United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09439
Prudential Investment Portfolios 5
(Exact name of registrant as specified in charter)
655 Broad Street
6th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Patrick McGuinness, Esquire
655 Broad Street
6th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: July 31
Date of reporting period: 7/1/2022 through 6/30/2023
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-09439
Registrant Name: Prudential Investment Portfolios 5
Reporting Period: 07/01/2022 - 06/30/2023
PGIM 60/40 Allocation Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
PGIM Jennison Diversified Growth Fund - Subadviser: Jennison Associates LLC
ADOBE INC Meeting Date: APR 20, 2023 Record Date: FEB 21, 2023 Meeting Type: ANNUAL | ||||
Ticker: ADBE Security ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amy L. Banse | Management | For | For |
2 | Elect Brett Biggs | Management | For | For |
3 | Elect Melanie Boulden | Management | For | For |
4 | Elect Frank A. Calderoni | Management | For | For |
5 | Elect Laura B. Desmond | Management | For | For |
6 | Elect Shantanu Narayen | Management | For | For |
7 | Elect Spencer Neumann | Management | For | For |
8 | Elect Kathleen Oberg | Management | For | For |
9 | Elect Dheeraj Pandey | Management | For | For |
10 | Elect David A. Ricks | Management | For | For |
11 | Elect Daniel Rosensweig | Management | For | For |
12 | Elect John E. Warnock | Management | For | For |
13 | Amendment to the 2019 Equity Incentive Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Shareholder Proposal Regarding Report on Hiring Practices for People With Arrest Records | Shareholder | Against | Against |
ADYEN NV Meeting Date: MAY 11, 2023 Record Date: APR 13, 2023 Meeting Type: ANNUAL | ||||
Ticker: N/A Security ID: N3501V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Agenda Item | Management | None | Do Not Vote |
2 | Non-Voting Agenda Item | Management | None | Do Not Vote |
3 | Accounts and Reports | Management | For | Against |
4 | Non-Voting Agenda Item | Management | None | Do Not Vote |
5 | Remuneration Report | Management | For | For |
6 | Management Board Remuneration Policy | Management | For | For |
7 | Supervisory Board Remuneration Policy | Management | For | For |
8 | Maximum Variable Pay Ratio | Management | For | For |
9 | Ratification of Management Board Acts | Management | For | For |
10 | Ratification of Supervisory Board Acts | Management | For | For |
11 | Elect Ingo Jeroen Uytdehaage to the Management Board | Management | For | For |
12 | Elect Mariette Bianca Swart to the Management Board | Management | For | For |
13 | Elect Brooke Nayden to the Management Board | Management | For | For |
14 | Elect Ethan Tandowsky to the Management Board | Management | For | For |
15 | Elect Pamela A. Joseph to the Supervisory Board | Management | For | For |
16 | Elect Joep van Beurden to the Supervisory Board | Management | For | For |
17 | Amendments to Articles | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Suppress Preemptive Rights | Management | For | For |
20 | Authority to Repurchase Shares | Management | For | For |
21 | Appointment of Auditor | Management | For | For |
22 | Non-Voting Agenda Item | Management | None | Do Not Vote |
23 | Non-Voting Meeting Note | Management | None | Do Not Vote |
24 | Non-Voting Meeting Note | Management | None | Do Not Vote |
25 | Non-Voting Meeting Note | Management | None | Do Not Vote |
26 | Non-Voting Meeting Note | Management | None | Do Not Vote |
AGILENT TECHNOLOGIES INC. Meeting Date: MAR 15, 2023 Record Date: JAN 24, 2023 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Heidi Kunz | Management | For | For |
2 | Elect Susan H. Rataj | Management | For | For |
3 | Elect George A. Scangos | Management | For | For |
4 | Elect Dow R. Wilson | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Permit Shareholders to Call Special Meetings | Management | For | For |
8 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
AIRBNB INC Meeting Date: JUN 01, 2023 Record Date: APR 06, 2023 Meeting Type: ANNUAL | ||||
Ticker: ABNB Security ID: 009066101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nathan Blecharczyk | Management | For | For |
2 | Elect Alfred Lin | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
ALPHABET INC Meeting Date: JUN 02, 2023 Record Date: APR 04, 2023 Meeting Type: ANNUAL | ||||
Ticker: GOOGL Security ID: 02079K305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Larry Page | Management | for | For |
2 | Elect Sergey Brin | Management | for | For |
3 | Elect Sundar Pichai | Management | for | For |
4 | Elect John L. Hennessy | Management | for | For |
5 | Elect Frances H. Arnold | Management | for | For |
6 | Elect R. Martin Chavez | Management | for | For |
7 | Elect L. John Doerr | Management | for | For |
8 | Elect Roger W. Ferguson, Jr. | Management | for | For |
9 | Elect Ann Mather | Management | for | For |
10 | Elect K. Ram Shriram | Management | for | For |
11 | Elect Robin L. Washington | Management | for | For |
12 | Ratification of Auditor | Management | for | For |
13 | Amendment to the 2021 Stock Plan | Management | for | Against |
14 | Advisory Vote on Executive Compensation | Management | for | Against |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | against | For |
17 | Shareholder Proposal Regarding Congruency Report of Partnerships with Certain Organizations | Shareholder | against | Against |
18 | Shareholder Proposal Regarding Lobbying Activity Alignment with Climate Commitments and the Paris Agreement | Shareholder | against | For |
19 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | Shareholder | against | For |
20 | Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern | Shareholder | against | For |
21 | Shareholder Proposal Regarding Human Rights Impact Assessment | Shareholder | against | For |
22 | Shareholder Proposal Regarding Algorithm Disclosures | Shareholder | against | Against |
23 | Shareholder Proposal Regarding Alignment of YouTube Policies With Legislation | Shareholder | against | For |
24 | Shareholder Proposal Regarding Content Governance Report | Shareholder | against | Against |
25 | Shareholder Proposal Regarding Assessment of Audit and Compliance Committee | Shareholder | against | For |
26 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | Shareholder | against | For |
27 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | against | Against |
28 | Shareholder Proposal Regarding Recapitalization | Shareholder | against | For |
AMAZON.COM INC. Meeting Date: MAY 24, 2023 Record Date: MAR 30, 2023 Meeting Type: ANNUAL | ||||
Ticker: AMZN Security ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey P. Bezos | Management | For | For |
2 | Elect Andrew R. Jassy | Management | For | For |
3 | Elect Keith B. Alexander | Management | For | For |
4 | Elect Edith W. Cooper | Management | For | For |
5 | Elect Jamie S. Gorelick | Management | For | For |
6 | Elect Daniel P. Huttenlocher | Management | For | For |
7 | Elect Judith A. McGrath | Management | For | For |
8 | Elect Indra K. Nooyi | Management | For | For |
9 | Elect Jonathan J. Rubinstein | Management | For | For |
10 | Elect Patricia Q. Stonesifer | Management | For | For |
11 | Elect Wendell P. Weeks | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Amendment to the 1997 Stock Incentive Plan | Management | For | For |
16 | Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report on Customer Due Diligence | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Report on Government Requests for Content and Product Removal | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Report on Government Takedown Requests | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Just Transition Reporting | Shareholder | Against | For |
21 | Shareholder Proposal Regarding Report on Tax Transparency | Shareholder | Against | For |
22 | Shareholder Proposal Regarding Lobbying Alignment with Climate Commitments | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding Cost Benefit Analysis of DEI Programs | Shareholder | Against | Against |
25 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | Shareholder | Against | Against |
26 | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | Shareholder | Against | For |
27 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shareholder | Against | Against |
28 | Shareholder Proposal Regarding Report Evaluating Animal Welfare Standards | Shareholder | Against | Against |
29 | Shareholder Proposal Regarding Formation of Public Policy Committee | Shareholder | Against | Against |
30 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | Shareholder | Against | Against |
31 | Shareholder Proposal Regarding Report on Working Conditions | Shareholder | Against | For |
32 | Shareholder Proposal Regarding Report on Plastic Packaging | Shareholder | Against | For |
33 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Shareholder | Against | For |
AMERICAN EXPRESS CO. Meeting Date: MAY 02, 2023 Record Date: MAR 06, 2023 Meeting Type: ANNUAL | ||||
Ticker: AXP Security ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas J. Baltimore, Jr. | Management | For | Against |
2 | Elect John J. Brennan | Management | For | For |
3 | Elect Peter Chernin | Management | For | For |
4 | Elect Walter J. Clayton III | Management | For | For |
5 | Elect Ralph de la Vega | Management | For | For |
6 | Elect Theodore J. Leonsis | Management | For | For |
7 | Elect Deborah P. Majoras | Management | For | For |
8 | Elect Karen L. Parkhill | Management | For | For |
9 | Elect Charles E. Phillips, Jr. | Management | For | For |
10 | Elect Lynn A. Pike | Management | For | For |
11 | Elect Stephen J. Squeri | Management | For | For |
12 | Elect Daniel L. Vasella | Management | For | For |
13 | Elect Lisa W. Wardell | Management | For | For |
14 | Elect Christopher D. Young | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | Against |
17 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
18 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | Shareholder | Against | Against |
AMERICAN TOWER CORP. Meeting Date: MAY 24, 2023 Record Date: MAR 27, 2023 Meeting Type: ANNUAL | ||||
Ticker: AMT Security ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas A. Bartlett | Management | For | For |
2 | Elect Kelly C. Chambliss | Management | For | For |
3 | Elect Teresa H. Clarke | Management | For | For |
4 | Elect Raymond P. Dolan | Management | For | For |
5 | Elect Kenneth R. Frank | Management | For | For |
6 | Elect Robert D. Hormats | Management | For | For |
7 | Elect Grace D. Lieblein | Management | For | For |
8 | Elect Craig Macnab | Management | For | For |
9 | Elect JoAnn A. Reed | Management | For | For |
10 | Elect Pamela D.A. Reeve | Management | For | For |
11 | Elect Bruce L. Tanner | Management | For | For |
12 | Elect Samme L. Thompson | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
AMGEN INC. Meeting Date: MAY 19, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: AMGN Security ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wanda M. Austin | Management | For | For |
2 | Elect Robert A. Bradway | Management | For | For |
3 | Elect Michael V. Drake | Management | For | For |
4 | Elect Brian J. Druker | Management | For | For |
5 | Elect Robert A. Eckert | Management | For | For |
6 | Elect Greg C. Garland | Management | For | For |
7 | Elect Charles M. Holley, Jr. | Management | For | For |
8 | Elect S. Omar Ishrak | Management | For | For |
9 | Elect Tyler Jacks | Management | For | For |
10 | Elect Ellen J. Kullman | Management | For | For |
11 | Elect Amy E. Miles | Management | For | For |
12 | Elect Ronald D. Sugar | Management | For | For |
13 | Elect R. Sanders Williams | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
AMPHENOL CORP. Meeting Date: MAY 18, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: APH Security ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nancy A. Altobello | Management | For | For |
2 | Elect David P. Falck | Management | For | For |
3 | Elect Edward G. Jepsen | Management | For | For |
4 | Elect Rita S. Lane | Management | For | For |
5 | Elect Robert A. Livingston | Management | For | For |
6 | Elect Martin H. Loeffler | Management | For | For |
7 | Elect R. Adam Norwitt | Management | For | For |
8 | Elect Prahlad R. Singh | Management | For | For |
9 | Elect Anne C. Wolff | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
APPLE INC Meeting Date: MAR 10, 2023 Record Date: JAN 09, 2023 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James A. Bell | Management | For | For |
2 | Elect Timothy D. Cook | Management | For | For |
3 | Elect Albert A. Gore | Management | For | For |
4 | Elect Alex Gorsky | Management | For | For |
5 | Elect Andrea Jung | Management | For | For |
6 | Elect Arthur D. Levinson | Management | For | For |
7 | Elect Monica C. Lozano | Management | For | For |
8 | Elect Ronald D. Sugar | Management | For | For |
9 | Elect Susan L. Wagner | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Shareholder Proposal Regarding Civil Rights Audit | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Report on Corporate Operations with China | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Shareholder Engagement with the Board | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
ASML HOLDING NV Meeting Date: APR 26, 2023 Record Date: MAR 29, 2023 Meeting Type: ANNUAL | ||||
Ticker: ASML Security ID: N07059210 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Remuneration Report | Management | For | For |
2 | Accounts and Reports | Management | For | Against |
3 | Allocation of Dividends | Management | For | For |
4 | Ratification of Management Board Acts | Management | For | For |
5 | Ratification of Supervisory Board Acts | Management | For | For |
6 | Long-Term Incentive Plan; Authority to Issue Shares | Management | For | For |
7 | Supervisory Board Remuneration Policy | Management | For | For |
8 | Supervisory Board Fees | Management | For | For |
9 | Elect Nils Andersen to the Supervisory Board | Management | For | For |
10 | Elect Jack P. de Kreij to the Supervisory Board | Management | For | For |
11 | Appointment of Auditor | Management | For | For |
12 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
13 | Authority to Suppress Preemptive Rights | Management | For | For |
14 | Authority to Repurchase Shares | Management | For | For |
15 | Cancellation of Shares | Management | For | For |
ASTRAZENECA PLC Meeting Date: APR 27, 2023 Record Date: APR 04, 2023 Meeting Type: ANNUAL | ||||
Ticker: AZN Security ID: 046353108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Final Dividend | Management | For | For |
3 | Appointment of Auditor | Management | For | For |
4 | Authority to Set Auditor's Fees | Management | For | For |
5 | Elect Michel Demare | Management | For | For |
6 | Elect Pascal Soriot | Management | For | For |
7 | Elect Aradhana Sarin | Management | For | For |
8 | Elect Philip Broadley | Management | For | For |
9 | Elect Euan Ashley | Management | For | For |
10 | Elect Deborah DiSanzo | Management | For | For |
11 | Elect Diana Layfield | Management | For | For |
12 | Elect Sherilyn S. McCoy | Management | For | For |
13 | Elect Tony MOK Shu Kam | Management | For | For |
14 | Elect Nazneen Rahman | Management | For | For |
15 | Elect Andreas Rummelt | Management | For | For |
16 | Elect Marcus Wallenberg | Management | For | For |
17 | Remuneration Report | Management | For | For |
18 | Authorisation of Political Donations | Management | For | For |
19 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
20 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
22 | Authority to Repurchase Shares | Management | For | For |
23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
24 | Adoption of New Articles | Management | For | For |
ATLASSIAN CORPORATION PLC Meeting Date: AUG 22, 2022 Record Date: JUN 24, 2022 Meeting Type: SPECIAL | ||||
Ticker: TEAM Security ID: G06242111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Effect Scheme of Arrangement | Management | For | For |
ATLASSIAN CORPORATION PLC Meeting Date: AUG 22, 2022 Record Date: JUN 24, 2022 Meeting Type: SPECIAL | ||||
Ticker: TEAM Security ID: G06242104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
BROADCOM INC Meeting Date: APR 03, 2023 Record Date: FEB 06, 2023 Meeting Type: ANNUAL | ||||
Ticker: AVGO Security ID: 11135F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Diane M. Bryant | Management | For | For |
2 | Elect Gayla J. Delly | Management | For | For |
3 | Elect Raul J. Fernandez | Management | For | For |
4 | Elect Eddy W. Hartenstein | Management | For | For |
5 | Elect Check Kian Low | Management | For | For |
6 | Elect Justine F. Page | Management | For | For |
7 | Elect Henry S. Samueli | Management | For | For |
8 | Elect Hock E. Tan | Management | For | For |
9 | Elect Harry L. You | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Amendment to the 2012 Stock Incentive Plan | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
BRUNSWICK CORP. Meeting Date: MAY 03, 2023 Record Date: MAR 06, 2023 Meeting Type: ANNUAL | ||||
Ticker: BC Security ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nancy E. Cooper | Management | For | For |
2 | Elect David C. Everitt | Management | For | For |
3 | Elect Reginald Fils-Aime | Management | For | For |
4 | Elect Lauren P. Flaherty | Management | For | For |
5 | Elect David M. Foulkes | Management | For | For |
6 | Elect Joseph W. McClanathan | Management | For | For |
7 | Elect David V. Singer | Management | For | For |
8 | Elect J. Steven Whisler | Management | For | For |
9 | Elect Roger J. Wood | Management | For | For |
10 | Elect MaryAnn Wright | Management | For | For |
11 | Amendment to Allow Exculpation of Officers | Management | For | Against |
12 | Amendment to Clarify, Streamline and Modernize the Charter | Management | For | For |
13 | Amendment to Eliminate Outdated Language | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Approval of the 2023 Stock Incentive Plan | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
CADENCE DESIGN SYSTEMS, INC. Meeting Date: MAY 04, 2023 Record Date: MAR 06, 2023 Meeting Type: ANNUAL | ||||
Ticker: CDNS Security ID: 127387108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mark W. Adams | Management | For | For |
2 | Elect Ita M. Brennan | Management | For | For |
3 | Elect Lewis Chew | Management | For | For |
4 | Elect Anirudh Devgan | Management | For | For |
5 | Elect Mary L. Krakauer | Management | For | For |
6 | Elect Julia Liuson | Management | For | For |
7 | Elect James D. Plummer | Management | For | For |
8 | Elect Alberto Sangiovanni-Vincentelli | Management | For | For |
9 | Elect John B. Shoven | Management | For | For |
10 | Elect Young K. Sohn | Management | For | For |
11 | Amendment to the Omnibus Equity Incentive Plan | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings | Shareholder | Against | Against |
CBRE GROUP INC Meeting Date: MAY 17, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: CBRE Security ID: 12504L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Brandon B. Boze | Management | For | For |
2 | Elect Beth F. Cobert | Management | For | For |
3 | Elect Reginald H. Gilyard | Management | For | For |
4 | Elect Shira D. Goodman | Management | For | For |
5 | Elect E.M. Blake Hutcheson | Management | For | For |
6 | Elect Christopher T. Jenny | Management | For | For |
7 | Elect Gerardo I. Lopez | Management | For | For |
8 | Elect Susan Meaney | Management | For | For |
9 | Elect Oscar Munoz | Management | For | For |
10 | Elect Robert E. Sulentic | Management | For | For |
11 | Elect Sanjiv Yajnik | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
CDW CORP. Meeting Date: MAY 18, 2023 Record Date: MAR 22, 2023 Meeting Type: ANNUAL | ||||
Ticker: CDW Security ID: 12514G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Virginia Addicott | Management | For | For |
2 | Elect James A. Bell | Management | For | For |
3 | Elect Lynda M. Clarizio | Management | For | For |
4 | Elect Anthony R. Foxx | Management | For | For |
5 | Elect Marc E. Jones | Management | For | For |
6 | Elect Christine A. Leahy | Management | For | For |
7 | Elect Sanjay Mehrotra | Management | For | For |
8 | Elect David W. Nelms | Management | For | For |
9 | Elect Joseph R. Swedish | Management | For | For |
10 | Elect Donna F. Zarcone | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Ratification of Auditor | Management | For | For |
14 | Allow Shareholders the Right to Call Special Meetings | Management | For | For |
15 | Amendment to Articles Regarding Officer Exculpation | Management | For | Against |
CF INDUSTRIES HOLDINGS INC Meeting Date: MAY 03, 2023 Record Date: MAR 10, 2023 Meeting Type: ANNUAL | ||||
Ticker: CF Security ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Javed Ahmed | Management | For | For |
2 | Elect Robert C. Arzbaecher | Management | For | For |
3 | Elect Deborah L. DeHaas | Management | For | For |
4 | Elect John W. Eaves | Management | For | For |
5 | Elect Stephen J. Hagge | Management | For | For |
6 | Elect Jesus Madrazo Yris | Management | For | For |
7 | Elect Anne P. Noonan | Management | For | For |
8 | Elect Michael J. Toelle | Management | For | For |
9 | Elect Theresa E. Wagler | Management | For | For |
10 | Elect Celso L. White | Management | For | For |
11 | Elect W. Anthony Will | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Amendment to Articles to Limit the Liability of Certain Officers | Management | For | Against |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
CIGNA GROUP (THE) Meeting Date: APR 26, 2023 Record Date: MAR 07, 2023 Meeting Type: ANNUAL | ||||
Ticker: CI Security ID: 125523100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David M. Cordani | Management | For | For |
2 | Elect William J. DeLaney | Management | For | For |
3 | Elect Eric J. Foss | Management | For | For |
4 | Elect Elder Granger | Management | For | For |
5 | Elect Neesha Hathi | Management | For | For |
6 | Elect George Kurian | Management | For | For |
7 | Elect Kathleen M. Mazzarella | Management | For | For |
8 | Elect Mark B. McClellan | Management | For | For |
9 | Elect Kimberly A. Ross | Management | For | For |
10 | Elect Eric C. Wiseman | Management | For | For |
11 | Elect Donna F. Zarcone | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Ratification of Auditor | Management | For | For |
15 | Amendment to Allow Exculpation of Officers | Management | For | For |
16 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | Against |
CORE & MAIN INC Meeting Date: JUN 28, 2023 Record Date: MAY 01, 2023 Meeting Type: ANNUAL | ||||
Ticker: CNM Security ID: 21874C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Bhavani Amirthalingam | Management | For | For |
1.2 | Elect Orvin T. Kimbrough | Management | For | For |
1.3 | Elect Margaret M. Newman | Management | For | For |
1.4 | Elect Ian A. Rorick | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
COSTAR GROUP, INC. Meeting Date: JUN 08, 2023 Record Date: APR 11, 2023 Meeting Type: ANNUAL | ||||
Ticker: CSGP Security ID: 22160N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael R. Klein | Management | For | For |
2 | Elect Andrew C. Florance | Management | For | For |
3 | Elect Michael J. Glosserman | Management | For | For |
4 | Elect John W. Hill | Management | For | For |
5 | Elect Laura Cox Kaplan | Management | For | For |
6 | Elect Robert W. Musslewhite | Management | For | For |
7 | Elect Christopher J. Nassetta | Management | For | For |
8 | Elect Louise S. Sams | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Shareholder Proposal Regarding GHG Targets and Alignment with the Paris Agreement | Shareholder | Against | For |
COSTCO WHOLESALE CORP Meeting Date: JAN 19, 2023 Record Date: NOV 11, 2022 Meeting Type: ANNUAL | ||||
Ticker: COST Security ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan L. Decker | Management | For | For |
2 | Elect Kenneth D. Denman | Management | For | For |
3 | Elect Richard A. Galanti | Management | For | For |
4 | Elect Hamilton E. James | Management | For | For |
5 | Elect W. Craig Jelinek | Management | For | For |
6 | Elect Sally Jewell | Management | For | For |
7 | Elect Charles T. Munger | Management | For | For |
8 | Elect Jeffrey S. Raikes | Management | For | For |
9 | Elect John W. Stanton | Management | For | For |
10 | Elect Ron M. Vachris | Management | For | For |
11 | Elect Mary Agnes Wilderotter | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | Shareholder | Against | Against |
DANAHER CORP. Meeting Date: MAY 09, 2023 Record Date: MAR 10, 2023 Meeting Type: ANNUAL | ||||
Ticker: DHR Security ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rainer M. Blair | Management | For | For |
2 | Elect Feroz Dewan | Management | For | For |
3 | Elect Linda P. Hefner Filler | Management | For | For |
4 | Elect Teri L. List | Management | For | For |
5 | Elect Walter G. Lohr, Jr. | Management | For | For |
6 | Elect Jessica L. Mega | Management | For | For |
7 | Elect Mitchell P. Rales | Management | For | For |
8 | Elect Steven M. Rales | Management | For | For |
9 | Elect Pardis C. Sabeti | Management | For | For |
10 | Elect A. Shane Sanders | Management | For | For |
11 | Elect John T. Schwieters | Management | For | For |
12 | Elect Alan G. Spoon | Management | For | For |
13 | Elect Raymond C. Stevens | Management | For | For |
14 | Elect Elias A. Zerhouni | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
18 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Diversity and Inclusion Report | Shareholder | Against | Against |
DARLING INGREDIENTS INC Meeting Date: MAY 09, 2023 Record Date: MAR 14, 2023 Meeting Type: ANNUAL | ||||
Ticker: DAR Security ID: 237266101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Randall C. Stuewe | Management | For | For |
2 | Elect Charles Adair | Management | For | For |
3 | Elect Beth Albright | Management | For | For |
4 | Elect Larry A. Barden | Management | For | For |
5 | Elect Celeste A. Clark | Management | For | For |
6 | Elect Linda A. Goodspeed | Management | For | For |
7 | Elect Enderson Guimaraes | Management | For | For |
8 | Elect Gary W. Mize | Management | For | For |
9 | Elect Michael Rescoe | Management | For | For |
10 | Elect Kurt Stoffel | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
DATADOG INC Meeting Date: JUN 08, 2023 Record Date: APR 11, 2023 Meeting Type: ANNUAL | ||||
Ticker: DDOG Security ID: 23804L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Olivier Pomel | Management | For | For |
2 | Elect Dev Ittycheria | Management | For | For |
3 | Elect Shardul Shah | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
DEERE & CO. Meeting Date: FEB 22, 2023 Record Date: DEC 27, 2022 Meeting Type: ANNUAL | ||||
Ticker: DE Security ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leanne G. Caret | Management | For | For |
2 | Elect Tamra A. Erwin | Management | For | For |
3 | Elect Alan C. Heuberger | Management | For | For |
4 | Elect Charles O. Holliday, Jr. | Management | For | For |
5 | Elect Michael O. Johanns | Management | For | For |
6 | Elect Clayton M. Jones | Management | For | For |
7 | Elect John C. May | Management | For | For |
8 | Elect Gregory R. Page | Management | For | For |
9 | Elect Sherry M. Smith | Management | For | For |
10 | Elect Dmitri L. Stockton | Management | For | For |
11 | Elect Sheila G. Talton | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | Abstain |
DELTA AIR LINES, INC. Meeting Date: JUN 15, 2023 Record Date: APR 28, 2023 Meeting Type: ANNUAL | ||||
Ticker: DALRQ Security ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Edward H. Bastian | Management | For | For |
2 | Elect Greg Creed | Management | For | For |
3 | Elect David G. DeWalt | Management | For | For |
4 | Elect William H. Easter III | Management | For | For |
5 | Elect Leslie D. Hale | Management | For | For |
6 | Elect Christopher A. Hazleton | Management | For | For |
7 | Elect Michael P. Huerta | Management | For | For |
8 | Elect Jeanne P. Jackson | Management | For | For |
9 | Elect George N. Mattson | Management | For | For |
10 | Elect Vasant M. Prabhu | Management | For | For |
11 | Elect Sergio A. L. Rial | Management | For | For |
12 | Elect David S. Taylor | Management | For | For |
13 | Elect Kathy N. Waller | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Policy on Freedom of Association | Shareholder | Against | Against |
ENPHASE ENERGY INC Meeting Date: MAY 17, 2023 Record Date: MAR 21, 2023 Meeting Type: ANNUAL | ||||
Ticker: ENPH Security ID: 29355A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jamie Haenggi | Management | For | For |
1.2 | Elect Benjamin Kortlang | Management | For | Withhold |
1.3 | Elect Richard Mora | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
ESTEE LAUDER COS., INC. Meeting Date: NOV 18, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL | ||||
Ticker: EL Security ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ronald S. Lauder | Management | For | For |
2 | Elect William P. Lauder | Management | For | For |
3 | Elect Richard D. Parsons | Management | For | For |
4 | Elect Lynn Forester de Rothschild | Management | For | For |
5 | Elect Jennifer Tejada | Management | For | Withhold |
6 | Elect Richard F. Zannino | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | Against |
FACTSET RESEARCH SYSTEMS INC. Meeting Date: DEC 15, 2022 Record Date: OCT 21, 2022 Meeting Type: ANNUAL | ||||
Ticker: FDS Security ID: 303075105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James J. McGonigle | Management | For | For |
2 | Elect F. Phillip Snow | Management | For | For |
3 | Elect Maria Teresa Tejada | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Repeal of Classified Board | Management | For | For |
7 | Amendment to Remove Certain Business Combination Restrictions | Management | For | For |
8 | Exclusive Forum Provision (Delaware Court) | Management | For | Against |
9 | Exclusive Forum Provision (Federal Court) | Management | For | Against |
10 | Amendment to Remove Creditor Compromise Provision | Management | For | For |
11 | Amendment to Clarify, Streamline and Modernize the Certificate of Incorporation | Management | For | For |
FLEETCOR TECHNOLOGIES INC Meeting Date: JUN 09, 2023 Record Date: APR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: FLT Security ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steven T. Stull | Management | For | For |
2 | Elect Annabelle G. Bexiga | Management | For | For |
3 | Elect Michael Buckman | Management | For | For |
4 | Elect Ronald F. Clarke | Management | For | For |
5 | Elect Joseph W. Farrelly | Management | For | For |
6 | Elect Rahul Gupta | Management | For | For |
7 | Elect Thomas M. Hagerty | Management | For | For |
8 | Elect Archie L. Jones Jr. | Management | For | For |
9 | Elect Hala G. Moddelmog | Management | For | For |
10 | Elect Richard Macchia | Management | For | For |
11 | Elect Jeffrey S. Sloan | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Shareholder Proposal Regarding Right to Call Special Meeting | Shareholder | Against | For |
GARTNER, INC. Meeting Date: JUN 01, 2023 Record Date: APR 06, 2023 Meeting Type: ANNUAL | ||||
Ticker: IT Security ID: 366651107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter E. Bisson | Management | For | For |
2 | Elect Richard J. Bressler | Management | For | For |
3 | Elect Raul E. Cesan | Management | For | For |
4 | Elect Karen E. Dykstra | Management | For | For |
5 | Elect Diana S. Ferguson | Management | For | For |
6 | Elect Anne Sutherland Fuchs | Management | For | For |
7 | Elect William O. Grabe | Management | For | For |
8 | Elect Jose M. Gutierrez | Management | For | For |
9 | Elect Eugene A. Hall | Management | For | For |
10 | Elect Stephen G. Pagliuca | Management | For | For |
11 | Elect Eileen M. Serra | Management | For | For |
12 | Elect James C. Smith | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Amendment to the Long-Term Incentive Plan | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
GOLDMAN SACHS GROUP, INC. Meeting Date: APR 26, 2023 Record Date: FEB 27, 2023 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect M. Michele Burns | Management | For | For |
2 | Elect Mark Flaherty | Management | For | For |
3 | Elect Kimberley Harris | Management | For | For |
4 | Elect Kevin R. Johnson | Management | For | For |
5 | Elect Ellen J. Kullman | Management | For | For |
6 | Elect Lakshmi N. Mittal | Management | For | For |
7 | Elect Adebayo O. Ogunlesi | Management | For | For |
8 | Elect Peter Oppenheimer | Management | For | For |
9 | Elect David M. Solomon | Management | For | For |
10 | Elect Jan E. Tighe | Management | For | For |
11 | Elect Jessica Uhl | Management | For | For |
12 | Elect David A. Viniar | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Third-Party Review for Congruency of China-focused ETFs | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Absolute GHG Reduction Targets | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
HOME DEPOT, INC. Meeting Date: MAY 18, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gerard J. Arpey | Management | For | For |
2 | Elect Ari Bousbib | Management | For | For |
3 | Elect Jeffery H. Boyd | Management | For | For |
4 | Elect Gregory D. Brenneman | Management | For | For |
5 | Elect J. Frank Brown | Management | For | For |
6 | Elect Albert P. Carey | Management | For | For |
7 | Elect Edward P. Decker | Management | For | For |
8 | Elect Linda R. Gooden | Management | For | For |
9 | Elect Wayne M. Hewett | Management | For | For |
10 | Elect Manuel Kadre | Management | For | For |
11 | Elect Stephanie C. Linnartz | Management | For | For |
12 | Elect Paula Santilli | Management | For | For |
13 | Elect Caryn Seidman-Becker | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Rescission of Majority-Supported Shareholder Proposal | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Public Positions on Political Speech | Shareholder | Against | Against |
IQVIA HOLDINGS INC Meeting Date: APR 18, 2023 Record Date: FEB 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: IQV Security ID: 46266C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Carol J. Burt | Management | For | For |
2 | Elect Colleen A. Goggins | Management | For | For |
3 | Elect Sheila A. Stamps | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
5 | Permit Shareholders to Call Special Meetings | Management | For | For |
6 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
7 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
8 | Ratification of Auditor | Management | For | For |
KEYSIGHT TECHNOLOGIES INC Meeting Date: MAR 16, 2023 Record Date: JAN 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: KEYS Security ID: 49338L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Satish Dhanasekaran | Management | For | For |
2 | Elect Richard P. Hamada | Management | For | For |
3 | Elect Paul A. Lacouture | Management | For | For |
4 | Elect Kevin A. Stephens | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Repeal of Classified Board | Management | For | For |
KLA CORP. Meeting Date: NOV 02, 2022 Record Date: SEP 12, 2022 Meeting Type: ANNUAL | ||||
Ticker: KLAC Security ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert M. Calderoni | Management | For | For |
2 | Elect Jeneanne Hanley | Management | For | For |
3 | Elect Emiko Higashi | Management | For | For |
4 | Elect Kevin J. Kennedy | Management | For | For |
5 | Elect Gary B. Moore | Management | For | For |
6 | Elect Marie E. Myers | Management | For | For |
7 | Elect Kiran M. Patel | Management | For | For |
8 | Elect Victor Peng | Management | For | For |
9 | Elect Robert A. Rango | Management | For | For |
10 | Elect Richard P. Wallace | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Report on Aligning GHG Reductions with Paris Agreement | Shareholder | Against | Against |
LAM RESEARCH CORP. Meeting Date: NOV 08, 2022 Record Date: SEP 09, 2022 Meeting Type: ANNUAL | ||||
Ticker: LRCX Security ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sohail U. Ahmed | Management | For | For |
2 | Elect Timothy M. Archer | Management | For | For |
3 | Elect Eric K. Brandt | Management | For | For |
4 | Elect Michael R. Cannon | Management | For | For |
5 | Elect Bethany J. Mayer | Management | For | For |
6 | Elect Jyoti K. Mehra | Management | For | For |
7 | Elect Abhijit Y. Talwalkar | Management | For | For |
8 | Elect Rick Lih-Shyng TSAI | Management | For | For |
9 | Elect Leslie F. Varon | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
LATTICE SEMICONDUCTOR CORP. Meeting Date: MAY 05, 2023 Record Date: MAR 10, 2023 Meeting Type: ANNUAL | ||||
Ticker: LSCC Security ID: 518415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James R. Anderson | Management | For | For |
2 | Elect Robin A. Abrams | Management | For | For |
3 | Elect Douglas Bettinger | Management | For | For |
4 | Elect Mark E. Jensen | Management | For | For |
5 | Elect James P. Lederer | Management | For | For |
6 | Elect David Jeffrey Richardson | Management | For | For |
7 | Elect Elizabeth M. Schwarting | Management | For | For |
8 | Elect Raejeanne Skillern | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Approval of the 2023 Equity Incentive Plan | Management | For | For |
LILLY(ELI) & CO Meeting Date: MAY 01, 2023 Record Date: FEB 21, 2023 Meeting Type: ANNUAL | ||||
Ticker: LLY Security ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William G. Kaelin, Jr. | Management | For | For |
2 | Elect David A. Ricks | Management | For | For |
3 | Elect Marschall S. Runge | Management | For | For |
4 | Elect Karen Walker | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
7 | Ratification of Auditor | Management | For | For |
8 | Repeal of Classified Board | Management | For | For |
9 | Elimination of Supermajority Requirements | Management | For | For |
10 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
11 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
12 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Report on Company Response to State Policies Regulating Abortion | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Diversity and Inclusion Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | Shareholder | Against | Against |
LINDE PLC Meeting Date: JAN 18, 2023 Record Date: DEC 09, 2022 Meeting Type: SPECIAL | ||||
Ticker: LIN Security ID: G5494J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval of Scheme of Arrangement | Management | For | For |
2 | Amendments to Articles | Management | For | For |
3 | Dissolution Merger | Management | For | For |
LINDE PLC Meeting Date: JAN 18, 2023 Record Date: DEC 09, 2022 Meeting Type: SPECIAL | ||||
Ticker: LIN Security ID: G5494J111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval of Scheme of Arrangement | Management | For | For |
LOCKHEED MARTIN CORP. Meeting Date: APR 27, 2023 Record Date: FEB 24, 2023 Meeting Type: ANNUAL | ||||
Ticker: LMT Security ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Daniel F. Akerson | Management | For | For |
2 | Elect David B. Burritt | Management | For | For |
3 | Elect Bruce A. Carlson | Management | For | For |
4 | Elect John Donovan | Management | For | For |
5 | Elect Joseph Dunford Jr. | Management | For | For |
6 | Elect James O. Ellis, Jr. | Management | For | For |
7 | Elect Thomas J. Falk | Management | For | For |
8 | Elect Ilene S. Gordon | Management | For | For |
9 | Elect Vicki A. Hollub | Management | For | For |
10 | Elect Jeh C. Johnson | Management | For | For |
11 | Elect Debra L. Reed-Klages | Management | For | For |
12 | Elect James D. Taiclet | Management | For | For |
13 | Elect Patricia E. Yarrington | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Report on Human Rights Impact Assessments | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Report on Aligning Value Chain GHG Reductions with Paris Agreement | Shareholder | Against | For |
LOWE`S COS., INC. Meeting Date: MAY 26, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: LOW Security ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Raul Alvarez | Management | For | For |
1.2 | Elect David H. Batchelder | Management | For | For |
1.3 | Elect Scott H. Baxter | Management | For | For |
1.4 | Elect Sandra B. Cochran | Management | For | For |
1.5 | Elect Laurie Z. Douglas | Management | For | For |
1.6 | Elect Richard W. Dreiling | Management | For | For |
1.7 | Elect Marvin R. Ellison | Management | For | For |
1.8 | Elect Daniel J. Heinrich | Management | For | For |
1.9 | Elect Brian C. Rogers | Management | For | For |
1.10 | Elect Bertram L. Scott | Management | For | For |
1.11 | Elect Colleen Taylor | Management | For | For |
1.12 | Elect Mary Elizabeth West | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
LULULEMON ATHLETICA INC. Meeting Date: JUN 07, 2023 Record Date: APR 10, 2023 Meeting Type: ANNUAL | ||||
Ticker: LULU Security ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael Casey | Management | For | For |
2 | Elect Glenn Murphy | Management | For | For |
3 | Elect David M. Mussafer | Management | For | For |
4 | Elect Isabel Ge Mahe | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Management | None | 1 Year |
8 | Approval of the 2023 Equity Incentive Plan | Management | For | For |
LVMH MOET HENNESSY VUITTON SE Meeting Date: APR 20, 2023 Record Date: APR 17, 2023 Meeting Type: MIX | ||||
Ticker: N/A Security ID: F58485115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Non-Voting Meeting Note | Management | None | Do Not Vote |
4 | Non-Voting Meeting Note | Management | None | Do Not Vote |
5 | Non-Voting Meeting Note | Management | None | Do Not Vote |
6 | Non-Voting Meeting Note | Management | None | Do Not Vote |
7 | Non-Voting Meeting Note | Management | None | Do Not Vote |
8 | Non-Voting Meeting Note | Management | None | Do Not Vote |
9 | Accounts and Reports | Management | For | For |
10 | Consolidated Accounts and Reports | Management | For | For |
11 | Allocation of Profits/Dividends | Management | For | For |
12 | Special Auditors Report on Regulated Agreements | Management | For | For |
13 | Elect Delphine Arnault | Management | For | For |
14 | Elect Antonio Belloni | Management | For | For |
15 | Elect Marie-Josee Kravis | Management | For | For |
16 | Elect Marie-Laure Sauty de Chalon | Management | For | For |
17 | Elect Natacha Valla | Management | For | For |
18 | Elect Laurent Mignon | Management | For | For |
19 | Elect Lord Powell of Bayswater as Censor | Management | For | Against |
20 | Elect Diego Della Valle as Censor | Management | For | Against |
21 | 2022 Remuneration Report | Management | For | Against |
22 | 2022 Remuneration of Bernard Arnault, Chair and CEO | Management | For | Against |
23 | 2022 Remuneration of Antonio Belloni, Deputy CEO | Management | For | Against |
24 | 2023 Remuneration Policy (Board of Directors) | Management | For | For |
25 | 2023 Remuneration Policy (Chair and CEO) | Management | For | Against |
26 | 2023 Remuneration Policy (Deputy CEO) | Management | For | Against |
27 | Authority to Repurchase and Reissue Shares | Management | For | For |
28 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
29 | Authority to Increase Capital Through Capitalisations | Management | For | For |
30 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Management | For | For |
31 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Management | For | Against |
32 | Authority to Issue Shares and Convertible Debt Through Private Placement (Qualified Investors) | Management | For | Against |
33 | Greenshoe | Management | For | Against |
34 | Authority to Increase Capital in Case of Exchange Offers | Management | For | Against |
35 | Authority to Increase Capital in Consideration for Contributions In Kind | Management | For | Against |
36 | Authority to Grant Stock Options | Management | For | Against |
37 | Employee Stock Purchase Plan | Management | For | For |
38 | Global Ceiling on Capital Increases and Debt Issuances | Management | For | For |
MARRIOTT INTERNATIONAL, INC. Meeting Date: MAY 12, 2023 Record Date: MAR 15, 2023 Meeting Type: ANNUAL | ||||
Ticker: MAR Security ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Anthony G. Capuano | Management | For | For |
2 | Elect Isabella D. Goren | Management | For | For |
3 | Elect Deborah Marriott Harrison | Management | For | For |
4 | Elect Frederick A. Henderson | Management | For | For |
5 | Elect Eric Hippeau | Management | For | For |
6 | Elect Lauren R. Hobart | Management | For | For |
7 | Elect Debra L. Lee | Management | For | For |
8 | Elect Aylwin B. Lewis | Management | For | For |
9 | Elect David S. Marriott | Management | For | For |
10 | Elect Margaret M. McCarthy | Management | For | For |
11 | Elect Grant F. Reid | Management | For | For |
12 | Elect Horacio D. Rozanski | Management | For | For |
13 | Elect Susan C. Schwab | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Approval of the 2023 Stock and Cash Incentive Plan | Management | For | For |
18 | Shareholder Proposal Regarding Transparency Report on Congruency of Partnerships with Globalist Organizations | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | For |
MARSH & MCLENNAN COS., INC. Meeting Date: MAY 18, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Anthony K. Anderson | Management | For | For |
2 | Elect John Q. Doyle | Management | For | For |
3 | Elect Hafize Gaye Erkan | Management | For | For |
4 | Elect Oscar Fanjul Martin | Management | For | For |
5 | Elect H. Edward Hanway | Management | For | For |
6 | Elect Judith Hartmann | Management | For | For |
7 | Elect Deborah C. Hopkins | Management | For | For |
8 | Elect Tamara Ingram | Management | For | For |
9 | Elect Jane H. Lute | Management | For | For |
10 | Elect Steven A. Mills | Management | For | For |
11 | Elect Bruce P. Nolop | Management | For | For |
12 | Elect Morton O. Schapiro | Management | For | For |
13 | Elect Lloyd M. Yates | Management | For | For |
14 | Elect Ray G. Young | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Ratification of Auditor | Management | For | For |
MASTERCARD INCORPORATED Meeting Date: JUN 27, 2023 Record Date: APR 28, 2023 Meeting Type: ANNUAL | ||||
Ticker: MA Security ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Merit E. Janow | Management | For | For |
2 | Elect Candido Botelho Bracher | Management | For | For |
3 | Elect Richard K. Davis | Management | For | For |
4 | Elect Julius Genachowski | Management | For | For |
5 | Elect Choon Phong Goh | Management | For | For |
6 | Elect Oki Matsumoto | Management | For | For |
7 | Elect Michael Miebach | Management | For | For |
8 | Elect Youngme E. Moon | Management | For | For |
9 | Elect Rima Qureshi | Management | For | For |
10 | Elect Gabrielle Sulzberger | Management | For | For |
11 | Elect Harit Talwar | Management | For | For |
12 | Elect Lance Uggla | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Approval of the Employee Stock Purchase Plan | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Oversight of Merchant Category Codes | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | Shareholder | Against | For |
21 | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | Shareholder | Against | Against |
MCKESSON CORPORATION Meeting Date: JUL 22, 2022 Record Date: MAY 27, 2022 Meeting Type: ANNUAL | ||||
Ticker: MCK Security ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard H. Carmona | Management | For | For |
2 | Elect Dominic J. Caruso | Management | For | For |
3 | Elect W. Roy Dunbar | Management | For | For |
4 | Elect James H. Hinton | Management | For | For |
5 | Elect Donald R. Knauss | Management | For | For |
6 | Elect Bradley E. Lerman | Management | For | For |
7 | Elect Linda P. Mantia | Management | For | For |
8 | Elect Maria Martinez | Management | For | For |
9 | Elect Susan R. Salka | Management | For | For |
10 | Elect Brian S. Tyler | Management | For | For |
11 | Elect Kathleen Wilson-Thompson | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approval of the 2022 Stock Plan | Management | For | For |
15 | Amendment to the 2000 Employee Stock Purchase Plan | Management | For | For |
16 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding 10b5-1 Plans | Shareholder | Against | For |
MERCADOLIBRE INC Meeting Date: JUN 07, 2023 Record Date: APR 11, 2023 Meeting Type: ANNUAL | ||||
Ticker: MELI Security ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Susan L. Segal | Management | For | For |
1.2 | Elect Mario Eduardo Vazquez | Management | For | For |
1.3 | Elect Alejandro Nicolas Aguzin | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
MERCK & CO INC Meeting Date: MAY 23, 2023 Record Date: MAR 24, 2023 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Mary Ellen Coe | Management | For | For |
3 | Elect Pamela J. Craig | Management | For | For |
4 | Elect Robert M. Davis | Management | For | For |
5 | Elect Thomas H. Glocer | Management | For | For |
6 | Elect Risa Lavizzo-Mourey | Management | For | For |
7 | Elect Stephen L. Mayo | Management | For | For |
8 | Elect Paul B. Rothman | Management | For | For |
9 | Elect Patricia F. Russo | Management | For | For |
10 | Elect Christine E. Seidman | Management | For | For |
11 | Elect Inge G. Thulin | Management | For | For |
12 | Elect Kathy J. Warden | Management | For | For |
13 | Elect Peter C. Wendell | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Report on Corporate Operations with China | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Congruency Report of Partnerships with Certain Organizations | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
META PLATFORMS INC Meeting Date: MAY 31, 2023 Record Date: APR 06, 2023 Meeting Type: ANNUAL | ||||
Ticker: META Security ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peggy Alford | Management | For | For |
1.2 | Elect Marc L. Andreessen | Management | For | For |
1.3 | Elect Andrew W. Houston | Management | For | For |
1.4 | Elect Nancy Killefer | Management | For | For |
1.5 | Elect Robert M. Kimmitt | Management | For | For |
1.6 | Elect Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Tracey T. Travis | Management | For | For |
1.8 | Elect Tony Xu | Management | For | For |
1.9 | Elect Mark Zuckerberg | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Shareholder Proposal Regarding Report on Government Takedown Requests | Shareholder | Against | Against |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
5 | Shareholder Proposal Regarding Human Rights Impact Assessment | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
7 | Shareholder Proposal Regarding Report on Content Management in India | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Lobbying Activity Alignment with Net-Zero Emissions Commitment | Shareholder | Against | For |
9 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | Shareholder | Against | For |
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Targets and Report on Child Safety Impacts | Shareholder | Against | For |
12 | Shareholder Proposal Regarding Calibrating Executive Pay to Externalized Costs | Shareholder | Against | For |
13 | Shareholder Proposal Regarding Assessment of Audit and Risk Oversight Committee | Shareholder | Against | For |
MICROSOFT CORPORATION Meeting Date: DEC 13, 2022 Record Date: OCT 12, 2022 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Reid G. Hoffman | Management | For | For |
2 | Elect Hugh F. Johnston | Management | For | For |
3 | Elect Teri L. List | Management | For | For |
4 | Elect Satya Nadella | Management | For | For |
5 | Elect Sandra E. Peterson | Management | For | For |
6 | Elect Penny S. Pritzker | Management | For | For |
7 | Elect Carlos A. Rodriguez | Management | For | For |
8 | Elect Charles W. Scharf | Management | For | For |
9 | Elect John W. Stanton | Management | For | For |
10 | Elect John W. Thompson | Management | For | For |
11 | Elect Emma N. Walmsley | Management | For | For |
12 | Elect Padmasree Warrior | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Report on Hiring Practices | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Managing Climate Risk in Employee Retirement Options | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Government Use of Technology | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Risks of Developing Military Weapons | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Report on Tax Transparency | Shareholder | Against | For |
NETFLIX INC. Meeting Date: JUN 01, 2023 Record Date: APR 06, 2023 Meeting Type: ANNUAL | ||||
Ticker: NFLX Security ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mathias Dopfner | Management | For | For |
2 | Elect Reed Hastings | Management | For | For |
3 | Elect Jay Hoag | Management | For | For |
4 | Elect Ted Sarandos | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
8 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Company Directors Serving on Multiple Boards | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Report on Climate Risk in Employee Retirement Default Options | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Policy on Freedom of Association | Shareholder | Against | Against |
NEUROCRINE BIOSCIENCES, INC. Meeting Date: MAY 17, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: NBIX Security ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kevin C. Gorman | Management | For | For |
1.2 | Elect Gary Lyons | Management | For | For |
1.3 | Elect Johanna Mercier | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Amendment to the 2020 Equity Incentive Plan | Management | For | Against |
5 | Ratification of Auditor | Management | For | For |
NEW FORTRESS ENERGY LLC Meeting Date: MAY 22, 2023 Record Date: MAR 27, 2023 Meeting Type: ANNUAL | ||||
Ticker: NFE Security ID: 644393100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John J. Mack | Management | For | For |
1.2 | Elect Katherine Wanner | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
NIKE, INC. Meeting Date: SEP 09, 2022 Record Date: JUL 08, 2022 Meeting Type: ANNUAL | ||||
Ticker: NKE Security ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan B. Graf, Jr. | Management | For | For |
2 | Elect Peter B. Henry | Management | For | For |
3 | Elect Michelle A. Peluso | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
7 | Shareholder Proposal Regarding Policy to Pause Sourcing of Raw Materials from China | Shareholder | Against | Against |
NVIDIA CORP Meeting Date: JUN 22, 2023 Record Date: APR 24, 2023 Meeting Type: ANNUAL | ||||
Ticker: NVDA Security ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert K. Burgess | Management | For | For |
2 | Elect Tench Coxe | Management | For | For |
3 | Elect John O. Dabiri | Management | For | For |
4 | Elect Persis S. Drell | Management | For | For |
5 | Elect Jen-Hsun Huang | Management | For | For |
6 | Elect Dawn Hudson | Management | For | For |
7 | Elect Harvey C. Jones | Management | For | For |
8 | Elect Michael G. McCaffery | Management | For | For |
9 | Elect Stephen C. Neal | Management | For | For |
10 | Elect Mark L. Perry | Management | For | For |
11 | Elect A. Brooke Seawell | Management | For | For |
12 | Elect Aarti Shah | Management | For | For |
13 | Elect Mark A. Stevens | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Ratification of Auditor | Management | For | For |
O`REILLY AUTOMOTIVE, INC. Meeting Date: MAY 18, 2023 Record Date: MAR 09, 2023 Meeting Type: ANNUAL | ||||
Ticker: ORLY Security ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David E. O'Reilly | Management | For | For |
2 | Elect Larry P. O'Reilly | Management | For | For |
3 | Elect Greg Henslee | Management | For | For |
4 | Elect Jay D. Burchfield | Management | For | For |
5 | Elect Thomas T. Hendrickson | Management | For | For |
6 | Elect John R. Murphy | Management | For | For |
7 | Elect Dana M. Perlman | Management | For | For |
8 | Elect Maria A. Sastre | Management | For | For |
9 | Elect Andrea M. Weiss | Management | For | For |
10 | Elect Fred Whitfield | Management | For | Against |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
ON SEMICONDUCTOR CORP. Meeting Date: MAY 18, 2023 Record Date: MAR 21, 2023 Meeting Type: ANNUAL | ||||
Ticker: ON Security ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Atsushi Abe | Management | For | For |
2 | Elect Alan Campbell | Management | For | For |
3 | Elect Susan K. Carter | Management | For | For |
4 | Elect Thomas L. Deitrich | Management | For | For |
5 | Elect Hassane S. El-Khoury | Management | For | For |
6 | Elect Bruce E. Kiddoo | Management | For | For |
7 | Elect Paul A. Mascarenas | Management | For | For |
8 | Elect Gregory L. Waters | Management | For | For |
9 | Elect Christine Y. Yan | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Ratification of Auditor | Management | For | For |
PALO ALTO NETWORKS INC Meeting Date: DEC 13, 2022 Record Date: OCT 14, 2022 Meeting Type: ANNUAL | ||||
Ticker: PANW Security ID: 697435105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Helene D. Gayle | Management | For | For |
2 | Elect James J. Goetz | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Amendment to the 2021 Equity Incentive Plan | Management | For | For |
PAYCOM SOFTWARE INC Meeting Date: MAY 01, 2023 Record Date: MAR 15, 2023 Meeting Type: ANNUAL | ||||
Ticker: PAYC Security ID: 70432V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sharen J. Turney | Management | For | For |
2 | Elect J.C. Watts Jr. | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
5 | Approval of the 2023 Long-Term Incentive Plan | Management | For | For |
6 | Amendment to Articles to Limit the Liability of Certain Officers | Management | For | Against |
7 | Shareholder Proposal Regarding Majority Vote for the Election of Directors | Shareholder | Against | For |
PERFORMANCE FOOD GROUP CO. Meeting Date: NOV 16, 2022 Record Date: SEP 30, 2022 Meeting Type: ANNUAL | ||||
Ticker: PFGC Security ID: 71377A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect George L. Holm | Management | For | For |
2 | Elect Manuel A. Fernandez | Management | For | For |
3 | Elect Barbara J. Beck | Management | For | For |
4 | Elect William F. Dawson, Jr. | Management | For | For |
5 | Elect Laura J. Flanagan | Management | For | For |
6 | Elect Matthew C. Flanigan | Management | For | For |
7 | Elect Kimberly S. Grant | Management | For | For |
8 | Elect Jeffrey M. Overly | Management | For | For |
9 | Elect David V. Singer | Management | For | For |
10 | Elect Randall Spratt | Management | For | For |
11 | Elect Warren M. Thompson | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
QUALCOMM, INC. Meeting Date: MAR 08, 2023 Record Date: JAN 09, 2023 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sylvia Acevedo | Management | For | For |
2 | Elect Cristiano R. Amon | Management | For | For |
3 | Elect Mark Fields | Management | For | For |
4 | Elect Jeffrey W. Henderson | Management | For | For |
5 | Elect Gregory N. Johnson | Management | For | For |
6 | Elect Ann M. Livermore | Management | For | For |
7 | Elect Mark D. McLaughlin | Management | For | For |
8 | Elect Jamie S. Miller | Management | For | For |
9 | Elect Irene B. Rosenfeld | Management | For | For |
10 | Elect Kornelis Smit | Management | For | For |
11 | Elect Jean-Pascal Tricoire | Management | For | For |
12 | Elect Anthony J. Vinciquerra | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Approval of the 2023 Long-Term Incentive Plan | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
RENAISSANCERE HOLDINGS LTD Meeting Date: MAY 09, 2023 Record Date: MAR 09, 2023 Meeting Type: ANNUAL | ||||
Ticker: RNR Security ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David C. Bushnell | Management | For | For |
2 | Elect James L. Gibbons | Management | For | For |
3 | Elect Shyam Gidumal | Management | For | For |
4 | Elect Torsten Jeworrek | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
7 | Ratification of Auditor | Management | For | For |
REPUBLIC SERVICES, INC. Meeting Date: MAY 12, 2023 Record Date: MAR 15, 2023 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Manuel Kadre | Management | For | For |
2 | Elect Tomago Collins | Management | For | For |
3 | Elect Michael A. Duffy | Management | For | For |
4 | Elect Thomas W. Handley | Management | For | For |
5 | Elect Jennifer M. Kirk | Management | For | For |
6 | Elect Michael Larson | Management | For | For |
7 | Elect James P. Snee | Management | For | For |
8 | Elect Brian S. Tyler | Management | For | For |
9 | Elect Jon Vander Ark | Management | For | For |
10 | Elect Sandra M. Volpe | Management | For | For |
11 | Elect Katharine B. Weymouth | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Ratification of Auditor | Management | For | For |
ROBLOX CORPORATION Meeting Date: MAY 25, 2023 Record Date: MAR 27, 2023 Meeting Type: ANNUAL | ||||
Ticker: RBLX Security ID: 771049103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect David Baszucki | Management | For | For |
1.2 | Elect Gregory Baszucki | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
SALESFORCE INC Meeting Date: JUN 08, 2023 Record Date: APR 14, 2023 Meeting Type: ANNUAL | ||||
Ticker: CRM Security ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc R. Benioff | Management | For | For |
2 | Elect Laura Alber | Management | For | For |
3 | Elect Craig A. Conway | Management | For | For |
4 | Elect Arnold W. Donald | Management | For | For |
5 | Elect Parker Harris | Management | For | For |
6 | Elect Neelie Kroes | Management | For | For |
7 | Elect Sachin Mehra | Management | For | For |
8 | Elect G. Mason Morfit | Management | For | For |
9 | Elect Oscar Munoz | Management | For | For |
10 | Elect John V. Roos | Management | For | For |
11 | Elect Robin L. Washington | Management | For | For |
12 | Elect Maynard G. Webb | Management | For | For |
13 | Elect Susan D. Wojcicki | Management | For | For |
14 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | Against |
17 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
18 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Company Directors Serving on Multiple Boards | Shareholder | Against | Against |
SBA COMMUNICATIONS CORP. Meeting Date: MAY 25, 2023 Record Date: MAR 24, 2023 Meeting Type: ANNUAL | ||||
Ticker: SBAC Security ID: 78410G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steven E. Bernstein | Management | For | For |
2 | Elect Laurie Bowen | Management | For | For |
3 | Elect Amy E. Wilson | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
SHIFT4 PAYMENTS INC Meeting Date: JUN 09, 2023 Record Date: APR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: FOUR Security ID: 82452J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Sam Bakhshandehpour | Management | For | For |
1.2 | Elect Jonathan S. Halkyard | Management | For | Withhold |
1.3 | Elect Donald Isaacman | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
SLB Meeting Date: APR 05, 2023 Record Date: FEB 08, 2023 Meeting Type: ANNUAL | ||||
Ticker: SLB Security ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter J. Coleman | Management | For | For |
2 | Elect Patrick de La Chevardiere | Management | For | For |
3 | Elect Miguel M. Galuccio | Management | For | For |
4 | Elect Olivier Le Peuch | Management | For | For |
5 | Elect Samuel Georg Friedrich Leupold | Management | For | For |
6 | Elect Tatiana A. Mitrova | Management | For | For |
7 | Elect Maria Moraeus Hanssen | Management | For | For |
8 | Elect Vanitha Narayanan | Management | For | For |
9 | Elect Mark G. Papa | Management | For | For |
10 | Elect Jeffrey W. Sheets | Management | For | For |
11 | Elect Ulrich Spiesshofer | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Accounts and Reports; Approval of Dividend | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
SYNOPSYS, INC. Meeting Date: APR 12, 2023 Record Date: FEB 13, 2023 Meeting Type: ANNUAL | ||||
Ticker: SNPS Security ID: 871607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Aart J. de Geus | Management | For | For |
2 | Elect Luis A Borgen | Management | For | For |
3 | Elect Marc N. Casper | Management | For | For |
4 | Elect Janice D. Chaffin | Management | For | For |
5 | Elect Bruce R. Chizen | Management | For | For |
6 | Elect Mercedes Johnson | Management | For | For |
7 | Elect Jeannine P. Sargent | Management | For | For |
8 | Elect John G. Schwarz | Management | For | For |
9 | Elect Roy A. Vallee | Management | For | For |
10 | Amendment to the 2006 Employee Equity Incentive Plan | Management | For | Against |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
SYSCO CORP. Meeting Date: NOV 18, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL | ||||
Ticker: SYY Security ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Daniel J. Brutto | Management | For | For |
2 | Elect Ali Dibadj | Management | For | For |
3 | Elect Larry C. Glasscock | Management | For | For |
4 | Elect Jill M. Golder | Management | For | For |
5 | Elect Bradley M. Halverson | Management | For | For |
6 | Elect John M. Hinshaw | Management | For | For |
7 | Elect Kevin P. Hourican | Management | For | For |
8 | Elect Hans-Joachim Koerber | Management | For | For |
9 | Elect Alison Kenney Paul | Management | For | For |
10 | Elect Edward D. Shirley | Management | For | For |
11 | Elect Sheila G. Talton | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Civil Rights Audit | Shareholder | Against | Abstain |
15 | Shareholder Proposal Regarding Extending Third-Party Assessment to All Suppliers | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Report on Plastic Packaging | Shareholder | None | For |
T-MOBILE US INC Meeting Date: JUN 16, 2023 Record Date: APR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: TMUS Security ID: 872590104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Andre Almeida | Management | For | For |
1.2 | Elect Marcelo Claure | Management | For | For |
1.3 | Elect Srikant M. Datar | Management | For | For |
1.4 | Elect Srinivasan Gopalan | Management | For | For |
1.5 | Elect Timotheus Hottges | Management | For | For |
1.6 | Elect Christian P. Illek | Management | For | For |
1.7 | Elect Raphael Kubler | Management | For | For |
1.8 | Elect Thorsten Langheim | Management | For | For |
1.9 | Elect Dominique Leroy | Management | For | For |
1.10 | Elect Letitia A. Long | Management | For | For |
1.11 | Elect G. Michael Sievert | Management | For | For |
1.12 | Elect Teresa A. Taylor | Management | For | For |
1.13 | Elect Kelvin R. Westbrook | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
5 | Approval of the 2023 Incentive Award Plan | Management | For | For |
6 | Amendment to the 2014 Employee Stock Purchase Plan | Management | For | For |
TESLA INC Meeting Date: AUG 04, 2022 Record Date: JUN 06, 2022 Meeting Type: ANNUAL | ||||
Ticker: TSLA Security ID: 88160R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ira Ehrenpreis | Management | For | For |
2 | Elect Kathleen Wilson-Thompson | Management | For | For |
3 | Reduce Director Terms from Three Years to Two Years | Management | For | For |
4 | Elimination of Supermajority Requirement | Management | For | For |
5 | Increase in Authorized Common Stock | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Board Diversity Aligned with Customer Base and Regional Operations | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Policy on Freedom of Association | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Report on Ending Child Labor | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Water Risk Exposure | Shareholder | Against | Against |
TESLA INC Meeting Date: MAY 16, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: TSLA Security ID: 88160R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Elon Musk | Management | For | For |
2 | Elect Robyn M. Denholm | Management | For | For |
3 | Elect J.B. Straubel | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 3 Years |
6 | Ratification of Auditor | Management | For | For |
7 | Shareholder Proposal Regarding Key Person Risk Report | Shareholder | Against | Against |
TEXAS PACIFIC LAND CORPORATION Meeting Date: NOV 16, 2022 Record Date: SEP 22, 2022 Meeting Type: ANNUAL | ||||
Ticker: TPL Security ID: 88262P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rhys J. Best | Management | For | For |
2 | Elect Donald G. Cook | Management | For | For |
3 | Elect Donna E. Epps | Management | For | For |
4 | Elect Eric L. Oliver | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Repeal of Classified Board | Management | For | For |
7 | Increase in Authorized Common Stock | Management | For | Against |
8 | Ratification of Auditor | Management | For | For |
9 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
10 | Shareholder Proposal Regarding a Potential Spin-Off | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Release of Obligations of the Stockholders' Agreement | Shareholder | Against | For |
12 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
13 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
TEXAS PACIFIC LAND CORPORATION Meeting Date: MAY 18, 2023 Record Date: MAR 23, 2023 Meeting Type: ANNUAL | ||||
Ticker: TPL Security ID: 88262P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rhys J. Best | Management | For | For |
2 | Elect Donald G. Cook | Management | For | For |
3 | Elect Donna E. Epps | Management | For | For |
4 | Elect Eric L. Oliver | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Repeal of Classified Board | Management | For | For |
7 | Increase in Authorized Common Stock | Management | For | Against |
8 | Ratification of Auditor | Management | For | For |
9 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
10 | Shareholder Proposal Regarding a Potential Spin-Off | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Release of Obligations of the Stockholders' Agreement | Shareholder | Against | For |
12 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
13 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
TJX COMPANIES, INC. Meeting Date: JUN 06, 2023 Record Date: APR 13, 2023 Meeting Type: ANNUAL | ||||
Ticker: TJX Security ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jose B. Alvarez | Management | For | For |
2 | Elect Alan M. Bennett | Management | For | For |
3 | Elect Rosemary T. Berkery | Management | For | For |
4 | Elect David T. Ching | Management | For | For |
5 | Elect C. Kim Goodwin | Management | For | For |
6 | Elect Ernie Herrman | Management | For | For |
7 | Elect Amy B. Lane | Management | For | For |
8 | Elect Carol Meyrowitz | Management | For | For |
9 | Elect Jackwyn L. Nemerov | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Shareholder Proposal Regarding Report on Supply Chain Due Diligence | Shareholder | Against | For |
14 | Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Paid Sick Leave | Shareholder | Against | For |
TOLL BROTHERS INC. Meeting Date: MAR 07, 2023 Record Date: JAN 12, 2023 Meeting Type: ANNUAL | ||||
Ticker: TOL Security ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Douglas C. Yearley, Jr. | Management | For | For |
2 | Elect Stephen F. East | Management | For | For |
3 | Elect Christine N. Garvey | Management | For | For |
4 | Elect Karen H. Grimes | Management | For | For |
5 | Elect Derek T. Kan | Management | For | Against |
6 | Elect Carl B. Marbach | Management | For | For |
7 | Elect John A. McLean | Management | For | For |
8 | Elect Wendell E Pritchett | Management | For | For |
9 | Elect Paul E. Shapiro | Management | For | For |
10 | Elect Scott D. Stowell | Management | For | Against |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
TRACTOR SUPPLY CO. Meeting Date: MAY 11, 2023 Record Date: MAR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: TSCO Security ID: 892356106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joy Brown | Management | For | For |
2 | Elect Ricardo Cardenas | Management | For | For |
3 | Elect Andre J. Hawaux | Management | For | For |
4 | Elect Denise L. Jackson | Management | For | For |
5 | Elect Ramkumar Krishnan | Management | For | For |
6 | Elect Edna K. Morris | Management | For | For |
7 | Elect Mark J. Weikel | Management | For | For |
8 | Elect Harry A. Lawton III | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
TRADE DESK INC Meeting Date: MAY 25, 2023 Record Date: MAR 31, 2023 Meeting Type: ANNUAL | ||||
Ticker: TTD Security ID: 88339J105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jeff T. Green | Management | For | For |
1.2 | Elect Andrea Cunningham | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
UBER TECHNOLOGIES INC Meeting Date: MAY 08, 2023 Record Date: MAR 13, 2023 Meeting Type: ANNUAL | ||||
Ticker: UBER Security ID: 90353T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ronald D. Sugar | Management | For | For |
2 | Elect Revathi Advaithi | Management | For | For |
3 | Elect Ursula M. Burns | Management | For | For |
4 | Elect Robert A. Eckert | Management | For | For |
5 | Elect Amanda Ginsberg | Management | For | For |
6 | Elect Dara Khosrowshahi | Management | For | For |
7 | Elect Wan Ling Martello | Management | For | For |
8 | Elect John A. Thain | Management | For | For |
9 | Elect David Trujillo | Management | For | For |
10 | Elect Alexander R. Wynaendts | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Third-Party Audit on Driver Health and Safety | Shareholder | Against | Against |
ULTA SALON COSMETICS & FRAGRANCE INC Meeting Date: JUN 01, 2023 Record Date: APR 04, 2023 Meeting Type: ANNUAL | ||||
Ticker: ULTA Security ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michelle L. Collins | Management | For | For |
2 | Elect Patricia Little | Management | For | For |
3 | Elect Heidi G. Petz | Management | For | For |
4 | Elect Michael C. Smith | Management | For | For |
5 | Repeal of Classified Board | Management | For | For |
6 | Elimination of Supermajority Requirement to Remove Directors | Management | For | For |
7 | Elimination of Supermajority Requirements for Amendments to Certificate of Incorporation | Management | For | For |
8 | Elimination of Supermajority Requirements for Amendments to Bylaws | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
UNION PACIFIC CORP. Meeting Date: MAY 18, 2023 Record Date: MAR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: UNP Security ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William J. DeLaney | Management | For | For |
2 | Elect David B. Dillon | Management | For | For |
3 | Elect Sheri H. Edison | Management | For | For |
4 | Elect Teresa M. Finley | Management | For | For |
5 | Elect Lance M. Fritz | Management | For | For |
6 | Elect Deborah C. Hopkins | Management | For | For |
7 | Elect Jane H. Lute | Management | For | For |
8 | Elect Michael R. McCarthy | Management | For | For |
9 | Elect Jose H. Villarreal | Management | For | For |
10 | Elect Christopher J. Williams | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Paid Sick Leave | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC. Meeting Date: MAY 04, 2023 Record Date: MAR 09, 2023 Meeting Type: ANNUAL | ||||
Ticker: UPS Security ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Carol B. Tome | Management | For | For |
2 | Elect Rodney C. Adkins | Management | For | For |
3 | Elect Eva C. Boratto | Management | For | For |
4 | Elect Michael J. Burns | Management | For | For |
5 | Elect Wayne M. Hewett | Management | For | For |
6 | Elect Angela Hwang | Management | For | For |
7 | Elect Kate E. Johnson | Management | For | For |
8 | Elect William R. Johnson | Management | For | For |
9 | Elect Franck J. Moison | Management | For | For |
10 | Elect Christiana Smith Shi | Management | For | For |
11 | Elect Russell Stokes | Management | For | For |
12 | Elect Kevin M. Warsh | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Report on Science-Based GHG Targets and Alignment with Paris Agreement | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Linking Executive Pay to GHG Emissions Reduction Targets | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Just Transition Reporting | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Civil Rights Audit | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Diversity and Inclusion Report | Shareholder | Against | For |
UNITEDHEALTH GROUP INC Meeting Date: JUN 05, 2023 Record Date: APR 10, 2023 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Timothy P. Flynn | Management | For | For |
2 | Elect Paul R. Garcia | Management | For | For |
3 | Elect Kristen Gil | Management | For | For |
4 | Elect Stephen J. Hemsley | Management | For | For |
5 | Elect Michele J. Hooper | Management | For | For |
6 | Elect F. William McNabb, III | Management | For | For |
7 | Elect Valerie C. Montgomery Rice | Management | For | For |
8 | Elect John H. Noseworthy | Management | For | For |
9 | Elect Andrew Witty | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | Against |
VERTEX PHARMACEUTICALS, INC. Meeting Date: MAY 17, 2023 Record Date: MAR 23, 2023 Meeting Type: ANNUAL | ||||
Ticker: VRTX Security ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sangeeta N. Bhatia | Management | For | For |
2 | Elect Lloyd A. Carney | Management | For | For |
3 | Elect Alan M. Garber | Management | For | For |
4 | Elect Terrence C. Kearney | Management | For | For |
5 | Elect Reshma Kewalramani | Management | For | For |
6 | Elect Jeffrey M. Leiden | Management | For | For |
7 | Elect Diana L. McKenzie | Management | For | For |
8 | Elect Bruce I. Sachs | Management | For | For |
9 | Elect Suketu Upadhyay | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
VISA INC Meeting Date: JAN 24, 2023 Record Date: NOV 25, 2022 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd A. Carney | Management | For | For |
2 | Elect Kermit R. Crawford | Management | For | For |
3 | Elect Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Alfred F. Kelly, Jr. | Management | For | For |
5 | Elect Ramon L. Laguarta | Management | For | For |
6 | Elect Teri L. List | Management | For | For |
7 | Elect John F. Lundgren | Management | For | For |
8 | Elect Denise M. Morrison | Management | For | For |
9 | Elect Linda Rendle | Management | For | For |
10 | Elect Maynard G. Webb | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Abstain |
WEX INC Meeting Date: MAY 11, 2023 Record Date: MAR 22, 2023 Meeting Type: ANNUAL | ||||
Ticker: WEX Security ID: 96208T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Daniel H. Callahan | Management | For | For |
2 | Elect Shikhar Ghosh | Management | For | For |
3 | Elect James R. Groch | Management | For | For |
4 | Elect James Neary | Management | For | For |
5 | Elect Melissa D. Smith | Management | For | For |
6 | Elect Stephen Smith | Management | For | For |
7 | Elect Susan Sobbott | Management | For | For |
8 | Elect Regina O. Sommer | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
11 | Ratification of Auditor | Management | For | For |
WILLSCOT MOBILE MINI HOLDINGS CORP Meeting Date: JUN 02, 2023 Record Date: APR 05, 2023 Meeting Type: ANNUAL | ||||
Ticker: WSC Security ID: 971378104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mark S. Bartlett | Management | For | For |
2 | Elect Erika T. Davis | Management | For | For |
3 | Elect Gerard E. Holthaus | Management | For | For |
4 | Elect Erik Olsson | Management | For | For |
5 | Elect Rebecca L. Owen | Management | For | For |
6 | Elect Jeffrey F. Sagansky | Management | For | For |
7 | Elect Bradley L. Soultz | Management | For | For |
8 | Elect Michael W. Upchurch | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
ZOOMINFO TECHNOLOGIES INC Meeting Date: MAY 17, 2023 Record Date: MAR 21, 2023 Meeting Type: ANNUAL | ||||
Ticker: ZI Security ID: 98980F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Todd Crockett | Management | For | For |
1.2 | Elect Patrick R. McCarter | Management | For | Withhold |
1.3 | Elect D. Randall Winn | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
PGIM Jennison Rising Dividend Fund - Subadviser: Jennison Associates LLC
ABBOTT LABORATORIES Meeting Date: APR 28, 2023 Record Date: MAR 01, 2023 Meeting Type: ANNUAL | ||||
Ticker: ABT Security ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert J. Alpern | Management | For | For |
2 | Elect Claire Babineaux-Fontenot | Management | For | For |
3 | Elect Sally E. Blount | Management | For | For |
4 | Elect Robert B. Ford | Management | For | For |
5 | Elect Paola Gonzalez | Management | For | For |
6 | Elect Michelle A. Kumbier | Management | For | For |
7 | Elect Darren W. McDew | Management | For | For |
8 | Elect Nancy McKinstry | Management | For | For |
9 | Elect Michael G. O'Grady | Management | For | For |
10 | Elect Michael F. Roman | Management | For | For |
11 | Elect Daniel J. Starks | Management | For | For |
12 | Elect John G. Stratton | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
19 | Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs | Shareholder | Against | Against |
ABBVIE INC Meeting Date: MAY 05, 2023 Record Date: MAR 06, 2023 Meeting Type: ANNUAL | ||||
Ticker: ABBV Security ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert J. Alpern | Management | For | For |
2 | Elect Melody B. Meyer | Management | For | For |
3 | Elect Frederick H. Waddell | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Elimination of Supermajority Requirement | Management | For | Against |
7 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
10 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | Shareholder | Against | Against |
ACTIVISION BLIZZARD INC Meeting Date: JUN 21, 2023 Record Date: APR 25, 2023 Meeting Type: ANNUAL | ||||
Ticker: ATVI Security ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Reveta Bowers | Management | For | For |
2 | Elect Kerry Carr | Management | For | For |
3 | Elect Robert J. Corti | Management | For | For |
4 | Elect Brian G. Kelly | Management | For | For |
5 | Elect Robert A. Kotick | Management | For | For |
6 | Elect Barry Meyer | Management | For | For |
7 | Elect Robert J. Morgado | Management | For | For |
8 | Elect Peter Nolan | Management | For | For |
9 | Elect Dawn Ostroff | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Policy on Freedom of Association | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Report on Harassment and Discrimination | Shareholder | Against | Against |
ALEXANDRIA REAL ESTATE EQUITIES INC. Meeting Date: MAY 16, 2023 Record Date: MAR 31, 2023 Meeting Type: ANNUAL | ||||
Ticker: ARE Security ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joel S. Marcus | Management | For | For |
2 | Elect Steven R. Hash | Management | For | For |
3 | Elect James P. Cain | Management | For | For |
4 | Elect Cynthia L. Feldmann | Management | For | For |
5 | Elect Maria C. Freire | Management | For | For |
6 | Elect Richard H. Klein | Management | For | For |
7 | Elect Michael A. Woronoff | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | Against |
9 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
10 | Ratification of Auditor | Management | For | For |
APPLE INC Meeting Date: MAR 10, 2023 Record Date: JAN 09, 2023 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James A. Bell | Management | For | For |
2 | Elect Timothy D. Cook | Management | For | For |
3 | Elect Albert A. Gore | Management | For | For |
4 | Elect Alex Gorsky | Management | For | For |
5 | Elect Andrea Jung | Management | For | For |
6 | Elect Arthur D. Levinson | Management | For | For |
7 | Elect Monica C. Lozano | Management | For | For |
8 | Elect Ronald D. Sugar | Management | For | For |
9 | Elect Susan L. Wagner | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Shareholder Proposal Regarding Civil Rights Audit | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Report on Corporate Operations with China | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Shareholder Engagement with the Board | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
ASML HOLDING NV Meeting Date: APR 26, 2023 Record Date: MAR 29, 2023 Meeting Type: ANNUAL | ||||
Ticker: ASML Security ID: N07059210 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Remuneration Report | Management | For | For |
2 | Accounts and Reports | Management | For | Against |
3 | Allocation of Dividends | Management | For | For |
4 | Ratification of Management Board Acts | Management | For | For |
5 | Ratification of Supervisory Board Acts | Management | For | For |
6 | Long-Term Incentive Plan; Authority to Issue Shares | Management | For | For |
7 | Supervisory Board Remuneration Policy | Management | For | For |
8 | Supervisory Board Fees | Management | For | For |
9 | Elect Nils Andersen to the Supervisory Board | Management | For | For |
10 | Elect Jack P. de Kreij to the Supervisory Board | Management | For | For |
11 | Appointment of Auditor | Management | For | For |
12 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
13 | Authority to Suppress Preemptive Rights | Management | For | For |
14 | Authority to Repurchase Shares | Management | For | For |
15 | Cancellation of Shares | Management | For | For |
ASTRAZENECA PLC Meeting Date: APR 27, 2023 Record Date: APR 04, 2023 Meeting Type: ANNUAL | ||||
Ticker: AZN Security ID: 046353108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Final Dividend | Management | For | For |
3 | Appointment of Auditor | Management | For | For |
4 | Authority to Set Auditor's Fees | Management | For | For |
5 | Elect Michel Demare | Management | For | For |
6 | Elect Pascal Soriot | Management | For | For |
7 | Elect Aradhana Sarin | Management | For | For |
8 | Elect Philip Broadley | Management | For | For |
9 | Elect Euan Ashley | Management | For | For |
10 | Elect Deborah DiSanzo | Management | For | For |
11 | Elect Diana Layfield | Management | For | For |
12 | Elect Sherilyn S. McCoy | Management | For | For |
13 | Elect Tony MOK Shu Kam | Management | For | For |
14 | Elect Nazneen Rahman | Management | For | For |
15 | Elect Andreas Rummelt | Management | For | For |
16 | Elect Marcus Wallenberg | Management | For | For |
17 | Remuneration Report | Management | For | For |
18 | Authorisation of Political Donations | Management | For | For |
19 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
20 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
22 | Authority to Repurchase Shares | Management | For | For |
23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
24 | Adoption of New Articles | Management | For | For |
AT&T, INC. Meeting Date: MAY 18, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: T Security ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Scott T. Ford | Management | For | For |
2 | Elect Glenn H. Hutchins | Management | For | Against |
3 | Elect William E. Kennard | Management | For | For |
4 | Elect Stephen J. Luczo | Management | For | For |
5 | Elect Michael B. McCallister | Management | For | For |
6 | Elect Beth E. Mooney | Management | For | For |
7 | Elect Matthew K. Rose | Management | For | For |
8 | Elect John T. Stankey | Management | For | For |
9 | Elect Cindy B. Taylor | Management | For | For |
10 | Elect Luis A. Ubinas | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | For |
AVALONBAY COMMUNITIES INC. Meeting Date: MAY 24, 2023 Record Date: MAR 27, 2023 Meeting Type: ANNUAL | ||||
Ticker: AVB Security ID: 053484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Glyn F. Aeppel | Management | For | For |
2 | Elect Terry S. Brown | Management | For | For |
3 | Elect Ronald L. Havner, Jr. | Management | For | For |
4 | Elect Stephen P. Hills | Management | For | For |
5 | Elect Christopher B. Howard | Management | For | For |
6 | Elect Richard J. Lieb | Management | For | For |
7 | Elect Nnenna Lynch | Management | For | For |
8 | Elect Charles E. Mueller, Jr. | Management | For | For |
9 | Elect Timothy J. Naughton | Management | For | For |
10 | Elect Benjamin W. Schall | Management | For | For |
11 | Elect Susan Swanezy | Management | For | For |
12 | Elect W. Edward Walter III | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
BANK OF AMERICA CORP. Meeting Date: APR 25, 2023 Record Date: MAR 01, 2023 Meeting Type: ANNUAL | ||||
Ticker: BAC Security ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sharon L. Allen | Management | For | For |
2 | Elect Jose E. Almeida | Management | For | For |
3 | Elect Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Pierre J. P. de Weck | Management | For | For |
5 | Elect Arnold W. Donald | Management | For | For |
6 | Elect Linda P. Hudson | Management | For | For |
7 | Elect Monica C. Lozano | Management | For | For |
8 | Elect Brian T. Moynihan | Management | For | For |
9 | Elect Lionel L. Nowell, III | Management | For | For |
10 | Elect Denise L. Ramos | Management | For | For |
11 | Elect Clayton S. Rose | Management | For | For |
12 | Elect Michael D. White | Management | For | For |
13 | Elect Thomas D. Woods | Management | For | For |
14 | Elect Maria T. Zuber | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Ratification of Auditor | Management | For | For |
18 | Amendment to the Bank of America Corporation Equity Plan | Management | For | For |
19 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Report on Absolute GHG Targets and Alignment with Paris Agreement | Shareholder | Against | For |
22 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | Shareholder | Against | For |
23 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | Against | For |
BARRICK GOLD CORP. Meeting Date: MAY 02, 2023 Record Date: MAR 03, 2023 Meeting Type: ANNUAL | ||||
Ticker: GOLD Security ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect D. Mark Bristow | Management | For | For |
1.2 | Elect Helen Cai | Management | For | For |
1.3 | Elect Gustavo A. Cisneros | Management | For | For |
1.4 | Elect Christopher L. Coleman | Management | For | For |
1.5 | Elect Isela Costantini | Management | For | For |
1.6 | Elect J. Michael Evans | Management | For | For |
1.7 | Elect Brian L. Greenspun | Management | For | For |
1.8 | Elect J. Brett Harvey | Management | For | For |
1.9 | Elect Anne Kabagambe | Management | For | For |
1.10 | Elect Andrew J. Quinn | Management | For | For |
1.11 | Elect Loreto Silva | Management | For | For |
1.12 | Elect John L. Thornton | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
BRISTOL-MYERS SQUIBB CO. Meeting Date: MAY 02, 2023 Record Date: MAR 13, 2023 Meeting Type: ANNUAL | ||||
Ticker: BMY Security ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter J. Arduini | Management | For | For |
2 | Elect Deepak L. Bhatt | Management | For | For |
3 | Elect Giovanni Caforio | Management | For | For |
4 | Elect Julia A. Haller | Management | For | For |
5 | Elect Manuel Hidalgo Medina | Management | For | For |
6 | Elect Paula A. Price | Management | For | For |
7 | Elect Derica W. Rice | Management | For | For |
8 | Elect Theodore R. Samuels, II | Management | For | For |
9 | Elect Gerald Storch | Management | For | For |
10 | Elect Karen H. Vousden | Management | For | For |
11 | Elect Phyllis R. Yale | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Non-Discrimination Audit | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Allowing Beneficial Owners to Call Special Meetings | Shareholder | Against | Against |
CATERPILLAR INC. Meeting Date: JUN 14, 2023 Record Date: APR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: CAT Security ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kelly A. Ayotte | Management | For | For |
2 | Elect David L. Calhoun | Management | For | For |
3 | Elect Daniel M. Dickinson | Management | For | For |
4 | Elect James C. Fish, Jr. | Management | For | For |
5 | Elect Gerald Johnson | Management | For | For |
6 | Elect David W. MacLennan | Management | For | For |
7 | Elect Judith F. Marks | Management | For | For |
8 | Elect Debra L. Reed-Klages | Management | For | For |
9 | Elect Susan C. Schwab | Management | For | For |
10 | Elect D. James Umpleby III | Management | For | For |
11 | Elect Rayford Wilkins Jr. | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Approval of the 2023 Long-Term Incentive Plan | Management | For | For |
16 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Report on Effectiveness of Due Diligence Process | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Civil Rights Audit | Shareholder | Against | Against |
CENTERPOINT ENERGY INC. Meeting Date: APR 21, 2023 Record Date: FEB 24, 2023 Meeting Type: ANNUAL | ||||
Ticker: CNP Security ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wendy Montoya Cloonan | Management | For | For |
2 | Elect Earl M. Cummings | Management | For | For |
3 | Elect Christopher H. Franklin | Management | For | For |
4 | Elect David J. Lesar | Management | For | For |
5 | Elect Raquelle W. Lewis | Management | For | For |
6 | Elect Martin H. Nesbitt | Management | For | For |
7 | Elect Theodore F. Pound | Management | For | For |
8 | Elect Phillip R. Smith | Management | For | For |
9 | Elect Barry T. Smitherman | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | Against |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Shareholder Proposal Regarding Scope 3 Targets | Shareholder | Against | Against |
CF INDUSTRIES HOLDINGS INC Meeting Date: MAY 03, 2023 Record Date: MAR 10, 2023 Meeting Type: ANNUAL | ||||
Ticker: CF Security ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Javed Ahmed | Management | For | For |
2 | Elect Robert C. Arzbaecher | Management | For | For |
3 | Elect Deborah L. DeHaas | Management | For | For |
4 | Elect John W. Eaves | Management | For | For |
5 | Elect Stephen J. Hagge | Management | For | For |
6 | Elect Jesus Madrazo Yris | Management | For | For |
7 | Elect Anne P. Noonan | Management | For | For |
8 | Elect Michael J. Toelle | Management | For | For |
9 | Elect Theresa E. Wagler | Management | For | For |
10 | Elect Celso L. White | Management | For | For |
11 | Elect W. Anthony Will | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Amendment to Articles to Limit the Liability of Certain Officers | Management | For | Against |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
CHUBB LIMITED Meeting Date: MAY 17, 2023 Record Date: MAR 24, 2023 Meeting Type: ANNUAL | ||||
Ticker: CB Security ID: H1467J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits | Management | For | For |
3 | Dividends from Reserves | Management | For | For |
4 | Ratification of Board Acts | Management | For | For |
5 | Election of Statutory Auditors | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Appointment of Special Auditor | Management | For | For |
8 | Elect Evan G. Greenberg | Management | For | For |
9 | Elect Michael P. Connors | Management | For | For |
10 | Elect Michael G. Atieh | Management | For | For |
11 | Elect Kathy Bonanno | Management | For | For |
12 | Elect Nancy K. Buese | Management | For | For |
13 | Elect Sheila P. Burke | Management | For | For |
14 | Elect Michael L. Corbat | Management | For | For |
15 | Elect Robert J. Hugin | Management | For | For |
16 | Elect Robert W. Scully | Management | For | For |
17 | Elect Theodore E. Shasta | Management | For | For |
18 | Elect David H. Sidwell | Management | For | For |
19 | Elect Olivier Steimer | Management | For | For |
20 | Elect Frances F. Townsend | Management | For | For |
21 | Elect Evan G. Greenberg as Chair | Management | For | Against |
22 | Elect Michael P. Connors | Management | For | For |
23 | Elect David H. Sidwell | Management | For | For |
24 | Elect Frances F. Townsend | Management | For | For |
25 | Appointment of Independent Proxy (Switzerland) | Management | For | For |
26 | Amendments to Articles (Revision of Law) | Management | For | For |
27 | Amendment to Advance Notice Period | Management | For | For |
28 | Cancellation of Shares | Management | For | For |
29 | Amendment to Par Value | Management | For | For |
30 | Board Compensation | Management | For | For |
31 | Executive Compensation (Binding) | Management | For | For |
32 | Compensation Report (Switzerland) | Management | For | For |
33 | Advisory Vote on Executive Compensation | Management | For | For |
34 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
35 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | Shareholder | Against | For |
36 | Shareholder Proposal Regarding Human Rights Risks and Underwriting Process | Shareholder | Against | Against |
37 | Additional or Amended Proposals | Management | For | Against |
CONSTELLATION ENERGY CORP Meeting Date: APR 25, 2023 Record Date: MAR 01, 2023 Meeting Type: ANNUAL | ||||
Ticker: CEG Security ID: 21037T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph Dominguez | Management | For | For |
1.2 | Elect Julie Holzrichter | Management | For | For |
1.3 | Elect Ashish Khandpur | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
DEERE & CO. Meeting Date: FEB 22, 2023 Record Date: DEC 27, 2022 Meeting Type: ANNUAL | ||||
Ticker: DE Security ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leanne G. Caret | Management | For | For |
2 | Elect Tamra A. Erwin | Management | For | For |
3 | Elect Alan C. Heuberger | Management | For | For |
4 | Elect Charles O. Holliday, Jr. | Management | For | For |
5 | Elect Michael O. Johanns | Management | For | For |
6 | Elect Clayton M. Jones | Management | For | For |
7 | Elect John C. May | Management | For | For |
8 | Elect Gregory R. Page | Management | For | For |
9 | Elect Sherry M. Smith | Management | For | For |
10 | Elect Dmitri L. Stockton | Management | For | For |
11 | Elect Sheila G. Talton | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | Abstain |
DIAGEO PLC Meeting Date: OCT 06, 2022 Record Date: AUG 19, 2022 Meeting Type: ANNUAL | ||||
Ticker: DEO Security ID: 25243Q205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report | Management | For | For |
3 | Final Dividend | Management | For | For |
4 | Elect Karen Blackett | Management | For | For |
5 | Elect Melissa Bethell | Management | For | For |
6 | Elect Lavanya Chandrashekar | Management | For | For |
7 | Elect Valerie Chapoulaud-Floquet | Management | For | For |
8 | Elect Javier Ferran | Management | For | For |
9 | Elect Susan Kilsby | Management | For | For |
10 | Elect John A. Manzoni | Management | For | For |
11 | Elect Lady Nicola Mendelsohn | Management | For | For |
12 | Elect Ivan Menezes | Management | For | For |
13 | Elect Alan Stewart | Management | For | For |
14 | Elect Ireena Vittal | Management | For | For |
15 | Appointment of Auditor | Management | For | For |
16 | Authority to Set Auditor's Fees | Management | For | For |
17 | Authorisation of Political Donations | Management | For | For |
18 | Amendment to the Irish Share Ownership Plan | Management | For | For |
19 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
20 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
21 | Authority to Repurchase Shares | Management | For | For |
22 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
DOLLAR GENERAL CORP. Meeting Date: MAY 31, 2023 Record Date: MAR 22, 2023 Meeting Type: ANNUAL | ||||
Ticker: DG Security ID: 256677105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Warren F. Bryant | Management | For | For |
2 | Elect Michael M. Calbert | Management | For | For |
3 | Elect Ana M. Chadwick | Management | For | For |
4 | Elect Patricia D. Fili-Krushel | Management | For | For |
5 | Elect Timothy I. McGuire | Management | For | For |
6 | Elect Jeffery C. Owen | Management | For | For |
7 | Elect Debra A. Sandler | Management | For | For |
8 | Elect Ralph E. Santana | Management | For | For |
9 | Elect Todd J. Vasos | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Cage-Free Eggs | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Third-Party Audit of Worker Safety and Well-Being | Shareholder | Against | Against |
EATON CORPORATION PLC Meeting Date: APR 26, 2023 Record Date: FEB 27, 2023 Meeting Type: ANNUAL | ||||
Ticker: ETN Security ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Craig Arnold | Management | For | For |
2 | Elect Olivier Leonetti | Management | For | For |
3 | Elect Silvio Napoli | Management | For | For |
4 | Elect Gregory R. Page | Management | For | For |
5 | Elect Sandra Pianalto | Management | For | For |
6 | Elect Robert V. Pragada | Management | For | For |
7 | Elect Lori J. Ryerkerk | Management | For | For |
8 | Elect Gerald B. Smith | Management | For | For |
9 | Elect Dorothy C. Thompson | Management | For | For |
10 | Elect Darryl L. Wilson | Management | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
16 | Authority to Repurchase Shares | Management | For | For |
EXXON MOBIL CORP. Meeting Date: MAY 31, 2023 Record Date: APR 05, 2023 Meeting Type: ANNUAL | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael J. Angelakis | Management | For | For |
2 | Elect Susan K. Avery | Management | For | For |
3 | Elect Angela F. Braly | Management | For | For |
4 | Elect Gregory J. Goff | Management | For | For |
5 | Elect John D. Harris II | Management | For | For |
6 | Elect Kaisa H. Hietala | Management | For | For |
7 | Elect Joseph L. Hooley | Management | For | For |
8 | Elect Steven A. Kandarian | Management | For | For |
9 | Elect Alexander A. Karsner | Management | For | For |
10 | Elect Lawrence W. Kellner | Management | For | For |
11 | Elect Jeffrey W. Ubben | Management | For | For |
12 | Elect Darren W. Woods | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Shareholder Proposal Regarding Formation of Decarbonization Risk Committee | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Carbon Capture and Storage | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Methane Emission Disclosures | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Medium-Term Scope 3 Target | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Report on Guyanese Operations | Shareholder | Against | For |
22 | Shareholder Proposal Regarding Recalculated Emissions Baseline | Shareholder | Against | For |
23 | Shareholder Proposal Regarding Audited Report on Asset Retirement Obligations | Shareholder | Against | For |
24 | Shareholder Proposal Regarding Addressing Virgin Plastic Demand | Shareholder | Against | Against |
25 | Shareholder Proposal Regarding Environmental Litigation | Shareholder | Against | Against |
26 | Shareholder Proposal Regarding Report on Tax Transparency | Shareholder | Against | For |
27 | Shareholder Proposal Regarding Just Transition Reporting | Shareholder | Against | For |
28 | Shareholder Proposal Regarding Report on Exploration and Production in the Arctic Refuge | Shareholder | Against | Abstain |
GOLDMAN SACHS GROUP, INC. Meeting Date: APR 26, 2023 Record Date: FEB 27, 2023 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect M. Michele Burns | Management | For | For |
2 | Elect Mark Flaherty | Management | For | For |
3 | Elect Kimberley Harris | Management | For | For |
4 | Elect Kevin R. Johnson | Management | For | For |
5 | Elect Ellen J. Kullman | Management | For | For |
6 | Elect Lakshmi N. Mittal | Management | For | For |
7 | Elect Adebayo O. Ogunlesi | Management | For | For |
8 | Elect Peter Oppenheimer | Management | For | For |
9 | Elect David M. Solomon | Management | For | For |
10 | Elect Jan E. Tighe | Management | For | For |
11 | Elect Jessica Uhl | Management | For | For |
12 | Elect David A. Viniar | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Third-Party Review for Congruency of China-focused ETFs | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Absolute GHG Reduction Targets | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
HERSHEY COMPANY Meeting Date: MAY 16, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: HSY Security ID: 427866108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Pamela M. Arway | Management | For | For |
1.2 | Elect Michele G. Buck | Management | For | For |
1.3 | Elect Victor L. Crawford | Management | For | For |
1.4 | Elect Robert M. Dutkowsky | Management | For | For |
1.5 | Elect Mary Kay Haben | Management | For | For |
1.6 | Elect James C. Katzman | Management | For | For |
1.7 | Elect M. Diane Koken | Management | For | For |
1.8 | Elect Huong Maria T. Kraus | Management | For | For |
1.9 | Elect Robert M. Malcolm | Management | For | For |
1.10 | Elect Anthony J. Palmer | Management | For | For |
1.11 | Elect Juan R. Perez | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Shareholder Proposal Regarding Report on Ending Child Labor | Shareholder | Against | For |
HESS CORPORATION Meeting Date: MAY 17, 2023 Record Date: MAR 23, 2023 Meeting Type: ANNUAL | ||||
Ticker: HES Security ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Terrence J. Checki | Management | For | For |
2 | Elect Leonard S. Coleman, Jr. | Management | For | For |
3 | Elect Lisa Glatch | Management | For | For |
4 | Elect John B. Hess | Management | For | For |
5 | Elect Edith E. Holiday | Management | For | For |
6 | Elect Marc S. Lipschultz | Management | For | For |
7 | Elect Raymond J. McGuire | Management | For | For |
8 | Elect David McManus | Management | For | For |
9 | Elect Kevin O. Meyers | Management | For | For |
10 | Elect Karyn F. Ovelmen | Management | For | For |
11 | Elect James H. Quigley | Management | For | For |
12 | Elect William G. Schrader | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORP. Meeting Date: APR 25, 2023 Record Date: FEB 24, 2023 Meeting Type: ANNUAL | ||||
Ticker: IBM Security ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas Buberl | Management | For | For |
2 | Elect David N. Farr | Management | For | For |
3 | Elect Alex Gorsky | Management | For | For |
4 | Elect Michelle Howard | Management | For | For |
5 | Elect Arvind Krishna | Management | For | For |
6 | Elect Andrew N. Liveris | Management | For | For |
7 | Elect F. William McNabb, III | Management | For | For |
8 | Elect Martha E. Pollack | Management | For | For |
9 | Elect Joseph R. Swedish | Management | For | For |
10 | Elect Peter R. Voser | Management | For | For |
11 | Elect Frederick H. Waddell | Management | For | For |
12 | Elect Alfred W. Zollar | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Report on Corporate Operations with China | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies | Shareholder | Against | Against |
JPMORGAN CHASE & CO. Meeting Date: MAY 16, 2023 Record Date: MAR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda B. Bammann | Management | For | For |
2 | Elect Stephen B. Burke | Management | For | For |
3 | Elect Todd A. Combs | Management | For | For |
4 | Elect James S. Crown | Management | For | For |
5 | Elect Alicia Boler Davis | Management | For | For |
6 | Elect James Dimon | Management | For | For |
7 | Elect Timothy P. Flynn | Management | For | For |
8 | Elect Alex Gorsky | Management | For | For |
9 | Elect Mellody Hobson | Management | For | Against |
10 | Elect Michael A. Neal | Management | For | For |
11 | Elect Phebe N. Novakovic | Management | For | For |
12 | Elect Virginia M. Rometty | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Revision of Committee Charter to Include Oversight of Animal Welfare | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Right to Call Special Meetings by Beneficial Owners | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | Shareholder | Against | For |
21 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | For |
23 | Shareholder Proposal Regarding Absolute GHG Reduction Targets | Shareholder | Against | For |
LAMB WESTON HOLDINGS INC Meeting Date: SEP 29, 2022 Record Date: AUG 01, 2022 Meeting Type: ANNUAL | ||||
Ticker: LW Security ID: 513272104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter J. Bensen | Management | For | For |
2 | Elect Charles A. Blixt | Management | For | For |
3 | Elect Robert J. Coviello | Management | For | For |
4 | Elect Andre J. Hawaux | Management | For | For |
5 | Elect William G. Jurgensen | Management | For | For |
6 | Elect Thomas P. Maurer | Management | For | For |
7 | Elect Hala G. Moddelmog | Management | For | For |
8 | Elect Robert A. Niblock | Management | For | For |
9 | Elect Maria Renna Sharpe | Management | For | For |
10 | Elect Thomas P. Werner | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | Against |
12 | Ratification of Auditor | Management | For | For |
LILLY(ELI) & CO Meeting Date: MAY 01, 2023 Record Date: FEB 21, 2023 Meeting Type: ANNUAL | ||||
Ticker: LLY Security ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William G. Kaelin, Jr. | Management | For | For |
2 | Elect David A. Ricks | Management | For | For |
3 | Elect Marschall S. Runge | Management | For | For |
4 | Elect Karen Walker | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
7 | Ratification of Auditor | Management | For | For |
8 | Repeal of Classified Board | Management | For | For |
9 | Elimination of Supermajority Requirements | Management | For | For |
10 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
11 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
12 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Report on Company Response to State Policies Regulating Abortion | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Diversity and Inclusion Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | Shareholder | Against | Against |
LOCKHEED MARTIN CORP. Meeting Date: APR 27, 2023 Record Date: FEB 24, 2023 Meeting Type: ANNUAL | ||||
Ticker: LMT Security ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Daniel F. Akerson | Management | For | For |
2 | Elect David B. Burritt | Management | For | For |
3 | Elect Bruce A. Carlson | Management | For | For |
4 | Elect John Donovan | Management | For | For |
5 | Elect Joseph Dunford Jr. | Management | For | For |
6 | Elect James O. Ellis, Jr. | Management | For | For |
7 | Elect Thomas J. Falk | Management | For | For |
8 | Elect Ilene S. Gordon | Management | For | For |
9 | Elect Vicki A. Hollub | Management | For | For |
10 | Elect Jeh C. Johnson | Management | For | For |
11 | Elect Debra L. Reed-Klages | Management | For | For |
12 | Elect James D. Taiclet | Management | For | For |
13 | Elect Patricia E. Yarrington | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Report on Human Rights Impact Assessments | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Report on Aligning Value Chain GHG Reductions with Paris Agreement | Shareholder | Against | For |
MARSH & MCLENNAN COS., INC. Meeting Date: MAY 18, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Anthony K. Anderson | Management | For | For |
2 | Elect John Q. Doyle | Management | For | For |
3 | Elect Hafize Gaye Erkan | Management | For | For |
4 | Elect Oscar Fanjul Martin | Management | For | For |
5 | Elect H. Edward Hanway | Management | For | For |
6 | Elect Judith Hartmann | Management | For | For |
7 | Elect Deborah C. Hopkins | Management | For | For |
8 | Elect Tamara Ingram | Management | For | For |
9 | Elect Jane H. Lute | Management | For | For |
10 | Elect Steven A. Mills | Management | For | For |
11 | Elect Bruce P. Nolop | Management | For | For |
12 | Elect Morton O. Schapiro | Management | For | For |
13 | Elect Lloyd M. Yates | Management | For | For |
14 | Elect Ray G. Young | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Ratification of Auditor | Management | For | For |
MASTERCARD INCORPORATED Meeting Date: JUN 27, 2023 Record Date: APR 28, 2023 Meeting Type: ANNUAL | ||||
Ticker: MA Security ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Merit E. Janow | Management | For | For |
2 | Elect Candido Botelho Bracher | Management | For | For |
3 | Elect Richard K. Davis | Management | For | For |
4 | Elect Julius Genachowski | Management | For | For |
5 | Elect Choon Phong Goh | Management | For | For |
6 | Elect Oki Matsumoto | Management | For | For |
7 | Elect Michael Miebach | Management | For | For |
8 | Elect Youngme E. Moon | Management | For | For |
9 | Elect Rima Qureshi | Management | For | For |
10 | Elect Gabrielle Sulzberger | Management | For | For |
11 | Elect Harit Talwar | Management | For | For |
12 | Elect Lance Uggla | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Approval of the Employee Stock Purchase Plan | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Oversight of Merchant Category Codes | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | Shareholder | Against | For |
21 | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | Shareholder | Against | Against |
MCDONALD`S CORP Meeting Date: MAY 25, 2023 Record Date: MAR 27, 2023 Meeting Type: ANNUAL | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Anthony G. Capuano | Management | For | For |
2 | Elect Kareem Daniel | Management | For | For |
3 | Elect Lloyd H. Dean | Management | For | For |
4 | Elect Catherine Engelbert | Management | For | For |
5 | Elect Margaret H. Georgiadis | Management | For | For |
6 | Elect Enrique Hernandez, Jr. | Management | For | For |
7 | Elect Christopher Kempczinski | Management | For | For |
8 | Elect Richard H. Lenny | Management | For | For |
9 | Elect John Mulligan | Management | For | For |
10 | Elect Jennifer Taubert | Management | For | For |
11 | Elect Paul S. Walsh | Management | For | For |
12 | Elect Amy Weaver | Management | For | For |
13 | Elect Miles D. White | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Policy on Use of Medically-Important Antibiotics in the Beef and Pork Supply Chain | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Compliance With WHO Guidelines on Medically-Important Antimicrobials in Supply Chain | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Report on Corporate Operations with China | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Civil Rights Audit | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
22 | Shareholder Proposal Regarding Transparency Report on Global Public Policy And Political Influence | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Disclosure of Animal Welfare Indicators | Shareholder | Against | Against |
MICROSOFT CORPORATION Meeting Date: DEC 13, 2022 Record Date: OCT 12, 2022 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Reid G. Hoffman | Management | For | For |
2 | Elect Hugh F. Johnston | Management | For | For |
3 | Elect Teri L. List | Management | For | For |
4 | Elect Satya Nadella | Management | For | For |
5 | Elect Sandra E. Peterson | Management | For | For |
6 | Elect Penny S. Pritzker | Management | For | For |
7 | Elect Carlos A. Rodriguez | Management | For | For |
8 | Elect Charles W. Scharf | Management | For | For |
9 | Elect John W. Stanton | Management | For | For |
10 | Elect John W. Thompson | Management | For | For |
11 | Elect Emma N. Walmsley | Management | For | For |
12 | Elect Padmasree Warrior | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Report on Hiring Practices | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Managing Climate Risk in Employee Retirement Options | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Government Use of Technology | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Risks of Developing Military Weapons | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Report on Tax Transparency | Shareholder | Against | For |
NORTHROP GRUMMAN CORP. Meeting Date: MAY 17, 2023 Record Date: MAR 21, 2023 Meeting Type: ANNUAL | ||||
Ticker: NOC Security ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kathy J. Warden | Management | For | For |
2 | Elect David P. Abney | Management | For | For |
3 | Elect Marianne C. Brown | Management | For | For |
4 | Elect Ann M. Fudge | Management | For | For |
5 | Elect Madeleine A. Kleiner | Management | For | For |
6 | Elect Arvind Krishna | Management | For | For |
7 | Elect Graham N. Robinson | Management | For | For |
8 | Elect Kimberly A. Ross | Management | For | For |
9 | Elect Gary Roughead | Management | For | For |
10 | Elect Thomas M. Schoewe | Management | For | For |
11 | Elect James S. Turley | Management | For | For |
12 | Elect Mark A. Welsh III | Management | For | For |
13 | Elect Mary A. Winston | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Ratification of Auditor | Management | For | For |
17 | Reduction of the Ownership Threshold Required to Call a Special Meeting of Shareholders | Management | For | For |
18 | Shareholder Proposal Regarding Alignment of Political Activities with Human Rights Policy | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
PEPSICO INC Meeting Date: MAY 03, 2023 Record Date: MAR 01, 2023 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Segun Agbaje | Management | For | For |
2 | Elect Jennifer Bailey | Management | For | For |
3 | Elect Cesar Conde | Management | For | For |
4 | Elect Ian M. Cook | Management | For | For |
5 | Elect Edith W. Cooper | Management | For | For |
6 | Elect Susan M. Diamond | Management | For | For |
7 | Elect Dina Dublon | Management | For | For |
8 | Elect Michelle D. Gass | Management | For | For |
9 | Elect Ramon L. Laguarta | Management | For | For |
10 | Elect Dave Lewis | Management | For | For |
11 | Elect David C. Page | Management | For | For |
12 | Elect Robert C. Pohlad | Management | For | For |
13 | Elect Daniel L. Vasella | Management | For | For |
14 | Elect Darren Walker | Management | For | For |
15 | Elect Alberto Weisser | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
19 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | Shareholder | Against | For |
21 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | Shareholder | Against | For |
22 | Shareholder Proposal Regarding Congruency Report on Net-Zero Emissions Policy | Shareholder | Against | Against |
PNC FINANCIAL SERVICES GROUP INC Meeting Date: APR 26, 2023 Record Date: FEB 03, 2023 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph Alvarado | Management | For | For |
2 | Elect Debra A. Cafaro | Management | For | For |
3 | Elect Marjorie Rodgers Cheshire | Management | For | For |
4 | Elect William S. Demchak | Management | For | For |
5 | Elect Andrew T. Feldstein | Management | For | For |
6 | Elect Richard J. Harshman | Management | For | For |
7 | Elect Daniel R. Hesse | Management | For | For |
8 | Elect Renu Khator | Management | For | For |
9 | Elect Linda R. Medler | Management | For | For |
10 | Elect Robert A. Niblock | Management | For | For |
11 | Elect Martin Pfinsgraff | Management | For | For |
12 | Elect Bryan S. Salesky | Management | For | For |
13 | Elect Toni Townes-Whitley | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
REPUBLIC SERVICES, INC. Meeting Date: MAY 12, 2023 Record Date: MAR 15, 2023 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Manuel Kadre | Management | For | For |
2 | Elect Tomago Collins | Management | For | For |
3 | Elect Michael A. Duffy | Management | For | For |
4 | Elect Thomas W. Handley | Management | For | For |
5 | Elect Jennifer M. Kirk | Management | For | For |
6 | Elect Michael Larson | Management | For | For |
7 | Elect James P. Snee | Management | For | For |
8 | Elect Brian S. Tyler | Management | For | For |
9 | Elect Jon Vander Ark | Management | For | For |
10 | Elect Sandra M. Volpe | Management | For | For |
11 | Elect Katharine B. Weymouth | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Ratification of Auditor | Management | For | For |
SBA COMMUNICATIONS CORP. Meeting Date: MAY 25, 2023 Record Date: MAR 24, 2023 Meeting Type: ANNUAL | ||||
Ticker: SBAC Security ID: 78410G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steven E. Bernstein | Management | For | For |
2 | Elect Laurie Bowen | Management | For | For |
3 | Elect Amy E. Wilson | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
SERVICE CORP. INTERNATIONAL Meeting Date: MAY 02, 2023 Record Date: MAR 06, 2023 Meeting Type: ANNUAL | ||||
Ticker: SCI Security ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan R. Buckwalter, III | Management | For | For |
2 | Elect Anthony L. Coelho | Management | For | For |
3 | Elect Jakki L. Haussler | Management | For | For |
4 | Elect Victor L. Lund | Management | For | For |
5 | Elect Ellen Ochoa | Management | For | For |
6 | Elect Thomas L. Ryan | Management | For | For |
7 | Elect C. Park Shaper | Management | For | For |
8 | Elect Sara Martinez Tucker | Management | For | For |
9 | Elect W. Blair Waltrip | Management | For | For |
10 | Elect Marcus A. Watts | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
SYSCO CORP. Meeting Date: NOV 18, 2022 Record Date: SEP 19, 2022 Meeting Type: ANNUAL | ||||
Ticker: SYY Security ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Daniel J. Brutto | Management | For | For |
2 | Elect Ali Dibadj | Management | For | For |
3 | Elect Larry C. Glasscock | Management | For | For |
4 | Elect Jill M. Golder | Management | For | For |
5 | Elect Bradley M. Halverson | Management | For | For |
6 | Elect John M. Hinshaw | Management | For | For |
7 | Elect Kevin P. Hourican | Management | For | For |
8 | Elect Hans-Joachim Koerber | Management | For | For |
9 | Elect Alison Kenney Paul | Management | For | For |
10 | Elect Edward D. Shirley | Management | For | For |
11 | Elect Sheila G. Talton | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Civil Rights Audit | Shareholder | Against | Abstain |
15 | Shareholder Proposal Regarding Extending Third-Party Assessment to All Suppliers | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Report on Plastic Packaging | Shareholder | None | For |
TFI INTERNATIONAL INC Meeting Date: APR 26, 2023 Record Date: MAR 15, 2023 Meeting Type: ANNUAL | ||||
Ticker: TFII Security ID: 87241L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leslie Abi-Karam | Management | For | For |
2 | Elect Alain Bedard | Management | For | For |
3 | Elect Andre Berard | Management | For | For |
4 | Elect William T. England | Management | For | For |
5 | Elect Diane Giard | Management | For | For |
6 | Elect Debra J. Kelly-Ennis | Management | For | For |
7 | Elect Neil D. Manning | Management | For | For |
8 | Elect John Pratt | Management | For | For |
9 | Elect Joey Saputo | Management | For | For |
10 | Elect Rosemary Turner | Management | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
TOTALENERGIES SE Meeting Date: MAY 26, 2023 Record Date: APR 27, 2023 Meeting Type: ANNUAL | ||||
Ticker: TTE Security ID: 89151E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Consolidated Accounts and Reports | Management | For | For |
3 | Allocation of Profits/Dividends | Management | For | For |
4 | Authority to Repurchase and Reissue Shares | Management | For | For |
5 | Special Auditors Report on Regulated Agreements | Management | For | For |
6 | Elect Marie-Christine Coisne-Roquette | Management | For | For |
7 | Elect Mark Cutifani | Management | For | For |
8 | Elect Dierk Paskert | Management | For | For |
9 | Elect Anelise Lara | Management | For | For |
10 | 2022 Remuneration Report | Management | For | For |
11 | 2023 Remuneration Policy (Board of Directors) | Management | For | For |
12 | 2022 Remuneration of Patrick Pouyanne, Chair and CEO | Management | For | For |
13 | 2023 Remuneration Policy (Chair and CEO) | Management | For | For |
14 | Opinion on 2023 Sustainability and Climate Progress Report | Management | For | For |
15 | Authority to Issue Performance Shares | Management | For | For |
16 | Employee Stock Purchase Plan | Management | For | For |
17 | Amendments to Articles Regarding the Suppression of Double Voting Rights | Management | For | For |
18 | Shareholder Proposal Regarding Scope 3 GHG Target and Alignment with Paris Agreement | Shareholder | Against | Against |
UNION PACIFIC CORP. Meeting Date: MAY 18, 2023 Record Date: MAR 17, 2023 Meeting Type: ANNUAL | ||||
Ticker: UNP Security ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William J. DeLaney | Management | For | For |
2 | Elect David B. Dillon | Management | For | For |
3 | Elect Sheri H. Edison | Management | For | For |
4 | Elect Teresa M. Finley | Management | For | For |
5 | Elect Lance M. Fritz | Management | For | For |
6 | Elect Deborah C. Hopkins | Management | For | For |
7 | Elect Jane H. Lute | Management | For | For |
8 | Elect Michael R. McCarthy | Management | For | For |
9 | Elect Jose H. Villarreal | Management | For | For |
10 | Elect Christopher J. Williams | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Paid Sick Leave | Shareholder | Against | Against |
UNITEDHEALTH GROUP INC Meeting Date: JUN 05, 2023 Record Date: APR 10, 2023 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Timothy P. Flynn | Management | For | For |
2 | Elect Paul R. Garcia | Management | For | For |
3 | Elect Kristen Gil | Management | For | For |
4 | Elect Stephen J. Hemsley | Management | For | For |
5 | Elect Michele J. Hooper | Management | For | For |
6 | Elect F. William McNabb, III | Management | For | For |
7 | Elect Valerie C. Montgomery Rice | Management | For | For |
8 | Elect John H. Noseworthy | Management | For | For |
9 | Elect Andrew Witty | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | Against |
VALERO ENERGY CORP. Meeting Date: MAY 09, 2023 Record Date: MAR 13, 2023 Meeting Type: ANNUAL | ||||
Ticker: VLO Security ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fred M. Diaz | Management | For | For |
2 | Elect H. Paulett Eberhart | Management | For | For |
3 | Elect Marie A. Ffolkes | Management | For | For |
4 | Elect Joseph W. Gorder | Management | For | For |
5 | Elect Kimberly S. Greene | Management | For | For |
6 | Elect Deborah P. Majoras | Management | For | For |
7 | Elect Eric D. Mullins | Management | For | For |
8 | Elect Donald L. Nickles | Management | For | For |
9 | Elect Robert A. Profusek | Management | For | For |
10 | Elect Randall J. Weisenburger | Management | For | For |
11 | Elect Rayford Wilkins Jr. | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Shareholder Proposal Regarding Report on Climate Transition Plan and GHG Targets | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | Against | Against |
WALMART INC Meeting Date: MAY 31, 2023 Record Date: APR 06, 2023 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cesar Conde | Management | For | For |
2 | Elect Timothy P. Flynn | Management | For | For |
3 | Elect Sarah J. Friar | Management | For | For |
4 | Elect Carla A. Harris | Management | For | For |
5 | Elect Thomas W. Horton | Management | For | For |
6 | Elect Marissa A. Mayer | Management | For | For |
7 | Elect C. Douglas McMillon | Management | For | For |
8 | Elect Gregory B. Penner | Management | For | For |
9 | Elect Randall L. Stephenson | Management | For | For |
10 | Elect S. Robson Walton | Management | For | For |
11 | Elect Steuart L. Walton | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Racial and Gender Layoff Diversity Report | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | Shareholder | Against | For |
21 | Shareholder Proposal Regarding Report on Corporate Operations with China | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Third-Party Audit of Policies on Workplace Safety and Violence | Shareholder | Against | For |
Prudential Day One 2015 Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2020 Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2025 Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2030 Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2035 Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2040 Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2045 Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2050 Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2055 Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2060 Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One 2065 Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Day One Income Fund - Subadviser: PGIM Quantitative Solutions LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 5
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Patrick McGuinness
Attorney-in-Fact
Date: August 23, 2023
POWER OF ATTORNEY
for the PGIM Open End Fund Complex
The undersigned, directors/trustees and/or officers of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Melissa Gonzalez, Patrick McGuinness and Debra Rubano or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
/s/ Ellen S. Alberding | /s/ Laurie Simon Hodrick |
Ellen S. Alberding | Laurie Simon Hodrick |
|
|
/s/ Kevin J. Bannon | /s/ Christian J. Kelly |
Kevin J. Bannon | Christian J. Kelly |
|
|
/s/ Scott E. Benjamin | /s/ Stuart S. Parker |
Scott E. Benjamin | Stuart S. Parker |
|
|
/s/ Linda W. Bynoe | /s/ Brian K. Reid |
Linda W. Bynoe | Brian K. Reid |
|
|
/s/ Barry H. Evans | /s/ Russ Shupak |
Barry H. Evans | Russ Shupak |
|
|
/s/ Keith F. Hartstein | /s/ Grace C. Torres |
Keith F. Hartstein | Grace C. Torres |
Dated: March 30, 2023
APPENDIX A
Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
PGIM ETF Trust
PGIM Global High Yield Fund, Inc.
PGIM High Yield Bond Fund, Inc
PGIM Short Duration High Yield Opportunities Fund
Ms. Alberding does not serve as a Trustee of the PGIM Short Duration High Yield Opportunities Fund.
Ms. Bynoe and Ms. Hodrick do not serve as Directors of PGIM High Yield Bond Fund, Inc. and PGIM Global High Yield Fund, Inc. or as Trustees of PGIM Short Duration High Yield Opportunities Fund.