UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09781
PFS Funds
(Exact name of registrant as specified in charter)
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Address of principal executive offices) (Zip code)
CT Corporation System
155 Federal St., Suite 700, Boston, MA 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (619) 588-9700
Date of fiscal year end: March 31, June 30, July 31, October 31, November 30 and December 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORDS:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Item 1 - Proxy Voting Records
Account Name: WIRELESS FUND
Custodian Name: U.S. BANK, N.A.
ALIBABA GROUP HOLDING LIMITED | |||||||||||
Ticker: | BABA | Meeting Date: | 9/30/2020 | ||||||||
CUSIP | 01609W102 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. AMEND AND RESTATE THE COMPANY'S MEMORANDUM AND ARTICLES OF ASSOCIA- | FOR | FOR | WITH | ISSUER | |||||||
TION TO EXPRESSLY PERMIT COMPLETELY VIRTUAL SHAREHOLDERS' MEETINGS AND | |||||||||||
REFLECT SUCH UPDATES AS ARE DETAILED IN THE PROXY SATEMENT AS SET FORTH | |||||||||||
IN EXHIBIT A. | |||||||||||
2.1 ELECTION OF DIRECTOR MAGGIE WEI WU (3 YEAR TERM) | FOR | FOR | WITH | ISSUER | |||||||
2.2 ELECTION OF DIRECTOR KABIR MISRA (3 YEAR TERM) | FOR | FOR | WITH | ISSUER | |||||||
2.3 ELECTION OF DIRECTOR WALTER THE MING (3 YEAR TERM) | FOR | FOR | WITH | ISSUER | |||||||
3. PRATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE | FOR | FOR | WITH | ISSUER | |||||||
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR FISCAL YEAR ENDING | |||||||||||
MARCH 31, 2021. | |||||||||||
NETEASE, INC. | |||||||||||
Ticker: | NTES | Meeting Date: | 9/25/2020 | ||||||||
CUSIP | 64110W102 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1A. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1B. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1C. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1D. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1E. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1F. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1G. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC | FOR | FOR | WITH | ISSUER | |||||||
ACCOUNTING FIRM. | |||||||||||
MICROSOFT CORPORATION | |||||||||||
Ticker: | MSFT | Meeting Date: | 12/2/2020 | ||||||||
CUSIP | 594918104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1-01. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1-02. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1-03. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1-04. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1-05. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1-06. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1-07. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1-08. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1-09. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1-10. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1-11. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1-12. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | FOR | FOR | WITH | ISSUER | |||||||
FOR FISCAL YEAR 2021. | |||||||||||
4. REPORT ON EMPLOYEE REPRESENTATION ON BOARD OF DIRECTORS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
VISA INC. | |||||||||||
Ticker: | V | Meeting Date: | 1/26/2021 | ||||||||
CUSIP | 92826C839 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1A. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1B. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1C. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1D. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1E. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1F. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1G. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1H. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1I. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1J. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1K. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1L. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT | FOR | FOR | WITH | ISSUER | |||||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021 FISCAL YEAR. | |||||||||||
4. APPROVAL OF THE VISA INC. 2007 EQITY INCENTIVE COMPENSATION PLAN, AS | FOR | FOR | WITH | ISSUER | |||||||
AMENDED AND RESTATED. | |||||||||||
5. APPROVAL AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ENABLE | FOR | FOR | WITH | ISSUER | |||||||
THE ADOPTION OF A SPECIAL MEETING RIGHT FOR CLASS A COMMON STOCKHOLDERS. | |||||||||||
6. REQUESTING STOCKHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. PROPOSAL TO AMEND OUR PRINCIPLES OF EXECUTIVE COMPENSATION PROGRAM. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
QUALCOMM, INCORPORATED | |||||||||||
Ticker: | QCOM | Meeting Date: | 3/10/2021 | ||||||||
CUSIP | 747525103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1 (1a-1n). ELECTION OF 10 DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 26, | |||||||||||
2021. | |||||||||||
3. TO APPROVE, ON A ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
APPLE INC. | |||||||||||
Ticker: | AAPL | Meeting Date: | 2/23/2021 | ||||||||
CUSIP | 037833100 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1a-h. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021. | |||||||||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
4. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMEND- | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
MENTS". | |||||||||||
5. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROPOSAL TO IMPROVE | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
EXECUTIVE COMPENSATION PROGRAM". | |||||||||||
APPLIED MATERIALS, INC. | |||||||||||
Ticker: | AMAT | Meeting Date: | 3/11/2021 | ||||||||
CUSIP | 038222105 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1a-j. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION FOR FISCAL YEAR 2020. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED | FOR | FOR | WITH | ISSUER | |||||||
PUBLIC ACCOUNTING FIRM FOR 2021. | |||||||||||
4. APPROVAL OF AN AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
CERTIFICATE OF INCORPORATION. | |||||||||||
5. APPROVAL OF AN OMNIBUS EMPLOYEES' STOCK PURCHASE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
6. PROPOSAL TO ADOPT POLICY, AND AMEND OUR GOVERNING DOCUMENTS AS NECE- | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
SSARY, TO REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT WHENEVER | |||||||||||
POSSIBLE. | |||||||||||
7. PROPOSAL TO IMPROVE THE EXECUTIVE COMPENSATION PROGRAM. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
BROADCOM INC. | |||||||||||
Ticker: | AVGO | Meeting Date: | 4/5/2021 | ||||||||
CUSIP | 11135F101 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1a-i. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP | FOR | FOR | WITH | ISSUER | |||||||
AS BROADCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR | |||||||||||
THE FISCAL YEAR ENDING OCTOBER 31, 2021. | |||||||||||
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF BROADCOM'S 2012 STOCK | FOR | FOR | WITH | ISSUER | |||||||
INCENTIVE PLAN. | |||||||||||
4. ADVISORY VOTE TO APPROVE COMPENSATION OF BROADCOM'S NAMED EXECUTIVE | FOR | FOR | WITH | ISSUER | |||||||
OFFICERS. | |||||||||||
ADOBE INC. | |||||||||||
Ticker: | ADBE | Meeting Date: | 4/20/2021 | ||||||||
CUSIP | 00724F101 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1A-K. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVE THE 2019 EQUITY INCENTIVE PLAN, INCREASING SHARES BY 6 MILLION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC | FOR | FOR | WITH | ISSUER | |||||||
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING ON DECEMBER 3, 2021. | |||||||||||
4. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE | FOR | FOR | WITH | ISSUER | |||||||
OFFICERS. | |||||||||||
ADVANCED MICRO DEVICES, INC. | |||||||||||
Ticker: | AMD | 4/7/2021 | |||||||||
CUSIP | 007903107 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. APPROVAL OF AGREEMENT AND PLAN OF MERGER WITH XILINX, INC. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVAL TO ADJOURN THE SPECIAL MEETING. | FOR | FOR | WITH | ISSUER | |||||||
ALPHABET INC. | |||||||||||
Ticker: | GOOGL | Meeting Date: | 6/2/2021 | ||||||||
CUSIP | 02079K305 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. A-K. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR | |||||||||||
ENDING DECEMBER 31, 2021. | |||||||||||
3. APPROVAL OF ALPHABET'S 2021 STOCK PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
IF PROPERLY PRESENTED AT THE MEETING. | |||||||||||
5. A STOCKHOLDER PROPOSAL REGARDING THE NOMINATION OF A HUMAN | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
RIGHTS EXPERT TO THE BOARD. | |||||||||||
6. A STOCKHOLDER PROPOSAL REGARDING A REPORT ON SUSTAINABILITY METRICS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. A STOCKHOLDER PROPOSAL REGARDING A REPORT ON TAKEDOWN REQUESTS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. A STOCKHOLDER PROPOSAL REGARDING WHISTLEBLOWER POLICIES AND PRACTICES. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
9. A STOCKHOLDER PROPOSAL REGARDING REPORT ON CHARITABLE CONTRIBUTIONS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
10. A STOCKHOLDER PROPOSAL REGARDING REPORT ON RISKS RELATED TO ANTICOMPETATIVE | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
ANTICOMPETATIVE PRACTICES. | |||||||||||
11. A STOCKHOLDER PROPOSAL REGARDING A TRANSITION TO A PUBLIC BENEFIT | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
CORPORATION. | |||||||||||
NVIDIA CORPORATION | |||||||||||
Ticker: | NVDA | Meeting Date: | 6/3/2021 | ||||||||
CUSIP | 67066G104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1A-M. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVAL OF OUR EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2022. | |||||||||||
4. APPROVAL OF AN AMENDMENT TO OUR CHARTER TO INCREASE THE NUMBER OF | FOR | FOR | WITH | ISSUER | |||||||
AUTHORIZED SHARES OF COMMON STOCK. | |||||||||||
THE TRADE DESK, INC. | |||||||||||
Ticker: | TTD | Meeting Date: | 12/7/2020 | ||||||||
CUSIP | 88339J105 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. AMENDMENT OF CERTIFICATE OF INCORPORATION TO CHANGE THE EVENTS UPON | FOR | FOR | WITH | ISSUER | |||||||
WHICH ALL OF OUR SHARES OF CLASS B COMMON STOCK WILL AUTOMATICALLY | |||||||||||
CONVERT TO CLASS A COMMON STOCK. | |||||||||||
2. AMENDMENT OF CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS TO ACT | FOR | FOR | WITH | ISSUER | |||||||
BY WRITTEN CONSENT. | |||||||||||
3. AMENDMENT OF CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS | FOR | FOR | WITH | ISSUER | |||||||
OWNING AT LEAST 20% OF OUTSTANDING SHARES OF COMMON STOCK CONTINUOUSLY. | |||||||||||
4. AMENDMENT OF CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS | FOR | FOR | WITH | ISSUER | |||||||
OF CLASS A, VOTING AS A SINGLE CLASS, TO ELECT ONE DIRECTOR. | |||||||||||
5. ADOPTION OF THE AMENDED AND RESTATED BYLAWS OF THE COMPANY. | FOR | FOR | WITH | ISSUER | |||||||
6. APPROVAL OF ADJOURNMENT OF THE SPECIAL MEETING. | FOR | FOR | WITH | ISSUER | |||||||
SYNOPSYS, INC. | |||||||||||
Ticker: | SNPS | Meeting Date: | 4/8/2021 | ||||||||
CUSIP | 871607107 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1a-i. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVE THE 2006 EMPLOYEE EQUITY INCENTIVE PLAN, INCREASING SHARES BY 4.7 | FOR | FOR | WITH | ISSUER | |||||||
MILLION. | |||||||||||
3. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE | FOR | FOR | WITH | ISSUER | |||||||
OFFICERS. | |||||||||||
4. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC | FOR | FOR | WITH | ISSUER | |||||||
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING ON OCTOBER 30, 2021. | |||||||||||
5. A STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
MARVELL TECHNOLOGY GROUP LTD. | |||||||||||
Ticker: | MRVL | Meeting Date: | 4/15/2021 | ||||||||
CUSIP | G5876H105 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. MARVELL BYE-LAW AMENDMENT PROPOSAL. | FOR | FOR | WITH | ISSUER | |||||||
2. THE MARVELL MERGER PROPOSAL. | FOR | FOR | WITH | ISSUER | |||||||
3. THE MARVELL ADJOURNMENT PROPOSAL. | FOR | FOR | WITH | ISSUER | |||||||
CADENCE DESIGN SYSTEMS, INC. | |||||||||||
Ticker: | CDNS | Meeting Date: | 5/6/2021 | ||||||||
CUSIP | 127387108 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1A. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1B. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1C. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1D. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1E. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1F. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1G. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1H. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
1I. ELECTION OF DIRECTOR. | FOR | FOR | WITH | ISSUER | |||||||
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021 FISCAL YEAR. | |||||||||||
4. PROPOSAL REGUARDING WRITTEN CONSENT. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
PAYPAL HOLDINGS, INC. | |||||||||||
Ticker: | PYPL | Meeting Date: | 5/25/2021 | ||||||||
CUSIP | 70450Y103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1a-k. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT AUDITOR FOR 2021. | |||||||||||
4. STOCKHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. STOCKHOLDER PROPOSAL REGARDING ASSESSING INCLUSION IN THE WORKPLACE. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
SQUARE, INC. | |||||||||||
Ticker: | SQ | Meeting Date: | 6/18/2019 | ||||||||
CUSIP | 852234103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. 01)-04) ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR | |||||||||||
ENDING DECEMBER 31, 2021. | |||||||||||
4. STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
5. STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
SKYWORKS SOLUTIONS, INC. | |||||||||||
Ticker: | SWKS | Meeting Date: | 5/12/2021 | ||||||||
CUSIP | 83088M102 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1.a-h. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. TO RATIFY THE SELECTION BY THE COMPANY'S AUDIT COMMITTEE OF | FOR | FOR | WITH | ISSUER | |||||||
KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | |||||||||||
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE | FOR | FOR | WITH | ISSUER | |||||||
COMPANY'S NAMED EXECUTIVE OFFICERS. | |||||||||||
4. TO APPROVE THE COMPANY'S AMENDED AND RESTATED 2015 LONG-TERM | FOR | FOR | WITH | ISSUER | |||||||
INCENTIVE PLAN. | |||||||||||
5. STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING PROVISIONS. | NONE | FOR | - | SHAREHOLDER | |||||||
MANHATTAN ASSOCIATES, INC. | |||||||||||
Ticker: | MANH | Meeting Date: | 5/13/2021 | ||||||||
CUSIP | 562750109 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1.A-C. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | FOR | FOR | WITH | ISSUER | |||||||
3. TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING | FOR | FOR | WITH | ISSUER | |||||||
FIRM. | |||||||||||
ROKU, INC. | |||||||||||
Ticker: | ROKU | Meeting Date: | 5/13/2021 | ||||||||
CUSIP | 77543R102 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1.A-C. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | FOR | FOR | WITH | ISSUER | |||||||
3. TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING | FOR | FOR | WITH | ISSUER | |||||||
FIRM. | |||||||||||
AMBARELLA, INC. | |||||||||||
Ticker: | AMBA | Meeting Date: | 6/17/2021 | ||||||||
CUSIP | G037AX101 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. VOTE BOARD OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING | FOR | FOR | WITH | ISSUER | |||||||
FIRM. | |||||||||||
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE EXECUTIVE OFFICERS. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION. | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
5. TO APPROVE THE COMPANY'S 2021 EQUITY INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
NXP SEMICONDUCTORS NV | |||||||||||
Ticker: | NXPI | Meeting Date: | 5/26/2021 | ||||||||
CUSIP | N6596X109 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. ADOPTION OF THE 2020 STATUTORY ANNUAL ACCOUNTS. | FOR | FOR | WITH | ISSUER | |||||||
2. DISCHARGE OF THE MEMBERS OF THE BOARD FOR THEIR RESPONSIBILITIES IN THE | FOR | FOR | WITH | ISSUER | |||||||
FINANCIAL YEAR ENDED DECEMBER 31, 2020. | |||||||||||
3A-L. RE-APPOINTMENT OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
4. AUTHORIZATION TO ISSUE ORDINARY SHARES OF THE COMPANY AND GRANT RIGHTS | FOR | FOR | WITH | ISSUER | |||||||
TO ACQUIRE ORDINARY SHARES. | |||||||||||
5. AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS ACCRUING. | FOR | FOR | WITH | ISSUER | |||||||
6. AUTHORIZATION TO REPURCHASE ORDINARY SHARES. | FOR | FOR | WITH | ISSUER | |||||||
7. AUTHORIZATION TO CANCEL ORDINARY SHARES HELD OR TO BE AQUIRED. | FOR | FOR | WITH | ISSUER | |||||||
8. APPROVAL OF THE AMENDED REMUNERATION OF THE NON-EXECUTIVE MEMBERS OF | FOR | FOR | WITH | ISSUER | |||||||
THE BOARD. | |||||||||||
9. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE EXECUTIVE OFFICERS. | FOR | FOR | WITH | ISSUER | |||||||
Mgmt – Management
Mgt Rec – Management Recommended Vote.
Account Name: CARGILE FUND
Custodian Name: U.S. BANK, N.A.
There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: CASTLE FOCUS FUND
Custodian Name: U.S. BANK, N.A.
AGNICO EAGLE MINES LIMITED | ||||||
Ticker Symbol:AEM | Cusip Number:CA0084741085 | |||||
Record Date: 3/26/2021 | Meeting Date: 4/30/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | Director: Leona Aglukkaq | For | Issuer | For | With | |
1.1 | Director: Jamie C. Sokalsky | For | Issuer | For | With | |
1.2 | Director: Sean Boyd | For | Issuer | For | With | |
1.3 | Director: Martine A. Celej | For | Issuer | For | With | |
1.4 | Director: Robert J. Gemmell | For | Issuer | For | With | |
1.5 | Director: Mel Leiderman | For | Issuer | For | With | |
1.6 | Director: Deborah McCombe | For | Issuer | For | With | |
1.7 | Director: James D. Nasso | For | Issuer | For | With | |
1.8 | Director: Dr. Sean Riley | For | Issuer | For | With | |
1.9 | Director: J. Merfyn Roberts | For | Issuer | For | With | |
2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | For | Issuer | For | With | |
3 | An ordinary resolution approving amendments of Agnico Eagle's Stock Option Plan. | For | Issuer | For | With | |
4 | Consideration of and, if deemed advisable, the passing of a non- binding, advisory resolution accepting the Company's approach to executive compensation. | For | Issuer | For | With | |
ALLEGHANY CORPORATION | ||||||
Ticker Symbol:Y | Cusip Number:US0171751003 | |||||
Record Date: 3/1/2021 | Meeting Date: 4/23/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | Election of Director for term expiring in 2024: Phillip M. Martineau | For | Issuer | For | With | |
1.2 | Election of Director for term expiring in 2024: Raymond L.M. Wong | For | Issuer | For | With | |
2 | To hold an advisory, non-binding vote to approve the compensation of the named executive officers of Alleghany Corporation | For | Issuer | For | With | |
3 | To ratify the selection of Ernst & Young LLP as Alleghany Corporation's independent registered public accounting firm for fiscal 2021. | For | Issuer | For | With | |
BARRICK GOLD CORPORATION | ||||||
Ticker Symbol:GOLD | Cusip Number:CA0679011084 | |||||
Record Date: 3/5/2021 | Meeting Date: 5/4/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: D. M. Bristow | For | Issuer | For | With | |
1.1 | DIRECTOR: J. L. Thornton | For | Issuer | For | With | |
1.2 | DIRECTOR: G. A. Cisneros | For | Issuer | For | With | |
1.3 | DIRECTOR: C. L. Coleman | For | Issuer | For | With | |
1.4 | DIRECTOR: J. M. Evans | For | Issuer | For | With | |
1.5 | DIRECTOR: B. L. Greenspun | For | Issuer | For | With | |
1.6 | DIRECTOR: J. B. Harvey | For | Issuer | For | With | |
1.7 | DIRECTOR: A. N. Kabagambe | For | Issuer | For | With | |
1.8 | DIRECTOR: A. J. Quinn | For | Issuer | For | With | |
1.9 | DIRECTOR: M. L. Silva | For | Issuer | For | With | |
2 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration | For | Issuer | For | With | |
3 | Advisory resolution on approach to executive compensation | For | Issuer | For | With | |
4 | Special resolution approving the capital reduction in order to enable the Return of Capital | For | Issuer | For | With | |
BERKSHIRE HATHAWAY INC. | ||||||
Ticker Symbol:BRKB | Cusip Number:US0846707026 | |||||
Record Date: 3/3/2021 | Meeting Date: 5/1/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: Warren E. Buffett | For | Issuer | For | With | |
1.1 | DIRECTOR: Ajit Jain | For | Issuer | For | With | |
1.11 | DIRECTOR: Thomas S. Murphy | For | Issuer | For | With | |
1.12 | DIRECTOR: Ronald L. Olson | For | Issuer | For | With | |
1.13 | DIRECTOR: Walter Scott, Jr. | For | Issuer | For | With | |
1.14 | DIRECTOR: Meryl B. Witmer | For | Issuer | For | With | |
1.2 | DIRECTOR: Charles T. Munger | For | Issuer | For | With | |
1.3 | DIRECTOR: Gregory E. Abel | For | Issuer | For | With | |
1.4 | DIRECTOR: Howard G. Buffett | For | Issuer | For | With | |
1.5 | DIRECTOR: Stephen B. Burke | For | Issuer | For | With | |
1.6 | DIRECTOR: Kenneth I. Chenault | For | Issuer | For | With | |
1.7 | DIRECTOR: Susan L. Decker | For | Issuer | For | With | |
1.8 | DIRECTOR: David S. Gottesman | For | Issuer | For | With | |
1.9 | DIRECTOR: Charlotte Guyman | For | Issuer | For | With | |
2 | Shareholder proposal regarding the reporting of climaterelated risks and opportunities. | Against | Stockholder | Against | With | |
3 | Shareholder proposal regarding diversity and inclusion reporting. | Against | Stockholder | Against | With | |
CERNER CORPORATION | ||||||
Ticker Symbol:CERN | Cusip Number:US1567821046 | |||||
Record Date: 3/22/2021 | Meeting Date: 5/19/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Class II Director: Mitchell E. Daniels, Jr. | For | Issuer | For | With | |
1b | Election of Class II Director: Elder Granger, M.D. | For | Issuer | For | With | |
1c | Election of Class II Director: John J. Greisch | For | Issuer | For | With | |
1d | Election of Class II Director: Melinda J. Mount | For | Issuer | For | With | |
2 | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2021. | For | Issuer | For | With | |
3 | Approval, on an advisory basis, of the compensation of our Named Executive Officers | For | Issuer | For | With | |
4 | Shareholder proposal to eliminate supermajority voting, if properly presented at the meeting. | Against | Stockholder | Against | With | |
CISCO SYSTEMS, INC. | ||||||
Ticker Symbol:CSCO | Cusip Number:US17275R1023 | |||||
Record Date: 10/12/2020 | Meeting Date: 12/10/2020 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: M. Michele Burns | For | Issuer | For | With | |
1b | Election of Director: Wesley G. Bush | For | Issuer | For | With | |
1c | Election of Director: Michael D. Capellas | For | Issuer | For | With | |
1d | Election of Director: Mark Garrett | For | Issuer | For | With | |
1e | Election of Director: Dr. Kristina M. Johnson | For | Issuer | For | With | |
1f | Election of Director: Roderick C. McGeary | For | Issuer | For | With | |
1g | Election of Director: Charles H. Robbins | For | Issuer | For | With | |
1h | Election of Director: Arun Sarin | For | Issuer | For | With | |
1i | Election of Director: Brenton L. Saunders | For | Issuer | For | With | |
1j | Election of Director: Dr. Lisa T. Su | For | Issuer | For | With | |
2 | Approval of the reincorporation of Cisco from California to Delaware | For | Issuer | For | With | |
3 | Approval of amendment and restatement of the 2005 Stock Incentive Plan | For | Issuer | For | With | |
4 | Approval, on an advisory basis, of executive compensation | For | Issuer | For | With | |
5 | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021. | For | Issuer | For | With | |
6 | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Against | Stockholder | Against | With | |
COMCAST CORPORATION | ||||||
Ticker Symbol:CMCSA | Cusip Number:US20030N1019 | |||||
Record Date: 4/5/2021 | Meeting Date: 6/2/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: Kenneth J. Bacon | For | Issuer | For | With | |
1.1 | DIRECTOR: Brian L. Roberts | For | Issuer | For | With | |
1.2 | DIRECTOR: Madeline S. Bell | For | Issuer | For | With | |
1.3 | DIRECTOR: Naomi M. Bergman | For | Issuer | For | With | |
1.4 | DIRECTOR: Edward D. Breen | For | Issuer | For | With | |
1.5 | DIRECTOR: Gerald L. Hassell | For | Issuer | For | With | |
1.6 | DIRECTOR: Jeffrey A. Honickman | For | Issuer | For | With | |
1.7 | DIRECTOR: Maritza G. Montiel | For | Issuer | For | With | |
1.8 | DIRECTOR: Asuka Nakahara | For | Issuer | For | With | |
1.9 | DIRECTOR: David C. Novak | For | Issuer | For | With | |
2 | Advisory vote on executive compensation. | For | Issuer | For | With | |
3 | Ratification of the appointment of our independent auditors. | For | Issuer | For | With | |
4 | . Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Against | Stockholder | Against | With | |
CORTEVA INC | ||||||
Ticker Symbol:CTVA | Cusip Number:US22052L1044 | |||||
Record Date: 3/16/2021 | Meeting Date: 5/7/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Lamberto Andreotti | For | Issuer | For | With | |
1b | Election of Director: James C. Collins, Jr. | For | Issuer | For | With | |
1c | Election of Director: Klaus A. Engel | For | Issuer | For | With | |
1d | Election of Director: David C. Everitt | For | Issuer | For | With | |
1e | Election of Director: Janet P. Giesselman | For | Issuer | For | With | |
1f | Election of Director: Karen H. Grimes | For | Issuer | For | With | |
1g | Election of Director: Michael O. Johanns | For | Issuer | For | With | |
1h | Election of Director: Rebecca B. Liebert | For | Issuer | For | With | |
1i | Election of Director: Marcos M. Lutz | For | Issuer | For | With | |
1j | Election of Director: Nayaki Nayyar | For | Issuer | For | With | |
1k | Election of Director: Gregory R. Page | For | Issuer | For | With | |
1l | Election of Director: Kerry J. Preete | For | Issuer | For | With | |
1m | Election of Director: Patrick J. Ward | For | Issuer | For | With | |
2 | Advisory resolution to approve executive compensation of the Company's named executive officers. | For | Issuer | For | With | |
3 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | For | Issuer | For | With | |
DIAGEO PLC | ||||||
Ticker Symbol:DEO | Cusip Number:US25243Q2057 | |||||
Record Date: 8/14/2020 | Meeting Date: 9/28/2020 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
O1 | Report and accounts 2020 | For | Issuer | For | With | |
O10 | Re-election of Kathryn Mikells (2) as a director. | For | Issuer | For | With | |
O11 | Re-election of Alan Stewart (1*,3,4) as a director. | For | Issuer | For | With | |
O12 | Re-appointment of auditor | For | Issuer | For | With | |
O13 | Remuneration of auditor. | For | Issuer | For | With | |
O14 | Authority to make political donations and/or to incur political expenditure. | For | Issuer | For | With | |
O15 | Authority to allot shares. | For | Issuer | For | With | |
O16 | Amendment of the Diageo 2001 Share Incentive Plan. | For | Issuer | For | With | |
O17 | Adoption of the Diageo 2020 Sharesave Plan. | For | Issuer | For | With | |
O18 | Adoption of the Diageo Deferred Bonus Share Plan. | For | Issuer | For | With | |
O19 | Authority to establish international share plans. | For | Issuer | For | With | |
O2 | Directors' remuneration report 2020. | For | Issuer | For | With | |
O3 | Directors' remuneration policy 2020 | For | Issuer | For | With | |
O4 | Declaration of final dividend. | For | Issuer | For | With | |
O5 | Election of Melissa Bethell (1,3,4) as a director | For | Issuer | For | With | |
O6 | Re-election of Javier Ferrán (3*) as a director | For | Issuer | For | With | |
O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | For | Issuer | For | With | |
O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | For | Issuer | For | With | |
O9 | Re-election of Ivan Menezes (2*) as a director. | For | Issuer | For | With | |
S20 | Disapplication of pre-emption rights. | For | Issuer | For | With | |
S21 | Authority to purchase own shares. | For | Issuer | For | With | |
S22 | Reduced notice of a general meeting other than an AGM | For | Issuer | For | With | |
S23 | Approval and adoption of new articles of association. | For | Issuer | For | With | |
S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Abstained | Issuer | N/A | N/A | |
DOMINION ENERGY, INC. | ||||||
Ticker Symbol:D | Cusip Number:US25746U1097 | |||||
Record Date: 3/5/2021 | Meeting Date: 5/5/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: James A. Bennett | For | Issuer | For | With | |
1b | Election of Director: Robert M. Blue | For | Issuer | For | With | |
1c | Election of Director: Helen E. Dragas | For | Issuer | For | With | |
1d | Election of Director: James O. Ellis, Jr | For | Issuer | For | With | |
1e | Election of Director: D. Maybank Hagood | For | Issuer | For | With | |
1f | Election of Director: Ronald W. Jibson | For | Issuer | For | With | |
1g | Election of Director: Mark J. Kington | For | Issuer | For | With | |
1h | Election of Director: Joseph M. Rigby | For | Issuer | For | With | |
1i | Election of Director: Pamela J. Royal, M.D. | For | Issuer | For | With | |
1j | Election of Director: Robert H. Spilman, Jr | For | Issuer | For | With | |
1k | Election of Director: Susan N. Story | For | Issuer | For | With | |
1l | Election of Director: Michael E. Szymanczyk | For | Issuer | For | With | |
2 | Advisory Vote on Approval of Executive Compensation (Say on Pay). | For | Issuer | For | With | |
3 | Ratification of Appointment of Independent Auditor. | For | Issuer | For | With | |
4 | Shareholder Proposal Regarding a Report on Lobbying. | Against | Stockholder | Against | With | |
5 | Shareholder Proposal Regarding a Policy to Require an Independent Chair. | Against | Stockholder | Against | With | |
6 | Shareholder Proposal Regarding Proxy Access Shareholder Aggregation. | Against | Stockholder | Against | With | |
DUPONT DE NEMOURS INC | ||||||
Ticker Symbol:DD | Cusip Number:US26614N1028 | |||||
Record Date: 3/8/2021 | Meeting Date: 4/28/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Amy G. Brady | For | Issuer | For | With | |
1b | Election of Director: Edward D. Breen | For | Issuer | For | With | |
1c | Election of Director: Ruby R. Chandy | For | Issuer | For | With | |
1d | Election of Director: Franklin K. Clyburn, Jr. | For | Issuer | For | With | |
1e | Election of Director: Terrence R. Curtin | For | Issuer | For | With | |
1f | Election of Director: Alexander M. Cutler | For | Issuer | For | With | |
1g | Election of Director: Eleuthère I. du Pont | For | Issuer | For | With | |
1h | Election of Director: Luther C. Kissam | For | Issuer | For | With | |
1i | Election of Director: Frederick M. Lowery | For | Issuer | For | With | |
1j | Election of Director: Raymond J. Milchovich | For | Issuer | For | With | |
1k | Election of Director: Deanna M. Mulligan | For | Issuer | For | With | |
1l | Election of Director: Steven M. Sterin | For | Issuer | For | With | |
2 | Advisory Resolution to Approve Executive Compensation. | For | Issuer | For | With | |
3 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | For | Issuer | For | With | |
4 | Amendment and Restatement of the Company's Certificate of Incorporation to Decrease the Ownership Threshold for Stockholders to Call a Special Meeting. | For | Issuer | For | With | |
5 | Right to Act by Written Consent. | Against | Stockholder | Against | With | |
6 | Annual Disclosure of EEO-1 Data. | Against | Stockholder | Against | With | |
7 | Annual Report on Plastic Pollution. | Against | Stockholder | Against | With | |
ENBRIDGE INC. | ||||||
Ticker Symbol:ENB | Cusip Number:CA29250N1050 | |||||
Record Date: 3/9/2021 | Meeting Date: 5/5/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: Pamela L. Carter | For | Issuer | For | With | |
1.1 | DIRECTOR: Stephen S. Poloz | For | Issuer | For | With | |
1.11 | DIRECTOR: Dan C. Tutcher | For | Issuer | For | With | |
1.2 | DIRECTOR: Marcel R. Coutu | For | Issuer | For | With | |
1.3 | DIRECTOR: Susan M. Cunningham | For | Issuer | For | With | |
1.4 | DIRECTOR: Gregory L. Ebel | For | Issuer | For | With | |
1.5 | DIRECTOR: J. Herb England | For | Issuer | For | With | |
1.6 | DIRECTOR: Gregory J. Goff | For | Issuer | For | With | |
1.7 | DIRECTOR: V. Maureen K. Darkes | For | Issuer | For | With | |
1.8 | DIRECTOR: Teresa S. Madden | For | Issuer | For | With | |
1.9 | DIRECTOR: Al Monaco | For | Issuer | For | With | |
2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration | For | Issuer | For | With | |
3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular | For | Issuer | For | With | |
EQUITY COMMONWEALTH | ||||||
Ticker Symbol:EQC | Cusip Number:US2946281027 | |||||
Record Date: 4/15/2021 | Meeting Date: 6/23/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: Sam Zell | For | Issuer | For | With | |
1.2 | DIRECTOR: Ellen-Blair Chube | For | Issuer | For | With | |
1.3 | DIRECTOR: Martin L. Edelman | For | Issuer | For | With | |
1.4 | DIRECTOR: David A. Helfand | For | Issuer | For | With | |
1.5 | DIRECTOR: Peter Linneman | For | Issuer | For | With | |
1.6 | DIRECTOR: Mary Jane Robertson | For | Issuer | For | With | |
1.7 | DIRECTOR: Gerald A. Spector | For | Issuer | For | With | |
1.8 | DIRECTOR: James A. Star | For | Issuer | For | With | |
2 | To approve, on a non-binding advisory basis, the compensation of our named executive officers | For | Issuer | For | With | |
3 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | For | Issuer | For | With | |
EXPEDITORS INT'L OF WASHINGTON, INC. | ||||||
Ticker Symbol:EXPD | Cusip Number:US3021301094 | |||||
Record Date: 3/9/2021 | Meeting Date: 5/4/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | ELECTION OF DIRECTOR: Robert R. Wright | For | Issuer | For | With | |
1.2 | ELECTION OF DIRECTOR: Glenn M. Alger | For | Issuer | For | With | |
1.3 | ELECTION OF DIRECTOR: Robert P. Carlile | For | Issuer | For | With | |
1.4 | ELECTION OF DIRECTOR: James M. DuBois | For | Issuer | For | With | |
1.5 | ELECTION OF DIRECTOR: Mark A. Emmert | For | Issuer | For | With | |
1.6 | ELECTION OF DIRECTOR: Diane H. Gulyas | For | Issuer | For | With | |
1.7 | ELECTION OF DIRECTOR: Jeffrey S. Musser | For | Issuer | For | With | |
1.8 | ELECTION OF DIRECTOR: Liane J. Pelletier | For | Issuer | For | With | |
2 | Advisory Vote to Approve Named Executive Officer Compensation. | For | Issuer | For | With | |
3 | Ratification of Independent Registered Public Accounting Firm. | For | Issuer | For | With | |
GRAHAM HOLDINGS COMPANY | ||||||
Ticker Symbol:GHC | Cusip Number:US3846371041 | |||||
Record Date: 3/17/2021 | Meeting Date: 5/6/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: Tony Allen | For | Issuer | For | With | |
1.2 | DIRECTOR: Christopher C. Davis | For | Issuer | For | With | |
1.3 | DIRECTOR: Anne M. Mulcahy | For | Issuer | For | With | |
GUIDEWIRE SOFTWARE, INC. | ||||||
Ticker Symbol:GWRE | Cusip Number:US40171V1008 | |||||
Record Date: 10/19/2020 | Meeting Date: 12/15/2020 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Andrew Brown | For | Issuer | For | With | |
1b | Election of Director: Margaret Dillon | For | Issuer | For | With | |
1c | Election of Director: Michael Keller | For | Issuer | For | With | |
1d | Election of Director: Catherine P. Lego | For | Issuer | For | With | |
1e | Election of Director: Mike Rosenbaum | For | Issuer | For | With | |
2 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2021. | For | Issuer | For | With | |
3 | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement | For | Issuer | For | With | |
4 | To approve, on an advisory basis, the frequency of future non-binding, advisory votes to approve the compensation of the Company's named executive officers. | For | Issuer | For | With | |
5 | To approve the Guidewire Software, Inc. 2020 Stock Plan | For | Issuer | For | With | |
6 | To consider a stockholder proposal regarding adoption of a simple majority voting standard in the Company's Certificate of Incorporation and Bylaws for all actions that require a vote by stockholders, if properly presented at the meeting. | For | Stockholder | For | With | |
INGREDION INC | ||||||
Ticker Symbol:INGR | Cusip Number:US4571871023 | |||||
Record Date: 3/25/2021 | Meeting Date: 5/19/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director for a term of one year: Luis Aranguren- Trellez | For | Issuer | For | With | |
1b | Election of Director for a term of one year: David B. Fischer | For | Issuer | For | With | |
1c | Election of Director for a term of one year: Paul Hanrahan | For | Issuer | For | With | |
1d | Election of Director for a term of one year: Rhonda L. Jordan | For | Issuer | For | With | |
1e | Election of Director for a term of one year: Gregory B. Kenny | For | Issuer | For | With | |
1f | Election of Director for a term of one year: Barbara A. Klein | For | Issuer | For | With | |
1g | Election of Director for a term of one year: Victoria J. Reich | For | Issuer | For | With | |
1h | Election of Director for a term of one year: Stephan B. Tanda | For | Issuer | For | With | |
1i | Election of Director for a term of one year: Jorge A. Uribe | For | Issuer | For | With | |
1j | Election of Director for a term of one year: Dwayne A. Wilson | For | Issuer | For | With | |
1k | Election of Director for a term of one year: James P. Zallie | For | Issuer | For | With | |
2 | To approve, by advisory vote, the compensation of the Company's "named executive officers." | For | Issuer | For | With | |
3 | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | For | Issuer | For | With | |
4 | To approve an amendment to the Ingredion Incorporated Stock Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan. | For | Issuer | For | With | |
JONES LANG LASALLE INCORPORATED | ||||||
Ticker Symbol:JLL | Cusip Number:US48020Q1076 | |||||
Record Date: 4/1/2021 | Meeting Date: 5/27/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Hugo Bagué | For | Issuer | For | With | |
1b | Election of Director: Matthew Carter, Jr. | For | Issuer | For | With | |
1c | Election of Director: Samuel A. Di Piazza, Jr. | For | Issuer | For | With | |
1d | Election of Director: Tina Ju | For | Issuer | For | With | |
1e | Election of Director: Bridget Macaskill | For | Issuer | For | With | |
1f | Election of Director: Deborah H. McAneny | For | Issuer | For | With | |
1g | Election of Director: Siddharth N. Mehta | For | Issuer | For | With | |
1h | Election of Director: Jeetendra I. Patel | For | Issuer | For | With | |
1i | Election of Director: Sheila A. Penrose | For | Issuer | For | With | |
1j | Election of Director: Ann Marie Petach | For | Issuer | For | With | |
1k | Election of Director: Christian Ulbrich | For | Issuer | For | With | |
2 | Non-binding, advisory "say-on-pay" vote approving executive compensation. | For | Issuer | For | With | |
3 | Approval of the Amended and Restated 2019 Stock Award and Incentive Plan. | For | Issuer | For | With | |
4 | Ratification of Appointment of Independent Registered Public Accounting Firm. | For | Issuer | For | With | |
KIRKLAND LAKE GOLD LTD. | ||||||
Ticker Symbol:KL | Cusip Number:CA49741E1007 | |||||
Record Date: 4/5/2021 | Meeting Date: 5/6/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: Jonathan Gill | For | Issuer | For | With | |
1.2 | DIRECTOR: Peter Grosskopf | For | Issuer | For | With | |
1.3 | DIRECTOR: Ingrid Hibbard | For | Issuer | For | With | |
1.4 | DIRECTOR: Arnold Klassen | For | Issuer | For | With | |
1.5 | DIRECTOR: Elizabeth Lewis-Gray | For | Issuer | For | With | |
1.6 | DIRECTOR: Anthony Makuch | For | Issuer | For | With | |
1.7 | DIRECTOR: Barry Olson | For | Issuer | For | With | |
1.8 | DIRECTOR: Jeff Parr | For | Issuer | For | With | |
2 | To appoint KPMG LLP, Chartered Professional Accountants as auditor of the Company and authorize the Board to fix their remuneration. | For | Issuer | For | With | |
3 | To consider and, if deemed appropriate, pass, with or without variation, a non-binding advisory resolution on the Company's approach to executive compensation. | For | Issuer | For | With | |
LOEWS CORPORATION | ||||||
Ticker Symbol:L | Cusip Number:US5404241086 | |||||
Record Date: 3/16/2021 | Meeting Date: 5/11/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Ann E. Berman | For | Issuer | For | With | |
1b | Election of Director: Joseph L. Bower | For | Issuer | For | With | |
1c | Election of Director: Charles D. Davidson | For | Issuer | For | With | |
1d | Election of Director: Charles M. Diker | For | Issuer | For | With | |
1e | Election of Director: Paul J. Fribourg | For | Issuer | For | With | |
1f | Election of Director: Walter L. Harris | For | Issuer | For | With | |
1g | Election of Director: Philip A. Laskawy | For | Issuer | For | With | |
1h | Election of Director: Susan P. Peters | For | Issuer | For | With | |
1i | Election of Director: Andrew H. Tisch | For | Issuer | For | With | |
1j | Election of Director: James S. Tisch | For | Issuer | For | With | |
1k | Election of Director: Jonathan M. Tisch | For | Issuer | For | With | |
1l | Election of Director: Anthony Welters | For | Issuer | For | With | |
2 | Approve, on an advisory basis, executive compensation. | For | Issuer | For | With | |
3 | Ratify Deloitte & Touche LLP as independent auditors | For | Issuer | For | With | |
4 | Shareholder proposal requesting certain disclosures regarding political contributions, if presented at the meeting. | Against | Stockholder | Against | With | |
MEDTRONIC PLC | ||||||
Ticker Symbol:MDT | Cusip Number:IE00BTN1Y115 | |||||
Record Date: 10/15/2020 | Meeting Date: 12/11/2020 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Richard H. Anderson | For | Issuer | For | With | |
1b | Election of Director: Craig Arnold | For | Issuer | For | With | |
1c | Election of Director: Scott C. Donnelly | For | Issuer | For | With | |
1d | Election of Director: Andrea J. Goldsmith, Ph.D | For | Issuer | For | With | |
1e | Election of Director: Randall J. Hogan, III | For | Issuer | For | With | |
1f | Election of Director: Michael O. Leavitt | For | Issuer | For | With | |
1g | Election of Director: James T. Lenehan | For | Issuer | For | With | |
1h | Election of Director: Kevin E. Lofton | For | Issuer | For | With | |
1i | Election of Director: Geoffrey S. Martha | For | Issuer | For | With | |
1j | Election of Director: Elizabeth G. Nabel, M.D | For | Issuer | For | With | |
1k | Election of Director: Denise M. O'Leary | For | Issuer | For | With | |
1l | Election of Director: Kendall J. Powell | For | Issuer | For | With | |
2 | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | For | Issuer | For | With | |
3 | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | For | Issuer | For | With | |
4 | To renew the Board's authority to issue shares | For | Issuer | For | With | |
5 | To renew the Board's authority to opt out of pre-emption rights. | For | Issuer | For | With | |
6 | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares | For | Issuer | For | With | |
PAN AMERICAN SILVER CORP | ||||||
Ticker Symbol:PAAS | Cusip Number:CA29250N1050 | |||||
Record Date: 3/19/2021 | Meeting Date: 5/12/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: Michael Carroll | For | Issuer | For | With | |
1.2 | DIRECTOR: Neil de Gelder | For | Issuer | For | With | |
1.3 | DIRECTOR: Charles Jeannes | For | Issuer | For | With | |
1.4 | DIRECTOR: Jennifer Maki | For | Issuer | For | With | |
1.5 | DIRECTOR: Walter Segsworth | For | Issuer | For | With | |
1.6 | DIRECTOR: Kathleen Sendall | For | Issuer | For | With | |
1.7 | DIRECTOR: Michael Steinmann | For | Issuer | For | With | |
1.8 | DIRECTOR: Gillian Winckler | For | Issuer | For | With | |
2 | Appointment of Deloitte LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration | For | Issuer | For | With | |
3 | To consider and, if thought appropriate, to pass an ordinary, non-binding "say on pay" resolution approving the Company's approach to executive compensation, the complete text of which is set out in the information circular for the Meeting. | For | Issuer | For | With | |
PFIZER, INC. | ||||||
Ticker Symbol:PFE | Cusip Number:US7170811035 | |||||
Record Date: 2/24/2021 | Meeting Date: 4/22/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Ronald E. Blaylock | For | Issuer | For | With | |
1b | Election of Director: Albert Bourla | For | Issuer | For | With | |
1c | Election of Director: Susan Desmond-Hellmann | For | Issuer | For | With | |
1d | Election of Director: Joseph J. Echevarria | For | Issuer | For | With | |
1e | Election of Director: Scott Gottlieb | For | Issuer | For | With | |
1f | Election of Director: Helen H. Hobbs | For | Issuer | For | With | |
1g | Election of Director: Susan Hockfield | For | Issuer | For | With | |
1h | Election of Director: Dan R. Littman | For | Issuer | For | With | |
1i | Election of Director: Shantanu Narayen | For | Issuer | For | With | |
1j | Election of Director: Suzanne Nora Johnson | For | Issuer | For | With | |
1k | Election of Director: James Quincey | For | Issuer | For | With | |
1l | Election of Director: James C. Smith | For | Issuer | For | With | |
2 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | For | Issuer | For | With | |
3 | 2021 advisory approval of executive compensation | For | Issuer | For | With | |
4 | Shareholder proposal regarding independent chair policy | Against | Stockholder | Against | With | |
5 | Shareholder proposal regarding political spending report | Against | Stockholder | Against | With | |
6 | Shareholder proposal regarding access to COVID-19 products. | Against | Stockholder | Against | With | |
STARBUCKS CORPORATION | ||||||
Ticker Symbol:SBUX | Cusip Number:US8552441094 | |||||
Record Date: 1/8/2021 | Meeting Date: 3/17/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Richard E. Allison, Jr. | For | Issuer | For | With | |
1b | Election of Director: Rosalind G. Brewer (Withdrawn) | For | Issuer | For | With | |
1c | Election of Director: Andrew Campion | For | Issuer | For | With | |
1d | Election of Director: Mary N. Dillon | For | Issuer | For | With | |
1e | Election of Director: Isabel Ge Mahe | For | Issuer | For | With | |
1f | Election of Director: Mellody Hobson | For | Issuer | For | With | |
1g | Election of Director: Kevin R. Johnson | For | Issuer | For | With | |
1h | Election of Director: Jørgen Vig Knudstorp | For | Issuer | For | With | |
1i | Election of Director: Satya Nadella | For | Issuer | For | With | |
1j | Election of Director: Joshua Cooper Ramo | For | Issuer | For | With | |
1k | Election of Director: Clara Shih | For | Issuer | For | With | |
1l | Election of Director: Javier G. Teruel | For | Issuer | For | With | |
2 | Advisory resolution to approve our executive officer compensation. | For | Issuer | For | With | |
3 | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | For | Issuer | For | With | |
4 | Employee Board Representation. | Against | Stockholder | Against | With | |
THE TJX COMPANIES, INC | ||||||
Ticker Symbol:TJX | Cusip Number:US8725401090 | |||||
Record Date: 4/9/2021 | Meeting Date: 6/8/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Zein Abdalla | For | Issuer | For | With | |
1b | Election of Director: José B. Alvarez | For | Issuer | For | With | |
1c | Election of Director: Alan M. Bennett | For | Issuer | For | With | |
1d | Election of Director: Rosemary T. Berkery | For | Issuer | For | With | |
1e | Election of Director: David T. Ching | For | Issuer | For | With | |
1f | Election of Director: C. Kim Goodwin | For | Issuer | For | With | |
1g | Election of Director: Ernie Herrman | For | Issuer | For | With | |
1h | Election of Director: Michael F. Hines | For | Issuer | For | With | |
1i | Election of Director: Amy B. Lane | For | Issuer | For | With | |
1j | Election of Director: Carol Meyrowitz | For | Issuer | For | With | |
1k | Election of Director: Jackwyn L. Nemerov | For | Issuer | For | With | |
1l | Election of Director: John F. O'Brien | For | Issuer | For | With | |
2 | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2022. | For | Issuer | For | With | |
3 | Advisory approval of TJX's executive compensation (the say-on-pay vote). | For | Issuer | For | With | |
4 | Shareholder proposal for a report on animal welfare. | Against | Stockholder | Against | With | |
5 | Shareholder proposal for setting target amounts for CEO compensation | Against | Stockholder | Against | With | |
THE TRAVELERS COMPANIES, INC | ||||||
Ticker Symbol:TRV | Cusip Number:US89417E1091 | |||||
Record Date: 3/23/2021 | Meeting Date: 5/20/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Alan L. Beller | For | Issuer | For | With | |
1b | Election of Director: Janet M. Dolan | For | Issuer | For | With | |
1c | Election of Director: Patricia L. Higgins | For | Issuer | For | With | |
1d | Election of Director: William J. Kane | For | Issuer | For | With | |
1e | Election of Director: Thomas B. Leonardi | For | Issuer | For | With | |
1f | Election of Director: Clarence Otis Jr | For | Issuer | For | With | |
1g | Election of Director: Elizabeth E. Robinson | For | Issuer | For | With | |
1h | Election of Director: Philip T. Ruegger III | For | Issuer | For | With | |
1i | Election of Director: Todd C. Schermerhorn | For | Issuer | For | With | |
1j | Election of Director: Alan D. Schnitzer | For | Issuer | For | With | |
1k | Election of Director: Laurie J. Thomsen | For | Issuer | For | With | |
2 | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2021. | For | Issuer | For | With | |
3 | Non-binding vote to approve executive compensation. | For | Issuer | For | With | |
4 | Approve an amendment to The Travelers Companies, Inc. Amended and Restated 2014 Stock Incentive Plan. | For | Issuer | For | With | |
UNILEVER PLC | ||||||
Ticker Symbol:UL | Cusip Number:US9047677045 | |||||
Record Date: 8/20/2020 | Meeting Date: 10/12/2020 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
C1 | To approve the Cross-Border Merger: Please refer to the notice of Court Meeting contained in Schedule 1 of the Circular for further details | Abstained | Issuer | N/A | N/A | |
G1 | To vote For or Against the Special Resolution: The Special Resolution is to approve: (i) Unification, including all such steps as are necessary to be taken for the purpose of effecting Unification; and (ii) the related amendments to the Company's articles of association. The Special Resolution is set out in full in the notice of General Meeting contained in Schedule 2 of the Circular | Abstained | Issuer | N/A | N/A | |
UNILEVER PLC | ||||||
Ticker Symbol:UL | Cusip Number:US9047677045 | |||||
Record Date: 3/10/2021 | Meeting Date: 5/5/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | To receive the Report and Accounts for the year ended 31 December 2020. | For | Issuer | For | With | |
10 | To re-elect Ms S Kilsby as a Non-Executive Director. | For | Issuer | For | With | |
11 | To re-elect Mr S Masiyiwa as a Non-Executive Director | For | Issuer | For | With | |
12 | To re-elect Professor Y Moon as a Non-Executive Director | For | Issuer | For | With | |
13 | To re-elect Mr G Pitkethly as an Executive Director | For | Issuer | For | With | |
14 | To re-elect Mr J Rishton as a Non-Executive Director | For | Issuer | For | With | |
15 | To re-elect Mr F Sijbesma as a Non-Executive Director | For | Issuer | For | With | |
16 | To reappoint KPMG LLP as Auditors of the Company. | For | Issuer | For | With | |
17 | To authorise the Directors to fix the remuneration of the Auditors. | For | Issuer | For | With | |
18 | To authorise Political Donations and expenditure. | For | Issuer | For | With | |
19 | To approve the SHARES Plan | For | Issuer | For | With | |
2 | To approve the Directors' Remuneration Report. | For | Issuer | For | With | |
20 | To renew the authority to Directors to issue shares. | For | Issuer | For | With | |
21 | To renew the authority to Directors to disapply preemption rights | For | Issuer | For | With | |
22 | To renew the authority to Directors to disapply preemption rights for the purposes of acquisitions or capital investments. | For | Issuer | For | With | |
23 | To renew the authority to the Company to purchase its own shares. | For | Issuer | For | With | |
24 | To shorten the notice period for General Meetings. | For | Issuer | For | With | |
25 | To adopt new Articles of Association. | For | Issuer | For | With | |
3 | To approve the Directors' Remuneration Policy. | For | Issuer | For | With | |
4 | To approve the Climate Transition Action Plan. | For | Issuer | For | With | |
5 | To re-elect Mr N Andersen as a Non-Executive Director | For | Issuer | For | With | |
6 | To re-elect Mrs L Cha as a Non-Executive Director | For | Issuer | For | With | |
7 | To re-elect Dr J Hartmann as a Non-Executive Director. | For | Issuer | For | With | |
8 | To re-elect Mr A Jope as an Executive Director | For | Issuer | For | With | |
9 | To re-elect Ms A Jung as a Non-Executive Director. | For | Issuer | For | With | |
UNILEVER PLC | ||||||
Ticker Symbol:UL | Cusip Number:US9047677045 | |||||
Record Date: 3/10/2021 | Meeting Date: 5/5/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
26 | To reduce the share premium account | For | Issuer | For | With | |
UNITEDHEALTH GROUP INCORPORATED | ||||||
Ticker Symbol:UNH | Cusip Number:US91324P1021 | |||||
Record Date: 4/9/2021 | Meeting Date: 6/7/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Richard T. Burke | For | Issuer | For | With | |
1b | Election of Director: Timothy P. Flynn | For | Issuer | For | With | |
1c | Election of Director: Stephen J. Hemsley | For | Issuer | For | With | |
1d | Election of Director: Michele J. Hooper | For | Issuer | For | With | |
1e | Election of Director: F. William McNabb III | For | Issuer | For | With | |
1f | Election of Director: Valerie C. Montgomery Rice, M.D | For | Issuer | For | With | |
1g | Election of Director: John H. Noseworthy, M.D. | For | Issuer | For | With | |
1h | Election of Director: Gail R. Wilensky, Ph.D. | For | Issuer | For | With | |
1i | Election of Director: Andrew Witty | For | Issuer | For | With | |
2 | Advisory approval of the Company's executive compensation. | For | Issuer | For | With | |
3 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | For | Issuer | For | With | |
4 | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | For | Issuer | For | With | |
5 | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders | Against | Stockholder | Against | With | |
* Management Recommended Vote |
Account Name: CASTLE TANDEM FUND
Custodian Name: U.S. BANK, N.A.
ABBOTT LABORATORIES | ||||||
Ticker Symbol:ABT | Cusip Number:002824100 | |||||
Record Date: 2/24/2021 | Meeting Date: 4/23/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | Vote Board of Directors. Election of Director: R.J. Alpern, R.S. Austin, S.E. Blount, R.B. Ford, M.A. Kumbier, D.W. McDew, N. McKinstry, W.A. Osborn, M.F. Roman, D.J. Sparks, J.G. Stratton, G.F. Tilton, M.D. White | For | Issuer | For | With | |
2 | Ratification of Ernst & Young LLP as Auditors. | For | Issuer | For | With | |
3 | Say on Pay - An Advisory Vote to Approve Executive Compensation. | For | Issuer | For | With | |
4a | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for : Amendments to the Articles of Incorporation. | For | Issuer | For | With | |
4b | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for : Approval of Certain Extraordinary Transactions. | For | Issuer | For | With | |
5 | Shareholder Proposal -- Lobbying Disclosure. | Against | Stockholder | Against | With | |
6 | Shareholder Proposal - Report on Racial Justice. | Against | Stockholder | Against | With | |
7 | Shareholder Proposal -- Independent Board Chairman. | Against | Stockholder | Against | With | |
ABBVIE INC. | ||||||
Ticker Symbol:ABBV | Cusip Number:00287Y109 | |||||
Record Date: 3/8/2021 | Meeting Date: 5/7/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | Vote Board of Directors, Election of Director: Roxanne S. Austin, Richard A. Gonzalez, Rebecca B. Roberts, Glenn F. Tilton | For | Issuer | For | With | |
2 | Ratification of Ernst & Young LLP as Abbvie's independent registered public accounting firm for 2021. | For | Issuer | For | With | |
3 | Say on Pay- An advisory vote on the approval of executive compensation. | For | Issuer | For | With | |
4 | Appproval of the Amended and Restated 2013 Incentive Stock Program. | For | Issuer | For | With | |
5 | Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees. | For | Issuer | For | With | |
6 | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | For | Issuer | For | With | |
7 | Stockholder Proposal -- to issue an Annual Report on Lobbying. | Against | Stockholder | Against | With | |
8 | Stockholder Proposal --to Adopt a Policy to Require Independent Chairman. | Against | Stockholder | Against | With | |
ACCENTURE PLC | ||||||
Ticker Symbol:ACN | Cusip Number:G1151C101 | |||||
Record Date: 12/7/2020 | Meeting Date: 2/3/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Appointment of Director: Jaime Ardila | For | Issuer | For | With | |
1b | Appointment of Director: Herbert Hainer | For | Issuer | For | With | |
1c | Appointment of Director:Nancy McKinstry | For | Issuer | For | With | |
1d | Appointment of Director: Beth E. Mooney | For | Issuer | For | With | |
1e | Appointment of Director: Gilles C. Pélisson | For | Issuer | For | With | |
1f | Appointment of Director:Paula A. Price | For | Issuer | For | With | |
1g | Appointment of Director: Venkata (Murthy) Renduchintala | For | Issuer | For | With | |
1h | Appointment of Director:David Rowland | For | Issuer | For | With | |
1i | Appointment of Director:Arun Sarin | For | Issuer | For | With | |
1j | Appointment of Director:Julie Sweet | For | Issuer | For | With | |
1k | Appointment of Director: Frank K. Tang | For | Issuer | For | With | |
1l | Appointment of Director: Tracey T. Travis | For | Issuer | For | With | |
2 | To approve, in a non-binding vote, the compensation of our named executive officers. | For | Issuer | For | With | |
3 | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | For | Issuer | For | With | |
4 | To grant the Board of Directors the authority to issue shares under Irish law. | For | Issuer | For | With | |
5 | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | For | Issuer | For | With | |
6 | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law | For | Issuer | For | With | |
AUTOMATIC DATA PROCESSING, INC. | ||||||
Ticker Symbol:ADP | Cusip Number:053015103 | |||||
Record Date: 9/14/2020 | Meeting Date: 11/11/2020 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Peter Bisson | For | Issuer | For | With | |
1b | Election of Director: Richard T. Clark | For | Issuer | For | With | |
1c | Election of Director: Linnie M. Haynesworth | For | Issuer | For | With | |
1d | Election of Director: John P. Jones | For | Issuer | For | With | |
1e | Election of Director: Francine S. Katsoudas | For | Issuer | For | With | |
1f | Election of Director: Nazzic S. Keene | For | Issuer | For | With | |
1g | Election of Director: Thomas J. Lynch | For | Issuer | For | With | |
1h | Election of Director: Scott F. Powers | For | Issuer | For | With | |
1i | Election of Director: William J. Ready | For | Issuer | For | With | |
1j | Election of Director: Carlos A. Rodriguez | For | Issuer | For | With | |
1k | Election of Director: Sandra S. Wijnberg | For | Issuer | For | With | |
2 | Advisory Vote on Executive Compensation. | For | Issuer | For | With | |
3 | Ratification of the Appointment of Auditors. | For | Issuer | For | With | |
4 | Stockholder proposal, if properly presented at the meeting, to prepare a Report on Employee Representation on the Board of Directors | Against | Stockholder | Against | With | |
BLACKROCK | ||||||
Ticker Symbol:BLK | Cusip Number:09247X101 | |||||
Record Date: 3/29/2021 | Meeting Date: 5/26/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Bader M. Alsaad | For | Issuer | For | With | |
1b | Election of Director: Pamela Daley | For | Issuer | For | With | |
1c | Election of Director: Jessica P. Einhorn | For | Issuer | For | With | |
1d | Election of Director: Laurence D. Fink | For | Issuer | For | With | |
1e | Election of Director: William E. Ford | For | Issuer | For | With | |
1f | Election of Director: Fabrizio Freda | For | Issuer | For | With | |
1g | Election of Director: Murry S. Gerber | For | Issuer | For | With | |
1h | Election of Director: Margeret "Peggy" L. Johnson | For | Issuer | For | With | |
1i | Election of Director: Robert S. Kapito | For | Issuer | For | With | |
1j | Election of Director: Cheryl D. Mills | For | Issuer | For | With | |
1k | Election of Director: Gordon M. Nixon | For | Issuer | For | With | |
1l | Election of Director: Charles H. Robbins | For | Issuer | For | With | |
1m | Election of Director: Marco Antonio Slim Domit | For | Issuer | For | With | |
1n | Election of Director: Hans E. Vestberg | For | Issuer | For | With | |
1o | Election of Director: Susan L. Wagner | For | Issuer | For | With | |
1p | Election of Director: Mark Wilson | For | Issuer | For | With | |
2 | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | For | Issuer | For | With | |
3 | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2021. | For | Issuer | For | With | |
4a | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Provide shareholders with the right to call a special meeting. | For | Issuer | For | With | |
4b | Amended and Restated Certificate of Incorporation to: Eliminate certain supermajority vote requirements. | For | Issuer | For | With | |
4c | Amended and Restated Certificate of Incorporation to: Eliminate certain provisions that are no longer applicable and make certain other technical revisions. | For | Issuer | For | With | |
5 | Shareholder proposal - Amend Certificate of Incorporation to convert to a public benefit corporation. | Against | Stockholder | Against | With | |
BROWN & BROWN, INC. | ||||||
Ticker Symbol:BRO | Cusip Number:115236101 | |||||
Record Date: 3/1/2021 | Meeting Date: 5/5/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | Election of Director: J. Hyatt Brown, Hugh M. Brown, J. Powell Brown, L.L. Gellerstedt III, James C. Hays, Theodore J. Hoepner, James S. Hunt, Toni Jennings, Timothy R.M. Main, H. Palmer Proctor, Jr., Wendell S. Reilly, Chilton D. Varner | For | Issuer | For | With | |
2 | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. | For | Issuer | For | With | |
3 | To approve, on an advisory basis, the compensation of named executive officers. | For | Issuer | For | With | |
CBOE GLOBAL MARKETS, INC. | ||||||
Ticker Symbol:CBOE | Cusip Number:12503M108 | |||||
Record Date: 3/18/2021 | Meeting Date: 5/13/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Edward T. Tilly | For | Issuer | For | With | |
1b | Election of Director: Eugene S. Sunshine | For | Issuer | For | With | |
1c | Election of Director: William M. Farrow, III | For | Issuer | For | With | |
1d | Election of Director: Edward J. Fitzpatrick | For | Issuer | For | With | |
1e | Election of Director: Ivan K. Fong | For | Issuer | For | With | |
1f | Election of Director: Janet P. Froetscher | For | Issuer | For | With | |
1g | Election of Director: Jill R. Goodman | For | Issuer | For | With | |
1h | Election of Director: Alexander J. Matturri, Jr. | For | Issuer | For | With | |
1i | Election of Director: Jennifer J. McPeek | For | Issuer | For | With | |
1j | Election of Director: Roderick A. Palmore | For | Issuer | For | With | |
1k | Election of Director: James E. Parisi | For | Issuer | For | With | |
1l | Election of Director: Joseph P. Ratterman | For | Issuer | For | With | |
1m | Election of Director: Jill E. Sommers | For | Issuer | For | With | |
1n | Election of Director: Fredric J. Tomczyk | For | Issuer | For | With | |
2 | Approve, in a non-binding resolution, the compensation paid to our executive officers. | For | Issuer | For | With | |
3 | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | For | Issuer | For | With | |
COMCAST CORPORATION | ||||||
Ticker Symbol:CMCSA | Cusip Number:200300101 | |||||
Record Date: 4/5/2021 | Meeting Date: 6/2/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | Election of Director: Kenneth J. Bacon, Madeline S. Bell, Naomi M. Bergman, Edward D. Breen, Gerald L. Hassell, Jeffrey A. Honickman, Maritza G. Montiel, Asuka Nakahara, David C. Novak, Brian L. Roberts. | For | Issuer | For | With | |
2 | Advisory vote on executive compensation. | For | Issuer | For | With | |
3 | Ratification of the appointment of our independent auditors. | For | Issuer | For | With | |
4 | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Against | Stockholder | Against | With | |
COSTCO WHOLESALE CORPORATION | ||||||
Ticker Symbol:COST | Cusip Number:22160K105 | |||||
Record Date: 11/12/2020 | Meeting Date: 1/21/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | DIRECTOR Susan L. Decker Kenneth D. Denman Richard A. Galanti W. Craig Jelinek Sally Jewell Charles T. Munger Jeffrey S. Raikes | For | Issuer | For | With | |
2 | Ratification of selection of independent auditors | For | Issuer | For | With | |
3 | Approval, on an advisory basis, of executive compensation | For | Issuer | For | With | |
DOLLAR GENERAL CORPORATION | ||||||
Ticker Symbol:DG | Cusip Number:256677105 | |||||
Record Date: 3/18/2021 | Meeting Date: 5/26/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Warren F. Bryant | For | Issuer | For | With | |
1b | Election of Director: Michael M. Calbert | For | Issuer | For | With | |
1c | Election of Director: Patricia D. Fill-Krushel | For | Issuer | For | With | |
1d | Election of Director: Timothy McGuire | For | Issuer | For | With | |
1e | Election of Director: William C. Rhodes, III | For | Issuer | For | With | |
1f | Election of Director: Debra A. Sandler | For | Issuer | For | With | |
1g | Election of Director: Ralph E. Santana | For | Issuer | For | With | |
1h | Election of Director: Todd J. Vasos | For | Issuer | For | With | |
2 | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. | For | Issuer | For | With | |
3 | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2021. | For | Issuer | For | With | |
4 | To approve the Dollar General Corporation 2021 Stock Incentive Plan. | For | Issuer | For | With | |
5 | To approve an amendment to the amended and restated charter of Dollar General Corporation to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders. | For | Issuer | For | With | |
6 | To vote on a shareholder proposal regarding shareholders' ability to call special meetings of shareholders. | Against | Stockholder | Against | With | |
ECOLAB | ||||||
Ticker Symbol:ECL | Cusip Number:278865100 | |||||
Record Date: 3/9/2021 | Meeting Date: 5/6/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Douglas M. Baker, Jr. | For | Issuer | For | With | |
1b | Election of Director:Shari L. Ballard | For | Issuer | For | With | |
1c | Election of Director:Barbara J. Beck | For | Issuer | For | With | |
1d | Election of Director:Christophe Beck | For | Issuer | For | With | |
1e | Election of Director:Jeffrey M. Ettinger | For | Issuer | For | With | |
1f | Election of Director:Arthur J. Higgins | For | Issuer | For | With | |
1g | Election of Director:Michael Larson | For | Issuer | For | With | |
1h | Election of Director:David W. MacLennan | For | Issuer | For | With | |
1i | Election of Director:Tracy B. McKibben | For | Issuer | For | With | |
1j | Election of Director:Lionel L. Nowell, III | For | Issuer | For | With | |
1k | Election of Director:Victoria J. Reich | For | Issuer | For | With | |
1l | Election of Director:Suzanne M. Vautrinot | For | Issuer | For | With | |
1m | Election of Director:John J. Zillmer | For | Issuer | For | With | |
2 | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2021. | For | Issuer | For | With | |
3 | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | For | Issuer | For | With | |
4 | Stockholder proposal regarding proxy access, if properly presented. | Against | Stockholder | Against | With | |
ESSENTIAL UTILITIES INC | ||||||
Ticker Symbol:WTRG | Cusip Number:03836W103 | |||||
Record Date: 3/8/2021 | Meeting Date: 5/5/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | Vote Board of Directors, Election of Director: Elizabeth B. Amato, Christopher H. Franklin, Daniel J. Hilferty, Francis O. Idehen, Edwina Kelly, Ellen T. Ruff, Lee C. Stewart, Christopher C. Womack | For | Issuer | For | With | |
2 | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2021 fiscal year. | For | Issuer | For | With | |
3 | To approve an advisory vote on the compensation paid to the Company's named executive officers for 2020. | For | Issuer | For | With | |
4 | To ratify the Amendment to the Company's Bylaws to permit shareholder access to future proxy statements. | For | Issuer | For | With | |
EXPEDITORS INT'L OF WASHINGTON, INC. | ||||||
Ticker Symbol:EXPD | Cusip Number:302130109 | |||||
Record Date: 3/9/2021 | Meeting Date: 5/4/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Robert R. Wright | For | Issuer | For | With | |
1b | Election of Director: Glenn M. Alger | For | Issuer | For | With | |
1c | Election of Director: Robert P. Carlile | For | Issuer | For | With | |
1d | Election of Director: James M. DuBois | For | Issuer | For | With | |
1e | Election of Director: Mark A. Emmert | For | Issuer | For | With | |
1f | Election of Director: Diane H. Gulyas | For | Issuer | For | With | |
1g | Election of Director: Jeffrey S. Musser | For | Issuer | For | With | |
1h | Election of Director: Liane J. Pelletier | For | Issuer | For | With | |
2 | Advisory Vote to Approve Named Executive Officer Compensation | For | Issuer | For | With | |
3 | Ratification of Independent Registered Public Accounting Firm | For | Issuer | For | With | |
FACTSET RESEARCH SYSTEMS INC. | ||||||
Ticker Symbol:FDS | Cusip Number:303075105 | |||||
Record Date: 10/22/2020 | Meeting Date: 12/17/2020 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Robin A. Abrams (To serve a three-year term expiring in concurrence with the Annual Meeting of Stockholders for 2023.) | For | Issuer | For | With | |
1b | Election of Director:Laurie Siegel (To serve a three-year term expiring in concurrence with the Annual Meeting of Stockholders for 2023.) | For | Issuer | For | With | |
1c | Election of Director: Malcolm Frank (To serve a three-year term expiring in concurrence with the Annual Meeting of Stockholders for 2023.) | For | Issuer | For | With | |
1d | Election of Director: Siew Kai Choy (To serve a one-year term expiring in concurrence with the Annual Meeting of Stockholders for 2021.) | For | Issuer | For | With | |
1e | Election of Director:Lee Shavel (To serve a one-year term expiring in concurrence with the Annual Meeting of Stockholders for 2021.) | For | Issuer | For | With | |
2 | To ratify the appointment of the accounting firm of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending August 31, 2021. | For | Issuer | For | With | |
3 | To vote on a non-binding advisory resolution to approve the compensation of our named executive officers. | For | Issuer | For | With | |
HORMEL FOODS CORPORATION | ||||||
Ticker Symbol:HRL | Cusip Number:440452100 | |||||
Record Date: 11/27/2020 | Meeting Date: 1/26/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Prama Bhatt | For | Issuer | For | With | |
1b | Election of Director: Gary C. Bhojwani | For | Issuer | For | With | |
1c | Election of Director: Terrell K. Crews | For | Issuer | For | With | |
1d | Election of Director: Stephen M. Lacy | For | Issuer | For | With | |
1e | Election of Director: Elsa A. Murano, Ph.D. | For | Issuer | For | With | |
1f | Election of Director: Susan K. Nestegard | For | Issuer | For | With | |
1g | Election of Director: William A. Newlands | For | Issuer | For | With | |
1h | Election of Director: Christopher J. Policinski | For | Issuer | For | With | |
1i | Election of Director: Jose Luis Prado | For | Issuer | For | With | |
1j | Election of Director: Sally J. Smith | For | Issuer | For | With | |
1k | Election of Director: James P. Snee | For | Issuer | For | With | |
1l | Election of Director: Steven A. White | For | Issuer | For | With | |
2 | Ratify the appointment by the Audit Committee of the Board of Directors of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending October 31, 2021. | For | Issuer | For | With | |
3 | Approve the Named Executive Officer compensation as disclosed in the Company's 2021 annual meeting proxy statement. | For | Issuer | For | With | |
INTERCONTINENTAL EXCHANGE, INC. | ||||||
Ticker Symbol:ICE | Cusip Number:45865V100 | |||||
Record Date: 3/16/2021 | Meeting Date: 5/14/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director for term expiring in 2022: Hon. Sharon Y. Bowen | For | Issuer | For | With | |
1b | Election of Director for term expiring in 2022: Shantella E. Cooper | For | Issuer | For | With | |
1c | Election of Director for term expiring in 2022: Charles R. Crisp | For | Issuer | For | With | |
1d | Election of Director for term expiring in 2022: Duriya M. Farooqui | For | Issuer | For | With | |
1e | Election of Director for term expiring in 2022: The Rt. Hon. the Lord Hague of Richmond | For | Issuer | For | With | |
1f | Election of Director for term expiring in 2022: Mark F. Mulhern | For | Issuer | For | With | |
1g | Election of Director for term expiring in 2022: Thomas E. Noonan | For | Issuer | For | With | |
1h | Election of Director for term expiring in 2022: Frederic V. Salerno | For | Issuer | For | With | |
1i | Election of Director for term expiring in 2022: Caroline L. Silver | For | Issuer | For | With | |
1j | Election of Director for term expiring in 2022: Jeffrey C. Sprecher | For | Issuer | For | With | |
1k | Election of Director for term expiring in 2022: Judith A. Sprieser | For | Issuer | For | With | |
1l | Election of Director for term expiring in 2022: Vincent Tese | For | Issuer | For | With | |
2 | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | For | Issuer | For | With | |
3 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021 | For | Issuer | For | With | |
4 | A stockholder proposal regarding adoption of a simple majority voting standard, if properly presented at the Annual Meeting. | Against | Stockholder | Against | With | |
JOHNSON & JOHNSON | ||||||
Ticker Symbol:JNJ | Cusip Number:478160104 | |||||
Record Date: 2/23/2021 | Meeting Date: 4/22/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Mary C. Beckerle | For | Issuer | For | With | |
1b | Election of Director: D. Scott Davis | For | Issuer | For | With | |
1c | Election of Director: Ian E. Davis | For | Issuer | For | With | |
1d | Election of Director: Jennifer A. Doudna | For | Issuer | For | With | |
1e | Election of Director: Alex Gorsky | For | Issuer | For | With | |
1f | Election of Director: Marilyn A. Hewson | For | Issuer | For | With | |
1g | Election of Director: Hubert Joly | For | Issuer | For | With | |
1h | Election of Director: Mark B. McClellan | For | Issuer | For | With | |
1i | Election of Director: Anne M. Mulcahy | For | Issuer | For | With | |
1j | Election of Director: Charles Prince | For | Issuer | For | With | |
1k | Election of Director: A. Eugene Washington | For | Issuer | For | With | |
1l | Election of Director: Mark A. Weinberger | For | Issuer | For | With | |
1m | Election of Director: Nadja Y. West | For | Issuer | For | With | |
1n | Election of Director: Ronald A. Williams | For | Issuer | For | With | |
2 | Advisory Vote to Approve Named Executive Officer Compensation. | For | Issuer | For | With | |
3 | Ratification of Appointement of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | For | Issuer | For | With | |
4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Against | Stockholder | Against | With | |
5 | Independent Board Chair. | Against | Stockholder | Against | With | |
6 | Civil Rights Audit. | Against | Stockholder | Against | With | |
7 | Executive Compensation Bonus Deferral. | Against | Stockholder | Against | With | |
MICROSOFT CORPORATION | ||||||
Ticker Symbol:MSFT | Cusip Number:594918104 | |||||
Record Date: 10/8/2020 | Meeting Date: 12/2/2020 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Reid G. Hoffman | For | Issuer | For | With | |
1b | Election of Director: Hugh F. Johnston | For | Issuer | For | With | |
1c | Election of Director: Teri L. List-Stoll | For | Issuer | For | With | |
1d | Election of Director: Satya Nadella | For | Issuer | For | With | |
1e | Election of Director: Sandra E. Peterson | For | Issuer | For | With | |
1f | Election of Director: Penny S. Pritzker | For | Issuer | For | With | |
1g | Election of Director: Charles W. Scharf | For | Issuer | For | With | |
1h | Election of Director: Arne M. Sorenson | For | Issuer | For | With | |
1i | Election of Director: John W. Stanton | For | Issuer | For | With | |
1j | Election of Director: John W. Thompson | For | Issuer | For | With | |
1k | Election of Director: Emma N. Walmsley | For | Issuer | For | With | |
1l | fElection of Director: Padmasree Warrior | For | Issuer | For | With | |
2 | Advisory vote to approve named executive officer compensation. | For | Issuer | For | With | |
3 | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | For | Issuer | For | With | |
4 | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Against | Stockholder | Against | With | |
NATIONAL RETAIL PROPERTIES, INC. | ||||||
Ticker Symbol:NNN | Cusip Number:202218103 | |||||
Record Date: 3/15/2021 | Meeting Date: 5/12/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | Election of Director: Pamela K.M. Beall, Steven D. Cosler, Don DeFosset, David M. Fick, Edward J. Fritsch, Kevin B. Habicht, Betsy D. Holden, Julian E. Whitehurst | For | Issuer | For | With | |
2 | Advisory vote to approve executive compensation. | For | Issuer | For | With | |
3 | Ratification of the selection of the independent registered public accounting firm for 2021. | For | Issuer | For | With | |
NEXTERA ENERGY, INC | ||||||
Ticker Symbol:NEE | Cusip Number:302571104 | |||||
Record Date: 3/23/2021 | Meeting Date: 5/20/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Sherry S. Barrat | For | Issuer | For | With | |
1b | Election of Director: James L. Camaren | For | Issuer | For | With | |
1c | Election of Director: Kenneth B. Dunn | For | Issuer | For | With | |
1d | Election of Director: Naren K. Gursahaney | For | Issuer | For | With | |
1e | Election of Director: Kirk S. Hachigian | For | Issuer | For | With | |
1f | Election of Director: Amy B. Lane | For | Issuer | For | With | |
1g | Election of Director: David L. Porges | For | Issuer | For | With | |
1h | Election of Director: James L. Robo | For | Issuer | For | With | |
1i | Election of Director: Rudy E. Schupp | For | Issuer | For | With | |
1j | Election of Director: John L. Skolds | For | Issuer | For | With | |
1k | Election of Director: Lynn M. Utter | For | Issuer | For | With | |
1l | Election of Director: Darryl L. Wilson | For | Issuer | For | With | |
2 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | For | Issuer | For | With | |
3 | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | For | Issuer | For | With | |
4 | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | For | Issuer | For | With | |
5 | A prosposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Against | Stockholder | Against | With | |
RAYTHEON TECHNOLOGIES CORP. | ||||||
Ticker Symbol:RTX | Cusip Number:75513E101 | |||||
Record Date: 3/2/2021 | Meeting Date: 4/26/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Tracy A. Atkinson | For | Issuer | For | With | |
1b | Election of Director: Gregory J. Hayes | For | Issuer | For | With | |
1c | Election of Director: Thomas A. Kennedy | For | Issuer | For | With | |
1d | Election of Director: Marshall O. Larsen | For | Issuer | For | With | |
1e | Election of Director: George R. Oliver | For | Issuer | For | With | |
1f | Election of Director: Robert K. (Kelly) Ortberg | For | Issuer | For | With | |
1g | Election of Director: Margaret L. O'Sullivan | For | Issuer | For | With | |
1h | Election of Director: Dinesh C. Paliwal | For | Issuer | For | With | |
1i | Election of Director: Ellen M. Pawlikowski | For | Issuer | For | With | |
1j | Election of Director: Denise L. Ramos | For | Issuer | For | With | |
1k | Election of Director: Fredric G. Reynolds | For | Issuer | For | With | |
1l | Election of Director: Brian C. Rogers | For | Issuer | For | With | |
1m | Election of Director: James A. Winnefeld, Jr. | For | Issuer | For | With | |
1n | Election of Director: Robert O. Work | For | Issuer | For | With | |
2 | Advisory Vote to Approve Executive Compensation | For | Issuer | For | With | |
3 | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021 | For | Issuer | For | With | |
4 | Approve Raytheon Technologies Corporation Executive Annual Incentive Plan | For | Issuer | For | With | |
5 | Approve Amendment to the Raytheon Technologies Corporation 2018 Long-Term Incentive Plan. | For | Issuer | For | With | |
6 | Shareowner Proposal to Amend Proxy Access Bylaw | Against | Stockholder | Against | With | |
REPUBLIC SERVICES, INC. | ||||||
Ticker Symbol:RSG | Cusip Number:760759100 | |||||
Record Date: 3/21/2021 | Meeting Date: 5/21/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Manuel Kadre | For | Issuer | For | With | |
1b | Election of Director: Tomago Collins | For | Issuer | For | With | |
1c | Election of Director: Michael A. Duffy | For | Issuer | For | With | |
1d | Election of Director: Thomas W. Handley | For | Issuer | For | With | |
1e | Election of Director: Jennifer M. Kirk | For | Issuer | For | With | |
1f | Election of Director: Michael Larson | For | Issuer | For | With | |
1g | Election of Director: Kim S. Pegula | For | Issuer | For | With | |
1h | Election of Director: James P. Snee | For | Issuer | For | With | |
1i | Election of Director: Brian S. Tyler | For | Issuer | For | With | |
1j | Election of Director: Sandra M. Volpe | For | Issuer | For | With | |
1k | Election of Director: Katharine B. Weymouth | For | Issuer | For | With | |
2 | Advisory vote to approve our named executive officer compensation. | For | Issuer | For | With | |
3 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | For | Issuer | For | With | |
4 | Shareholder Proposal to incorporate ESG metrics into executive compensation | Against | Stockholder | Against | With | |
RESMED INC. | ||||||
Ticker Symbol:RMD | Cusip Number:761152107 | |||||
Record Date: 9/22/2020 | Meeting Date: 11/19/2020 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director to serve until 2021 annual meeting: Karen Drexler | For | Issuer | For | With | |
2 | Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | For | Issuer | For | With | |
2b | Election of Director to serve until 2021 annual meeting: Michael Farrell | For | Issuer | For | With | |
3 | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay") | For | Issuer | For | With | |
STRYKER CORPORATION | ||||||
Ticker Symbol:SYK | Cusip Number:863667101 | |||||
Record Date: 3/8/2021 | Meeting Date: 5/5/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Mary K. Brainerd | For | Issuer | For | With | |
1b | Election of Director: Giovanni Caforio, MD | For | Issuer | For | With | |
1c | Election of Director:Srikant M. Datar, Ph.D. | For | Issuer | For | With | |
1d | Election of Director:Allan C. Golston (Lead Independent Director) | For | Issuer | For | With | |
1e | Election of Director:Kevin A. Lobo (Chair of the Board and Chief Executive Officer) | For | Issuer | For | With | |
1f | Election of Director:Sherilyn S. McCoy | For | Issuer | For | With | |
1g | Election of Director:Andrew K. Silvernail | For | Issuer | For | With | |
1h | Election of Director:Lisa M. Skeete Tatum | For | Issuer | For | With | |
1i | Election of Director:Ronda E. Stryker | For | Issuer | For | With | |
1j | Election of Director:Rajeev Suri | For | Issuer | For | With | |
2 | Ratification of Appointment of our Independent Registered Public Accounting Firm | For | Issuer | For | With | |
3 | Advisory Vote to Approve Named Executive Officer Compensation | For | Issuer | For | With | |
4 | Shareholder Proposal Regarding Workforce Involvement in Corporate Governance. | Against | Stockholder | Against | With | |
5 | Shareholder Proposal Regarding Right to Call Special Meetings. | Against | Stockholder | Against | With | |
T. ROWE PRICE GROUP, INC. | ||||||
Ticker Symbol:TROW | Cusip Number:74144T108 | |||||
Record Date: 3/11/2021 | Meeting Date: 5/11/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Mark S. Bartle | For | Issuer | For | With | |
1b | Election of Director:Mary K. Bush | For | Issuer | For | With | |
1c | Election of Director:Dina Dublon | For | Issuer | For | With | |
1d | Election of Director:Dr. Freeman A. Hrabowski, III | For | Issuer | For | With | |
1e | Election of Director:Robert F. MacLellan | For | Issuer | For | With | |
1f | Election of Director:Olympia J. Snowe | For | Issuer | For | With | |
1g | Election of Director:Robert J. Stevens | For | Issuer | For | With | |
1h | Election of Director:William J. Stromberg | For | Issuer | For | With | |
1i | Election of Director:Richard R. Verma | For | Issuer | For | With | |
1j | Election of Director:Sandra S. Wijnberg | For | Issuer | For | With | |
1k | Election of Director:Alan D. Wilson | For | Issuer | For | With | |
2 | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Execuve Officers | For | Issuer | For | With | |
3 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021 | For | Issuer | For | With | |
4 | Stockholder proposal for a report on voting by our funds and portfolios on matters related to climate change. | Against | Stockholder | Against | With | |
THE J.M. SMUCKER COMPANY | ||||||
Ticker Symbol:SJM | Cusip Number:832696405 | |||||
Record Date: 6/22/2020 | Meeting Date: 8/19/2020 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director whose term of office will expire in 2021: Susan E. Chapman-Hughes | For | Issuer | For | With | |
1b | Election of Director whose term of office will expire in 2021: Paul J. Dolan | For | Issuer | For | With | |
1c | Election of Director whose term of office will expire in 2021: Jay L. Henderson | For | Issuer | For | With | |
1d | Election of Director whose term of office will expire in 2021: Kirk L. Perry | For | Issuer | For | With | |
1e | Election of Director whose term of office will expire in 2021: Sandra Pianalto | For | Issuer | For | With | |
1f | Election of Director whose term of office will expire in 2021:Nancy Lopez Russell | For | Issuer | For | With | |
1g | Election of Director whose term of office will expire in 2021:Alex Shumate | For | Issuer | For | With | |
1h | Election of Director whose term of office will expire in 2021: Mark T. Smucker | For | Issuer | For | With | |
1i | Election of Director whose term of office will expire in 2021:Richard K. Smucker | For | Issuer | For | With | |
1j | Election of Director whose term of office will expire in 2021:Timothy P. Smucker | For | Issuer | For | With | |
1k | Election of Director whose term of office will expire in 2021:Jodi L. Taylor | For | Issuer | For | With | |
1l | Election of Director whose term of office will expire in 2021: Dawn C. Willoughby | For | Issuer | For | With | |
2 | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2021 fiscal year | For | Issuer | For | With | |
3 | Advisory approval of the Company's executive compensation. | For | Issuer | For | With | |
4 | Approval of The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan | For | Issuer | For | With | |
WALGREENS BOOTS ALLIANCE, INC. | ||||||
Ticker Symbol:WBA | Cusip Number:931427108 | |||||
Record Date: 11/30/2020 | Meeting Date: 1/28/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: José E. Almeida | For | Issuer | For | With | |
1b | Election of Director: Janice M. Babiak | For | Issuer | For | With | |
1c | Election of Director: David J. Brailer | For | Issuer | For | With | |
1d | Election of Director: William C. Foote | For | Issuer | For | With | |
1e | Election of Director: Ginger L. Graham | For | Issuer | For | With | |
1f | Election of Director: Valerie B. Jarrett | For | Issuer | For | With | |
1g | Election of Director: John A. Lederer | For | Issuer | For | With | |
1h | Election of Director: Dominic P. Murphy | For | Issuer | For | With | |
1i | Election of Director: Stefano Pessina | For | Issuer | For | With | |
1j | Election of Director: Nancy M. Schlichting | For | Issuer | For | With | |
1k | Election of Director: James A. Skinner | For | Issuer | For | With | |
2 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2021. | For | Issuer | For | With | |
3 | Advisory vote to approve named executive officer compensation. | For | Issuer | For | With | |
4 | Approval of the 2021 Walgreens Boots Alliance, Inc. Omnibus Incentive Plan. | For | Issuer | For | With | |
5 | Stockholder proposal requesting an independent Board Chairman. | Against | Stockholder | Against | With | |
6 | oposal requesting report on how health risks from COVID19 impact the Company's tobacco sales decision-making. | Against | Stockholder | Against | With | |
WASTE CONNECTIONS, INC. | ||||||
Ticker Symbol:WCN | Cusip Number:44951D108 | |||||
Record Date: 3/16/2021 | Meeting Date: 5/14/2021 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director to serve for a one-year term: | For | Issuer | For | With | |
1b | Election of Director to serve for a one-year term: | For | Issuer | For | With | |
1c | Election of Director to serve for a one-year term: | For | Issuer | For | With | |
1d | Election of Director to serve for a one-year term: | For | Issuer | For | With | |
1e | Election of Director to serve for a one-year term: | For | Issuer | For | With | |
1f | Election of Director to serve for a one-year term: | For | Issuer | For | With | |
1g | Election of Director to serve for a one-year term: | For | Issuer | For | With | |
1h | Election of Director to serve for a one-year term: | For | Issuer | For | With | |
2 | Say on Pay - Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement. | For | Issuer | For | With | |
3 | Appoint Grant Thornton LLP as the Company's independent registered public accounting firm until the close of the Company's 2022 Annual Meeting of Shareholders and authorize the Company's Board of Directors to fix the remuneration of the Independent registered public accounting firm. | For | Issuer | For | With | |
* Management Recommended Vote |
Account Name: CONQUER RISK DEFENSIVE BULL FUND
Custodian Name: U.S. BANK, N.A.
There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: CONQUER RISK MANAGED VOLATILITY FUND
Custodian Name: U.S. BANK, N.A.
There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: CONQUER RISK TACTICAL OPPORTUNITIES FUND
Custodian Name: U.S. BANK, N.A.
There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: CONQUER RISK TACTICAL ROTATION FUND
Custodian Name: U.S. BANK, N.A.
Reverse Cap Weighted U.S. Large Cap ETF | |||||||||||
Ticker: | RVRS | Meeting Date: | 5/20/2021 | ||||||||
CUSIP | 26922A685 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION PROVIDING FOR | FOR | FOR | WITH | ISSUER | |||||||
(i) THE TRANSFER OF ALL OF THE ASSETS OF THE EXISTING FUND TO THE NEW FUND, | |||||||||||
A NEWLY-CREATED SERIES OF AIT, IN EXCHANGE FOR (a) SHARES OF THE NEW FUND | |||||||||||
WITH AN AGGREGATE NET ASSET VALUE ("NAV") EQUAL TO THE AGGREGATE NAV OF | |||||||||||
THE EXISTING FUND, AND (b) THE NEW FUND'S ASSUMPTION OF ALL OF THE LIABILITIES | |||||||||||
AND OBLIGATIONS OF THE EXISTING FUND, FOLLOWED BY (ii) THE LIQUIDATING DISTRI- | |||||||||||
BUTION BY THE EXISTING FUND TO ITS SHAREHOLDERS OF THE SHARES OF THE NEW | |||||||||||
FUND IN PROPORTION TO THEIR HOLDINGS OF SHARES OF THE EXISTING FUND. |
Mgt Rec – Management Recommended Vote
Mgmt – Management
Account Name: ALPHA FIDUCIARY QUANTITATIVE STRATEGY FUND
Custodian Name: U.S. BANK, N.A.
There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: ENSEMBLE FUND
Custodian Name: U.S. BANK, N.A.
PAYCHEX, INC. | ||||||||||||||||||
Security | 704326107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PAYX | Meeting Date | 15-Oct-2020 | |||||||||||||||
ISIN | US7043261079 | Agenda | 935267066 - Management | |||||||||||||||
Record Date | 17-Aug-2020 | Holding Recon Date | 17-Aug-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Oct-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: B. Thomas Golisano | Management | For | For | For | |||||||||||||
1B. | Election of Director: Thomas F. Bonadio | Management | For | For | For | |||||||||||||
1C. | Election of Director: Joseph G. Doody | Management | For | For | For | |||||||||||||
1D. | Election of Director: David J.S. Flaschen | Management | For | For | For | |||||||||||||
1E. | Election of Director: Pamela A. Joseph | Management | For | For | For | |||||||||||||
1F. | Election of Director: Martin Mucci | Management | For | For | For | |||||||||||||
1G. | Election of Director: Joseph M. Tucci | Management | For | For | For | |||||||||||||
1H. | Election of Director: Joseph M. Velli | Management | For | For | For | |||||||||||||
1I. | Election of Director: Kara Wilson | Management | For | For | For | |||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For | |||||||||||||
3. | TO APPROVE AND AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE PLAN. | Management | For | For | For | |||||||||||||
4. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | |||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||||||||||||||||
Security | 11133T103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BR | Meeting Date | 19-Nov-2020 | |||||||||||||||
ISIN | US11133T1034 | Agenda | 935279984 - Management | |||||||||||||||
Record Date | 24-Sep-2020 | Holding Recon Date | 24-Sep-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Nov-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Leslie A. Brun | Management | For | For | For | |||||||||||||
1B. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Pamela L. Carter | Management | For | For | For | |||||||||||||
1C. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Richard J. Daly | Management | For | For | For | |||||||||||||
1D. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Robert N. Duelks | Management | For | For | For | |||||||||||||
1E. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Timothy C. Gokey | Management | For | For | For | |||||||||||||
1F. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Brett A. Keller | Management | For | For | For | |||||||||||||
1G. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Maura A. Markus | Management | For | For | For | |||||||||||||
1H. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Thomas J. Perna | Management | For | For | For | |||||||||||||
1I. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Alan J. Weber | Management | For | For | For | |||||||||||||
1J. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Amit K. Zavery | Management | For | For | For | |||||||||||||
2. | Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). | Management | For | For | For | |||||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2021. | Management | For | For | For | |||||||||||||
4. | Stockholder Proposal on Political Contributions. | Shareholder | Against | Against | For | |||||||||||||
COSTCO WHOLESALE CORPORATION | ||||||||||||||||||
Security | 22160K105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | COST | Meeting Date | 21-Jan-2021 | |||||||||||||||
ISIN | US22160K1051 | Agenda | 935312796 - Management | |||||||||||||||
Record Date | 12-Nov-2020 | Holding Recon Date | 12-Nov-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Jan-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Susan L. Decker | For | For | For | ||||||||||||||
2 | Kenneth D. Denman | For | For | For | ||||||||||||||
3 | Richard A. Galanti | For | For | For | ||||||||||||||
4 | W. Craig Jelinek | For | For | For | ||||||||||||||
5 | Sally Jewell | For | For | For | ||||||||||||||
6 | Charles T. Munger | For | For | For | ||||||||||||||
7 | Jeffrey S. Raikes | For | For | For | ||||||||||||||
2. | Ratification of selection of independent auditors. | Management | For | For | For | |||||||||||||
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | For | |||||||||||||
STARBUCKS CORPORATION | ||||||||||||||||||
Security | 855244109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SBUX | Meeting Date | 17-Mar-2021 | |||||||||||||||
ISIN | US8552441094 | Agenda | 935326935 - Management | |||||||||||||||
Record Date | 08-Jan-2021 | Holding Recon Date | 08-Jan-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Mar-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Richard E. Allison, Jr. | Management | For | For | For | |||||||||||||
1B. | Election of Director: Rosalind G. Brewer (Withdrawn) | Management | For | For | For | |||||||||||||
1C. | Election of Director: Andrew Campion | Management | For | For | For | |||||||||||||
1D. | Election of Director: Mary N. Dillon | Management | For | For | For | |||||||||||||
1E. | Election of Director: Isabel Ge Mahe | Management | For | For | For | |||||||||||||
1F. | Election of Director: Mellody Hobson | Management | For | For | For | |||||||||||||
1G. | Election of Director: Kevin R. Johnson | Management | For | For | For | |||||||||||||
1H. | Election of Director: Jørgen Vig Knudstorp | Management | For | For | For | |||||||||||||
1I. | Election of Director: Satya Nadella | Management | For | For | For | |||||||||||||
1J. | Election of Director: Joshua Cooper Ramo | Management | For | For | For | |||||||||||||
1K. | Election of Director: Clara Shih | Management | For | For | For | |||||||||||||
1L. | Election of Director: Javier G. Teruel | Management | For | For | For | |||||||||||||
2. | Advisory resolution to approve our executive officer compensation. | Management | Against | For | Against | |||||||||||||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For | For | |||||||||||||
4. | Employee Board Representation. | Shareholder | Against | Against | For | |||||||||||||
HEICO CORPORATION | ||||||||||||||||||
Security | 422806208 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HEIA | Meeting Date | 19-Mar-2021 | |||||||||||||||
ISIN | US4228062083 | Agenda | 935332508 - Management | |||||||||||||||
Record Date | 22-Jan-2021 | Holding Recon Date | 22-Jan-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Mar-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Thomas M. Culligan | For | For | For | ||||||||||||||
2 | Adolfo Henriques | For | For | For | ||||||||||||||
3 | Mark H. Hildebrandt | For | For | For | ||||||||||||||
4 | Eric A. Mendelson | For | For | For | ||||||||||||||
5 | Laurans A. Mendelson | For | For | For | ||||||||||||||
6 | Victor H. Mendelson | For | For | For | ||||||||||||||
7 | Julie Neitzel | For | For | For | ||||||||||||||
8 | Dr. Alan Schriesheim | For | For | For | ||||||||||||||
9 | Frank J. Schwitter | For | For | For | ||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | |||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2021. | Management | For | For | For | |||||||||||||
FERRARI, NV | ||||||||||||||||||
Security | N3167Y103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | RACE | Meeting Date | 15-Apr-2021 | |||||||||||||||
ISIN | NL0011585146 | Agenda | 935346723 - Management | |||||||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||||||
City / | Country | / | Italy | Vote Deadline Date | 07-Apr-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
�� | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
2.C | Remuneration Report 2020 (advisory vote) | Management | For | For | For | |||||||||||||
2.D | Adoption of the 2020 Annual Accounts | Management | For | For | For | |||||||||||||
2.E | Determination and distribution of dividend | Management | For | For | For | |||||||||||||
2.F | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2020 | Management | Against | For | Against | |||||||||||||
3.A | Re-appointment of the executive director: John Elkann | Management | For | For | For | |||||||||||||
3.B | Re-appointment of the non-executive director: Piero Ferrari | Management | For | For | For | |||||||||||||
3.C | Re-appointment of the non-executive director: Delphine Arnault | Management | For | For | For | |||||||||||||
3.D | Re-appointment of the non-executive director: Francesca Bellettini | Management | For | For | For | |||||||||||||
3.E | Re-appointment of the non-executive director: Eduardo H. Cue | Management | For | For | For | |||||||||||||
3.F | Re-appointment of the non-executive director: Sergio Duca | Management | For | For | For | |||||||||||||
3.G | Re-appointment of the non-executive director: John Galantic | Management | For | For | For | |||||||||||||
3.H | Re-appointment of the non-executive director: Maria Patrizia Grieco | Management | For | For | For | |||||||||||||
3.I | Re-appointment of the non-executive director: Adam Keswick | Management | For | For | For | |||||||||||||
4. | Appointment of the independent auditor - Proposal to appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | For | |||||||||||||
5.1 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association. | Management | For | For | For | |||||||||||||
5.2 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre-emption rights for common shares as provided for in article 7 of the Company's articles of association. | Management | For | For | For | |||||||||||||
5.3 | Proposal to designate the Board of Directors as the corporate body authorized to issue special voting shares and to grant rights to subscribe for special voting shares as provided for in article 6 of the Company's articles of association. | Management | For | For | For | |||||||||||||
6. | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company - Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital as specified in article 8 of the Company's articles of association. | Management | For | For | For | |||||||||||||
7. | Approval of awards to the executive director - Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to the executive director in accordance with article 14.6 of the Company's articles of association. | Management | For | For | For | |||||||||||||
FERRARI, NV | ||||||||||||||||||
Security | N3167Y103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | RACE | Meeting Date | 15-Apr-2021 | |||||||||||||||
ISIN | NL0011585146 | Agenda | 935362498 - Management | |||||||||||||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||||||||||||
City / | Country | / | Italy | Vote Deadline Date | 07-Apr-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
2.C | Remuneration Report 2020 (advisory vote) | Management | For | For | For | |||||||||||||
2.D | Adoption of the 2020 Annual Accounts | Management | For | For | For | |||||||||||||
2.E | Determination and distribution of dividend | Management | For | For | For | |||||||||||||
2.F | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2020 | Management | Against | For | Against | |||||||||||||
3.A | Re-appointment of the executive director: John Elkann | Management | For | For | For | |||||||||||||
3.B | Re-appointment of the non-executive director: Piero Ferrari | Management | For | For | For | |||||||||||||
3.C | Re-appointment of the non-executive director: Delphine Arnault | Management | For | For | For | |||||||||||||
3.D | Re-appointment of the non-executive director: Francesca Bellettini | Management | For | For | For | |||||||||||||
3.E | Re-appointment of the non-executive director: Eduardo H. Cue | Management | For | For | For | |||||||||||||
3.F | Re-appointment of the non-executive director: Sergio Duca | Management | For | For | For | |||||||||||||
3.G | Re-appointment of the non-executive director: John Galantic | Management | For | For | For | |||||||||||||
3.H | Re-appointment of the non-executive director: Maria Patrizia Grieco | Management | For | For | For | |||||||||||||
3.I | Re-appointment of the non-executive director: Adam Keswick | Management | For | For | For | |||||||||||||
4. | Appointment of the independent auditor - Proposal to appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | For | |||||||||||||
5.1 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association. | Management | For | For | For | |||||||||||||
5.2 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre-emption rights for common shares as provided for in article 7 of the Company's articles of association. | Management | For | For | For | |||||||||||||
5.3 | Proposal to designate the Board of Directors as the corporate body authorized to issue special voting shares and to grant rights to subscribe for special voting shares as provided for in article 6 of the Company's articles of association. | Management | For | For | For | |||||||||||||
6. | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company - Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital as specified in article 8 of the Company's articles of association. | Management | For | For | For | |||||||||||||
7. | Approval of awards to the executive director - Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to the executive director in accordance with article 14.6 of the Company's articles of association. | Management | For | For | For | |||||||||||||
INTUITIVE SURGICAL, INC. | ||||||||||||||||||
Security | 46120E602 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ISRG | Meeting Date | 22-Apr-2021 | |||||||||||||||
ISIN | US46120E6023 | Agenda | 935347460 - Management | |||||||||||||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | For | |||||||||||||
1B. | Election of Director: Joseph C. Beery | Management | For | For | For | |||||||||||||
1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | For | |||||||||||||
1D. | Election of Director: Amal M. Johnson | Management | For | For | For | |||||||||||||
1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | For | |||||||||||||
1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | For | |||||||||||||
1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | For | |||||||||||||
1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | For | |||||||||||||
1I. | Election of Director: Jami Dover Nachtsheim | Management | For | For | For | |||||||||||||
1J. | Election of Director: Monica P. Reed, M.D. | Management | For | For | For | |||||||||||||
1K. | Election of Director: Mark J. Rubash | Management | For | For | For | |||||||||||||
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | For | For | |||||||||||||
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | Management | For | For | For | |||||||||||||
FASTENAL COMPANY | ||||||||||||||||||
Security | 311900104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FAST | Meeting Date | 24-Apr-2021 | |||||||||||||||
ISIN | US3119001044 | Agenda | 935342270 - Management | |||||||||||||||
Record Date | 24-Feb-2021 | Holding Recon Date | 24-Feb-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Scott A. Satterlee | Management | For | For | For | |||||||||||||
1B. | Election of Director: Michael J. Ancius | Management | For | For | For | |||||||||||||
1C. | Election of Director: Stephen L. Eastman | Management | For | For | For | |||||||||||||
1D. | Election of Director: Daniel L. Florness | Management | For | For | For | |||||||||||||
1E. | Election of Director: Rita J. Heise | Management | For | For | For | |||||||||||||
1F. | Election of Director: Hsenghung Sam Hsu | Management | For | For | For | |||||||||||||
1G. | Election of Director: Daniel L. Johnson | Management | For | For | For | |||||||||||||
1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | For | |||||||||||||
1I. | Election of Director: Reyne K. Wisecup | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | For | |||||||||||||
3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | For | |||||||||||||
NVR, INC. | ||||||||||||||||||
Security | 62944T105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | NVR | Meeting Date | 05-May-2021 | |||||||||||||||
ISIN | US62944T1051 | Agenda | 935356130 - Management | |||||||||||||||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Dwight C. Schar | Management | For | For | For | |||||||||||||
1B. | Election of Director: C.E. Andrews | Management | For | For | For | |||||||||||||
1C. | Election of Director: Sallie B. Bailey | Management | For | For | For | |||||||||||||
1D. | Election of Director: Thomas D. Eckert | Management | For | For | For | |||||||||||||
1E. | Election of Director: Alfred E. Festa | Management | For | For | For | |||||||||||||
1F. | Election of Director: Manuel H. Johnson | Management | For | For | For | |||||||||||||
1G. | Election of Director: Alexandra A. Jung | Management | For | For | For | |||||||||||||
1H. | Election of Director: Mel Martinez | Management | For | For | For | |||||||||||||
1I. | Election of Director: William A. Moran | Management | For | For | For | |||||||||||||
1J. | Election of Director: David A. Preiser | Management | For | For | For | |||||||||||||
1K. | Election of Director: W. Grady Rosier | Management | For | For | For | |||||||||||||
1L. | Election of Director: Susan Williamson Ross | Management | For | For | For | |||||||||||||
2. | Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2021. | Management | For | For | For | |||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||||
FIRST AMERICAN FINANCIAL CORPORATION | ||||||||||||||||||
Security | 31847R102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FAF | Meeting Date | 11-May-2021 | |||||||||||||||
ISIN | US31847R1023 | Agenda | 935380559 - Management | |||||||||||||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Dennis J. Gilmore | For | For | For | ||||||||||||||
2 | Margaret M. McCarthy | For | For | For | ||||||||||||||
3 | Martha B. Wyrsch | For | For | For | ||||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
LANDSTAR SYSTEM, INC. | ||||||||||||||||||
Security | 515098101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | LSTR | Meeting Date | 12-May-2021 | |||||||||||||||
ISIN | US5150981018 | Agenda | 935360040 - Management | |||||||||||||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election Of Director: James B. Gattoni | Management | For | For | For | |||||||||||||
1B. | Election Of Director: Anthony J. Orlando | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | For | |||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||||
FIRST REPUBLIC BANK | ||||||||||||||||||
Security | 33616C100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FRC | Meeting Date | 12-May-2021 | |||||||||||||||
ISIN | US33616C1009 | Agenda | 935361523 - Management | |||||||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: James H. Herbert, II | Management | For | For | For | |||||||||||||
1B. | Election of Director: Katherine August- deWilde | Management | For | For | For | |||||||||||||
1C. | Election of Director: Hafize Gaye Erkan | Management | For | For | For | |||||||||||||
1D. | Election of Director: Frank J. Fahrenkopf, Jr. | Management | For | For | For | |||||||||||||
1E. | Election of Director: Boris Groysberg | Management | For | For | For | |||||||||||||
1F. | Election of Director: Sandra R. Hernández | Management | For | For | For | |||||||||||||
1G. | Election of Director: Pamela J. Joyner | Management | For | For | For | |||||||||||||
1H. | Election of Director: Reynold Levy | Management | For | For | For | |||||||||||||
1I. | Election of Director: Duncan L. Niederauer | Management | For | For | For | |||||||||||||
1J. | Election of Director: George G.C. Parker | Management | For | For | For | |||||||||||||
2. | To ratify KPMG LLP as the independent registered public accounting firm of First Republic Bank for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
3. | To approve, by advisory (non-binding) vote, the compensation of our executive officers ("say on pay" vote). | Management | For | For | For | |||||||||||||
BLACKLINE, INC. | ||||||||||||||||||
Security | 09239B109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BL | Meeting Date | 13-May-2021 | |||||||||||||||
ISIN | US09239B1098 | Agenda | 935359441 - Management | |||||||||||||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Owen Ryan | For | For | For | ||||||||||||||
2 | Kevin Thompson | For | For | For | ||||||||||||||
3 | Sophia Velastegui | For | For | For | ||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP ("PwC") as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
3. | Approval, on a non-binding, advisory basis, of the 2020 compensation of the Company's named executive officers. | Management | For | For | For | |||||||||||||
THE CHARLES SCHWAB CORPORATION | ||||||||||||||||||
Security | 808513105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SCHW | Meeting Date | 13-May-2021 | |||||||||||||||
ISIN | US8085131055 | Agenda | 935378302 - Management | |||||||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Walter W. Bettinger II | Management | For | For | For | |||||||||||||
1B. | Election of Director: Joan T. Dea | Management | For | For | For | |||||||||||||
1C. | Election of Director: Christopher V. Dodds | Management | For | For | For | |||||||||||||
1D. | Election of Director: Mark A. Goldfarb | Management | For | For | For | |||||||||||||
1E. | Election of Director: Bharat B. Masrani | Management | For | For | For | |||||||||||||
1F. | Election of Director: Charles A. Ruffel | Management | For | For | For | |||||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Management | For | For | For | |||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||||||||||
4. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shareholder | Against | Against | For | |||||||||||||
5. | Stockholder Proposal requesting declassification of the board of directors to elect each director annually. | Shareholder | For | Against | Against | |||||||||||||
CHIPOTLE MEXICAN GRILL, INC. | ||||||||||||||||||
Security | 169656105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CMG | Meeting Date | 18-May-2021 | |||||||||||||||
ISIN | US1696561059 | Agenda | 935375320 - Management | |||||||||||||||
Record Date | 23-Mar-2021 | Holding Recon Date | 23-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Albert S. Baldocchi | For | For | For | ||||||||||||||
2 | Matthew A. Carey | For | For | For | ||||||||||||||
3 | Gregg Engles | For | For | For | ||||||||||||||
4 | Patricia Fili-Krushel | For | For | For | ||||||||||||||
5 | Neil W. Flanzraich | For | For | For | ||||||||||||||
6 | Mauricio Gutierrez | For | For | For | ||||||||||||||
7 | Robin Hickenlooper | For | For | For | ||||||||||||||
8 | Scott Maw | For | For | For | ||||||||||||||
9 | Ali Namvar | For | For | For | ||||||||||||||
10 | Brian Niccol | For | For | For | ||||||||||||||
11 | Mary Winston | For | For | For | ||||||||||||||
2. | An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say-on- pay"). | Management | For | For | For | |||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | |||||||||||||
4. | Shareholder Proposal - Written Consent of Shareholders. | Shareholder | For | Against | Against | |||||||||||||
THE HOME DEPOT, INC. | ||||||||||||||||||
Security | 437076102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HD | Meeting Date | 20-May-2021 | |||||||||||||||
ISIN | US4370761029 | Agenda | 935365874 - Management | |||||||||||||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Gerard J. Arpey | Management | For | For | For | |||||||||||||
1B. | Election of Director: Ari Bousbib | Management | For | For | For | |||||||||||||
1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For | |||||||||||||
1D. | Election of Director: Gregory D. Brenneman | Management | For | For | For | |||||||||||||
1E. | Election of Director: J. Frank Brown | Management | For | For | For | |||||||||||||
1F. | Election of Director: Albert P. Carey | Management | For | For | For | |||||||||||||
1G. | Election of Director: Helena B. Foulkes | Management | For | For | For | |||||||||||||
1H. | Election of Director: Linda R. Gooden | Management | For | For | For | |||||||||||||
1I. | Election of Director: Wayne M. Hewett | Management | For | For | For | |||||||||||||
1J. | Election of Director: Manuel Kadre | Management | For | For | For | |||||||||||||
1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | For | |||||||||||||
1L. | Election of Director: Craig A. Menear | Management | For | For | For | |||||||||||||
2. | Ratification of the Appointment of KPMG LLP. | Management | For | For | For | |||||||||||||
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Management | For | For | For | |||||||||||||
4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | Against | Against | For | |||||||||||||
5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | Against | Against | For | |||||||||||||
6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | Against | Against | For | |||||||||||||
ILLUMINA, INC. | ||||||||||||||||||
Security | 452327109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ILMN | Meeting Date | 26-May-2021 | |||||||||||||||
ISIN | US4523271090 | Agenda | 935395485 - Management | |||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Caroline D. Dorsa | Management | For | For | For | |||||||||||||
1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | For | |||||||||||||
1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | For | |||||||||||||
1D. | Election of Director: Gary S. Guthart | Management | For | For | For | |||||||||||||
1E. | Election of Director: Philip W. Schiller | Management | For | For | For | |||||||||||||
1F. | Election of Director: John W. Thompson | Management | For | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | Against | For | Against | |||||||||||||
MASIMO CORPORATION | ||||||||||||||||||
Security | 574795100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MASI | Meeting Date | 27-May-2021 | |||||||||||||||
ISIN | US5747951003 | Agenda | 935399534 - Management | |||||||||||||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Class II Director: Mr. Joe Kiani | Management | For | For | For | |||||||||||||
2. | To ratify the selection of Grant Thornton as the Company's independent registered public accounting firm for fiscal year ended January 1, 2022. | Management | For | For | For | |||||||||||||
3. | To provide an advisory vote to approve the compensation of our named executive officers. | Management | Against | For | Against | |||||||||||||
ALPHABET INC. | ||||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | |||||||||||||||
ISIN | US02079K3059 | Agenda | 935406264 - Management | |||||||||||||||
Record Date | 06-Apr-2021 | Holding Recon Date | 06-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Larry Page | Management | For | For | For | |||||||||||||
1B. | Election of Director: Sergey Brin | Management | For | For | For | |||||||||||||
1C. | Election of Director: Sundar Pichai | Management | For | For | For | |||||||||||||
1D. | Election of Director: John L. Hennessy | Management | For | For | For | |||||||||||||
1E. | Election of Director: Frances H. Arnold | Management | For | For | For | |||||||||||||
1F. | Election of Director: L. John Doerr | Management | For | For | For | |||||||||||||
1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For | |||||||||||||
1H. | Election of Director: Ann Mather | Management | For | For | For | |||||||||||||
1I. | Election of Director: Alan R. Mulally | Management | For | For | For | |||||||||||||
1J. | Election of Director: K. Ram Shriram | Management | For | For | For | |||||||||||||
1K. | Election of Director: Robin L. Washington | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
3. | Approval of Alphabet's 2021 Stock Plan. | Management | For | For | For | |||||||||||||
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||||||
6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||||||
7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||||||
8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||||||
10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||||||
11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||||||
NETFLIX, INC. | ||||||||||||||||||
Security | 64110L106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | NFLX | Meeting Date | 03-Jun-2021 | |||||||||||||||
ISIN | US64110L1061 | Agenda | 935406252 - Management | |||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Class I Director to hold office until the 2024 Annual Meeting: Richard N. Barton | Management | For | For | For | |||||||||||||
1B. | Election of Class I Director to hold office until the 2024 Annual Meeting: Rodolphe Belmer | Management | For | For | For | |||||||||||||
1C. | Election of Class I Director to hold office until the 2024 Annual Meeting: Bradford L. Smith | Management | For | For | For | |||||||||||||
1D. | Election of Class I Director to hold office until the 2024 Annual Meeting: Anne M. Sweeney | Management | For | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | |||||||||||||
3. | Advisory approval of the Company's executive officer compensation. | Management | Against | For | Against | |||||||||||||
4. | Stockholder proposal entitled, "Proposal 4 - Political Disclosures," if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||||||
5. | Stockholder proposal entitled, "Proposal 5 - Simple Majority Vote," if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
6. | Stockholder proposal entitled, "Stockholder Proposal to Improve the Executive Compensation Philosophy," if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||||||
BOOKING HOLDINGS INC. | ||||||||||||||||||
Security | 09857L108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BKNG | Meeting Date | 03-Jun-2021 | |||||||||||||||
ISIN | US09857L1089 | Agenda | 935408434 - Management | |||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Timothy M. Armstrong | For | For | For | ||||||||||||||
2 | Glenn D. Fogel | For | For | For | ||||||||||||||
3 | Mirian M. Graddick-Weir | For | For | For | ||||||||||||||
4 | Wei Hopeman | For | For | For | ||||||||||||||
5 | Robert J. Mylod, Jr. | For | For | For | ||||||||||||||
6 | Charles H. Noski | For | For | For | ||||||||||||||
7 | Nicholas J. Read | For | For | For | ||||||||||||||
8 | Thomas E. Rothman | For | For | For | ||||||||||||||
9 | Bob van Dijk | For | For | For | ||||||||||||||
10 | Lynn M. Vojvodich | For | For | For | ||||||||||||||
11 | Vanessa A. Wittman | For | For | For | ||||||||||||||
2. | Advisory vote to approve 2020 executive compensation. | Management | For | For | For | |||||||||||||
3. | Management proposal to amend the Company's 1999 Omnibus Plan. | Management | For | For | For | |||||||||||||
4. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
5. | Management proposal to amend the Company's Certificate of Incorporation to allow stockholders the right to act by written consent. | Management | Abstain | For | Against | |||||||||||||
6. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | For | Against | Against | |||||||||||||
7. | Stockholder proposal requesting the Company issue a climate transition report. | Shareholder | For | Against | Against | |||||||||||||
8. | Stockholder proposal requesting the Company hold an annual advisory stockholder vote on the Company's climate policies and strategies. | Shareholder | Against | Against | For | |||||||||||||
MASTERCARD INCORPORATED | ||||||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MA | Meeting Date | 22-Jun-2021 | |||||||||||||||
ISIN | US57636Q1040 | Agenda | 935420644 - Management | |||||||||||||||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Ajay Banga | Management | For | For | For | |||||||||||||
1B. | Election of Director: Merit E. Janow | Management | For | For | For | |||||||||||||
1C. | Election of Director: Richard K. Davis | Management | For | For | For | |||||||||||||
1D. | Election of Director: Steven J. Freiberg | Management | For | For | For | |||||||||||||
1E. | Election of Director: Julius Genachowski | Management | For | For | For | |||||||||||||
1F. | Election of Director: Choon Phong Goh | Management | For | For | For | |||||||||||||
1G. | Election of Director: Oki Matsumoto | Management | For | For | For | |||||||||||||
1H. | Election of Director: Michael Miebach | Management | For | For | For | |||||||||||||
1I. | Election of Director: Youngme Moon | Management | For | For | For | |||||||||||||
1J. | Election of Director: Rima Qureshi | Management | For | For | For | |||||||||||||
1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | For | |||||||||||||
1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For | |||||||||||||
1M. | Election of Director: Jackson Tai | Management | For | For | For | |||||||||||||
1N. | Election of Director: Lance Uggla | Management | For | For | For | |||||||||||||
2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | For | |||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | For | For | |||||||||||||
4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | For | For | |||||||||||||
5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | For | For | For | |||||||||||||
6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Management | For | For | For |
Account Name: CHRISTOPHER WEIL & COMPANY CORE INVESTMENT FUND
Custodian Name: U.S. BANK, N.A.
RESTORBIO, INC. | ||||||||||||||||||
Security | 76133L103 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | TORC | Meeting Date | 15-Sep-2020 | |||||||||||||||
ISIN | US76133L1035 | Agenda | 935264325 - Management | |||||||||||||||
Record Date | 13-Aug-2020 | Holding Recon Date | 13-Aug-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Sep-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | To approve the issuance of resTORbio common stock pursuant to Agreement and Plan of Merger, dated as of April 28, 2020, by and among resTORbio, Inc., a Delaware corporation (referred to as "resTORbio"), Project Oasis Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of resTORbio, (referred to as "merger sub") and Adicet Bio, Inc., a Delaware corporation (referred to as "Adicet") (referred to as the "merger agreement"), which approval is necessary to complete the merger of merger (referred to as "Proposal No. 1"). | Management | For | For | For | |||||||||||||
2. | To approve an amendment to resTORbio's third amended and restated certificate of incorporation to effect a reverse stock split of resTORbio common stock (referred to as the "reverse stock split") (referred to as "Proposal No. 2"). | Management | For | For | For | |||||||||||||
3. | To approve an amendment of the resTORbio 2018 Stock Option and Incentive Plan (referred to as the "resTORbio 2018 Plan") to increase the total number of shares of resTORbio common stock currently available for issuance under the resTORbio 2018 Plan by 14,855,157 shares, prior to giving effect to the reverse stock split (referred to as "Proposal No. 3"). | Management | For | For | For | |||||||||||||
4. | To approve an adjournment or postponement of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of Proposal No. 1, Proposal No. 2 and/or Proposal No. 3 (referred to as "Proposal No. 4"). | Management | For | For | For | |||||||||||||
HOULIHAN LOKEY, INC. | ||||||||||||||||||
Security | 441593100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HLI | Meeting Date | 24-Sep-2020 | |||||||||||||||
ISIN | US4415931009 | Agenda | 935256443 - Management | |||||||||||||||
Record Date | 28-Jul-2020 | Holding Recon Date | 28-Jul-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Sep-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Irwin N. Gold | For | For | For | ||||||||||||||
2 | Gillian B. Zucker | For | For | For | ||||||||||||||
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | For | |||||||||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | For | |||||||||||||
AKOUSTIS TECHNOLOGIES, INC. | ||||||||||||||||||
Security | 00973N102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AKTS | Meeting Date | 29-Oct-2020 | |||||||||||||||
ISIN | US00973N1028 | Agenda | 935271724 - Management | |||||||||||||||
Record Date | 03-Sep-2020 | Holding Recon Date | 03-Sep-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Oct-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Steven P. DenBaars | For | For | For | ||||||||||||||
2 | Arthur E. Geiss | For | For | For | ||||||||||||||
3 | J. Michael McGuire | For | For | For | ||||||||||||||
4 | Jeffrey K. McMahon | For | For | For | ||||||||||||||
5 | Jerry D. Neal | For | For | For | ||||||||||||||
6 | Suzanne B. Rudy | For | For | For | ||||||||||||||
7 | Jeffrey B. Shealy | For | For | For | ||||||||||||||
2. | Proposal to approve, on a non-binding, advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | For | |||||||||||||
3. | Proposal to ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | For | |||||||||||||
RA MEDICAL SYSTEMS INC | ||||||||||||||||||
Security | 74933X104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | RMED | Meeting Date | 10-Nov-2020 | |||||||||||||||
ISIN | US74933X1046 | Agenda | 935269200 - Management | |||||||||||||||
Record Date | 24-Aug-2020 | Holding Recon Date | 24-Aug-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Nov-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Martin Colombatto | For | For | For | ||||||||||||||
2 | Joan Stafslien | For | For | For | ||||||||||||||
2. | Approve an amendment to our 2018 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder by 9,000,000 shares. | Management | For | For | For | |||||||||||||
3. | Approve the amendment to our Amended and Restated Certificate of Incorporation to effect a reverse stock split of our outstanding shares of common stock at a stock split ratio of between 1-for- 25 and 1- for-75, inclusive, which ratio will be selected at the sole discretion of our Board of Directors at any whole number in the above range. | Management | For | For | For | |||||||||||||
4. | To ratify the appointment of Deloitte and Touche LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | Management | For | For | For | |||||||||||||
THE HAIN CELESTIAL GROUP, INC. | ||||||||||||||||||
Security | 405217100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HAIN | Meeting Date | 24-Nov-2020 | |||||||||||||||
ISIN | US4052171000 | Agenda | 935283630 - Management | |||||||||||||||
Record Date | 28-Sep-2020 | Holding Recon Date | 28-Sep-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Nov-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Richard A. Beck | Management | For | For | For | |||||||||||||
1b. | Election of Director: Celeste A. Clark | Management | For | For | For | |||||||||||||
1c. | Election of Director: Dean Hollis | Management | For | For | For | |||||||||||||
1d. | Election of Director: Shervin J. Korangy | Management | For | For | For | |||||||||||||
1e. | Election of Director: Mark L. Schiller | Management | For | For | For | |||||||||||||
1f. | Election of Director: Michael B. Sims | Management | For | For | For | |||||||||||||
1g. | Election of Director: Glenn W. Welling | Management | For | For | For | |||||||||||||
1h. | Election of Director: Dawn M. Zier | Management | For | For | For | |||||||||||||
2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | For | |||||||||||||
3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2021. | Management | For | For | For | |||||||||||||
KENSINGTON CAPITAL ACQUISITION CORP | ||||||||||||||||||
Security | 490073103 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | KCAC | Meeting Date | 25-Nov-2020 | |||||||||||||||
ISIN | US4900731039 | Agenda | 935301301 - Management | |||||||||||||||
Record Date | 27-Oct-2020 | Holding Recon Date | 27-Oct-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Nov-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | The Business Combination Proposal - To approve and adopt the Business Combination Agreement, ("Business Combination Agreement"). | Management | For | For | For | |||||||||||||
2. | The Authorized Share Charter Proposal - To amend amended and restated certificate of incorporation to (i) increase the number of authorized shares of New QuantumScape Class A Common Stock, (ii) increase the number of authorized shares of New QuantumScape Class B Common Stock, (iii) increase the number of authorized shares of New QuantumScape Preferred Stock (the "Authorized Share Charter Proposal"). | Management | For | For | For | |||||||||||||
3. | The Director Declassification Charter Proposal - To approve a proposal to amend Kensington's amended and restated certificate of incorporation to declassify Kensington's board of directors (the "Director Declassification Charter Proposal"). The Director Declassification Charter Proposal is conditioned on the approval of the Business Combination Proposal and the NYSE Proposal. | Management | For | For | For | |||||||||||||
4. | The Dual Class Charter Proposal - To approve a proposal to amend Kensington's amended and restated certificate of incorporation to implement a dual class stock structure comprised of New QuantumScape Class A Common Stock, which will carry one vote per share, and New QuantumScape Class B Common Stock, which will carry 10 votes per share (the "Dual Class Charter Proposal"). The Dual Class Charter Proposal is conditioned on the approval of the Business Combination Proposal and the NYSE Proposal. | Management | For | For | For | |||||||||||||
5. | The Additional Charter Proposal- To (i) amend amended and restated certificate of incorporation to eliminate provisions in the amended and restated certificate of incorporation relating to the Business Combination that will no longer be applicable following the closing of the Business Combination ("Closing"), (ii) change New QuantumScape's name to "QuantumScape Corporation," (iii) make certain other changes that board deems appropriate for a public operating company. | Management | For | For | For | |||||||||||||
6. | DIRECTOR | Management | ||||||||||||||||
1 | Jagdeep Singh | For | For | For | ||||||||||||||
2 | Justin Mirro | For | For | For | ||||||||||||||
3 | Frank Blome | For | For | For | ||||||||||||||
4 | Brad Buss | For | For | For | ||||||||||||||
5 | John Doerr | For | For | For | ||||||||||||||
6 | Prof Dr. Jürgen Leohold | For | For | For | ||||||||||||||
7 | Prof. Fritz Prinz | For | For | For | ||||||||||||||
8 | Dipender Saluja | For | For | For | ||||||||||||||
9 | J.B. Straubel | For | For | For | ||||||||||||||
7. | The Equity Incentive Plan Proposal - To approve and adopt the equity incentive award plan established to be effective upon the Closing (the "Equity Incentive Plan Proposal"). The Equity Incentive Plan Proposal is conditioned on the approval of the Business Combination Proposal. | Management | For | For | For | |||||||||||||
8. | The NYSE Proposal - To approve, (i) the issuance of New QuantumScape Common Stock to QuantumScape stockholders in the Merger pursuant to the Business Combination Agreement, and (ii) the issuance of New QuantumScape Class A Common Stock in a private placement to certain investors in connection with the Business Combination (the "NYSE Proposal"). | Management | For | For | For | |||||||||||||
9. | The Employee Stock Purchase Plan Proposal - To approve and adopt the employee stock purchase plan established to be effective upon the Closing (the "Employee Stock Purchase Plan Proposal"). The Employee Stock Purchase Plan Proposal is conditioned on the approval of the Business Combination Proposal. | Management | For | For | For | |||||||||||||
10. | The Adjournment Proposal - To adjourn the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the above Proposals. | Management | For | For | For | |||||||||||||
STRATASYS LTD | ||||||||||||||||||
Security | M85548101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SSYS | Meeting Date | 30-Nov-2020 | |||||||||||||||
ISIN | IL0011267213 | Agenda | 935289670 - Management | |||||||||||||||
Record Date | 21-Oct-2020 | Holding Recon Date | 21-Oct-2020 | |||||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 27-Nov-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election or re-election of Director: Dov Ofer | Management | For | For | For | |||||||||||||
1b. | Election or re-election of Director: Zeev Holtzman | Management | For | For | For | |||||||||||||
1c. | Election or re-election of Director: John J. McEleney | Management | For | For | For | |||||||||||||
1d. | Election or re-election of Director: Ziva Patir | Management | For | For | For | |||||||||||||
1e. | Election or re-election of Director: David Reis | Management | For | For | For | |||||||||||||
1f. | Election or re-election of Director: Michael Schoellhorn | Management | For | For | For | |||||||||||||
1g. | Election or re-election of Director: Yair Seroussi | Management | For | For | For | |||||||||||||
1h. | Election or re-election of Director: Adina Shorr | Management | For | For | For | |||||||||||||
2. | Approval of the continuation of the payment of the current annual compensation packages (consisting of annual cash fees for Board and committee service, annual option grants and per meeting cash fees) to the non-employee directors of the Company in respect of their directorship services on the Company's Board of Directors (the "Board"). | Management | For | For | For | |||||||||||||
3. | Approval of compensation for the Company's new Chairman of the Board, Dov Ofer. | Management | For | For | For | |||||||||||||
4. | Approval of an increase by 500,000 in the number of ordinary shares available for issuance under the Company's 2012 Omnibus Equity Incentive Plan. | Management | For | For | For | |||||||||||||
5. | Approval of amendment to Compensation Policy to amend D&O insurance coverage and premium/deductible parameters. | Management | For | For | For | |||||||||||||
5a. | The undersigned hereby confirms that he, she or it is not a "controlling shareholder" (under the Israeli Companies Law, as described in the Proxy Statement) and does not have a conflict of interest (referred to as a "personal interest" under the Israeli Companies Law, as described in the Proxy Statement) in the approval of Proposal 5 [MUST COMPLETE]. | Management | For | None | ||||||||||||||
6. | Reappointment of Kesselman & Kesselman, a member of PricewaterhouseCoopers International Limited, as the Company's independent auditors for the year ending December 31, 2020 and until the Company's next annual general meeting of shareholders, and authorization of the Board (upon recommendation of the audit committee of the Board) to fix their remuneration. | Management | For | For | For | |||||||||||||
PALO ALTO NETWORKS, INC. | ||||||||||||||||||
Security | 697435105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PANW | Meeting Date | 09-Dec-2020 | |||||||||||||||
ISIN | US6974351057 | Agenda | 935287501 - Management | |||||||||||||||
Record Date | 13-Oct-2020 | Holding Recon Date | 13-Oct-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Dec-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Class III Director: Nikesh Arora | Management | For | For | For | |||||||||||||
1b. | Election of Class III Director: Carl Eschenbach | Management | For | For | For | |||||||||||||
1c. | Election of Class III Director: Lorraine Twohill | Management | For | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2021. | Management | For | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||||||||||
UBIQUITI INC. | ||||||||||||||||||
Security | 90353W103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | UI | Meeting Date | 10-Dec-2020 | |||||||||||||||
ISIN | US90353W1036 | Agenda | 935293895 - Management | |||||||||||||||
Record Date | 19-Oct-2020 | Holding Recon Date | 19-Oct-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Dec-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Class III Director: Robert J. Pera | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as Ubiquiti's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | For | |||||||||||||
3. | The approval of Ubiquiti's named executive officer compensation, on an advisory and non-binding basis. | Management | For | For | For | |||||||||||||
4. | The approval of the Ubiquiti Inc. 2020 Omnibus Incentive Plan. | Management | For | For | For | |||||||||||||
K12 INC. | ||||||||||||||||||
Security | 48273U102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | LRN | Meeting Date | 15-Dec-2020 | |||||||||||||||
ISIN | US48273U1025 | Agenda | 935288933 - Management | |||||||||||||||
Record Date | 19-Oct-2020 | Holding Recon Date | 19-Oct-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Dec-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director to serve for a one-year term: Aida M. Alvarez | Management | For | For | For | |||||||||||||
1B. | Election of Director to serve for a one-year term: Craig R. Barrett | Management | For | For | For | |||||||||||||
1C. | Election of Director to serve for a one-year term: Guillermo Bron | Management | For | For | For | |||||||||||||
1D. | Election of Director to serve for a one-year term: Robert L. Cohen | Management | For | For | For | |||||||||||||
1E. | Election of Director to serve for a one-year term: Nathaniel A. Davis | Management | For | For | For | |||||||||||||
1F. | Election of Director to serve for a one-year term: John M. Engler | Management | For | For | For | |||||||||||||
1G. | Election of Director to serve for a one-year term: Steven B. Fink | Management | For | For | For | |||||||||||||
1H. | Election of Director to serve for a one-year term: Victoria D. Harker | Management | For | For | For | |||||||||||||
1I. | Election of Director to serve for a one-year term: Robert E. Knowling, Jr. | Management | For | For | For | |||||||||||||
1J. | Election of Director to serve for a one-year term: Liza McFadden | Management | For | For | For | |||||||||||||
2. | Approval, on a non-binding advisory basis, of the compensation of the named executive officers of the Company. | Management | For | For | For | |||||||||||||
3. | Ratification of the appointment of BDO USA, LLP, as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | For | |||||||||||||
MICRON TECHNOLOGY, INC. | ||||||||||||||||||
Security | 595112103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MU | Meeting Date | 14-Jan-2021 | |||||||||||||||
ISIN | US5951121038 | Agenda | 935308975 - Management | |||||||||||||||
Record Date | 18-Nov-2020 | Holding Recon Date | 18-Nov-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jan-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Richard M. Beyer | Management | For | For | For | |||||||||||||
1b. | Election of Director: Lynn A. Dugle | Management | For | For | For | |||||||||||||
1c. | Election of Director: Steven J. Gomo | Management | For | For | For | |||||||||||||
1d. | Election of Director: Mary Pat McCarthy | Management | For | For | For | |||||||||||||
1e. | Election of Director: Sanjay Mehrotra | Management | For | For | For | |||||||||||||
1f. | Election of Director: Robert E. Switz | Management | For | For | For | |||||||||||||
1g. | Election of Director: MaryAnn Wright | Management | For | For | For | |||||||||||||
2. | PROPOSAL BY THE COMPANY TO APPROVE A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | For | |||||||||||||
3. | PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN AND INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 35 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | For | |||||||||||||
4. | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 2, 2021. | Management | For | For | For | |||||||||||||
AMDOCS LIMITED | ||||||||||||||||||
Security | G02602103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DOX | Meeting Date | 29-Jan-2021 | |||||||||||||||
ISIN | GB0022569080 | Agenda | 935319409 - Management | |||||||||||||||
Record Date | 03-Dec-2020 | Holding Recon Date | 03-Dec-2020 | |||||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 28-Jan-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Robert A. Minicucci | Management | For | For | For | |||||||||||||
1B. | Election of Director: Adrian Gardner | Management | For | For | For | |||||||||||||
1C. | Election of Director: James S. Kahan | Management | For | For | For | |||||||||||||
1D. | Election of Director: Rafael de la Vega | Management | For | For | For | |||||||||||||
1E. | Election of Director: Giora Yaron | Management | For | For | For | |||||||||||||
1F. | Election of Director: Eli Gelman | Management | For | For | For | |||||||||||||
1G. | Election of Director: Richard T.C. LeFave | Management | For | For | For | |||||||||||||
1H. | Election of Director: John A. MacDonald | Management | For | For | For | |||||||||||||
1I. | Election of Director: Shuky Sheffer | Management | For | For | For | |||||||||||||
1J. | Election of Director: Yvette Kanouff | Management | For | For | For | |||||||||||||
2. | To approve an increase in the dividend rate under our quarterly cash dividend program from $0.3275 per share to $0.36 per share (Proposal II). | Management | For | For | For | |||||||||||||
3. | To approve our Consolidated Financial Statements for the fiscal year ended September 30, 2020 (Proposal III). | Management | For | For | For | |||||||||||||
4. | To ratify and approve the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2021, and until the next annual general meeting, and authorize the Audit Committee of the Board of Directors to fix the remuneration of such independent registered public accounting firm in accordance with the nature and extent of its services (Proposal IV). | Management | For | For | For | |||||||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ROK | Meeting Date | 02-Feb-2021 | |||||||||||||||
ISIN | US7739031091 | Agenda | 935318534 - Management | |||||||||||||||
Record Date | 07-Dec-2020 | Holding Recon Date | 07-Dec-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Feb-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
A. | DIRECTOR | Management | ||||||||||||||||
1 | William P. Gipson | For | For | For | ||||||||||||||
2 | J. Phillip Holloman | For | For | For | ||||||||||||||
3 | Steven R. Kalmanson | For | For | For | ||||||||||||||
4 | Lawrence D. Kingsley | For | For | For | ||||||||||||||
5 | Lisa A. Payne | For | For | For | ||||||||||||||
B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | For | |||||||||||||
C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Management | For | For | For | |||||||||||||
LONGVIEW ACQUISITION CORP. | ||||||||||||||||||
Security | 543195101 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | LGVW | Meeting Date | 12-Feb-2021 | |||||||||||||||
ISIN | US5431951012 | Agenda | 935330275 - Management | |||||||||||||||
Record Date | 15-Jan-2021 | Holding Recon Date | 15-Jan-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Feb-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | The Business Combination Proposal - to approve the Business Combination Agreement, dated as of November 19, 2020 (as may be amended, the "Business Combination Agreement"), by and among Longview Acquisition Corp. ("Longview"), Clay Merger Sub, Inc., a wholly-owned subsidiary of Longview, and Butterfly Network, Inc. ("Butterfly"), and the transactions contemplated thereby, pursuant to which Clay Merger Sub, Inc. will merge with and into Butterfly (the "Merger"), with Butterfly surviving the Merger as a wholly owned subsidiary of Longview. | Management | For | For | For | |||||||||||||
2. | The Charter Amendment Proposal, including the Advisory Charter Amendment Proposals - to approve, assuming Proposal 1 is approved, the proposed amended and restated certificate of incorporation (the "Proposed Charter") to replace Longview's current amended and restated certificate of incorporation, dated May 20, 2020 (the "Current Charter") and to be in effect as of the effective time of the Merger; and to approve, on a non- binding advisory basis, the following material differences between the Proposed Charter and Current Charter. | Management | For | For | For | |||||||||||||
2A. | The Proposed Charter will authorize the issuance of (i) 600,000,000 shares of New Butterfly Class A common stock, (ii) 27,000,000 shares of New Butterfly Class B common stock, and (iii) 1,000,000 shares of preferred stock, as opposed to the Current Charter, which authorizes the issuance of (a) 220,000,000 shares of common stock, including 200,000,000 shares of Longview Class A common stock and 20,000,000 shares of Longview Class B common stock, and (b) 1,000,000 shares of Longview preferred stock. | Management | For | For | For | |||||||||||||
2B. | Under the Proposed Charter, holders of New Butterfly Class A common stock will be entitled to cast one vote per share and holders of New Butterfly Class B common stock will be entitled to cast 20 votes per share, as opposed to the Current Charter, which provides that each share of Longview Class A common stock and Longview Class B common stock is entitled to one vote per share on each matter properly submitted to Longview's stockholders entitled to vote. | Management | For | For | For | |||||||||||||
2C. | Under the Proposed Charter, any action required or permitted to be taken by the stockholders of New Butterfly may be taken by written consent until the time the issued and outstanding shares of New Butterfly Class B common stock represent less than 50% of the voting power of the then outstanding shares of capital stock of New Butterfly that would be entitled to vote for the election of directors, as opposed to the Bylaws of Longview, which permit holders of Longview capital stock to take stockholder action by written consent. | Management | For | For | For | |||||||||||||
2D. | Amendments to the Proposed Charter relating to stockholders' rights will require the affirmative vote of (i) so long as any shares of Class A or Class B common stock are outstanding, at least a majority or two- thirds of the outstanding shares of such class, respectively, voting separately; and (ii) a majority of the voting power of the then-outstanding capital stock entitled to vote in the election of directors, as opposed to the Current Charter, which requires any such amendment be approved in accordance with Delaware law. | Management | For | For | For | |||||||||||||
2E. | The proposed Bylaws may be amended by (i) the majority vote of the Board at any meeting at which a quorum is present or (ii) depending on whether the voting power of the outstanding Class B common stock is more or less than 50% of the total voting power, the vote of a majority or 2/3, respectively, of the holders of capital stock entitled to vote, as opposed to the current Bylaws, which may be amended by a majority of the Board or the holders of a majority of the outstanding shares entitled to vote generally in the election of directors. | Management | For | For | For | |||||||||||||
2F. | The Proposed Charter provides that the number of directors will be fixed and may be modified solely by the Board, but cannot exceed a certain threshold without the affirmative vote of the holders of, depending on whether the voting power of the | Management | For | For | For | |||||||||||||
outstanding Class B common stock is more or less than 50% of the total voting power, the vote of a majority or 2/3, respectively, of the holders of capital stock entitled to vote, as opposed to the Current Charter, which provides that the number of directors will be determined by the Board. | ||||||||||||||||||
3. | The NYSE Proposal - to approve, assuming Proposals 1 and 2 are approved, the issuance of up to 7,500,000 shares of Class A common stock pursuant to the Forward Purchase; 17,500,000 shares of Class A common stock to the Pipe Investors pursuant to the Subscription Agreements, plus any additional shares pursuant to Subscription Agreements entered into prior to Closing; and 118,401,695 shares of capital stock to existing Butterfly stockholders per the Business Combination Agreement, assuming a January 31, 2021 closing date. | Management | For | For | For | |||||||||||||
4A. | Election of Director: Jonathan M. Rothberg, Ph.D. | Management | For | For | For | |||||||||||||
4B. | Election of Director: Larry Robbins | Management | For | For | For | |||||||||||||
4C. | Election of Director: Todd M. Fruchterman, M.D., Ph.D. | Management | For | For | For | |||||||||||||
4D. | Election of Director: Dawn Carfora | Management | For | For | For | |||||||||||||
4E. | Election of Director: John Hammergren | Management | For | For | For | |||||||||||||
4F. | Election of Director: Gianluca Pettiti | Management | For | For | For | |||||||||||||
4G. | Election of Director: S. Louise Phanstiel | Management | For | For | For | |||||||||||||
5. | The Equity Incentive Plan Proposal - to approve, assuming Proposals 1, 2 and 3 are approved and adopted, the 2020 Equity Incentive Plan (the "Plan"), including the authorization of the initial share reserve under the Plan, including with respect to the number of shares that may be issued pursuant to the exercise of incentive stock options granted. | Management | For | For | For | |||||||||||||
6. | The Adjournment Proposal - to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, any of Proposals 1, 2, 3 or 5 would not be duly approved and adopted by the stockholders or we determine that one or more of the closing conditions under the Business Combination Agreement is not satisfied or waived. | Management | For | For | For | |||||||||||||
DEERE & COMPANY | ||||||||||||||||||
Security | 244199105 | �� | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DE | Meeting Date | 24-Feb-2021 | |||||||||||||||
ISIN | US2441991054 | Agenda | 935323143 - Management | |||||||||||||||
Record Date | 31-Dec-2020 | Holding Recon Date | 31-Dec-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Feb-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Tamra A. Erwin | Management | For | For | For | |||||||||||||
1B. | Election of Director: Alan C. Heuberger | Management | For | For | For | |||||||||||||
1C. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | For | |||||||||||||
1D. | Election of Director: Dipak C. Jain | Management | For | For | For | |||||||||||||
1E. | Election of Director: Michael O. Johanns | Management | For | For | For | |||||||||||||
1F. | Election of Director: Clayton M. Jones | Management | For | For | For | |||||||||||||
1G. | Election of Director: John C. May | Management | For | For | For | |||||||||||||
1H. | Election of Director: Gregory R. Page | Management | For | For | For | |||||||||||||
1I. | Election of Director: Sherry M. Smith | Management | For | For | For | |||||||||||||
1J. | Election of Director: Dmitri L. Stockton | Management | For | For | For | |||||||||||||
1K. | Election of Director: Sheila G. Talton | Management | For | For | For | |||||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | For | |||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2021. | Management | For | For | For | |||||||||||||
CLEARFIELD, INC. | ||||||||||||||||||
Security | 18482P103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CLFD | Meeting Date | 25-Feb-2021 | |||||||||||||||
ISIN | US18482P1030 | Agenda | 935322482 - Management | |||||||||||||||
Record Date | 29-Dec-2020 | Holding Recon Date | 29-Dec-2020 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Feb-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Cheryl Beranek | For | For | For | ||||||||||||||
2 | Ronald G. Roth | For | For | For | ||||||||||||||
3 | Patrick Goepel | For | For | For | ||||||||||||||
4 | Roger Harding | For | For | For | ||||||||||||||
5 | Charles N. Hayssen | For | For | For | ||||||||||||||
6 | Donald R. Hayward | For | For | For | ||||||||||||||
2. | Approve, on a non-binding advisory basis, the compensation paid to named executive officers. | Management | For | For | For | |||||||||||||
3. | Ratify the appointment of Baker Tilly US, LLP as the independent registered public accounting firm for Clearfield, Inc. for the fiscal year ending September 30, 2021. | Management | For | For | For | |||||||||||||
BAIDU, INC. | ||||||||||||||||||
Security | 056752108 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | BIDU | Meeting Date | 01-Mar-2021 | |||||||||||||||
ISIN | US0567521085 | Agenda | 935333168 - Management | |||||||||||||||
Record Date | 28-Jan-2021 | Holding Recon Date | 28-Jan-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Feb-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | Change of Authorised Share Capital by One-to-Eighty Subdivision of Shares: By an Ordinary Resolution that each share classified as Class A ordinary shares, Class B ordinary shares and preferred shares of a par value of US$0.00005 each in the share capital of the Company (including authorised issued and unissued class A ordinary shares, class B ordinary shares and preferred shares) be sub-divided into 80 shares of a par value of US$0.000000625 each (the "Subdivision"), such that, following ...(due to space limits, see proxy material for full proposal). | Management | For | None | ||||||||||||||
THE WALT DISNEY COMPANY | ||||||||||||||||||
Security | 254687106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DIS | Meeting Date | 09-Mar-2021 | |||||||||||||||
ISIN | US2546871060 | Agenda | 935328206 - Management | |||||||||||||||
Record Date | 11-Jan-2021 | Holding Recon Date | 11-Jan-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Mar-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Susan E. Arnold | Management | For | For | For | |||||||||||||
1B. | Election of Director: Mary T. Barra | Management | For | For | For | |||||||||||||
1C. | Election of Director: Safra A. Catz | Management | For | For | For | |||||||||||||
1D. | Election of Director: Robert A. Chapek | Management | For | For | For | |||||||||||||
1E. | Election of Director: Francis A. deSouza | Management | For | For | For | |||||||||||||
1F. | Election of Director: Michael B.G. Froman | Management | For | For | For | |||||||||||||
1G. | Election of Director: Robert A. Iger | Management | For | For | For | |||||||||||||
1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | For | |||||||||||||
1I. | Election of Director: Mark G. Parker | Management | For | For | For | |||||||||||||
1J. | Election of Director: Derica W. Rice | Management | For | For | For | |||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | For | For | For | |||||||||||||
3. | To approve the advisory resolution on executive compensation. | Management | For | For | For | |||||||||||||
4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | For | Against | Against | |||||||||||||
5. | Shareholder proposal requesting non- management employees on director nominee candidate lists. | Shareholder | For | Against | Against | |||||||||||||
SONOS, INC. | ||||||||||||||||||
Security | 83570H108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SONO | Meeting Date | 11-Mar-2021 | |||||||||||||||
ISIN | US83570H1086 | Agenda | 935328220 - Management | |||||||||||||||
Record Date | 12-Jan-2021 | Holding Recon Date | 12-Jan-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Mar-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Patrick Spence | For | For | For | ||||||||||||||
2 | Deirdre Findlay | For | For | For | ||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Sonos' independent registered accounting firm for the fiscal year ending October 2, 2021. | Management | For | For | For | |||||||||||||
3. | Advisory approval of the named executive officer compensation (the say-on-pay vote). | Management | For | For | For | |||||||||||||
GENCOR INDUSTRIES, INC. | ||||||||||||||||||
Security | 368678108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GENC | Meeting Date | 11-Mar-2021 | |||||||||||||||
ISIN | US3686781085 | Agenda | 935335061 - Management | |||||||||||||||
Record Date | 08-Feb-2021 | Holding Recon Date | 08-Feb-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Mar-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Gen. John G. Coburn | For | For | For | ||||||||||||||
2. | Ratification of the independent registered public accounting firm of MSL, P.A. | Management | For | For | For | |||||||||||||
JUMIA TECHNOLOGIES AG | ||||||||||||||||||
Security | 48138M105 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | JMIA | Meeting Date | 11-Mar-2021 | |||||||||||||||
ISIN | US48138M1053 | Agenda | 935339641 - Management | |||||||||||||||
Record Date | 18-Feb-2021 | Holding Recon Date | 18-Feb-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Mar-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | Resolution on cancelling the existing Authorized Capital 2020/I and creating an Authorized Capital 2021/I with the possibility to exclude subscription rights, as well as on the associated amendment to the Articles of Association. | Management | For | For | For | |||||||||||||
2. | Resolution on cancelling the existing authorization and granting a new authorization to issue convertible bonds, options, profit rights and/or profit bonds (or combinations of these instruments) with the possibility of excluding subscription rights, on cancelling the existing Conditional Capital 2020/II and creating a new Conditional Capital 2021/I, as well as on the corresponding amendments to the Articles of Association. | Management | For | For | For | |||||||||||||
MAXIMUS, INC. | ||||||||||||||||||
Security | 577933104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MMS | Meeting Date | 16-Mar-2021 | |||||||||||||||
ISIN | US5779331041 | Agenda | 935330035 - Management | |||||||||||||||
Record Date | 15-Jan-2021 | Holding Recon Date | 15-Jan-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Mar-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Class I Director: John J. Haley | Management | For | For | For | |||||||||||||
1B. | Election of Class II Director: Jan D. Madsen | Management | For | For | For | |||||||||||||
1C. | Election of Class III Director: Bruce L. Caswell | Management | For | For | For | |||||||||||||
1D. | Election of Class III Director: Richard A. Montoni | Management | For | For | For | |||||||||||||
1E. | Election of Class III Director: Raymond B. Ruddy | Management | For | For | For | |||||||||||||
2. | The approval of 2021 Omnibus Incentive Plan. | Management | For | For | For | |||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent public accountants for our 2021 fiscal year. | Management | For | For | For | |||||||||||||
4. | Advisory vote to approve the compensation of the Named Executive Officers. | Management | For | For | For | |||||||||||||
5. | A shareholder proposal pertaining to the disclosure by the Company of certain lobbying expenditures and activities. | Shareholder | For | Against | Against | |||||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BAC | Meeting Date | 20-Apr-2021 | |||||||||||||||
ISIN | US0605051046 | Agenda | 935345670 - Management | |||||||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Sharon L. Allen | Management | For | For | For | |||||||||||||
1B. | Election of Director: Susan S. Bies | Management | For | For | For | |||||||||||||
1C. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | For | |||||||||||||
1D. | Election of Director: Pierre J.P. de Weck | Management | For | For | For | |||||||||||||
1E. | Election of Director: Arnold W. Donald | Management | For | For | For | |||||||||||||
1F. | Election of Director: Linda P. Hudson | Management | For | For | For | |||||||||||||
1G. | Election of Director: Monica C. Lozano | Management | For | For | For | |||||||||||||
1H. | Election of Director: Thomas J. May | Management | For | For | For | |||||||||||||
1I. | Election of Director: Brian T. Moynihan | Management | For | For | For | |||||||||||||
1J. | Election of Director: Lionel L. Nowell III | Management | For | For | For | |||||||||||||
1K. | Election of Director: Denise L. Ramos | Management | For | For | For | |||||||||||||
1L. | Election of Director: Clayton S. Rose | Management | For | For | For | |||||||||||||
1M. | Election of Director: Michael D. White | Management | For | For | For | |||||||||||||
1N. | Election of Director: Thomas D. Woods | Management | For | For | For | |||||||||||||
1O. | Election of Director: R. David Yost | Management | For | For | For | |||||||||||||
1P. | Election of Director: Maria T. Zuber | Management | For | For | For | |||||||||||||
2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | For | For | For | |||||||||||||
3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | For | For | For | |||||||||||||
4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | For | For | For | |||||||||||||
5. | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | For | Against | Against | |||||||||||||
6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | For | Against | Against | |||||||||||||
7. | Shareholder proposal requesting a change in organizational form. | Shareholder | For | Against | Against | |||||||||||||
8. | Shareholder proposal requesting a racial equity audit. | Shareholder | For | Against | Against | |||||||||||||
International Business Machines Corporation | ||||||||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | IBM | Meeting Date | 27-Apr-2021 | |||||||||||||||
ISIN | US4592001014 | Agenda | 935346949 - Management | |||||||||||||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director for one year term: Thomas Buberl | Management | For | For | For | |||||||||||||
1B. | Election of Director for one year term: Michael L. Eskew | Management | For | For | For | |||||||||||||
1C. | Election of Director for one year term: David N. Farr | Management | For | For | For | |||||||||||||
1D. | Election of Director for one year term: Alex Gorsky | Management | For | For | For | |||||||||||||
1E. | Election of Director for one year term: Michelle J. Howard | Management | For | For | For | |||||||||||||
1F. | Election of Director for one year term: Arvind Krishna | Management | For | For | For | |||||||||||||
1G. | Election of Director for one year term: Andrew N. Liveris | Management | For | For | For | |||||||||||||
1H. | Election of Director for one year term: F. William McNabb III | Management | For | For | For | |||||||||||||
1I. | Election of Director for one year term: Martha E. Pollack | Management | For | For | For | |||||||||||||
1J. | Election of Director for one year term: Joseph R. Swedish | Management | For | For | For | |||||||||||||
1K. | Election of Director for one year term: Peter R. Voser | Management | For | For | For | |||||||||||||
1L. | Election of Director for one year term: Frederick H. Waddell | Management | For | For | For | |||||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | For | |||||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | For | |||||||||||||
4. | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | For | Against | Against | |||||||||||||
5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | For | Against | Against | |||||||||||||
6. | Stockholder Proposal Requesting the Company Publish Annually a Report Assessing its Diversity, Equity and Inclusion Efforts. | Shareholder | For | For | For | |||||||||||||
VALMONT INDUSTRIES, INC. | ||||||||||||||||||
Security | 920253101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VMI | Meeting Date | 27-Apr-2021 | |||||||||||||||
ISIN | US9202531011 | Agenda | 935351065 - Management | |||||||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Daniel P. Neary | For | For | For | ||||||||||||||
2 | Theo W. Freye | For | For | For | ||||||||||||||
3 | Stephen Kaniewski | For | For | For | ||||||||||||||
4 | Joan Robinson-Berry | For | For | For | ||||||||||||||
2. | Advisory approval of the company's executive compensation. | Management | For | For | For | |||||||||||||
3. | Ratifying the appointment of Deloitte & Touche LLP as independent auditors for fiscal 2021. | Management | For | For | For | |||||||||||||
W.W. GRAINGER, INC. | ||||||||||||||||||
Security | 384802104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GWW | Meeting Date | 28-Apr-2021 | |||||||||||||||
ISIN | US3848021040 | Agenda | 935352423 - Management | |||||||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Rodney C. Adkins | For | For | For | ||||||||||||||
2 | Brian P. Anderson | For | For | For | ||||||||||||||
3 | V. Ann Hailey | For | For | For | ||||||||||||||
4 | Katherine D. Jaspon | For | For | For | ||||||||||||||
5 | Stuart L. Levenick | For | For | For | ||||||||||||||
6 | D.G. Macpherson | For | For | For | ||||||||||||||
7 | Neil S. Novich | For | For | For | ||||||||||||||
8 | Beatriz R. Perez | For | For | For | ||||||||||||||
9 | Michael J. Roberts | For | For | For | ||||||||||||||
10 | E. Scott Santi | For | For | For | ||||||||||||||
11 | Susan Slavik Williams | For | For | For | ||||||||||||||
12 | Lucas E. Watson | For | For | For | ||||||||||||||
13 | Steven A. White | For | For | For | ||||||||||||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2021. | Management | For | For | For | |||||||||||||
3. | Say on Pay: To approve on a non-binding advisory basis the compensation of the Company's Named Executive Officers. | Management | For | For | For | |||||||||||||
CLEVELAND-CLIFFS INC. | ||||||||||||||||||
Security | 185899101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CLF | Meeting Date | 28-Apr-2021 | |||||||||||||||
ISIN | US1858991011 | Agenda | 935353778 - Management | |||||||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | L. Goncalves | For | For | For | ||||||||||||||
2 | D.C. Taylor | For | For | For | ||||||||||||||
3 | J.T. Baldwin | For | For | For | ||||||||||||||
4 | R.P. Fisher, Jr. | For | For | For | ||||||||||||||
5 | W.K. Gerber | For | For | For | ||||||||||||||
6 | S.M. Green | For | For | For | ||||||||||||||
7 | M.A. Harlan | For | For | For | ||||||||||||||
8 | R.S. Michael, III | For | For | For | ||||||||||||||
9 | J.L. Miller | For | For | For | ||||||||||||||
10 | E.M Rychel | For | For | For | ||||||||||||||
11 | G. Stoliar | For | For | For | ||||||||||||||
12 | A.M. Yocum | For | For | For | ||||||||||||||
2. | Approval of an amendment to Cleveland- Cliffs Inc.'s Fourth Amended Articles of Incorporation, as amended, to increase the number of authorized common shares. | Management | For | For | For | |||||||||||||
3. | Approval of the Cleveland-Cliffs Inc. 2021 Nonemployee Director's Compensation Plan. | Management | For | For | For | |||||||||||||
4. | Approval of the Cleveland-Cliffs Inc. 2021 Equity and Incentive Compensation Plan. | Management | For | For | For | |||||||||||||
5. | Approval, on an advisory basis, of our named executive officers' compensation. | Management | For | For | For | |||||||||||||
6. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cleveland- Cliffs Inc. to serve for the 2021 fiscal year. | Management | For | For | For | |||||||||||||
LIVENT CORPORATION | ||||||||||||||||||
Security | 53814L108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | LTHM | Meeting Date | 29-Apr-2021 | |||||||||||||||
ISIN | US53814L1089 | Agenda | 935349414 - Management | |||||||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Class III Director to the term expiring in 2024: Pierre Brondeau | Management | For | For | For | |||||||||||||
1B. | Election of Class III Director to the term expiring in 2024: G. Peter D'Aloia | Management | For | For | For | |||||||||||||
1C. | Election of Class III Director to the term expiring in 2024: Robert C. Pallash | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | For | |||||||||||||
3. | Advisory (non-binding) vote on named executive officer compensation. | Management | For | For | For | |||||||||||||
4. | Amendments to the Company's Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. | Management | For | For | For | |||||||||||||
5. | Amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. | Management | For | For | For | |||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||
Security | 084670702 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BRKB | Meeting Date | 01-May-2021 | |||||||||||||||
ISIN | US0846707026 | Agenda | 935351128 - Management | |||||||||||||||
Record Date | 03-Mar-2021 | Holding Recon Date | 03-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Warren E. Buffett | For | For | For | ||||||||||||||
2 | Charles T. Munger | For | For | For | ||||||||||||||
3 | Gregory E. Abel | For | For | For | ||||||||||||||
4 | Howard G. Buffett | For | For | For | ||||||||||||||
5 | Stephen B. Burke | For | For | For | ||||||||||||||
6 | Kenneth I. Chenault | For | For | For | ||||||||||||||
7 | Susan L. Decker | For | For | For | ||||||||||||||
8 | David S. Gottesman | For | For | For | ||||||||||||||
9 | Charlotte Guyman | For | For | For | ||||||||||||||
10 | Ajit Jain | For | For | For | ||||||||||||||
11 | Thomas S. Murphy | For | For | For | ||||||||||||||
12 | Ronald L. Olson | For | For | For | ||||||||||||||
13 | Walter Scott, Jr. | For | For | For | ||||||||||||||
14 | Meryl B. Witmer | For | For | For | ||||||||||||||
2. | Shareholder proposal regarding the reporting of climate-related risks and opportunities. | Shareholder | For | Against | Against | |||||||||||||
3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | For | Against | Against | |||||||||||||
PREFORMED LINE PRODUCTS COMPANY | ||||||||||||||||||
Security | 740444104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PLPC | Meeting Date | 04-May-2021 | |||||||||||||||
ISIN | US7404441047 | Agenda | 935369149 - Management | |||||||||||||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Mr. Robert G. Ruhlman | For | For | For | ||||||||||||||
2 | Ms. Maegan A. R. Cross | For | For | For | ||||||||||||||
3 | Mr. Matthew D. Frymier | For | For | For | ||||||||||||||
4 | Mr. Richard R Gascoigne | For | For | For | ||||||||||||||
2. | Approval of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | |||||||||||||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||||||||
Security | 459506101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | IFF | Meeting Date | 05-May-2021 | |||||||||||||||
ISIN | US4595061015 | Agenda | 935364721 - Management | |||||||||||||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kathryn J. Boor | Management | For | For | For | |||||||||||||
1b. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Edward D. Breen | Management | For | For | For | |||||||||||||
1c. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Carol Anthony Davidson | Management | For | For | For | |||||||||||||
1d. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Michael L. Ducker | Management | For | For | For | |||||||||||||
1e. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Roger W. Ferguson, Jr. | Management | For | For | For | |||||||||||||
1f. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: John F. Ferraro | Management | For | For | For | |||||||||||||
1g. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Andreas Fibig | Management | For | For | For | |||||||||||||
1h. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christina Gold | Management | For | For | For | |||||||||||||
1i. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Ilene Gordon | Management | For | For | For | |||||||||||||
1j. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Matthias J. Heinzel | Management | For | For | For | |||||||||||||
1k. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dale F. Morrison | Management | For | For | For | |||||||||||||
1l. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kåre Schultz | Management | For | For | For | |||||||||||||
1m. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Stephen Williamson | Management | For | For | For | |||||||||||||
2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | For | |||||||||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers in 2020. | Management | For | For | For | |||||||||||||
4. | Approve our 2021 Stock Award and Incentive Plan. | Management | For | For | For | |||||||||||||
FLUOR CORPORATION | ||||||||||||||||||
Security | 343412102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FLR | Meeting Date | 06-May-2021 | |||||||||||||||
ISIN | US3434121022 | Agenda | 935353071 - Management | |||||||||||||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Alan M. Bennett | Management | For | For | For | |||||||||||||
1B. | Election of Director: Rosemary T. Berkery | Management | For | For | For | |||||||||||||
1C. | Election of Director: Alan L. Boeckmann | Management | For | For | For | |||||||||||||
1D. | Election of Director: David E. Constable | Management | For | For | For | |||||||||||||
1E. | Election of Director: H. Paulett Eberhart | Management | For | For | For | |||||||||||||
1F. | Election of Director: James T. Hackett | Management | For | For | For | |||||||||||||
1G. | Election of Director: Thomas C. Leppert | Management | For | For | For | |||||||||||||
1H. | Election of Director: Teri P. McClure | Management | For | For | For | |||||||||||||
1I. | Election of Director: Armando J. Olivera | Management | For | For | For | |||||||||||||
1J | Election of Director: Matthew K. Rose | Management | For | For | For | |||||||||||||
2. | An advisory vote to approve the company's executive compensation. | Management | For | For | For | |||||||||||||
3. | The ratification of the appointment by our Audit Committee of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
TRIMBLE INC. | ||||||||||||||||||
Security | 896239100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TRMB | Meeting Date | 12-May-2021 | |||||||||||||||
ISIN | US8962391004 | Agenda | 935365393 - Management | |||||||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Steven W. Berglund | For | For | For | ||||||||||||||
2 | James C. Dalton | For | For | For | ||||||||||||||
3 | Borje Ekholm | For | For | For | ||||||||||||||
4 | Kaigham (Ken) Gabriel | For | For | For | ||||||||||||||
5 | Meaghan Lloyd | For | For | For | ||||||||||||||
6 | Sandra MacQuillan | For | For | For | ||||||||||||||
7 | Robert G. Painter | For | For | For | ||||||||||||||
8 | Mark S. Peek | For | For | For | ||||||||||||||
9 | Johan Wibergh | For | For | For | ||||||||||||||
2. | To hold an advisory vote on approving the compensation for our Named Executive Officers. | Management | For | For | For | |||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the current fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
SKYWORKS SOLUTIONS, INC. | ||||||||||||||||||
Security | 83088M102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SWKS | Meeting Date | 12-May-2021 | |||||||||||||||
ISIN | US83088M1027 | Agenda | 935366799 - Management | |||||||||||||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Alan S. Batey | Management | For | For | For | |||||||||||||
1b. | Election of Director: Kevin L. Beebe | Management | For | For | For | |||||||||||||
1c. | Election of Director: Timothy R. Furey | Management | For | For | For | |||||||||||||
1d. | Election of Director: Liam K. Griffin | Management | For | For | For | |||||||||||||
1e. | Election of Director: Christine King | Management | For | For | For | |||||||||||||
1f. | Election of Director: David P. McGlade | Management | For | For | For | |||||||||||||
1g. | Election of Director: Robert A. Schriesheim | Management | For | For | For | |||||||||||||
1h. | Election of Director: Kimberly S. Stevenson | Management | For | For | For | |||||||||||||
2. | To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2021. | Management | For | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement. | Management | For | For | For | |||||||||||||
4. | To approve the Company's Amended and Restated 2015 Long-Term Incentive Plan. | Management | For | For | For | |||||||||||||
5. | To approve a stockholder proposal regarding supermajority voting provisions. | Shareholder | For | None | ||||||||||||||
MAXLINEAR, INC. | ||||||||||||||||||
Security | 57776J100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MXL | Meeting Date | 12-May-2021 | |||||||||||||||
ISIN | US57776J1007 | Agenda | 935407608 - Management | |||||||||||||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Class III Director to serve until the 2024 annual meeting: Kishore V. Seendripu, Ph.D. | Management | For | For | For | |||||||||||||
1.2 | Election of Class III Director to serve until the 2024 annual meeting: Thomas E. Pardun | Management | For | For | For | |||||||||||||
1.3 | Election of Class III Director to serve until the 2024 annual meeting: Gregory P. Dougherty | Management | For | For | For | |||||||||||||
2. | Advisory vote to approve named executive officer compensation (say on pay vote). | Management | For | For | For | |||||||||||||
3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
STAR BULK CARRIERS CORP. | ||||||||||||||||||
Security | Y8162K204 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SBLK | Meeting Date | 13-May-2021 | |||||||||||||||
ISIN | MHY8162K2046 | Agenda | 935362501 - Management | |||||||||||||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||||||||||||
City / | Country | / | Greece | Vote Deadline Date | 12-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Koert Erhardt | For | For | For | ||||||||||||||
2 | Brian Laibow | For | For | For | ||||||||||||||
3 | Sherman Lau | For | For | For | ||||||||||||||
2. | To approve the appointment of Deloitte Certified Public Accountants S.A. as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
CVS HEALTH CORPORATION | ||||||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CVS | Meeting Date | 13-May-2021 | |||||||||||||||
ISIN | US1266501006 | Agenda | 935366927 - Management | |||||||||||||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Fernando Aguirre | Management | For | For | For | |||||||||||||
1B. | Election of Director: C. David Brown II | Management | For | For | For | |||||||||||||
1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | For | |||||||||||||
1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | For | |||||||||||||
1E. | Election of Director: David W. Dorman | Management | For | For | For | |||||||||||||
1F. | Election of Director: Roger N. Farah | Management | For | For | For | |||||||||||||
1G. | Election of Director: Anne M. Finucane | Management | For | For | For | |||||||||||||
1H. | Election of Director: Edward J. Ludwig | Management | For | For | For | |||||||||||||
1I. | Election of Director: Karen S. Lynch | Management | For | For | For | |||||||||||||
1J. | Election of Director: Jean-Pierre Millon | Management | For | For | For | |||||||||||||
1K. | Election of Director: Mary L. Schapiro | Management | For | For | For | |||||||||||||
1L. | Election of Director: William C. Weldon | Management | For | For | For | |||||||||||||
1M. | Election of Director: Tony L. White | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | For | For | For | |||||||||||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | For | |||||||||||||
4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | For | Against | Against | |||||||||||||
5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | For | Against | Against | |||||||||||||
VULCAN MATERIALS COMPANY | ||||||||||||||||||
Security | 929160109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VMC | Meeting Date | 14-May-2021 | |||||||||||||||
ISIN | US9291601097 | Agenda | 935362917 - Management | |||||||||||||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Thomas A. Fanning | Management | For | For | For | |||||||||||||
1B. | Election of Director: J. Thomas Hill | Management | For | For | For | |||||||||||||
1C. | Election of Director: Cynthia L. Hostetler | Management | For | For | For | |||||||||||||
1D. | Election of Director: Richard T. O'Brien | Management | For | For | For | |||||||||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | For | |||||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |||||||||||||||
ISIN | US46625H1005 | Agenda | 935372285 - Management | |||||||||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Linda B. Bammann | Management | For | For | For | |||||||||||||
1B. | Election of Director: Stephen B. Burke | Management | For | For | For | |||||||||||||
1C. | Election of Director: Todd A. Combs | Management | For | For | For | |||||||||||||
1D. | Election of Director: James S. Crown | Management | For | For | For | |||||||||||||
1E. | Election of Director: James Dimon | Management | For | For | For | |||||||||||||
1F. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||||||||||||
1G. | Election of Director: Mellody Hobson | Management | For | For | For | |||||||||||||
1H. | Election of Director: Michael A. Neal | Management | For | For | For | |||||||||||||
1I. | Election of Director: Phebe N. Novakovic | Management | For | For | For | |||||||||||||
1J. | Election of Director: Virginia M. Rometty | Management | For | For | For | |||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | For | |||||||||||||
3. | Approval of Amended and Restated Long- Term Incentive Plan effective May 18, 2021. | Management | For | For | For | |||||||||||||
4. | Ratification of independent registered public accounting firm. | Management | For | For | For | |||||||||||||
5. | Improve shareholder written consent. | Shareholder | For | Against | Against | |||||||||||||
6. | Racial equity audit and report. | Shareholder | For | Against | Against | |||||||||||||
7. | Independent board chairman. | Shareholder | For | Against | Against | |||||||||||||
8. | Political and electioneering expenditure congruency report. | Shareholder | For | Against | Against | |||||||||||||
3D SYSTEMS CORPORATION | ||||||||||||||||||
Security | 88554D205 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DDD | Meeting Date | 18-May-2021 | |||||||||||||||
ISIN | US88554D2053 | Agenda | 935383606 - Management | |||||||||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Malissia R. Clinton | Management | For | For | For | |||||||||||||
1B. | Election of Director: William E. Curran | Management | For | For | For | |||||||||||||
1C. | Election of Director: Thomas W. Erickson | Management | For | For | For | |||||||||||||
1D. | Election of Director: Jeffrey A. Graves | Management | For | For | For | |||||||||||||
1E. | Election of Director: Charles W. Hull | Management | For | For | For | |||||||||||||
1F. | Election of Director: William D. Humes | Management | For | For | For | |||||||||||||
1G. | Election of Director: Jim D. Kever | Management | For | For | For | |||||||||||||
1H. | Election of Director: Charles G. McClure, Jr. | Management | For | For | For | |||||||||||||
1I. | Election of Director: Kevin S. Moore | Management | For | For | For | |||||||||||||
1J. | Election of Director: Vasant Padmanabhan | Management | For | For | For | |||||||||||||
1K. | Election of Director: John J. Tracy | Management | For | For | For | |||||||||||||
1L. | Election of Director: Jeffrey Wadsworth | Management | For | For | For | |||||||||||||
2. | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers. | Management | For | For | For | |||||||||||||
3. | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | |||||||||||||
4. | Stockholder proposal to reduce the ownership required for stockholders to call a special meeting. | Shareholder | For | Against | Against | |||||||||||||
MORGAN STANLEY | ||||||||||||||||||
Security | 617446448 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MS | Meeting Date | 20-May-2021 | |||||||||||||||
ISIN | US6174464486 | Agenda | 935372312 - Management | |||||||||||||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Elizabeth Corley | Management | For | For | For | |||||||||||||
1B. | Election of Director: Alistair Darling | Management | For | For | For | |||||||||||||
1C. | Election of Director: Thomas H. Glocer | Management | For | For | For | |||||||||||||
1D. | Election of Director: James P. Gorman | Management | For | For | For | |||||||||||||
1E. | Election of Director: Robert H. Herz | Management | For | For | For | |||||||||||||
1F. | Election of Director: Nobuyuki Hirano | Management | For | For | For | |||||||||||||
1G. | Election of Director: Hironori Kamezawa | Management | For | For | For | |||||||||||||
1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | For | |||||||||||||
1I. | Election of Director: Stephen J. Luczo | Management | For | For | For | |||||||||||||
1J. | Election of Director: Jami Miscik | Management | For | For | For | |||||||||||||
1K. | Election of Director: Dennis M. Nally | Management | For | For | For | |||||||||||||
1L. | Election of Director: Mary L. Schapiro | Management | For | For | For | |||||||||||||
1M. | Election of Director: Perry M. Traquina | Management | For | For | For | |||||||||||||
1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | For | |||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Management | For | For | For | |||||||||||||
3. | To approve the compensation of executives as disclosed in the proxy statement (non- binding advisory vote). | Management | For | For | For | |||||||||||||
4. | To approve the amended and restated Equity Incentive Compensation Plan. | Management | For | For | For | |||||||||||||
MACY'S INC. | ||||||||||||||||||
Security | 55616P104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | M | Meeting Date | 21-May-2021 | |||||||||||||||
ISIN | US55616P1049 | Agenda | 935380927 - Management | |||||||||||||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Francis S. Blake | Management | For | For | For | |||||||||||||
1B. | Election of Director: Torrence N. Boone | Management | For | For | For | |||||||||||||
1C. | Election of Director: John A. Bryant | Management | For | For | For | |||||||||||||
1D. | Election of Director: Deirdre P. Connelly | Management | For | For | For | |||||||||||||
1E. | Election of Director: Jeff Gennette | Management | For | For | For | |||||||||||||
1F. | Election of Director: Leslie D. Hale | Management | For | For | For | |||||||||||||
1G. | Election of Director: William H. Lenehan | Management | For | For | For | |||||||||||||
1H. | Election of Director: Sara Levinson | Management | For | For | For | |||||||||||||
1I. | Election of Director: Paul C. Varga | Management | For | For | For | |||||||||||||
1J. | Election of Director: Marna C. Whittington | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as Macy's independent registered public accounting firm for the fiscal year ending January 29, 2022. | Management | For | For | For | |||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||||||||||
4. | Approval of the Macy's, Inc. 2021 Equity and Incentive Compensation Plan. | Management | For | For | For | |||||||||||||
MOLSON COORS BEVERAGE COMPANY | ||||||||||||||||||
Security | 60871R209 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TAP | Meeting Date | 26-May-2021 | |||||||||||||||
ISIN | US60871R2094 | Agenda | 935387589 - Management | |||||||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Roger G. Eaton | For | For | For | ||||||||||||||
2 | Charles M. Herington | For | For | For | ||||||||||||||
3 | H. Sanford Riley | For | For | For | ||||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||||||||||
FACEBOOK, INC. | ||||||||||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FB | Meeting Date | 26-May-2021 | |||||||||||||||
ISIN | US30303M1027 | Agenda | 935395891 - Management | |||||||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Peggy Alford | For | For | For | ||||||||||||||
2 | Marc L. Andreessen | For | For | For | ||||||||||||||
3 | Andrew W. Houston | For | For | For | ||||||||||||||
4 | Nancy Killefer | For | For | For | ||||||||||||||
5 | Robert M. Kimmitt | For | For | For | ||||||||||||||
6 | Sheryl K. Sandberg | For | For | For | ||||||||||||||
7 | Peter A. Thiel | For | For | For | ||||||||||||||
8 | Tracey T. Travis | For | For | For | ||||||||||||||
9 | Mark Zuckerberg | For | For | For | ||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
3. | To approve an amendment to the director compensation policy. | Management | For | For | For | |||||||||||||
4. | A shareholder proposal regarding dual class capital structure. | Shareholder | For | Against | Against | |||||||||||||
5. | A shareholder proposal regarding an independent chair. | Shareholder | For | Against | Against | |||||||||||||
6. | A shareholder proposal regarding child exploitation. | Shareholder | For | Against | Against | |||||||||||||
7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | For | Against | Against | |||||||||||||
8. | A shareholder proposal regarding platform misuse. | Shareholder | For | Against | Against | |||||||||||||
9. | A shareholder proposal regarding public benefit corporation. | Shareholder | For | Against | Against | |||||||||||||
PINTEREST, INC. | ||||||||||||||||||
Security | 72352L106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PINS | Meeting Date | 27-May-2021 | |||||||||||||||
ISIN | US72352L1061 | Agenda | 935394938 - Management | |||||||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Class II Director to hold office until the 2024 annual meeting: Fredric Reynolds | Management | For | For | For | |||||||||||||
1B. | Election of Class II Director to hold office until the 2024 annual meeting: Evan Sharp | Management | For | For | For | |||||||||||||
1C. | Election of Class II Director to hold office until the 2024 annual meeting: Andrea Wishom | Management | For | For | For | |||||||||||||
2. | Ratify the audit committee's selection of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year 2021. | Management | For | For | For | |||||||||||||
3. | Approve, on an advisory non-binding basis, the compensation of our named executive officers. | Management | For | For | For | |||||||||||||
GOPRO, INC. | ||||||||||||||||||
Security | 38268T103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GPRO | Meeting Date | 01-Jun-2021 | |||||||||||||||
ISIN | US38268T1034 | Agenda | 935397364 - Management | |||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Nicholas Woodman | For | For | For | ||||||||||||||
2 | Tyrone Ahmad-Taylor | For | For | For | ||||||||||||||
3 | Kenneth Goldman | For | For | For | ||||||||||||||
4 | Peter Gotcher | For | For | For | ||||||||||||||
5 | James Lanzone | For | For | For | ||||||||||||||
6 | Alexander Lurie | For | For | For | ||||||||||||||
7 | Susan Lyne | For | For | For | ||||||||||||||
8 | Frederic Welts | For | For | For | ||||||||||||||
9 | Lauren Zalaznick | For | For | For | ||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
3. | Approval of the advisory (non-binding) resolution on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
ARISTA NETWORKS, INC. | ||||||||||||||||||
Security | 040413106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ANET | Meeting Date | 01-Jun-2021 | |||||||||||||||
ISIN | US0404131064 | Agenda | 935400325 - Management | |||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Kelly Battles | For | For | For | ||||||||||||||
2 | Andreas Bechtolsheim | For | For | For | ||||||||||||||
3 | Jayshree Ullal | For | For | For | ||||||||||||||
2. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | For | |||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
ALPHABET INC. | ||||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | |||||||||||||||
ISIN | US02079K3059 | Agenda | 935406264 - Management | |||||||||||||||
Record Date | 06-Apr-2021 | Holding Recon Date | 06-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Larry Page | Management | For | For | For | |||||||||||||
1B. | Election of Director: Sergey Brin | Management | For | For | For | |||||||||||||
1C. | Election of Director: Sundar Pichai | Management | For | For | For | |||||||||||||
1D. | Election of Director: John L. Hennessy | Management | For | For | For | |||||||||||||
1E. | Election of Director: Frances H. Arnold | Management | For | For | For | |||||||||||||
1F. | Election of Director: L. John Doerr | Management | For | For | For | |||||||||||||
1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For | |||||||||||||
1H. | Election of Director: Ann Mather | Management | For | For | For | |||||||||||||
1I. | Election of Director: Alan R. Mulally | Management | For | For | For | |||||||||||||
1J. | Election of Director: K. Ram Shriram | Management | For | For | For | |||||||||||||
1K. | Election of Director: Robin L. Washington | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
3. | Approval of Alphabet's 2021 Stock Plan. | Management | For | For | For | |||||||||||||
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
AKAMAI TECHNOLOGIES, INC. | ||||||||||||||||||
Security | 00971T101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AKAM | Meeting Date | 03-Jun-2021 | |||||||||||||||
ISIN | US00971T1016 | Agenda | 935407420 - Management | |||||||||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Sharon Bowen | Management | For | For | For | |||||||||||||
1B. | Election of Director: Marianne Brown | Management | For | For | For | |||||||||||||
1C. | Election of Director: Monte Ford | Management | For | For | For | |||||||||||||
1D. | Election of Director: Jill Greenthal | Management | For | For | For | |||||||||||||
1E. | Election of Director: Dan Hesse | Management | For | For | For | |||||||||||||
1F. | Election of Director: Tom Killalea | Management | For | For | For | |||||||||||||
1G. | Election of Director: Tom Leighton | Management | For | For | For | |||||||||||||
1H. | Election of Director: Jonathan Miller | Management | For | For | For | |||||||||||||
1I. | Election of Director: Madhu Ranganathan | Management | For | For | For | |||||||||||||
1J. | Election of Director: Ben Verwaayen | Management | For | For | For | |||||||||||||
1K. | Election of Director: Bill Wagner | Management | For | For | For | |||||||||||||
2. | To approve an amendment and restatement of the Akamai Technologies, Inc. 2013 Stock Incentive Plan. | Management | For | For | For | |||||||||||||
3. | To approve, on an advisory basis, our executive officer compensation. | Management | For | For | For | |||||||||||||
4. | To ratify the selection of PricewaterhouseCoopers LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
GREENSKY INC. | ||||||||||||||||||
Security | 39572G100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GSKY | Meeting Date | 03-Jun-2021 | |||||||||||||||
ISIN | US39572G1004 | Agenda | 935430176 - Management | |||||||||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Joel Babbit | For | For | For | ||||||||||||||
2 | Gerald Benjamin | For | For | For | ||||||||||||||
2. | Advisory vote to approve executive compensation ("Say-on-Pay"). | Management | For | For | For | |||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
FREEPORT-MCMORAN INC. | ||||||||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FCX | Meeting Date | 08-Jun-2021 | |||||||||||||||
ISIN | US35671D8570 | Agenda | 935412762 - Management | |||||||||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Director: David P. Abney | Management | For | For | For | |||||||||||||
1.2 | Election of Director: Richard C. Adkerson | Management | For | For | For | |||||||||||||
1.3 | Election of Director: Robert W. Dudley | Management | For | For | For | |||||||||||||
1.4 | Election of Director: Lydia H. Kennard | Management | For | For | For | |||||||||||||
1.5 | Election of Director: Dustan E. McCoy | Management | For | For | For | |||||||||||||
1.6 | Election of Director: John J. Stephens | Management | For | For | For | |||||||||||||
1.7 | Election of Director: Frances Fragos Townsend | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | For | |||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||||||||||
YEXT, INC. | ||||||||||||||||||
Security | 98585N106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | YEXT | Meeting Date | 08-Jun-2021 | |||||||||||||||
ISIN | US98585N1063 | Agenda | 935415124 - Management | |||||||||||||||
Record Date | 15-Apr-2021 | Holding Recon Date | 15-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Howard Lerman | For | For | For | ||||||||||||||
2 | Brian Distelburger | For | For | For | ||||||||||||||
3 | Julie Richardson | For | For | For | ||||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as Yext, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | For | For | |||||||||||||
3. | Approve, on an advisory basis, the compensation of Yext, Inc.'s named executive officers. | Management | For | For | For | |||||||||||||
PARATEK PHARMACEUTICALS, INC. | ||||||||||||||||||
Security | 699374302 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PRTK | Meeting Date | 09-Jun-2021 | |||||||||||||||
ISIN | US6993743029 | Agenda | 935410516 - Management | |||||||||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Rolf K. Hoffmann | For | For | For | ||||||||||||||
2 | Kristine Peterson | For | For | For | ||||||||||||||
3 | Jeffrey Stein, Ph.D. | For | For | For | ||||||||||||||
2. | To approve an amendment to our Amended and Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of our common stock from 100,000,000 shares to 200,000,000 shares. | Management | For | For | For | |||||||||||||
3. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | |||||||||||||
TARGET CORPORATION | ||||||||||||||||||
Security | 87612E106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TGT | Meeting Date | 09-Jun-2021 | |||||||||||||||
ISIN | US87612E1064 | Agenda | 935412635 - Management | |||||||||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | For | |||||||||||||
1B. | Election of Director: George S. Barrett | Management | For | For | For | |||||||||||||
1C. | Election of Director: Brian C. Cornell | Management | For | For | For | |||||||||||||
1D. | Election of Director: Robert L. Edwards | Management | For | For | For | |||||||||||||
1E. | Election of Director: Melanie L. Healey | Management | For | For | For | |||||||||||||
1F. | Election of Director: Donald R. Knauss | Management | For | For | For | |||||||||||||
1G. | Election of Director: Christine A. Leahy | Management | For | For | For | |||||||||||||
1H. | Election of Director: Monica C. Lozano | Management | For | For | For | |||||||||||||
1I. | Election of Director: Mary E. Minnick | Management | For | For | For | |||||||||||||
1J. | Election of Director: Derica W. Rice | Management | For | For | For | |||||||||||||
1K. | Election of Director: Kenneth L. Salazar | Management | For | For | For | |||||||||||||
1L. | Election of Director: Dmitri L. Stockton | Management | For | For | For | |||||||||||||
2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | For | |||||||||||||
3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Management | For | For | For | |||||||||||||
4. | Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit. | Shareholder | For | Against | Against | |||||||||||||
VBI VACCINES INC. | ||||||||||||||||||
Security | 91822J103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VBIV | Meeting Date | 09-Jun-2021 | |||||||||||||||
ISIN | CA91822J1030 | Agenda | 935415530 - Management | |||||||||||||||
Record Date | 16-Apr-2021 | Holding Recon Date | 16-Apr-2021 | |||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 08-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Steven Gillis | For | For | For | ||||||||||||||
2 | Jeffrey R. Baxter | For | For | For | ||||||||||||||
3 | Michel De Wilde | For | For | For | ||||||||||||||
4 | Blaine H. McKee | For | For | For | ||||||||||||||
5 | Joanne Cordeiro | For | For | For | ||||||||||||||
6 | Christopher McNulty | For | For | For | ||||||||||||||
7 | Damian Braga | For | For | For | ||||||||||||||
2. | Appointment of the Independent Registered Public Accounting Firm: Appointment of EisnerAmper LLP as the independent registered public accounting firm of the Company until the next annual meeting of shareholders and authorization of the Audit Committee to set EisnerAmper LLP's remuneration. | Management | For | For | For | |||||||||||||
CATERPILLAR INC. | ||||||||||||||||||
Security | 149123101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CAT | Meeting Date | 09-Jun-2021 | |||||||||||||||
ISIN | US1491231015 | Agenda | 935415617 - Management | |||||||||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Kelly A. Ayotte | Management | For | For | For | |||||||||||||
1B. | Election of Director: David L. Calhoun | Management | For | For | For | |||||||||||||
1C. | Election of Director: Daniel M. Dickinson | Management | For | For | For | |||||||||||||
1D. | Election of Director: Gerald Johnson | Management | For | For | For | |||||||||||||
1E. | Election of Director: David W. MacLennan | Management | For | For | For | |||||||||||||
1F. | Election of Director: Debra L. Reed-Klages | Management | For | For | For | |||||||||||||
1G. | Election of Director: Edward B. Rust, Jr. | Management | For | For | For | |||||||||||||
1H. | Election of Director: Susan C. Schwab | Management | For | For | For | |||||||||||||
1I. | Election of Director: D. James Umpleby III | Management | For | For | For | |||||||||||||
1J. | Election of Director: Miles D. White | Management | For | For | For | |||||||||||||
1K. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | For | |||||||||||||
2. | Ratification of our Independent Registered Public Accounting Firm. | Management | For | For | For | |||||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||||||||||||
4. | Shareholder Proposal - Report on Climate Policy. | Shareholder | For | Against | Against | |||||||||||||
5. | Shareholder Proposal - Report on Diversity and Inclusion. | Shareholder | For | Against | Against | |||||||||||||
6. | Shareholder Proposal - Transition to a Public Benefit Corporation. | Shareholder | For | Against | Against | |||||||||||||
7. | Shareholder Proposal - Shareholder Action by Written Consent. | Shareholder | For | Against | Against | |||||||||||||
JUMIA TECHNOLOGIES AG | ||||||||||||||||||
Security | 48138M105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | JMIA | Meeting Date | 09-Jun-2021 | |||||||||||||||
ISIN | US48138M1053 | Agenda | 935439528 - Management | |||||||||||||||
Record Date | 07-May-2021 | Holding Recon Date | 07-May-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
2. | Resolution on the ratification of the acts of the members of the management board for the financial year 2020. | Management | For | For | For | |||||||||||||
3. | Resolution on the ratification of the acts of the members of the supervisory board for the financial year 2020. | Management | For | For | For | |||||||||||||
4. | Resolution on the appointment of the auditor of the annual financial statements and the auditor of the consolidated financial statements, as well as any audit review of condensed interim financial statements and interim management reports as well as any audit review of additional interim financial information. | Management | For | For | For | |||||||||||||
5. | Resolution on the approval of the remuneration system of the members of the management board. | Management | For | For | For | |||||||||||||
6. | Resolution on the remuneration of the members of the supervisory board. | Management | For | For | For | |||||||||||||
7. | Resolution on the election of a member of the supervisory board: Ms. Anne Eriksson | Management | For | For | For | |||||||||||||
8. | Resolution on cancelling the existing Authorized Capital 2021/I and creating an Authorized Capital 2021/II with the possibility to exclude subscription rights, as well as on the related amendments to the Articles of Association. | Management | For | For | For | |||||||||||||
9. | Resolution on cancelling the existing authorization and granting a new authorization to issue convertible bonds, options, profit rights and/or profit bonds (or combinations of these instruments) with the possibility of excluding subscription rights, on cancelling the existing Conditional Capital 2021/I and creating a new Conditional Capital 2021/II, as well as on the corresponding amendments to the Articles of Association. | Management | For | For | For | |||||||||||||
10. | Resolution on the authorization to issue stock options to members of the management board and employees of the Company and members of the management and employees of companies affiliated with the Company (Stock Option Program 2021) and the creation of a new Conditional Capital 2021/III to settle stock options under the Stock Option Program 2021, as well as the corresponding amendments to section 4(3) of the Articles of Association. | Management | For | For | For | |||||||||||||
CRITEO SA | ||||||||||||||||||
Security | 226718104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CRTO | Meeting Date | 15-Jun-2021 | |||||||||||||||
ISIN | US2267181046 | Agenda | 935419021 - Management | |||||||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
O1 | Renewal of the term of office of Ms. Rachel Picard as Director. | Management | For | For | For | |||||||||||||
O2 | Renewal of the term of office of Ms. Nathalie Balla as Director. | Management | For | For | For | |||||||||||||
O3 | Renewal of the term of office of Mr. Hubert de Pesquidoux as Director. | Management | For | For | For | |||||||||||||
O4 | Ratification of the temporary appointment by the Board of Directors of Ms. Megan Clarken as Director. | Management | For | For | For | |||||||||||||
O5 | Non-binding advisory vote to approve the compensation for the named executive officers of the Company. | Management | For | For | For | |||||||||||||
O6 | Approval of the statutory financial statements for the fiscal year ended December 31, 2020. | Management | For | For | For | |||||||||||||
O7 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2020. | Management | For | For | For | |||||||||||||
O8 | Approval of the allocation of profits for the fiscal year ended December 31, 2020. | Management | For | For | For | |||||||||||||
O9 | Delegation of authority to the Board of Directors to execute a buyback of Company stock in accordance with L. 225-209-2 of the French Commercial Code. | Management | For | For | For | |||||||||||||
E10 | Authorization to be given to the Board of Directors to reduce the Company's share capital by cancelling shares as part of the authorization to the Board of Directors allowing the Company to buy back its own shares in accordance with the provisions of Article L. 225-209-2 of the French Commercial Code. | Management | For | For | For | |||||||||||||
E11 | Authorization to be given to the Board of Directors to reduce the Company's shares capital by cancelling shares acquired by the Company in accordance with the provisions of Article L. 225- 208 of the French Commercial Code. | Management | For | For | For | |||||||||||||
E12 | Delegation of authority to the Board of Directors to reduce the share capital by way of a buyback of Company stock followed by the cancellation of the repurchased stock. | Management | For | For | For | |||||||||||||
E13 | Approval of the maximum number of shares that may be issued or acquired pursuant to the authorizations given to the Board of Directors by the Shareholders' Meeting dated June 25, 2020 to grant OSAs (options to subscribe for new Ordinary Shares) or OAAs (options to purchase Ordinary Shares), time-based restricted stock units ("Time-Based RSUs") and performance- based restricted stock units ("Performance- Based RSUs") pursuant to resolutions 16 to 18 of the Shareholders' Meeting dated June 25, 2020. | Management | For | For | For | |||||||||||||
E14 | Delegation of authority to the Board of Directors to increase the Company's share capital by issuing ordinary shares, or any securities giving access to the Company's share capital, for the benefit of a category of persons meeting predetermined criteria (underwriters), without shareholders' preferential subscription rights. | Management | For | For | For | |||||||||||||
E15 | Delegation of authority to the Board of Directors to increase the Company's share capital by issuing ordinary shares or any securities giving access to the Company's share capital through a public offering referred to in paragraph 1° of article L. 411- 2 of the French Monetary and Financial Code, without shareholders' preferential subscription rights. | Management | For | For | For | |||||||||||||
E16 | Delegation of authority to the Board of Directors to increase the Company's share capital through incorporation of premiums, reserves, profits or any other amounts that may be capitalized. | Management | For | For | For | |||||||||||||
E17 | Delegation of authority to the Board of Directors to increase the number of securities to be issued as a result of a share capital increase without shareholders' preferential subscription rights pursuant to items 14 and 15 above ("green shoe"). | Management | For | For | For | |||||||||||||
E18 | Delegation of authority to the Board of Directors to increase the Company's share capital by way of issuing shares and securities giving access to the Company's share capital for the benefit of members of a Company savings plan (plan d'épargne d'entreprise). | Management | For | For | For | |||||||||||||
E19 | Approval of the overall limits on the amount of ordinary shares to be issued pursuant to items 14 to 16 and 18 above. | Management | For | For | For | |||||||||||||
E20 | Amendment to Article 11 of the by-laws of the Company to provide for a Vice- chairperson of the board of directors. | Management | For | For | For | |||||||||||||
E21 | Amendment of Article 12.4 of the by-laws of the Company to remove the requirement that an in-person Board meeting be held for the dismissal of the CEO for any cause other than willful misconduct. | Management | For | For | For | |||||||||||||
GROUPON, INC. | ||||||||||||||||||
Security | 399473206 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GRPN | Meeting Date | 15-Jun-2021 | |||||||||||||||
ISIN | US3994732069 | Agenda | 935422650 - Management | |||||||||||||||
Record Date | 21-Apr-2021 | Holding Recon Date | 21-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Michael Angelakis | For | For | For | ||||||||||||||
2 | Peter Barris | For | For | For | ||||||||||||||
3 | Robert Bass | For | For | For | ||||||||||||||
4 | Eric Lefkofsky | For | For | For | ||||||||||||||
5 | Theodore Leonsis | For | For | For | ||||||||||||||
6 | Valerie Mosley | For | For | For | ||||||||||||||
7 | Helen Vaid | For | For | For | ||||||||||||||
8 | Deborah Wahl | For | For | For | ||||||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | For | |||||||||||||
3. | To conduct an advisory vote to approve our named executive officer compensation. | Management | For | For | For | |||||||||||||
SCHRODINGER, INC. | ||||||||||||||||||
Security | 80810D103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SDGR | Meeting Date | 17-Jun-2021 | |||||||||||||||
ISIN | US80810D1037 | Agenda | 935414906 - Management | |||||||||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Class I Director to serve until the 2024 Annual Meeting: Ramy Farid | Management | For | For | For | |||||||||||||
1B. | Election of Class I Director to serve until the 2024 Annual Meeting: Gary Ginsberg | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
TWITTER, INC. | ||||||||||||||||||
Security | 90184L102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TWTR | Meeting Date | 24-Jun-2021 | |||||||||||||||
ISIN | US90184L1026 | Agenda | 935395120 - Management | |||||||||||||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Jesse Cohn | Management | For | For | For | |||||||||||||
1B. | Election of Director: Martha Lane Fox | Management | For | For | For | |||||||||||||
1C. | Election of Director: Fei-Fei Li | Management | For | For | For | |||||||||||||
1D. | Election of Director: David Rosenblatt | Management | For | For | For | |||||||||||||
2. | The approval, on an advisory basis, of the compensation of our named executive officers ("Say-on-Pay"). | Management | For | For | For | |||||||||||||
3. | The approval, on an advisory basis, of the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | For | |||||||||||||
5. | The approval of an amendment to our amended and restated certificate of incorporation to declassify our board of directors. | Management | For | For | For | |||||||||||||
6. | Shareholder proposal no. 6 has been withdrawn | Shareholder | For | Against | Against | |||||||||||||
7. | A stockholder proposal regarding a director candidate with human and/or civil rights expertise, if properly presented at the Annual Meeting. | Shareholder | For | Against | Against | |||||||||||||
II-VI INCORPORATED | ||||||||||||||||||
Security | 902104108 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | IIVI | Meeting Date | 24-Jun-2021 | |||||||||||||||
ISIN | US9021041085 | Agenda | 935442993 - Management | |||||||||||||||
Record Date | 17-May-2021 | Holding Recon Date | 17-May-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | Proposal to approve the issuance of shares of II-VI Incorporated's common stock, no par value, pursuant to the terms of the Agreement and Plan of Merger, dated as of March 25, 2021, as may be amended from time to time, by and among II-VI Incorporated, a Pennsylvania corporation, Watson Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of II-VI Incorporated, and Coherent, Inc., a Delaware corporation, in the amounts necessary to complete the merger contemplated thereby. | Management | For | For | For | |||||||||||||
2. | Proposal to adjourn II-VI Incorporated's special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies in the event there are not sufficient votes at the time of II-VI Incorporated's special meeting to approve the share issuance proposal described above. | Management | For | For | For | |||||||||||||
UNITED THERAPEUTICS CORPORATION | ||||||||||||||||||
Security | 91307C102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | UTHR | Meeting Date | 25-Jun-2021 | |||||||||||||||
ISIN | US91307C1027 | Agenda | 935430291 - Management | |||||||||||||||
Record Date | 30-Apr-2021 | Holding Recon Date | 30-Apr-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Jun-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Katherine Klein | Management | For | For | For | |||||||||||||
1B. | Election of Director: Ray Kurzweil | Management | For | For | For | |||||||||||||
1C. | Election of Director: Linda Maxwell | Management | For | For | For | |||||||||||||
1D. | Election of Director: Martine Rothblatt | Management | For | For | For | |||||||||||||
1E. | Election of Director: Louis Sullivan | Management | For | For | For | |||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | For | |||||||||||||
3. | Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan. | Management | For | For | For | |||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | For | |||||||||||||
ENERSYS | ||||||||||||||||||
Security | 29275Y102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ENS | Meeting Date | 05-Aug-2021 | |||||||||||||||
ISIN | US29275Y1029 | Agenda | 935463012 - Management | |||||||||||||||
Record Date | 10-Jun-2021 | Holding Recon Date | 10-Jun-2021 | |||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Aug-2021 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Class II Director: Hwan-yoon F. Chung | Management | For | For | For | |||||||||||||
1.2 | Election of Class II Director: Arthur T. Katsaros | Management | For | For | For | |||||||||||||
1.3 | Election of Class II Director: General Robert Magnus, USMC (Retired) | Management | For | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as EnerSys' independent registered public accounting firm for the fiscal year ending March 31, 2022. | Management | For | For | For | |||||||||||||
3. | An advisory vote to approve EnerSys' named executive officer compensation. | Management | For | For | For | |||||||||||||
Account Name: TAYLOR FRIGON CORE GROWTH FUND
Custodian Name: U.S. BANK, N.A.
CYBERARK SOFTWARE LTD | |||||||||||||||||||||||||||||
Security | M2682V108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | CYBR | Meeting Date | 30-Jun-2020 | ||||||||||||||||||||||||||
ISIN | IL0011334468 | Agenda | 935231338 - Management | ||||||||||||||||||||||||||
Record Date | 21-May-2020 | Holding Recon Date | 21-May-2020 | ||||||||||||||||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 29-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Re-election of Ron Gutler for a term of approximately three years as a Class III director of the Company, until the Company's annual general meeting of shareholders to be held in 2023 and until his or her respective successor is duly elected and qualified. | Management | For | For | For | ||||||||||||||||||||||||
1B. | Re-election of Kim Perdikou for a term of approximately three years as a Class III director of the Company, until the Company's annual general meeting of shareholders to be held in 2023 and until his or her respective successor is duly elected and qualified. | Management | For | For | For | ||||||||||||||||||||||||
1C. | Election of François Auque for a term of approximately three years as a Class III director of the Company, until the Company's annual general meeting of shareholders to be held in 2023 and until his or her respective successor is duly elected and qualified. | Management | For | For | For | ||||||||||||||||||||||||
2. | To approve the CyberArk Software Ltd. 2020 Employee Share Purchase Plan. | Management | For | For | For | ||||||||||||||||||||||||
3. | To approve, in accordance with the requirements of the Companies Law, the adoption of an equity grant plan for the years 2020-2022, for the grant of performance share units (PSUs) and restricted share units (RSUs), to the Company's Chairman of the Board and Chief Executive Officer, Ehud (Udi) Mokady. | Management | For | For | For | ||||||||||||||||||||||||
4. | To approve the re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2020 and until the Company's 2021 annual general meeting of shareholders, and to authorize the Board to fix such accounting firm's annual compensation. | Management | For | For | For | ||||||||||||||||||||||||
RADCOM LTD. | |||||||||||||||||||||||||||||
Security | M81865111 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | RDCM | Meeting Date | 09-Jul-2020 | ||||||||||||||||||||||||||
ISIN | IL0010826688 | Agenda | 935240539 - Management | ||||||||||||||||||||||||||
Record Date | 09-Jun-2020 | Holding Recon Date | 09-Jun-2020 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jul-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Election of Director: Mr. Zohar Zisapel (until the third annual meeting following the Meeting) | Management | For | For | For | ||||||||||||||||||||||||
1B. | Election of Director: Ms. Mirella Kuvent (until the second annual meeting following the Meeting) | Management | For | For | For | ||||||||||||||||||||||||
1C. | Election of Director: Mr. Yaron Ravkaie (until the third annual meeting following the Meeting) | Management | For | For | For | ||||||||||||||||||||||||
2A. | Approval of the cash compensation to be paid to our non-executive directors | Management | For | For | For | ||||||||||||||||||||||||
2B. | Approval the equity grant to Yaron Ravkaie | Management | For | For | For | ||||||||||||||||||||||||
2C. | Approval the equity grant to Zohar Zisapel | Management | For | For | For | ||||||||||||||||||||||||
3. | Approval of an amendment to the terms of compensation to be paid to the Executive Chairman of the Board of Directors | Management | For | For | For | ||||||||||||||||||||||||
4. | Approval of the terms of compensation to be paid to our Chief Executive Officer | Management | For | For | For | ||||||||||||||||||||||||
4A. | Please mark FOR if you are a not a controlling shareholder in the Company and do not have a personal interest in the approval of resolution number 4. IF YOU DO NOT MARK "FOR" YOU WILL BE DEEMED TO HAVE A PERSONAL INTEREST IN THIS RESOLUTION. | Management | For | None | |||||||||||||||||||||||||
5. | Approval of the equity compensation to our Chief Executive Officer | Management | For | For | For | ||||||||||||||||||||||||
5A. | Please mark FOR if you are a not a controlling shareholder in the Company and do not have a personal interest in the approval of resolution number 5. IF YOU DO NOT MARK "FOR" YOU WILL BE DEEMED TO HAVE A PERSONAL INTEREST IN THIS RESOLUTION. | Management | For | None | |||||||||||||||||||||||||
6. | To re-appoint Kost Forer Gabbay & Kasierer, a Member of Ernst & Young Global, as our independent auditors until the next annual general meeting of shareholders, and to authorize the Audit Committee of our Board of Directors to fix their remuneration for the fiscal year ending December 31, 2020 | Management | For | For | For | ||||||||||||||||||||||||
REPAY HOLDINGS CORPORATION | |||||||||||||||||||||||||||||
Security | 76029L100 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | RPAY | Meeting Date | 05-Aug-2020 | ||||||||||||||||||||||||||
ISIN | US76029L1008 | Agenda | 935242533 - Management | ||||||||||||||||||||||||||
Record Date | 10-Jun-2020 | Holding Recon Date | 10-Jun-2020 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Aug-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1.1 | Election of Director: Shaler Alias | Management | For | For | For | ||||||||||||||||||||||||
1.2 | Election of Director: Richard E. Thornburgh | Management | For | For | For | ||||||||||||||||||||||||
1.3 | Election of Director: Paul R. Garcia | Management | For | For | For | ||||||||||||||||||||||||
2. | Ratification of the appointment of Grant Thornton, LLP as our Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||||||||||||||||||||
APYX MEDICAL CORPORATION | |||||||||||||||||||||||||||||
Security | 03837C106 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | APYX | Meeting Date | 06-Aug-2020 | ||||||||||||||||||||||||||
ISIN | US03837C1062 | Agenda | 935245577 - Management | ||||||||||||||||||||||||||
Record Date | 24-Jun-2020 | Holding Recon Date | 24-Jun-2020 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Aug-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1.1 | Election of Director: Andrew Makrides | Management | For | For | For | ||||||||||||||||||||||||
1.2 | Election of Director: Charles D. Goodwin | Management | For | For | For | ||||||||||||||||||||||||
1.3 | Election of Director: Michael Geraghty | Management | For | For | For | ||||||||||||||||||||||||
1.4 | Election of Director: Lawrence J. Waldman | Management | For | For | For | ||||||||||||||||||||||||
1.5 | Election of Director: John Andres | Management | For | For | For | ||||||||||||||||||||||||
1.6 | Election of Director: Craig Swandal | Management | For | For | For | ||||||||||||||||||||||||
1.7 | Election of Director: Minnie Baylor-Henry | Management | For | For | For | ||||||||||||||||||||||||
2. | The ratification of BDO USA, LLP as the Company's independent public accountants for the year ending December 31, 2020. | Management | For | For | For | ||||||||||||||||||||||||
KORNIT DIGITAL LTD. | |||||||||||||||||||||||||||||
Security | M6372Q113 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | KRNT | Meeting Date | 12-Aug-2020 | ||||||||||||||||||||||||||
ISIN | IL0011216723 | Agenda | 935247444 - Management | ||||||||||||||||||||||||||
Record Date | 02-Jul-2020 | Holding Recon Date | 02-Jul-2020 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Aug-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1a | To re-elect Mr. Ofer Ben Zur for a three- year term as a Class II director of the Company, until the Company's annual general meeting of shareholders in 2023 and until his successor is duly elected and qualified. | Management | For | For | For | ||||||||||||||||||||||||
1b | To re-elect Ms. Lauri Hanover for a three- year term as a Class II director of the Company, until the Company's annual general meeting of shareholders in 2023 and until her successor is duly elected and qualified. | Management | For | For | For | ||||||||||||||||||||||||
1c | To re-elect Mr. Gabi Seligsohn for a three- year term as a Class II director of the Company, until the Company's annual general meeting of shareholders in 2023 and until his successor is duly elected and qualified. | Management | For | For | For | ||||||||||||||||||||||||
2. | To re-elect Mr. Yehoshua (Shuki) Nir for a two-year term as a Class I director of the Company, until the Company's annual general meeting of shareholders in 2022 and until his successor is duly elected and qualified. | Management | For | For | For | ||||||||||||||||||||||||
3. | Re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2020 and until the Company's 2021 annual general meeting of shareholders, and to authorize the Company's board of directors (or the audit committee thereof) to fix such accounting firm's annual compensation. | Management | For | For | For | ||||||||||||||||||||||||
4. | Re-adoption and amendment of the compensation policy for the Company's office holders (as defined in the Israeli Companies Law, 5759-1999 (the "Companies Law")). | Management | For | For | For | ||||||||||||||||||||||||
4a | By checking the box marked "FOR", the undersigned hereby confirms that he, she or it is not a "controlling shareholder" and does not have a "personal interest" (i.e., a conflict of interest) in the approval of Proposal 4 (in each case as defined in the Companies Law and described in the Proxy Statement). If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST".[MUST COMPLETE ITEM 4A] | Management | For | None | |||||||||||||||||||||||||
5 | Approval of an amended compensation package for Mr. Ronen Samuel, the Company's chief executive officer. | Management | For | For | For | ||||||||||||||||||||||||
5a | By checking the box marked "FOR", the undersigned hereby confirms that he, she or it is not a "controlling shareholder" and does not have a "personal interest" (i.e., a conflict of interest) in the approval of Proposal 5 (in each case as defined in the Companies Law and described in the Proxy Statement). If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST". [MUST COMPLETE ITEM 5A] | Management | For | None | |||||||||||||||||||||||||
6. | Approval of the terms of an updated annual compensation package for all current and future non-employee directors of the Company, including cash compensation, grants of restricted share units and other customary compensation elements. | Management | For | For | For | ||||||||||||||||||||||||
FIVERR INTERNATIONAL LTD | |||||||||||||||||||||||||||||
Security | M4R82T106 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | FVRR | Meeting Date | 20-Aug-2020 | ||||||||||||||||||||||||||
ISIN | IL0011582033 | Agenda | 935252940 - Management | ||||||||||||||||||||||||||
Record Date | 14-Jul-2020 | Holding Recon Date | 14-Jul-2020 | ||||||||||||||||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 19-Aug-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Re-election of Class I Director: Philippe Botteri | Management | For | For | For | ||||||||||||||||||||||||
1B. | Re-election of Class I Director: Jonathan Kolber | Management | For | For | For | ||||||||||||||||||||||||
2. | To adopt the 2020 Employee Share Purchase Plan and approve the participation of the chief executive officer. | Management | For | For | For | ||||||||||||||||||||||||
3. | To re-appoint Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for the year ending December 31, 2020 and until the next Annual General Meeting of Shareholders, and to authorize the Company's board of directors (with power of delegation to its audit committee) to set the fees to be paid to such auditors. | Management | For | For | For | ||||||||||||||||||||||||
NV5 GLOBAL, INC. | |||||||||||||||||||||||||||||
Security | 62945V109 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | NVEE | Meeting Date | 22-Aug-2020 | ||||||||||||||||||||||||||
ISIN | US62945V1098 | Agenda | 935243206 - Management | ||||||||||||||||||||||||||
Record Date | 18-Jun-2020 | Holding Recon Date | 18-Jun-2020 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Aug-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Dickerson Wright | For | For | For | |||||||||||||||||||||||||
2 | Alexander A. Hockman | For | For | For | |||||||||||||||||||||||||
3 | MaryJo E. O'Brien | For | For | For | |||||||||||||||||||||||||
4 | William D. Pruitt | For | For | For | |||||||||||||||||||||||||
5 | Gerald J. Salontai | For | For | For | |||||||||||||||||||||||||
6 | Francois Tardan | For | For | For | |||||||||||||||||||||||||
7 | Laurie Conner | For | For | For | |||||||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2021. | Management | For | For | For | ||||||||||||||||||||||||
3. | To conduct a non-binding advisory vote to approve the compensation paid to the Company's named executive officers. | Management | For | For | For | ||||||||||||||||||||||||
BOOT BARN HOLDINGS, INC. | |||||||||||||||||||||||||||||
Security | 099406100 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | BOOT | Meeting Date | 26-Aug-2020 | ||||||||||||||||||||||||||
ISIN | US0994061002 | Agenda | 935247759 - Management | ||||||||||||||||||||||||||
Record Date | 02-Jul-2020 | Holding Recon Date | 02-Jul-2020 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Aug-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Peter Starrett | For | For | For | |||||||||||||||||||||||||
2 | Greg Bettinelli | For | For | For | |||||||||||||||||||||||||
3 | James G. Conroy | For | For | For | |||||||||||||||||||||||||
4 | Lisa G. Laube | For | For | For | |||||||||||||||||||||||||
5 | Anne MacDonald | For | For | For | |||||||||||||||||||||||||
6 | Brenda I. Morris | For | For | For | |||||||||||||||||||||||||
7 | Brad Weston | For | For | For | |||||||||||||||||||||||||
2. | To vote on a non-binding advisory resolution to approve the compensation paid to named executive officers for fiscal 2020 ("say-on-pay"). | Management | For | For | For | ||||||||||||||||||||||||
3. | Approval of the Boot Barn Holdings, Inc. 2020 Equity Incentive Plan. | Management | For | For | For | ||||||||||||||||||||||||
4. | Ratification of Deloitte & Touche LLP as the independent auditor for the fiscal year ended March 27, 2021. | Management | For | For | For | ||||||||||||||||||||||||
NICE LTD. | |||||||||||||||||||||||||||||
Security | 653656108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | NICE | Meeting Date | 10-Sep-2020 | ||||||||||||||||||||||||||
ISIN | US6536561086 | Agenda | 935263195 - Management | ||||||||||||||||||||||||||
Record Date | 12-Aug-2020 | Holding Recon Date | 12-Aug-2020 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Sep-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | To Elect Non-executive Director to the Board of the Company: David Kostman | Management | For | For | For | ||||||||||||||||||||||||
1B. | To Elect Non-executive Director to the Board of the Company: Rimon Ben-Shaoul | Management | For | For | For | ||||||||||||||||||||||||
1C. | To Elect Non-executive Director to the Board of the Company: Yehoshua (Shuki) Ehrlich | Management | For | For | For | ||||||||||||||||||||||||
1D. | To Elect Non-executive Director to the Board of the Company: Leo Apotheker | Management | For | For | For | ||||||||||||||||||||||||
1E. | To Elect Non-executive Director to the Board of the Company: Joe Cowan | Management | For | For | For | ||||||||||||||||||||||||
2. | To approve and ratify current D&O insurance and terms for future D&O insurance. | Management | For | For | For | ||||||||||||||||||||||||
2A. | Regarding proposal 2, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "for" = yes or "against" = no. | Management | For | None | |||||||||||||||||||||||||
3. | To approve the extension of the CEO Bonus Plan. | Management | For | For | For | ||||||||||||||||||||||||
3A. | Regarding proposal 3, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "for" = yes or "against" = no. | Management | For | None | |||||||||||||||||||||||||
4. | To re-appoint the Company's independent auditors and to authorize the Board to set their remuneration. | Management | For | For | For | ||||||||||||||||||||||||
EBIX, INC. | |||||||||||||||||||||||||||||
Security | 278715206 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | EBIX | Meeting Date | 14-Sep-2020 | ||||||||||||||||||||||||||
ISIN | US2787152063 | Agenda | 935264096 - Management | ||||||||||||||||||||||||||
Record Date | 12-Aug-2020 | Holding Recon Date | 12-Aug-2020 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Sep-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Robin Raina | For | For | For | |||||||||||||||||||||||||
2 | Hans U. Benz | For | For | For | |||||||||||||||||||||||||
3 | Pavan Bhalla | For | For | For | |||||||||||||||||||||||||
4 | Neil Eckert | For | For | For | |||||||||||||||||||||||||
5 | George W. Hebard, III | For | For | For | |||||||||||||||||||||||||
6 | Rolf Herter | For | For | For | |||||||||||||||||||||||||
7 | Hans Ueli Keller | For | For | For | |||||||||||||||||||||||||
2. | Approval of the 2020 Amended and Restated Equity Plan. | Management | For | For | For | ||||||||||||||||||||||||
3. | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For | ||||||||||||||||||||||||
4. | To approve, in a non-binding advisory vote, the compensation of our named executive officers. | Management | For | For | For | ||||||||||||||||||||||||
AUDIOCODES LTD. | |||||||||||||||||||||||||||||
Security | M15342104 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | AUDC | Meeting Date | 15-Sep-2020 | ||||||||||||||||||||||||||
ISIN | IL0010829658 | Agenda | 935263157 - Management | ||||||||||||||||||||||||||
Record Date | 12-Aug-2020 | Holding Recon Date | 12-Aug-2020 | ||||||||||||||||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 11-Sep-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | TO REELECT DR. EYAL KISHON AS AN OUTSIDE DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS. | Management | For | For | For | ||||||||||||||||||||||||
1A. | PLEASE NOTE: with respect to Proposal 1, please indicate by checking the "FOR" box at the right, that you are NOT a controlling shareholder and that you do NOT have a personal interest in this resolution (see explanation at the bottom of this card). Please confirm you are a controlling shareholder/have a personal interest If you do not check the box FOR then your vote will not count for the Proposal # 1. | Management | For | None | |||||||||||||||||||||||||
2. | TO REELECT MR. JOSEPH TENNE AS A CLASS II DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS. | Management | For | For | For | ||||||||||||||||||||||||
3. | TO ADOPT NEW ARTICLES OF ASSOCIATION AND MEMORANDUM OF ASSOCIATION. | Management | For | For | For | ||||||||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2020 AND AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE AUDITORS' COMPENSATION. | Management | For | For | For | ||||||||||||||||||||||||
COMPUGEN LTD. | |||||||||||||||||||||||||||||
Security | M25722105 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | CGEN | Meeting Date | 16-Sep-2020 | ||||||||||||||||||||||||||
ISIN | IL0010852080 | Agenda | 935260771 - Management | ||||||||||||||||||||||||||
Record Date | 10-Aug-2020 | Holding Recon Date | 10-Aug-2020 | ||||||||||||||||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 14-Sep-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A | Re-election of Director: Paul Sekhri | Management | For | For | For | ||||||||||||||||||||||||
1B | Re-election of Director: Anat Cohen-Dayag, Ph.D. | Management | For | For | For | ||||||||||||||||||||||||
1C | Re-election of Director: Eran Perry | Management | For | For | For | ||||||||||||||||||||||||
1D | Re-election of Director: Gilead Halevy | Management | For | For | For | ||||||||||||||||||||||||
1E | Re-election of Director: Jean-Pierre Bizzari, M.D. | Management | For | For | For | ||||||||||||||||||||||||
1F | Re-election of Director: Kinneret Livnat Savitzky, Ph.D. | Management | For | For | For | ||||||||||||||||||||||||
1G | Re-election of Director: Sanford (Sandy) Zweifach | Management | For | For | For | ||||||||||||||||||||||||
2 | To approve the Amended and Restated Compensation Policy of the Company. | Management | For | For | For | ||||||||||||||||||||||||
2A | Are you a "controlling shareholder" or do you have a "personal interest" in Item 2? Please confirm you are a controlling shareholder/have a personal interest. If you do not vote Against = NO your vote will not count for Proposal 2. | Management | For | None | |||||||||||||||||||||||||
3A | To approve the compensation to the Company's Chief Executive Officer: A gross monthly base salary of NIS 134,125 effective as of March 1, 2020. | Management | For | For | For | ||||||||||||||||||||||||
3AA | Are you a "controlling shareholder" or do you have a "personal interest" in Item 3A? Please confirm you are a controlling shareholder/have a personal interest. If you do not vote Against = NO your vote will not count for Proposal 3A. | Management | For | None | |||||||||||||||||||||||||
3B | To approve the compensation to the Company's Chief Executive Officer: A payment of a special cash bonus in the amount of NIS 395,840. | Management | For | For | For | ||||||||||||||||||||||||
3BA | Are you a "controlling shareholder" or do you have a "personal interest" in Item 3B? Please confirm you are a controlling shareholder/have a personal interest. If you do not vote Against = NO your vote will not count for Proposal 3B. | Management | For | None | |||||||||||||||||||||||||
3C | To approve the compensation to the Company's Chief Executive Officer: Annual cash bonus plan for the years 2021, 2022 and 2023. | Management | For | For | For | ||||||||||||||||||||||||
3CA | Are you a "controlling shareholder" or do you have a "personal interest" in Item 3C? Please confirm you are a controlling shareholder/have a personal interest. If you do not vote Against = NO your vote will not count for Proposal 3C. | Management | For | None | |||||||||||||||||||||||||
3D | To approve the compensation to the Company's Chief Executive Officer: Annual equity award plan for the years 2021, 2022 and 2023 and an employee share purchase plan for the years 2020, 2021, 2022 and 2023. | Management | For | For | For | ||||||||||||||||||||||||
3DA | Are you a "controlling shareholder" or do you have a "personal interest" in Item 3D? Please confirm you are a controlling shareholder/have a personal interest. If you do not vote Against = NO your vote will not count for Proposal 3D. | Management | For | None | |||||||||||||||||||||||||
4 | To approve an annual equity award plan to the non-executive members of the Board of Directors. | Management | For | For | For | ||||||||||||||||||||||||
5 | To re-appoint Kost Forer Gabbay & Kasierer (a member of Ernst & Young Global), as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020, and until the next annual general meeting and to authorize the Board, upon recommendation of the Audit Committee, to determine the remuneration of Kost Forer Gabbay & Kasierer (a member of Ernst & Young Global), in accordance with the volume and nature of its services. | Management | For | For | For | ||||||||||||||||||||||||
TOWER SEMICONDUCTOR LTD. | |||||||||||||||||||||||||||||
Security | M87915274 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | TSEM | Meeting Date | 17-Sep-2020 | ||||||||||||||||||||||||||
ISIN | IL0010823792 | Agenda | 935260985 - Management | ||||||||||||||||||||||||||
Record Date | 10-Aug-2020 | Holding Recon Date | 10-Aug-2020 | ||||||||||||||||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 15-Sep-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Election of Director: Mr. Amir Elstein | Management | For | For | For | ||||||||||||||||||||||||
1B. | Election of Director: Mr. Russell Ellwanger | Management | For | For | For | ||||||||||||||||||||||||
1C. | Election of Director: Mr. Kalman Kaufman | Management | For | For | For | ||||||||||||||||||||||||
1D. | Election of Director: Mr. Alex Kornhauser | Management | For | For | For | ||||||||||||||||||||||||
1E. | Election of Director: Ms. Dana Gross | Management | For | For | For | ||||||||||||||||||||||||
1F. | Election of Director: Mr. Ilan Flato | Management | For | For | For | ||||||||||||||||||||||||
1G. | Election of Director: Mr. Rami Guzman | Management | For | For | For | ||||||||||||||||||||||||
1H. | Election of Director: Mr. Yoav Chelouche | Management | For | For | For | ||||||||||||||||||||||||
1I. | Election of Director: Ms. Iris Avner | Management | For | For | For | ||||||||||||||||||||||||
1J. | Election of Director: Ms. Michal Vakrat Wolkin | Management | For | For | For | ||||||||||||||||||||||||
1K. | Election of Director: Mr. Avi Hasson | Management | For | For | For | ||||||||||||||||||||||||
2. | TO APPOINT Mr. Amir Elstein as the Chairman of the Board of Directors to serve until the next annual meeting of shareholders and until his successor is duly appointed and approve the terms of his compensation in such capacity, as described in Proposal 2 of the Proxy Statement, in compliance with the Company's Amended Compensation Policy. | Management | For | For | For | ||||||||||||||||||||||||
3. | TO APPROVE the amended Compensation Policy, in the form attached as Exhibit A to the Proxy Statement. | Management | For | For | For | ||||||||||||||||||||||||
3A. | Do you have a "Personal Interest" (as defined in the Proxy Statement) with respect to the subject matter of Proposal 3? If you do not vote FOR=YES or AGAINST=NO your vote will not count for the Proposal 3. Mark "for" = yes or "against" = no. | Management | For | None | |||||||||||||||||||||||||
4. | TO APPROVE the increase in the annual base salary of Mr. Russell Ellwanger, the Company's chief executive officer, as described in Proposal 4 of the Proxy Statement. | Management | For | For | For | ||||||||||||||||||||||||
4A. | Do you have a "Personal Interest" (as defined in the Proxy Statement) with respect to the subject matter of Proposal 4? If you do not vote FOR=YES or AGAINST=NO your vote will not count for the Proposal 4. Mark "for" = yes or "against" = no. | Management | For | None | |||||||||||||||||||||||||
5. | TO APPROVE the award of equity-based compensation to Mr. Russell Ellwanger, the Company's chief executive officer, as described in Proposal 5 of the Proxy Statement. | Management | For | For | For | ||||||||||||||||||||||||
5A. | Do you have a "Personal Interest" (as defined in the Proxy Statement) with respect to the subject matter of Proposal 5? If you do not vote FOR=YES or AGAINST=NO your vote will not count for the Proposal 5. Mark "for" = yes or "against" = no. | Management | For | None | |||||||||||||||||||||||||
6. | TO APPROVE amended terms of compensation for each of the members of the Company's Board of Directors (other than Amir Elstein and Russell Ellwanger), as described in Proposal 6 of the Proxy Statement, subject to their appointment as directors under Proposal 1 and subject to the approval of the Amended Compensation Policy. | Management | For | For | For | ||||||||||||||||||||||||
7. | TO APPROVE the proposed equity grant to each of the members of the Company's Board of Directors (other than to Amir Elstein and Russell Ellwanger), as described in Proposal 7 of the Proxy Statement, subject to their appointment as directors under Proposal 1 and subject to approval of the Amended Compensation Policy. | Management | For | For | For | ||||||||||||||||||||||||
8. | TO APPROVE the appointment of Brightman Almagor Zohar & Co, Certified Public Accountants, a firm in the Deloitte Global Network, as the independent public registered accountants of the Company for the year ending December 31, 2020 and for the period commencing January 1, 2021 and until the next annual shareholders meeting, and to further authorize the Audit Committee of the Board of Directors to determine the remuneration of such auditors in accordance with the volume and nature of its services. | Management | For | For | For | ||||||||||||||||||||||||
AKOUSTIS TECHNOLOGIES, INC. | |||||||||||||||||||||||||||||
Security | 00973N102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | AKTS | Meeting Date | 29-Oct-2020 | ||||||||||||||||||||||||||
ISIN | US00973N1028 | Agenda | 935271724 - Management | ||||||||||||||||||||||||||
Record Date | 03-Sep-2020 | Holding Recon Date | 03-Sep-2020 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Oct-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Steven P. DenBaars | For | For | For | |||||||||||||||||||||||||
2 | Arthur E. Geiss | For | For | For | |||||||||||||||||||||||||
3 | J. Michael McGuire | For | For | For | |||||||||||||||||||||||||
4 | Jeffrey K. McMahon | For | For | For | |||||||||||||||||||||||||
5 | Jerry D. Neal | For | For | For | |||||||||||||||||||||||||
6 | Suzanne B. Rudy | For | For | For | |||||||||||||||||||||||||
7 | Jeffrey B. Shealy | For | For | For | |||||||||||||||||||||||||
2. | Proposal to approve, on a non-binding, advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | For | ||||||||||||||||||||||||
3. | Proposal to ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | For | ||||||||||||||||||||||||
WIX.COM LTD | |||||||||||||||||||||||||||||
Security | M98068105 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | WIX | Meeting Date | 09-Nov-2020 | ||||||||||||||||||||||||||
ISIN | IL0011301780 | Agenda | 935282157 - Management | ||||||||||||||||||||||||||
Record Date | 30-Sep-2020 | Holding Recon Date | 30-Sep-2020 | ||||||||||||||||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 06-Nov-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Re-election of Class I director to serve until the 2023 Annual General Meeting of Shareholders: Deirdre Bigley | Management | For | For | For | ||||||||||||||||||||||||
1B. | Re-election of Class I director to serve until the 2023 Annual General Meeting of Shareholders: Allon Bloch | Management | For | For | For | ||||||||||||||||||||||||
2. | To ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2020 and until the next annual general meeting of shareholders. | Management | For | For | For | ||||||||||||||||||||||||
RADWARE LTD. | |||||||||||||||||||||||||||||
Security | M81873107 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | RDWR | Meeting Date | 10-Nov-2020 | ||||||||||||||||||||||||||
ISIN | IL0010834765 | Agenda | 935284303 - Management | ||||||||||||||||||||||||||
Record Date | 07-Oct-2020 | Holding Recon Date | 07-Oct-2020 | ||||||||||||||||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 09-Nov-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Election of Class III director until the Annual General Meeting of 2023: Mr. Gabi Seligsohn | Management | For | For | For | ||||||||||||||||||||||||
1B. | Election of Class III director until the Annual General Meeting of 2023: Mr. Stanley B. Stern | Management | For | For | For | ||||||||||||||||||||||||
1C. | Election of Class II director until the Annual General Meeting of 2022: Ms. Naama Zeldis | Management | For | For | For | ||||||||||||||||||||||||
2. | To approve certain amendments to the Company's Articles of Association relating to shareholder proposals | Management | For | For | For | ||||||||||||||||||||||||
3. | To approve grants of equity-based awards to the President and Chief Executive Officer of the Company. | Management | For | For | For | ||||||||||||||||||||||||
3A. | Please confirm that you DO NOT have a "personal interest" in Proposal 3 by checking the "YES" box. If you cannot confirm that you do not have a personal interest in Proposal 3, check the "NO" box. As described under the heading "Required Vote" in item 3 of the Proxy Statement, "personal interest" generally means that you have a personal benefit in the matter which is not solely a result of shareholdings in Radware. Mark "for" = yes or "against" = no. | Management | For | None | |||||||||||||||||||||||||
4. | To approve amendments to the Company's Compensation Policy for Executive Officers and Directors. | Management | For | For | For | ||||||||||||||||||||||||
4A. | Please confirm that you DO NOT have a "personal interest" in Proposal 4 by checking the "YES" box. If you cannot confirm that you do not have a personal interest in Proposal 4, check the "NO" box. As described under the heading "Required Vote" in item 4 of the Proxy Statement, "personal interest" generally means that you have a personal benefit in the matter which is not solely a result of shareholdings in Radware. Mark "for" = yes or "against" = no. | Management | For | None | |||||||||||||||||||||||||
5. | To authorize Mr. Yehuda Zisapel to act as Chairman of the Board of Directors for a period of three years | Management | For | For | For | ||||||||||||||||||||||||
5A. | Please confirm that you DO NOT have a "personal interest" in Proposal 5 by checking the "YES" box. If you cannot confirm that you do not have a personal interest in Proposal 5, check the "NO" box. As described under the heading "Required Vote" in item 5 of the Proxy Statement, "personal interest" generally means that you have a personal benefit in the matter which is not solely a result of shareholdings in Radware. Mark "for" = yes or "against" = no. | Management | For | None | |||||||||||||||||||||||||
6. | To approve the reappointment of Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as the Company's auditors, and to authorize the Board of Directors to delegate to the Audit Committee the authority to fix their remuneration in accordance with the volume and nature of their services. | Management | For | For | For | ||||||||||||||||||||||||
NAPCO SECURITY TECHNOLOGIES, INC. | |||||||||||||||||||||||||||||
Security | 630402105 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | NSSC | Meeting Date | 08-Dec-2020 | ||||||||||||||||||||||||||
ISIN | US6304021057 | Agenda | 935294621 - Management | ||||||||||||||||||||||||||
Record Date | 30-Oct-2020 | Holding Recon Date | 30-Oct-2020 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Dec-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Andrew J. Wilder | For | For | For | |||||||||||||||||||||||||
2 | Robert A. Ungar | For | For | For | |||||||||||||||||||||||||
2. | RATIFICATION OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE COMPANY'S 2021 INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | For | For | For | ||||||||||||||||||||||||
GRID DYNAMICS HOLDINGS, INC. | |||||||||||||||||||||||||||||
Security | 39813G109 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | GDYN | Meeting Date | 15-Dec-2020 | ||||||||||||||||||||||||||
ISIN | US39813G1094 | Agenda | 935292742 - Management | ||||||||||||||||||||||||||
Record Date | 23-Oct-2020 | Holding Recon Date | 23-Oct-2020 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Dec-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Leonard Livschitz | For | For | For | |||||||||||||||||||||||||
2 | Shuo Zhang | For | For | For | |||||||||||||||||||||||||
3 | Marina Levinson | For | For | For | |||||||||||||||||||||||||
2. | The ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | For | ||||||||||||||||||||||||
FACTSET RESEARCH SYSTEMS INC. | |||||||||||||||||||||||||||||
Security | 303075105 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | FDS | Meeting Date | 17-Dec-2020 | ||||||||||||||||||||||||||
ISIN | US3030751057 | Agenda | 935289896 - Management | ||||||||||||||||||||||||||
Record Date | 22-Oct-2020 | Holding Recon Date | 22-Oct-2020 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Dec-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1a. | Election of Director: Robin A. Abrams (To serve a three-year term expiring in concurrence with the Annual Meeting of Stockholders for 2023.) | Management | For | For | For | ||||||||||||||||||||||||
1b. | Election of Director: Laurie Siegel (To serve a three-year term expiring in concurrence with the Annual Meeting of Stockholders for 2023.) | Management | For | For | For | ||||||||||||||||||||||||
1c. | Election of Director: Malcolm Frank (To serve a three-year term expiring in concurrence with the Annual Meeting of Stockholders for 2023.) | Management | For | For | For | ||||||||||||||||||||||||
1d. | Election of Director: Siew Kai Choy (To serve a one-year term expiring in concurrence with the Annual Meeting of Stockholders for 2021.) | Management | For | For | For | ||||||||||||||||||||||||
1e. | Election of Director: Lee Shavel (To serve a one-year term expiring in concurrence with the Annual Meeting of Stockholders for 2021.) | Management | For | For | For | ||||||||||||||||||||||||
2. | To ratify the appointment of the accounting firm of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending August 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
3. | To vote on a non-binding advisory resolution to approve the compensation of our named executive officers. | Management | For | For | For | ||||||||||||||||||||||||
NANO-X IMAGING LTD. | |||||||||||||||||||||||||||||
Security | M70700105 | Meeting Type | Special | ||||||||||||||||||||||||||
Ticker Symbol | NNOX | Meeting Date | 09-Feb-2021 | ||||||||||||||||||||||||||
ISIN | IL0011681371 | Agenda | 935326478 - Management | ||||||||||||||||||||||||||
Record Date | 05-Jan-2021 | Holding Recon Date | 05-Jan-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Feb-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | Proposal to approve the Company's Compensation Policy required in accordance with the Israeli Companies Law 5759-1999 (the "Companies Law"). | Management | For | For | For | ||||||||||||||||||||||||
1A. | I HAVE A PERSONAL INTEREST: If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. | Management | For | None | |||||||||||||||||||||||||
2. | Proposal to approve of the Company's Equity Compensation Plan required in accordance with regulations under the Companies Law. | Management | For | For | For | ||||||||||||||||||||||||
2A. | I HAVE A PERSONAL INTEREST: If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. | Management | For | None | |||||||||||||||||||||||||
3. | Proposal to approve additional cash compensation for directors who serve on committees of the Company's Board of Directors in accordance with the Company's Compensation Policy. | Management | For | For | For | ||||||||||||||||||||||||
3A. | I HAVE A PERSONAL INTEREST: If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. | Management | For | None | |||||||||||||||||||||||||
4. | Proposal to approve the appointment of Mr. Dan Suesskind as an "External Director" of the Company (as such term is defined in the Companies Law) and to approve his compensation. | Management | For | For | For | ||||||||||||||||||||||||
4A. | I HAVE A PERSONAL INTEREST: If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. | Management | For | None | |||||||||||||||||||||||||
5. | Proposal to approve the appointment of Mrs. Noga Kainan as an "External Director" of the Company (as such term is defined in the Companies Law) and to approve her compensation. | Management | For | For | For | ||||||||||||||||||||||||
5A. | I HAVE A PERSONAL INTEREST: If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. | Management | For | None | |||||||||||||||||||||||||
6. | Proposal to approve the amendment to the employment agreement of Mr. Ran Poliakine, the Chairman and Chief Executive Officer of the Company, regarding his cash bonus entitlement. | Management | For | For | For | ||||||||||||||||||||||||
6A. | I HAVE A PERSONAL INTEREST: If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. | Management | For | None | |||||||||||||||||||||||||
7. | Proposal to approve compensation to Dr. Floyd Katske for services provided to the Company that are not connected to his duties as director in accordance with the Company's Compensation Policy. | Management | For | For | For | ||||||||||||||||||||||||
7A. | I HAVE A PERSONAL INTEREST: If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. | Management | For | None | |||||||||||||||||||||||||
8. | Proposal to approve Mr. Erez Meltzer as a Designated Director pursuant to the Company's Compensation Policy and to approve his additional compensation in such capacity. | Management | For | For | For | ||||||||||||||||||||||||
8A. | I HAVE A PERSONAL INTEREST: If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. | Management | For | None | |||||||||||||||||||||||||
9. | With respect to all of the proposals, please indicate if you are a Controlling shareholder, otherwise your votes will not be counted. YES=FOR or NO=AGAINST | Management | For | None | |||||||||||||||||||||||||
10. | With respect to all of the proposals, please indicate if you are a Senior office holder, otherwise your votes will not be counted. YES=FOR or NO=AGAINST | Management | For | None | |||||||||||||||||||||||||
11. | With respect to all of the proposals, please indicate if you are an Israeli Institutional Investor, otherwise your votes will not be counted. YES=FOR or NO=AGAINST | Management | For | None | |||||||||||||||||||||||||
NANO DIMENSION LTD. | |||||||||||||||||||||||||||||
Security | 63008G203 | Meeting Type | Special | ||||||||||||||||||||||||||
Ticker Symbol | NNDM | Meeting Date | 15-Feb-2021 | ||||||||||||||||||||||||||
ISIN | US63008G2030 | Agenda | 935332863 - Management | ||||||||||||||||||||||||||
Record Date | 27-Jan-2021 | Holding Recon Date | 27-Jan-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Feb-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | To increase the Company's registered share capital and to amend and restate the Company's Amended and Restated Articles of Association to reflect the same. | Management | For | For | For | ||||||||||||||||||||||||
INMODE LTD. | |||||||||||||||||||||||||||||
Security | M5425M103 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | INMD | Meeting Date | 05-Apr-2021 | ||||||||||||||||||||||||||
ISIN | IL0011595993 | Agenda | 935342511 - Management | ||||||||||||||||||||||||||
Record Date | 25-Feb-2021 | Holding Recon Date | 25-Feb-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Apr-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | To re-elect Dr. Michael Anghel to serve as a Class II director of the Company, and to hold office until the annual general meeting of shareholders to be held in 2024 and until his successor is duly elected and qualified, or until his earlier resignation or retirement. | Management | For | For | For | ||||||||||||||||||||||||
1B. | To re-elect Mr. Bruce Mann to serve as a Class II director of the Company, and to hold office until the annual general meeting of shareholders to be held in 2024 and until his successor is duly elected and qualified, or until his earlier resignation or retirement. | Management | For | For | For | ||||||||||||||||||||||||
2. | To approve the re-appointment of Kesselman & Kesselman Certified Public Accounts, a member of PWC, as the Company's independent auditors for the fiscal year ending December 31, 2021, and its service until the annual general meeting of shareholders to be held in 2022. | Management | For | For | For | ||||||||||||||||||||||||
3. | To approve and ratify the grant to each of the following Directors of the Company: Dr. Michael Anghel, Mr. Bruce Mann and Dr. Hadar Ron, 1,000 restricted share units under the Company's 2018 Incentive Plan totaling 3,000 restricted share units, half of which shall vest on December 31, 2021 and the remaining half shall vest on December 31, 2022, subject to their continued services on the date of vesting. | Management | For | For | For | ||||||||||||||||||||||||
NICE LTD. | |||||||||||||||||||||||||||||
Security | 653656108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | NICE | Meeting Date | 28-Apr-2021 | ||||||||||||||||||||||||||
ISIN | US6536561086 | Agenda | 935389418 - Management | ||||||||||||||||||||||||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | To Elect Non-executive Director to the Board of the Company: David Kostman | Management | For | For | For | ||||||||||||||||||||||||
1B. | To Elect Non-executive Director to the Board of the Company: Rimon Ben-Shaoul | Management | For | For | For | ||||||||||||||||||||||||
1C. | To Elect Non-executive Director to the Board of the Company: Yehoshua (Shuki) Ehrlich | Management | For | For | For | ||||||||||||||||||||||||
1D. | To Elect Non-executive Director to the Board of the Company: Leo Apotheker | Management | For | For | For | ||||||||||||||||||||||||
1E. | To Elect Non-executive Director to the Board of the Company: Joe Cowan | Management | For | For | For | ||||||||||||||||||||||||
2. | To Elect an outside Director to the Board of the Company: Zehava Simon | Management | For | For | For | ||||||||||||||||||||||||
2B. | Regarding proposal 2, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. | Management | For | None | |||||||||||||||||||||||||
3. | To reapprove the Company's Compensation Policy. | Management | For | For | For | ||||||||||||||||||||||||
3A. | Regarding proposal 3, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. | Management | For | None | |||||||||||||||||||||||||
4. | To approve CEO Equity Plan. | Management | For | For | For | ||||||||||||||||||||||||
4A. | Regarding proposal 4, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. | Management | For | None | |||||||||||||||||||||||||
5. | To re-appoint the Company's independent auditors and to authorize the Board to set their remuneration. | Management | For | For | For | ||||||||||||||||||||||||
CARVANA CO. | |||||||||||||||||||||||||||||
Security | 146869102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | CVNA | Meeting Date | 03-May-2021 | ||||||||||||||||||||||||||
ISIN | US1468691027 | Agenda | 935356104 - Management | ||||||||||||||||||||||||||
Record Date | 04-Mar-2021 | Holding Recon Date | 04-Mar-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Ernest Garcia III | For | For | For | |||||||||||||||||||||||||
2 | Ira Platt | For | For | For | |||||||||||||||||||||||||
2. | Approval of the Carvana Co. Employee Stock Purchase Plan. | Management | For | For | For | ||||||||||||||||||||||||
3. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
4. | Approval, by an advisory vote, of Carvana's executive compensation. | Management | For | For | For | ||||||||||||||||||||||||
EDWARDS LIFESCIENCES CORPORATION | |||||||||||||||||||||||||||||
Security | 28176E108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | EW | Meeting Date | 04-May-2021 | ||||||||||||||||||||||||||
ISIN | US28176E1082 | Agenda | 935354035 - Management | ||||||||||||||||||||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1.1 | Election of Director: Kieran T. Gallahue | Management | For | For | For | ||||||||||||||||||||||||
1.2 | Election of Director: Leslie S. Heisz | Management | For | For | For | ||||||||||||||||||||||||
1.3 | Election of Director: Paul A. LaViolette | Management | For | For | For | ||||||||||||||||||||||||
1.4 | Election of Director: Steven R. Loranger | Management | For | For | For | ||||||||||||||||||||||||
1.5 | Election of Director: Martha H. Marsh | Management | For | For | For | ||||||||||||||||||||||||
1.6 | Election of Director: Michael A. Mussallem | Management | For | For | For | ||||||||||||||||||||||||
1.7 | Election of Director: Ramona Sequeira | Management | For | For | For | ||||||||||||||||||||||||
1.8 | Election of Director: Nicholas J. Valeriani | Management | For | For | For | ||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | ||||||||||||||||||||||||
3. | Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for United States Employees (the "U.S. ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the U.S. ESPP by 3,300,000 Shares. | Management | For | For | For | ||||||||||||||||||||||||
4. | Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for International Employees (the "International ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the International ESPP by 1,200,000 Shares. | Management | For | For | For | ||||||||||||||||||||||||
5. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | For | ||||||||||||||||||||||||
6. | Advisory Vote on a Stockholder Proposal Regarding Action by Written Consent. | Shareholder | Against | Against | For | ||||||||||||||||||||||||
7. | Advisory Vote on a Stockholder Proposal to Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates. | Shareholder | Against | Against | For | ||||||||||||||||||||||||
IDEXX LABORATORIES, INC. | |||||||||||||||||||||||||||||
Security | 45168D104 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | IDXX | Meeting Date | 12-May-2021 | ||||||||||||||||||||||||||
ISIN | US45168D1046 | Agenda | 935370508 - Management | ||||||||||||||||||||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Election of Director: Bruce L. Claflin | Management | For | For | For | ||||||||||||||||||||||||
1B. | Election of Director: Asha S. Collins, PhD | Management | For | For | For | ||||||||||||||||||||||||
1C. | Election of Director: Daniel M. Junius | Management | For | For | For | ||||||||||||||||||||||||
1D. | Election of Director: Sam Samad | Management | For | For | For | ||||||||||||||||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). | Management | For | For | For | ||||||||||||||||||||||||
3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). | Management | For | For | For | ||||||||||||||||||||||||
QUICKLOGIC CORPORATION | |||||||||||||||||||||||||||||
Security | 74837P405 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | QUIK | Meeting Date | 12-May-2021 | ||||||||||||||||||||||||||
ISIN | US74837P4054 | Agenda | 935364961 - Management | ||||||||||||||||||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Andrew Pease | For | For | For | |||||||||||||||||||||||||
2 | Daniel Rabinovitsj | For | For | For | |||||||||||||||||||||||||
3 | Michael R. Farese | For | For | For | |||||||||||||||||||||||||
2. | To approve the amendment of the QuickLogic Corporation 2019 Stock Plan to increase the maximum aggregate number of shares of common stock available by six hundred thousand (600,000). | Management | For | For | For | ||||||||||||||||||||||||
3. | To ratify the appointment of Moss Adams LLP as QuickLogic's independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | For | For | ||||||||||||||||||||||||
ALTERYX, INC. | |||||||||||||||||||||||||||||
Security | 02156B103 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | AYX | Meeting Date | 13-May-2021 | ||||||||||||||||||||||||||
ISIN | US02156B1035 | Agenda | 935363084 - Management | ||||||||||||||||||||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Anjali Joshi | For | For | For | |||||||||||||||||||||||||
2 | Timothy I. Maudlin | For | For | For | |||||||||||||||||||||||||
3 | Eileen M. Schloss | For | For | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
3. | Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Management | For | For | For | ||||||||||||||||||||||||
NANO DIMENSION LTD. | |||||||||||||||||||||||||||||
Security | 63008G203 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | NNDM | Meeting Date | 25-May-2021 | ||||||||||||||||||||||||||
ISIN | US63008G2030 | Agenda | 935429541 - Management | ||||||||||||||||||||||||||
Record Date | 26-Apr-2021 | Holding Recon Date | 26-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | To appoint Somekh Chaikin as the Company's independent registered public accounting firm for the year ending December 31, 2021, and until the next annual general meeting, and to authorize the Company's Board of Directors to determine their compensation. | Management | For | For | For | ||||||||||||||||||||||||
2. | To re-appoint Mr. Amit Dror and Mr. Roni Kleinfeld as Class I directors of the Company for a term of three years that expires at the third annual general meeting of shareholders following such re-election or until they cease to serve in their office in accordance with the provisions of the Company's Amended and Restated Articles of Association or any law, whichever is the earlier. | Management | For | For | For | ||||||||||||||||||||||||
3. | To authorize Yoav Stern to serve as both the Company's Chairman of the Board of Directors and Chief Executive Officer for a three-year term following the date of the Meeting. | Management | For | For | For | ||||||||||||||||||||||||
3A. | I/We confirm that I am/ we are NOT a controlling shareholder of the Company and/ or do NOT have a personal interest in Proposal No. 3. If you do not indicate a response YES for this item 3a, your shares will not be voted for Proposal No. 3. Mark For=Yes or Against=No | Management | For | None | |||||||||||||||||||||||||
4. | To grant Mr. Simon Anthony-Fried, Mr. Amit Dror, Mr. Yaron Eitan, Mr. Roni Kleinfeld, Mr. Christopher Moran, Dr. Eli David, Ms. Nira Poran and Mr. Oded Gera, options to purchase Ordinary Shares, as set forth in the Proxy Statement. | Management | For | For | For | ||||||||||||||||||||||||
COUPA SOFTWARE INCORPORATED | |||||||||||||||||||||||||||||
Security | 22266L106 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | COUP | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||||
ISIN | US22266L1061 | Agenda | 935391639 - Management | ||||||||||||||||||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Roger Siboni | For | For | For | |||||||||||||||||||||||||
2 | Tayloe Stansbury | For | For | For | |||||||||||||||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending January 31, 2022. | Management | For | For | For | ||||||||||||||||||||||||
3. | Advisory (non-binding) vote to approve named executive officer compensation. | Management | For | For | For | ||||||||||||||||||||||||
TTEC HOLDINGS, INC. | |||||||||||||||||||||||||||||
Security | 89854H102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | TTEC | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||||
ISIN | US89854H1023 | Agenda | 935390740 - Management | ||||||||||||||||||||||||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Election of Director: Kenneth D. Tuchman | Management | For | For | For | ||||||||||||||||||||||||
1B. | Election of Director: Steven J. Anenen | Management | For | For | For | ||||||||||||||||||||||||
1C. | Election of Director: Tracy L. Bahl | Management | For | For | For | ||||||||||||||||||||||||
1D. | Election of Director: Gregory A. Conley | Management | For | For | For | ||||||||||||||||||||||||
1E. | Election of Director: Robert N. Frerichs | Management | For | For | For | ||||||||||||||||||||||||
1F. | Election of Director: Marc L. Holtzman | Management | For | For | For | ||||||||||||||||||||||||
1G. | Election of Director: Gina L. Loften | Management | For | For | For | ||||||||||||||||||||||||
1H. | Election of Director: Ekta Singh-Bushell | Management | For | For | For | ||||||||||||||||||||||||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as TTEC's independent registered public accounting firm for 2021. | Management | For | For | For | ||||||||||||||||||||||||
GREEN DOT CORPORATION | |||||||||||||||||||||||||||||
Security | 39304D102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | GDOT | Meeting Date | 27-May-2021 | ||||||||||||||||||||||||||
ISIN | US39304D1028 | Agenda | 935396374 - Management | ||||||||||||||||||||||||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1.1 | Election of Director: J. Chris Brewster | Management | For | For | For | ||||||||||||||||||||||||
1.2 | Election of Director: Glinda Bridgforth Hodges | Management | For | For | For | ||||||||||||||||||||||||
1.3 | Election of Director: Rajeev V. Date | Management | For | For | For | ||||||||||||||||||||||||
1.4 | Election of Director: Saturnino Fanlo | Management | For | For | For | ||||||||||||||||||||||||
1.5 | Election of Director: William I Jacobs | Management | For | For | For | ||||||||||||||||||||||||
1.6 | Election of Director: Dan R. Henry | Management | For | For | For | ||||||||||||||||||||||||
1.7 | Election of Director: Jeffrey B. Osher | Management | For | For | For | ||||||||||||||||||||||||
1.8 | Election of Director: Ellen Richey | Management | For | For | For | ||||||||||||||||||||||||
1.9 | Election of Director: George T. Shaheen | Management | For | For | For | ||||||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Green Dot's independent registered public accounting firm for 2021. | Management | For | For | For | ||||||||||||||||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | For | ||||||||||||||||||||||||
4. | Amendment and restatement of Green Dot's 2010 Employee Stock Purchase Plan. | Management | For | For | For | ||||||||||||||||||||||||
CARLOTZ, INC. | |||||||||||||||||||||||||||||
Security | 142552108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | LOTZ | Meeting Date | 03-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US1425521085 | Agenda | 935424577 - Management | ||||||||||||||||||||||||||
Record Date | 14-Apr-2021 | Holding Recon Date | 14-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | David R. Mitchell | For | For | For | |||||||||||||||||||||||||
2 | Luis Ignacio S. Aizpuru | For | For | For | |||||||||||||||||||||||||
3 | Kimberly H. Sheehy | For | For | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm. | Management | For | For | For | ||||||||||||||||||||||||
CLEARPOINT NEURO INC. | |||||||||||||||||||||||||||||
Security | 18507C103 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | CLPT | Meeting Date | 03-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US18507C1036 | Agenda | 935415819 - Management | ||||||||||||||||||||||||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Joseph M. Burnett | For | For | For | |||||||||||||||||||||||||
2 | R. John Fletcher | For | For | For | |||||||||||||||||||||||||
3 | Pascal E.R. Girin | For | For | For | |||||||||||||||||||||||||
4 | B. Kristine Johnson | For | For | For | |||||||||||||||||||||||||
5 | Matthew B. Klein | For | For | For | |||||||||||||||||||||||||
6 | Timothy T. Richards | For | For | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of Cherry Bekaert LLP as ClearPoint Neuro, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
3. | Approval of ClearPoint Neuro, Inc.'s Employee Stock Purchase Plan. | Management | For | For | For | ||||||||||||||||||||||||
4. | An advisory (non-binding) vote to approve the compensation of ClearPoint Neuro, Inc.'s named executive officers. | Management | For | For | For | ||||||||||||||||||||||||
GLAUKOS CORPORATION | |||||||||||||||||||||||||||||
Security | 377322102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | GKOS | Meeting Date | 03-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US3773221029 | Agenda | 935398164 - Management | ||||||||||||||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Thomas W. Burns | For | For | For | |||||||||||||||||||||||||
2 | Leana S. Wen, M.D. | For | For | For | |||||||||||||||||||||||||
3 | Marc A. Stapley | For | For | For | |||||||||||||||||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | For | ||||||||||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
SILICOM LTD. | |||||||||||||||||||||||||||||
Security | M84116108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | SILC | Meeting Date | 03-Jun-2021 | ||||||||||||||||||||||||||
ISIN | IL0010826928 | Agenda | 935434528 - Management | ||||||||||||||||||||||||||
Record Date | 04-May-2021 | Holding Recon Date | 04-May-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | To approve the re-election of Mr. Eli Doron to hold office as Director for a three-year term commencing on the date of the Meeting until the Annual General Meeting of Shareholders to be held in the year 2024, and until his successor has been duly elected. | Management | For | For | For | ||||||||||||||||||||||||
2. | To approve the grant of 13,333 Plan options to purchase ordinary shares of the Company pursuant to the Plan and in compliance with the Compensation Policy and the Compensation Policy Cap, to Mr. Avi Eizenman, the Company's active chairman of the Board of Directors. | Management | For | For | For | ||||||||||||||||||||||||
3. | To approve the grant of 13,333 Plan options to purchase ordinary shares of the Company pursuant to the Plan and in compliance with the Compensation Policy and the Compensation Policy Cap, to Mr Yeshayahu ("Shaike") Orbach, the President and Chief Executive Officer of the Company. | Management | For | For | For | ||||||||||||||||||||||||
3A. | DO YOU HAVE A "PERSONAL INTEREST" (AS DEFINED BELOW) WITH RESPECT TO THE SUBJECT MATTER OF PROPOSAL 3? (PLEASE NOTE: IF YOU DO NOT MARK EITHER YES OR NO YOU WILL BE DEEMED AS HAVING A PERSONAL INTEREST WITH RESPECT TO PROPOSAL 3 AND YOUR VOTE WILL NOT BE COUNTED FOR THE SPECIAL DISINTERESTED MAJORITY REQUIRED FOR THE APPROVAL OF PROPOSAL 3).MARK FOR = YES, AGAINST = NO. | Management | For | None | |||||||||||||||||||||||||
4. | Appointment of Kesselman & Kesselman, Certified Public Accountants (Isr.), PWC Israel, as independent accountants of the Company for year ending December 31, 2021, and until the next annual general meeting of the shareholders of the Company, and to authorize the Audit Committee of the Board of Directors to fix the compensation of such auditors in accordance with the amount and nature of their services. | Management | For | For | For | ||||||||||||||||||||||||
NV5 GLOBAL, INC. | |||||||||||||||||||||||||||||
Security | 62945V109 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | NVEE | Meeting Date | 05-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US62945V1098 | Agenda | 935409385 - Management | ||||||||||||||||||||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Dickerson Wright | For | For | For | |||||||||||||||||||||||||
2 | Alexander A. Hockman | For | For | For | |||||||||||||||||||||||||
3 | MaryJo E. O'Brien | For | For | For | |||||||||||||||||||||||||
4 | William D. Pruitt | For | For | For | |||||||||||||||||||||||||
5 | François Tardan | For | For | For | |||||||||||||||||||||||||
6 | Laurie Conner | For | For | For | |||||||||||||||||||||||||
7 | Michael Renshaw | For | For | For | |||||||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | For | For | For | ||||||||||||||||||||||||
3. | To conduct a non-binding advisory vote to approve the compensation paid to the Company's named executive officers. | Management | For | For | For | ||||||||||||||||||||||||
EPAM SYSTEMS, INC. | |||||||||||||||||||||||||||||
Security | 29414B104 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | EPAM | Meeting Date | 08-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US29414B1044 | Agenda | 935416948 - Management | ||||||||||||||||||||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Election of Class III Director to hold office for a three year term: Arkadiy Dobkin | Management | For | For | For | ||||||||||||||||||||||||
1B. | Election of Class III Director to hold office for a three year term: Robert E. Segert | Management | For | For | For | ||||||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
3. | To approve, on an advisory and non- binding basis, the compensation for our named executive officers as disclosed in this Proxy Statement. | Management | For | For | For | ||||||||||||||||||||||||
4. | To approve, on an advisory and non- binding basis, the frequency in which future advisory votes on the compensation for our named executive officers will occur. | Management | 3 Years | 1 Year | Against | ||||||||||||||||||||||||
5. | To approve the EPAM Systems, Inc. 2021 Employee Stock Purchase Plan. | Management | For | For | For | ||||||||||||||||||||||||
NOVOCURE LIMITED | |||||||||||||||||||||||||||||
Security | G6674U108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | NVCR | Meeting Date | 09-Jun-2021 | ||||||||||||||||||||||||||
ISIN | JE00BYSS4X48 | Agenda | 935397871 - Management | ||||||||||||||||||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 04-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Election of Director: Asaf Danziger | Management | For | For | For | ||||||||||||||||||||||||
1B. | Election of Director: William Doyle | Management | For | For | For | ||||||||||||||||||||||||
1C. | Election of Director: Jeryl Hilleman | Management | For | For | For | ||||||||||||||||||||||||
1D. | Election of Director: David Hung | Management | For | For | For | ||||||||||||||||||||||||
1E. | Election of Director: Kinyip Gabriel Leung | Management | For | For | For | ||||||||||||||||||||||||
1F. | Election of Director: Martin Madden | Management | For | For | For | ||||||||||||||||||||||||
1G. | Election of Director: Sherilyn McCoy | Management | For | For | For | ||||||||||||||||||||||||
1H. | Election of Director: Timothy Scannell | Management | For | For | For | ||||||||||||||||||||||||
1I. | Election of Director: William Vernon | Management | For | For | For | ||||||||||||||||||||||||
2. | The approval and ratification of the appointment, by the Audit Committee of our Board of Directors, of Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as the auditor and independent registered public accounting firm of the Company for the Company's fiscal year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
3. | A non-binding advisory vote to approve executive compensation. | Management | For | For | For | ||||||||||||||||||||||||
ZIX CORPORATION | |||||||||||||||||||||||||||||
Security | 98974P100 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | ZIXI | Meeting Date | 09-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US98974P1003 | Agenda | 935409777 - Management | ||||||||||||||||||||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Mark J. Bonney | For | For | For | |||||||||||||||||||||||||
2 | Marcy Campbell | For | For | For | |||||||||||||||||||||||||
3 | Taher A. Elgamal | For | For | For | |||||||||||||||||||||||||
4 | James H. Greene, Jr. | For | For | For | |||||||||||||||||||||||||
5 | Robert C. Hausmann | For | For | For | |||||||||||||||||||||||||
6 | Maribess L. Miller | For | For | For | |||||||||||||||||||||||||
7 | Brandon Van Buren | For | For | For | |||||||||||||||||||||||||
8 | David J. Wagner | For | For | For | |||||||||||||||||||||||||
2. | Ratification of appointment of Whitley Penn LLP as independent registered public accountants. | Management | For | For | For | ||||||||||||||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | For | ||||||||||||||||||||||||
4. | Approve the Zix Corporation 2021 Omnibus Incentive Plan. | Management | For | For | For | ||||||||||||||||||||||||
IMPINJ, INC. | |||||||||||||||||||||||||||||
Security | 453204109 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | PI | Meeting Date | 10-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US4532041096 | Agenda | 935421230 - Management | ||||||||||||||||||||||||||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Election of Director: Daniel Gibson | Management | For | For | For | ||||||||||||||||||||||||
1B. | Election of Director: Umesh Padval | Management | For | For | For | ||||||||||||||||||||||||
1C. | Election of Director: Steve Sanghi | Management | For | For | For | ||||||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
3. | To approve a stockholder proposal regarding proxy access. | Shareholder | Against | None | |||||||||||||||||||||||||
MONOLITHIC POWER SYSTEMS, INC. | |||||||||||||||||||||||||||||
Security | 609839105 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | MPWR | Meeting Date | 10-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US6098391054 | Agenda | 935418966 - Management | ||||||||||||||||||||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Eugen Elmiger | For | For | For | |||||||||||||||||||||||||
2 | Jeff Zhou | For | For | For | |||||||||||||||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
3. | Approve, on an advisory basis, the 2020 executive compensation. | Management | For | For | For | ||||||||||||||||||||||||
CODEXIS, INC. | |||||||||||||||||||||||||||||
Security | 192005106 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | CDXS | Meeting Date | 15-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US1920051067 | Agenda | 935420707 - Management | ||||||||||||||||||||||||||
Record Date | 22-Apr-2021 | Holding Recon Date | 22-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Jennifer Aaker, Ph.D. | For | For | For | |||||||||||||||||||||||||
2 | E. Martinborough, Ph.D. | For | For | For | |||||||||||||||||||||||||
3 | John Nicols | For | For | For | |||||||||||||||||||||||||
2. | To ratify the selection of BDO USA, LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
PURE STORAGE, INC. | |||||||||||||||||||||||||||||
Security | 74624M102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | PSTG | Meeting Date | 15-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US74624M1027 | Agenda | 935420771 - Management | ||||||||||||||||||||||||||
Record Date | 16-Apr-2021 | Holding Recon Date | 16-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Jeff Rothschild | For | For | For | |||||||||||||||||||||||||
2 | Anita Sands | For | For | For | |||||||||||||||||||||||||
3 | Susan Taylor | For | For | For | |||||||||||||||||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending February 6, 2022. | Management | For | For | For | ||||||||||||||||||||||||
3. | An advisory vote on our named executive officer compensation. | Management | For | For | For | ||||||||||||||||||||||||
TWILIO INC. | |||||||||||||||||||||||||||||
Security | 90138F102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | TWLO | Meeting Date | 16-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US90138F1021 | Agenda | 935414716 - Management | ||||||||||||||||||||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Jeff Lawson | For | For | For | |||||||||||||||||||||||||
2 | Byron Deeter | For | For | For | |||||||||||||||||||||||||
3 | Jeffrey Epstein | For | For | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
3. | Approval of, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | ||||||||||||||||||||||||
SPLUNK INC. | |||||||||||||||||||||||||||||
Security | 848637104 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | SPLK | Meeting Date | 17-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US8486371045 | Agenda | 935422624 - Management | ||||||||||||||||||||||||||
Record Date | 21-Apr-2021 | Holding Recon Date | 21-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Election of Class III Director: Sara Baack | Management | For | For | For | ||||||||||||||||||||||||
1B. | Election of Class III Director: Sean Boyle | Management | For | For | For | ||||||||||||||||||||||||
1C. | Election of Class III Director: Douglas Merritt | Management | For | For | For | ||||||||||||||||||||||||
1D. | Election of Class III Director: Graham Smith | Management | For | For | For | ||||||||||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Management | For | For | For | ||||||||||||||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement. | Management | For | For | For | ||||||||||||||||||||||||
VUZIX CORPORATION | |||||||||||||||||||||||||||||
Security | 92921W300 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | VUZI | Meeting Date | 17-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US92921W3007 | Agenda | 935429515 - Management | ||||||||||||||||||||||||||
Record Date | 26-Apr-2021 | Holding Recon Date | 26-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1a. | Election of Director to serve until the 2022 annual meeting: Paul Travers | Management | For | For | For | ||||||||||||||||||||||||
1b. | Election of Director to serve until the 2022 annual meeting: Grant Russell | Management | For | For | For | ||||||||||||||||||||||||
1c. | Election of Director to serve until the 2022 annual meeting: Edward Kay | Management | For | For | For | ||||||||||||||||||||||||
1d. | Election of Director to serve until the 2022 annual meeting: Timothy Harned | Management | For | For | For | ||||||||||||||||||||||||
1e. | Election of Director to serve until the 2022 annual meeting: Emily Nagle Green | Management | For | For | For | ||||||||||||||||||||||||
1f. | Election of Director to serve until the 2022 annual meeting: Raj Rajgopal | Management | For | For | For | ||||||||||||||||||||||||
1g. | Election of Director to serve until the 2022 annual meeting: Azita Arvani | Management | For | For | For | ||||||||||||||||||||||||
2. | To ratify the appointment of Freed Maxick, CPAs, P.C. as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
VAPOTHERM INC. | |||||||||||||||||||||||||||||
Security | 922107107 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | VAPO | Meeting Date | 22-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US9221071072 | Agenda | 935428133 - Management | ||||||||||||||||||||||||||
Record Date | 26-Apr-2021 | Holding Recon Date | 26-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1.1 | Election of Director to serve until the 2024 annual meeting: Lori Knowles | Management | For | For | For | ||||||||||||||||||||||||
1.2 | Election of Director to serve until the 2024 annual meeting: Mary Beth Moynihan | Management | For | For | For | ||||||||||||||||||||||||
2. | To approve, on an advisory (non-binding) basis, our executive compensation. | Management | For | For | For | ||||||||||||||||||||||||
3. | To approve, on an advisory (non-binding) basis, the frequency of future advisory votes on executive compensation. | Management | 3 Years | 1 Year | Against | ||||||||||||||||||||||||
4. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
ZUORA, INC. | |||||||||||||||||||||||||||||
Security | 98983V106 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | ZUO | Meeting Date | 22-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US98983V1061 | Agenda | 935428157 - Management | ||||||||||||||||||||||||||
Record Date | 28-Apr-2021 | Holding Recon Date | 28-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Kenneth A. Goldman | For | For | For | |||||||||||||||||||||||||
2 | Tien Tzuo | For | For | For | |||||||||||||||||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | For | For | ||||||||||||||||||||||||
3. | To approve, on a non-binding advisory basis, the compensation paid by us to our Named Executive Officers as disclosed in this Proxy Statement. | Management | For | For | For | ||||||||||||||||||||||||
AIRGAIN INC | |||||||||||||||||||||||||||||
Security | 00938A104 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | AIRG | Meeting Date | 23-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US00938A1043 | Agenda | 935440141 - Management | ||||||||||||||||||||||||||
Record Date | 27-Apr-2021 | Holding Recon Date | 27-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||
1 | Joan H. Gillman | For | For | For | |||||||||||||||||||||||||
2 | Arthur M. Toscanini | For | For | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | ||||||||||||||||||||||||
CARMAX, INC. | |||||||||||||||||||||||||||||
Security | 143130102 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | KMX | Meeting Date | 29-Jun-2021 | ||||||||||||||||||||||||||
ISIN | US1431301027 | Agenda | 935430188 - Management | ||||||||||||||||||||||||||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | ||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Peter J. Bensen | Management | For | For | For | ||||||||||||||||||||||||
1B. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Ronald E. Blaylock | Management | For | For | For | ||||||||||||||||||||||||
1C. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Sona Chawla | Management | For | For | For | ||||||||||||||||||||||||
1D. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Thomas J. Folliard | Management | For | For | For | ||||||||||||||||||||||||
1E. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Shira Goodman | Management | For | For | For | ||||||||||||||||||||||||
1F. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Robert J. Hombach | Management | For | For | For | ||||||||||||||||||||||||
1G. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: David W. McCreight | Management | For | For | For | ||||||||||||||||||||||||
1H. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: William D. Nash | Management | For | For | For | ||||||||||||||||||||||||
1I. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Mark F. O'Neil | Management | For | For | For | ||||||||||||||||||||||||
1J. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Pietro Satriano | Management | For | For | For | ||||||||||||||||||||||||
1K. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Marcella Shinder | Management | For | For | For | ||||||||||||||||||||||||
1L. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Mitchell D. Steenrod | Management | For | For | For | ||||||||||||||||||||||||
2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For | For | ||||||||||||||||||||||||
3. | To vote on an advisory resolution to approve the compensation of our named executive officers. | Management | For | For | For | ||||||||||||||||||||||||
4. | To vote on a shareholder proposal regarding a report on political contributions, if properly presented at the meeting. | Shareholder | Against | Against | For | ||||||||||||||||||||||||
CYBERARK SOFTWARE LTD | |||||||||||||||||||||||||||||
Security | M2682V108 | Meeting Type | Annual | ||||||||||||||||||||||||||
Ticker Symbol | CYBR | Meeting Date | 29-Jun-2021 | ||||||||||||||||||||||||||
ISIN | IL0011334468 | Agenda | 935448678 - Management | ||||||||||||||||||||||||||
Record Date | 21-May-2021 | Holding Recon Date | 21-May-2021 | ||||||||||||||||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 28-Jun-2021 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||||||||||||||||||
1A. | Re-Election of Class I Director for a term of three years until the 2024 annual general meeting: Ehud (Udi) Mokady | Management | For | For | For | ||||||||||||||||||||||||
1B. | Re-Election of Class I Director for a term of three years until the 2024 annual general meeting: David Schaeffer | Management | For | For | For | ||||||||||||||||||||||||
2. | To approve the re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2021 and until the Company's 2022 annual general meeting of shareholders, and to authorize the Board to fix such accounting firm's annual compensation. | Management | For | For | For | ||||||||||||||||||||||||
Account Name: BRETTON FUND
Custodian Name: U.S. BANK, N.A.
MICROSOFT CORPORATION | |||||||||||
Ticker: | MSFT | Meeting Date: | 12/2/2020 | ||||||||
CUSIP | 594918104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Shareholder proposal on report on employee respresentation on board. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
AUTOZONE, INC. | |||||||||||
Ticker: | AZO | Meeting Date: | 12/16/2020 | ||||||||
CUSIP | 05332102 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 10 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Ernst & Young as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Exectuive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Approval of 2020 Omnibus Incentive Award Plan. | FOR | FOR | WITH | ISSUER | |||||||
VISA INC. | |||||||||||
Ticker: | V | Meeting Date: | 1/28/2020 | ||||||||
CUSIP | 92826C839 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Exectuive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of KPMG as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Approval of amended 2007 Equity Incentive Compensation Plan. | FOR | FOR | WITH | ISSUER | |||||||
5. Approval of an amendment for special meeting rights. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal on stockholders' right to act by written consent. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proposal to amend executive compensation program. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
S&P GLOBAL INC. | |||||||||||
Ticker: | SPGI | Meeting Date: | 3/11/2021 | ||||||||
CUSIP | 78409V104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Approval of issuance of stock for merger. | FOR | FOR | WITH | ISSUER | |||||||
BANK OF AMERICA CORPORATION | |||||||||||
Ticker: | BAC | Meeting Date: | 4/20/2021 | ||||||||
CUSIP | 060505104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 16 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Amending and restating the Key Employee Equity Plan. | FOR | FOR | WITH | ISSUER | |||||||
5. Shareholder proposal requesting amendments to proxy access. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal allowing shareholders to act by written consent. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proposal requesting a change in organizational form. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. Shareholder proposal requesting a racial equity audit. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
CANADIAN PACIFIC RAILWAY LIMITED | |||||||||||
Ticker: | CP | Meeting Date: | 4/21/2021 | ||||||||
CUSIP | 13645T100 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Deloitte LLP as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Share split. | FOR | AGAINST | AGAINST | AGAINST | |||||||
5. Shareholder proposal regarding climate action plan. | FOR | FOR | WITH | SHAREHOLDER | |||||||
PERKINELMER, INC. | |||||||||||
Ticker: | PKI | Meeting Date: | 4/27/2021 | ||||||||
CUSIP | 714046109 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 8 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Exectuive compensation. | FOR | FOR | WITH | ISSUER | |||||||
BERKSHIRE HATHAWAY INC. | |||||||||||
Ticker: | BRK.B | Meeting Date: | 4/30/2021 | ||||||||
CUSIP | 084670702 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 14 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Shareholder proposal regarding the reporting of climate-related risks. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
3. Shareholder proposal regarding diversity and inclusion reporting. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
AMERICAN EXPRESS COMPANY | |||||||||||
Ticker: | AXP | Meeting Date: | 5/4/2021 | ||||||||
CUSIP | 025816109 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 15 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Shareholder proposal relating to action by written consent. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. Shareholder proposal relating to annual report on diversity. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
NVR, INC. | |||||||||||
Ticker: | NVR | Meeting Date: | 5/5/2021 | ||||||||
CUSIP | 62944T105 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of KPMG as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
S&P GLOBAL INC. | |||||||||||
Ticker: | SPGI | Meeting Date: | 5/5/2021 | ||||||||
CUSIP | 78409V104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of Ernst & Young LLP as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Approve Company's Greenhouse Gas Emissions Reduction Plan. | FOR | FOR | WITH | ISSUER | |||||||
5. Shareholder proposal to transition to a Public Benefit Corporation. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
THE PROGRESSIVE CORPORATION | |||||||||||
Ticker: | PGR | Meeting Date: | 5/7/2021 | ||||||||
CUSIP | 743315103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
UNION PACIFIC CORPORATION | |||||||||||
Ticker: | UNP | Meeting Date: | 5/13/2021 | ||||||||
CUSIP | 907818108 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 10 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Approval of the 2021 Employee Stock Purchase Plan | FOR | FOR | WITH | ISSUER | |||||||
5. Shareholder proposal requesting an EEO-1 Report Disclosure | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal on Annual Diversity and Inclusion Efforts Report | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proposal requesting an Annual Emissions Reduction Plan | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
JPMORGAN CHASE & CO. | |||||||||||
Ticker: | JPM | Meeting Date: | 5/18/2021 | ||||||||
CUSIP | 46625H100 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 10 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Approval of Amended and Restated Long-Term Incentive Plan | FOR | FOR | WITH | ISSUER | |||||||
4. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
5. Improve shareholder written consent. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Racial equity audit and report. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Independent board chairman. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. Political and electioneering expenditure congruency report. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
ROSS STORES, INC. | |||||||||||
Ticker: | ROST | Meeting Date: | 5/19/2021 | ||||||||
CUSIP | 778296103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Stockholder proposal regarding executive share retention. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
THE TJX COMPANIES, INC. | |||||||||||
Ticker: | TJX | Meeting Date: | 6/7/2021 | ||||||||
CUSIP | 872540109 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Report on animal welfare. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. Setting targets on CEO compensation. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
UNITEDHEALTH GROUP INCORPORATED | |||||||||||
Ticker: | UNH | Meeting Date: | 6/7/2021 | ||||||||
CUSIP | 91324P102 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Amendment to the 1993 Employee Stock Purchase Plan. | FOR | FOR | WITH | ISSUER | |||||||
5. Reducing share ownership threshold for calling special meeting. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
MASTERCARD INCORPORATED | |||||||||||
Ticker: | MA | Meeting Date: | 6/22/2021 | ||||||||
CUSIP | 57636Q104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 14 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Amendment of the 2006 Long Term Incentive Plan | FOR | FOR | WITH | ISSUER | |||||||
5. Approval of the Non-Employee Director Equity Compensation Plan. | FOR | FOR | WITH | ISSUER | |||||||
6. Approval to remove supermajority voting requirements. | FOR | FOR | WITH | ISSUER | |||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PFS FUNDS
By: /s/ Ross C. Provence
Ross C. Provence, President
Date: 8/16/2021