board | Management | For | For |
| 8 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 9 | Authority to Suppress Preemptive Rights | Management | For | For |
| 10 | Authority to Repurchase Shares | Management | For | For |
| 11 | Appointment of Auditor | Management | For | For |
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AIR LEASE CORP
Meeting Date: MAY 06, 2020
Record Date: MAR 10, 2020
Meeting Type: ANNUAL | Ticker: AL
Security ID: 00912X302
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Matthew J. Hart | Management | For | For |
| 1B | Elect Cheryl Gordon Krongard | Management | For | For |
| 1C | Elect Marshall O. Larsen | Management | For | For |
| 1D | Elect Susan McCaw | Management | For | For |
| 1E | Elect Robert A. Milton | Management | For | For |
| 1F | Elect John L. Plueger | Management | For | For |
| 1G | Elect Ian M. Saines | Management | For | For |
| 1H | Elect Steven F. Udvar-Hazy | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
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ALIBABA GROUP HOLDING LTD
Meeting Date: JUL 15, 2019
Record Date: JUN 07, 2019
Meeting Type: ANNUAL | Ticker: BABA
Security ID: 01609W102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Share Subdivision | Management | For | For |
| 2 | Elect Daniel Yong ZHANG | Management | For | For |
| 3 | Elect Chee Hwa Tung | Management | For | For |
| 4 | Elect Jerry YANG Chih-Yuan | Management | For | For |
| 5 | Elect Wan Ling Martello | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
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ALPHABET INC
Meeting Date: JUN 03, 2020
Record Date: APR 07, 2020
Meeting Type: ANNUAL | Ticker: GOOGL
Security ID: 02079K305
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Larry Page | Management | For | For |
| 1.2 | Elect Sergey Brin | Management | For | For |
| 1.3 | Elect Sundar Pichai | Management | For | For |
| 1.4 | Elect John L. Hennessy | Management | For | For |
| 1.5 | Elect Frances H. Arnold | Management | For | For |
| 1.6 | Elect L. John Doerr | Management | For | For |
| 1.7 | Elect Roger W. Ferguson, Jr. | Management | For | For |
| 1.8 | Elect Ann Mather | Management | For | For |
| 1.9 | Elect Alan R. Mulally | Management | For | Withhold |
| 1.10 | Elect K. Ram Shriram | Management | For | For |
| 1.11 | Elect Robin L. Washington | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2012 Stock Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding the Establishment of a Human Rights Risk Oversight Committee | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Report on Government Takedown Requests | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 12 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Report on Whistleblower Policies | Shareholder | Against | Against |
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AMAZON.COM INC.
Meeting Date: MAY 27, 2020
Record Date: APR 02, 2020
Meeting Type: ANNUAL | Ticker: AMZN
Security ID: 023135106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Jeffrey P. Bezos | Management | For | For |
| 1B | Elect Rosalind G. Brewer | Management | For | For |
| 1C | Elect Jamie S. Gorelick | Management | For | For |
| 1D | Elect Daniel P. Huttenlocher | Management | For | For |
| 1E | Elect Judith A. McGrath | Management | For | For |
| 1F | Elect Indra K. Nooyi | Management | For | For |
| 1G | Elect Jonathan J. Rubinstein | Management | For | For |
| 1H | Elect Thomas O. Ryder | Management | For | For |
| 1I | Elect Patricia Q. Stonesifer | Management | For | For |
| 1J | Elect Wendell P. Weeks | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Management | For | For |
| 5 | Shareholder Proposal Regarding Report on Food Waste | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Report on Customer Due Diligence | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | Shareholder | Against | For |
| 9 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Report on Community Impacts | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Report on Viewpoint Discrimination | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Report on Promotion Data | Shareholder | Against | For |
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Human Rights Impact Assessment | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
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AMC NETWORKS INC
Meeting Date: JUN 11, 2020
Record Date: APR 13, 2020
Meeting Type: ANNUAL | Ticker: AMCX
Security ID: 00164V103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Jonathan F. Miller | Management | For | For |
| 1.2 | Elect Leonard Tow | Management | For | For |
| 1.3 | Elect David E. Van Zandt | Management | For | For |
| 1.4 | Elect Carl E. Vogel | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Amendment to the 2016 Employee Stock Plan | Management | For | For |
| 5 | Amendment to the 2011 Stock Plan for Non-Employee Directors | Management | For | For |
| 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
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AMERIPRISE FINANCIAL INC
Meeting Date: APR 29, 2020
Record Date: MAR 02, 2020
Meeting Type: ANNUAL | Ticker: AMP
Security ID: 03076C106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1A | Elect James M. Cracchiolo | Management | For | For |
| 1B | Elect Dianne Neal Blixt | Management | For | For |
| 1C | Elect Amy DiGeso | Management | For | For |
| 1D | Elect Lon R. Greenberg | Management | For | For |
| 1E | Elect Jeffrey Noddle | Management | For | For |
| 1F | Elect Robert F. Sharpe, Jr. | Management | For | For |
| 1G | Elect Brian T. Shea | Management | For | For |
| 1H | Elect W. Edward Walter | Management | For | For |
| 1I | Elect Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
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AMGEN INC.
Meeting Date: MAY 19, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: AMGN
Security ID: 031162100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Wanda M. Austin | Management | For | For |
| 1B | Elect Robert A. Bradway | Management | For | For |
| 1C | Elect Brian J. Druker | Management | For | For |
| 1D | Elect Robert A. Eckert | Management | For | For |
| 1E | Elect Greg C. Garland | Management | For | For |
| 1F | Elect Fred Hassan | Management | For | For |
| 1G | Elect Charles M. Holley, Jr. | Management | For | For |
| 1H | Elect Tyler Jacks | Management | For | For |
| 1I | Elect Ellen J. Kullman | Management | For | For |
| 1J | Elect Ronald D. Sugar | Management | For | For |
| 1K | Elect R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
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ANSYS INC.
Meeting Date: MAY 15, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: ANSS
Security ID: 03662Q105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1A | Elect Ajei S. Gopal | Management | For | For |
| 1B | Elect Glenda M. Dorchak | Management | For | For |
| 1C | Elect Robert M. Calderoni | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
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APPLE INC
Meeting Date: FEB 26, 2020
Record Date: JAN 02, 2020
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect James A. Bell | Management | For | For |
| 2 | Elect Timothy D. Cook | Management | For | For |
| 3 | Elect Albert A. Gore | Management | For | For |
| 4 | Elect Andrea Jung | Management | For | For |
| 5 | Elect Arthur D. Levinson | Management | For | For |
| 6 | Elect Ronald D. Sugar | Management | For | For |
| 7 | Elect Susan L. Wagner | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Freedom of Expression and Access to Information | Shareholder | Against | Against |
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ASTRAZENECA PLC
Meeting Date: APR 29, 2020
Record Date: FEB 26, 2020
Meeting Type: ANNUAL | Ticker: AZN
Security ID: 046353108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Appointment of Auditor | Management | For | For |
| 4 | Authority to Set Auditor's Fees | Management | For | For |
| 5A | Elect Leif Johansson | Management | For | For |
| 5B | Elect Pascal Soriot | Management | For | For |
| 5C | Elect Marc Dunoyer | Management | For | For |
| 5D | Elect Genevieve B. Berger | Management | For | Against |
| 5E | Elect Philip Broadley | Management | For | For |
| 5F | Elect Graham A. Chipchase | Management | For | For |
| 5G | Elect Michel Demare | Management | For | For |
| 5H | Elect Deborah DiSanzo Eldracher | Management | For | For |
| 5I | Elect Sheri McCoy | Management | For | For |
| 5J | Elect Tony SK MOK | Management | For | For |
| 5K | Elect Nazneen Rahman | Management | For | For |
| 5l | Elect Marcus Wallenberg | Management | For | For |
| 6 | Remuneration Report (Advisory) | Management | For | For |
| 7 | Remuneration Policy (Binding) | Management | For | For |
| 8 | Authorisation of Political Donations | Management | For | For |
| 9 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
| 12 | Authority to Repurchase Shares | Management | For | For |
| 13 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| 14 | 2020 Performance Share Plan | Management | For | For |
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ATHENE HOLDING LTD
Meeting Date: JUN 02, 2020
Record Date: APR 03, 2020
Meeting Type: ANNUAL | Ticker: ATH
Security ID: G0684D107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Scott M. Kleinman | Management | For | For |
| 1.2 | Elect Lawrence J. Ruisi | Management | For | For |
| 1.3 | Elect Hope S. Taitz | Management | For | For |
| 1.4 | Elect Arthur Wrubel | Management | For | Against |
| 1.5 | Elect Fehmi Zeko | Management | For | Against |
| 2 | Appointment of Auditor | Management | For | For |
| 3 | Authority to Set Auditor's Fees | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
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BEST BUY CO. INC.
Meeting Date: JUN 11, 2020
Record Date: APR 13, 2020
Meeting Type: ANNUAL | Ticker: BBY
Security ID: 086516101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Corie S. Barry | Management | For | For |
| 1B | Elect Lisa M. Caputo | Management | For | For |
| 1C | Elect J. Patrick Doyle | Management | For | For |
| 1D | Elect Kathy J. Higgins Victor | Management | For | For |
| 1E | Elect David W. Kenny | Management | For | For |
| 1F | Elect Karen A. McLoughlin | Management | For | For |
| 1G | Elect Thomas L. Millner | Management | For | For |
| 1H | Elect Claudia Fan Munce | Management | For | For |
| 1I | Elect Richelle P. Parham | Management | For | For |
| 1J | Elect Eugene A. Woods | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of the 2020 Omnibus Incentive Plan | Management | For | For |
| 5 | Elimination of Supermajority Requirement in Article IX, Section 9, Relating to Regulation of Certain Events | Management | For | For |
| 6 | Elimination of Supermajority Requirement Relating to Election of Directors Bylaws Provision | Management | For | For |
| 7 | Elimination of Supermajority Requirement to Amend Article X Relating to Stock Repurchases from Certain Shareholders | Management | For | For |
| 8 | Amendment to Voting Standard Relating to Approval of "Greenmail" Transactions | Management | For | For |
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BIOGEN INC
Meeting Date: JUN 03, 2020
Record Date: APR 06, 2020
Meeting Type: ANNUAL | Ticker: BIIB
Security ID: 09062X103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1A | Elect Alexander J. Denner | Management | For | For |
| 1B | Elect Caroline D. Dorsa | Management | For | For |
| 1C | Elect William A. Hawkins | Management | For | For |
| 1D | Elect Nancy L. Leaming | Management | For | For |
| 1E | Elect Jesus B. Mantas | Management | For | For |
| 1F | Elect Richard C. Mulligan | Management | For | For |
| 1G | Elect Robert W. Pangia | Management | For | For |
| 1H | Elect Stelios Papadopoulos | Management | For | For |
| 1I | Elect Brian S. Posner | Management | For | For |
| 1J | Elect Eric K. Rowinsky | Management | For | For |
| 1K | Elect Stephen A. Sherwin | Management | For | For |
| 1L | Elect Michel Vounatsos | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
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BOOKING HOLDINGS INC
Meeting Date: JUN 04, 2020
Record Date: APR 09, 2020
Meeting Type: ANNUAL | Ticker: BKNG
Security ID: 09857L108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Jeffrey H. Boyd | Management | For | For |
| 1.3 | Elect Glenn D. Fogel | Management | For | For |
| 1.4 | Elect Mirian M. Graddick-Weir | Management | For | For |
| 1.5 | Elect Wei Hopeman | Management | For | For |
| 1.6 | Elect Robert J. Mylod Jr. | Management | For | For |
| 1.7 | Elect Charles H. Noski | Management | For | For |
| 1.8 | Elect Nicholas J. Read | Management | For | For |
| 1.9 | Elect Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Bob van Dijk | Management | For | For |
| 1.11 | Elect Lynn M. Vojvodich | Management | For | For |
| 1.12 | Elect Vanessa A. Wittman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
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BOOZ ALLEN HAMILTON HOLDING CORP
Meeting Date: JUL 25, 2019
Record Date: JUN 03, 2019
Meeting Type: ANNUAL | Ticker: BAH
Security ID: 099502106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Melody C. Barnes | Management | For | For |
| 1b | Elect Ellen Jewett | Management | For | For |
| 1c | Elect Arthur E. Johnson | Management | For | For |
| 1d | Elect Charles O. Rossotti | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to Certificate of Incorporation to Remove References to Nonexistent Share Classes | Management | For | For |
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BRISTOL-MYERS SQUIBB CO.
Meeting Date: MAY 05, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: BMY
Security ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Peter J. Arduini | Management | For | For |
| 1B | Elect Robert J. Bertolini | Management | For | For |
| 1C | Elect Michael W. Bonney | Management | For | For |
| 1D | Elect Giovanni Caforio | Management | For | For |
| 1E | Elect Matthew W. Emmens | Management | For | For |
| 1F | Elect Julia A. Haller | Management | For | For |
| 1G | Elect Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Theodore R. Samuels, II | Management | For | For |
| 1I | Elect Vicki L. Sato | Management | For | For |
| 1J | Elect Gerald Storch | Management | For | For |
| 1K | Elect Karen H. Vousden | Management | For | For |
| 1L | Elect Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
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BROOKFIELD PROPERTY REIT INC.
Meeting Date: JUN 17, 2020
Record Date: APR 22, 2020
Meeting Type: ANNUAL | Ticker: BPYU
Security ID: 11282X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Caroline M. Atkinson | Management | For | Against |
| 1B | Elect Jeffrey M. Blidner | Management | For | Against |
| 1C | Elect Soon Young Chang | Management | For | Against |
| 1D | Elect Richard B. Clark | Management | For | For |
| 1E | Elect Omar Carneiro da Cunha | Management | For | Against |
| 1F | Elect Scott R. Cutler | Management | For | For |
| 1G | Elect Stephen DeNardo | Management | For | Against |
| 1H | Elect Louis J. Maroun | Management | For | Against |
| 1I | Elect A. Douglas McGregor | Management | For | For |
| 1J | Elect Lars Eric Nils Rodert | Management | For | Against |
| 2 | Ratification of Auditor | Management | For | For |
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CBRE GROUP INC
Meeting Date: MAY 14, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: CBRE
Security ID: 12504L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Brandon B. Boze | Management | For | For |
| 1B | Elect Beth F. Cobert | Management | For | For |
| 1C | Elect Curtis F. Feeny | Management | For | For |
| 1D | Elect Reginald H. Gilyard | Management | For | For |
| 1E | Elect Shira D. Goodman | Management | For | For |
| 1F | Elect Christopher T. Jenny | Management | For | For |
| 1G | Elect Gerardo I. Lopez | Management | For | For |
| 1H | Elect Robert E. Sulentic | Management | For | For |
| 1I | Elect Laura D. Tyson | Management | For | For |
| 1J | Elect Ray Wirta | Management | For | For |
| 1K | Elect Sanjiv Yajnik | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
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CHARTER COMMUNICATIONS INC.
Meeting Date: APR 28, 2020
Record Date: FEB 28, 2020
Meeting Type: ANNUAL | Ticker: CHTR
Security ID: 16119P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect W. Lance Conn | Management | For | For |
| 1B | Elect Kim C. Goodman | Management | For | For |
| 1C | Elect Craig A. Jacobson | Management | For | Against |
| 1D | Elect Gregory B. Maffei | Management | For | Against |
| 1E | Elect John D. Markley, Jr. | Management | For | Against |
| 1F | Elect David C. Merritt | Management | For | For |
| 1G | Elect James E. Meyer | Management | For | Against |
| 1H | Elect Steven A. Miron | Management | For | For |
| 1I | Elect Balan Nair | Management | For | Against |
| 1J | Elect Michael A. Newhouse | Management | For | Against |
| 1K | Elect Mauricio Ramos | Management | For | For |
| 1L | Elect Thomas M. Rutledge | Management | For | For |
| 1M | Elect Eric L. Zinterhofer | Management | For | Against |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
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|---|
CHIPOTLE MEXICAN GRILL
Meeting Date: MAY 19, 2020
Record Date: MAR 26, 2020
Meeting Type: ANNUAL | Ticker: CMG
Security ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Patricia D. Fili-Krushel | Management | For | For |
| 1.3 | Elect Neil Flanzraich | Management | For | For |
| 1.4 | Elect Robin Hickenlooper | Management | For | For |
| 1.5 | Elect Scott H. Maw | Management | For | For |
| 1.6 | Elect Ali Namvar | Management | For | For |
| 1.7 | Elect Brian Niccol | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
COSTCO WHOLESALE CORP
Meeting Date: JAN 22, 2020
Record Date: NOV 18, 2019
Meeting Type: ANNUAL | Ticker: COST
Security ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Susan L. Decker | Management | For | For |
| 1.2 | Elect Richard A. Galanti | Management | For | For |
| 1.3 | Elect Sally Jewell | Management | For | For |
| 1.4 | Elect Charles T. Munger | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Removal of Directors Without Cause | Management | For | For |
| 5 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| |
|---|
COUPA SOFTWARE INC
Meeting Date: MAY 27, 2020
Record Date: APR 02, 2020
Meeting Type: ANNUAL | Ticker: COUP
Security ID: 22266L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Scott Thompson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
CROWN HOLDINGS, INC.
Meeting Date: APR 23, 2020
Record Date: MAR 03, 2020
Meeting Type: ANNUAL | Ticker: CCK
Security ID: 228368106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John W. Conway | Management | For | For |
| 1.2 | Elect Timothy J. Donahue | Management | For | For |
| 1.3 | Elect Richard H. Fearon | Management | For | For |
| 1.4 | Elect Andrea Funk | Management | For | For |
| 1.5 | Elect Stephen J. Hagge | Management | For | For |
| 1.6 | Elect Rose Lee | Management | For | For |
| 1.7 | Elect James H. Miller | Management | For | For |
| 1.8 | Elect Josef M. Muller | Management | For | For |
| 1.9 | Elect B. Craig Owens | Management | For | For |
| 1.10 | Elect Caesar F. Sweitzer | Management | For | For |
| 1.11 | Elect Jim L. Turner | Management | For | For |
| 1.12 | Elect William S. Urkiel | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| |
|---|
DANAHER CORP.
Meeting Date: MAY 05, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: DHR
Security ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Linda P. Hefner Filler | Management | For | For |
| 1B | Elect Thomas P. Joyce, Jr. | Management | For | For |
| 1C | Elect Teri List-Stoll | Management | For | For |
| 1D | Elect Walter G. Lohr, Jr. | Management | For | For |
| 1E | Elect Jessica L. Mega | Management | For | For |
| 1F | Elect Pardis C. Sabeti | Management | For | For |
| 1G | Elect Mitchell P. Rales | Management | For | For |
| 1H | Elect Steven M. Rales | Management | For | For |
| 1I | Elect John T. Schwieters | Management | For | For |
| 1J | Elect Alan G. Spoon | Management | For | For |
| 1K | Elect Raymond C. Stevens | Management | For | For |
| 1L | Elect Elias A. Zerhouni | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| |
|---|
DELL TECHNOLOGIES INC
Meeting Date: JUL 09, 2019
Record Date: MAY 13, 2019
Meeting Type: ANNUAL | Ticker: DVMT
Security ID: 24703L202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael Dell | Management | For | Withhold |
| 1.1 | Elect David W. Dorman | Management | For | For |
| 1.2 | Elect Egon Durban | Management | For | For |
| 1.3 | Elect William D. Green | Management | For | For |
| 1.4 | Elect Ellen J. Kullman | Management | For | For |
| 1.5 | Elect Simon Patterson | Management | For | For |
| 1.6 | Elect Lynn M. Vojvodich | Management | For | For |
| 1.7 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Amendment to the 2013 Stock Incentive Plan | Management | For | For |
| |
|---|
DELL TECHNOLOGIES INC
Meeting Date: JUN 29, 2020
Record Date: MAY 04, 2020
Meeting Type: ANNUAL | Ticker: DVMT
Security ID: 24703L202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael Dell | Management | For | Withhold |
| 1.2 | Elect David W. Dorman | Management | For | For |
| 1.3 | Elect Egon Durban | Management | For | For |
| 1.4 | Elect William D. Green | Management | For | For |
| 1.5 | Elect Simon Patterson | Management | For | For |
| 1.6 | Elect Lynn M. Vojvodich | Management | For | For |
| 1.7 | Elect Ellen J. Kullman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
DEXCOM INC
Meeting Date: MAY 21, 2020
Record Date: MAR 31, 2020
Meeting Type: ANNUAL | Ticker: DXCM
Security ID: 252131107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Richard A. Collins | Management | For | For |
| 1B | Elect Mark G. Foletta | Management | For | For |
| 1C | Elect Eric Topol | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
Meeting Date: MAY 14, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: DFS
Security ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Jeffrey S. Aronin | Management | For | For |
| 1B | Elect Mary K. Bush | Management | For | For |
| 1C | Elect Gregory C. Case | Management | For | For |
| 1D | Elect Candace H. Duncan | Management | For | For |
| 1E | Elect Joseph F. Eazor | Management | For | For |
| 1F | Elect Cynthia A. Glassman | Management | For | For |
| 1G | Elect Roger C. Hochschild | Management | For | For |
| 1H | Elect Thomas G. Maheras | Management | For | For |
| 1I | Elect Michael H. Moskow | Management | For | For |
| 1J | Elect Mark A. Thierer | Management | For | For |
| 1K | Elect Lawrence A. Weinbach | Management | For | For |
| 1L | Elect Jennifer L. Wong | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
EDWARDS LIFESCIENCES CORP
Meeting Date: MAY 07, 2020
Record Date: MAR 13, 2020
Meeting Type: ANNUAL | Ticker: EW
Security ID: 28176E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Michael A. Mussallem | Management | For | For |
| 1B | Elect Kieran T. Gallahue | Management | For | For |
| 1C | Elect Leslie S. Heisz | Management | For | For |
| 1D | Elect William J. Link | Management | For | For |
| 1E | Elect Steven R. Loranger | Management | For | For |
| 1F | Elect Martha H. Marsh | Management | For | For |
| 1G | Elect Ramona Sequeira | Management | For | For |
| 1H | Elect Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Approval of the 2020 Non-Employee Directors Stock Incentive Plan | Management | For | For |
| 4 | Increase of Authorized Common Stock for Stock Split | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ESTEE LAUDER COS., INC.
Meeting Date: NOV 15, 2019
Record Date: SEP 16, 2019
Meeting Type: ANNUAL | Ticker: EL
Security ID: 518439104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Ronald S. Lauder | Management | For | For |
| 1B | Elect William P. Lauder | Management | For | For |
| 1C | Elect Richard D. Parsons | Management | For | For |
| 1D | Elect Lynn Forester de Rothschild | Management | For | For |
| 1E | Elect Jennifer Tejada | Management | For | For |
| 1F | Elect Richard F. Zannino | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 2002 Share Incentive Plan | Management | For | For |
| |
|---|
FACEBOOK INC
Meeting Date: MAY 27, 2020
Record Date: APR 03, 2020
Meeting Type: ANNUAL | Ticker: FB
Security ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Peggy Alford | Management | For | For |
| 1.2 | Elect Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Andrew W. Houston | Management | For | For |
| 1.4 | Elect Nancy Killefer | Management | For | For |
| 1.5 | Elect Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Peter A. Thiel | Management | For | For |
| 1.8 | Elect Tracey T. Travis | Management | For | For |
| 1.9 | Elect Mark Zuckerberg | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Director Compensation Policy | Management | For | For |
| 4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Report on Political Advertising | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Report on Board Oversight of Civil and Human Rights Risks | Shareholder | Against | For |
| 10 | Shareholder Proposal Regarding Report on Online Child Exploitation | Shareholder | Against | For |
| 11 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | For |
| |
|---|
FAIR, ISAAC CORP.
Meeting Date: MAR 04, 2020
Record Date: JAN 06, 2020
Meeting Type: ANNUAL | Ticker: FICO
Security ID: 303250104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Braden R. Kelly | Management | For | For |
| 2 | Elect Fabiola R. Arredondo | Management | For | For |
| 3 | Elect A. George Battle | Management | For | For |
| 4 | Elect James D. Kirsner | Management | For | For |
| 5 | Elect William J. Lansing | Management | For | For |
| 6 | Elect Eva Manolis | Management | For | For |
| 7 | Elect Marc F. McMorris | Management | For | For |
| 8 | Elect Joanna Rees | Management | For | For |
| 9 | Elect David A. Rey | Management | For | For |
| 10 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
FLEETCOR TECHNOLOGIES INC
Meeting Date: JUN 11, 2020
Record Date: APR 17, 2020
Meeting Type: ANNUAL | Ticker: FLT
Security ID: 339041105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Steven T. Stull | Management | For | For |
| 1.2 | Elect Michael Buckman | Management | For | For |
| 1.3 | Elect Thomas M. Hagerty | Management | For | Against |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | Shareholder | Against | Against |
| |
|---|
FORTINET INC
Meeting Date: JUN 19, 2020
Record Date: APR 24, 2020
Meeting Type: ANNUAL | Ticker: FTNT
Security ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ken Xie | Management | For | For |
| 1.2 | Elect Michael Xie | Management | For | For |
| 1.3 | Elect Kelly Ducourty | Management | For | For |
| 1.4 | Elect Jean Hu | Management | For | For |
| 1.5 | Elect Ming Hsieh | Management | For | Against |
| 1.6 | Elect William H. Neukom | Management | For | For |
| 1.7 | Elect Christopher B. Paisley | Management | For | For |
| 1.8 | Elect Judith Sim | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Diversity and Inclusion Report | Shareholder | Against | For |
| |
|---|
GENERAL DYNAMICS CORP.
Meeting Date: MAY 06, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: GD
Security ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect James S. Crown | Management | For | For |
| 1B | Elect Rudy F. deLeon | Management | For | For |
| 1C | Elect Cecil D. Haney | Management | For | For |
| 1D | Elect Mark M. Malcolm | Management | For | For |
| 1E | Elect James N. Mattis | Management | For | For |
| 1F | Elect Phebe N. Novakovic | Management | For | For |
| 1G | Elect C. Howard Nye | Management | For | For |
| 1H | Elect William A. Osborn | Management | For | For |
| 1I | Elect Catherine B. Reynolds | Management | For | For |
| 1J | Elect Laura J. Schumacher | Management | For | For |
| 1K | Elect John G. Stratton | Management | For | For |
| 1L | Elect Peter A. Wall | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| |
|---|
H&R BLOCK INC.
Meeting Date: SEP 12, 2019
Record Date: JUL 12, 2019
Meeting Type: ANNUAL | Ticker: HRB
Security ID: 093671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Angela N. Archon | Management | For | For |
| 1b | Elect Paul J. Brown | Management | For | For |
| 1c | Elect Robert A. Gerard | Management | For | For |
| 1d | Elect Richard A. Johnson | Management | For | For |
| 1e | Elect Jeffrey J. Jones II | Management | For | For |
| 1f | Elect David B. Lewis | Management | For | For |
| 1g | Elect Victoria J. Reich | Management | For | For |
| 1h | Elect Bruce C. Rohde | Management | For | For |
| 1i | Elect Matthew E. Winter | Management | For | For |
| 1j | Elect Christianna Wood | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HANESBRANDS INC
Meeting Date: APR 28, 2020
Record Date: FEB 18, 2020
Meeting Type: ANNUAL | Ticker: HBI
Security ID: 410345102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Geralyn R. Breig | Management | For | For |
| 1B | Elect Gerald W. Evans, Jr. | Management | For | For |
| 1C | Elect Bobby J. Griffin | Management | For | For |
| 1D | Elect James C. Johnson | Management | For | For |
| 1E | Elect Franck J. Moison | Management | For | For |
| 1F | Elect Robert F. Moran | Management | For | For |
| 1G | Elect Ronald L. Nelson | Management | For | For |
| 1H | Elect Ann E. Ziegler | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of the 2020 Omnibus Incentive Plan | Management | For | For |
| |
|---|
HCA HEALTHCARE INC
Meeting Date: MAY 01, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: HCA
Security ID: 40412C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Thomas F. Frist III | Management | For | For |
| 1B | Elect Samuel N. Hazen | Management | For | For |
| 1C | Elect Meg G. Crofton | Management | For | For |
| 1D | Elect Robert J. Dennis | Management | For | For |
| 1E | Elect Nancy-Ann DeParle | Management | For | For |
| 1F | Elect William R. Frist | Management | For | For |
| 1G | Elect Charles O. Holliday, Jr. | Management | For | For |
| 1H | Elect Michael W. Michelson | Management | For | For |
| 1I | Elect Wayne J. Riley | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of the 2020 Stock Incentive Plan | Management | For | For |
| 5 | Adoption of Right to Call Special Meetings | Management | For | For |
| 6 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
HERSHEY COMPANY
Meeting Date: MAY 12, 2020
Record Date: MAR 13, 2020
Meeting Type: ANNUAL | Ticker: HSY
Security ID: 427866108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Pamela M. Arway | Management | For | For |
| 1.2 | Elect James W. Brown | Management | For | For |
| 1.3 | Elect Michele G. Buck | Management | For | For |
| 1.4 | Elect Victor L. Crawford | Management | For | For |
| 1.5 | Elect Charles A. Davis | Management | For | For |
| 1.6 | Elect Mary Kay Haben | Management | For | For |
| 1.7 | Elect James C. Katzman | Management | For | For |
| 1.8 | Elect M. Diane Koken | Management | For | For |
| 1.9 | Elect Robert M. Malcolm | Management | For | For |
| 1.10 | Elect Anthony J. Palmer | Management | For | For |
| 1.11 | Elect Juan R. Perez | Management | For | For |
| 1.12 | Elect Wendy L. Schoppert | Management | For | For |
| 1.13 | Elect David L. Shedlarz | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HP INC
Meeting Date: MAY 12, 2020
Record Date: MAR 25, 2020
Meeting Type: ANNUAL | Ticker: HPQ
Security ID: 40434L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Aida M. Alvarez | Management | For | For |
| 1.2 | Elect Shumeet Banerji | Management | For | For |
| 1.3 | Elect Robert R. Bennett | Management | For | For |
| 1.4 | Elect Charles V. Bergh | Management | For | For |
| 1.5 | Elect Stacy Brown-Philpot | Management | For | For |
| 1.6 | Elect Stephanie A. Burns | Management | For | For |
| 1.7 | Elect Mary Anne Citrino | Management | For | For |
| 1.8 | Elect Richard L. Clemmer | Management | For | For |
| 1.9 | Elect Enrique Lores | Management | For | For |
| 1.10 | Elect Yoky Matsuoka | Management | For | For |
| 1.11 | Elect Stacey J. Mobley | Management | For | For |
| 1.12 | Elect Subra Suresh | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Employee Stock Purchase Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORP.
Meeting Date: APR 28, 2020
Record Date: FEB 28, 2020
Meeting Type: ANNUAL | Ticker: IBM
Security ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Thomas Buberl | Management | For | For |
| 1B | Elect Michael L. Eskew | Management | For | For |
| 1C | Elect David N. Farr | Management | For | For |
| 1D | Elect Alex Gorsky | Management | For | For |
| 1E | Elect Michelle Howard | Management | For | For |
| 1F | Elect Arvind Krishna | Management | For | For |
| 1G | Elect Andrew N. Liveris | Management | For | For |
| 1H | Elect F. William McNabb, III | Management | For | For |
| 1I | Elect Martha E. Pollack | Management | For | For |
| 1J | Elect Virginia M. Rometty | Management | For | For |
| 1K | Elect Joseph R. Swedish | Management | For | For |
| 1L | Elect Sidney Taurel | Management | For | For |
| 1M | Elect Peter R. Voser | Management | For | For |
| 1N | Elect Frederick H. Waddell | Management | For | Against |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Shareholder Ability to Remove Directors | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| |
|---|
INTUIT INC
Meeting Date: JAN 23, 2020
Record Date: NOV 25, 2019
Meeting Type: ANNUAL | Ticker: INTU
Security ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Eve Burton | Management | For | For |
| 2 | Elect Scott D. Cook | Management | For | For |
| 3 | Elect Richard Dalzell | Management | For | For |
| 4 | Elect Sasan Goodarzi | Management | For | For |
| 5 | Elect Deborah Liu | Management | For | For |
| 6 | Elect Suzanne Nora Johnson | Management | For | For |
| 7 | Elect Dennis D. Powell | Management | For | For |
| 8 | Elect Brad D. Smith | Management | For | For |
| 9 | Elect Thomas J. Szkutak | Management | For | For |
| 10 | Elect Raul Vazquez | Management | For | For |
| 11 | Elect Jeff Weiner | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 19, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Linda B. Bammann | Management | For | For |
| 1B | Elect Stephen B. Burke | Management | For | For |
| 1C | Elect Todd A. Combs | Management | For | For |
| 1D | Elect James S. Crown | Management | For | For |
| 1E | Elect James Dimon | Management | For | For |
| 1F | Elect Timothy P. Flynn | Management | For | For |
| 1G | Elect Mellody Hobson | Management | For | For |
| 1H | Elect Michael A. Neal | Management | For | For |
| 1I | Elect Lee R. Raymond | Management | For | For |
| 1J | Elect Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Charitable Contributions Disclosure | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| |
|---|
KERING
Meeting Date: JUN 16, 2020
Record Date: JUN 11, 2020
Meeting Type: MIX | Ticker:
Security ID: F5433L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| O.1 | Accounts and Reports | Management | For | For |
| O.2 | Consolidated Accounts and Reports | Management | For | For |
| O.3 | Allocation of Profits/Dividends | Management | For | For |
| O.4 | Elect Jean-Pierre Denis | Management | For | For |
| O.5 | Elect Ginevra Elkann | Management | For | For |
| O.6 | Elect Sophie L'Helias | Management | For | For |
| O.7 | Elect Jean Liu | Management | For | For |
| O.8 | Elect Tidjane Thiam | Management | For | For |
| O.9 | Elect Emma Watson | Management | For | For |
| O.10 | Remuneration Report | Management | For | For |
| O.11 | Remuneration of Francois-Henri Pinault, Chair and CEO | Management | For | For |
| O.12 | Remuneration of Jean-Francois Palus, Deputy CEO | Management | For | For |
| O.13 | Remuneration Policy (Chair and CEO, Deputy CEO) | Management | For | For |
| O.14 | Remuneration Policy (Board of Directors) | Management | For | For |
| O.15 | Appointment of Deloitte (Auditor) and BEAS (Alternate Auditor) | Management | For | For |
| O.16 | Authority to Repurchase and Reissue Shares | Management | For | For |
| E.17 | Authority to Issue Performance Shares | Management | For | For |
| E.18 | Amendments to Articles Regarding Director Shareholding and Employee Board Representatives | Management | For | For |
| E.19 | Amendments to Articles Regarding the Role of the Board of Directors | Management | For | For |
| E.20 | Amendments to Articles Regarding Written Consultation | Management | For | For |
| E.21 | Amendments to Articles Regarding Censors | Management | For | For |
| E.22 | Amendments to Articles Regarding Directors' Remuneration | Management | For | For |
| E.23 | Authorisation of Legal Formalities | Management | For | For |
| |
|---|
LILLY(ELI) & CO
Meeting Date: MAY 04, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: LLY
Security ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Michael L. Eskew | Management | For | For |
| 1B | Elect William G. Kaelin, Jr. | Management | For | For |
| 1C | Elect David A. Ricks | Management | For | For |
| 1D | Elect Marschall S. Runge | Management | For | For |
| 1E | Elect Karen Walker | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Repeal of Classified Board | Management | For | For |
| 5 | Elimination of Supermajority Requirement | Management | For | For |
| 6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Forced Swim Test | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Bonus Deferral Policy | Shareholder | Against | For |
| 12 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For |
| |
|---|
LOCKHEED MARTIN CORP.
Meeting Date: APR 23, 2020
Record Date: FEB 24, 2020
Meeting Type: ANNUAL | Ticker: LMT
Security ID: 539830109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Daniel F. Akerson | Management | For | For |
| 1B | Elect David B. Burritt | Management | For | For |
| 1C | Elect Bruce A. Carlson | Management | For | For |
| 1D | Elect Joseph Dunford Jr. | Management | For | For |
| 1E | Elect James O. Ellis, Jr. | Management | For | For |
| 1F | Elect Thomas J. Falk | Management | For | For |
| 1G | Elect Ilene S. Gordon | Management | For | For |
| 1H | Elect Marillyn A. Hewson | Management | For | For |
| 1I | Elect Vicki A. Hollub | Management | For | For |
| 1J | Elect Jeh C. Johnson | Management | For | For |
| 1K | Elect Debra L. Reed-Klages | Management | For | For |
| 1L | Elect James D. Taiclet, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of the 2020 Incentive Performance Award Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
LPL FINANCIAL HOLDINGS INC
Meeting Date: MAY 06, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: LPLA
Security ID: 50212V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Dan H. Arnold | Management | For | For |
| 1B | Elect Edward C. Bernard | Management | For | For |
| 1C | Elect H. Paulett Eberhart | Management | For | For |
| 1D | Elect William F. Glavin, Jr. | Management | For | For |
| 1E | Elect Allison Mnookin | Management | For | For |
| 1F | Elect Anne M. Mulcahy | Management | For | For |
| 1G | Elect James S. Putnam | Management | For | For |
| 1H | Elect Richard P. Schifter | Management | For | For |
| 1I | Elect Corey Thomas | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
LULULEMON ATHLETICA INC.
Meeting Date: JUN 03, 2020
Record Date: APR 08, 2020
Meeting Type: ANNUAL | Ticker: LULU
Security ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Michael Casey | Management | For | For |
| 1B | Elect Glenn Murphy | Management | For | For |
| 1C | Elect David M. Mussafer | Management | For | For |
| 1D | Elect Stephanie Ferris | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Policy on Down Products | Shareholder | Against | Against |
| |
|---|
MASTERCARD INCORPORATED
Meeting Date: JUN 16, 2020
Record Date: APR 20, 2020
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Richard Haythornthwaite | Management | For | For |
| 1B | Elect Ajay Banga | Management | For | For |
| 1C | Elect Richard K. Davis | Management | For | For |
| 1D | Elect Steven J. Freiberg | Management | For | For |
| 1E | Elect Julius Genachowski | Management | For | For |
| 1F | Elect Choon Phong Goh | Management | For | For |
| 1G | Elect Merit E. Janow | Management | For | For |
| 1H | Elect Oki Matsumoto | Management | For | For |
| 1I | Elect Youngme E. Moon | Management | For | For |
| 1J | Elect Rima Qureshi | Management | For | For |
| 1K | Elect Jose Octavio Reyes Lagunes | Management | For | For |
| 1L | Elect Gabrielle Sulzberger | Management | For | For |
| 1M | Elect Jackson P. Tai | Management | For | For |
| 1N | Elect Lance Uggla | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: DEC 04, 2019
Record Date: OCT 08, 2019
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect William H. Gates III | Management | For | For |
| 1B | Elect Reid G. Hoffman | Management | For | For |
| 1C | Elect Hugh F. Johnston | Management | For | For |
| 1D | Elect Teri L. List-Stoll | Management | For | For |
| 1E | Elect Satya Nadella | Management | For | For |
| 1F | Elect Sandra E. Peterson | Management | For | For |
| 1G | Elect Penny S. Pritzker | Management | For | For |
| 1H | Elect Charles W. Scharf | Management | For | For |
| 1I | Elect Arne M. Sorenson | Management | For | For |
| 1J | Elect John W. Stanton | Management | For | For |
| 1K | Elect John W. Thompson | Management | For | For |
| 1L | Elect Emma N. Walmsley | Management | For | For |
| 1M | Elect Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
| |
|---|
NETFLIX INC
Meeting Date: JUN 04, 2020
Record Date: APR 08, 2020
Meeting Type: ANNUAL | Ticker: NFLX
Security ID: 64110L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Reed Hastings | Management | For | For |
| 1B | Elect Jay C. Hoag | Management | For | For |
| 1C | Elect Mathias Dopfner | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of the 2020 Stock Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding EEO Policy Risk Report | Shareholder | Against | Against |
| |
|---|
NIKE, INC.
Meeting Date: SEP 19, 2019
Record Date: JUL 19, 2019
Meeting Type: ANNUAL | Ticker: NKE
Security ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Peter B. Henry | Management | For | For |
| 1.3 | Elect Michelle Peluso | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
NORTHROP GRUMMAN CORP.
Meeting Date: MAY 20, 2020
Record Date: MAR 24, 2020
Meeting Type: ANNUAL | Ticker: NOC
Security ID: 666807102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Kathy J Warden | Management | For | For |
| 1B | Elect Marianne C. Brown | Management | For | For |
| 1C | Elect Donald E. Felsinger | Management | For | For |
| 1D | Elect Ann M. Fudge | Management | For | For |
| 1E | Elect Bruce S. Gordon | Management | For | For |
| 1F | Elect William H. Hernandez | Management | For | For |
| 1G | Elect Madeleine A. Kleiner | Management | For | For |
| 1H | Elect Karl J. Krapek | Management | For | For |
| 1I | Elect Gary Roughead | Management | For | For |
| 1J | Elect Thomas M. Schoewe | Management | For | For |
| 1K | Elect James S. Turley | Management | For | For |
| 1L | Elect Mark A. Welsh III | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Report on Human Rights Impact Assessments | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Shareholder | Against | For |
| |
|---|
NOVARTIS AG
Meeting Date: FEB 28, 2020
Record Date: JAN 30, 2020
Meeting Type: ANNUAL | Ticker: NVS
Security ID: 66987V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Ratification of Board and Management Acts | Management | For | For |
| 3 | Allocation of Profits/Dividends | Management | For | For |
| 4 | Cancellation of Shares and Reduction in Share Capital | Management | For | For |
| 5 | Board Compensation | Management | For | For |
| 6 | Executive Compensation | Management | For | For |
| 7 | Compensation Report | Management | For | For |
| 8 | Elect Jorg Reinhardt as Board Chair | Management | For | For |
| 9 | Elect Nancy C. Andrews | Management | For | For |
| 10 | Elect Ton Buchner | Management | For | For |
| 11 | Elect Patrice Bula | Management | For | For |
| 12 | Elect Srikant M. Datar | Management | For | For |
| 13 | Elect Elizabeth Doherty | Management | For | For |
| 14 | Elect Ann M. Fudge | Management | For | For |
| 15 | Elect Frans van Houten | Management | For | For |
| 16 | Elect Andreas von Planta | Management | For | For |
| 17 | Elect Charles L. Sawyers | Management | For | For |
| 18 | Elect Enrico Vanni | Management | For | For |
| 19 | Elect William T. Winters | Management | For | For |
| 20 | Elect Bridgette P. Heller | Management | For | For |
| 21 | Elect Simon Moroney | Management | For | For |
| 22 | Elect Patrice Bula as Compensation Committee Member | Management | For | For |
| 23 | Elect Srikant M. Datar as Compensation Committee Member | Management | For | For |
| 24 | Elect Enrico Vanni as Compensation Committee Member | Management | For | For |
| 25 | Elect William T. Winters as Compensation Committee Member | Management | For | For |
| 26 | Elect Bridgette P. Heller as Compensation Committee Member | Management | For | For |
| 27 | Appointment of Auditor | Management | For | For |
| 28 | Appointment of Independent Proxy | Management | For | For |
| 29 | Additional or Amended Proposals | Management | For | Against |
| |
|---|
NVIDIA CORP
Meeting Date: JUN 09, 2020
Record Date: APR 13, 2020
Meeting Type: ANNUAL | Ticker: NVDA
Security ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Robert K. Burgess | Management | For | For |
| 1B | Elect Tench Coxe | Management | For | For |
| 1C | Elect Persis S. Drell | Management | For | For |
| 1D | Elect Jen-Hsun Huang | Management | For | For |
| 1E | Elect Dawn Hudson | Management | For | For |
| 1F | Elect Harvey C. Jones | Management | For | For |
| 1G | Elect Michael G. McCaffery | Management | For | For |
| 1H | Elect Stephen C. Neal | Management | For | For |
| 1I | Elect Mark L. Perry | Management | For | For |
| 1J | Elect A. Brooke Seawell | Management | For | For |
| 1K | Elect Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the 2007 Equity Incentive Plan | Management | For | For |
| 5 | Amendment to the 2012 Employee Stock Purchase Plan | Management | For | For |
| |
|---|
OMNICOM GROUP, INC.
Meeting Date: JUN 09, 2020
Record Date: APR 22, 2020
Meeting Type: ANNUAL | Ticker: OMC
Security ID: 681919106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John D. Wren | Management | For | For |
| 1.2 | Elect Mary C. Choksi | Management | For | For |
| 1.3 | Elect Leonard S. Coleman, Jr. | Management | For | For |
| 1.4 | Elect Susan S. Denison | Management | For | For |
| 1.5 | Elect Ronnie S. Hawkins | Management | For | For |
| 1.6 | Elect Deborah J. Kissire | Management | For | For |
| 1.7 | Elect Gracia C. Martore | Management | For | For |
| 1.8 | Elect Linda Johnson Rice | Management | For | For |
| 1.9 | Elect Valerie M. Williams | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| |
|---|
ORACLE CORP.
Meeting Date: NOV 19, 2019
Record Date: SEP 20, 2019
Meeting Type: ANNUAL | Ticker: ORCL
Security ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Michael J. Boskin | Management | For | For |
| 1.3 | Elect Safra A. Catz | Management | For | For |
| 1.4 | Elect Bruce R. Chizen | Management | For | For |
| 1.5 | Elect George H. Conrades | Management | For | For |
| 1.6 | Elect Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Rona Fairhead | Management | For | For |
| 1.8 | Elect Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Mark V. Hurd | Management | For | For |
| 1.11 | Elect Renee J. James | Management | For | For |
| 1.12 | Elect Charles W. Moorman IV | Management | For | For |
| 1.13 | Elect Leon E. Panetta | Management | For | For |
| 1.14 | Elect William G. Parrett | Management | For | For |
| 1.15 | Elect Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| |
|---|
PAYCHEX INC.
Meeting Date: OCT 17, 2019
Record Date: AUG 19, 2019
Meeting Type: ANNUAL | Ticker: PAYX
Security ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect B. Thomas Golisano | Management | For | For |
| 1B | Elect Thomas F. Bonadio | Management | For | For |
| 1C | Elect Joseph G. Doody | Management | For | For |
| 1D | Elect David J. S. Flaschen | Management | For | For |
| 1E | Elect Pamela A. Joseph | Management | For | For |
| 1F | Elect Martin Mucci | Management | For | For |
| 1G | Elect Joseph M. Tucci | Management | For | For |
| 1H | Elect Joseph M. Velli | Management | For | For |
| 1I | Elect Kara Wilson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
PAYCOM SOFTWARE INC
Meeting Date: APR 27, 2020
Record Date: MAR 11, 2020
Meeting Type: ANNUAL | Ticker: PAYC
Security ID: 70432V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Janet B. Haugen | Management | For | For |
| 1.2 | Elect J.C. Watts Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
PAYLOCITY HOLDING CORP
Meeting Date: DEC 13, 2019
Record Date: OCT 15, 2019
Meeting Type: ANNUAL | Ticker: PCTY
Security ID: 70438V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Steven R. Beauchamp | Management | For | For |
| 1.2 | Elect Andres D. Reiner | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
PEPSICO INC.
Meeting Date: MAY 06, 2020
Record Date: MAR 02, 2020
Meeting Type: ANNUAL | Ticker: PEP
Security ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Shona L. Brown | Management | For | For |
| 1B | Elect Cesar Conde | Management | For | For |
| 1C | Elect Ian M. Cook | Management | For | For |
| 1D | Elect Dina Dublon | Management | For | For |
| 1E | Elect Richard W. Fisher | Management | For | For |
| 1F | Elect Michelle D. Gass | Management | For | For |
| 1G | Elect Ramon L. Laguarta | Management | For | For |
| 1H | Elect David C. Page | Management | For | For |
| 1I | Elect Robert C. Pohlad | Management | For | For |
| 1J | Elect Daniel L. Vasella | Management | For | For |
| 1K | Elect Darren Walker | Management | For | For |
| 1L | Elect Alberto Weisser | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
QUALCOMM, INC.
Meeting Date: MAR 10, 2020
Record Date: JAN 13, 2020
Meeting Type: ANNUAL | Ticker: QCOM
Security ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mark Fields | Management | For | For |
| 2 | Elect Jeffrey W. Henderson | Management | For | For |
| 3 | Elect Ann M. Livermore | Management | For | For |
| 4 | Elect Harish Manwani | Management | For | For |
| 5 | Elect Mark D. McLaughlin | Management | For | For |
| 6 | Elect Steven M. Mollenkopf | Management | For | For |
| 7 | Elect Clark T. Randt, Jr. | Management | For | For |
| 8 | Elect Irene B. Rosenfeld | Management | For | For |
| 9 | Elect Neil Smit | Management | For | For |
| 10 | Elect Anthony J. Vinciquerra | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Amendment to the 2016 Long-Term Incentive Plan | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| |
|---|
S&P GLOBAL INC
Meeting Date: MAY 13, 2020
Record Date: MAR 23, 2020
Meeting Type: ANNUAL | Ticker: SPGI
Security ID: 78409V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Marco Alvera | Management | For | For |
| 1B | Elect William J. Amelio | Management | For | For |
| 1C | Elect William D. Green | Management | For | For |
| 1D | Elect Charles E. Haldeman, Jr. | Management | For | For |
| 1E | Elect Stephanie C. Hill | Management | For | For |
| 1F | Elect Rebecca Jacoby | Management | For | For |
| 1G | Elect Monique F. Leroux | Management | For | For |
| 1H | Elect Maria R. Morris | Management | For | For |
| 1I | Elect Douglas L. Peterson | Management | For | For |
| 1J | Elect Edward B. Rust, Jr. | Management | For | For |
| 1K | Elect Kurt L. Schmoke | Management | For | For |
| 1L | Elect Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Permit Shareholder Removal of Directors With or Without Cause | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
SALESFORCE.COM INC
Meeting Date: JUN 11, 2020
Record Date: APR 16, 2020
Meeting Type: ANNUAL | Ticker: CRM
Security ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Marc R. Benioff | Management | For | For |
| 1B | Elect Craig A. Conway | Management | For | For |
| 1C | Elect Parker Harris | Management | For | For |
| 1D | Elect Alan G. Hassenfeld | Management | For | For |
| 1E | Elect Neelie Kroes | Management | For | For |
| 1F | Elect Colin L. Powell | Management | For | For |
| 1G | Elect Sanford R. Robertson | Management | For | For |
| 1H | Elect John V. Roos | Management | For | For |
| 1I | Elect Robin L. Washington | Management | For | For |
| 1J | Elect Maynard G. Webb | Management | For | For |
| 1K | Elect Susan D. Wojcicki | Management | For | For |
| 2 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
| 3 | Amendment to the 2004 Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SHOPIFY INC
Meeting Date: MAY 27, 2020
Record Date: APR 14, 2020
Meeting Type: ANNUAL | Ticker: SHOP
Security ID: 82509L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Tobias Lutke | Management | For | For |
| 1.2 | Elect Robert G. Ashe | Management | For | For |
| 1.3 | Elect Gail Goodman | Management | For | For |
| 1.4 | Elect Colleen M. Johnston | Management | For | For |
| 1.5 | Elect Jeremy Levine | Management | For | For |
| 1.6 | Elect John Phillips | Management | For | For |
| 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SPLUNK INC
Meeting Date: JUN 11, 2020
Record Date: APR 16, 2020
Meeting Type: ANNUAL | Ticker: SPLK
Security ID: 848637104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect John G. Connors | Management | For | For |
| 1B | Elect Patricia Morrison | Management | For | For |
| 1C | Elect Stephen Newberry | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
SUN COMMUNITIES, INC.
Meeting Date: MAY 22, 2020
Record Date: MAR 23, 2020
Meeting Type: ANNUAL | Ticker: SUI
Security ID: 866674104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Gary A. Shiffman | Management | For | For |
| 1B | Elect Meghan G. Baivier | Management | For | For |
| 1C | Elect Stephanie W. Bergeron | Management | For | For |
| 1D | Elect Brian M. Hermelin | Management | For | For |
| 1E | Elect Ronald A. Klein | Management | For | For |
| 1F | Elect Clunet R. Lewis | Management | For | For |
| 1G | Elect Arthur A. Weiss | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
SYNCHRONY FINANCIAL
Meeting Date: MAY 21, 2020
Record Date: MAR 26, 2020
Meeting Type: ANNUAL | Ticker: SYF
Security ID: 87165B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Margaret M. Keane | Management | For | For |
| 1B | Elect Fernando Aguirre | Management | For | For |
| 1C | Elect Paget L. Alves | Management | For | For |
| 1D | Elect Arthur W. Coviello, Jr. | Management | For | For |
| 1E | Elect William W. Graylin | Management | For | For |
| 1F | Elect Roy A. Guthrie | Management | For | For |
| 1G | Elect Richard C. Hartnack | Management | For | For |
| 1H | Elect Jeffrey G. Naylor | Management | For | For |
| 1I | Elect Laurel J. Richie | Management | For | For |
| 1J | Elect Olympia J. Snowe | Management | For | For |
| 1K | Elect Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
T-MOBILE US INC
Meeting Date: JUN 04, 2020
Record Date: APR 07, 2020
Meeting Type: ANNUAL | Ticker: TMUS
Security ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Marcelo Claure | Management | For | For |
| 1.2 | Elect Srikant M. Datar | Management | For | For |
| 1.3 | Elect Ronald D. Fisher | Management | For | For |
| 1.4 | Elect Srini Gopalan | Management | For | For |
| 1.5 | Elect Lawrence H. Guffey | Management | For | For |
| 1.6 | Elect Timotheus Hottges | Management | For | For |
| 1.7 | Elect Christian P. Illek | Management | For | Withhold |
| 1.8 | Elect Stephen R. Kappes | Management | For | For |
| 1.9 | Elect Raphael Kubler | Management | For | For |
| 1.10 | Elect Thorsten Langheim | Management | For | For |
| 1.11 | Elect G. Michael Sievert | Management | For | For |
| 1.12 | Elect Teresa A. Taylor | Management | For | For |
| 1.13 | Elect Kelvin R. Westbrook | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| |
|---|
TARGET CORP
Meeting Date: JUN 10, 2020
Record Date: APR 13, 2020
Meeting Type: ANNUAL | Ticker: TGT
Security ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Douglas M. Baker, Jr. | Management | For | For |
| 1B | Elect George S. Barrett | Management | For | For |
| 1C | Elect Brian C. Cornell | Management | For | For |
| 1D | Elect Calvin Darden | Management | For | For |
| 1E | Elect Robert L. Edwards | Management | For | For |
| 1F | Elect Melanie L. Healey | Management | For | For |
| 1G | Elect Donald R. Knauss | Management | For | For |
| 1H | Elect Monica C. Lozano | Management | For | For |
| 1I | Elect Mary E. Minnick | Management | For | For |
| 1J | Elect Kenneth L. Salazar | Management | For | For |
| 1K | Elect Dmitri L. Stockton | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of the 2020 Long-Term Incentive Plan | Management | For | For |
| |
|---|
TJX COMPANIES, INC.
Meeting Date: JUN 09, 2020
Record Date: APR 13, 2020
Meeting Type: ANNUAL | Ticker: TJX
Security ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Zein Abdalla | Management | For | For |
| 1B | Elect Alan M. Bennett | Management | For | For |
| 1C | Elect Rosemary T. Berkery | Management | For | For |
| 1D | Elect David T. Ching | Management | For | For |
| 1E | Elect Ernie Herrman | Management | For | For |
| 1F | Elect Michael F. Hines | Management | For | For |
| 1G | Elect Amy B. Lane | Management | For | For |
| 1H | Elect Carol Meyrowitz | Management | For | For |
| 1I | Elect Jackwyn L. Nemerov | Management | For | For |
| 1J | Elect John F. O'Brien | Management | For | For |
| 1K | Elect Willow B. Shire | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Report on Chemicals | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Report on Animal Welfare | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
| |
|---|
TYLER TECHNOLOGIES, INC.
Meeting Date: MAY 12, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: TYL
Security ID: 902252105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Donald R. Brattain | Management | For | For |
| 1B | Elect Glenn A. Carter | Management | For | For |
| 1C | Elect Brenda A. Cline | Management | For | For |
| 1D | Elect J. Luther King, Jr. | Management | For | For |
| 1E | Elect Mary L. Landrieu | Management | For | For |
| 1F | Elect John S. Marr, Jr. | Management | For | For |
| 1G | Elect H. Lynn Moore, Jr. | Management | For | For |
| 1H | Elect Daniel M. Pope | Management | For | For |
| 1I | Elect Dustin R. Womble | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
UNION PACIFIC CORP.
Meeting Date: MAY 14, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: UNP
Security ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Andrew H. Card, Jr. | Management | For | For |
| 1B | Elect William J. DeLaney | Management | For | For |
| 1C | Elect David B. Dillon | Management | For | For |
| 1D | Elect Lance M. Fritz | Management | For | For |
| 1E | Elect Deborah C. Hopkins | Management | For | For |
| 1F | Elect Jane H. Lute | Management | For | For |
| 1G | Elect Michael R. McCarthy | Management | For | For |
| 1H | Elect Thomas F. McLarty III | Management | For | For |
| 1I | Elect Bhavesh V. Patel | Management | For | For |
| 1J | Elect Jose H. Villarreal | Management | For | For |
| 1K | Elect Christopher J. Williams | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | Shareholder | Against | Against |
| |
|---|
UNITED RENTALS, INC.
Meeting Date: MAY 07, 2020
Record Date: MAR 10, 2020
Meeting Type: ANNUAL | Ticker: URI
Security ID: 911363109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Jose B. Alvarez | Management | For | For |
| 1B | Elect Marc A. Bruno | Management | For | For |
| 1C | Elect Matthew J. Flannery | Management | For | For |
| 1D | Elect Bobby J. Griffin | Management | For | For |
| 1E | Elect Kim Harris Jones | Management | For | For |
| 1F | Elect Terri L. Kelly | Management | For | For |
| 1G | Elect Michael J. Kneeland | Management | For | For |
| 1H | Elect Gracia C. Martore | Management | For | For |
| 1I | Elect Filippo Passerini | Management | For | For |
| 1J | Elect Donald C. Roof | Management | For | For |
| 1K | Elect Shiv Singh | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Permit Shareholders to Act by Written Consent | Management | For | For |
| 5 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Shareholder | Against | Against |
| |
|---|
UNITEDHEALTH GROUP INC
Meeting Date: JUN 01, 2020
Record Date: APR 07, 2020
Meeting Type: ANNUAL | Ticker: UNH
Security ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Richard T. Burke | Management | For | For |
| 1B | Elect Timothy P. Flynn | Management | For | For |
| 1C | Elect Stephen J. Hemsley | Management | For | For |
| 1D | Elect Michele J. Hooper | Management | For | For |
| 1E | Elect F. William McNabb, III | Management | For | For |
| 1F | Elect Valerie C. Montgomery Rice | Management | For | For |
| 1G | Elect John H. Noseworthy | Management | For | For |
| 1H | Elect Glenn M. Renwick | Management | For | For |
| 1I | Elect David S. Wichmann | Management | For | For |
| 1J | Elect Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Approval of the 2020 Stock Incentive Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Shareholder | Against | Against |
| |
|---|
VERTEX PHARMACEUTICALS, INC.
Meeting Date: JUN 03, 2020
Record Date: APR 09, 2020
Meeting Type: ANNUAL | Ticker: VRTX
Security ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Sangeeta N. Bhatia | Management | For | For |
| 1B | Elect Lloyd A. Carney | Management | For | For |
| 1C | Elect Alan M. Garber | Management | For | For |
| 1D | Elect Terrence C. Kearney | Management | For | For |
| 1E | Elect Reshma Kewalramani | Management | For | For |
| 1F | Elect Yuchun Lee | Management | For | For |
| 1G | Elect Jeffrey M. Leiden | Management | For | For |
| 1H | Elect Margaret G. McGlynn | Management | For | For |
| 1I | Elect Diana McKenzie | Management | For | For |
| 1J | Elect Bruce I. Sachs | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| |
|---|
VISA INC
Meeting Date: JAN 28, 2020
Record Date: NOV 29, 2019
Meeting Type: ANNUAL | Ticker: V
Security ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lloyd A. Carney | Management | For | For |
| 2 | Elect Mary B. Cranston | Management | For | For |
| 3 | Elect Francisco Javier Fernandez-Carbajal | Management | For | For |
| 4 | Elect Alfred F. Kelly, Jr. | Management | For | For |
| 5 | Elect Ramon L. Laguarta | Management | For | For |
| 6 | Elect John F. Lundgren | Management | For | For |
| 7 | Elect Robert W. Matschullat | Management | For | For |
| 8 | Elect Denise M. Morrison | Management | For | For |
| 9 | Elect Suzanne Nora Johnson | Management | For | For |
| 10 | Elect John A.C. Swainson | Management | For | For |
| 11 | Elect Maynard G. Webb, Jr. | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
WALT DISNEY CO (THE)
Meeting Date: MAR 11, 2020
Record Date: JAN 13, 2020
Meeting Type: ANNUAL | Ticker: DIS
Security ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Susan E. Arnold | Management | For | For |
| 2 | Elect Mary T. Barra | Management | For | For |
| 3 | Elect Safra A. Catz | Management | For | For |
| 4 | Elect Francis A. deSouza | Management | For | For |
| 5 | Elect Michael B.G. Froman | Management | For | For |
| 6 | Elect Robert A. Iger | Management | For | For |
| 7 | Elect Maria Elena Lagomasino | Management | For | For |
| 8 | Elect Mark G. Parker | Management | For | For |
| 9 | Elect Derica W. Rice | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| 12 | Amendment to the 2011 Stock Incentive Plan | Management | For | For |
| 13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
WASTE MANAGEMENT, INC.
Meeting Date: MAY 12, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: WM
Security ID: 94106L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Frank M. Clark, Jr. | Management | For | For |
| 1B | Elect James C. Fish, Jr. | Management | For | For |
| 1C | Elect Andres R. Gluski | Management | For | For |
| 1D | Elect Victoria M. Holt | Management | For | Against |
| 1E | Elect Kathleen M. Mazzarella | Management | For | For |
| 1F | Elect William B. Plummer | Management | For | For |
| 1G | Elect John C. Pope | Management | For | For |
| 1H | Elect Thomas H. Weidemeyer | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| |
|---|
WESTERN UNION COMPANY
Meeting Date: MAY 14, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: WU
Security ID: 959802109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Martin I. Cole | Management | For | For |
| 1B | Elect Hikmet Ersek | Management | For | For |
| 1C | Elect Richard A. Goodman | Management | For | For |
| 1D | Elect Betsy D. Holden | Management | For | For |
| 1E | Elect Jeffrey A. Joerres | Management | For | For |
| 1F | Elect Michael A. Miles, Jr. | Management | For | Against |
| 1G | Elect Timothy P. Murphy | Management | For | For |
| 1H | Elect Jan Siegmund | Management | For | For |
| 1I | Elect Angela A. Sun | Management | For | For |
| 1J | Elect Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
PGIM Jennison Rising Dividend Fund - Sub-Adviser: Jennison
| |
|---|
ABBOTT LABORATORIES
Meeting Date: APR 24, 2020
Record Date: FEB 26, 2020
Meeting Type: ANNUAL | Ticker: ABT
Security ID: 002824100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert J. Alpern | Management | For | For |
| 1.2 | Elect Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Sally E. Blount | Management | For | For |
| 1.4 | Elect Robert B. Ford | Management | For | For |
| 1.5 | Elect Michelle A. Kumbier | Management | For | For |
| 1.6 | Elect Edward M. Liddy | Management | For | For |
| 1.7 | Elect Darren W. McDew | Management | For | Withhold |
| 1.8 | Elect Nancy McKinstry | Management | For | For |
| 1.9 | Elect Phebe N. Novakovic | Management | For | For |
| 1.10 | Elect William A. Osborn | Management | For | For |
| 1.11 | Elect Daniel J. Starks | Management | For | For |
| 1.12 | Elect John G. Stratton | Management | For | For |
| 1.13 | Elect Glenn F. Tilton | Management | For | For |
| 1.14 | Elect Miles D. White | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES INC.
Meeting Date: JUN 08, 2020
Record Date: MAR 31, 2020
Meeting Type: ANNUAL | Ticker: ARE
Security ID: 015271109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Joel S. Marcus | Management | For | For |
| 1B | Elect Steven R. Hash | Management | For | For |
| 1C | Elect John L. Atkins, III | Management | For | For |
| 1D | Elect James P. Cain | Management | For | For |
| 1E | Elect Maria C. Freire | Management | For | For |
| 1F | Elect Jennifer Friel Goldstein | Management | For | For |
| 1G | Elect Richard H. Klein | Management | For | For |
| 1H | Elect James H. Richardson | Management | For | For |
| 1I | Elect Michael A. Woronoff | Management | For | For |
| 2 | Amendment to the 1997 Stock Award and Incentive Plan | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
ALTRIA GROUP INC.
Meeting Date: MAY 14, 2020
Record Date: MAR 23, 2020
Meeting Type: ANNUAL | Ticker: MO
Security ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect John T. Casteen III | Management | For | For |
| 1B | Elect Dinyar S. Devitre | Management | For | For |
| 1C | Elect Thomas F. Farrell II | Management | For | For |
| 1D | Elect Debra J. Kelly-Ennis | Management | For | For |
| 1E | Elect W. Leo Kiely III | Management | For | For |
| 1F | Elect Kathryn B. McQuade | Management | For | For |
| 1G | Elect George Munoz | Management | For | For |
| 1H | Elect Mark E. Newman | Management | For | For |
| 1I | Elect Nabil Y. Sakkab | Management | For | For |
| 1J | Elect Virginia E. Shanks | Management | For | For |
| 1K | Elect Howard A. Willard III | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of the 2020 Performance Incentive Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Report on Underage Tobacco Prevention | Shareholder | Against | Against |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY INC.
Meeting Date: APR 21, 2020
Record Date: FEB 24, 2020
Meeting Type: ANNUAL | Ticker: AEP
Security ID: 025537101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Nicholas K. Akins | Management | For | For |
| 1B | Elect David J. Anderson | Management | For | For |
| 1C | Elect J. Barnie Beasley, Jr. | Management | For | For |
| 1D | Elect Ralph D. Crosby, Jr. | Management | For | For |
| 1E | Elect Art A. Garcia | Management | For | For |
| 1F | Elect Linda A. Goodspeed | Management | For | For |
| 1G | Elect Thomas E. Hoaglin | Management | For | For |
| 1H | Elect Sandra Beach Lin | Management | For | For |
| 1I | Elect Margaret M. McCarthy | Management | For | For |
| 1J | Elect Richard C. Notebaert | Management | For | For |
| 1K | Elect Stephen S. Rasmussen | Management | For | For |
| 1L | Elect Oliver G. Richard, III | Management | For | For |
| 1M | Elect Sara Martinez Tucker | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
AMERICAN EXPRESS CO.
Meeting Date: MAY 05, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: AXP
Security ID: 025816109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Charlene Barshefsky | Management | For | For |
| 1B | Elect John J. Brennan | Management | For | For |
| 1C | Elect Peter Chernin | Management | For | For |
| 1D | Elect Ralph de la Vega | Management | For | For |
| 1E | Elect Anne M. A. Lauvergeon | Management | For | For |
| 1F | Elect Micheal O. Leavitt | Management | For | For |
| 1G | Elect Theodore J. Leonsis | Management | For | For |
| 1H | Elect Karen L. Parkhill | Management | For | For |
| 1I | Elect Lynn A. Pike | Management | For | For |
| 1J | Elect Stephen J. Squeri | Management | For | For |
| 1K | Elect Daniel L. Vasella | Management | For | For |
| 1L | Elect Ronald A. Williams | Management | For | For |
| 1M | Elect Christopher D. Young | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Incentive Compensation Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| |
|---|
APPLE INC
Meeting Date: FEB 26, 2020
Record Date: JAN 02, 2020
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James A. Bell | Management | For | For |
| 2 | Elect Timothy D. Cook | Management | For | For |
| 3 | Elect Albert A. Gore | Management | For | For |
| 4 | Elect Andrea Jung | Management | For | For |
| 5 | Elect Arthur D. Levinson | Management | For | For |
| 6 | Elect Ronald D. Sugar | Management | For | For |
| 7 | Elect Susan L. Wagner | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Freedom of Expression and Access to Information | Shareholder | Against | Against |
| |
|---|
APTARGROUP INC.
Meeting Date: MAY 06, 2020
Record Date: MAR 13, 2020
Meeting Type: ANNUAL | Ticker: ATR
Security ID: 038336103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect George L. Fotiades | Management | For | For |
| 1B | Elect B. Craig Owens | Management | For | For |
| 1C | Elect Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2018 Equity Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
ASML HOLDING NV
Meeting Date: APR 22, 2020
Record Date: MAR 25, 2020
Meeting Type: ANNUAL | Ticker: ASML
Security ID: N07059210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Remuneration Report | Management | For | For |
| 2 | Accounts and Reports | Management | For | Against |
| 3 | Discussion of the Dividend Policy | Management | For | For |
| 4 | Ratification of Management Board Acts | Management | For | For |
| 5 | Ratification of Supervisory Board Acts | Management | For | For |
| 6 | Long Term Incentive Plan; Authority to Issue Shares | Management | For | For |
| 7 | Management Board Remuneration Policy | Management | For | For |
| 8 | Supervisory Board Remuneration Policy | Management | For | For |
| 9 | Elect Annet P. Aris to the Supervisory Board | Management | For | For |
| 10 | Elect D. Mark Durcan to the Supervisory Board | Management | For | For |
| 11 | Elect Warren A. East to the Supervisory Board | Management | For | For |
| 12 | Appointment of Auditor | Management | For | For |
| 13 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 14 | Authority to Suppress Preemptive Rights | Management | For | For |
| 15 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers, Acquisitions and Alliances | Management | For | For |
| 16 | Authority to Suppress Preemptive Rights in Connection with Mergers, Acquisitions and Alliances | Management | For | For |
| 17 | Authority to Repurchase Ordinary Shares | Management | For | For |
| 18 | Authority to Repurchase Additional Ordinary Shares | Management | For | For |
| 19 | Authority to Cancel Repurchased Shares | Management | For | For |
| |
|---|
ASML HOLDING NV
Meeting Date: APR 22, 2020
Record Date: MAR 04, 2020
Meeting Type: ANNUAL | Ticker: ASML
Security ID: N07059210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Remuneration Report | Management | For | For |
| 2 | Accounts and Reports | Management | For | Against |
| 3 | Allocation of Profits/Dividends | Management | For | For |
| 4 | Ratification of Management Board Acts | Management | For | For |
| 5 | Ratification of Supervisory Board Acts | Management | For | For |
| 6 | Long Term Incentive Plan; Authority to Issue Shares | Management | For | For |
| 7 | Management Board Remuneration Policy | Management | For | For |
| 8 | Supervisory Board Remuneration Policy | Management | For | For |
| 9 | Elect Annet P. Aris to the Supervisory Board | Management | For | For |
| 10 | Elect D. Mark Durcan to the Supervisory Board | Management | For | For |
| 11 | Elect Warren A. East to the Supervisory Board | Management | For | For |
| 12 | Appointment of Auditor | Management | For | For |
| 13 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 14 | Authority to Suppress Preemptive Rights | Management | For | For |
| 15 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers, Acquisitions and Alliances | Management | For | For |
| 16 | Authority to Suppress Preemptive Rights in Connection with Mergers, Acquisitions and Alliances | Management | For | For |
| 17 | Authority to Repurchase Ordinary Shares | Management | For | For |
| 18 | Authority to Repurchase Additional Ordinary Shares | Management | For | For |
| 19 | Authority to Cancel Repurchased Shares | Management | For | For |
| |
|---|
ASTRAZENECA PLC
Meeting Date: APR 29, 2020
Record Date: FEB 26, 2020
Meeting Type: ANNUAL | Ticker: AZN
Security ID: 046353108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Appointment of Auditor | Management | For | For |
| 4 | Authority to Set Auditor's Fees | Management | For | For |
| 5A | Elect Leif Johansson | Management | For | For |
| 5B | Elect Pascal Soriot | Management | For | For |
| 5C | Elect Marc Dunoyer | Management | For | For |
| 5D | Elect Genevieve B. Berger | Management | For | Against |
| 5E | Elect Philip Broadley | Management | For | For |
| 5F | Elect Graham A. Chipchase | Management | For | For |
| 5G | Elect Michel Demare | Management | For | For |
| 5H | Elect Deborah DiSanzo Eldracher | Management | For | For |
| 5I | Elect Sheri McCoy | Management | For | For |
| 5J | Elect Tony SK MOK | Management | For | For |
| 5K | Elect Nazneen Rahman | Management | For | For |
| 5l | Elect Marcus Wallenberg | Management | For | For |
| 6 | Remuneration Report (Advisory) | Management | For | For |
| 7 | Remuneration Policy (Binding) | Management | For | For |
| 8 | Authorisation of Political Donations | Management | For | For |
| 9 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 11 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
| 12 | Authority to Repurchase Shares | Management | For | For |
| 13 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| 14 | 2020 Performance Share Plan | Management | For | For |
| |
|---|
AUTOMATIC DATA PROCESSING INC.
Meeting Date: NOV 12, 2019
Record Date: SEP 13, 2019
Meeting Type: ANNUAL | Ticker: ADP
Security ID: 053015103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Peter Bisson | Management | For | For |
| 2 | Elect Richard T. Clark | Management | For | For |
| 3 | Elect R. Glenn Hubbard | Management | For | For |
| 4 | Elect John P. Jones | Management | For | For |
| 5 | Elect Francine S. Katsoudas | Management | For | For |
| 6 | Elect Thomas J. Lynch | Management | For | For |
| 7 | Elect Scott F. Powers | Management | For | For |
| 8 | Elect William J. Ready | Management | For | For |
| 9 | Elect Carlos A. Rodriguez | Management | For | For |
| 10 | Elect Sandra S. Wijnberg | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
AVALONBAY COMMUNITIES INC.
Meeting Date: MAY 12, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: AVB
Security ID: 053484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Glyn F. Aeppel | Management | For | For |
| 1B | Elect Terry S. Brown | Management | For | For |
| 1C | Elect Alan B. Buckelew | Management | For | For |
| 1D | Elect Ronald L. Havner, Jr. | Management | For | For |
| 1E | Elect Stephen P. Hills | Management | For | For |
| 1F | Elect Richard J. Lieb | Management | For | For |
| 1G | Elect Timothy J. Naughton | Management | For | For |
| 1H | Elect H. Jay Sarles | Management | For | For |
| 1I | Elect Susan Swanezy | Management | For | For |
| 1J | Elect W. Edward Walter | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Elimination of Supermajority Requirement | Management | For | For |
| |
|---|
BANK OF AMERICA CORP.
Meeting Date: APR 22, 2020
Record Date: MAR 02, 2020
Meeting Type: ANNUAL | Ticker: BAC
Security ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Sharon L. Allen | Management | For | For |
| 1B | Elect Susan S. Bies | Management | For | For |
| 1C | Elect Jack O. Bovender, Jr. | Management | For | For |
| 1D | Elect Frank P. Bramble, Sr. | Management | For | For |
| 1E | Elect Pierre J. P. de Weck | Management | For | For |
| 1F | Elect Arnold W. Donald | Management | For | For |
| 1G | Elect Linda P. Hudson | Management | For | For |
| 1H | Elect Monica C. Lozano | Management | For | For |
| 1I | Elect Thomas J. May | Management | For | For |
| 1J | Elect Brian T. Moynihan | Management | For | For |
| 1K | Elect Lionel L. Nowell, III | Management | For | For |
| 1L | Elect Denise L. Ramos | Management | For | For |
| 1M | Elect Clayton S. Rose | Management | For | For |
| 1N | Elect Michael D. White | Management | For | For |
| 1O | Elect Thomas D. Woods | Management | For | For |
| 1P | Elect R. David Yost | Management | For | For |
| 1Q | Elect Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Purpose of a Corporation | Shareholder | Against | Against |
| |
|---|
BRISTOL-MYERS SQUIBB CO.
Meeting Date: MAY 05, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: BMY
Security ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Peter J. Arduini | Management | For | For |
| 1B | Elect Robert J. Bertolini | Management | For | For |
| 1C | Elect Michael W. Bonney | Management | For | For |
| 1D | Elect Giovanni Caforio | Management | For | For |
| 1E | Elect Matthew W. Emmens | Management | For | For |
| 1F | Elect Julia A. Haller | Management | For | For |
| 1G | Elect Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Theodore R. Samuels, II | Management | For | For |
| 1I | Elect Vicki L. Sato | Management | For | For |
| 1J | Elect Gerald Storch | Management | For | For |
| 1K | Elect Karen H. Vousden | Management | For | For |
| 1L | Elect Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
CDW CORP.
Meeting Date: MAY 21, 2020
Record Date: MAR 25, 2020
Meeting Type: ANNUAL | Ticker: CDW
Security ID: 12514G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Steven W. Alesio | Management | For | For |
| 1B | Elect Barry K. Allen | Management | For | For |
| 1C | Elect Lynda M. Clarizio | Management | For | For |
| 1D | Elect Christine A. Leahy | Management | For | For |
| 1E | Elect David W. Nelms | Management | For | For |
| 1F | Elect Joseph R. Swedish | Management | For | For |
| 1G | Elect Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
CHEVRON CORP.
Meeting Date: MAY 27, 2020
Record Date: MAR 30, 2020
Meeting Type: ANNUAL | Ticker: CVX
Security ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Wanda M. Austin | Management | For | For |
| 1B | Elect John B. Frank | Management | For | For |
| 1C | Elect Alice P. Gast | Management | For | For |
| 1D | Elect Enrique Hernandez, Jr. | Management | For | For |
| 1E | Elect Charles W. Moorman IV | Management | For | For |
| 1F | Elect Dambisa F. Moyo | Management | For | For |
| 1G | Elect Debra L. Reed-Klages | Management | For | For |
| 1H | Elect Ronald D. Sugar | Management | For | For |
| 1I | Elect D. James Umpleby III | Management | For | For |
| 1J | Elect Michael K. Wirth | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Formation of Climate Change Committee | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Report on Human Rights Risks | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC
Meeting Date: APR 21, 2020
Record Date: FEB 24, 2020
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Michael L. Corbat | Management | For | For |
| 1B | Elect Ellen M. Costello | Management | For | For |
| 1C | Elect Grace E Dailey | Management | For | For |
| 1D | Elect Barbara J. Desoer | Management | For | For |
| 1E | Elect John C. Dugan | Management | For | For |
| 1F | Elect Duncan P. Hennes | Management | For | For |
| 1G | Elect Peter B. Henry | Management | For | For |
| 1H | Elect S. Leslie Ireland | Management | For | For |
| 1I | Elect Lew W. Jacobs, IV | Management | For | For |
| 1J | Elect Renee J. James | Management | For | For |
| 1K | Elect Gary M. Reiner | Management | For | For |
| 1L | Elect Diana L. Taylor | Management | For | For |
| 1M | Elect James S. Turley | Management | For | For |
| 1N | Elect Deborah C. Wright | Management | For | For |
| 1O | Elect Alexander R. Wynaendts | Management | For | For |
| 1P | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 2019 Stock Incentive Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Purpose of Corporation | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
CMS ENERGY CORPORATION
Meeting Date: MAY 01, 2020
Record Date: MAR 03, 2020
Meeting Type: ANNUAL | Ticker: CMS
Security ID: 125896100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Jon E. Barfield | Management | For | For |
| 1B | Elect Deborah H. Butler | Management | For | For |
| 1C | Elect Kurt L. Darrow | Management | For | For |
| 1D | Elect William D. Harvey | Management | For | For |
| 1E | Elect Patricia K. Poppe | Management | For | For |
| 1F | Elect John G. Russell | Management | For | For |
| 1G | Elect Suzanne F. Shank | Management | For | For |
| 1H | Elect Myrna M. Soto | Management | For | For |
| 1I | Elect John G. Sznewajs | Management | For | For |
| 1J | Elect Ronald J. Tanski | Management | For | For |
| 1K | Elect Laura H. Wright | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Approval of the 2020 Performance Incentive Stock Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| |
|---|
COMCAST CORP
Meeting Date: JUN 03, 2020
Record Date: APR 03, 2020
Meeting Type: ANNUAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Madeline S. Bell | Management | For | For |
| 1.3 | Elect Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Edward D. Breen | Management | For | For |
| 1.5 | Elect Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Maritza Gomez Montiel | Management | For | For |
| 1.8 | Elect Asuka Nakahara | Management | For | For |
| 1.9 | Elect David C. Novak | Management | For | For |
| 1.10 | Elect Brian L. Roberts | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2003 Stock Option Plan | Management | For | For |
| 4 | Amendment to the 2002 Restricted Stock Plan | Management | For | For |
| 5 | Advisory vote on executive compensation | Management | For | For |
| 6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | Shareholder | Against | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
Meeting Date: MAY 14, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: CCI
Security ID: 22822V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect P. Robert Bartolo | Management | For | For |
| 1B | Elect Jay A. Brown | Management | For | For |
| 1C | Elect Cindy Christy | Management | For | For |
| 1D | Elect Ari Q. Fitzgerald | Management | For | For |
| 1E | Elect Robert E. Garrison II | Management | For | For |
| 1F | Elect Andrea J. Goldsmith | Management | For | For |
| 1G | Elect Lee W. Hogan | Management | For | For |
| 1H | Elect Edward C. Hutcheson, Jr. | Management | For | For |
| 1I | Elect J. Landis Martin | Management | For | For |
| 1J | Elect Robert F. McKenzie | Management | For | For |
| 1K | Elect Anthony J. Melone | Management | For | For |
| 1L | Elect W. Benjamin Moreland | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
DIAGEO PLC
Meeting Date: SEP 19, 2019
Record Date: AUG 02, 2019
Meeting Type: ANNUAL | Ticker: DEO
Security ID: 25243Q205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Report (Advisory) | Management | For | For |
| 3 | Final Dividend | Management | For | For |
| 4 | Elect Debra A. Crew | Management | For | For |
| 5 | Elect Lord Mervyn Davies | Management | For | For |
| 6 | Elect Javier Ferran | Management | For | For |
| 7 | Elect Susan Kilsby | Management | For | For |
| 8 | Elect HO Kwon Ping | Management | For | For |
| 9 | Elect Nicola Mendelsohn | Management | For | For |
| 10 | Elect Ivan Menezes | Management | For | For |
| 11 | Elect Kathryn A. Mikells | Management | For | For |
| 12 | Elect Alan Stewart | Management | For | For |
| 13 | Appointment of Auditor | Management | For | For |
| 14 | Authority to Set Auditor's Fees | Management | For | For |
| 15 | Authorisation of Political Donations | Management | For | For |
| 16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 17 | Irish Sharesave Scheme | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 19 | Authority to Repurchase Shares | Management | For | For |
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| 21 | Adoption of New Articles of Association | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST INC
Meeting Date: JUN 08, 2020
Record Date: APR 20, 2020
Meeting Type: ANNUAL | Ticker: DLR
Security ID: 253868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Laurence A. Chapman | Management | For | For |
| 1B | Elect Alexis Black Bjorlin | Management | For | For |
| 1C | Elect Michael A. Coke | Management | For | For |
| 1D | Elect VeraLinn Jamieson | Management | For | For |
| 1E | Elect Kevin J. Kennedy | Management | For | For |
| 1F | Elect William G. LaPerch | Management | For | For |
| 1G | Elect Jean F.H.P. Mandeville | Management | For | For |
| 1H | Elect Afshin Mohebbi | Management | For | For |
| 1I | Elect Mark R. Patterson | Management | For | For |
| 1J | Elect Mary Hogan Preusse | Management | For | For |
| 1K | Elect A. William Stein | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
ENBRIDGE INC
Meeting Date: MAY 05, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: ENB
Security ID: 29250N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Pamela L. Carter | Management | For | For |
| 1.2 | Elect Marcel R. Coutu | Management | For | For |
| 1.3 | Elect Susan M. Cunningham | Management | For | For |
| 1.4 | Elect Gregory L. Ebel | Management | For | For |
| 1.5 | Elect J. Herb England | Management | For | For |
| 1.6 | Elect Charles W. Fischer | Management | For | For |
| 1.7 | Elect Gregory J. Goff | Management | For | For |
| 1.8 | Elect V. Maureen Kempston Darkes | Management | For | For |
| 1.9 | Elect Teresa S. Madden | Management | For | For |
| 1.10 | Elect Al Monaco | Management | For | For |
| 1.11 | Elect Dan C. Tutcher | Management | For | For |
| 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 3 | Shareholder Rights Plan Renewal | Management | For | For |
| 4 | Amendment to By-Law No. 1 | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
EQUINIX, INC.
Meeting Date: JUN 18, 2020
Record Date: APR 20, 2020
Meeting Type: ANNUAL | Ticker: EQIX
Security ID: 29444U700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Thomas Bartlett | Management | For | For |
| 1.2 | Elect Nanci E. Caldwell | Management | For | For |
| 1.3 | Elect Adaire Fox-Martin | Management | For | For |
| 1.4 | Elect Gary F. Hromadko | Management | For | For |
| 1.5 | Elect William Luby | Management | For | For |
| 1.6 | Elect Irving F. Lyons, III | Management | For | For |
| 1.7 | Elect Charles Meyers | Management | For | For |
| 1.8 | Elect Christopher B. Paisley | Management | For | For |
| 1.9 | Elect Sandra Rivera | Management | For | For |
| 1.10 | Elect Peter F. Van Camp | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Approval of the 2020 Equity Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| |
|---|
FMC CORP.
Meeting Date: APR 28, 2020
Record Date: MAR 04, 2020
Meeting Type: ANNUAL | Ticker: FMCPRC
Security ID: 302491303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Pierre Brondeau | Management | For | For |
| 1B | Elect Eduardo E. Cordeiro | Management | For | For |
| 1C | Elect Mark Douglas | Management | For | For |
| 1D | Elect C. Scott Greer | Management | For | For |
| 1E | Elect K'Lynne Johnson | Management | For | For |
| 1F | Elect Dirk A. Kempthorne | Management | For | For |
| 1G | Elect Paul J. Norris | Management | For | For |
| 1H | Elect Margareth Ovrum | Management | For | For |
| 1I | Elect Robert C. Pallash | Management | For | For |
| 1J | Elect William H. Powell | Management | For | For |
| 1K | Elect Vincent R. Volpe Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HERSHEY COMPANY
Meeting Date: MAY 12, 2020
Record Date: MAR 13, 2020
Meeting Type: ANNUAL | Ticker: HSY
Security ID: 427866108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Pamela M. Arway | Management | For | For |
| 1.2 | Elect James W. Brown | Management | For | For |
| 1.3 | Elect Michele G. Buck | Management | For | For |
| 1.4 | Elect Victor L. Crawford | Management | For | For |
| 1.5 | Elect Charles A. Davis | Management | For | For |
| 1.6 | Elect Mary Kay Haben | Management | For | For |
| 1.7 | Elect James C. Katzman | Management | For | For |
| 1.8 | Elect M. Diane Koken | Management | For | For |
| 1.9 | Elect Robert M. Malcolm | Management | For | For |
| 1.10 | Elect Anthony J. Palmer | Management | For | For |
| 1.11 | Elect Juan R. Perez | Management | For | For |
| 1.12 | Elect Wendy L. Schoppert | Management | For | For |
| 1.13 | Elect David L. Shedlarz | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HOME DEPOT, INC.
Meeting Date: MAY 21, 2020
Record Date: MAR 23, 2020
Meeting Type: ANNUAL | Ticker: HD
Security ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Gerard J. Arpey | Management | For | For |
| 1B | Elect Ari Bousbib | Management | For | For |
| 1C | Elect Jeffery H. Boyd | Management | For | For |
| 1D | Elect Gregory D. Brenneman | Management | For | For |
| 1E | Elect J. Frank Brown | Management | For | For |
| 1F | Elect Albert P. Carey | Management | For | For |
| 1G | Elect Helena B. Foulkes | Management | For | For |
| 1H | Elect Linda R. Gooden | Management | For | For |
| 1I | Elect Wayne M. Hewett | Management | For | For |
| 1J | Elect Manuel Kadre | Management | For | For |
| 1K | Elect Stephanie C. Linnartz | Management | For | For |
| 1L | Elect Craig A. Menear | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Retention of Shares Following Termination of Employment | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | Against |
| |
|---|
HONEYWELL INTERNATIONAL INC.
Meeting Date: APR 27, 2020
Record Date: FEB 28, 2020
Meeting Type: ANNUAL | Ticker: HON
Security ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Darius Adamczyk | Management | For | For |
| 1B | Elect Duncan B. Angove | Management | For | For |
| 1C | Elect William S. Ayer | Management | For | For |
| 1D | Elect Kevin Burke | Management | For | For |
| 1E | Elect D. Scott Davis | Management | For | For |
| 1F | Elect Linnet F. Deily | Management | For | For |
| 1G | Elect Deborah Flint | Management | For | For |
| 1H | Elect Judd Gregg | Management | For | For |
| 1I | Elect Clive Hollick | Management | For | For |
| 1J | Elect Grace D. Lieblein | Management | For | For |
| 1K | Elect Raymond T. Odierno | Management | For | For |
| 1L | Elect George Paz | Management | For | For |
| 1M | Elect Robin L. Washington | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| |
|---|
INTUIT INC
Meeting Date: JAN 23, 2020
Record Date: NOV 25, 2019
Meeting Type: ANNUAL | Ticker: INTU
Security ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Eve Burton | Management | For | For |
| 2 | Elect Scott D. Cook | Management | For | For |
| 3 | Elect Richard Dalzell | Management | For | For |
| 4 | Elect Sasan Goodarzi | Management | For | For |
| 5 | Elect Deborah Liu | Management | For | For |
| 6 | Elect Suzanne Nora Johnson | Management | For | For |
| 7 | Elect Dennis D. Powell | Management | For | For |
| 8 | Elect Brad D. Smith | Management | For | For |
| 9 | Elect Thomas J. Szkutak | Management | For | For |
| 10 | Elect Raul Vazquez | Management | For | For |
| 11 | Elect Jeff Weiner | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 19, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Linda B. Bammann | Management | For | For |
| 1B | Elect Stephen B. Burke | Management | For | For |
| 1C | Elect Todd A. Combs | Management | For | For |
| 1D | Elect James S. Crown | Management | For | For |
| 1E | Elect James Dimon | Management | For | For |
| 1F | Elect Timothy P. Flynn | Management | For | For |
| 1G | Elect Mellody Hobson | Management | For | For |
| 1H | Elect Michael A. Neal | Management | For | For |
| 1I | Elect Lee R. Raymond | Management | For | For |
| 1J | Elect Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Charitable Contributions Disclosure | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| |
|---|
KINDER MORGAN INC
Meeting Date: MAY 13, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: KMI
Security ID: 49456B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Richard D. Kinder | Management | For | For |
| 1B | Elect Steven J. Kean | Management | For | For |
| 1C | Elect Kimberly A. Dang | Management | For | For |
| 1D | Elect Ted A. Gardner | Management | For | For |
| 1E | Elect Anthony W. Hall, Jr. | Management | For | For |
| 1F | Elect Gary L. Hultquist | Management | For | For |
| 1G | Elect Ronald L. Kuehn, Jr. | Management | For | For |
| 1H | Elect Deborah A. Macdonald | Management | For | For |
| 1I | Elect Michael C. Morgan | Management | For | For |
| 1J | Elect Arthur C. Reichstetter | Management | For | For |
| 1K | Elect Fayez S. Sarofim | Management | For | For |
| 1L | Elect C. Park Shaper | Management | For | For |
| 1M | Elect William A. Smith | Management | For | For |
| 1N | Elect Joel V. Staff | Management | For | For |
| 1O | Elect Robert F. Vagt | Management | For | For |
| 1P | Elect Perry M. Waughtal | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
LILLY(ELI) & CO
Meeting Date: MAY 04, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: LLY
Security ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Michael L. Eskew | Management | For | For |
| 1B | Elect William G. Kaelin, Jr. | Management | For | For |
| 1C | Elect David A. Ricks | Management | For | For |
| 1D | Elect Marschall S. Runge | Management | For | For |
| 1E | Elect Karen Walker | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Repeal of Classified Board | Management | For | For |
| 5 | Elimination of Supermajority Requirement | Management | For | For |
| 6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Forced Swim Test | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Bonus Deferral Policy | Shareholder | Against | For |
| 12 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For |
| |
|---|
MASTERCARD INCORPORATED
Meeting Date: JUN 16, 2020
Record Date: APR 20, 2020
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Richard Haythornthwaite | Management | For | For |
| 1B | Elect Ajay Banga | Management | For | For |
| 1C | Elect Richard K. Davis | Management | For | For |
| 1D | Elect Steven J. Freiberg | Management | For | For |
| 1E | Elect Julius Genachowski | Management | For | For |
| 1F | Elect Choon Phong Goh | Management | For | For |
| 1G | Elect Merit E. Janow | Management | For | For |
| 1H | Elect Oki Matsumoto | Management | For | For |
| 1I | Elect Youngme E. Moon | Management | For | For |
| 1J | Elect Rima Qureshi | Management | For | For |
| 1K | Elect Jose Octavio Reyes Lagunes | Management | For | For |
| 1L | Elect Gabrielle Sulzberger | Management | For | For |
| 1M | Elect Jackson P. Tai | Management | For | For |
| 1N | Elect Lance Uggla | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
MCDONALD`S CORP
Meeting Date: MAY 21, 2020
Record Date: MAR 23, 2020
Meeting Type: ANNUAL | Ticker: MCD
Security ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Lloyd H. Dean | Management | For | For |
| 1B | Elect Robert A. Eckert | Management | For | For |
| 1C | Elect Catherine Engelbert | Management | For | For |
| 1D | Elect Margaret H. Georgiadis | Management | For | For |
| 1E | Elect Enrique Hernandez, Jr. | Management | For | For |
| 1F | Elect Christopher Kempczinski | Management | For | For |
| 1G | Elect Richard H. Lenny | Management | For | For |
| 1H | Elect John Mulligan | Management | For | For |
| 1I | Elect Sheila A. Penrose | Management | For | For |
| 1J | Elect John W. Rogers, Jr. | Management | For | For |
| 1K | Elect Paul S. Walsh | Management | For | For |
| 1L | Elect Miles D. White | Management | For | Against |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the 2012 Omnibus Stock Ownership Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: DEC 04, 2019
Record Date: OCT 08, 2019
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect William H. Gates III | Management | For | For |
| 1B | Elect Reid G. Hoffman | Management | For | For |
| 1C | Elect Hugh F. Johnston | Management | For | For |
| 1D | Elect Teri L. List-Stoll | Management | For | For |
| 1E | Elect Satya Nadella | Management | For | For |
| 1F | Elect Sandra E. Peterson | Management | For | For |
| 1G | Elect Penny S. Pritzker | Management | For | For |
| 1H | Elect Charles W. Scharf | Management | For | For |
| 1I | Elect Arne M. Sorenson | Management | For | For |
| 1J | Elect John W. Stanton | Management | For | For |
| 1K | Elect John W. Thompson | Management | For | For |
| 1L | Elect Emma N. Walmsley | Management | For | For |
| 1M | Elect Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
| |
|---|
MOTOROLA SOLUTIONS INC
Meeting Date: MAY 11, 2020
Record Date: MAR 13, 2020
Meeting Type: ANNUAL | Ticker: MSI
Security ID: 620076307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Gregory Q. Brown | Management | For | For |
| 1B | Elect Kenneth D. Denman | Management | For | For |
| 1C | Elect Egon Durban | Management | For | For |
| 1D | Elect Clayton M. Jones | Management | For | For |
| 1E | Elect Judy C. Lewent | Management | For | For |
| 1F | Elect Gregory K. Mondre | Management | For | For |
| 1G | Elect Anne R. Pramaggiore | Management | For | For |
| 1H | Elect Joseph M. Tucci | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| |
|---|
NEXTERA ENERGY INC
Meeting Date: MAY 21, 2020
Record Date: MAR 23, 2020
Meeting Type: ANNUAL | Ticker: NEE
Security ID: 65339F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Sherry S. Barrat | Management | For | For |
| 1B | Elect James L. Camaren | Management | For | For |
| 1C | Elect Kenneth B. Dunn | Management | For | For |
| 1D | Elect Naren K. Gursahaney | Management | For | For |
| 1E | Elect Kirk S. Hachigian | Management | For | For |
| 1F | Elect Toni Jennings | Management | For | For |
| 1G | Elect Amy B. Lane | Management | For | For |
| 1H | Elect David L. Porges | Management | For | For |
| 1I | Elect James L. Robo | Management | For | For |
| 1J | Elect Rudy E. Schupp | Management | For | For |
| 1K | Elect John L. Skolds | Management | For | For |
| 1L | Elect William H. Swanson | Management | For | For |
| 1M | Elect Darryl L. Wilson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
NIKE, INC.
Meeting Date: SEP 19, 2019
Record Date: JUL 19, 2019
Meeting Type: ANNUAL | Ticker: NKE
Security ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Peter B. Henry | Management | For | For |
| 1.3 | Elect Michelle Peluso | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
NORFOLK SOUTHERN CORP.
Meeting Date: MAY 14, 2020
Record Date: MAR 06, 2020
Meeting Type: ANNUAL | Ticker: NSC
Security ID: 655844108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Thomas D. Bell Jr. | Management | For | For |
| 1B | Elect Mitchell E. Daniels, Jr. | Management | For | For |
| 1C | Elect Marcela E. Donadio | Management | For | For |
| 1D | Elect John C. Huffard, Jr. | Management | For | For |
| 1E | Elect Christopher T. Jones | Management | For | For |
| 1F | Elect Thomas C. Kelleher | Management | For | For |
| 1G | Elect Steven F. Leer | Management | For | For |
| 1H | Elect Michael D. Lockhart | Management | For | For |
| 1I | Elect Amy E. Miles | Management | For | For |
| 1J | Elect Claude Mongeau | Management | For | For |
| 1K | Elect Jennifer F. Scanlon | Management | For | For |
| 1L | Elect James A. Squires | Management | For | For |
| 1M | Elect John R. Thompson | Management | For | For |
| 2A | Majority Vote for Amendments to Articles | Management | For | For |
| 2B | Majority Vote for Approval of Mergers and Other Corporate Transactions | Management | For | For |
| 2C | Majority Vote for Redomestication and Other Transactions | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
NORTHROP GRUMMAN CORP.
Meeting Date: MAY 20, 2020
Record Date: MAR 24, 2020
Meeting Type: ANNUAL | Ticker: NOC
Security ID: 666807102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Kathy J Warden | Management | For | For |
| 1B | Elect Marianne C. Brown | Management | For | For |
| 1C | Elect Donald E. Felsinger | Management | For | For |
| 1D | Elect Ann M. Fudge | Management | For | For |
| 1E | Elect Bruce S. Gordon | Management | For | For |
| 1F | Elect William H. Hernandez | Management | For | For |
| 1G | Elect Madeleine A. Kleiner | Management | For | For |
| 1H | Elect Karl J. Krapek | Management | For | For |
| 1I | Elect Gary Roughead | Management | For | For |
| 1J | Elect Thomas M. Schoewe | Management | For | For |
| 1K | Elect James S. Turley | Management | For | For |
| 1L | Elect Mark A. Welsh III | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Report on Human Rights Impact Assessments | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Shareholder | Against | For |
| |
|---|
NVIDIA CORP
Meeting Date: JUN 09, 2020
Record Date: APR 13, 2020
Meeting Type: ANNUAL | Ticker: NVDA
Security ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Robert K. Burgess | Management | For | For |
| 1B | Elect Tench Coxe | Management | For | For |
| 1C | Elect Persis S. Drell | Management | For | For |
| 1D | Elect Jen-Hsun Huang | Management | For | For |
| 1E | Elect Dawn Hudson | Management | For | For |
| 1F | Elect Harvey C. Jones | Management | For | For |
| 1G | Elect Michael G. McCaffery | Management | For | For |
| 1H | Elect Stephen C. Neal | Management | For | For |
| 1I | Elect Mark L. Perry | Management | For | For |
| 1J | Elect A. Brooke Seawell | Management | For | For |
| 1K | Elect Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the 2007 Equity Incentive Plan | Management | For | For |
| 5 | Amendment to the 2012 Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PEPSICO INC.
Meeting Date: MAY 06, 2020
Record Date: MAR 02, 2020
Meeting Type: ANNUAL | Ticker: PEP
Security ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Shona L. Brown | Management | For | For |
| 1B | Elect Cesar Conde | Management | For | For |
| 1C | Elect Ian M. Cook | Management | For | For |
| 1D | Elect Dina Dublon | Management | For | For |
| 1E | Elect Richard W. Fisher | Management | For | For |
| 1F | Elect Michelle D. Gass | Management | For | For |
| 1G | Elect Ramon L. Laguarta | Management | For | For |
| 1H | Elect David C. Page | Management | For | For |
| 1I | Elect Robert C. Pohlad | Management | For | For |
| 1J | Elect Daniel L. Vasella | Management | For | For |
| 1K | Elect Darren Walker | Management | For | For |
| 1L | Elect Alberto Weisser | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
PNC FINANCIAL SERVICES GROUP
Meeting Date: APR 28, 2020
Record Date: JAN 31, 2020
Meeting Type: ANNUAL | Ticker: PNC
Security ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Joseph Alvarado | Management | For | For |
| 1B | Elect Charles E. Bunch | Management | For | For |
| 1C | Elect Debra A. Cafaro | Management | For | For |
| 1D | Elect Marjorie Rodgers Cheshire | Management | For | For |
| 1E | Elect William S. Demchak | Management | For | For |
| 1F | Elect Andrew T. Feldstein | Management | For | For |
| 1G | Elect Richard J. Harshman | Management | For | For |
| 1H | Elect Daniel R. Hesse | Management | For | For |
| 1I | Elect Linda R. Medler | Management | For | For |
| 1J | Elect Martin Pfinsgraff | Management | For | For |
| 1K | Elect Toni Townes-Whitley | Management | For | For |
| 1L | Elect Michael J. Ward | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of The 2020 Employee Stock Purchase Plan | Management | For | For |
| |
|---|
QUALCOMM, INC.
Meeting Date: MAR 10, 2020
Record Date: JAN 13, 2020
Meeting Type: ANNUAL | Ticker: QCOM
Security ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mark Fields | Management | For | For |
| 2 | Elect Jeffrey W. Henderson | Management | For | For |
| 3 | Elect Ann M. Livermore | Management | For | For |
| 4 | Elect Harish Manwani | Management | For | For |
| 5 | Elect Mark D. McLaughlin | Management | For | For |
| 6 | Elect Steven M. Mollenkopf | Management | For | For |
| 7 | Elect Clark T. Randt, Jr. | Management | For | For |
| 8 | Elect Irene B. Rosenfeld | Management | For | For |
| 9 | Elect Neil Smit | Management | For | For |
| 10 | Elect Anthony J. Vinciquerra | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Amendment to the 2016 Long-Term Incentive Plan | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| |
|---|
SEMPRA ENERGY
Meeting Date: MAY 05, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: SRE
Security ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Alan L. Boeckmann | Management | For | For |
| 1B | Elect Kathleen Brown | Management | For | For |
| 1C | Elect Andres Conesa Labastida | Management | For | For |
| 1D | Elect Maria Contreras-Sweet | Management | For | For |
| 1E | Elect Pablo A. Ferrero | Management | For | For |
| 1F | Elect William D. Jones | Management | For | For |
| 1G | Elect Jeffrey W. Martin | Management | For | For |
| 1H | Elect Bethany J. Mayer | Management | For | For |
| 1I | Elect Michael N. Mears | Management | For | For |
| 1J | Elect Jack T. Taylor | Management | For | For |
| 1K | Elect Cynthia L Walker | Management | For | For |
| 1L | Elect Cynthia J. Warner | Management | For | Against |
| 1M | Elect James C. Yardley | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| |
|---|
SERVICE CORP. INTERNATIONAL
Meeting Date: MAY 13, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: SCI
Security ID: 817565104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Alan R. Buckwalter, III | Management | For | For |
| 1B | Elect Jakki L. Haussler | Management | For | For |
| 1C | Elect Victor L. Lund | Management | For | For |
| 1D | Elect Clifton H. Morris, Jr. | Management | For | For |
| 1E | Elect Ellen Ochoa | Management | For | For |
| 1F | Elect Thomas L. Ryan | Management | For | For |
| 1G | Elect W. Blair Waltrip | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SUNCOR ENERGY, INC.
Meeting Date: MAY 06, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL | Ticker: SU
Security ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Mel E. Benson | Management | For | For |
| 1.3 | Elect John D. Gass | Management | For | For |
| 1.4 | Elect Dennis M. Houston | Management | For | For |
| 1.5 | Elect Mark S. Little | Management | For | For |
| 1.6 | Elect Brian P. MacDonald | Management | For | For |
| 1.7 | Elect Maureen McCaw | Management | For | For |
| 1.8 | Elect Lorraine Mitchelmore | Management | For | For |
| 1.9 | Elect Eira Thomas | Management | For | For |
| 1.10 | Elect Michael M. Wilson | Management | For | For |
| 2 | Appointment of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
Meeting Date: JUL 30, 2019
Record Date: JUN 24, 2019
Meeting Type: SPECIAL | Ticker: STI
Security ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | BB&T Merger-of-Equals | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING
Meeting Date: JUN 09, 2020
Record Date: APR 09, 2020
Meeting Type: ANNUAL | Ticker: TSM
Security ID: 874039100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Amendments to Procedural Rules-Capital Loans | Management | For | For |
| 3 | Elect Yancey HAI | Management | For | For |
| |
|---|
TC ENERGY CORPORATION
Meeting Date: MAY 01, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: TRP
Security ID: 87807B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Stephan Cretier | Management | For | For |
| 1.2 | Elect Michael R. Culbert | Management | For | For |
| 1.3 | Elect Russell K. Girling | Management | For | For |
| 1.4 | Elect Susan C. Jones | Management | For | For |
| 1.5 | Elect Randy L. Limbacher | Management | For | For |
| 1.6 | Elect John E. Lowe | Management | For | For |
| 1.7 | Elect David Macnaughton | Management | For | For |
| 1.8 | Elect Una M. Power | Management | For | For |
| 1.9 | Elect Mary Pat Salomone | Management | For | For |
| 1.10 | Elect Indira V. Samarasekera | Management | For | For |
| 1.11 | Elect D. Michael G. Stewart | Management | For | For |
| 1.12 | Elect Siim A. Vanaselja | Management | For | For |
| 1.13 | Elect Thierry Vandal | Management | For | For |
| 1.14 | Elect Steven W. Williams | Management | For | For |
| 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
TEXAS INSTRUMENTS INC.
Meeting Date: APR 23, 2020
Record Date: FEB 24, 2020
Meeting Type: ANNUAL | Ticker: TXN
Security ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Mark A. Blinn | Management | For | For |
| 1B | Elect Todd M. Bluedorn | Management | For | For |
| 1C | Elect Janet F. Clark | Management | For | For |
| 1D | Elect Carrie S. Cox | Management | For | For |
| 1E | Elect Martin S. Craighead | Management | For | For |
| 1F | Elect Jean M. Hobby | Management | For | For |
| 1G | Elect Michael D. Hsu | Management | For | For |
| 1H | Elect Ronald Kirk | Management | For | For |
| 1I | Elect Pamela H. Patsley | Management | For | For |
| 1J | Elect Robert E. Sanchez | Management | For | For |
| 1K | Elect Richard K. Templeton | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 20, 2020
Record Date: MAR 27, 2020
Meeting Type: ANNUAL | Ticker: TMO
Security ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Marc N. Casper | Management | For | For |
| 1B | Elect Nelson J. Chai | Management | For | For |
| 1C | Elect C. Martin Harris | Management | For | For |
| 1D | Elect Tyler Jacks | Management | For | For |
| 1E | Elect Judy C. Lewent | Management | For | For |
| 1F | Elect Thomas J. Lynch | Management | For | For |
| 1G | Elect Jim P. Manzi | Management | For | For |
| 1H | Elect James C. Mullen | Management | For | Against |
| 1I | Elect Lars Rebien Sorensen | Management | For | For |
| 1J | Elect Debora L. Spar | Management | For | For |
| 1K | Elect Scott M. Sperling | Management | For | For |
| 1L | Elect Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
TRUIST FINANCIAL CORPORATION
Meeting Date: APR 28, 2020
Record Date: FEB 21, 2020
Meeting Type: ANNUAL | Ticker: TFC
Security ID: 89832Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Jennifer S. Banner | Management | For | For |
| 1B | Elect K. David Boyer, Jr. | Management | For | For |
| 1C | Elect Agnes Bundy Scanlan | Management | For | For |
| 1D | Elect Anna R. Cablik | Management | For | For |
| 1E | Elect Dallas S. Clement | Management | For | For |
| 1F | Elect Paul D. Donahue | Management | For | For |
| 1G | Elect Paul R. Garcia | Management | For | For |
| 1H | Elect Patrick C. Graney III | Management | For | For |
| 1I | Elect Linnie M. Haynesworth | Management | For | For |
| 1J | Elect Kelly S. King | Management | For | For |
| 1K | Elect Easter Maynard | Management | For | For |
| 1L | Elect Donna S. Morea | Management | For | For |
| 1M | Elect Charles A. Patton | Management | For | For |
| 1N | Elect Nido R. Qubein | Management | For | For |
| 1O | Elect David M. Ratcliffe | Management | For | For |
| 1P | Elect William H. Rogers, Jr. | Management | For | For |
| 1Q | Elect Frank P. Scruggs, Jr. | Management | For | For |
| 1R | Elect Christine Sears | Management | For | For |
| 1S | Elect Thomas E. Skains | Management | For | For |
| 1T | Elect Bruce L. Tanner | Management | For | For |
| 1U | Elect Thomas N. Thompson | Management | For | For |
| 1V | Elect Steven C. Voorhees | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| |
|---|
WALMART INC
Meeting Date: JUN 03, 2020
Record Date: APR 09, 2020
Meeting Type: ANNUAL | Ticker: WMT
Security ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Cesar Conde | Management | For | For |
| 1B | Elect Timothy P. Flynn | Management | For | For |
| 1C | Elect Sarah J. Friar | Management | For | For |
| 1D | Elect Carla A. Harris | Management | For | For |
| 1E | Elect Thomas W. Horton | Management | For | Against |
| 1F | Elect Marissa A. Mayer | Management | For | For |
| 1G | Elect C. Douglas McMillon | Management | For | For |
| 1H | Elect Gregory B. Penner | Management | For | For |
| 1I | Elect Steven S Reinemund | Management | For | For |
| 1J | Elect S. Robson Walton | Management | For | For |
| 1K | Elect Steuart Walton | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the ASDA Sharesave Plan 2000 | Management | For | For |
| 5 | Shareholder Proposal Regarding Report on Single-Use Plastic Shopping Bags | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Use of Antibiotics | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | Shareholder | Against | Against |
| |
|---|
WALT DISNEY CO (THE)
Meeting Date: MAR 11, 2020
Record Date: JAN 13, 2020
Meeting Type: ANNUAL | Ticker: DIS
Security ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Susan E. Arnold | Management | For | For |
| 2 | Elect Mary T. Barra | Management | For | For |
| 3 | Elect Safra A. Catz | Management | For | For |
| 4 | Elect Francis A. deSouza | Management | For | For |
| 5 | Elect Michael B.G. Froman | Management | For | For |
| 6 | Elect Robert A. Iger | Management | For | For |
| 7 | Elect Maria Elena Lagomasino | Management | For | For |
| 8 | Elect Mark G. Parker | Management | For | For |
| 9 | Elect Derica W. Rice | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| 12 | Amendment to the 2011 Stock Incentive Plan | Management | For | For |
| 13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
WASTE MANAGEMENT, INC.
Meeting Date: MAY 12, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL | Ticker: WM
Security ID: 94106L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Frank M. Clark, Jr. | Management | For | For |
| 1B | Elect James C. Fish, Jr. | Management | For | For |
| 1C | Elect Andres R. Gluski | Management | For | For |
| 1D | Elect Victoria M. Holt | Management | For | Against |
| 1E | Elect Kathleen M. Mazzarella | Management | For | For |
| 1F | Elect William B. Plummer | Management | For | For |
| 1G | Elect John C. Pope | Management | For | For |
| 1H | Elect Thomas H. Weidemeyer | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ZOETIS INC
Meeting Date: MAY 20, 2020
Record Date: MAR 26, 2020
Meeting Type: ANNUAL | Ticker: ZTS
Security ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Gregory Norden | Management | For | For |
| 1B | Elect Louise M. Parent | Management | For | For |
| 1C | Elect Kristin C. Peck | Management | For | For |
| 1D | Elect Robert W. Scully | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 4 | Ratification of Auditor | Management | For | For |
Prudential Day One 2015 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2020 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2025 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2030 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2035 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2040 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2045 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2050 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2055 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2060 Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2065 Fund - Sub-Advisor: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One Income Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 5
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Patrick McGuinness
Attorney-in-Fact
Date: August 24, 2020
POWER OF ATTORNEY
The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Barry H. Evans, Keith F. Hartstein, Laurie Simon Hodrick, Michael S. Hyland, Stuart S. Parker, Christian J. Kelly, Brian K. Reid, and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Diana Huffman, Jonathan D. Shain, and Patrick McGuinness or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
| | |
| | |
/s/ Ellen S. Alberding Ellen S. Alberding | | /s/ Laurie Simon Hodrick Laurie Simon Hodrick |
/s/ Kevin J. Bannon Kevin J. Bannon | | /s/ Michael S. Hyland Michael S. Hyland |
/s/ Scott E. Benjamin Scott E. Benjamin | | /s/ Christian J. Kelly Christian J. Kelly |
/s/ Linda W. Bynoe Linda W. Bynoe | | /s/ Stuart S. Parker Stuart S. Parker |
/s/ Barry H. Evans Barry H. Evans | | /s/ Brian K. Reid Brian K. Reid |
/s/ Keith F. Hartstein Keith F. Hartstein | | /s/ Grace C. Torres Grace C. Torres |
Dated: June 11, 2020 | | |
APPENDIX A
Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
PGIM ETF Trust
PGIM Global High Yield Fund, Inc.
PGIM High Yield Bond Fund, Inc
