UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09781
PFS Funds
(Exact name of registrant as specified in charter)
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Address of principal executive offices) (Zip code)
CT Corporation System
155 Federal St., Suite 700, Boston, MA 02110
(Name and address of agent for service)
Registrant's telephone number, including area code: (619) 588-9700
Date of fiscal year end: March 31, June 30, July 31, October 31, November 30 and December 31
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORDS:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Item 1 - Proxy Voting Records
Account Name: WIRELESS FUND
Custodian Name: U.S. BANK, N.A.
QORVO, INC. | |||||||||||
Ticker: | QRVO | Meeting Date: | 8/15/2022 | ||||||||
CUSIP | 74736K101 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-i. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2.ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE EXECUTIVE OFFICERS. | FOR | FOR | WITH | ISSUER | |||||||
3. TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING | FOR | FOR | WITH | ISSUER | |||||||
FIRM. | |||||||||||
LAM RESEARCH CORPORATION | |||||||||||
Ticker: | LRCX | Meeting Date: | 11/8/2022 | ||||||||
CUSIP | 512807108 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-i. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. PROPOSAL TO APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFY THE APPOINTMENT THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | FOR | FOR | WITH | ISSUER | |||||||
FOR FISCAL YEAR 2023. | |||||||||||
KLA CORPORATION | |||||||||||
Ticker: | KLAC | Meeting Date: | 11/1/2022 | ||||||||
CUSIP | 482480100 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. 01.-10. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR JUNE 30, 2023. | |||||||||||
3. PROPOSAL TO APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
4. STOCKHOLDER PROPOSAL REQUESTING BOARD ISSUE A REPORT REGARDING NET ZERO | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
TARGETS AND CLIMATE TRANSITION PLANNING. | |||||||||||
T-MOBILE US, INC. | |||||||||||
Ticker: | TMUS | Meeting Date: | 6/16/2023 | ||||||||
CUSIP | 872590104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. 01)-13) ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT | FOR | FOR | WITH | ISSUER | |||||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2023. | |||||||||||
3. ADVISORY VOTE TO APPROVE THE COMPENSATION PROVIDED TO THE COMPANY'S | FOR | FOR | WITH | ISSUER | |||||||
NAMED EXECUTIVE OFFICERS FOR 2022 | |||||||||||
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE | 3 YEARS | 1 YEAR | AGAINST | ISSUER | |||||||
THE COMPENSATION PROVIDED TO THE COMPAN'S NAMED EXECUTIVE OFFICERS | |||||||||||
5. APPROVAL OF T-MOBILE US, INC. 2023 INCENTIVE AWARD PLAN. | FOR | FOR | WITH | ISSUER | |||||||
6. APPROVAL OF T-MOBILE US, INC. AMENDED AND RESATED 2014 EMPOYEE STOCK | FOR | FOR | WITH | ISSUER | |||||||
PURCHASE PLAN. | |||||||||||
ADOBE INC. | |||||||||||
Ticker: | ADBE | Meeting Date: | 4/20/2023 | ||||||||
CUSIP | 00724F101 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-l. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. APPROVE THE 2019 EQUITY INCENTIVE PLAN, AS AMENDED, TO INCREASE THE | FOR | FOR | WITH | ISSUER | |||||||
AVAILABLE SHARE RESERVE BY 12,000,000 SHARES. | |||||||||||
3. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC | FOR | FOR | WITH | ISSUER | |||||||
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING ON DECEMBER 1, 2023. | |||||||||||
4.. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE | FOR | FOR | WITH | ISSUER | |||||||
OFFICERS. | |||||||||||
5. APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
EXECUTIVE COMPENSATION. | |||||||||||
6. STOCKHOLDER PROPOSAL - REPORT ON HIRING PERSONS WITH ARREST OR | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
INCARCERATION RECORDS. | |||||||||||
ALPHABET INC. | |||||||||||
Ticker: | GOOGL | Meeting Date: | 6/2/2023 | ||||||||
CUSIP | 02079K305 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-k. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR | |||||||||||
ENDING DECEMBER 31, 2023. | |||||||||||
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF ALPHABET'S AMENDED AND | FOR | FOR | WITH | ISSUER | |||||||
RESTATED 2021 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 170,000,000 | |||||||||||
(POST STOCK SPLIT) SHARES OF CLASS C CAPITAL STOCK. | |||||||||||
4. ADVISORY VOTE TO APPROVE COMPENSATION AWARDED TO NAMED EXECUTIVE | FOR | FOR | WITH | ISSUER | |||||||
OFFICERS. | |||||||||||
5. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES TO APPROVE | 3 YEARS | 1 YEAR | AGAINST | ISSUER | |||||||
COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | |||||||||||
6. STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. STOCKHOLDER PROPOSAL REGARDING A CONGRUENCY REPORT. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. STOCKHOLDER PROPOSAL REGARDING A CLIMATE LOBBYING REPORT. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
9. STOCKHOLDER PROPOSAL REGARDING A REPORT ON REPRODUCTIVE RIGHTS AND | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
DATA PRIVACY. | |||||||||||
10. STOCKHOLDER PROPOSAL REGARDING A HUMAN RIGHTS ASSESSMENT OF DATA | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
CENTER SITING. | |||||||||||
11. STOCKHOLDER PROPOSAL REGARDING A HUMAN RIGHTS ASSESSMENT OF | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
TARGETED AD POLICIES AND PRACTICES. | |||||||||||
12. STOCKHOLDER PROPOSAL REGARDING ALGORITHM DISCLOSURES. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
13. STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF YOUTUBE | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
POLICIES WITH LEGISLATION. | |||||||||||
14. STOCKHOLDER PROPOSAL REGARDING A CONTENT GOVERNANCE REPORT. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
15. STOCKHOLDER PROPOSAL REGARDING A PERFORMANCE REVIEW OF THE AUDIT | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
AND COMPLIANCE COMMITTEE. | |||||||||||
16. STOCKHOLDER PROPOSAL REGARDING BYLAWS AMENDMENT. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
17. STOCKHOLDER PROPOSAL REGARDING "EXECUTIVES TO RETAIN IN SIGNIFICANT | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
STOCK." | |||||||||||
18. STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING BOARD | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
RECOMMENDATION. | |||||||||||
META PLATFORMS, INC. | |||||||||||
Ticker: | META | Meeting Date: | 5/31/2023 | ||||||||
CUSIP | 30303M102 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. 01)-09) ELECTION OF DIRECTORS | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS META PLATFORMS, INC.'S | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUTING FIRM FOR THE FISCAL YEAR ENDING | |||||||||||
DECEMBER 31, 2023. | |||||||||||
3. A SHAREHOLDER PROPOSAL REGARDING GOVERNMENT TAKEDOWN REQUESTS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
4.A SHAREHOLDER PROPOSAL REGARDING DUAL CLASS CAPITAL STRUCTURE. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. A SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS IMPACT ASSESSMENT OF | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
TARGETED ADVERTISING | |||||||||||
6. A SHAREHOLDER PROPOSAL REGARDING REPORT ON DISCLOSURES | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. A SHAREHOLDER PROPOSAL REGARDING REPORT ON ALLEGATIONS OF POLITICAL | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
ENTANGLEMENT AND CONTENT MANAGEMENT BIASES IN INDIA. | |||||||||||
8. A SHAREHOLDER PROPOSAL REGARDING REPORT ON FRAMEWORK TO ASSESS | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
COMPANY LOBBYING ALIGNMENT WITH CLIMATE GOALS. | |||||||||||
9. A SHAREHOLDER PROPOSAL REGARDING REPORT ON ENFORCEMENT OF COMMUNITY | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
STANDARDS AND USER CONTENT. | |||||||||||
10. A SHAREHOLDER PROPOSAL REGARDING REPORT ON ENFORCEMENT OF | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
COMMUNITY STANDARDS AND USER CONTENT. | |||||||||||
11. A SHAREHOLDER PROPOSAL REGARDING REPORT ON CHILD SAFETY IMPACTS AND | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
ACTUAL HARM REDUCTION TO CHILDREN. | |||||||||||
12. A SHAREHOLDER PROPOSAL REGARDING REPORT ON PAY CALIBRATION TO | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
EXTERNALIZED COSTS. | |||||||||||
13. A SHAREHOLDER PROPOSAL REGARDING PERFORMANCE REVIEW OF THE AUDIT & | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
RISK OVERSIGHT COMMITTEE. | |||||||||||
PAYPAL HOLDINGS, INC. | |||||||||||
Ticker: | PYPL | Meeting Date: | 5/24/2023 | ||||||||
CUSIP | 70450Y103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-l. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. APPROVAL OF THE PAYAL HOLDINGS, INC. 2015 EQUITY INCENTIVE AWARD PLAN | FOR | FOR | WITH | ISSUER | |||||||
AS AMENDED AND RESATED. | |||||||||||
4. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP | FOR | FOR | WITH | ISSUER | |||||||
AS OUR INDEPENDENT AUDITOR FOR 2023 | |||||||||||
5. STOCKHOLDER PROPOSAL - PROVISION OF SERVICES IN CONFLICT ZONES. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. STOCKHOLDER PROPOSAL - REPRODUCTIVE RIGHTS AND DATA PRIVACY | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. STOCKHOLDER PROPOSAL - PAYPAL TRANSPARENCY REPORTS. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. STOCKHOLDER PROPOSAL - REPORT ON ENSURING RESPECT FOR CIVIL | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
LIBERTIES. | |||||||||||
9. STOCKHOLDER PROPOSAL - ADOPT MAJORITY VOTE STANDARD FOR | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
DIRECTOR ELECTIONS. | |||||||||||
CROWN CASTLE INTERNATIONAL CORP. | |||||||||||
Ticker: | CCI | Meeting Date: | 5/17/2023 | ||||||||
CUSIP | 22822V101 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-j. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS | FOR | FOR | WITH | ISSUER | |||||||
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | |||||||||||
FOR FISCAL YEAR 2023. | |||||||||||
3. THE NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF | FOR | FOR | WITH | ISSUER | |||||||
THE COMPANY'S NAMED EXECUTIVE OFFICERS. | |||||||||||
4. THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATION OF | FOR | FOR | WITH | ISSUER | |||||||
INCORPORATION, AS AMENDED, REGARDING OFFICER EXCULPATION. | |||||||||||
ADVANCED MICRO DEVICES, INC. | |||||||||||
Ticker: | AMD | 5/18/2023 | |||||||||
CUSIP | 7903107 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-I. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. APPROVAL OF THE ADVANCED MICRO DEVICES, INC. 2023 EQUITY INCENTIVE | FOR | FOR | WITH | ISSUER | |||||||
PLAN. | |||||||||||
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT | FOR | FOR | WITH | ISSUER | |||||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR | |||||||||||
4. ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF OUR NAMED | FOR | FOR | WITH | ISSUER | |||||||
EXECUTIVE OFFICERS. | |||||||||||
5. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
EXECUTIVE COMPENSATION. | |||||||||||
MOTOROLA SOLUTIONS, INC. | |||||||||||
Ticker: | MSI | Meeting Date: | 5/16/2023 | ||||||||
CUSIP | 620076307 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-h. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP | FOR | FOR | WITH | ISSUER | |||||||
ASINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2023. | |||||||||||
3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
4. ADVISORY APPROVAL OF THE FREQUENCY OF THE ADVISORY VOTE TO | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | |||||||||||
BROADCOM INC. | |||||||||||
Ticker: | AVGO | Meeting Date: | 4/3/2023 | ||||||||
CUSIP | 11135F101 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-i. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP | FOR | FOR | WITH | ISSUER | |||||||
AS BROADCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR | |||||||||||
THE FISCAL YEAR ENDING OCTOBER 29, 2023. | |||||||||||
3. APPROVE TO AMENDMENT AND RESTATEMENT OF THE 2012 STOCK INCENTIVE | FOR | FOR | WITH | ISSUER | |||||||
PLAN. | |||||||||||
4. ADVISORY VOTE TO APPROVE THE NAMED EXECUTIVE OFFICER | FOR | FOR | WITH | ISSUER | |||||||
COMPENSATION. | |||||||||||
5. ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON NAMED | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
EXECUTIVE OFFICER COMPENSATION. | |||||||||||
QUALCOMM, INCORPORATED | |||||||||||
Ticker: | QCOM | Meeting Date: | 3/8/2023 | ||||||||
CUSIP | 747525103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-l. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 24, | |||||||||||
2023 | |||||||||||
3. APPROVAL OF THE QUALCOMM INCORPORATED 2023 LONG-TERM INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED | FOR | FOR | WITH | ISSUER | |||||||
EXECUTIVE OFFICERS. | |||||||||||
APPLIED MATERIALS, INC. | |||||||||||
Ticker: | AMAT | Meeting Date: | 3/8/2023 | ||||||||
CUSIP | 38222105 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-j. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF APPLIED | FOR | FOR | WITH | ISSUER | |||||||
MATERIALS' NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2022. | |||||||||||
3. APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
ADVISORY VOTE ON EXECUTIVE COMPENSATION. | |||||||||||
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2023. | |||||||||||
5. SHAREHOLDER PROPOSAL TO AMEND THE APPROPRIATE COMPANY GOVERNING | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
DOCUMENTS TO GIVE THE OWNERS OOF A COMBINED 10% OF OUR OUTSTANDING | |||||||||||
COMMON STOCK THE POWER TO CALL A SPECIAL SHAREHOLDER MEETING. | |||||||||||
6. SHAREHOLDER PROPOSAL TO IMPROVE THE EXECUTIVE COMPENSATION PROGRAM | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
AND POLICY TO INCLUDE THE CEO PAY RATIO FACTOR. | |||||||||||
APPLE INC. | |||||||||||
Ticker: | AAPL | Meeting Date: | 3/10/2023 | ||||||||
CUSIP | 37833100 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-i. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2023. | |||||||||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
4. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
COMPENSATOIN. | |||||||||||
5. A SHAREHOLDER PROPOSAL ENTITLED "CIVIL RIGHTS AND NON-DISCLOSURE AUDIT | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
PROPOSAL." | |||||||||||
6. A SHAREHOLER PROPOSAL ENTITLED "COMMUNIST CHINA AUDIT." | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. A SHAREHOLDER PROPOSAL ON BOARD POLICY FOR COMMUNICATION WITH | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
SHAREHOLDER PROPONENTS. | |||||||||||
8. A SHAREHOLER PROPOSAL ENTITLED "RACIAL AND GENDER PAY GAPS." | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
9. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
AMMENDMENTS." | |||||||||||
ADOBE INC. | |||||||||||
Ticker: | ADBE | Meeting Date: | 4/20/2023 | ||||||||
CUSIP | 00724F101 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-l. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. APPROVE THE 2019 EQUITY INCENTIVE PLAN, AS AMENDED, TO INCREASE THE | FOR | FOR | WITH | ISSUER | |||||||
AVAILABLE SHARE RESERVE BY 12,000,000 SHARES. | |||||||||||
3. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC | FOR | FOR | WITH | ISSUER | |||||||
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING ON DECEMBER 1, 2023. | |||||||||||
4. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE | FOR | FOR | WITH | ISSUER | |||||||
OFFICERS. | |||||||||||
5. APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
EXECUTIVE COMPENSATION. | |||||||||||
6. STOCKHOLDER PROPOSAL - REPORT ON HIRING OF PERSONS WITH ARREST OR | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
INCARCERATION RECORDS. | |||||||||||
CISCO SYSTEMS, INC. | |||||||||||
Ticker: | CSCO | Meeting Date: | 12/8/2022 | ||||||||
CUSIP | 17275R102 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-l. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. APPROVAL ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT | FOR | FOR | WITH | ISSUER | |||||||
REGISTERED ACCOUNTING FIRM FOR FISCAL 2023. | |||||||||||
4. STOCKHOLDER PROPOSAL - APPROVAL TO HAVE CISCO'S BOARD ISSUE A TAX | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
TRANSPARENCY REPORT IN CONSIDERATION OF THE GLOBAL REPORTING INITIATIVE'S | |||||||||||
TAX STANDARD. | |||||||||||
MICROSOFT CORPORATION | |||||||||||
Ticker: | MSFT | Meeting Date: | 12/13/2022 | ||||||||
CUSIP | 594918104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. a-l. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT | FOR | FOR | WITH | ISSUER | |||||||
AUDITOR FOR FISCAL YEAR 2023. | |||||||||||
4. SHAREHOLDER PROPOSAL - OCST/BENEFIT ANALYSIS OF DIVERSITY AND INCLUSION | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. SHAREHOLDER PROPOSAL - REPORT ON HIRING OF PERSONS WITH ARREST OR | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
INCARCERATION | |||||||||||
6. SHAREHOLDER PROPOSAL - REPORT ON INVESTMENT OF RETIREMENT FUNDS IN | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
COMPANIES. | |||||||||||
7. SHAREHOLDER PROPOSAL - REPORT ON GOVERNMENT USE OF MICROSOFT | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
TECHNOLOGY. | |||||||||||
8. SHAREHOLDER PROPOSAL - REPORT ON DEVELOPMENT OF PRODUCTS FOR | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
MILITARY | |||||||||||
9. SHAREHOLDER PROPOSAL - REPORT ON TAX TRANSPARENCY. | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
BLOCK, INC. | |||||||||||
Ticker: | SQ | Meeting Date: | 6/13/2023 | ||||||||
CUSIP | 852234103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. ELECTION OF DIRECTORS. | FOR ALL | FOR ALL | WITH | ISSUER | |||||||
2. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR | |||||||||||
ENDING DECEMBER 31, 2023. | |||||||||||
4. STOCKHOLDER PROPOSAL REGARDING DIVERSITY AND INCLUSION DISCLOSURE. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
MARVELL TECHNOLOGY GROUP LTD. | |||||||||||
Ticker: | MRVL | Meeting Date: | 6/16/2023 | ||||||||
CUSIP | G5876H105 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1a-i. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | FOR | FOR | WITH | ISSUER | |||||||
3. TO CONDUCT AN ADVISOR VOTE ON FREQUENCY OF HOLDING AN ADVISORY SHARE- | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
HOLDER VOTE ON FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE | |||||||||||
COMPENSATION. | |||||||||||
4. RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT | FOR | FOR | WITH | ISSUER | |||||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING FEBRUARY 3, 2024. | |||||||||||
NVIDIA CORPORATION | |||||||||||
Ticker: | NVDA | Meeting Date: | 6/22/2023 | ||||||||
CUSIP | 67066G104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1a-m. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVAL OF OUR EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. APPROVAL OF FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE | 1 YEAR | 1 YEAR | WITH | ISSUER | |||||||
COMPENSATION. | |||||||||||
4. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR | FOR | FOR | WITH | ISSUER | |||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2024. | |||||||||||
Mgmt – Management
Mgt Rec – Management Recommended Vote.
Account Name: CARGILE FUND
Custodian Name: U.S. BANK, N.A.
There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: CASTLE FOCUS FUND
Custodian Name: U.S. BANK, N.A.
AGNICO EAGLE MINES LIMITED | ||||||
Ticker Symbol:AEM | Cusip Number:008474108 | |||||
Record Date: 3/17/2023 | Meeting Date: 4/28/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: Leona Aglukkaq | For | Issuer | For | With | |
1.1 | DIRECTOR: Jeffrey Parr | For | Issuer | For | With | |
1.11 | DIRECTOR: J. Merfyn Roberts | For | Issuer | For | With | |
1.12 | DIRECTOR: Jamie C. Sokalsky | For | Issuer | For | With | |
1.2 | DIRECTOR: Ammar Al-Joundi | For | Issuer | For | With | |
1.3 | DIRECTOR: Sean Boyd | For | Issuer | For | With | |
1.4 | DIRECTOR: Martine A. Celej | For | Issuer | For | With | |
1.5 | DIRECTOR: Robert J. Gemmell | For | Issuer | For | With | |
1.6 | DIRECTOR: Jonathan Gill | For | Issuer | For | With | |
1.7 | DIRECTOR: Peter Grosskopf | For | Issuer | For | With | |
1.8 | DIRECTOR: Elizabeth Lewis-Gray | For | Issuer | For | With | |
1.9 | DIRECTOR: Deborah McCombe | For | Issuer | For | With | |
2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | For | Issuer | For | With | |
3 | Consideration of and, if deemed advisable, the passing of a non-binding, advisory resolution accepting the Company's approach to executive compensation | For | Issuer | For | With | |
BARRICK GOLD CORPORATION | ||||||
Ticker Symbol:GOLD | Cusip Number:067901108 | |||||
Record Date: 3/3/2023 | Meeting Date: 5/2/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: D. M. Bristow | For | Issuer | For | With | |
1.1 | DIRECTOR: A. J. Quinn | For | Issuer | For | With | |
1.11 | DIRECTOR: M. L. Silva | For | Issuer | For | With | |
1.12 | DIRECTOR: J. L. Thornton | For | Issuer | For | With | |
1.2 | DIRECTOR: H. Cai | For | Issuer | For | With | |
1.3 | DIRECTOR: G. A. Cisneros | For | Issuer | For | With | |
1.4 | DIRECTOR: C. L. Coleman | For | Issuer | For | With | |
1.5 | DIRECTOR: I. A. Costantini | For | Issuer | For | With | |
1.6 | DIRECTOR: J. M. Evans | For | Issuer | For | With | |
1.7 | DIRECTOR: B. L. Greenspun | For | Issuer | For | With | |
1.8 | DIRECTOR: J. B. Harvey | For | Issuer | For | With | |
1.9 | DIRECTOR: A. N. Kabagambe | For | Issuer | For | With | |
2 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. | For | Issuer | For | With | |
3 | Advisory resolution on approach to executive compensation. | For | Issuer | For | With | |
BERKSHIRE HATHAWAY INC. | ||||||
Ticker Symbol:BRKB | Cusip Number:084670702 | |||||
Record Date: 3/8/2023 | Meeting Date: 5/6/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: Warren E. Buffett | For | Issuer | For | With | |
1.1 | DIRECTOR: Charlotte Guyman | For | Issuer | For | With | |
1.11 | DIRECTOR: Ajit Jain | For | Issuer | For | With | |
1.12 | DIRECTOR: Thomas S. Murphy, Jr. | For | Issuer | For | With | |
1.13 | DIRECTOR: Ronald L. Olson | For | Issuer | For | With | |
1.14 | DIRECTOR: Wallace R. Weitz | For | Issuer | For | With | |
1.15 | DIRECTOR: Meryl B. Witmer | For | Issuer | For | With | |
1.2 | DIRECTOR: Charles T. Munger | For | Issuer | For | With | |
1.3 | DIRECTOR: Gregory E. Abel | For | Issuer | For | With | |
1.4 | DIRECTOR: Howard G. Buffett | For | Issuer | For | With | |
1.5 | DIRECTOR: Susan A. Buffett | For | Issuer | For | With | |
1.6 | DIRECTOR: Stephen B. Burke | For | Issuer | For | With | |
1.7 | DIRECTOR: Kenneth I. Chenault | For | Issuer | For | With | |
1.8 | DIRECTOR: Christopher C. Davis | For | Issuer | For | With | |
1.9 | DIRECTOR: Susan L. Decker | For | Issuer | For | With | |
2 | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement. | For | Issuer | For | With | |
3 | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | For | Issuer | For | With | |
4 | Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities | Against | Stockholder | Against | With | |
5 | Shareholder proposal regarding how climate related risks are being governed by the Company. | Against | Stockholder | Against | With | |
6 | Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities | Against | Stockholder | Against | With | |
7 | Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts | Against | Stockholder | Against | With | |
8 | Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO. | Against | Stockholder | Against | With | |
9 | Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues. | Against | Stockholder | Against | With | |
CISCO SYSTEMS, INC. | ||||||
Ticker Symbol:CSCO | Cusip Number:17275R102 | |||||
Record Date: 10/10/2022 | Meeting Date: 12/8/2022 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: M. Michele Burns | For | Issuer | For | With | |
1b | Election of Director: Wesley G. Bush | For | Issuer | For | With | |
1c | Election of Director: Michael D. Capellas | For | Issuer | For | With | |
1d | Election of Director: Mark Garrett | For | Issuer | For | With | |
1e | Election of Director: John D. Harris II | For | Issuer | For | With | |
1f | Election of Director: Dr. Kristina M. Johnson | For | Issuer | For | With | |
1g | Election of Director: Roderick C. Mcgeary | For | Issuer | For | With | |
1h | Election of Director: Sarah Rae Murphy | For | Issuer | For | With | |
1i | Election of Director: Charles H. Robbins | For | Issuer | For | With | |
1j | Election of Director: Brenton L. Saunders | For | Issuer | For | With | |
1k | Election of Director: Dr. Lisa T. Su | For | Issuer | For | With | |
1l | Election of Director: Marianna Tessel | For | Issuer | For | With | |
2 | Approval, on an advisory basis, of executive compensation. | For | Issuer | For | With | |
3 | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2023. | For | Issuer | For | With | |
4 | Stockholder Proposal - Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. | Against | Stockholder | Against | With | |
COMCAST CORPORATION | ||||||
Ticker Symbol:CMCSA | Cusip Number:20030N1019 | |||||
Record Date: 4/3/2023 | Meeting Date: 6/7/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: Kenneth J. Bacon | For | Issuer | For | With | |
1.1 | DIRECTOR: Brian L. Roberts | For | Issuer | For | With | |
1.2 | DIRECTOR: Thomas J. Baltimore Jr | For | Issuer | For | With | |
1.3 | DIRECTOR: Madeline S. Bell | For | Issuer | For | With | |
1.4 | DIRECTOR: Edward D. Breen | For | Issuer | For | With | |
1.5 | DIRECTOR: Gerald L. Hassell | For | Issuer | For | With | |
1.6 | DIRECTOR: Jeffrey A. Honickman | For | Issuer | For | With | |
1.7 | DIRECTOR: Maritza G. Montiel | For | Issuer | For | With | |
1.8 | DIRECTOR: Asuka Nakahara | For | Issuer | For | With | |
1.9 | DIRECTOR: David C. Novak | For | Issuer | For | With | |
10 | To report on political contributions and company values alignment. | Against | Stockholder | Against | With | |
11 | To report on business in China. | Against | Stockholder | Against | With | |
2 | Ratification of the appointment of our independent auditors | For | Issuer | For | With | |
3 | Approval of Comcast Corporation 2023 Omnibus Equity Incentive Plan | For | Issuer | For | With | |
4 | Approval of Amended and Restated Comcast Corporation 2002 Employee Stock Purchase Plan. | For | Issuer | For | With | |
5 | Advisory vote on executive compensation | For | Issuer | For | With | |
6 | Advisory vote on the frequency of the vote on executive compensation. | For | Issuer | For | With | |
7 | To perform independent racial equity audit. | Against | Stockholder | Against | With | |
8 | To report on climate risk in default retirement plan options | Against | Stockholder | Against | With | |
9 | To set different greenhouse gas emissions reduction targets. | Against | Stockholder | Against | With | |
CORTEVA INC. | ||||||
Ticker Symbol:CTVA | Cusip Number:22052L104 | |||||
Record Date: 2/27/2023 | Meeting Date: 4/21/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Lamberto Andreotti | For | Issuer | For | With | |
1b | Election of Director: Klaus A. Engel | For | Issuer | For | With | |
1c | Election of Director: David C. Everitt | For | Issuer | For | With | |
1d | Election of Director: Janet P. Giesselman | For | Issuer | For | With | |
1e | Election of Director: Karen H. Grimes | For | Issuer | For | With | |
1f | Election of Director: Michael O. Johanns | For | Issuer | For | With | |
1g | Election of Director: Rebecca B. Liebert | For | Issuer | For | With | |
1h | Election of Director: Marcos M. Lutz | For | Issuer | For | With | |
1i | Election of Director: Charles V. Magro | For | Issuer | For | With | |
1j | Election of Director: Nayaki R. Nayyar | For | Issuer | For | With | |
1k | Election of Director: Gregory R. Page | For | Issuer | For | With | |
1l | Election of Director: Kerry J. Preete | For | Issuer | For | With | |
1m | Election of Director: Patrick J. Ward | For | Issuer | For | With | |
2 | Advisory resolution to approve executive compensation of the Company's named executive officers | For | Issuer | For | With | |
3 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | For | Issuer | For | With | |
DOMINION ENERGY, INC. | ||||||
Ticker Symbol:D | Cusip Number:25746U109 | |||||
Record Date: 3/3/2023 | Meeting Date: 5/10/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: James A. Bennett | For | Issuer | For | With | |
1b | Election of Director: Robert M. Blue | For | Issuer | For | With | |
1c | Election of Director: D. Maybank Hagood | For | Issuer | For | With | |
1d | Election of Director: Ronald W. Jibson | For | Issuer | For | With | |
1e | Election of Director: Mark J. Kington | For | Issuer | For | With | |
1f | Election of Director: Kristin G. Lovejoy | For | Issuer | For | With | |
1g | Election of Director: Joseph M. Rigby | For | Issuer | For | With | |
1h | Election of Director: Pamela J. Royal, M.D | For | Issuer | For | With | |
1i | Election of Director: Robert H. Spilman, Jr. | For | Issuer | For | With | |
1j | Election of Director: Susan N. Story | For | Issuer | For | With | |
1k | Election of Director: Michael E. Szymanczyk | For | Issuer | For | With | |
2 | Advisory Vote on Approval of Executive Compensation (Say on Pay) | For | Issuer | For | With | |
3 | Advisory Vote on the Frequency of Say on Pay Votes | For | Issuer | For | With | |
4 | Ratification of Appointment of Independent Auditor | For | Issuer | For | With | |
5 | Management's Proposal to Amend Article IV of the Bylaws to Make Certain Changes to the Information Required to be Provided by a Shareholder Requesting a Special Meeting | For | Issuer | For | With | |
6 | Management's Proposal to Amend Article XI of the Bylaws to Make Certain Changes to the Advance Notice Provisions for Director Nominations | For | Issuer | For | With | |
7 | Shareholder Proposal Regarding a Policy to Require an Independent Chair | Against | Stockholder | Against | With | |
DUPONT DE NEMOURS, INC | ||||||
Ticker Symbol:DD | Cusip Number:26614N102 | |||||
Record Date: 3/29/2023 | Meeting Date: 5/24/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Amy G. Brady | For | Issuer | For | With | |
1b | Election of Director: Edward D. Breen | For | Issuer | For | With | |
1c | Election of Director: Ruby R. Chandy | For | Issuer | For | With | |
1d | Election of Director: Terrence R. Curtin | For | Issuer | For | With | |
1e | Election of Director: Alexander M. Cutler | For | Issuer | For | With | |
1f | Election of Director: Eleuthère I. du Pont | For | Issuer | For | With | |
1g | Election of Director: Kristina M. Johnson | For | Issuer | For | With | |
1h | Election of Director: Luther C. Kissam | For | Issuer | For | With | |
1i | Election of Director: Frederick M. Lowery | For | Issuer | For | With | |
1j | Election of Director: Raymond J. Milchovich | For | Issuer | For | With | |
1k | Election of Director: Deanna M. Mulligan | For | Issuer | For | With | |
1l | Election of Director: Steven M. Sterin | For | Issuer | For | With | |
2 | Advisory Resolution to Approve Executive Compensation | For | Issuer | For | With | |
3 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023 | For | Issuer | For | With | |
4 | Independent Board Chair | Against | Stockholder | Against | With | |
ENBRIDGE INC. | ||||||
Ticker Symbol:ENB | Cusip Number:29250N105 | |||||
Record Date: 3/7/2023 | Meeting Date: 5/3/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Mayank M. Ashar | For | Issuer | For | With | |
1b | Election of Director: Gaurdie E. Banister | For | Issuer | For | With | |
1c | Election of Director: Pamela L. Carter | For | Issuer | For | With | |
1d | Election of Director: Susan M. Cunningham | For | Issuer | For | With | |
1e | Election of Director: Gregory L. Ebel | For | Issuer | For | With | |
1f | Election of Director: Jason B. Few | For | Issuer | For | With | |
1g | Election of Director: Teresa S. Madden | For | Issuer | For | With | |
1h | Election of Director: Stephen S. Poloz | For | Issuer | For | With | |
1i | Election of Director: S. Jane Rowe | For | Issuer | For | With | |
1j | Election of Director: Dan C. Tutcher | For | Issuer | For | With | |
1k | Election of Director: Steven W. Williams | For | Issuer | For | With | |
2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to fix their remuneration | For | Issuer | For | With | |
3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular | For | Issuer | For | With | |
4 | Shareholder rights plan Amend, reconfirm and approve Enbridge's shareholder rights plan | For | Issuer | For | With | |
5 | Shareholder Proposals Vote on the shareholder proposals, as set out in Appendix B of the Management Information Circular The Board of Directors recommends voting "AGAINST" shareholder proposals No. 1 and No. 2 Shareholder Proposal No. 1 | Against | Stockholder | Against | With | |
6 | Shareholder Proposals Vote on the shareholder proposals, as set out in Appendix B of the Management Information Circular The Board of Directors recommends voting "AGAINST" shareholder proposals No. 1 and No. 2 Shareholder Proposal No. 2 | Against | Stockholder | Against | With | |
EOG RESOURCES, INC. | ||||||
Ticker Symbol:EOG | Cusip Number:26875P101 | |||||
Record Date: 3/29/2023 | Meeting Date: 5/24/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director to hold office until the 2024 annual meeting: Janet F. Clark | For | Issuer | For | With | |
1b | Election of Director to hold office until the 2024 annual meeting: Charles R. Crisp | For | Issuer | For | With | |
1c | Election of Director to hold office until the 2024 annual meeting: Robert P. Daniels | For | Issuer | For | With | |
1d | Election of Director to hold office until the 2024 annual meeting: Lynn A. Dugle | For | Issuer | For | With | |
1e | Election of Director to hold office until the 2024 annual meeting: C. Christopher Gaut | For | Issuer | For | With | |
1f | Election of Director to hold office until the 2024 annual meeting: Michael T. Kerr | For | Issuer | For | With | |
1g | Election of Director to hold office until the 2024 annual meeting: Julie J. Robertson | For | Issuer | For | With | |
1h | Election of Director to hold office until the 2024 annual meeting: Donald F. Textor | For | Issuer | For | With | |
1i | Election of Director to hold office until the 2024 annual meeting: Ezra Y. Yacob | For | Issuer | For | With | |
2 | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2023. | For | Issuer | For | With | |
3 | To approve, by non-binding vote, the compensation of the Company's named executive officers. | For | Issuer | For | With | |
4 | To recommend, by non-binding vote, the frequency of holding advisory votes on the compensation of the Company's named executive officers | For | Issuer | For | With | |
EQUITY COMMONWEALTH | ||||||
Ticker Symbol:EQC | Cusip Number:2946281027 | |||||
Record Date: 4/13/2023 | Meeting Date: 6/13/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | DIRECTOR: Sam Zell | For | Issuer | For | With | |
1.2 | DIRECTOR: Ellen-Blair Chube | For | Issuer | For | With | |
1.3 | DIRECTOR: Martin L. Edelman | For | Issuer | For | With | |
1.4 | DIRECTOR: David A. Helfand | For | Issuer | For | With | |
1.5 | DIRECTOR: Peter Linneman | For | Issuer | For | With | |
1.6 | DIRECTOR: Mary Jane Robertson | For | Issuer | For | With | |
1.7 | DIRECTOR: Gerald A. Spector | For | Issuer | For | With | |
1.8 | DIRECTOR: James A. Star | For | Issuer | For | With | |
2 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | For | Issuer | For | With | |
3 | To select, on a non-binding advisory basis, the frequency with which the advisory vote on executive compensation should be held. | For | Issuer | For | With | |
4 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Issuer | For | With | |
5 | To approve the amendment to our 2015 Omnibus Incentive Plan | For | Issuer | For | With | |
GUIDEWIRE SOFTWARE, INC. | ||||||
Ticker Symbol:GWRE | Cusip Number:40171V100 | |||||
Record Date: 10/24/2022 | Meeting Date: 12/20/2022 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director for a one-year term expiring at the 2023 annual meeting: Marcus S. Ryu | For | Issuer | For | With | |
1b | Election of Director for a one-year term expiring at the 2023 annual meeting: Paul Lavin | For | Issuer | For | With | |
1c | Election of Director for a one-year term expiring at the 2023 annual meeting: Mike Rosenbaum | For | Issuer | For | With | |
1d | Election of Director for a one-year term expiring at the 2023 annual meeting: David S. Bauer | For | Issuer | For | With | |
1e | Election of Director for a one-year term expiring at the 2023 annual meeting: Margaret Dillon | For | Issuer | For | With | |
1f | Election of Director for a one-year term expiring at the 2023 annual meeting: Michael C. Keller | For | Issuer | For | With | |
1g | Election of Director for a one-year term expiring at the 2023 annual meeting: Catherine P. Lego | For | Issuer | For | With | |
1h | Election of Director for a one-year term expiring at the 2023 annual meeting: Rajani Ramanathan | For | Issuer | For | With | |
2 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2023. | For | Issuer | For | With | |
3 | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | For | Issuer | For | With | |
4 | To approve the amendment and restatement of our certificate of incorporation to permit stockholders holding 20% of our outstanding common stock to call special meetings. | For | Issuer | For | With | |
5 | To approve the amendment and restatement of our certificate of incorporation to permit the exculpation of officers. | For | Issuer | For | With | |
6 | To approve the amendment and restatement of the Guidewire Software, Inc. 2020 Stock Plan | For | Issuer | For | With | |
INGREDION INC | ||||||
Ticker Symbol:INGR | Cusip Number:457187102 | |||||
Record Date: 3/22/2023 | Meeting Date: 5/19/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director to serve for a term of one year: David B. Fischer | For | Issuer | For | With | |
1b | Election of Director to serve for a term of one year: Paul Hanrahan | For | Issuer | For | With | |
1c | Election of Director to serve for a term of one year: Rhonda L. Jordan | For | Issuer | For | With | |
1d | Election of Director to serve for a term of one year: Gregory B. Kenny | For | Issuer | For | With | |
1e | Election of Director to serve for a term of one year: Charles V. Magro | For | Issuer | For | With | |
1f | Election of Director to serve for a term of one year: Victoria J. Reich | For | Issuer | For | With | |
1g | Election of Director to serve for a term of one year: Catherine A. Suever | For | Issuer | For | With | |
1h | Election of Director to serve for a term of one year: Stephan B. Tanda | For | Issuer | For | With | |
1i | Election of Director to serve for a term of one year: Jorge A. Uribe | For | Issuer | For | With | |
1j | Election of Director to serve for a term of one year: Patricia Verduin | For | Issuer | For | With | |
1k | Election of Director to serve for a term of one year: Dwayne A. Wilson | For | Issuer | For | With | |
1l | Election of Director to serve for a term of one year: James P. Zallie | For | Issuer | For | With | |
2 | To approve, by advisory vote, the compensation of the Company's named executive officers. | For | Issuer | For | With | |
3 | To recommend, by advisory vote, whether the Company should hold an advisory vote by stockholders to approve the compensation of the Company's named executive officers every one year, every two years, or every three years. | For | Issuer | For | With | |
4 | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023. | For | Issuer | For | With | |
5 | To approve and ratify Article XII of the Company's Amended and Restated Bylaws requiring an exclusive forum for certain legal actions. | For | Issuer | For | With | |
6 | To approve the Ingredion Incorporated 2023 Stock Incentive Plan. | For | Issuer | For | With | |
LOEWS CORPORATION | ||||||
Ticker Symbol:L | Cusip Number:540424108 | |||||
Record Date: 3/14/2023 | Meeting Date: 5/9/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Ann E. Berman | For | Issuer | For | With | |
1b | Election of Director: Joseph L. Bower | For | Issuer | For | With | |
1c | Election of Director: Charles D. Davidson | For | Issuer | For | With | |
1d | Election of Director: Charles M. Diker | For | Issuer | For | With | |
1e | Election of Director: Paul J. Fribourg | For | Issuer | For | With | |
1f | Election of Director: Walter L. Harris | For | Issuer | For | With | |
1g | Election of Director: Susan P. Peters | For | Issuer | For | With | |
1h | Election of Director: Andrew H. Tisch | For | Issuer | For | With | |
1i | Election of Director: James S. Tisch | For | Issuer | For | With | |
1j | Election of Director: Jonathan M. Tisch | For | Issuer | For | With | |
1k | Election of Director: Anthony Welters | For | Issuer | For | With | |
2 | Approve, on an advisory basis, executive compensation | For | Issuer | For | With | |
3 | Recommend, on an advisory basis, the frequency of future advisory votes on executive compensation | For | Issuer | For | With | |
4 | Ratify Deloitte & Touche LLP as independent auditors | For | Issuer | For | With | |
5 | Approve an amendment to Certificate of Incorporation to update exculpation provision | For | Issuer | For | With | |
MEDTRONIC PLC | ||||||
Ticker Symbol:MDT | Cusip Number:G5960L103 | |||||
Record Date: 10/11/2022 | Meeting Date: 12/8/2022 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director to hold office until the 2023 Annual General Meeting: Richard H. Anderson | For | Issuer | For | With | |
1b | Election of Director to hold office until the 2023 Annual General Meeting: Craig Arnold | For | Issuer | For | With | |
1c | Election of Director to hold office until the 2023 Annual General Meeting: Scott C. Donnelly | For | Issuer | For | With | |
1d | Election of Director to hold office until the 2023 Annual General Meeting: Lidia L. Fonseca | For | Issuer | For | With | |
1e | Election of Director to hold office until the 2023 Annual General Meeting: Andrea J. Goldsmith, Ph.D | For | Issuer | For | With | |
1f | Election of Director to hold office until the 2023 Annual General Meeting: Randall J. Hogan, III | For | Issuer | For | With | |
1g | Election of Director to hold office until the 2023 Annual General Meeting: Kevin E. Lofton | For | Issuer | For | With | |
1h | Election of Director to hold office until the 2023 Annual General Meeting: Geoffrey S. Martha | For | Issuer | For | With | |
1i | Election of Director to hold office until the 2023 Annual General Meeting: Elizabeth G. Nabel, M.D. | For | Issuer | For | With | |
1j | Election of Director to hold office until the 2023 Annual General Meeting: Denise M. O'Leary | For | Issuer | For | With | |
1k | Election of Director to hold office until the 2023 Annual General Meeting: Kendall J. Powell | For | Issuer | For | With | |
2 | Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2023 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | For | Issuer | For | With | |
3 | Approving, on an advisory basis, the Company's executive compensation. | For | Issuer | For | With | |
4 | Renewing the Board of Directors' authority to issue shares under Irish law. | For | Issuer | For | With | |
5 | Renewing the Board of Directors' authority to opt out of pre-emption rights under Irish law | For | Issuer | For | With | |
6 | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares | For | Issuer | For | With | |
MERCK & CO., INC. | ||||||
Ticker Symbol:MRK | Cusip Number:58933Y105 | |||||
Record Date: 3/24/2023 | Meeting Date: 5/23/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
10 | Shareholder proposal regarding an independent board chairman | Against | Stockholder | Against | With | |
1a | Election of Director: Douglas M. Baker, Jr | For | Issuer | For | With | |
1b | Election of Director: Mary Ellen Coe | For | Issuer | For | With | |
1c | Election of Director: Pamela J. Craig | For | Issuer | For | With | |
1d | Election of Director: Robert M. Davis | For | Issuer | For | With | |
1e | Election of Director: Thomas H. Glocer | For | Issuer | For | With | |
1f | Election of Director: Risa J. Lavizzo-Mourey, M.D. | For | Issuer | For | With | |
1g | Election of Director: Stephen L. Mayo, Ph.D. | For | Issuer | For | With | |
1h | Election of Director: Paul B. Rothman, M.D. | For | Issuer | For | With | |
1i | Election of Director: Patricia F. Russo | For | Issuer | For | With | |
1j | Election of Director: Christine E. Seidman, M.D | For | Issuer | For | With | |
1k | Election of Director: Inge G. Thulin | For | Issuer | For | With | |
1l | Election of Director: Kathy J. Warden | For | Issuer | For | With | |
1m | Election of Director: Peter C. Wendell | For | Issuer | For | With | |
2 | Non-binding advisory vote to approve the compensation of our named executive officers. | For | Issuer | For | With | |
3 | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers | For | Issuer | For | With | |
4 | Ratification of the appointment of the Company's independent registered public accounting firm for 2023. | For | Issuer | For | With | |
5 | Shareholder proposal regarding business operations in China. | Against | Stockholder | Against | With | |
6 | Shareholder proposal regarding access to COVID-19 products. | Against | Stockholder | Against | With | |
7 | Shareholder proposal regarding indirect political spending. | Against | Stockholder | Against | With | |
8 | Shareholder proposal regarding patents and access. | Against | Stockholder | Against | With | |
9 | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | Against | Stockholder | Against | With | |
STARBUCKS CORPORATION | ||||||
Ticker Symbol:SBUX | Cusip Number:855244109 | |||||
Record Date: 1/13/2023 | Meeting Date: 3/23/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Richard E. Allison, Jr. | For | Issuer | For | With | |
1b | Election of Director: Andrew Campion | For | Issuer | For | With | |
1c | Election of Director: Beth Ford | For | Issuer | For | With | |
1d | Election of Director: Mellody Hobson | For | Issuer | For | With | |
1e | Election of Director: Jørgen Vig Knudstorp | For | Issuer | For | With | |
1f | Election of Director: Satya Nadella | For | Issuer | For | With | |
1g | Election of Director: Laxman Narasimhan | For | Issuer | For | With | |
1h | Election of Director: Howard Schultz | For | Issuer | For | With | |
2 | Approval, on a nonbinding basis, of the compensation paid to our named executive officers | For | Issuer | For | With | |
3 | Approval, on a nonbinding basis, of the frequency of future advisory votes on executive compensation | For | Issuer | For | With | |
4 | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 | For | Issuer | For | With | |
5 | Report on Plant-Based Milk Pricing | Against | Stockholder | Against | With | |
6 | CEO Succession Planning Policy Amendment | Against | Stockholder | Against | With | |
7 | Annual Reports on Company Operations in China | Against | Stockholder | Against | With | |
8 | Assessment of Worker Rights Commitments | Against | Stockholder | Against | With | |
9 | Creation of Board Committee on Corporate Sustainability | Against | Stockholder | Against | With | |
THE TJX COMPANIES, INC. | ||||||
Ticker Symbol:TJX | Cusip Number:8725401090 | |||||
Record Date: 4/13/2023 | Meeting Date: 6/6/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: José B. Alvarez | For | Issuer | For | With | |
1b | Election of Director: Alan M. Bennett | For | Issuer | For | With | |
1c | Election of Director: Rosemary T. Berkery | For | Issuer | For | With | |
1d | Election of Director: David T. Ching | For | Issuer | For | With | |
1e | Election of Director: C. Kim Goodwin | For | Issuer | For | With | |
1f | Election of Director: Ernie Herrman | For | Issuer | For | With | |
1g | Election of Director: Amy B. Lane | For | Issuer | For | With | |
1h | Election of Director: Carol Meyrowitz | For | Issuer | For | With | |
1i | Election of Director: Jackwyn L. Nemerov | For | Issuer | For | With | |
2 | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2024. | For | Issuer | For | With | |
3 | Advisory approval of TJX's executive compensation (the say-on-pay vote). | For | Issuer | For | With | |
4 | Advisory approval of the frequency of TJX's say-on-pay votes. | For | Issuer | For | With | |
5 | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain. | Against | Stockholder | Against | With | |
6 | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees. | Against | Stockholder | Against | With | |
7 | Shareholder proposal to adopt a paid sick leave policy for all Associates | Against | Stockholder | Against | With | |
THE TRAVELERS COMPANIES, INC. | ||||||
Ticker Symbol:TRV | Cusip Number:89417E109 | |||||
Record Date: 3/28/2023 | Meeting Date: 5/24/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
10 | Shareholder proposal relating to additional disclosure of third party political contributions, if presented at the Annual Meeting of Shareholders | Against | Stockholder | Against | With | |
1a | Election of Director: Alan L. Beller | For | Issuer | For | With | |
1b | Election of Director: Janet M. Dolan | For | Issuer | For | With | |
1c | Election of Director: Russell G. Golden | For | Issuer | For | With | |
1d | Election of Director: Patricia L. Higgins | For | Issuer | For | With | |
1e | Election of Director: William J. Kane | For | Issuer | For | With | |
1f | Election of Director: Thomas B. Leonardi | For | Issuer | For | With | |
1g | Election of Director: Clarence Otis Jr | For | Issuer | For | With | |
1h | Election of Director: Elizabeth E. Robinson | For | Issuer | For | With | |
1i | Election of Director: Philip T. Ruegger III | For | Issuer | For | With | |
1j | Election of Director: Rafael Santana | For | Issuer | For | With | |
1k | Election of Director: Todd C. Schermerhorn | For | Issuer | For | With | |
1l | Election of Director: Alan D. Schnitzer | For | Issuer | For | With | |
1m | Election of Director: Laurie J. Thomsen | For | Issuer | For | With | |
1n | Election of Director: Bridget van Kralingen | For | Issuer | For | With | |
2 | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2023. | For | Issuer | For | With | |
3 | Non-binding vote on the frequency of future votes to approve executive compensation. | For | Issuer | For | With | |
4 | Non-binding vote to approve executive compensation | For | Issuer | For | With | |
5 | Approve The Travelers Companies, Inc. 2023 Stock Incentive Plan. | For | Issuer | For | With | |
6 | Shareholder proposal relating to the issuance of a report on GHG emissions, if presented at the Annual Meeting of Shareholders. | Against | Stockholder | Against | With | |
7 | Shareholder proposal relating to policies regarding fossil fuel supplies, if presented at the Annual Meeting of Shareholders. | Against | Stockholder | Against | With | |
8 | Shareholder proposal relating to conducting a racial equity audit, if presented at the Annual Meeting of Shareholders. | Against | Stockholder | Against | With | |
9 | Shareholder proposal relating to the issuance of a report on insuring law enforcement, if presented at the Annual Meeting of Shareholders | Against | Stockholder | Against | With | |
UNILEVER PLC | ||||||
Ticker Symbol:UL | Cusip Number:904767704 | |||||
Record Date: 3/15/2023 | Meeting Date: 5/3/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | To receive the Report and Accounts for the year ended 31 December 2022 | For | Issuer | For | With | |
10 | To re-elect Strive Masiyiwa as a Director | For | Issuer | For | With | |
11 | To re-elect Youngme Moon as a Director | For | Issuer | For | With | |
12 | To re-elect Graeme Pitkethly as a Director. | For | Issuer | For | With | |
13 | To re-elect Feike Sijbesma as a Director. | For | Issuer | For | With | |
14 | To elect Nelson Peltz as a Director. | For | Issuer | For | With | |
15 | To elect Hein Schumacher as a Director | For | Issuer | For | With | |
16 | To reappoint KPMG LLP as Auditor of the Company | For | Issuer | For | With | |
17 | To authorise the Directors to fix the remuneration of the Auditor. | For | Issuer | For | With | |
18 | To authorise Political Donations and expenditure. | For | Issuer | For | With | |
19 | To renew the authority to Directors to issue shares. | For | Issuer | For | With | |
2 | To approve the Directors' Remuneration Report. | For | Issuer | For | With | |
20 | To renew the authority to Directors to disapply preemption rights. | For | Issuer | For | With | |
21 | To renew the authority to Directors to disapply preemption rights for the purposes of acquisitions or capital investments. | For | Issuer | For | With | |
22 | To renew the authority to the Company to purchase its own shares. | For | Issuer | For | With | |
23 | To shorten the notice period for General Meetings to 14 clear days' notice. | For | Issuer | For | With | |
3 | To re-elect Nils Andersen as a Director | For | Issuer | For | With | |
4 | To re-elect Judith Hartmann as a Director. | For | Issuer | For | With | |
5 | To re-elect Adrian Hennah as a Director. | For | Issuer | For | With | |
6 | To re-elect Alan Jope as a Director | For | Issuer | For | With | |
7 | To re-elect Andrea Jung as a Director. | For | Issuer | For | With | |
8 | To re-elect Susan Kilsby as a Director | For | Issuer | For | With | |
9 | To re-elect Ruby Lu as a Director. | For | Issuer | For | With | |
VERIZON COMMUNICATIONS INC | ||||||
Ticker Symbol:VZ | Cusip Number:92343V104 | |||||
Record Date: 3/13/2023 | Meeting Date: 5/11/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Shellye Archambeau | For | Issuer | For | With | |
1b | Election of Director: Roxanne Austin | For | Issuer | For | With | |
1c | Election of Director: Mark Bertolini | For | Issuer | For | With | |
1d | Election of Director: Vittorio Colao | For | Issuer | For | With | |
1e | Election of Director: Melanie Healey | For | Issuer | For | With | |
1f | Election of Director: Laxman Narasimhan | For | Issuer | For | With | |
1g | Election of Director: Clarence Otis, Jr. | For | Issuer | For | With | |
1h | Election of Director: Daniel Schulman | For | Issuer | For | With | |
1i | Election of Director: Rodney Slater | For | Issuer | For | With | |
1j | Election of Director: Carol Tomé | For | Issuer | For | With | |
1k | Election of Director: Hans Vestberg | For | Issuer | For | With | |
1l | Election of Director: Gregory Weaver | For | Issuer | For | With | |
2 | Advisory vote to approve executive compensation | For | Issuer | For | With | |
3 | Advisory vote on the frequency of future advisory votes to approve executive compensation | For | Issuer | For | With | |
4 | Ratification of appointment of independent registered public accounting firm | For | Issuer | For | With | |
5 | Government requests to remove content | Against | Stockholder | Against | With | |
6 | Prohibit political contributions | Against | Stockholder | Against | With | |
7 | Amend clawback policy | Against | Stockholder | Against | With | |
8 | Shareholder ratification of annual equity awards | Against | Stockholder | Against | With | |
9 | Independent chair | Against | Stockholder | Against | With | |
* Management Recommended Vote |
Account Name: CASTLE TANDEM FUND
Custodian Name: U.S. BANK, N.A.
ABBOTT LABORATORIES | ||||||
Ticker Symbol:ABT | Cusip Number:002824100 | |||||
Record Date: 3/1/2023 | Meeting Date: 4/28/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: R. J. Alpern | For | Issuer | For | With | |
1b | Election of Director: C. Babineaux-Fontenot | For | Issuer | For | With | |
1c | Election of Director: S. E. Blount | For | Issuer | For | With | |
1d | Election of Director: R. B. Ford | For | Issuer | For | With | |
1e | Election of Director: P. Gonzalez | For | Issuer | For | With | |
1f | Election of Director: M. A. Kumbier | For | Issuer | For | With | |
1g | Election of Director: D. W. McDew | For | Issuer | For | With | |
1h | Election of Director: N. McKinstry | For | Issuer | For | With | |
1i | Election of Director: M. G. O'Grady | For | Issuer | For | With | |
1j | Election of Director: M. F. Roman | For | Issuer | For | With | |
1k | Election of Director: D. J. Starks | For | Issuer | For | With | |
1l | Election of Director: J. G. Stratton | For | Issuer | For | With | |
2 | Ratification of Ernst & Young LLP As Auditors | For | Issuer | For | With | |
3 | Say on Pay - An Advisory Vote on the Approval of Executive Compensation | For | Issuer | For | With | |
4 | Say When on Pay - An Advisory Vote on the Approval of the Frequency of Shareholder Votes on Executive Compensation | For | Issuer | For | With | |
5 | Shareholder Proposal - Special Shareholder Meeting Threshold | Against | Stockholder | Against | With | |
6 | Shareholder Proposal - Independent Board Chairman | Against | Stockholder | Against | With | |
7 | Shareholder Proposal - Lobbying Disclosure | Against | Stockholder | Against | With | |
8 | Shareholder Proposal - Incentive Compensation | Against | Stockholder | Against | With | |
ABBVIE INC. | ||||||
Ticker Symbol:ABBV | Cusip Number:00287Y109 | |||||
Record Date: 3/6/2023 | Meeting Date: 5/5/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Class II Director: Robert J. Alpern | For | Issuer | For | With | |
1b | Election of Class II Director: Melody B. Meyer | For | Issuer | For | With | |
1c | Election of Class II Director: Frederick H. Waddell | For | Issuer | For | With | |
2 | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2023. | For | Issuer | For | With | |
3 | Say on Pay - An advisory vote on the approval of executive compensation. | For | Issuer | For | With | |
4 | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | For | Issuer | For | With | |
5 | Stockholder Proposal - to Implement Simple Majority Vote | Against | Stockholder | Against | With | |
6 | Stockholder Proposal - to Issue an Annual Report on Political Spending. | Against | Stockholder | Against | With | |
7 | Stockholder Proposal - to Issue an Annual Report on Lobbying | Against | Stockholder | Against | With | |
8 | Stockholder Proposal - to Issue a Report on Patent Process. | Against | Stockholder | Against | With | |
ACCENTURE PLC | ||||||
Ticker Symbol:ACN | Cusip Number:G1151C101 | |||||
Record Date: 12/6/2022 | Meeting Date: 2/1/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Appointment of Director: Jaime Ardila | For | Issuer | For | With | |
1b | Appointment of Director: Nancy McKinstry | For | Issuer | For | With | |
1c | Appointment of Director: Beth E. Mooney | For | Issuer | For | With | |
1d | Appointment of Director: Gilles C. Pélisson | For | Issuer | For | With | |
1e | Appointment of Director: Paula A. Price | For | Issuer | For | With | |
1f | Appointment of Director: Venkata (Murthy) Renduchintala | For | Issuer | For | With | |
1g | Appointment of Director: Arun Sarin | For | Issuer | For | With | |
1h | Appointment of Director: Julie Sweet | For | Issuer | For | With | |
1i | Appointment of Director: Tracey T. Travis | For | Issuer | For | With | |
2 | To approve, in a non-binding vote, the compensation of our named executive officers | For | Issuer | For | With | |
3 | To approve, in a non-binding vote, the frequency of future non-binding votes to approve the compensation of our named executive officers | For | Issuer | For | With | |
4 | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditor of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | For | Issuer | For | With | |
5 | To grant the Board of Directors the authority to issue shares under Irish law. | For | Issuer | For | With | |
6 | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | For | Issuer | For | With | |
7 | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law | For | Issuer | For | With | |
AMPHENOL CORPORATION | ||||||
Ticker Symbol:APH | Cusip Number:032095101 | |||||
Record Date: 3/20/2023 | Meeting Date: 5/18/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | Election of Director: Nancy A. Altobello | For | Issuer | For | With | |
1.2 | Election of Director: David P. Falck | For | Issuer | For | With | |
1.3 | Election of Director: Edward G. Jepsen | For | Issuer | For | With | |
1.4 | Election of Director: Rita S. Lane | For | Issuer | For | With | |
1.5 | Election of Director: Robert A. Livingston | For | Issuer | For | With | |
1.6 | Election of Director: Martin H. Loeffler | For | Issuer | For | With | |
1.7 | Election of Director: R. Adam Norwit | For | Issuer | For | With | |
1.8 | Election of Director: Prahlad Singh | For | Issuer | For | With | |
1.9 | Election of Director: Anne Clarke Wolf | For | Issuer | For | With | |
2 | Ratification of Deloitte & Touche LLP as Independent Public Accountants of the Company | For | Issuer | For | With | |
3 | Advisory Vote to Approve Compensation of Named Executive Officers | For | Issuer | For | With | |
4 | Advisory Vote on the Frequency of Future Advisory Votes to Approve Compensation of Named Executive Officers | For | Issuer | For | With | |
5 | Stockholder Proposal: Improve Political Spending Disclosure | Against | Stockholder | Against | With | |
AUTOMATIC DATA PROCESSING, INC. | ||||||
Ticker Symbol:ADP | Cusip Number:053015103 | |||||
Record Date: 9/12/2022 | Meeting Date: 11/9/2022 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Peter Bisson | For | Issuer | For | With | |
1b | Election of Director: David V. Goeckeler | For | Issuer | For | With | |
1c | Election of Director: Linnie M. Haynesworth | For | Issuer | For | With | |
1d | Election of Director: John P. Jones | For | Issuer | For | With | |
1e | Election of Director: Francine S. Katsoudas | For | Issuer | For | With | |
1f | Election of Director: Nazzic S. Keene | For | Issuer | For | With | |
1g | Election of Director: Thomas J. Lynch | For | Issuer | For | With | |
1h | Election of Director: Scott F. Powers | For | Issuer | For | With | |
1i | Election of Director: William J. Ready | For | Issuer | For | With | |
1j | Election of Director: Carlos A. Rodriguez | For | Issuer | For | With | |
1k | Election of Director: Sandra S. Wijnberg | For | Issuer | For | With | |
2 | Advisory Vote on Executive Compensation. | For | Issuer | For | With | |
3 | Ratification of the Appointment of Auditors | For | Issuer | For | With | |
4 | Amendment to the Automatic Data Processing, Inc. Employees' Savings-Stock Purchase Plan. | For | Issuer | For | With | |
BECTON, DICKINSON AND COMPANY | ||||||
Ticker Symbol:BDX | Cusip Number:075887109 | |||||
Record Date: 12/5/2022 | Meeting Date: 1/24/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: William M. Brown | For | Issuer | For | With | |
1b | Election of Director: Catherine M. Burzik | For | Issuer | For | With | |
1c | Election of Director: Carrie L. Byington | For | Issuer | For | With | |
1d | Election of Director: R Andrew Eckert | For | Issuer | For | With | |
1e | Election of Director: Claire M. Fraser | For | Issuer | For | With | |
1f | Election of Director: Jeffrey W. Henderson | For | Issuer | For | With | |
1g | Election of Director: Christopher Jones | For | Issuer | For | With | |
1h | Election of Director: Marshall O. Larsen | For | Issuer | For | With | |
1i | Election of Director: Thomas E. Polen | For | Issuer | For | With | |
1j | Election of Director: Timothy M. Ring | For | Issuer | For | With | |
1k | Election of Director: Bertram L. Scot | For | Issuer | For | With | |
2 | Ratification of the selection of the independent registered public accounting firm | For | Issuer | For | With | |
3 | Advisory vote to approve named executive officer compensation | For | Issuer | For | With | |
4 | Advisory vote to approve the frequency of named executive officer compensation advisory votes | For | Issuer | For | With | |
5 | Approval of amendments to the 2004 Employee and Director Equity-Based Compensation Plan | For | Issuer | For | With | |
6 | A shareholder proposal to require prior shareholder approval of certain termination payments, if properly presented at the meeting. | Against | Stockholder | Against | With | |
BLACKROCK, INC. | ||||||
Ticker Symbol:BLK | Cusip Number:09247X101 | |||||
Record Date: 3/30/2023 | Meeting Date: 5/24/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Bader M. Alsaad | For | Issuer | For | With | |
1b | Election of Director: Pamela Daley | For | Issuer | For | With | |
1c | Election of Director: Laurence D. Fink | For | Issuer | For | With | |
1d | Election of Director: William E. Ford | For | Issuer | For | With | |
1e | Election of Director: Fabrizio Freda | For | Issuer | For | With | |
1f | Election of Director: Murry S. Gerber | For | Issuer | For | With | |
1g | Election of Director: Margaret "Peggy" L. Johnson | For | Issuer | For | With | |
1h | Election of Director: Robert S. Kapito | For | Issuer | For | With | |
1i | Election of Director: Cheryl D. Mills | For | Issuer | For | With | |
1j | Election of Director: Gordon M. Nixon | For | Issuer | For | With | |
1k | Election of Director: Kristin C. Peck | For | Issuer | For | With | |
1l | Election of Director: Charles H. Robbins | For | Issuer | For | With | |
1m | . Election of Director: Marco Antonio Slim Domit | For | Issuer | For | With | |
1n | Election of Director: Hans E. Vestberg | For | Issuer | For | With | |
1o | Election of Director: Susan L. Wagner | For | Issuer | For | With | |
1p | Election of Director: Mark Wilson | For | Issuer | For | With | |
2 | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | For | Issuer | For | With | |
3 | Approval, in a non-binding advisory vote, of the frequency of future executive compensation advisory votes. | For | Issuer | For | With | |
4 | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2023. | For | Issuer | For | With | |
5 | Shareholder Proposal - Civil rights, non-discrimination and returns to merit audit. | Against | Stockholder | Against | With | |
6 | Shareholder Proposal - Production of a report on BlackRock's ability to "engineer decarbonization in the real economy". | Against | Stockholder | Against | With | |
7 | Shareholder Proposal - Impact report for climate-related human risks of iShares U.S. Aerospace and Defense Exchange-Traded Fund | Against | Stockholder | Against | With | |
BROWN & BROWN, INC. | ||||||
Ticker Symbol:BRO | Cusip Number:115236101 | |||||
Record Date: 2/27/2023 | Meeting Date: 5/3/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | Election of Director: J. Hyatt Brown Election of Director: J. Powell Brown Election of Director: Lawrence L. Gellerstedt Election of Director: James C. Hays Election of Director: Theodore J. Hoepner Election of Director: James S. Hunt Election of Director: Toni Jennings Election of Director: Timothy R.M. Main Election of Director: Jaymin B. Patel Election of Director: H. Palmer Proctor, Jr. Election of Director: Wendell S. Reilly Election of Director: Chilton D. Varner | For | Issuer | For | With | |
2 | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2023. | For | Issuer | For | With | |
3 | To approve, on an advisory basis, the compensation of named executive officers. | For | Issuer | For | With | |
4 | To conduct an advisory vote on the desired frequency of holding an advisory vote on the compensation of named executive officers. | For | Issuer | For | With | |
CBOE GLOBAL MARKETS, INC. | ||||||
Ticker Symbol:CBOE | Cusip Number:12503M108 | |||||
Record Date: 3/16/2023 | Meeting Date: 5/11/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Edward T. Tilly | For | Issuer | For | With | |
1b | Election of Director: William M. Farrow, III | For | Issuer | For | With | |
1c | Election of Director: Edward J. Fitzpatrick | For | Issuer | For | With | |
1d | Election of Director: Ivan K. Fong | For | Issuer | For | With | |
1e | Election of Director: Janet P. Froetscher | For | Issuer | For | With | |
1f | Election of Director: Jill R. Goodman | For | Issuer | For | With | |
1g | Election of Director: Alexander J. Matturri, Jr | For | Issuer | For | With | |
1h | Election of Director: Jennifer J. McPeek | For | Issuer | For | With | |
1i | Election of Director: Roderick A. Palmore | For | Issuer | For | With | |
1j | Election of Director: James E. Parisi | For | Issuer | For | With | |
1k | . Election of Director: Joseph P. Ratterman | For | Issuer | For | With | |
1l | Election of Director: Fredric J. Tomczyk | For | Issuer | For | With | |
2 | Approve, in a non-binding resolution, the compensation paid to our executive officers | For | Issuer | For | With | |
3 | Approve, in a non-binding resolution, the frequency that we will hold a nonbinding vote on the compensation paid to our executive officers | For | Issuer | For | With | |
4 | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2023 fiscal year. | For | Issuer | For | With | |
CHURCH & DWIGHT CO., INC. | ||||||
Ticker Symbol:CHD | Cusip Number:171340102 | |||||
Record Date: 3/1/2023 | Meeting Date: 4/27/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director for a term of one year: Bradlen S. Cashaw | For | Issuer | For | With | |
1b | Election of Director for a term of one year: Matthew T. Farrell | For | Issuer | For | With | |
1c | Election of Director for a term of one year: Bradley C. Irwin | For | Issuer | For | With | |
1d | Election of Director for a term of one year: Penry W. Price | For | Issuer | For | With | |
1e | Election of Director for a term of one year: Susan G. Saideman | For | Issuer | For | With | |
1f | Election of Director for a term of one year: Ravichandra K. Saligram | For | Issuer | For | With | |
1g | Election of Director for a term of one year: Robert K. Shearer | For | Issuer | For | With | |
1h | Election of Director for a term of one year: Janet S. Vergis | For | Issuer | For | With | |
1i | Election of Director for a term of one year: Arthur B. Winkleblack | For | Issuer | For | With | |
1j | Election of Director for a term of one year: Laurie J. Yoler | For | Issuer | For | With | |
2 | An advisory vote to approve compensation of our named executive officers; | For | Issuer | For | With | |
3 | . An advisory vote to approve the preferred frequency of the advisory vote on compensation of our named executive officers. | For | Issuer | For | With | |
4 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2023. | For | Issuer | For | With | |
5 | Approval of the Church & Dwight Co., Inc. Employee Stock Purchase Plan. | For | Issuer | For | With | |
6 | Stockholder Proposal - Independent Board Chairman. | Against | Stockholder | Against | With | |
COMCAST CORPORATION | ||||||
Ticker Symbol:CMCSA | Cusip Number:20030N101 | |||||
Record Date: 4/3/2023 | Meeting Date: 6/7/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | Election of Director: Kenneth J. Bacon Election of Director: Thomas J. Baltimore Jr. Election of Director: Madeline S. Bell Election of Director: Edward D. Breen Election of Director: Gerald L. Hassell Election of Director: Jeffrey A. Honickman Election of Director: Maritza G. Montiel Election of Director: Asuka Nakahara Election of Director: David C. Novak Election of Director: Brian L. Roberts | For | Issuer | For | With | |
10 | To report on political contributions and company values alignment. | Against | Stockholder | Against | With | |
11 | To report on business in China. | Against | Stockholder | Against | With | |
2 | Ratification of the appointment of our independent auditors | For | Issuer | For | With | |
3 | Approval of Comcast Corporation 2023 Omnibus Equity Incentive Plan | For | Issuer | For | With | |
4 | Approval of Amended and Restated Comcast Corporation 2002 Employee Stock Purchase Plan. | For | Issuer | For | With | |
5 | Advisory vote on executive compensation | For | Issuer | For | With | |
6 | Advisory vote on the frequency of the vote on executive compensation. | For | Issuer | For | With | |
7 | To perform independent racial equity audit | Against | Stockholder | Against | With | |
8 | To report on climate risk in default retirement plan options | Against | Stockholder | Against | With | |
9 | To set different greenhouse gas emissions reduction targets. | Against | Stockholder | Against | With | |
COSTCO WHOLESALE CORPORATION | ||||||
Ticker Symbol:COST | Cusip Number:22160K105 | |||||
Record Date: 11/11/2022 | Meeting Date: 1/19/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Susan L. Decker | For | Issuer | For | With | |
1b | Election of Director: Kenneth D. Denman | For | Issuer | For | With | |
1c | Election of Director: Richard A. Galant | For | Issuer | For | With | |
1d | Election of Director: Hamilton E. James | For | Issuer | For | With | |
1e | Election of Director: W. Craig Jelinek | For | Issuer | For | With | |
1f | Election of Director: Sally Jewell | For | Issuer | For | With | |
1g | Election of Director: Charles T. Munger | For | Issuer | For | With | |
1h | Election of Director: Jeffrey S. Raikes | For | Issuer | For | With | |
1i | Election of Director: John W. Stanton | For | Issuer | For | With | |
1j | Election of Director: Ron M. Vachris | For | Issuer | For | With | |
1k | Election of Director: Maggie Wilderotter | For | Issuer | For | With | |
2 | Ratification of selection of independent auditors | For | Issuer | For | With | |
3 | Approval, on an advisory basis, of executive compensation. | For | Issuer | For | With | |
4 | Approval, on an advisory basis, of frequency of future advisory votes on executive compensation. | For | Issuer | For | With | |
5 | Shareholder proposal regarding report on risks of state policies restricting reproductive rights. | Against | Stockholder | Against | With | |
DOLLAR GENERAL CORPORATION | ||||||
Ticker Symbol:DG | Cusip Number:256677105 | |||||
Record Date: 3/22/2023 | Meeting Date: 5/31/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Warren F. Bryant | For | Issuer | For | With | |
1b | Election of Director: Michael M. Calbert | For | Issuer | For | With | |
1c | Election of Director: Ana M. Chadwick | For | Issuer | For | With | |
1d | Election of Director: Patricia D. Fili-Krushel | For | Issuer | For | With | |
1e | Election of Director: Timothy I. McGuire | For | Issuer | For | With | |
1f | Election of Director: Jeffery C. Owen | For | Issuer | For | With | |
1g | Election of Director: Debra A. Sandler | For | Issuer | For | With | |
1h | Election of Director: Ralph E. Santana | For | Issuer | For | With | |
1i | Election of Director: Todd J. Vasos | For | Issuer | For | With | |
2 | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement | For | Issuer | For | With | |
3 | To recommend, on an advisory (non-binding) basis, the frequency of future advisory votes on Dollar General Corporation's named executive officer compensation | For | Issuer | For | With | |
4 | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2023 | For | Issuer | For | With | |
5 | To vote on a shareholder proposal regarding cage-free eggs progress disclosure. | Against | Stockholder | Against | With | |
6 | To vote on a shareholder proposal to take steps to amend Dollar General Corporation's governing documents to remove the one-year holding period requirement to call a special shareholder meeting | Against | Stockholder | Against | With | |
7 | To vote on a shareholder proposal requesting a worker safety and well-being audit and report | Against | Stockholder | Against | With | |
ESSENTIAL UTILITIES, INC. | ||||||
Ticker Symbol:WTRG | Cusip Number:29670G102 | |||||
Record Date: 3/6/2023 | Meeting Date: 5/3/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1 | Election of Director: Elizabeth B. Amato Election of Director: David A. Ciesinski Election of Director: Christopher H. Franklin Election of Director: Daniel J. Hilferty Election of Director: Edwina Kelly Election of Director: W. Bryan Lewis Election of Director: Ellen T. Ruff Election of Director: Lee C. Stewart | For | Issuer | For | With | |
2 | To approve an advisory vote on the compensation paid to the Company's named executive officers for 2022. | For | Issuer | For | With | |
3 | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2023 fiscal year | For | Issuer | For | With | |
4 | To approve an advisory vote on whether the frequency of the advisory vote on compensation paid to the Company's named executive officers should be every 1, 2 or 3 years. | For | Issuer | For | With | |
EXPEDITORS INT'L OF WASHINGTON, INC. | ||||||
Ticker Symbol:EXPD | Cusip Number:302130109 | |||||
Record Date: 3/7/2023 | Meeting Date: 5/2/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | Election of Director: Glenn M. Alger | For | Issuer | For | With | |
1.2 | Election of Director: Robert P. Carlile | For | Issuer | For | With | |
1.3 | Election of Director: James M. DuBois | For | Issuer | For | With | |
1.4 | Election of Director: Mark A. Emmert | For | Issuer | For | With | |
1.5 | Election of Director: Diane H. Gulyas | For | Issuer | For | With | |
1.6 | Election of Director: Jeffrey S. Musser | For | Issuer | For | With | |
1.7 | Election of Director: Brandon S. Pedersen | For | Issuer | For | With | |
1.8 | Election of Director: Liane J. Pelletier | For | Issuer | For | With | |
1.9 | Election of Director: Olivia D. Polius | For | Issuer | For | With | |
2 | Advisory Vote to Approve Named Executive Officer Compensation | For | Issuer | For | With | |
3 | Approve the Frequency of Advisory Votes on Named Executive Officer Compensation | For | Issuer | For | With | |
4 | Ratification of Independent Registered Public Accounting Firm | For | Issuer | For | With | |
5 | Shareholder Proposal: Shareholder Ratification of Excessive Termination Pay | Against | Stockholder | Against | With | |
6 | Shareholder Proposal | Against | Stockholder | Against | With | |
FACTSET RESEARCH SYSTEMS INC. | ||||||
Ticker Symbol:FDS | Cusip Number:303075105 | |||||
Record Date: 10/21/2022 | Meeting Date: 12/15/2022 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director to serve a three-year term expiring in 2025: James J. McGonigle | For | Issuer | For | With | |
1b | Election of Director to serve a three-year term expiring in 2025: F. Philip Snow | For | Issuer | For | With | |
1c | Election of Director to serve a three-year term expiring in 2025: Maria Teresa Tejada | For | Issuer | For | With | |
2 | To ratify the appointment of the accounting firm of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending August 31, 2023 | For | Issuer | For | With | |
3 | To vote on a non-binding advisory resolution to approve the compensation of our named executive officers | For | Issuer | For | With | |
4 | To approve an amendment to the Certificate of Incorporation to declassify the Board of Directors, including procedures relating to Board composition. | For | Issuer | For | With | |
5 | To approve an amendment to the Certificate of Incorporation to remove certain business combination restrictions. | For | Issuer | For | With | |
6 | o approve an amendment to the Certificate of Incorporation to add a Delaware forum selection provision. | For | Issuer | For | With | |
7 | To approve an amendment to the Certificate of Incorporation to add a federal forum selection provision | For | Issuer | For | With | |
8 | To approve an amendment to the Certificate of Incorporation to remove a creditor compromise provision. | For | Issuer | For | With | |
9 | To approve amendment and restatement of the Certificate of Incorporation to clarify, streamline and modernize the Certificate of Incorporation. | For | Issuer | For | With | |
HORMEL FOODS CORPORATION | ||||||
Ticker Symbol:HRL | Cusip Number:440452100 | |||||
Record Date: 12/2/2022 | Meeting Date: 1/31/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Prama Bhat | For | Issuer | For | With | |
1b | Election of Director: Gary C. Bhojwani | For | Issuer | For | With | |
1c | Election of Director: Stephen M. Lacy | For | Issuer | For | With | |
1d | Election of Director: Elsa A. Murano, Ph.D | For | Issuer | For | With | |
1e | Election of Director: Susan K. Nestegard | For | Issuer | For | With | |
1f | Election of Director: William A. Newlands | For | Issuer | For | With | |
1g | Election of Director: Christopher J. Policinski | For | Issuer | For | With | |
1h | Election of Director: Jose Luis Prado | For | Issuer | For | With | |
1i | Election of Director: Sally J. Smith | For | Issuer | For | With | |
1j | Election of Director: James P. Snee | For | Issuer | For | With | |
1k | Election of Director: Steven A. White | For | Issuer | For | With | |
2 | Ratify the appointment by the Audit Committee of the Board of Directors of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending October 29, 2023. | For | Issuer | For | With | |
3 | Approve the Named Executive Officer compensation as disclosed in the Company's 2023 annual meeting proxy statement | For | Issuer | For | With | |
4 | Advisory vote on the frequency of advisory votes to approve Named Executive Officer compensation. | For | Issuer | For | With | |
5 | Stockholder proposal requesting the Company comply with World Health Organization guidelines on antimicrobial use throughout its supply chains, if presented at the meeting. | Against | Stockholder | Against | With | |
INTERCONTINENTAL EXCHANGE, INC. | ||||||
Ticker Symbol:ICE | Cusip Number:45866F104 | |||||
Record Date: 3/21/2023 | Meeting Date: 5/19/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director for terms expiring in 2024: Hon. Sharon Y. Bowen | For | Issuer | For | With | |
1b | Election of Director for terms expiring in 2024: Shantella E. Cooper | For | Issuer | For | With | |
1c | Election of Director for terms expiring in 2024: Duriya M. Farooqui | For | Issuer | For | With | |
1d | Election of Director for terms expiring in 2024: The Rt. Hon. the Lord Hague of Richmond | For | Issuer | For | With | |
1e | Election of Director for terms expiring in 2024: Mark F. Mulhern | For | Issuer | For | With | |
1f | Election of Director for terms expiring in 2024: Thomas E. Noonan | For | Issuer | For | With | |
1g | Election of Director for terms expiring in 2024: Caroline L. Silver | For | Issuer | For | With | |
1h | Election of Director for terms expiring in 2024: Jeffrey C. Sprecher | For | Issuer | For | With | |
1i | Election of Director for terms expiring in 2024: Judith A. Sprieser | For | Issuer | For | With | |
1j | Election of Director for terms expiring in 2024: Martha A. Tirinnanzi | For | Issuer | For | With | |
2 | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | For | Issuer | For | With | |
3 | To approve, by non-binding vote, the advisory resolution to approve the frequency of future advisory votes on executive compensation. | For | Issuer | For | With | |
4 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Issuer | For | With | |
5 | A stockholder proposal regarding special stockholder meeting improvement, if properly presented at the Annual Meeting. | Against | Stockholder | Against | With | |
JACK HENRY & ASSOCIATES, INC. | ||||||
Ticker Symbol:JKHY | Cusip Number:426281101 | |||||
Record Date: 9/19/2022 | Meeting Date: 11/15/2022 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | Election of Director: D. Foss | For | Issuer | For | With | |
1.2 | Election of Director: M. Flanigan | For | Issuer | For | With | |
1.3 | Election of Director: T. Wilson | For | Issuer | For | With | |
1.4 | Election of Director: J. Fiege | For | Issuer | For | With | |
1.5 | Election of Director: T. Wimset | For | Issuer | For | With | |
1.6 | Election of Director: L. Kelly | For | Issuer | For | With | |
1.7 | Election of Director: S. Miyashiro | For | Issuer | For | With | |
1.8 | Election of Director: W. Brown | For | Issuer | For | With | |
1.9 | Election of Director: C. Campbell | For | Issuer | For | With | |
2 | To approve, on an advisory basis, the compensation of our named executive officers. | For | Issuer | For | With | |
3 | To ratify the selection of the Company's independent registered public accounting firm | For | Issuer | For | With | |
JOHNSON & JOHNSON | ||||||
Ticker Symbol:JNJ | Cusip Number:478160104 | |||||
Record Date: 2/28/2023 | Meeting Date: 4/27/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Darius Adamczyk | For | Issuer | For | With | |
1b | Election of Director: Mary C. Beckerle | For | Issuer | For | With | |
1c | Election of Director: D. Scott Davis | For | Issuer | For | With | |
1d | Election of Director: Jennifer A. Doudna | For | Issuer | For | With | |
1e | Election of Director: Joaquin Duato | For | Issuer | For | With | |
1f | Election of Director: Marillyn A. Hewson | For | Issuer | For | With | |
1g | Election of Director: Paula A. Johnson | For | Issuer | For | With | |
1h | Election of Director: Hubert Joly | For | Issuer | For | With | |
1i | Election of Director: Mark B. McClellan | For | Issuer | For | With | |
1j | Election of Director: Anne M. Mulcahy | For | Issuer | For | With | |
1k | Election of Director: Mark A. Weinberger | For | Issuer | For | With | |
1l | Election of Director: Nadja Y. West | For | Issuer | For | With | |
2 | Advisory Vote to Approve Named Executive Officer Compensation | For | Issuer | For | With | |
3 | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | For | Issuer | For | With | |
4 | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | For | Issuer | For | With | |
5 | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) | Abstained | Issuer | N/A | With | |
6 | Vaccine Pricing Report | Against | Stockholder | Against | With | |
7 | Executive Compensation Adjustment Policy | Against | Stockholder | Against | With | |
8 | Impact of Extended Patent Exclusivities on Product Access | Against | Stockholder | Against | With | |
MARKETAXESS HOLDINGS INC. | ||||||
Ticker Symbol:MKTX | Cusip Number:57060D108 | |||||
Record Date: 4/10/2023 | Meeting Date: 6/7/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Richard M. McVey | For | Issuer | For | With | |
1b | Election of Director: Christopher R. Concannon | For | Issuer | For | With | |
1c | Election of Director: Nancy Altobello | For | Issuer | For | With | |
1d | Election of Director: Steven L. Begleiter | For | Issuer | For | With | |
1e | Election of Director: Stephen P. Casper | For | Issuer | For | With | |
1f | Election of Director: Jane Chwick | For | Issuer | For | With | |
1g | Election of Director: William F. Cruger | For | Issuer | For | With | |
1h | Election of Director: Kourtney Gibson | For | Issuer | For | With | |
1i | Election of Director: Richard G. Ketchum | For | Issuer | For | With | |
1j | Election of Director: Emily H. Portney | For | Issuer | For | With | |
1k | Election of Director: Richard L. Prager | For | Issuer | For | With | |
2 | . To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | For | Issuer | For | With | |
3 | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the 2023 Proxy Statement. | For | Issuer | For | With | |
4 | To approve, on an advisory basis, the frequency of future advisory votes on the compensation of the Company's named executive officers. | For | Issuer | For | With | |
MASTERCARD INCORPORATED | ||||||
Ticker Symbol:MA | Cusip Number:57636Q104 | |||||
Record Date: 4/28/2023 | Meeting Date: 6/27/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
10 | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts | Against | Stockholder | Against | With | |
1a | ELECTION OF DIRECTOR: Merit E. Janow | For | Issuer | For | With | |
1b | ELECTION OF DIRECTOR: Candido Bracher | For | Issuer | For | With | |
1c | ELECTION OF DIRECTOR: Richard K. Davis | For | Issuer | For | With | |
1d | ELECTION OF DIRECTOR: Julius Genachowski | For | Issuer | For | With | |
1e | ELECTION OF DIRECTOR: Choon Phong Goh | For | Issuer | For | With | |
1f | ELECTION OF DIRECTOR: Oki Matsumoto | For | Issuer | For | With | |
1g | ELECTION OF DIRECTOR: Michael Miebach | For | Issuer | For | With | |
1h | ELECTION OF DIRECTOR: Youngme Moon | For | Issuer | For | With | |
1i | ELECTION OF DIRECTOR: Rima Qureshi | For | Issuer | For | With | |
1j | ELECTION OF DIRECTOR: Gabrielle Sulzberger | For | Issuer | For | With | |
1k | ELECTION OF DIRECTOR: Harit Talwar | For | Issuer | For | With | |
1l | ELECTION OF DIRECTOR: Lance Uggla | For | Issuer | For | With | |
2 | Advisory approval of Mastercard's executive compensation. | For | Issuer | For | With | |
3 | Advisory approval of the frequency of future advisory votes on executive compensation. | For | Issuer | For | With | |
4 | Approval of Mastercard Incorporated Employee Stock Purchase Plan | For | Issuer | For | With | |
5 | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | For | Issuer | For | With | |
6 | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties | Against | Stockholder | Against | With | |
7 | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code | Against | Stockholder | Against | With | |
8 | Consideration of a stockholder proposal requesting lobbying disclosure | Against | Stockholder | Against | With | |
9 | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Against | Stockholder | Against | With | |
MICROSOFT CORPORATION | ||||||
Ticker Symbol:MSFT | Cusip Number:594918104 | |||||
Record Date: 10/12/2022 | Meeting Date: 12/13/2022 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Reid G. Hoffman | For | Issuer | For | With | |
1b | Election of Director: Hugh F. Johnston | For | Issuer | For | With | |
1c | Election of Director: Teri L. List | For | Issuer | For | With | |
1d | Election of Director: Satya Nadella | For | Issuer | For | With | |
1e | Election of Director: Sandra E. Peterson | For | Issuer | For | With | |
1f | Election of Director: Penny S. Pritzker | For | Issuer | For | With | |
1g | Election of Director: Carlos A. Rodriguez | For | Issuer | For | With | |
1h | Election of Director: Charles W. Scharf | For | Issuer | For | With | |
1i | Election of Director: John W. Stanton | For | Issuer | For | With | |
1j | Election of Director: John W. Thompson | For | Issuer | For | With | |
1k | Election of Director: Emma N. Walmsley | For | Issuer | For | With | |
1l | Election of Director: Padmasree Warrior | For | Issuer | For | With | |
2 | Advisory vote to approve named executive officer compensation | For | Issuer | For | With | |
3 | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | For | Issuer | For | With | |
4 | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Against | Stockholder | Against | With | |
5 | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Against | Stockholder | Against | With | |
6 | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Against | Stockholder | Against | With | |
7 | Shareholder Proposal - Report on Government Use of Microsoft Technology | Against | Stockholder | Against | With | |
8 | Shareholder Proposal - Report on Development of Products for Military | Against | Stockholder | Against | With | |
9 | Shareholder Proposal - Report on Tax Transparency | Against | Stockholder | Against | With | |
NEXTERA ENERGY, INC | ||||||
Ticker Symbol:NEE | Cusip Number:65339F101 | |||||
Record Date: 3/22/2023 | Meeting Date: 5/18/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Nicole S. Arnaboldi | For | Issuer | For | With | |
1b | Election of Director: Sherry S. Barrat | For | Issuer | For | With | |
1c | Election of Director: James L. Camaren | For | Issuer | For | With | |
1d | Election of Director: Kenneth B. Dunn | For | Issuer | For | With | |
1e | Election of Director: Naren K. Gursahaney | For | Issuer | For | With | |
1f | Election of Director: Kirk S. Hachigian | For | Issuer | For | With | |
1g | Election of Director: John W. Ketchum | For | Issuer | For | With | |
1h | Election of Director: Amy B. Lane | For | Issuer | For | With | |
1i | Election of Director: David L. Porges | For | Issuer | For | With | |
1j | Election of Director: Deborah "Dev" Stahlkopf | For | Issuer | For | With | |
1k | Election of Director: John A. Stall | For | Issuer | For | With | |
1l | Election of Director: Darryl L. Wilson | For | Issuer | For | With | |
2 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2023 | For | Issuer | For | With | |
3 | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | For | Issuer | For | With | |
4 | Non-Binding advisory vote on whether NextEra Energy should hold a nonbinding shareholder advisory vote to approve NextEra Energy's compensation of its named executive officers every 1, 2 or 3 years | For | Issuer | For | With | |
5 | A proposal entitled "Board Skills Disclosure" requesting a chart of individual board skills | Against | Stockholder | Against | With | |
NIKE, INC. CLASS B | ||||||
Ticker Symbol:NKE | Cusip Number:654106103 | |||||
Record Date: 7/8/2022 | Meeting Date: 9/9/2022 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Class B Director: Alan B. Graf, Jr | For | Issuer | For | With | |
1b | Election of Class B Director: Peter B. Henry | For | Issuer | For | With | |
1c | Election of Class B Director: Michelle A. Peluso | For | Issuer | For | With | |
2 | To approve executive compensation by an advisory vote. | For | Issuer | For | With | |
3 | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | For | Issuer | For | With | |
4 | To approve the amendment of the NIKE, Inc. Employee Stock Purchase Plan to increase authorized shares. | For | Issuer | For | With | |
5 | To consider a shareholder proposal regarding a policy on China sourcing, if properly presented at the meeting. | Against | Stockholder | Against | With | |
REPUBLIC SERVICES, INC. | ||||||
Ticker Symbol:RSG | Cusip Number:760759100 | |||||
Record Date: 3/15/2023 | Meeting Date: 5/12/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Manuel Kadre | For | Issuer | For | With | |
1b | Election of Director: Tomago Collins | For | Issuer | For | With | |
1c | Election of Director: Michael A. Duffy | For | Issuer | For | With | |
1d | Election of Director: Thomas W. Handley | For | Issuer | For | With | |
1e | Election of Director: Jennifer M. Kirk | For | Issuer | For | With | |
1f | Election of Director: Michael Larson | For | Issuer | For | With | |
1g | Election of Director: James P. Snee | For | Issuer | For | With | |
1h | Election of Director: Brian S. Tyler | For | Issuer | For | With | |
1i | Election of Director: Jon Vander Ark | For | Issuer | For | With | |
1j | Election of Director: Sandra M. Volpe | For | Issuer | For | With | |
1k | . Election of Director: Katharine B. Weymouth | For | Issuer | For | With | |
2 | Advisory vote to approve our named executive officer compensation | For | Issuer | For | With | |
3 | Advisory vote on the frequency of an advisory vote to approve our Named Executive Officer Compensation | For | Issuer | For | With | |
4 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023 | For | Issuer | For | With | |
RESMED INC. | ||||||
Ticker Symbol:RMD | Cusip Number:761152107 | |||||
Record Date: 9/20/2022 | Meeting Date: 11/16/2022 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director to serve until our 2023 annual meeting: Carol Burt | For | Issuer | For | With | |
1b | Election of Director to serve until our 2023 annual meeting: Jan De Witte | For | Issuer | For | With | |
1c | Election of Director to serve until our 2023 annual meeting: Karen Drexler | For | Issuer | For | With | |
1d | Election of Director to serve until our 2023 annual meeting: Michael Farrell | For | Issuer | For | With | |
1e | Election of Director to serve until our 2023 annual meeting: Peter Farrell | For | Issuer | For | With | |
1f | Election of Director to serve until our 2023 annual meeting: Harjit Gill | For | Issuer | For | With | |
1g | Election of Director to serve until our 2023 annual meeting: John Hernandez | For | Issuer | For | With | |
1h | Election of Director to serve until our 2023 annual meeting: Richard Sulpizio | For | Issuer | For | With | |
1i | Election of Director to serve until our 2023 annual meeting: Desney Tan | For | Issuer | For | With | |
1j | Election of Director to serve until our 2023 annual meeting: Ronald Taylor | For | Issuer | For | With | |
2 | Ratify our selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2023. | For | Issuer | For | With | |
3 | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay"). | For | Issuer | For | With | |
ROPER TECHNOLOGIES, INC. | ||||||
Ticker Symbol:ROP | Cusip Number:776696106 | |||||
Record Date: 4/19/2023 | Meeting Date: 6/13/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1.1 | Election of Director for a one-year term: Shellye L. Archambeau | For | Issuer | For | With | |
1.2 | Election of Director for a one-year term: Amy Woods Brinkley | For | Issuer | For | With | |
1.3 | Election of Director for a one-year term: Irene M. Esteves | For | Issuer | For | With | |
1.4 | Election of Director for a one-year term: L. Neil Hunn | For | Issuer | For | With | |
1.5 | Election of Director for a one-year term: Robert D. Johnson | For | Issuer | For | With | |
1.6 | Election of Director for a one-year term: Thomas P. Joyce, Jr. | For | Issuer | For | With | |
1.7 | Election of Director for a one-year term: Laura G. Thatcher | For | Issuer | For | With | |
1.8 | Election of Director for a one-year term: Richard F. Wallman | For | Issuer | For | With | |
1.9 | Election of Director for a one-year term: Christopher Wright | For | Issuer | For | With | |
2 | Advisory vote to approve the compensation of our named executive officers. | For | Issuer | For | With | |
3 | To select, on an advisory basis, the frequency of the shareholder vote on the compensation of our named executive officers | For | Issuer | For | With | |
4 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | For | Issuer | For | With | |
5 | Approve an amendment to and restatement of our Restated Certificate of Incorporation to permit the exculpation of officers. | For | Issuer | For | With | |
SEI INVESTMENTS COMPANY | ||||||
Ticker Symbol:SEIC | Cusip Number:784117103 | |||||
Record Date: 3/24/2023 | Meeting Date: 5/31/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Ryan P. Hicke | For | Issuer | For | With | |
1b | Election of Director: Kathryn M. McCarthy | For | Issuer | For | With | |
2 | To approve, on an advisory basis, the compensation of named executive officers. | For | Issuer | For | With | |
3 | Advisory vote on frequency of future advisory votes on the compensation of named executive officers | For | Issuer | For | With | |
4 | To ratify the appointment of KPMG LLP as independent registered public accountants for fiscal year 2023. | For | Issuer | For | With | |
STRYKER CORPORATION | ||||||
Ticker Symbol:SYK | Cusip Number:863667101 | |||||
Record Date: 3/13/2023 | Meeting Date: 5/10/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Mary K. Brainerd | For | Issuer | For | With | |
1b | Election of Director: Giovanni Caforio, M.D | For | Issuer | For | With | |
1c | Election of Director: Srikant M. Datar, Ph.D. | For | Issuer | For | With | |
1d | Election of Director: Allan C. Golston | For | Issuer | For | With | |
1e | Election of Director: Kevin A. Lobo (Chair of the Board, Chief Executive Officer and President) | For | Issuer | For | With | |
1f | Election of Director: Sherilyn S. McCoy (Lead Independent Director) | For | Issuer | For | With | |
1g | Election of Director: Andrew K. Silvernail | For | Issuer | For | With | |
1h | Election of Director: Lisa M. Skeete Tatum | For | Issuer | For | With | |
1i | Election of Director: Ronda E. Stryker | For | Issuer | For | With | |
1j | Election of Director: Rajeev Suri | For | Issuer | For | With | |
2 | Ratification of Appointment of Ernst & Young LLP as Our Independent Registered Public Accounting Firm for 2023. | For | Issuer | For | With | |
3 | Advisory Vote to Approve Named Executive Officer Compensation. | For | Issuer | For | With | |
4 | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | For | Issuer | For | With | |
5 | Shareholder Proposal on Political Disclosure. | Against | Stockholder | Against | With | |
TERRENO REALTY CORPORATION | ||||||
Ticker Symbol:TRNO | Cusip Number:88146M101 | |||||
Record Date: 3/3/2023 | Meeting Date: 5/2/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: W. Blake Baird | For | Issuer | For | With | |
1b | Election of Director: Michael A. Coke | For | Issuer | For | With | |
1c | Election of Director: Linda Assante | For | Issuer | For | With | |
1d | Election of Director: Gary N. Boston | For | Issuer | For | With | |
1e | Election of Director: LeRoy E. Carlson | For | Issuer | For | With | |
1f | Election of Director: Irene H. Oh | For | Issuer | For | With | |
1g | Election of Director: Douglas M. Pasquale | For | Issuer | For | With | |
1h | Election of Director: Dennis Polk | For | Issuer | For | With | |
2 | Adoption of a resolution to approve, on a non-binding advisory basis, the compensation of certain executives, as more fully described in the proxy statement | For | Issuer | For | With | |
3 | Determination on a non-binding, advisory basis, of the frequency of future nonbinding, advisory votes on executive compensation | For | Issuer | For | With | |
4 | Ratification of the appointment of Ernst & Young LLP as our independent registered certified public accounting firm for the 2023 fiscal year | For | Issuer | For | With | |
THE J. M. SMUCKER COMPANY | ||||||
Ticker Symbol:SJM | Cusip Number:832696405 | |||||
Record Date: 6/21/2022 | Meeting Date: 8/17/2022 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Directors whose term of office will expire in 2023: Susan E. ChapmanHughes | For | Issuer | For | With | |
1b | Election of Directors whose term of office will expire in 2023: Paul J. Dolan | For | Issuer | For | With | |
1c | Election of Directors whose term of office will expire in 2023: Jay L. Henderson | For | Issuer | For | With | |
1d | . Election of Directors whose term of office will expire in 2023: Jonathan E. Johnson III | For | Issuer | For | With | |
1e | Election of Directors whose term of office will expire in 2023: Kirk L. Perry | For | Issuer | For | With | |
1f | Election of Directors whose term of office will expire in 2023: Sandra Pianalto | For | Issuer | For | With | |
1g | Election of Directors whose term of office will expire in 2023: Alex Shumate | For | Issuer | For | With | |
1h | Election of Directors whose term of office will expire in 2023: Mark T. Smucker | For | Issuer | For | With | |
1i | Election of Directors whose term of office will expire in 2023: Richard K. Smucker | For | Issuer | For | With | |
1j | Election of Directors whose term of office will expire in 2023: Jodi L. Taylor | For | Issuer | For | With | |
1k | Election of Directors whose term of office will expire in 2023: Dawn C. Willoughby | For | Issuer | For | With | |
2 | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2023 fiscal year. | For | Issuer | For | With | |
3 | Advisory approval of the Company's executive compensation | For | Issuer | For | With | |
4 | Adoption of amendments to the Company's Amended Articles of Incorporation to eliminate the time phased voting provisions. | For | Issuer | For | With | |
VERISK ANALYTICS, INC. | ||||||
Ticker Symbol:VRSK | Cusip Number:92345Y106 | |||||
Record Date: 3/20/2023 | Meeting Date: 5/17/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director: Vincent K. Brooks | For | Issuer | For | With | |
1b | Election of Director: Jeffrey Dailey | For | Issuer | For | With | |
1c | Election of Director: Wendy Lane | For | Issuer | For | With | |
1d | Election of Director: Lee M. Shavel | For | Issuer | For | With | |
1e | Election of Director: Kimberly S. Stevenson | For | Issuer | For | With | |
1f | Election of Director: Olumide Soroye | For | Issuer | For | With | |
2 | To approve executive compensation on an advisory, non-binding basis | For | Issuer | For | With | |
3 | To recommend the frequency of executive compensation votes on an advisory, non-binding basis. | For | Issuer | For | With | |
4 | To ratify the appointment of Deloitte & Touche LLP as our independent auditor for the 2023 fiscal year | For | Issuer | For | With | |
WASTE CONNECTIONS, INC | ||||||
Ticker Symbol:WCN | Cusip Number:94106B101 | |||||
Record Date: 3/24/2023 | Meeting Date: 5/19/2023 | |||||
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt | |
1a | Election of Director to serve for a one-year term: Andrea E. Bertone | For | Issuer | For | With | |
1b | Election of Director to serve for a one-year term: Edward E. "Ned" Guillet | For | Issuer | For | With | |
1c | Election of Director to serve for a one-year term: Michael W. Harlan | For | Issuer | For | With | |
1d | Election of Director to serve for a one-year term: Larry S. Hughes | For | Issuer | For | With | |
1e | Election of Director to serve for a one-year term: Worthing F. Jackman | For | Issuer | For | With | |
1f | Election of Director to serve for a one-year term: Elise L. Jordan | For | Issuer | For | With | |
1g | Election of Director to serve for a one-year term: Susan "Sue" Lee | For | Issuer | For | With | |
1h | Election of Director to serve for a one-year term: Ronald J. Mittelstaedt | For | Issuer | For | With | |
1i | Election of Director to serve for a one-year term: William J. Razzouk | For | Issuer | For | With | |
2 | Say-on-Pay - Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement. | For | Issuer | For | With | |
3 | Say-When-on-Pay - Approve, on a nonbinding, advisory basis, holding future Sayon-Pay advisory votes every year, every two years, or every three years. | For | Issuer | For | With | |
4 | Appoint Grant Thornton LLP as the Company's independent registered public accounting firm for 2023 and authorize the Company's Board of Directors to fix the remuneration of the independent registered public accounting firm. | For | Issuer | For | With | |
* Management Recommended Vote |
Account Name: CONQUER RISK DEFENSIVE BULL FUND
Custodian Name: U.S. BANK, N.A.
There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: CONQUER RISK MANAGED VOLATILITY FUND
Custodian Name: U.S. BANK, N.A.
There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: CONQUER RISK TACTICAL OPPORTUNITIES FUND
Custodian Name: U.S. BANK, N.A.
There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: CONQUER RISK TACTICAL ROTATION FUND
Custodian Name: U.S. BANK, N.A.
There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: ALPHA FIDUCIARY QUANTITATIVE STRATEGY FUND
Custodian Name: U.S. BANK, N.A.
There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.
Account Name: ENSEMBLE FUND
Custodian Name: U.S. BANK, N.A.
NIKE, Inc. | ||||||||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NKE | Meeting Date | 09-Sep-2022 | |||||||||||||
ISIN | US6541061031 | Agenda | 935692803 - Management | |||||||||||||
Record Date | 08-Jul-2022 | Holding Recon Date | 08-Jul-2022 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 08-Sep-2022 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Class B Director: Alan B. Graf, Jr. | Management | For | For | For | |||||||||||
1b. | Election of Class B Director: Peter B. Henry | Management | For | For | For | |||||||||||
1c. | Election of Class B Director: Michelle A. Peluso | Management | For | For | For | |||||||||||
2. | To approve executive compensation by an advisory vote. | Management | For | For | For | |||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | For | |||||||||||
4. | To approve the amendment of the NIKE, Inc. Employee Stock Purchase Plan to increase authorized shares. | Management | For | For | For | |||||||||||
5. | To consider a shareholder proposal regarding a policy on China sourcing, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||||
PAYCHEX, INC. | ||||||||||||||||
Security | 704326107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PAYX | Meeting Date | 13-Oct-2022 | |||||||||||||
ISIN | US7043261079 | Agenda | 935704812 - Management | |||||||||||||
Record Date | 15-Aug-2022 | Holding Recon Date | 15-Aug-2022 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 12-Oct-2022 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Martin Mucci | Management | For | For | For | |||||||||||
1b. | Election of Director: Thomas F. Bonadio | Management | For | For | For | |||||||||||
1c. | Election of Director: Joseph G. Doody | Management | For | For | For | |||||||||||
1d. | Election of Director: David J.S. Flaschen | Management | For | For | For | |||||||||||
1e. | Election of Director: B. Thomas Golisano | Management | For | For | For | |||||||||||
1f. | Election of Director: Pamela A. Joseph | Management | For | For | For | |||||||||||
1g. | Election of Director: Kevin A. Price | Management | For | For | For | |||||||||||
1h. | Election of Director: Joseph M. Tucci | Management | For | For | For | |||||||||||
1i. | Election of Director: Joseph M. Velli | Management | For | For | For | |||||||||||
1j. | Election of Director: Kara Wilson | Management | For | For | For | |||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For | |||||||||||
3. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | |||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||||||||||||||
Security | 11133T103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BR | Meeting Date | 10-Nov-2022 | |||||||||||||
ISIN | US11133T1034 | Agenda | 935713809 - Management | |||||||||||||
Record Date | 15-Sep-2022 | Holding Recon Date | 15-Sep-2022 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 09-Nov-2022 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director to serve until the 2023 Annual Meeting: Leslie A. Brun | Management | For | For | For | |||||||||||
1b. | Election of Director to serve until the 2023 Annual Meeting: Pamela L. Carter | Management | For | For | For | |||||||||||
1c. | Election of Director to serve until the 2023 Annual Meeting: Richard J. Daly | Management | For | For | For | |||||||||||
1d. | Election of Director to serve until the 2023 Annual Meeting: Robert N. Duelks | Management | For | For | For | |||||||||||
1e. | Election of Director to serve until the 2023 Annual Meeting: Melvin L. Flowers | Management | For | For | For | |||||||||||
1f. | Election of Director to serve until the 2023 Annual Meeting: Timothy C. Gokey | Management | For | For | For | |||||||||||
1g. | Election of Director to serve until the 2023 Annual Meeting: Brett A. Keller | Management | For | For | For | |||||||||||
1h. | Election of Director to serve until the 2023 Annual Meeting: Maura A. Markus | Management | For | For | For | |||||||||||
1i. | Election of Director to serve until the 2023 Annual Meeting: Eileen K. Murray | Management | For | For | For | |||||||||||
1j. | Election of Director to serve until the 2023 Annual Meeting: Annette L. Nazareth | Management | For | For | For | |||||||||||
1k. | Election of Director to serve until the 2023 Annual Meeting: Thomas J. Perna | Management | For | For | For | |||||||||||
1l. | Election of Director to serve until the 2023 Annual Meeting: Amit K. Zavery | Management | For | For | For | |||||||||||
2) | Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). | Management | For | For | For | |||||||||||
3) | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2023. | Management | For | For | For | |||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||||||||||||||
Security | 11133T103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BR | Meeting Date | 09-Feb-2023 | |||||||||||||
ISIN | US11133T1034 | Agenda | 935762838 - Management | |||||||||||||
Record Date | 13-Jan-2023 | Holding Recon Date | 13-Jan-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 08-Feb-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | Non-Voting agenda | Management | For | None | ||||||||||||
FERRARI, NV | ||||||||||||||||
Security | N3167Y103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RACE | Meeting Date | 14-Apr-2023 | |||||||||||||
ISIN | NL0011585146 | Agenda | 935777219 - Management | |||||||||||||
Record Date | 02-Mar-2023 | Holding Recon Date | 02-Mar-2023 | |||||||||||||
City / | Country | / | Italy | Vote Deadline | 06-Apr-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
2c. | Remuneration Report 2022 (advisory vote) | Management | For | For | For | |||||||||||
2d. | Adoption of the 2022 Annual Accounts | Management | For | For | For | |||||||||||
2e. | Determination and distribution of dividend | Management | For | For | For | |||||||||||
2f. | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2022 | Management | For | For | For | |||||||||||
3a. | Re-appointment of John Elkann (executive director) | Management | For | For | For | |||||||||||
3b. | Re-appointment of Benedetto Vigna (executive director) | Management | For | For | For | |||||||||||
3c. | Re-appointment of Piero Ferrari (non- executive director) | Management | For | For | For | |||||||||||
3d. | Re-appointment of Delphine Arnault (non- executive director) | Management | For | For | For | |||||||||||
3e. | Re-appointment of Francesca Bellettini (non-executive director) | Management | For | For | For | |||||||||||
3f. | Re-appointment of Eduardo H. Cue (non- executive director) | Management | For | For | For | |||||||||||
3g. | Re-appointment of Sergio Duca (non- executive director) | Management | For | For | For | |||||||||||
3h. | Re-appointment of John Galantic (non- executive director) | Management | For | For | For | |||||||||||
3i. | Re-appointment of Maria Patrizia Grieco (non-executive director) | Management | For | For | For | |||||||||||
3j. | Re-appointment of Adam Keswick (non- executive director) | Management | For | For | For | |||||||||||
3k. | Appointment of Michelangelo Volpi (non- executive director) | Management | For | For | For | |||||||||||
4.1 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association | Management | For | For | For | |||||||||||
4.2 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre-emption rights for common shares as provided for in article 7 of the Company's articles of association | Management | For | For | For | |||||||||||
5. | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company - Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital as specified in article 8 of the Company's articles of association | Management | For | For | For | |||||||||||
6. | Approval of awards to the executive directors - Proposal to approve the proposed award of (rights to subscribe for) common shares in the capital of the Company to the executive directors in accordance with article 14.6 of the Company's articles of association and Dutch law | Management | For | For | For | |||||||||||
FERRARI, NV | ||||||||||||||||
Security | N3167Y103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RACE | Meeting Date | 14-Apr-2023 | |||||||||||||
ISIN | NL0011585146 | Agenda | 935792398 - Management | |||||||||||||
Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | |||||||||||||
City / | Country | / | Italy | Vote Deadline | 06-Apr-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
2c. | Remuneration Report 2022 (advisory vote) | Management | For | For | For | |||||||||||
2d. | Adoption of the 2022 Annual Accounts | Management | For | For | For | |||||||||||
2e. | Determination and distribution of dividend | Management | For | For | For | |||||||||||
2f. | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2022 | Management | For | For | For | |||||||||||
3a. | Re-appointment of John Elkann (executive director) | Management | For | For | For | |||||||||||
3b. | Re-appointment of Benedetto Vigna (executive director) | Management | For | For | For | |||||||||||
3c. | Re-appointment of Piero Ferrari (non- executive director) | Management | For | For | For | |||||||||||
3d. | Re-appointment of Delphine Arnault (non- executive director) | Management | For | For | For | |||||||||||
3e. | Re-appointment of Francesca Bellettini (non-executive director) | Management | For | For | For | |||||||||||
3f. | Re-appointment of Eduardo H. Cue (non- executive director) | Management | For | For | For | |||||||||||
3g. | Re-appointment of Sergio Duca (non- executive director) | Management | For | For | For | |||||||||||
3h. | Re-appointment of John Galantic (non- executive director) | Management | For | For | For | |||||||||||
3i. | Re-appointment of Maria Patrizia Grieco (non-executive director) | Management | For | For | For | |||||||||||
3j. | Re-appointment of Adam Keswick (non- executive director) | Management | For | For | For | |||||||||||
3k. | Appointment of Michelangelo Volpi (non- executive director) | Management | For | For | For | |||||||||||
4.1 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association | Management | For | For | For | |||||||||||
4.2 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre-emption rights for common shares as provided for in article 7 of the Company's articles of association | Management | For | For | For | |||||||||||
5. | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company - Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital as specified in article 8 of the Company's articles of association | Management | For | For | For | |||||||||||
6. | Approval of awards to the executive directors - Proposal to approve the proposed award of (rights to subscribe for) common shares in the capital of the Company to the executive directors in accordance with article 14.6 of the Company's articles of association and Dutch law | Management | For | For | For | |||||||||||
FASTENAL COMPANY | ||||||||||||||||
Security | 311900104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FAST | Meeting Date | 22-Apr-2023 | |||||||||||||
ISIN | US3119001044 | Agenda | 935770669 - Management | |||||||||||||
Record Date | 22-Feb-2023 | Holding Recon Date | 22-Feb-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 21-Apr-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Scott A. Satterlee | Management | For | For | For | |||||||||||
1b. | Election of Director: Michael J. Ancius | Management | For | For | For | |||||||||||
1c. | Election of Director: Stephen L. Eastman | Management | For | For | For | |||||||||||
1d. | Election of Director: Daniel L. Florness | Management | For | For | For | |||||||||||
1e. | Election of Director: Rita J. Heise | Management | For | For | For | |||||||||||
1f. | Election of Director: Hsenghung Sam Hsu | Management | For | For | For | |||||||||||
1g. | Election of Director: Daniel L. Johnson | Management | For | For | For | |||||||||||
1h. | Election of Director: Nicholas J. Lundquist | Management | For | For | For | |||||||||||
1i. | Election of Director: Sarah N. Nielsen | Management | For | For | For | |||||||||||
1j. | Election of Director: Reyne K. Wisecup | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | For | |||||||||||
3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | For | |||||||||||
4. | Approval, by non-binding vote, of the frequency of future executive compensation votes. | Management | 1 Year | 1 Year | For | |||||||||||
NVR, INC. | ||||||||||||||||
Security | 62944T105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NVR | Meeting Date | 02-May-2023 | |||||||||||||
ISIN | US62944T1051 | Agenda | 935775037 - Management | |||||||||||||
Record Date | 01-Mar-2023 | Holding Recon Date | 01-Mar-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 01-May-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Paul C. Saville | Management | For | For | For | |||||||||||
1b. | Election of Director: C.E. Andrews | Management | For | For | For | |||||||||||
1c. | Election of Director: Sallie B. Bailey | Management | For | For | For | |||||||||||
1d. | Election of Director: Thomas D. Eckert | Management | For | For | For | |||||||||||
1e. | Election of Director: Alfred E. Festa | Management | For | For | For | |||||||||||
1f. | Election of Director: Alexandra A. Jung | Management | For | For | For | |||||||||||
1g. | Election of Director: Mel Martinez | Management | For | For | For | |||||||||||
1h. | Election of Director: David A. Preiser | Management | For | For | For | |||||||||||
1i. | Election of Director: W. Grady Rosier | Management | For | For | For | |||||||||||
1j. | Election of Director: Susan Williamson Ross | Management | For | For | For | |||||||||||
2. | Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2023. | Management | For | For | For | |||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||
4. | Advisory vote on the frequency of shareholder votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||
FIRST AMERICAN FINANCIAL CORPORATION | ||||||||||||||||
Security | 31847R102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FAF | Meeting Date | 09-May-2023 | |||||||||||||
ISIN | US31847R1023 | Agenda | 935812126 - Management | |||||||||||||
Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 08-May-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1.1 | Election of Class I Director: Kenneth D. DeGiorgio | Management | For | For | For | |||||||||||
1.2 | Election of Class I Director: James L. Doti | Management | For | For | For | |||||||||||
1.3 | Election of Class I Director: Michael D. McKee | Management | For | For | For | |||||||||||
1.4 | Election of Class I Director: Marsha A. Spence | Management | For | For | For | |||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||
3. | Advisory vote to recommend whether a stockholder vote to approve the Company's executive compensation should occur every one, two or three years. | Management | 1 Year | 1 Year | For | |||||||||||
4. | To approve the amendment and restatement of the 2020 Incentive Compensation Plan. | Management | For | For | For | |||||||||||
5. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||
LANDSTAR SYSTEM, INC. | ||||||||||||||||
Security | 515098101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LSTR | Meeting Date | 10-May-2023 | |||||||||||||
ISIN | US5150981018 | Agenda | 935790750 - Management | |||||||||||||
Record Date | 15-Mar-2023 | Holding Recon Date | 15-Mar-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 09-May-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: David G. Bannister | Management | For | For | For | |||||||||||
1b. | Election of Director: James L. Liang | Management | For | For | For | |||||||||||
1c. | Election of Director: George P. Scanlon | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Management | For | For | For | |||||||||||
3. | Approval of board declassification amendment to the Company's Restated Certificate of Incorporation. | Management | For | For | For | |||||||||||
4. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||
5. | Advisory vote on frequency of advisory vote on executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||
THE HOME DEPOT, INC. | ||||||||||||||||
Security | 437076102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HD | Meeting Date | 18-May-2023 | |||||||||||||
ISIN | US4370761029 | Agenda | 935795659 - Management | |||||||||||||
Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 17-May-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Gerard J. Arpey | Management | For | For | For | |||||||||||
1b. | Election of Director: Ari Bousbib | Management | For | For | For | |||||||||||
1c. | Election of Director: Jeffery H. Boyd | Management | For | For | For | |||||||||||
1d. | Election of Director: Gregory D. Brenneman | Management | For | For | For | |||||||||||
1e. | Election of Director: J. Frank Brown | Management | For | For | For | |||||||||||
1f. | Election of Director: Albert P. Carey | Management | For | For | For | |||||||||||
1g. | Election of Director: Edward P. Decker | Management | For | For | For | |||||||||||
1h. | Election of Director: Linda R. Gooden | Management | For | For | For | |||||||||||
1i. | Election of Director: Wayne M. Hewett | Management | For | For | For | |||||||||||
1j. | Election of Director: Manuel Kadre | Management | For | For | For | |||||||||||
1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | For | |||||||||||
1l. | Election of Director: Paula Santilli | Management | For | For | For | |||||||||||
1m. | Election of Director: Caryn Seidman-Becker | Management | For | For | For | |||||||||||
2. | Ratification of the Appointment of KPMG LLP | Management | For | For | For | |||||||||||
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | For | |||||||||||
4. | Advisory Vote on the Frequency of Future Say-on-Pay Votes | Management | 1 Year | 1 Year | For | |||||||||||
5. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Against | Against | For | |||||||||||
6. | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against | For | |||||||||||
7. | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shareholder | Against | Against | For | |||||||||||
8. | Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote | Shareholder | Against | Against | For | |||||||||||
9. | Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech | Shareholder | Against | Against | For | |||||||||||
THE CHARLES SCHWAB CORPORATION | ||||||||||||||||
Security | 808513105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SCHW | Meeting Date | 18-May-2023 | |||||||||||||
ISIN | US8085131055 | Agenda | 935809523 - Management | |||||||||||||
Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 17-May-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of director: Marianne C. Brown | Management | For | For | For | |||||||||||
1b. | Election of director: Frank C. Herringer | Management | For | For | For | |||||||||||
1c. | Election of director: Gerri K. Martin- Flickinger | Management | For | For | For | |||||||||||
1d. | Election of director: Todd M. Ricketts | Management | For | For | For | |||||||||||
1e. | Election of director: Carolyn Schwab- Pomerantz | Management | For | For | For | |||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Management | For | For | For | |||||||||||
3. | Advisory vote to approve named executive officer compensation | Management | For | For | For | |||||||||||
4. | Frequency of advisory vote on named executive officer compensation | Management | 1 Year | 1 Year | For | |||||||||||
5. | Stockholder Proposal requesting pay equity disclosure | Shareholder | Against | Against | For | |||||||||||
6. | Stockholder Proposal requesting company report on discrimination risk oversight and impact | Shareholder | Against | Against | For | |||||||||||
CHIPOTLE MEXICAN GRILL, INC. | ||||||||||||||||
Security | 169656105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CMG | Meeting Date | 25-May-2023 | |||||||||||||
ISIN | US1696561059 | Agenda | 935815603 - Management | |||||||||||||
Record Date | 28-Mar-2023 | Holding Recon Date | 28-Mar-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 24-May-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1.1 | Election of Director: Albert Baldocchi | Management | For | For | For | |||||||||||
1.2 | Election of Director: Matthew Carey | Management | For | For | For | |||||||||||
1.3 | Election of Director: Gregg Engles | Management | For | For | For | |||||||||||
1.4 | Election of Director: Patricia Fili-Krushel | Management | For | For | For | |||||||||||
1.5 | Election of Director: Mauricio Gutierrez | Management | For | For | For | |||||||||||
1.6 | Election of Director: Robin Hickenlooper | Management | For | For | For | |||||||||||
1.7 | Election of Director: Scott Maw | Management | For | For | For | |||||||||||
1.8 | Election of Director: Brian Niccol | Management | For | For | For | |||||||||||
1.9 | Election of Director: Mary Winston | Management | For | For | For | |||||||||||
2. | An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say on pay"). | Management | For | For | For | |||||||||||
3. | An advisory vote on the frequency of future say on pay votes. | Management | 1 Year | 1 Year | For | |||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||
5. | Shareholder Proposal - Request to limit certain bylaw amendments. | Shareholder | For | Against | Against | |||||||||||
6. | Shareholder Proposal - Request to adopt a non-interference policy. | Shareholder | For | Against | Against | |||||||||||
ILLUMINA, INC. | ||||||||||||||||
Security | 452327109 | Meeting Type | Contested-Annual | |||||||||||||
Ticker Symbol | ILMN | Meeting Date | 25-May-2023 | |||||||||||||
ISIN | US4523271090 | Agenda | 935842977 - Management | |||||||||||||
Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 24-May-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1A. | Illumina Nominee: Frances Arnold, Ph.D. | Management | For | For | For | |||||||||||
1B. | Illumina Nominee: Francis A. deSouza | Management | For | For | For | |||||||||||
1C. | Illumina Nominee: Caroline D. Dorsa | Management | For | For | For | |||||||||||
1D. | Illumina Nominee: Robert S. Epstein, M.D. | Management | For | For | For | |||||||||||
1E. | Illumina Nominee: Scott Gottlieb, M.D. | Management | For | For | For | |||||||||||
1F. | Illumina Nominee: Gary S. Guthart, Ph.D. | Management | For | For | For | |||||||||||
1G. | Illumina Nominee: Philip W. Schiller | Management | For | For | For | |||||||||||
1H. | Illumina Nominee: Susan E. Siegel | Management | For | For | For | |||||||||||
1I. | Illumina Nominee: John W. Thompson | Management | For | For | For | |||||||||||
1J. | Icahn Group Nominee OPPOSED by the Company: Vincent J. Intrieri | Management | Withheld | Withheld | * | |||||||||||
1K. | Icahn Group Nominee OPPOSED by the Company: Jesse A. Lynn | Management | Withheld | Withheld | * | |||||||||||
1L. | Icahn Group Nominee OPPOSED by the Company: Andrew J. Teno | Management | Withheld | Withheld | * | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||
3. | To approve, on an advisory basis, the compensation provided to our named executive officers as disclosed in the Proxy Statement. | Management | Against | For | Against | |||||||||||
4. | To approve, on an advisory basis, the frequency of holding an advisory vote to approve compensation provided to our "named executive officers". | Management | 1 Year | 1 Year | For | |||||||||||
5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan | Management | For | For | For | |||||||||||
SERVICENOW, INC. | ||||||||||||||||
Security | 81762P102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NOW | Meeting Date | 01-Jun-2023 | |||||||||||||
ISIN | US81762P1021 | Agenda | 935821062 - Management | |||||||||||||
Record Date | 04-Apr-2023 | Holding Recon Date | 04-Apr-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 31-May-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Susan L. Bostrom | Management | For | For | For | |||||||||||
1b. | Election of Director: Teresa Briggs | Management | For | For | For | |||||||||||
1c. | Election of Director: Jonathan C. Chadwick | Management | For | For | For | |||||||||||
1d. | Election of Director: Paul E. Chamberlain | Management | For | For | For | |||||||||||
1e. | Election of Director: Lawrence J. Jackson, Jr. | Management | For | For | For | |||||||||||
1f. | Election of Director: Frederic B. Luddy | Management | For | For | For | |||||||||||
1g. | Election of Director: William R. McDermott | Management | For | For | For | |||||||||||
1h. | Election of Director: Jeffrey A. Miller | Management | For | For | For | |||||||||||
1i. | Election of Director: Joseph "Larry" Quinlan | Management | For | For | For | |||||||||||
1j. | Election of Director: Anita M. Sands | Management | For | For | For | |||||||||||
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Management | Against | For | Against | |||||||||||
3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. | Management | For | For | For | |||||||||||
4. | To approve the Amended and Restated 2021 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | For | For | For | |||||||||||
5. | To elect Deborah Black as a director. | Management | For | For | For | |||||||||||
NETFLIX, INC. | ||||||||||||||||
Security | 64110L106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NFLX | Meeting Date | 01-Jun-2023 | |||||||||||||
ISIN | US64110L1061 | Agenda | 935831126 - Management | |||||||||||||
Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 31-May-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner | Management | For | For | For | |||||||||||
1b. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | Management | For | For | For | |||||||||||
1c. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | Management | For | For | For | |||||||||||
1d. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | Management | For | For | For | |||||||||||
2. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | For | |||||||||||
3. | Advisory approval of named executive officer compensation. | Management | Against | For | Against | |||||||||||
4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||
5. | Stockholder proposal entitled, "Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements," if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||
6. | Stockholder proposal entitled, "Netflix- Exclusive Board of Directors," if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||||
7. | Stockholder proposal requesting a report on the Company's 401(K) Plan, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||||
8. | Stockholder proposal entitled, "Policy on Freedom of Association," if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||
ALPHABET INC. | ||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | |||||||||||||
ISIN | US02079K3059 | Agenda | 935830946 - Management | |||||||||||||
Record Date | 04-Apr-2023 | Holding Recon Date | 04-Apr-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 01-Jun-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Larry Page | Management | For | For | For | |||||||||||
1b. | Election of Director: Sergey Brin | Management | For | For | For | |||||||||||
1c. | Election of Director: Sundar Pichai | Management | For | For | For | |||||||||||
1d. | Election of Director: John L. Hennessy | Management | For | For | For | |||||||||||
1e. | Election of Director: Frances H. Arnold | Management | For | For | For | |||||||||||
1f. | Election of Director: R. Martin "Marty" Chávez | Management | For | For | For | |||||||||||
1g. | Election of Director: L. John Doerr | Management | For | For | For | |||||||||||
1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For | |||||||||||
1i. | Election of Director: Ann Mather | Management | For | For | For | |||||||||||
1j. | Election of Director: K. Ram Shriram | Management | For | For | For | |||||||||||
1k. | Election of Director: Robin L. Washington | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | For | |||||||||||
3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Management | For | For | For | |||||||||||
4. | Advisory vote to approve compensation awarded to named executive officers | Management | Against | For | Against | |||||||||||
5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | Management | 1 Year | 3 Years | Against | |||||||||||
6. | Stockholder proposal regarding a lobbying report | Shareholder | Against | Against | For | |||||||||||
7. | Stockholder proposal regarding a congruency report | Shareholder | Against | Against | For | |||||||||||
8. | Stockholder proposal regarding a climate lobbying report | Shareholder | Against | Against | For | |||||||||||
9. | Stockholder proposal regarding a report on reproductive rights and data privacy | Shareholder | For | Against | Against | |||||||||||
10. | Stockholder proposal regarding a human rights assessment of data center siting | Shareholder | Against | Against | For | |||||||||||
11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Shareholder | For | Against | Against | |||||||||||
12. | Stockholder proposal regarding algorithm disclosures | Shareholder | For | Against | Against | |||||||||||
13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Shareholder | For | Against | Against | |||||||||||
14. | Stockholder proposal regarding a content governance report | Shareholder | Against | Against | For | |||||||||||
15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Shareholder | For | Against | Against | |||||||||||
16. | Stockholder proposal regarding bylaws amendment | Shareholder | For | Against | Against | |||||||||||
17. | Stockholder proposal regarding "executives to retain significant stock" | Shareholder | Against | Against | For | |||||||||||
18. | Stockholder proposal regarding equal shareholder voting | Shareholder | For | Against | Against | |||||||||||
BOOKING HOLDINGS INC. | ||||||||||||||||
Security | 09857L108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BKNG | Meeting Date | 06-Jun-2023 | |||||||||||||
ISIN | US09857L1089 | Agenda | 935842244 - Management | |||||||||||||
Record Date | 11-Apr-2023 | Holding Recon Date | 11-Apr-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 05-Jun-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Glenn D. Fogel | For | For | For | ||||||||||||
2 | Mirian M. Graddick-Weir | For | For | For | ||||||||||||
3 | Wei Hopeman | For | For | For | ||||||||||||
4 | Robert J. Mylod, Jr. | For | For | For | ||||||||||||
5 | Charles H. Noski | For | For | For | ||||||||||||
6 | Larry Quinlan | For | For | For | ||||||||||||
7 | Nicholas J. Read | For | For | For | ||||||||||||
8 | Thomas E. Rothman | For | For | For | ||||||||||||
9 | Sumit Singh | For | For | For | ||||||||||||
10 | Lynn V. Radakovich | For | For | For | ||||||||||||
11 | Vanessa A. Wittman | For | For | For | ||||||||||||
2. | Advisory vote to approve 2022 executive compensation. | Management | For | For | For | |||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||
4. | Advisory vote on the frequency of future non-binding advisory votes on the compensation paid by the Company to its named executive officers. | Management | 1 Year | 1 Year | For | |||||||||||
5. | Stockholder proposal requesting a non- binding stockholder vote to ratify termination pay of executives. | Shareholder | Against | Against | For | |||||||||||
PERIMETER SOLUTIONS SA | ||||||||||||||||
Security | L7579L106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PRM | Meeting Date | 22-Jun-2023 | |||||||||||||
ISIN | LU2391723694 | Agenda | 935862032 - Management | |||||||||||||
Record Date | 24-Apr-2023 | Holding Recon Date | 24-Apr-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 21-Jun-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1.1 | Election of Director with term expiring at the 2024 Annual Meeting: W. Nicholas Howley | Management | For | For | For | |||||||||||
1.2 | Election of Director with term expiring at the 2024 Annual Meeting: William N. Thorndike, Jr. | Management | For | For | For | |||||||||||
1.3 | Election of Director with term expiring at the 2024 Annual Meeting: Edward Goldberg | Management | For | For | For | |||||||||||
1.4 | Election of Director with term expiring at the 2024 Annual Meeting: Tracy Britt Cool | Management | For | For | For | |||||||||||
1.5 | Election of Director with term expiring at the 2024 Annual Meeting: Sean Hennessy | Management | For | For | For | |||||||||||
1.6 | Election of Director with term expiring at the 2024 Annual Meeting: Robert S. Henderson | Management | For | For | For | |||||||||||
1.7 | Election of Director with term expiring at the 2024 Annual Meeting: Bernt Iversen II | Management | For | For | For | |||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers ("Say on Pay"). | Management | For | For | For | |||||||||||
3. | To approve, on an advisory basis, the frequency of the advisory vote on the compensation of our named executive officers ("Say on Frequency"). | Management | 1 Year | None | ||||||||||||
4. | To approve the appointment of BDO USA, LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2023, and BDO Audit SA as the statutory auditor of the Company for the year ending December 31, 2023. | Management | For | For | For | |||||||||||
5. | To approve the Company's annual accounts (the "Annual Accounts") prepared in accordance with accounting principles generally accepted in Luxembourg for the 2022 financial year. | Management | For | For | For | |||||||||||
6. | To approve the Company's audited consolidated financial statements prepared in accordance with U.S. generally accepted accounting principles for the 2022 financial year. | Management | For | For | For | |||||||||||
7. | To allocate the results shown in the Annual Accounts for the 2022 financial year. | Management | For | For | For | |||||||||||
8. | To discharge each of the directors of the Company for the performance of their mandates as directors of the Company in relation to the 2022 financial year. | Management | For | For | For | |||||||||||
9. | To approve the compensation of certain of the non-employee independent directors of the Company for 2022. | Management | For | For | For | |||||||||||
MASIMO CORPORATION | ||||||||||||||||
Security | 574795100 | Meeting Type | Contested-Annual | |||||||||||||
Ticker Symbol | MASI | Meeting Date | 26-Jun-2023 | |||||||||||||
ISIN | US5747951003 | Agenda | 935877970 - Opposition | |||||||||||||
Record Date | 11-May-2023 | Holding Recon Date | 11-May-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 23-Jun-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | POLITAN NOMINEE: Michelle Brennan | Management | For | For | For | |||||||||||
1b. | POLITAN NOMINEE: Quentin Koffey | Management | For | For | For | |||||||||||
1c. | COMPANY NOMINEE OPPOSED BY POLITAN: H Michael Cohen | Management | Withheld | Withheld | * | |||||||||||
1d. | COMPANY NOMINEE OPPOSED BY POLITAN: Julie A. Shimer, Ph.D. | Management | Withheld | Withheld | * | |||||||||||
2. | To ratify the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 30, 2023. | Management | For | For | For | |||||||||||
3. | An advisory vote to approve the compensation of the Company's named executive officers. | Management | Against | Against | For | |||||||||||
4. | AN ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | 1 Year | For | |||||||||||
5. | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE PHASED-IN DECLASSIFICATION. | Management | For | For | For | |||||||||||
6. | AN ADVISORY VOTE TO APPROVE THE INCREASE TO THE TOTAL NUMBER OF AUTHORIZED MEMBERS OF THE BOARD FROM FIVE TO SEVEN. | Management | For | Abstain | Against | |||||||||||
7. | The Politan Parties' proposal to repeal any provision of, or amendment to, the Bylaws, adopted by the Board without Stockholder approval subsequent to April 20, 2023 and up to and including the date of the 2023 Annual Meeting. | Management | For | For | For | |||||||||||
MASTERCARD INCORPORATED | ||||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | |||||||||||||
ISIN | US57636Q1040 | Agenda | 935858437 - Management | |||||||||||||
Record Date | 28-Apr-2023 | Holding Recon Date | 28-Apr-2023 | |||||||||||||
City / | Country | / | United States | Vote Deadline | 26-Jun-2023 11:59 PM ET | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | For | For | |||||||||||
1b. | ELECTION OF DIRECTOR: Candido Bracher | Management | For | For | For | |||||||||||
1c. | ELECTION OF DIRECTOR: Richard K. Davis | Management | For | For | For | |||||||||||
1d. | ELECTION OF DIRECTOR: Julius Genachowski | Management | For | For | For | |||||||||||
1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Management | For | For | For | |||||||||||
1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | For | For | |||||||||||
1g. | ELECTION OF DIRECTOR: Michael Miebach | Management | For | For | For | |||||||||||
1h. | ELECTION OF DIRECTOR: Youngme Moon | Management | For | For | For | |||||||||||
1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | For | For | |||||||||||
1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | For | For | For | |||||||||||
1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | For | For | |||||||||||
1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | For | For | |||||||||||
2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | For | |||||||||||
3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||
4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | For | For | For | |||||||||||
5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | For | For | For | |||||||||||
6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | Against | Against | For | |||||||||||
7. | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | Shareholder | Against | Against | For | |||||||||||
8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | Against | Against | For | |||||||||||
9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | For | Against | Against | |||||||||||
10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | Against | Against | For |
Account Name: CHRISTOPHER WEIL & COMPANY CORE INVESTMENT FUND
Custodian Name: U.S. BANK, N.A.
3D SYSTEMS CORPORATION | ||||||||||||||||||
Security | 88554D205 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DDD | Meeting Date | 16-May-2023 | |||||||||||||||
ISIN | US88554D2053 | Agenda | 935798100 - Management | |||||||||||||||
Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 15-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: MALISSIA R. CLINTON | Management | For | For | For | |||||||||||||
1b. | Election of Director: WILLIAM E. CURRAN | Management | For | For | For | |||||||||||||
1c. | Election of Director: CLAUDIA N. DRAYTON | Management | For | For | For | |||||||||||||
1d. | Election of Director: THOMAS W. ERICKSON | Management | For | For | For | |||||||||||||
1e. | Election of Director: JEFFREY A. GRAVES | Management | For | For | For | |||||||||||||
1f. | Election of Director: JIM D. KEVER | Management | For | For | For | |||||||||||||
1g. | Election of Director: CHARLES G. MCCLURE, JR. | Management | For | For | For | |||||||||||||
1h. | Election of Director: KEVIN S. MOORE | Management | For | For | For | |||||||||||||
1i. | Election of Director: VASANT PADMANABHAN | Management | For | For | For | |||||||||||||
1j. | Election of Director: JOHN J. TRACY | Management | For | For | For | |||||||||||||
2. | The approval, on an advisory basis, of the compensation paid to our named executive officers in 2022. | Management | For | For | For | |||||||||||||
3. | An advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | The ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for 2023. | Management | For | For | For | |||||||||||||
ALIBABA GROUP HOLDING LIMITED | ||||||||||||||||||
Security | 01609W102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BABA | Meeting Date | 30-Sep-2022 | |||||||||||||||
ISIN | US01609W1027 | Agenda | 935699807 - Management | |||||||||||||||
Record Date | 03-Aug-2022 | Holding Recon Date | 03-Aug-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 19-Sep-2022 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Director: DANIEL YONG ZHANG (To serve as a Group II director for a term of office to expire at the third succeeding annual general meeting after his or her election.) | Management | For | For | For | |||||||||||||
1.2 | Election of Director: JERRY YANG (To serve as a Group II director for a term of office to expire at the third succeeding annual general meeting after his or her election.) | Management | For | For | For | |||||||||||||
1.3 | Election of Director: WAN LING MARTELLO (To serve as a Group II director for a term of office to expire at the third succeeding annual general meeting after his or her election.) | Management | For | For | For | |||||||||||||
1.4 | Election of Director: WEIJIAN SHAN (To serve the remaining term of the Company's Group I directors, which will end at the Company's 2024 annual general meeting.) | Management | For | For | For | |||||||||||||
1.5 | Election of Director: IRENE YUN-LIEN LEE (To serve the remaining term of the Company's Group I directors, which will end at the Company's 2024 annual general meeting.) | Management | For | For | For | |||||||||||||
1.6 | Election of Director: ALBERT KONG PING NG (To serve as a Group II director for a term of office to expire at the third succeeding annual general meeting after his or her election.) | Management | For | For | For | |||||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2023. | Management | For | For | For | |||||||||||||
ALPHABET INC. | ||||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | |||||||||||||||
ISIN | US02079K3059 | Agenda | 935830946 - Management | |||||||||||||||
Record Date | 04-Apr-2023 | Holding Recon Date | 04-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 01-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Larry Page | Management | For | For | For | |||||||||||||
1b. | Election of Director: Sergey Brin | Management | For | For | For | |||||||||||||
1c. | Election of Director: Sundar Pichai | Management | For | For | For | |||||||||||||
1d. | Election of Director: John L. Hennessy | Management | For | For | For | |||||||||||||
1e. | Election of Director: Frances H. Arnold | Management | For | For | For | |||||||||||||
1f. | Election of Director: R. Martin "Marty" Chávez | Management | For | For | For | |||||||||||||
1g. | Election of Director: L. John Doerr | Management | For | For | For | |||||||||||||
1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For | |||||||||||||
1i. | Election of Director: Ann Mather | Management | For | For | For | |||||||||||||
1j. | Election of Director: K. Ram Shriram | Management | For | For | For | |||||||||||||
1k. | Election of Director: Robin L. Washington | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | For | |||||||||||||
3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Management | For | For | For | |||||||||||||
4. | Advisory vote to approve compensation awarded to named executive officers | Management | For | For | For | |||||||||||||
5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | Management | 1 Year | 3 Years | Against | |||||||||||||
6. | Stockholder proposal regarding a lobbying report | Shareholder | For | Against | Against | |||||||||||||
7. | Stockholder proposal regarding a congruency report | Shareholder | For | Against | Against | |||||||||||||
8. | Stockholder proposal regarding a climate lobbying report | Shareholder | For | Against | Against | |||||||||||||
9. | Stockholder proposal regarding a report on reproductive rights and data privacy | Shareholder | For | Against | Against | |||||||||||||
10. | Stockholder proposal regarding a human rights assessment of data center siting | Shareholder | For | Against | Against | |||||||||||||
11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Shareholder | For | Against | Against | |||||||||||||
12. | Stockholder proposal regarding algorithm disclosures | Shareholder | For | Against | Against | |||||||||||||
13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Shareholder | For | Against | Against | |||||||||||||
14. | Stockholder proposal regarding a content governance report | Shareholder | For | Against | Against | |||||||||||||
15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Shareholder | For | Against | Against | |||||||||||||
16. | Stockholder proposal regarding bylaws amendment | Shareholder | For | Against | Against | |||||||||||||
17. | Stockholder proposal regarding "executives to retain significant stock" | Shareholder | For | Against | Against | |||||||||||||
18. | Stockholder proposal regarding equal shareholder voting | Shareholder | For | Against | Against | |||||||||||||
ALPHATEC HOLDINGS, INC. | ||||||||||||||||||
Security | 02081G201 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ATEC | Meeting Date | 14-Jun-2023 | |||||||||||||||
ISIN | US02081G2012 | Agenda | 935847977 - Management | |||||||||||||||
Record Date | 19-Apr-2023 | Holding Recon Date | 19-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 13-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Elizabeth Altman | Management | For | For | For | |||||||||||||
1b. | Election of Director: Evan Bakst | Management | For | For | For | |||||||||||||
1c. | Election of Director: Mortimer Berkowitz III | Management | For | For | For | |||||||||||||
1d. | Election of Director: Quentin Blackford | Management | For | For | For | |||||||||||||
1e. | Election of Director: Karen K. McGinnis | Management | For | For | For | |||||||||||||
1f. | Election of Director: Marie Meynadier | Management | For | For | For | |||||||||||||
1g. | Election of Director: Patrick S. Miles | Management | For | For | For | |||||||||||||
1h. | Election of Director: David H. Mowry | Management | For | For | For | |||||||||||||
1i. | Election of Director: David R. Pelizzon | Management | For | For | For | |||||||||||||
1j. | Election of Director: Jeffrey P. Rydin | Management | For | For | For | |||||||||||||
1k. | Election of Director: James L.L. Tullis | Management | For | For | For | |||||||||||||
1l. | Election of Director: Ward W. Woods | Management | For | For | For | |||||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023 | Management | For | For | For | |||||||||||||
3. | Approval of an amendment to our 2007 Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||
4. | Approval of an amendment to our 2016 Equity Incentive Plan | Management | For | For | For | |||||||||||||
5. | Approval, on an advisory basis, of the compensation of our named executive officers | Management | For | For | For | |||||||||||||
6. | Approval, on an advisory basis, of the frequency of future stockholder votes to approve the compensation of our named executive officers | Management | 1 Year | 1 Year | For | |||||||||||||
AMBARELLA, INC. | ||||||||||||||||||
Security | G037AX101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AMBA | Meeting Date | 21-Jun-2023 | |||||||||||||||
ISIN | KYG037AX1015 | Agenda | 935860901 - Management | |||||||||||||||
Record Date | 14-Apr-2023 | Holding Recon Date | 14-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 20-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Director: Leslie Kohn | Management | For | For | For | |||||||||||||
1.2 | Election of Director: D. Jeffrey Richardson | Management | For | For | For | |||||||||||||
1.3 | Election of Director: Elizabeth M. Schwarting | Management | For | For | For | |||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | Management | For | For | For | |||||||||||||
3. | To approve on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||||||||||
AMDOCS LIMITED | ||||||||||||||||||
Security | G02602103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DOX | Meeting Date | 27-Jan-2023 | |||||||||||||||
ISIN | GB0022569080 | Agenda | 935753081 - Management | |||||||||||||||
Record Date | 30-Nov-2022 | Holding Recon Date | 30-Nov-2022 | |||||||||||||||
City / | Country | / | United Kingdom | Vote Deadline | 26-Jan-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | ELECTION OF DIRECTOR: Robert A. Minicucci | Management | For | For | For | |||||||||||||
1b. | ELECTION OF DIRECTOR: Adrian Gardner | Management | For | For | For | |||||||||||||
1c. | ELECTION OF DIRECTOR: Rafael de la Vega | Management | For | For | For | |||||||||||||
1d. | ELECTION OF DIRECTOR: Eli Gelman | Management | For | For | For | |||||||||||||
1e. | ELECTION OF DIRECTOR: Richard T.C. LeFave | Management | For | For | For | |||||||||||||
1f. | ELECTION OF DIRECTOR: John A. MacDonald | Management | For | For | For | |||||||||||||
1g. | ELECTION OF DIRECTOR: Shuky Sheffer | Management | For | For | For | |||||||||||||
1h. | ELECTION OF DIRECTOR: Yvette Kanouff | Management | For | For | For | |||||||||||||
1i. | ELECTION OF DIRECTOR: Sarah ruth Davis | Management | For | For | For | |||||||||||||
1j. | ELECTION OF DIRECTOR: Amos Genish | Management | For | For | For | |||||||||||||
2. | To approve the Amdocs Limited 2023 Employee Share Purchase Plan (Proposal II). | Management | For | For | For | |||||||||||||
3. | To approve an increase in the dividend rate under our quarterly cash dividend program from $0.395 per share to $0.435 per share (Proposal III). | Management | For | For | For | |||||||||||||
4. | To approve our Consolidated Financial Statements for the fiscal year ended September 30, 2022 (Proposal IV). | Management | For | For | For | |||||||||||||
5. | To ratify and approve the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2023, and until the next annual general meeting, and authorize the Audit Committee of the Board of Directors to fix the remuneration of such independent registered public accounting firm in accordance with the nature and extent of its services (Proposal V). | Management | For | For | For | |||||||||||||
AMERICAN ASSETS TRUST, INC. | ||||||||||||||||||
Security | 024013104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AAT | Meeting Date | 05-Jun-2023 | |||||||||||||||
ISIN | US0240131047 | Agenda | 935817493 - Management | |||||||||||||||
Record Date | 31-Mar-2023 | Holding Recon Date | 31-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 02-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Ernest S. Rady | For | For | For | ||||||||||||||
2 | Dr. Robert S. Sullivan | For | For | For | ||||||||||||||
3 | Thomas S. Olinger | For | For | For | ||||||||||||||
4 | Joy L. Schaefer | For | For | For | ||||||||||||||
5 | Nina A. Tran | For | For | For | ||||||||||||||
2. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||
3. | An advisory resolution to approve our executive compensation for the fiscal year ended December 31, 2022. | Management | For | For | For | |||||||||||||
APPLOVIN CORPORATION | ||||||||||||||||||
Security | 03831W108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | APP | Meeting Date | 07-Jun-2023 | |||||||||||||||
ISIN | US03831W1080 | Agenda | 935839627 - Management | |||||||||||||||
Record Date | 10-Apr-2023 | Holding Recon Date | 10-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 06-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: ADAM FOROUGHI | Management | For | For | For | |||||||||||||
1b. | Election of Director: HERALD CHEN | Management | For | For | For | |||||||||||||
1c. | Election of Director: CRAIG BILLINGS | Management | For | For | For | |||||||||||||
1d. | Election of Director: MARGARET GEORGIADIS | Management | For | For | For | |||||||||||||
1e. | Election of Director: ALYSSA HARVEY DAWSON | Management | For | For | For | |||||||||||||
1f. | Election of Director: EDWARD OBERWAGER | Management | For | For | For | |||||||||||||
1g. | Election of Director: ASHA SHARMA | Management | For | For | For | |||||||||||||
1h. | Election of Director: EDUARDO VIVAS | Management | For | For | For | |||||||||||||
2. | Ratification of the Audit Committee's appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||||||||||
4. | To recommend, on an advisory basis, the frequency of future Stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | 3 Years | Against | |||||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BAC | Meeting Date | 25-Apr-2023 | |||||||||||||||
ISIN | US0605051046 | Agenda | 935779782 - Management | |||||||||||||||
Record Date | 01-Mar-2023 | Holding Recon Date | 01-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 24-Apr-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Sharon L. Allen | Management | For | For | For | |||||||||||||
1b. | Election of Director: José (Joe) E. Almeida | Management | For | For | For | |||||||||||||
1c. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | For | |||||||||||||
1d. | Election of Director: Pierre J. P. de Weck | Management | For | For | For | |||||||||||||
1e. | Election of Director: Arnold W. Donald | Management | For | For | For | |||||||||||||
1f. | Election of Director: Linda P. Hudson | Management | For | For | For | |||||||||||||
1g. | Election of Director: Monica C. Lozano | Management | For | For | For | |||||||||||||
1h. | Election of Director: Brian T. Moynihan | Management | For | For | For | |||||||||||||
1i. | Election of Director: Lionel L. Nowell III | Management | For | For | For | |||||||||||||
1j. | Election of Director: Denise L. Ramos | Management | For | For | For | |||||||||||||
1k. | Election of Director: Clayton S. Rose | Management | For | For | For | |||||||||||||
1l. | Election of Director: Michael D. White | Management | For | For | For | |||||||||||||
1m. | Election of Director: Thomas D. Woods | Management | For | For | For | |||||||||||||
1n. | Election of Director: Maria T. Zuber | Management | For | For | For | |||||||||||||
2. | Approving our executive compensation (an advisory, non-binding "Say on Pay" resolution) | Management | For | For | For | |||||||||||||
3. | A vote on the frequency of future "Say on Pay" resolutions (an advisory, non-binding "Say on Frequency" resolution) | Management | 1 Year | 1 Year | For | |||||||||||||
4. | Ratifying the appointment of our independent registered public accounting firm for 2023 | Management | For | For | For | |||||||||||||
5. | Amending and restating the Bank of America Corporation Equity Plan | Management | For | For | For | |||||||||||||
6. | Shareholder proposal requesting an independent board chair | Shareholder | For | Against | Against | |||||||||||||
7. | Shareholder proposal requesting shareholder ratification of termination pay | Shareholder | For | Against | Against | |||||||||||||
8. | Shareholder proposal requesting greenhouse gas reduction targets | Shareholder | For | Against | Against | |||||||||||||
9. | Shareholder proposal requesting report on transition planning | Shareholder | For | Against | Against | |||||||||||||
10. | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies | Shareholder | For | Against | Against | |||||||||||||
11. | Shareholder proposal requesting a racial equity audit | Shareholder | For | Against | Against | |||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||
Security | 084670702 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BRKB | Meeting Date | 06-May-2023 | |||||||||||||||
ISIN | US0846707026 | Agenda | 935785418 - Management | |||||||||||||||
Record Date | 08-Mar-2023 | Holding Recon Date | 08-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 05-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Warren E. Buffett | For | For | For | ||||||||||||||
2 | Charles T. Munger | For | For | For | ||||||||||||||
3 | Gregory E. Abel | For | For | For | ||||||||||||||
4 | Howard G. Buffett | For | For | For | ||||||||||||||
5 | Susan A. Buffett | For | For | For | ||||||||||||||
6 | Stephen B. Burke | For | For | For | ||||||||||||||
7 | Kenneth I. Chenault | For | For | For | ||||||||||||||
8 | Christopher C. Davis | For | For | For | ||||||||||||||
9 | Susan L. Decker | For | For | For | ||||||||||||||
10 | Charlotte Guyman | For | For | For | ||||||||||||||
11 | Ajit Jain | For | For | For | ||||||||||||||
12 | Thomas S. Murphy, Jr. | For | For | For | ||||||||||||||
13 | Ronald L. Olson | For | For | For | ||||||||||||||
14 | Wallace R. Weitz | For | For | For | ||||||||||||||
15 | Meryl B. Witmer | For | For | For | ||||||||||||||
2. | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement. | Management | For | For | For | |||||||||||||
3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | Management | 1 Year | 3 Years | Against | |||||||||||||
4. | Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities. | Shareholder | For | Against | Against | |||||||||||||
5. | Shareholder proposal regarding how climate related risks are being governed by the Company. | Shareholder | For | Against | Against | |||||||||||||
6. | Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities. | Shareholder | For | Against | Against | |||||||||||||
7. | Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. | Shareholder | For | Against | Against | |||||||||||||
8. | Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO. | Shareholder | For | Against | Against | |||||||||||||
9. | Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues. | Shareholder | For | Against | Against | |||||||||||||
BOX, INC. | ||||||||||||||||||
Security | 10316T104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BOX | Meeting Date | 27-Jun-2023 | |||||||||||||||
ISIN | US10316T1043 | Agenda | 935860329 - Management | |||||||||||||||
Record Date | 01-May-2023 | Holding Recon Date | 01-May-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 26-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Sue Barsamian | Management | For | For | For | |||||||||||||
1b. | Election of Director: Jack Lazar | Management | For | For | For | |||||||||||||
1c. | Election of Director: John Park | Management | For | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2024. | Management | For | For | For | |||||||||||||
BROOKFIELD INFRASTRUCTURE CORPORATION | ||||||||||||||||||
Security | 11275Q107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BIPC | Meeting Date | 14-Jun-2023 | |||||||||||||||
ISIN | CA11275Q1072 | Agenda | 935864810 - Management | |||||||||||||||
Record Date | 26-Apr-2023 | Holding Recon Date | 26-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 09-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||
1 | Jeffrey Blidner | For | For | For | ||||||||||||||
2 | William Cox | For | For | For | ||||||||||||||
3 | Roslyn Kelly | For | For | For | ||||||||||||||
4 | John Mullen | For | For | For | ||||||||||||||
5 | Daniel M. Quintanilla | For | For | For | ||||||||||||||
6 | Suzanne Nimocks | For | For | For | ||||||||||||||
7 | Anne Schaumburg | For | For | For | ||||||||||||||
8 | Rajeev Vasudeva | For | For | For | ||||||||||||||
2 | Appointment of Deloitte LLP as external auditor of the Corporation and authorizing the directors to set its remuneration. | Management | For | For | For | |||||||||||||
BROOKFIELD RENEWABLE CORPORATION | ||||||||||||||||||
Security | 11284V105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BEPC | Meeting Date | 27-Jun-2023 | |||||||||||||||
ISIN | CA11284V1058 | Agenda | 935875293 - Management | |||||||||||||||
Record Date | 09-May-2023 | Holding Recon Date | 09-May-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 22-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||
1 | Jeffrey Blidner | For | For | For | ||||||||||||||
2 | Scott Cutler | For | For | For | ||||||||||||||
3 | Sarah Deasley | For | For | For | ||||||||||||||
4 | Nancy Dorn | For | For | For | ||||||||||||||
5 | E. de Carvalho Filho | For | For | For | ||||||||||||||
6 | Randy MacEwen | For | For | For | ||||||||||||||
7 | David Mann | For | For | For | ||||||||||||||
8 | Lou Maroun | For | For | For | ||||||||||||||
9 | Stephen Westwell | For | For | For | ||||||||||||||
10 | Patricia Zuccotti | For | For | For | ||||||||||||||
2 | Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to set their remuneration. | Management | For | For | For | |||||||||||||
CAMECO CORPORATION | ||||||||||||||||||
Security | 13321L108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CCJ | Meeting Date | 10-May-2023 | |||||||||||||||
ISIN | CA13321L1085 | Agenda | 935812734 - Management | |||||||||||||||
Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | |||||||||||||||
City / | Country | / | Canada | Vote Deadline | 05-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
A1 | Election the Directors: Election the Director: Ian Bruce | Management | For | For | For | |||||||||||||
A2 | Election the Director: Daniel Camus | Management | For | For | For | |||||||||||||
A3 | Election the Director: Don Deranger | Management | For | For | For | |||||||||||||
A4 | Election the Director: Catherine Gignac | Management | For | For | For | |||||||||||||
A5 | Election the Director: Tim Gitzel | Management | For | For | For | |||||||||||||
A6 | Election the Director: Jim Gowans | Management | For | For | For | |||||||||||||
A7 | Election the Director: Kathryn Jackson | Management | For | For | For | |||||||||||||
A8 | Election the Director: Don Kayne | Management | For | For | For | |||||||||||||
A9 | Election the Director: Leontine van Leeuwen-Atkins | Management | For | For | For | |||||||||||||
B | Appoint the auditors (see page 5 of the management proxy circular) Appoint KPMG LLP as auditors. | Management | For | For | For | |||||||||||||
C | Have a say on our approach to executive compensation (see page 7 of the management proxy circular) As this is an advisory vote, the results will not be binding on the board. Be it resolved that, on an advisory basis and not to diminish the role and responsibilities of the board of directors for executive compensation, the shareholders accept the approach to executive compensation disclosed in Cameco's management proxy circular delivered in advance of the 2023 annual meeting of shareholders. | Management | For | For | For | |||||||||||||
D | Declare your residency You declare that the shares represented by this voting instruction form are held, beneficially owned or controlled, either directly or indirectly, by a resident of Canada as defined below. If the shares are held in the names of two or more people, you declare that all of these people are residents of Canada. NOTE: "FOR" = YES, "ABSTAIN" = NO, AND "AGAINST" WILL BE TREATED AS NOT MARKED. | Management | For | Against | Against | |||||||||||||
CATERPILLAR INC. | ||||||||||||||||||
Security | 149123101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CAT | Meeting Date | 14-Jun-2023 | |||||||||||||||
ISIN | US1491231015 | Agenda | 935854794 - Management | |||||||||||||||
Record Date | 17-Apr-2023 | Holding Recon Date | 17-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 13-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Kelly A. Ayotte | Management | For | For | For | |||||||||||||
1b. | Election of Director: David L. Calhoun | Management | For | For | For | |||||||||||||
1c. | Election of Director: Daniel M. Dickinson | Management | For | For | For | |||||||||||||
1d. | Election of Director: James C. Fish, Jr. | Management | For | For | For | |||||||||||||
1e. | Election of Director: Gerald Johnson | Management | For | For | For | |||||||||||||
1f. | Election of Director: David W. MacLennan | Management | For | For | For | |||||||||||||
1g. | Election of Director: Judith F. Marks | Management | For | For | For | |||||||||||||
1h. | Election of Director: Debra L. Reed-Klages | Management | For | For | For | |||||||||||||
1i. | Election of Director: Susan C. Schwab | Management | For | For | For | |||||||||||||
1j. | Election of Director: D. James Umpleby III | Management | For | For | For | |||||||||||||
1k. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | For | |||||||||||||
2. | Ratification of our Independent Registered Public Accounting Firm. | Management | For | For | For | |||||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||||||||||||
4. | Advisory Vote on the Frequency of Executive Compensation Votes. | Management | 1 Year | 1 Year | For | |||||||||||||
5. | Approval of Caterpillar Inc. 2023 Long-Term Incentive Plan. | Management | For | For | For | |||||||||||||
6. | Shareholder Proposal - Report on Corporate Climate Lobbying in Line with Paris Agreement. | Shareholder | For | Against | Against | |||||||||||||
7. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | For | Against | Against | |||||||||||||
8. | Shareholder Proposal - Report on Activities in Conflict-Affected Areas. | Shareholder | For | Against | Against | |||||||||||||
9. | Shareholder Proposal - Civil Rights, Non- Discrimination and Returns to Merit Audit. | Shareholder | For | Against | Against | |||||||||||||
CENTRUS ENERGY CORP. | ||||||||||||||||||
Security | 15643U104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | LEU | Meeting Date | 20-Jun-2023 | |||||||||||||||
ISIN | US15643U1043 | Agenda | 935854174 - Management | |||||||||||||||
Record Date | 24-Apr-2023 | Holding Recon Date | 24-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 16-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Mikel H. Williams | For | For | For | ||||||||||||||
2 | Kirkland H. Donald | For | For | For | ||||||||||||||
3 | Tina W. Jonas | For | For | For | ||||||||||||||
4 | William J. Madia | For | For | For | ||||||||||||||
5 | Daniel B. Poneman | For | For | For | ||||||||||||||
6 | Bradley J. Sawatzke | For | For | For | ||||||||||||||
7 | Neil S. Subin | For | For | For | ||||||||||||||
2. | To hold an advisory vote to advise the Board on the frequency of holding the advisory vote on the Company's executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
3. | To hold an advisory vote to approve the Company's executive compensation. | Management | For | For | For | |||||||||||||
4. | To approve the Section 382 Rights Agreement, as amended. | Management | For | For | For | |||||||||||||
5. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent auditors for 2023. | Management | For | For | For | |||||||||||||
CHARGEPOINT HOLDINGS, INC. | ||||||||||||||||||
Security | 15961R105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CHPT | Meeting Date | 18-Jul-2023 | |||||||||||||||
ISIN | US15961R1059 | Agenda | 935880307 - Management | |||||||||||||||
Record Date | 22-May-2023 | Holding Recon Date | 22-May-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 17-Jul-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Pasquale Romano | For | For | For | ||||||||||||||
2 | Elaine L. Chao | For | For | For | ||||||||||||||
3 | Bruce Chizen | For | For | For | ||||||||||||||
4 | Michael Linse | For | For | For | ||||||||||||||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2024. | Management | For | For | For | |||||||||||||
3. | The advisory approval of the compensation of our named executive officers ("Say-on- Pay"). | Management | For | For | For | |||||||||||||
4. | The approval of the amendment and restatement of our Second Amended and Restated Certificate of Incorporation to provide for the exculpation of certain officers of the Company as permitted by Delaware law. | Management | For | For | For | |||||||||||||
CLEVELAND-CLIFFS INC. | ||||||||||||||||||
Security | 185899101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CLF | Meeting Date | 17-May-2023 | |||||||||||||||
ISIN | US1858991011 | Agenda | 935809460 - Management | |||||||||||||||
Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 16-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | L. Goncalves | For | For | For | ||||||||||||||
2 | D.C. Taylor | For | For | For | ||||||||||||||
3 | J.T. Baldwin | For | For | For | ||||||||||||||
4 | R.P. Fisher, Jr. | For | For | For | ||||||||||||||
5 | W.K. Gerber | For | For | For | ||||||||||||||
6 | S.M. Green | For | For | For | ||||||||||||||
7 | R.S. Michael, III | For | For | For | ||||||||||||||
8 | J.L. Miller | For | For | For | ||||||||||||||
9 | G. Stoliar | For | For | For | ||||||||||||||
10 | A.M. Yocum | For | For | For | ||||||||||||||
2. | Approval, on an advisory basis, of Cleveland-Cliffs Inc.'s named executive officers' compensation. | Management | For | For | For | |||||||||||||
3. | Approval, on an advisory basis, of the frequency of shareholder votes on our named executive officers' compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cleveland-Cliffs Inc. to serve for the 2023 fiscal year. | Management | For | For | For | |||||||||||||
CRITEO SA | ||||||||||||||||||
Security | 226718104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CRTO | Meeting Date | 13-Jun-2023 | |||||||||||||||
ISIN | US2267181046 | Agenda | 935848789 - Management | |||||||||||||||
Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 05-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
O1 | Renewal of the term of office of Rachel Picard as Director. | Management | For | For | For | |||||||||||||
O2 | Renewal of the term of office of Nathalie Balla as Director. | Management | For | For | For | |||||||||||||
O3 | Renewal of the term of office of Hubert de Pesquidoux as Director. | Management | For | For | For | |||||||||||||
O4 | Ratification of Frederik van der Kooi's appointment as an Observer. | Management | For | For | For | |||||||||||||
O5 | Appointment of Frederik van der Kooi as new Director. | Management | For | For | For | |||||||||||||
O6 | Renewal of the term of office of Deloitte & Associés as statutory auditor. | Management | For | For | For | |||||||||||||
O7 | Determination of the amount of directors' remuneration for 2023 and subsequent years. | Management | For | For | For | |||||||||||||
O8 | Non-binding advisory vote to approve the compensation for the named executive officers of the Company. | Management | For | For | For | |||||||||||||
O9 | Approval of the statutory financial statements for the fiscal year ended December 31, 2022. | Management | For | For | For | |||||||||||||
O10 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2022. | Management | For | For | For | |||||||||||||
O11 | Approval of the allocation of the loss for the fiscal year ended December 31, 2022. | Management | For | For | For | |||||||||||||
O12 | Authorization to be given to the Board of Directors to execute a buyback of Company stock in accordance with the provisions of Article L. 225-209-2 of the French Commercial Code. | Management | For | For | For | |||||||||||||
E13 | Authorization to be given to the Board of Directors to reduce ...Due to space limits, see proxy material for full proposal. | Management | For | For | For | |||||||||||||
E14 | Authorization to be given to the Board of Directors to reduce ...Due to space limits, see proxy material for full proposal. | Management | For | For | For | |||||||||||||
E15 | Delegation of authority to the Board of Directors to reduce the ...Due to space limits, see proxy material for full proposal. | Management | For | For | For | |||||||||||||
E16 | Authorization to be given to the board of directors to grant ...Due to space limits, see proxy material for full proposal. | Management | For | For | For | |||||||||||||
E17 | Authorization to be given to the Board of Directors to grant ...Due to space limits, see proxy material for full proposal. | Management | For | For | For | |||||||||||||
E18 | Authorization to be given to the Board of Directors to grant ...Due to space limits, see proxy material for full proposal. | Management | For | For | For | |||||||||||||
E19 | Approval of the maximum number of shares that may be issued or ...Due to space limits, see proxy material for full proposal. | Management | For | For | For | |||||||||||||
E20 | Delegation of authority to the Board of Directors to increase ...Due to space limits, see proxy material for full proposal. | Management | For | For | For | |||||||||||||
E21 | Delegation of authority to the Board of Directors to increase ...Due to space limits, see proxy material for full proposal. | Management | For | For | For | |||||||||||||
E22 | Delegation of authority to the Board of Directors to increase ...Due to space limits, see proxy material for full proposal. | Management | For | For | For | |||||||||||||
E23 | Delegation of authority to the Board of Directors to increase the Company's share capital through incorporation of premiums, reserves, profits or any other amounts that may be capitalized. | Management | For | For | For | |||||||||||||
E24 | Delegation of authority to the Board of Directors to increase ...Due to space limits, see proxy material for full proposal. | Management | For | For | For | |||||||||||||
E25 | Approval of the overall limits pursuant to the Resolutions 20, 21, 22, 23 and 24 above. | Management | For | For | For | |||||||||||||
E26 | Amendment of article 15 "Board Observers" of the by-laws of the Company. | Management | For | For | For | |||||||||||||
CVS HEALTH CORPORATION | ||||||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CVS | Meeting Date | 18-May-2023 | |||||||||||||||
ISIN | US1266501006 | Agenda | 935806375 - Management | |||||||||||||||
Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 17-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Fernando Aguirre | Management | For | For | For | |||||||||||||
1b. | Election of Director: Jeffrey R. Balser, M.D., Ph.D. | Management | For | For | For | |||||||||||||
1c. | Election of Director: C. David Brown II | Management | For | For | For | |||||||||||||
1d. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | For | |||||||||||||
1e. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | For | |||||||||||||
1f. | Election of Director: Roger N. Farah | Management | For | For | For | |||||||||||||
1g. | Election of Director: Anne M. Finucane | Management | For | For | For | |||||||||||||
1h. | Election of Director: Edward J. Ludwig | Management | For | For | For | |||||||||||||
1i. | Election of Director: Karen S. Lynch | Management | For | For | For | |||||||||||||
1j. | Election of Director: Jean-Pierre Millon | Management | For | For | For | |||||||||||||
1k. | Election of Director: Mary L. Schapiro | Management | For | For | For | |||||||||||||
2. | Ratification of the Appointment of Our Independent Registered Public Accounting Firm for 2023 | Management | For | For | For | |||||||||||||
3. | Say on Pay, a Proposal to Approve, on an Advisory Basis, the Company's Executive Compensation | Management | For | For | For | |||||||||||||
4. | Proposal to Recommend, on an Advisory Basis, the Frequency of Advisory Votes on Executive Compensation Votes | Management | 1 Year | 1 Year | For | |||||||||||||
5. | Stockholder Proposal Requesting Paid Sick Leave for All Employees | Shareholder | For | Against | Against | |||||||||||||
6. | Stockholder Proposal for Reducing our Ownership Threshold to Request a Special Stockholder Meeting | Shareholder | For | Against | Against | |||||||||||||
7. | Stockholder Proposal Regarding "Fair Elections" and Requiring Stockholder Approval of Certain Types of By-law Amendments | Shareholder | For | Against | Against | |||||||||||||
8. | Stockholder Proposal Requesting a Report on a "Worker Rights Assessment" | Shareholder | For | Against | Against | |||||||||||||
9. | Stockholder Proposal to Prevent Company Directors from Simultaneously Sitting on the Boards of Directors of Any Other Company | Shareholder | For | Against | Against | |||||||||||||
DEERE & COMPANY | ||||||||||||||||||
Security | 244199105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DE | Meeting Date | 22-Feb-2023 | |||||||||||||||
ISIN | US2441991054 | Agenda | 935755009 - Management | |||||||||||||||
Record Date | 27-Dec-2022 | Holding Recon Date | 27-Dec-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 21-Feb-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Leanne G. Caret | Management | For | For | For | |||||||||||||
1b. | Election of Director: Tamra A. Erwin | Management | For | For | For | |||||||||||||
1c. | Election of Director: Alan C. Heuberger | Management | For | For | For | |||||||||||||
1d. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | For | |||||||||||||
1e. | Election of Director: Michael O. Johanns | Management | For | For | For | |||||||||||||
1f. | Election of Director: Clayton M. Jones | Management | For | For | For | |||||||||||||
1g. | Election of Director: John C. May | Management | For | For | For | |||||||||||||
1h. | Election of Director: Gregory R. Page | Management | For | For | For | |||||||||||||
1i. | Election of Director: Sherry M. Smith | Management | For | For | For | |||||||||||||
1j. | Election of Director: Dmitri L. Stockton | Management | For | For | For | |||||||||||||
1k. | Election of Director: Sheila G. Talton | Management | For | For | For | |||||||||||||
2. | Advisory vote to approve executive compensation("say-on-pay"). | Management | For | For | For | |||||||||||||
3. | Advisory vote on the frequency of future say-on-pay votes. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2023. | Management | For | For | For | |||||||||||||
5. | Shareholder proposal regarding termination pay. | Shareholder | For | Against | Against | |||||||||||||
DESKTOP METAL, INC. | ||||||||||||||||||
Security | 25058X105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DM | Meeting Date | 08-Jun-2023 | |||||||||||||||
ISIN | US25058X1054 | Agenda | 935839021 - Management | |||||||||||||||
Record Date | 10-Apr-2023 | Holding Recon Date | 10-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 07-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Class III Director: Ric Fulop | Management | For | For | For | |||||||||||||
1B. | Election of Class III Director: Scott Dussault | Management | For | For | For | |||||||||||||
2. | To ratify the appointment of Deloitte & Touche as the Company's independent registered public accountants for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||
3. | To approve, on an advisory, non-binding basis, the compensation paid to our named executive officers. | Management | For | For | For | |||||||||||||
DOLLAR TREE, INC. | ||||||||||||||||||
Security | 256746108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DLTR | Meeting Date | 13-Jun-2023 | |||||||||||||||
ISIN | US2567461080 | Agenda | 935854706 - Management | |||||||||||||||
Record Date | 14-Apr-2023 | Holding Recon Date | 14-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 12-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Richard W. Dreiling | Management | For | For | For | |||||||||||||
1b. | Election of Director: Cheryl W. Grisé | Management | For | For | For | |||||||||||||
1c. | Election of Director: Daniel J. Heinrich | Management | For | For | For | |||||||||||||
1d. | Election of Director: Paul C. Hilal | Management | For | For | For | |||||||||||||
1e. | Election of Director: Edward J. Kelly, III | Management | For | For | For | |||||||||||||
1f. | Election of Director: Mary A. Laschinger | Management | For | For | For | |||||||||||||
1g. | Election of Director: Jeffrey G. Naylor | Management | For | For | For | |||||||||||||
1h. | Election of Director: Winnie Y. Park | Management | For | For | For | |||||||||||||
1i. | Election of Director: Bertram L. Scott | Management | For | For | For | |||||||||||||
1j. | Election of Director: Stephanie P. Stahl | Management | For | For | For | |||||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For | For | |||||||||||||
3. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year 2023. | Management | For | For | For | |||||||||||||
5. | Shareholder proposal regarding a report on economic and social risks of company compensation and workforce practices and any impact on diversified shareholders. | Shareholder | For | Against | Against | |||||||||||||
FLUOR CORPORATION | ||||||||||||||||||
Security | 343412102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FLR | Meeting Date | 03-May-2023 | |||||||||||||||
ISIN | US3434121022 | Agenda | 935777992 - Management | |||||||||||||||
Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 02-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1A. | Election of Director: Alan M. Bennett | Management | For | For | For | |||||||||||||
1B. | Election of Director: Rosemary T. Berkery | Management | For | For | For | |||||||||||||
1C. | Election of Director: David E. Constable | Management | For | For | For | |||||||||||||
1D. | Election of Director: H. Paulett Eberhart | Management | For | For | For | |||||||||||||
1E. | Election of Director: James T. Hackett | Management | For | For | For | |||||||||||||
1F. | Election of Director: Thomas C. Leppert | Management | For | For | For | |||||||||||||
1G. | Election of Director: Teri P. McClure | Management | For | For | For | |||||||||||||
1H. | Election of Director: Armando J. Olivera | Management | For | For | For | |||||||||||||
1I. | Election of Director: Matthew K. Rose | Management | For | For | For | |||||||||||||
2. | An advisory vote to approve the company's executive compensation. | Management | For | For | For | |||||||||||||
3. | An advisory vote to approve the frequency of advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | The ratification of the appointment by our Audit Committee of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||
FREEPORT-MCMORAN INC. | ||||||||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FCX | Meeting Date | 06-Jun-2023 | |||||||||||||||
ISIN | US35671D8570 | Agenda | 935831493 - Management | |||||||||||||||
Record Date | 10-Apr-2023 | Holding Recon Date | 10-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 05-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: David P. Abney | Management | For | For | For | |||||||||||||
1b. | Election of Director: Richard C. Adkerson | Management | For | For | For | |||||||||||||
1c. | Election of Director: Marcela E. Donadio | Management | For | For | For | |||||||||||||
1d. | Election of Director: Robert W. Dudley | Management | For | For | For | |||||||||||||
1e. | Election of Director: Hugh Grant | Management | For | For | For | |||||||||||||
1f. | Election of Director: Lydia H. Kennard | Management | For | For | For | |||||||||||||
1g. | Election of Director: Ryan M. Lance | Management | For | For | For | |||||||||||||
1h. | Election of Director: Sara Grootwassink Lewis | Management | For | For | For | |||||||||||||
1i. | Election of Director: Dustan E. McCoy | Management | For | For | For | |||||||||||||
1j. | Election of Director: Kathleen L. Quirk | Management | For | For | For | |||||||||||||
1k. | Election of Director: John J. Stephens | Management | For | For | For | |||||||||||||
1l. | Election of Director: Frances Fragos Townsend | Management | For | For | For | |||||||||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||||||||||
3. | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | For | |||||||||||||
GEN DIGITAL INC | ||||||||||||||||||
Security | 668771108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | NLOK | Meeting Date | 13-Sep-2022 | |||||||||||||||
ISIN | US6687711084 | Agenda | 935695291 - Management | |||||||||||||||
Record Date | 18-Jul-2022 | Holding Recon Date | 18-Jul-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 12-Sep-2022 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Sue Barsamian | Management | For | For | For | |||||||||||||
1b. | Election of Director: Eric K. Brandt | Management | For | For | For | |||||||||||||
1c. | Election of Director: Frank E. Dangeard | Management | For | For | For | |||||||||||||
1d. | Election of Director: Nora M. Denzel | Management | For | For | For | |||||||||||||
1e. | Election of Director: Peter A. Feld | Management | For | For | For | |||||||||||||
1f. | Election of Director: Emily Heath | Management | For | For | For | |||||||||||||
1g. | Election of Director: Vincent Pilette | Management | For | For | For | |||||||||||||
1h. | Election of Director: Sherrese Smith | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | For | |||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||||
4. | Amendment of the 2013 Equity Incentive Plan. | Management | For | For | For | |||||||||||||
5. | Stockholder proposal regarding shareholder ratification of termination pay. | Shareholder | For | Against | Against | |||||||||||||
GROUPON, INC. | ||||||||||||||||||
Security | 399473206 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GRPN | Meeting Date | 14-Jun-2023 | |||||||||||||||
ISIN | US3994732069 | Agenda | 935854756 - Management | |||||||||||||||
Record Date | 20-Apr-2023 | Holding Recon Date | 20-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 13-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Dusan Senkypl | For | For | For | ||||||||||||||
2 | Jan Barta | For | For | For | ||||||||||||||
3 | Robert Bass | For | For | For | ||||||||||||||
4 | Eric Lefkofsky | For | For | For | ||||||||||||||
5 | Theodore Leonsis | For | For | For | ||||||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | For | |||||||||||||
3. | To conduct an advisory vote to approve our named executive officer compensation. | Management | For | For | For | |||||||||||||
4. | To approve an amendment of the Groupon, Inc. 2011 Incentive Plan, as amended (the "A&R 2011 Incentive Plan"), to allow for the vesting and exercise of the Senkypl Options (as defined in the proxy statement) prior to the first anniversary of the grant date of such options. | Management | For | For | For | |||||||||||||
5. | To approve a separate amendment to the A&R 2011 Incentive Plan to increase the number of authorized shares thereunder. | Management | For | For | For | |||||||||||||
GXO LOGISTICS, INC. | ||||||||||||||||||
Security | 36262G101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GXO | Meeting Date | 24-May-2023 | |||||||||||||||
ISIN | US36262G1013 | Agenda | 935858944 - Management | |||||||||||||||
Record Date | 13-Apr-2023 | Holding Recon Date | 13-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 23-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Class II Director for a term to expire at 2025 Annual Meeting: Clare Chatfield (Director Class II - Expiring 2023) | Management | For | For | For | |||||||||||||
1.2 | Election of Class II Director for a term to expire at 2025 Annual Meeting: Joli Gross (Director Class II - Expiring 2023) | Management | For | For | For | |||||||||||||
1.3 | Election of Class II Director for a term to expire at 2025 Annual Meeting: Jason Papastavrou (Director Class II - Expiring 2023) | Management | For | For | For | |||||||||||||
2. | Ratification of the Appointment of our Independent Public Accounting Firm: To ratify the appointment of KPMG LLP as the company's independent registered public accounting firm for fiscal year 2023. | Management | For | For | For | |||||||||||||
3. | Advisory Vote to Approve Executive Compensation: Advisory vote to approve the executive compensation of the company's named executive officers as disclosed in the accompanying Proxy Statement. | Management | For | For | For | |||||||||||||
HARLEY-DAVIDSON, INC. | ||||||||||||||||||
Security | 412822108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HOG | Meeting Date | 18-May-2023 | |||||||||||||||
ISIN | US4128221086 | Agenda | 935811883 - Management | |||||||||||||||
Record Date | 24-Mar-2023 | Holding Recon Date | 24-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 17-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Troy Alstead | For | For | For | ||||||||||||||
2 | Jared D. Dourdeville | For | For | For | ||||||||||||||
3 | James D. Farley, Jr. | For | For | For | ||||||||||||||
4 | Allan Golston | For | For | For | ||||||||||||||
5 | Sara L. Levinson | For | For | For | ||||||||||||||
6 | N. Thomas Linebarger | For | For | For | ||||||||||||||
7 | Rafeh Masood | For | For | For | ||||||||||||||
8 | Maryrose Sylvester | For | For | For | ||||||||||||||
9 | Jochen Zeitz | For | For | For | ||||||||||||||
2. | To approve, by advisory vote, the compensation of our Named Executive Officers. | Management | For | For | For | |||||||||||||
3. | To consider the frequency of the advisory vote on compensation of our Named Executive Officers. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||
HOULIHAN LOKEY, INC. | ||||||||||||||||||
Security | 441593100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HLI | Meeting Date | 21-Sep-2022 | |||||||||||||||
ISIN | US4415931009 | �� | Agenda | 935696926 - Management | ||||||||||||||
Record Date | 26-Jul-2022 | Holding Recon Date | 26-Jul-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 20-Sep-2022 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Class I Director: Scott L. Beiser | Management | For | For | For | |||||||||||||
1.2 | Election of Class I Director: Todd J. Carter | Management | For | For | For | |||||||||||||
1.3 | Election of Class I Director: Jacqueline B. Kosecoff | Management | For | For | For | |||||||||||||
1.4 | Election of Class I Director: Paul A. Zuber | Management | For | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. | Management | For | For | For | |||||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. | Management | For | For | For | |||||||||||||
INDIE SEMICONDUCTOR, INC. | ||||||||||||||||||
Security | 45569U101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | INDI | Meeting Date | 21-Jun-2023 | |||||||||||||||
ISIN | US45569U1016 | Agenda | 935862121 - Management | |||||||||||||||
Record Date | 24-Apr-2023 | Holding Recon Date | 24-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 20-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Class II Director for a term expiring at the 2026 Annual Meeting: Diane Biagianti | Management | For | For | For | |||||||||||||
1.2 | Election of Class II Director for a term expiring at the 2026 Annual Meeting: Diane Brink | Management | For | For | For | |||||||||||||
1.3 | Election of Class II Director for a term expiring at the 2026 Annual Meeting: Karl- Thomas Neumann | Management | For | For | For | |||||||||||||
2. | To approve an amendment to our Amended and Restated Certificate of Incorporation to increase the number of authorized shares of Class A common stock, par value $0.0001 per share from 250,000,000 to 400,000,000. | Management | For | For | For | |||||||||||||
3. | To approve an amendment to the 2021 Omnibus Equity Incentive Plan to increase the number of shares of Class A common stock reserved for issuance thereunder by 7,000,000 shares. | Management | For | For | For | |||||||||||||
4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | IBM | Meeting Date | 25-Apr-2023 | |||||||||||||||
ISIN | US4592001014 | Agenda | 935775405 - Management | |||||||||||||||
Record Date | 24-Feb-2023 | Holding Recon Date | 24-Feb-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 24-Apr-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director for a Term of One Year: Thomas Buberl | Management | For | For | For | |||||||||||||
1b. | Election of Director for a Term of One Year: David N. Farr | Management | For | For | For | |||||||||||||
1c. | Election of Director for a Term of One Year: Alex Gorsky | Management | For | For | For | |||||||||||||
1d. | Election of Director for a Term of One Year: Michelle J. Howard | Management | For | For | For | |||||||||||||
1e. | Election of Director for a Term of One Year: Arvind Krishna | Management | For | For | For | |||||||||||||
1f. | Election of Director for a Term of One Year: Andrew N. Liveris | Management | For | For | For | |||||||||||||
1g. | Election of Director for a Term of One Year: F. William McNabb III | Management | For | For | For | |||||||||||||
1h. | Election of Director for a Term of One Year: Martha E. Pollack | Management | For | For | For | |||||||||||||
1i. | Election of Director for a Term of One Year: Joseph R. Swedish | Management | For | For | For | |||||||||||||
1j. | Election of Director for a Term of One Year: Peter R. Voser | Management | For | For | For | |||||||||||||
1k. | Election of Director for a Term of One Year: Frederick H. Waddell | Management | For | For | For | |||||||||||||
1l. | Election of Director for a Term of One Year: Alfred W. Zollar | Management | For | For | For | |||||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | For | |||||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | For | |||||||||||||
4. | Advisory Vote Regarding the Frequency of the Advisory Vote on Executive Compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
5. | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | For | Against | Against | |||||||||||||
6. | Stockholder Proposal Requesting a Public Report on Lobbying Activities. | Shareholder | For | Against | Against | |||||||||||||
7. | Stockholder Proposal Requesting a Public Report on Congruency in China Business Operations and ESG Activities. | Shareholder | For | Against | Against | |||||||||||||
8. | Stockholder Proposal Requesting a Public Report on Harassment and Discrimination Prevention Efforts. | Shareholder | For | Against | Against | |||||||||||||
JANUS HENDERSON GROUP PLC | ||||||||||||||||||
Security | G4474Y214 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | JHG | Meeting Date | 03-May-2023 | |||||||||||||||
ISIN | JE00BYPZJM29 | Agenda | 935787056 - Management | |||||||||||||||
Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | |||||||||||||||
City / | Country | / | United Kingdom | Vote Deadline | 02-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Brian Baldwin | Management | For | For | For | |||||||||||||
1b. | Election of Director: John Cassaday | Management | For | For | For | |||||||||||||
1c. | Election of Director: Alison Davis | Management | For | For | For | |||||||||||||
1d. | Election of Director: Kalpana Desai | Management | For | For | For | |||||||||||||
1e. | Election of Director: Ali Dibadj | Management | For | For | For | |||||||||||||
1f. | Election of Director: Kevin Dolan | Management | For | For | For | |||||||||||||
1g. | Election of Director: Eugene Flood Jr. | Management | For | For | For | |||||||||||||
1h. | Election of Director: Ed Garden | Management | For | For | For | |||||||||||||
1i. | Election of Director: Alison Quirk | Management | For | For | For | |||||||||||||
1j. | Election of Director: Angela Seymour- Jackson | Management | For | For | For | |||||||||||||
1k. | Election of Director: Anne Sheehan | Management | For | For | For | |||||||||||||
2. | Advisory Say-on-Pay Vote on Executive Compensation. | Management | For | For | For | |||||||||||||
3. | Renewal of Authority to Repurchase Common Stock. | Management | For | For | For | |||||||||||||
4. | Renewal of Authority to Repurchase CDIs. | Management | For | For | For | |||||||||||||
5. | Reappointment and Remuneration of Auditors. | Management | For | For | For | |||||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | JPM | Meeting Date | 16-May-2023 | |||||||||||||||
ISIN | US46625H1005 | Agenda | 935797223 - Management | |||||||||||||||
Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 15-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | For | |||||||||||||
1b. | Election of Director: Stephen B. Burke | Management | For | For | For | |||||||||||||
1c. | Election of Director: Todd A. Combs | Management | For | For | For | |||||||||||||
1d. | Election of Director: James S. Crown | Management | For | For | For | |||||||||||||
1e. | Election of Director: Alicia Boler Davis | Management | For | For | For | |||||||||||||
1f. | Election of Director: James Dimon | Management | For | For | For | |||||||||||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||||||||||||
1h. | Election of Director: Alex Gorsky | Management | For | For | For | |||||||||||||
1i. | Election of Director: Mellody Hobson | Management | For | For | For | |||||||||||||
1j. | Election of Director: Michael A. Neal | Management | For | For | For | |||||||||||||
1k. | Election of Director: Phebe N. Novakovic | Management | For | For | For | |||||||||||||
1l. | Election of Director: Virginia M. Rometty | Management | For | For | For | |||||||||||||
2. | Advisory resolution to approve executive compensation | Management | For | For | For | |||||||||||||
3. | Advisory vote on frequency of advisory resolution to approve executive compensation | Management | 1 Year | 1 Year | For | |||||||||||||
4. | Ratification of independent registered public accounting firm | Management | For | For | For | |||||||||||||
5. | Independent board chairman | Shareholder | For | Against | Against | |||||||||||||
6. | Fossil fuel phase out | Shareholder | For | Against | Against | |||||||||||||
7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk | Shareholder | For | Against | Against | |||||||||||||
8. | Special shareholder meeting improvement | Shareholder | For | Against | Against | |||||||||||||
9. | Report on climate transition planning | Shareholder | For | Against | Against | |||||||||||||
10. | Report on ensuring respect for civil liberties | Shareholder | For | Against | Against | |||||||||||||
11. | Report analyzing the congruence of the company's political and electioneering expenditures | Shareholder | For | Against | Against | |||||||||||||
12. | Absolute GHG reduction goals | Shareholder | For | Against | Against | |||||||||||||
LINCOLN EDUCATIONAL SERVICES CORPORATION | ||||||||||||||||||
Security | 533535100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | LINC | Meeting Date | 05-May-2023 | |||||||||||||||
ISIN | US5335351004 | Agenda | 935816364 - Management | |||||||||||||||
Record Date | 16-Mar-2023 | Holding Recon Date | 16-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 04-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | John A. Bartholdson | For | For | For | ||||||||||||||
2 | James A. Burke, Jr. | For | For | For | ||||||||||||||
3 | Kevin M. Carney | For | For | For | ||||||||||||||
4 | J. Barry Morrow | For | For | For | ||||||||||||||
5 | Michael A. Plater | For | For | For | ||||||||||||||
6 | Felecia J. Pryor | For | For | For | ||||||||||||||
7 | Carleton E. Rose | For | For | For | ||||||||||||||
8 | Scott M. Shaw | For | For | For | ||||||||||||||
9 | Sylvia J. Young | For | For | For | ||||||||||||||
2. | Approval, on a non-binding, advisory basis, of the compensation of named executive officers. | Management | For | For | For | |||||||||||||
3. | Recommendation, on a non-binding, advisory basis, of the frequency of future approval of compensation of named executives. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | Approval of the Amendment of the Lincoln Educational Services Corporation 2020 Long-Term Incentive Plan to increase the number of shares available under the plan. | Management | For | For | For | |||||||||||||
5. | Ratification of the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||
MAGNITE, INC. | ||||||||||||||||||
Security | 55955D100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MGNI | Meeting Date | 14-Jun-2023 | |||||||||||||||
ISIN | US55955D1000 | Agenda | 935849539 - Management | |||||||||||||||
Record Date | 17-Apr-2023 | Holding Recon Date | 17-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 13-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Paul Caine | Management | For | For | For | |||||||||||||
1b. | Election of Director: Doug Knopper | Management | For | For | For | |||||||||||||
1c. | Election of Director: David Pearson | Management | For | For | For | |||||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the current fiscal year. | Management | For | For | For | |||||||||||||
3. | To approve, on an advisory basis, of the compensation of the company's named executive officers. | Management | For | For | For | |||||||||||||
4. | To approve the Magnite, Inc. Amended and Restated 2014 Equity Incentive Plan. | Management | For | For | For | |||||||||||||
5. | To approve the Magnite, Inc. Amended and Restated 2014 Employee Stock Purchase Plan. | Management | For | For | For | |||||||||||||
MARKEL CORPORATION | ||||||||||||||||||
Security | 570535104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MKL | Meeting Date | 17-May-2023 | |||||||||||||||
ISIN | US5705351048 | Agenda | 935791586 - Management | |||||||||||||||
Record Date | 09-Mar-2023 | Holding Recon Date | 09-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 16-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Mark M. Besca | Management | For | For | For | |||||||||||||
1b. | Election of Director: K. Bruce Connell | Management | For | For | For | |||||||||||||
1c. | Election of Director: Lawrence A. Cunningham | Management | For | For | For | |||||||||||||
1d. | Election of Director: Thomas S. Gayner | Management | For | For | For | |||||||||||||
1e. | Election of Director: Greta J. Harris | Management | For | For | For | |||||||||||||
1f. | Election of Director: Morgan E. Housel | Management | For | For | For | |||||||||||||
1g. | Election of Director: Diane Leopold | Management | For | For | For | |||||||||||||
1h. | Election of Director: Anthony F. Markel | Management | For | For | For | |||||||||||||
1i. | Election of Director: Steven A. Markel | Management | For | For | For | |||||||||||||
1j. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | For | |||||||||||||
1k. | Election of Director: Michael O'Reilly | Management | For | For | For | |||||||||||||
1l. | Election of Director: A. Lynne Puckett | Management | For | For | For | |||||||||||||
2. | Advisory vote on approval of executive compensation. | Management | For | For | For | |||||||||||||
3. | Advisory vote on frequency of advisory votes on approval of executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||
MASTEC, INC. | ||||||||||||||||||
Security | 576323109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MTZ | Meeting Date | 16-May-2023 | |||||||||||||||
ISIN | US5763231090 | Agenda | 935795558 - Management | |||||||||||||||
Record Date | 10-Mar-2023 | Holding Recon Date | 10-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 15-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Ernst N. Csiszar | For | For | For | ||||||||||||||
2 | Julia L. Johnson | For | For | For | ||||||||||||||
3 | Jorge Mas | For | For | For | ||||||||||||||
2. | Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for 2023. | Management | For | For | For | |||||||||||||
3. | Approval of a non-binding advisory resolution regarding the compensation of our named executive officers. | Management | For | For | For | |||||||||||||
4. | A non-binding advisory resolution regarding the frequency of the vote regarding the compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||||||||||
MAXLINEAR, INC. | ||||||||||||||||||
Security | 57776J100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MXL | Meeting Date | 10-May-2023 | |||||||||||||||
ISIN | US57776J1007 | Agenda | 935827913 - Management | |||||||||||||||
Record Date | 21-Mar-2023 | Holding Recon Date | 21-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 09-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Class II Director to serve until the 2026 annual meeting: Albert J. Moyer | Management | For | For | For | |||||||||||||
1.2 | Election of Class II Director to serve until the 2026 annual meeting: Theodore L. Tewksbury, Ph.D. | Management | For | For | For | |||||||||||||
1.3 | Election of Class II Director to serve until the 2026 annual meeting: Carolyn D. Beaver | Management | For | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers for the year ended December 31, 2022, as set forth in the proxy statement. | Management | For | For | For | |||||||||||||
3. | To approve, on an advisory basis, the frequency of future stockholder votes on named executive officer compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||
5. | To approve an amendment to our amended and restated certificate of incorporation to reflect Delaware law provisions regarding officer exculpation. | Management | For | For | For | |||||||||||||
META PLATFORMS, INC. | ||||||||||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | META | Meeting Date | 31-May-2023 | |||||||||||||||
ISIN | US30303M1027 | Agenda | 935830960 - Management | |||||||||||||||
Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 30-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Peggy Alford | For | For | For | ||||||||||||||
2 | Marc L. Andreessen | For | For | For | ||||||||||||||
3 | Andrew W. Houston | For | For | For | ||||||||||||||
4 | Nancy Killefer | For | For | For | ||||||||||||||
5 | Robert M. Kimmitt | For | For | For | ||||||||||||||
6 | Sheryl K. Sandberg | For | For | For | ||||||||||||||
7 | Tracey T. Travis | For | For | For | ||||||||||||||
8 | Tony Xu | For | For | For | ||||||||||||||
9 | Mark Zuckerberg | For | For | For | ||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||
3. | A shareholder proposal regarding government takedown requests. | Shareholder | For | Against | Against | |||||||||||||
4. | A shareholder proposal regarding dual class capital structure. | Shareholder | For | Against | Against | |||||||||||||
5. | A shareholder proposal regarding human rights impact assessment of targeted advertising. | Shareholder | For | Against | Against | |||||||||||||
6. | A shareholder proposal regarding report on lobbying disclosures. | Shareholder | For | Against | Against | |||||||||||||
7. | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | Shareholder | For | Against | Against | |||||||||||||
8. | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | Shareholder | For | Against | Against | |||||||||||||
9. | A shareholder proposal regarding report on reproductive rights and data privacy. | Shareholder | For | Against | Against | |||||||||||||
10. | A shareholder proposal regarding report on enforcement of Community Standards and user content. | Shareholder | For | Against | Against | |||||||||||||
11. | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | Shareholder | For | Against | Against | |||||||||||||
12. | A shareholder proposal regarding report on pay calibration to externalized costs. | Shareholder | For | Against | Against | |||||||||||||
13. | A shareholder proposal regarding performance review of the audit & risk oversight committee. | Shareholder | For | Against | Against | |||||||||||||
MICRON TECHNOLOGY, INC. | ||||||||||||||||||
Security | 595112103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MU | Meeting Date | 12-Jan-2023 | |||||||||||||||
ISIN | US5951121038 | Agenda | 935742177 - Management | |||||||||||||||
Record Date | 14-Nov-2022 | Holding Recon Date | 14-Nov-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 11-Jan-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | ELECTION OF DIRECTOR: Richard M. Beyer | Management | For | For | For | |||||||||||||
1b. | ELECTION OF DIRECTOR: Lynn A. Dugle | Management | For | For | For | |||||||||||||
1c. | ELECTION OF DIRECTOR: Steven J. Gomo | Management | For | For | For | |||||||||||||
1d. | ELECTION OF DIRECTOR: Linnie M. Haynesworth | Management | For | For | For | |||||||||||||
1e. | ELECTION OF DIRECTOR: Mary Pat McCarthy | Management | For | For | For | |||||||||||||
1f. | ELECTION OF DIRECTOR: Sanjay Mehrotra | Management | For | For | For | |||||||||||||
1g. | ELECTION OF DIRECTOR: Robert E. Switz | Management | For | For | For | |||||||||||||
1h. | ELECTION OF DIRECTOR: MaryAnn Wright | Management | For | For | For | |||||||||||||
2. | PROPOSAL BY THE COMPANY TO APPROVE A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | For | |||||||||||||
3. | PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE THERUNDER BY 50 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | For | |||||||||||||
4. | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 31, 2023. | Management | For | For | For | |||||||||||||
NOAH HOLDINGS LIMITED | ||||||||||||||||||
Security | 65487X102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | NOAH | Meeting Date | 12-Jun-2023 | |||||||||||||||
ISIN | US65487X1028 | Agenda | 935855506 - Management | |||||||||||||||
Record Date | 17-Apr-2023 | Holding Recon Date | 17-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 01-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1 | To receive and consider the audited consolidated financial statements of the Company and the reports of the directors and auditor of the Company for the year ended December 31, 2022. | Management | For | For | For | |||||||||||||
2AA | To re-election of Director of the Company: Ms. Chia-Yue Chang to serve as a Director, subject to her earlier resignation or removal. | Management | For | For | For | |||||||||||||
2AB | To re-election of Director of the Company: Dr. Zhiwu Chen, who has served more than nine years since January 24, 2014, to serve as an independent Director, subject to his earlier resignation or removal. | Management | For | For | For | |||||||||||||
2AC | To re-election of Director of the Company: Ms. May Yihong Wu, who has served more than nine years since November 9, 2010, to serve as an independent Director, subject to her earlier resignation or removal. | Management | For | For | For | |||||||||||||
2B | To authorize the Board to fix the remuneration of the Directors. | Management | For | For | For | |||||||||||||
3 | To consider, approve and declare a Final Dividend of RMB5.5 (equivalent to US$0.8, or HK$6.2, based on the effective noon buying rate for December 30, 2022 as set forth in the H.10 statistical release of the U.S. Federal Reserve Board) per share (tax inclusive) (with an aggregate amount of approximately RMB176.5 million (equivalent to US$25.6 million, or HK$199.9 million) (tax inclusive), subject to adjustment to the number of shares of the Company entitled to dividend distribution as of ...(due to space limits, see proxy material for full proposal). | Management | For | For | For | |||||||||||||
4 | To re-appoint Deloitte Touche Tohmatsu as the auditors of the Company to hold office until the conclusion of the next annual general meeting of the Company and to authorize the Board to fix its remuneration for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||
5A | To grant a repurchase mandate (the "Repurchase Mandate") to the Board to repurchase Shares and/or ADSs not exceeding 10% of the total number of issued Shares of the Company as of the date of passing of this ordinary resolution. | Management | For | For | For | |||||||||||||
5B | To grant of an issuance mandate (the "Issuance Mandate") to the Board to issue, allot or deal with unissued Shares and/or ADSs not exceeding 20% of the total number of issued Shares of the Company as of the date of passing of this ordinary resolution. | Management | For | For | For | |||||||||||||
5C | Conditional upon passing of resolution numbered 5(A) and 5(B) above, to extend the Issuance Mandate by adding the number of repurchased Shares and/or Shares underlying the ADSs under the Repurchase Mandate to the total number of Shares and/or Shares underlying the ADSs which may be allotted and issued by the Directors pursuant to the Issuance Mandate, provided that such amount shall not exceed 10% of the number of the issued Shares as of the date of passing of this resolution. | Management | For | For | For | |||||||||||||
ORIGIN MATERIALS, INC | ||||||||||||||||||
Security | 68622D106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ORGN | Meeting Date | 20-Jul-2023 | |||||||||||||||
ISIN | US68622D1063 | Agenda | 935881892 - Management | |||||||||||||||
Record Date | 22-May-2023 | Holding Recon Date | 22-May-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 19-Jul-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Class II Director: Charles Drucker | Management | For | For | For | |||||||||||||
1.2 | Election of Class II Director: Kathleen B. Fish | Management | For | For | For | |||||||||||||
1.3 | Election of Class II Director: R. Tony Tripeny | Management | For | For | For | |||||||||||||
1.4 | Election of Class II Director: Rich Riley | Management | For | For | For | |||||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP ("Deloitte") as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||
3. | Advisory approval of our executive compensation. | Management | For | For | For | |||||||||||||
PALANTIR TECHNOLOGIES INC. | ||||||||||||||||||
Security | 69608A108 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | PLTR | Meeting Date | 22-Dec-2022 | |||||||||||||||
ISIN | US69608A1088 | Agenda | 935733205 - Management | |||||||||||||||
Record Date | 02-Nov-2022 | Holding Recon Date | 02-Nov-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 21-Dec-2022 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | Amendment and restatement of Palantir's certificate of incorporation. | Management | For | For | For | |||||||||||||
PTC INC. | ||||||||||||||||||
Security | 69370C100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PTC | Meeting Date | 16-Feb-2023 | |||||||||||||||
ISIN | US69370C1009 | Agenda | 935751809 - Management | |||||||||||||||
Record Date | 09-Dec-2022 | Holding Recon Date | 09-Dec-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 15-Feb-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Mark Benjamin | For | For | For | ||||||||||||||
2 | Janice Chaffin | For | For | For | ||||||||||||||
3 | Amar Hanspal | For | For | For | ||||||||||||||
4 | James Heppelmann | For | For | For | ||||||||||||||
5 | Michal Katz | For | For | For | ||||||||||||||
6 | Paul Lacy | For | For | For | ||||||||||||||
7 | Corinna Lathan | For | For | For | ||||||||||||||
8 | Blake Moret | For | For | For | ||||||||||||||
9 | Robert Schechter | For | For | For | ||||||||||||||
2. | Approve an increase of 6,000,000 shares available for issuance under the 2000 Equity Incentive Plan. | Management | For | For | For | |||||||||||||
3. | Approve an increase of 2,000,000 shares available under the 2016 Employee Stock Purchase Plan. | Management | For | For | For | |||||||||||||
4. | Advisory vote to approve the compensation of our named executive officers (say-on- pay). | Management | For | For | For | |||||||||||||
5. | Advisory vote on the frequency of the Say- on-Pay vote. | Management | 1 Year | 1 Year | For | |||||||||||||
6. | Advisory vote to confirm the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | For | |||||||||||||
QUALCOMM INCORPORATED | ||||||||||||||||||
Security | 747525103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 08-Mar-2023 | |||||||||||||||
ISIN | US7475251036 | Agenda | 935757281 - Management | |||||||||||||||
Record Date | 09-Jan-2023 | Holding Recon Date | 09-Jan-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 07-Mar-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo | Management | For | For | For | |||||||||||||
1b. | Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon | Management | For | For | For | |||||||||||||
1c. | Election of Director to hold office until the next annual meeting of stockholders: Mark Fields | Management | For | For | For | |||||||||||||
1d. | Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson | Management | For | For | For | |||||||||||||
1e. | Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson | Management | For | For | For | |||||||||||||
1f. | Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore | Management | For | For | For | |||||||||||||
1g. | Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin | Management | For | For | For | |||||||||||||
1h. | Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller | Management | For | For | For | |||||||||||||
1i. | Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld | Management | For | For | For | |||||||||||||
1j. | Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit | Management | For | For | For | |||||||||||||
1k. | Election of Director to hold office until the next annual meeting of stockholders: Jean- Pascal Tricoire | Management | For | For | For | |||||||||||||
1l. | Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra | Management | For | For | For | |||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023. | Management | For | For | For | |||||||||||||
3. | Approval of the QUALCOMM Incorporated 2023 Long-Term Incentive Plan. | Management | For | For | For | |||||||||||||
4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||||||||||
RANPAK HOLDINGS CORP | ||||||||||||||||||
Security | 75321W103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PACK | Meeting Date | 25-May-2023 | |||||||||||||||
ISIN | US75321W1036 | Agenda | 935811895 - Management | |||||||||||||||
Record Date | 30-Mar-2023 | Holding Recon Date | 30-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 24-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Michael Gliedman | For | For | For | ||||||||||||||
2 | Alicia Tranen | For | For | For | ||||||||||||||
2. | Company Proposal - Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||
3. | Company Proposal - Approval of a non- binding advisory resolution approving the compensation of named executive officers. | Management | For | For | For | |||||||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ROK | Meeting Date | 07-Feb-2023 | |||||||||||||||
ISIN | US7739031091 | Agenda | 935750504 - Management | |||||||||||||||
Record Date | 12-Dec-2022 | Holding Recon Date | 12-Dec-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 06-Feb-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
A. | DIRECTOR | Management | ||||||||||||||||
1 | William P. Gipson | For | For | For | ||||||||||||||
2 | Pam Murphy | For | For | For | ||||||||||||||
3 | Donald R. Parfet | For | For | For | ||||||||||||||
4 | Robert W. Soderbery | For | For | For | ||||||||||||||
B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | For | |||||||||||||
C. | To approve, on an advisory basis, the frequency of the shareowner vote on the compensation of the Corporation's named executive officers. | Management | 1 Year | 1 Year | For | |||||||||||||
D. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm for fiscal 2023. | Management | For | For | For | |||||||||||||
SALESFORCE, INC. | ||||||||||||||||||
Security | 79466L302 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CRM | Meeting Date | 08-Jun-2023 | |||||||||||||||
ISIN | US79466L3024 | Agenda | 935846127 - Management | |||||||||||||||
Record Date | 14-Apr-2023 | Holding Recon Date | 14-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 07-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Marc Benioff | Management | For | For | For | |||||||||||||
1b. | Election of Director: Laura Alber | Management | For | For | For | |||||||||||||
1c. | Election of Director: Craig Conway | Management | For | For | For | |||||||||||||
1d. | Election of Director: Arnold Donald | Management | For | For | For | |||||||||||||
1e. | Election of Director: Parker Harris | Management | For | For | For | |||||||||||||
1f. | Election of Director: Neelie Kroes | Management | For | For | For | |||||||||||||
1g. | Election of Director: Sachin Mehra | Management | For | For | For | |||||||||||||
1h. | Election of Director: Mason Morfit | Management | For | For | For | |||||||||||||
1i. | Election of Director: Oscar Munoz | Management | For | For | For | |||||||||||||
1j. | Election of Director: John V. Roos | Management | For | For | For | |||||||||||||
1k. | Election of Director: Robin Washington | Management | For | For | For | |||||||||||||
1l. | Election of Director: Maynard Webb | Management | For | For | For | |||||||||||||
1m. | Election of Director: Susan Wojcicki | Management | For | For | For | |||||||||||||
2. | Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | For | For | For | |||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | Management | For | For | For | |||||||||||||
4. | An advisory vote to approve the fiscal 2023 compensation of our named executive officers. | Management | For | For | For | |||||||||||||
5. | An advisory vote on the frequency of holding future advisory votes to approve executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
6. | A stockholder proposal requesting a policy to require the Chair of the Board be an independent member of the Board and not a former CEO of the Company, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
7. | A stockholder proposal requesting a policy to forbid all Company directors from sitting on any other boards, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||||||
SEACHANGE INTERNATIONAL, INC. | ||||||||||||||||||
Security | 811699107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SEAC | Meeting Date | 19-May-2023 | |||||||||||||||
ISIN | US8116991071 | Agenda | 935838447 - Management | |||||||||||||||
Record Date | 05-Apr-2023 | Holding Recon Date | 05-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 18-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Class III Director to serve for a three-year term: Peter Aquino | Management | For | For | For | |||||||||||||
1b. | Election of Class III Director to serve for a three-year term: David Nicol | Management | For | For | For | |||||||||||||
2. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation, as amended, to effect a reverse stock split of the outstanding shares of the Company's common stock, par value $0.01 per share, at a ratio in the range of 1-for-15 to 1-for-25, with such ratio to be determined at the discretion of the Board. | Management | For | For | For | |||||||||||||
3. | To conduct a non-binding, advisory vote on the compensation of the Company's named executive officers. | Management | For | For | For | |||||||||||||
4. | To conduct a non-binding, advisory vote on the frequency of holding future non-binding advisory votes on compensation of the Company's named executive officers. | Management | 1 Year | 1 Year | For | |||||||||||||
5. | To ratify the appointment of the Company's independent registered public accounting firm, Marcum LLP, for the fiscal year ending January 31, 2024. | Management | For | For | For | |||||||||||||
SILICON LABORATORIES INC. | ||||||||||||||||||
Security | 826919102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SLAB | Meeting Date | 20-Apr-2023 | |||||||||||||||
ISIN | US8269191024 | Agenda | 935773576 - Management | |||||||||||||||
Record Date | 24-Feb-2023 | Holding Recon Date | 24-Feb-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 19-Apr-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Class I Director to serve on the Board of Directors until our 2026 annual meeting of stockholders or until a successor is duly elected and qualified: Navdeep S. Sooch | Management | For | For | For | |||||||||||||
1.2 | Election of Class I Director to serve on the Board of Directors until our 2026 annual meeting of stockholders or until a successor is duly elected and qualified: Robert J. Conrad | Management | For | For | For | |||||||||||||
1.3 | Election of Class I Director to serve on the Board of Directors until our 2026 annual meeting of stockholders or until a successor is duly elected and qualified: Nina Richardson | Management | For | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 30, 2023. | Management | For | For | For | |||||||||||||
3. | To vote on an advisory (non-binding) resolution to approve executive compensation. | Management | For | For | For | |||||||||||||
4. | To vote on an advisory (non-binding) resolution regarding the frequency of holding future advisory votes regarding executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
SINGULAR GENOMICS SYSTEMS, INC. | ||||||||||||||||||
Security | 82933R100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | OMIC | Meeting Date | 25-May-2023 | |||||||||||||||
ISIN | US82933R1005 | Agenda | 935822583 - Management | |||||||||||||||
Record Date | 31-Mar-2023 | Holding Recon Date | 31-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 24-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Class II Director to serve until the 2026 annual meeting: David Barker, Ph.D. | Management | For | For | For | |||||||||||||
1.2 | Election of Class II Director to serve until the 2026 annual meeting: Kim Kamdar, Ph.D. | Management | For | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||
SKYLINE CHAMPION CORPORATION | ||||||||||||||||||
Security | 830830105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SKY | Meeting Date | 27-Jul-2023 | |||||||||||||||
ISIN | US8308301055 | Agenda | 935890740 - Management | |||||||||||||||
Record Date | 02-Jun-2023 | Holding Recon Date | 02-Jun-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 26-Jul-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Director to serve until the next annual meeting: Keith Anderson | Management | For | For | For | |||||||||||||
1.2 | Election of Director to serve until the next annual meeting: Michael Berman | Management | For | For | For | |||||||||||||
1.3 | Election of Director to serve until the next annual meeting: Eddie Capel | Management | For | For | For | |||||||||||||
1.4 | Election of Director to serve until the next annual meeting: Michael Kaufman | Management | For | For | For | |||||||||||||
1.5 | Election of Director to serve until the next annual meeting: Tawn Kelley | Management | For | For | For | |||||||||||||
1.6 | Election of Director to serve until the next annual meeting: Erin Mulligan Nelson | Management | For | For | For | |||||||||||||
1.7 | Election of Director to serve until the next annual meeting: Nikul Patel | Management | For | For | For | |||||||||||||
1.8 | Election of Director to serve until the next annual meeting: Gary E. Robinette | Management | For | For | For | |||||||||||||
1.9 | Election of Director to serve until the next annual meeting: Mark Yost | Management | For | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Skyline Champion's independent registered public accounting firm. | Management | For | For | For | |||||||||||||
3. | To consider a non-binding advisory vote on fiscal 2023 compensation paid to Skyline Champion's named executive officers. | Management | For | For | For | |||||||||||||
4. | To approve, on a non-binding advisory basis, the frequency of the shareholder vote on the compensation of Skyline Champion's Named Executive Officers. | Management | 1 Year | 1 Year | For | |||||||||||||
SKYWORKS SOLUTIONS, INC. | ||||||||||||||||||
Security | 83088M102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SWKS | Meeting Date | 10-May-2023 | |||||||||||||||
ISIN | US83088M1027 | Agenda | 935790231 - Management | |||||||||||||||
Record Date | 16-Mar-2023 | Holding Recon Date | 16-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 09-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director with terms expiring at the next Annual Meeting: Alan S. Batey | Management | For | For | For | |||||||||||||
1b. | Election of Director with terms expiring at the next Annual Meeting: Kevin L. Beebe | Management | For | For | For | |||||||||||||
1c. | Election of Director with terms expiring at the next Annual Meeting: Liam K. Griffin | Management | For | For | For | |||||||||||||
1d. | Election of Director with terms expiring at the next Annual Meeting: Eric J. Guerin | Management | For | For | For | |||||||||||||
1e. | Election of Director with terms expiring at the next Annual Meeting: Christine King | Management | For | For | For | |||||||||||||
1f. | Election of Director with terms expiring at the next Annual Meeting: Suzanne E. McBride | Management | For | For | For | |||||||||||||
1g. | Election of Director with terms expiring at the next Annual Meeting: David P. McGlade | Management | For | For | For | |||||||||||||
1h. | Election of Director with terms expiring at the next Annual Meeting: Robert A. Schriesheim | Management | For | For | For | |||||||||||||
1i. | Election of Director with terms expiring at the next Annual Meeting: Maryann Turcke | Management | For | For | For | |||||||||||||
2. | To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2023. | Management | For | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement. | Management | For | For | For | |||||||||||||
4. | To approve, on an advisory basis, the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | 1 Year | For | |||||||||||||
5. | To approve an amendment to the Company's Restated Certificate of Incorporation to reflect new Delaware law provisions regarding exculpation of officers. | Management | For | For | For | |||||||||||||
6. | To approve a stockholder proposal regarding simple majority vote. | Shareholder | For | None | ||||||||||||||
SOLAREDGE TECHNOLOGIES, INC. | ||||||||||||||||||
Security | 83417M104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SEDG | Meeting Date | 01-Jun-2023 | |||||||||||||||
ISIN | US83417M1045 | Agenda | 935833194 - Management | |||||||||||||||
Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 31-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Marcel Gani | Management | For | For | For | |||||||||||||
1b. | Election of Director: Tal Payne | Management | For | For | For | |||||||||||||
2. | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||
3. | Approval of, on an advisory and non- binding basis, the compensation of our named executive officers (the "Say-on-Pay" vote). | Management | For | For | For | |||||||||||||
4. | Vote, on an advisory and non-binding basis, on the preferred frequency of future stockholder advisory votes to approve the compensation of our named executive officers (the "Say-on- Frequency" vote). | Management | 1 Year | 1 Year | For | |||||||||||||
5. | Approval of an amendment to the Company's certificate of incorporation to declassify the Board and phase-in annual director elections. | Management | For | For | For | |||||||||||||
6. | Approval of an amendment to the Company's certificate of incorporation to remove the supermajority voting requirements to amend certain provisions of the Company's certificate of incorporation and bylaws. | Management | For | For | For | |||||||||||||
7. | Approval of an amendment to the Company's certificate of incorporation to add a federal forum selection provision for causes of action under the Securities Act of 1933. | Management | For | For | For | |||||||||||||
STRATASYS LTD. | ||||||||||||||||||
Security | M85548101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SSYS | Meeting Date | 15-Sep-2022 | |||||||||||||||
ISIN | IL0011267213 | Agenda | 935700749 - Management | |||||||||||||||
Record Date | 08-Aug-2022 | Holding Recon Date | 08-Aug-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 14-Sep-2022 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Re-election of Director until the next annual general meeting of shareholders: Dov Ofer | Management | For | For | For | |||||||||||||
1b. | Re-election of Director until the next annual general meeting of shareholders: S. Scott Crump | Management | For | For | For | |||||||||||||
1c. | Re-election of Director until the next annual general meeting of shareholders: John J. McEleney | Management | For | For | For | |||||||||||||
1d. | Re-election of Director until the next annual general meeting of shareholders: Ziva Patir | Management | For | For | For | |||||||||||||
1e. | Re-election of Director until the next annual general meeting of shareholders: David Reis | Management | For | For | For | |||||||||||||
1f. | Re-election of Director until the next annual general meeting of shareholders: Michael Schoellhorn | Management | For | For | For | |||||||||||||
1g. | Re-election of Director until the next annual general meeting of shareholders: Yair Seroussi | Management | For | For | For | |||||||||||||
1h. | Re-election of Director until the next annual general meeting of shareholders: Adina Shorr | Management | For | For | For | |||||||||||||
2. | Adoption of the Stratasys 2022 Share Incentive Plan, under which 1,296,494 ordinary shares will be reserved for issuance, in addition to ordinary shares that may be rolled over from the Company's expiring 2012 Omnibus Equity Incentive Plan. | Management | For | For | For | |||||||||||||
3. | Reappointment of Kesselman & Kesselman, a member of PricewaterhouseCoopers International Limited, as the Company's independent auditors for the year ending December 31, 2022 and additional period until the next annual meeting. | Management | For | For | For | |||||||||||||
STRIDE, INC. | ||||||||||||||||||
Security | 86333M108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | LRN | Meeting Date | 09-Dec-2022 | |||||||||||||||
ISIN | US86333M1080 | Agenda | 935725753 - Management | |||||||||||||||
Record Date | 18-Oct-2022 | Holding Recon Date | 18-Oct-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 08-Dec-2022 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director to serve for a one-year term: Aida M. Alvarez | Management | For | For | For | |||||||||||||
1b. | Election of Director to serve for a one-year term: Craig R. Barrett | Management | For | For | For | |||||||||||||
1c. | Election of Director to serve for a one-year term: Robert L. Cohen | Management | For | For | For | |||||||||||||
1d. | Election of Director to serve for a one-year term: Steven B. Fink | Management | For | For | For | |||||||||||||
1e. | Election of Director to serve for a one-year term: Robert E. Knowling, Jr. | Management | For | For | For | |||||||||||||
1f. | Election of Director to serve for a one-year term: Liza McFadden | Management | For | For | For | |||||||||||||
1g. | Election of Director to serve for a one-year term: James J. Rhyu | Management | For | For | For | |||||||||||||
1h. | Election of Director to serve for a one-year term: Joseph A. Verbrugge | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of BDO USA, LLP, as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | For | For | For | |||||||||||||
3. | Approval, on a non-binding advisory basis, of the compensation of the named executive officers of the Company. | Management | For | For | For | |||||||||||||
4. | Approval of the amendment and restatement of the Company's 2016 Equity Incentive Award Plan. | Management | For | For | For | |||||||||||||
TELKONET, INC. | ||||||||||||||||||
Security | 879604106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TKOI | Meeting Date | 25-May-2023 | |||||||||||||||
ISIN | US8796041064 | Agenda | 935815021 - Management | |||||||||||||||
Record Date | 31-Mar-2023 | Holding Recon Date | 31-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 24-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Flavio de Paulis | For | For | For | ||||||||||||||
2 | Piercarlo Gramaglia | For | For | For | ||||||||||||||
3 | Edward L. Helvey | For | For | For | ||||||||||||||
4 | Tim S. Ledwick | For | For | For | ||||||||||||||
5 | Steven E. Quick | For | For | For | ||||||||||||||
2. | To ratify the appointment of Wipfli, LLP as our independent public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||
3. | To provide a non-binding advisory vote on compensation of our named executive officers. | Management | For | For | For | |||||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BK | Meeting Date | 12-Apr-2023 | |||||||||||||||
ISIN | US0640581007 | Agenda | 935771180 - Management | |||||||||||||||
Record Date | 16-Feb-2023 | Holding Recon Date | 16-Feb-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 11-Apr-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Linda Z. Cook | Management | For | For | For | |||||||||||||
1b. | Election of Director: Joseph J. Echevarria | Management | For | For | For | |||||||||||||
1c. | Election of Director: M. Amy Gilliland | Management | For | For | For | |||||||||||||
1d. | Election of Director: Jeffrey A. Goldstein | Management | For | For | For | |||||||||||||
1e. | Election of Director: K. Guru Gowrappan | Management | For | For | For | |||||||||||||
1f. | Election of Director: Ralph Izzo | Management | For | For | For | |||||||||||||
1g. | Election of Director: Sandra E. "Sandie" O'Connor | Management | For | For | For | |||||||||||||
1h. | Election of Director: Elizabeth E. Robinson | Management | For | For | For | |||||||||||||
1i. | Election of Director: Frederick O. Terrell | Management | For | For | For | |||||||||||||
1j. | Election of Director: Robin Vince | Management | For | For | For | |||||||||||||
1k. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | For | |||||||||||||
2. | Advisory resolution to approve the 2022 compensation of our named executive officers. | Management | For | For | For | |||||||||||||
3. | Advisory vote recommending the frequency with which we conduct a say-on-pay vote. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | Ratify the appointment of KPMG LLP as our independent auditor for 2023. | Management | For | For | For | |||||||||||||
5. | Approve the 2023 Long-Term Incentive Plan. | Management | For | For | For | |||||||||||||
6. | Stockholder proposal regarding stockholder ratification of certain executive severance payments, if properly presented. | Shareholder | For | Against | Against | |||||||||||||
THE WALT DISNEY COMPANY | ||||||||||||||||||
Security | 254687106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DIS | Meeting Date | 03-Apr-2023 | |||||||||||||||
ISIN | US2546871060 | Agenda | 935766595 - Management | |||||||||||||||
Record Date | 08-Feb-2023 | Holding Recon Date | 08-Feb-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 31-Mar-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Mary T. Barra | Management | For | For | For | |||||||||||||
1b. | Election of Director: Safra A. Catz | Management | For | For | For | |||||||||||||
1c. | Election of Director: Amy L. Chang | Management | For | For | For | |||||||||||||
1d. | Election of Director: Francis A. deSouza | Management | For | For | For | |||||||||||||
1e. | Election of Director: Carolyn N. Everson | Management | For | For | For | |||||||||||||
1f. | Election of Director: Michael B.G. Froman | Management | For | For | For | |||||||||||||
1g. | Election of Director: Robert A. Iger | Management | For | For | For | |||||||||||||
1h. | Election of Director: Maria Elena Lagomasino | Management | For | For | For | |||||||||||||
1i. | Election of Director: Calvin R. McDonald | Management | For | For | For | |||||||||||||
1j. | Election of Director: Mark G. Parker | Management | For | For | For | |||||||||||||
1k. | Election of Director: Derica W. Rice | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2023. | Management | For | For | For | |||||||||||||
3. | Consideration of an advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||||
4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Shareholder | For | Against | Against | |||||||||||||
6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Shareholder | For | Against | Against | |||||||||||||
7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Shareholder | For | Against | Against | |||||||||||||
TRIMBLE INC. | ||||||||||||||||||
Security | 896239100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TRMB | Meeting Date | 01-Jun-2023 | |||||||||||||||
ISIN | US8962391004 | Agenda | 935830059 - Management | |||||||||||||||
Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 31-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | James C. Dalton | For | For | For | ||||||||||||||
2 | Borje Ekholm | For | For | For | ||||||||||||||
3 | Ann Fandozzi | For | For | For | ||||||||||||||
4 | Kaigham (Ken) Gabriel | For | For | For | ||||||||||||||
5 | Meaghan Lloyd | For | For | For | ||||||||||||||
6 | Sandra MacQuillan | For | For | For | ||||||||||||||
7 | Robert G. Painter | For | For | For | ||||||||||||||
8 | Mark S. Peek | For | For | For | ||||||||||||||
9 | Thomas Sweet | For | For | For | ||||||||||||||
10 | Johan Wibergh | For | For | For | ||||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | For | |||||||||||||
3. | Advisory vote on the frequency of executive compensation votes | Management | 1 Year | 1 Year | For | |||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2023 | Management | For | For | For | |||||||||||||
TYLER TECHNOLOGIES, INC. | ||||||||||||||||||
Security | 902252105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TYL | Meeting Date | 11-May-2023 | |||||||||||||||
ISIN | US9022521051 | Agenda | 935823763 - Management | |||||||||||||||
Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 10-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Glenn A. Carter | For | For | For | ||||||||||||||
2 | Brenda A. Cline | For | For | For | ||||||||||||||
3 | Ronnie D. Hawkins, Jr. | For | For | For | ||||||||||||||
4 | Mary L. Landrieu | For | For | For | ||||||||||||||
5 | John S. Marr, Jr. | For | For | For | ||||||||||||||
6 | H. Lynn Moore, Jr. | For | For | For | ||||||||||||||
7 | Daniel M. Pope | For | For | For | ||||||||||||||
8 | Dustin R. Womble | For | For | For | ||||||||||||||
2. | Advisory Approval of Our Executive Compensation. | Management | For | For | For | |||||||||||||
3. | Ratification of Our Independent Auditors for Fiscal Year 2023. | Management | For | For | For | |||||||||||||
4. | Advisory Resolution on the Frequency of Shareholder Voting on Our Executive Compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
U-HAUL HOLDING COMPANY | ||||||||||||||||||
Security | 023586100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | UHAL | Meeting Date | 18-Aug-2022 | |||||||||||||||
ISIN | US0235861004 | Agenda | 935684159 - Management | |||||||||||||||
Record Date | 21-Jun-2022 | Holding Recon Date | 21-Jun-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 17-Aug-2022 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Edward J. Shoen | For | For | For | ||||||||||||||
2 | James E. Acridge | For | For | For | ||||||||||||||
3 | John P. Brogan | For | For | For | ||||||||||||||
4 | James J. Grogan | For | For | For | ||||||||||||||
5 | Richard J. Herrera | For | For | For | ||||||||||||||
6 | Karl A. Schmidt | For | For | For | ||||||||||||||
7 | Roberta R. Shank | For | For | For | ||||||||||||||
8 | Samuel J. Shoen | For | For | For | ||||||||||||||
2. | The ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2023. | Management | For | For | For | |||||||||||||
3. | A proposal received from Company stockholder proponents to ratify and affirm the decisions and actions taken by the Board of Directors and executive officers of the Company with respect to AMERCO, its subsidiaries, and its various constituencies for the fiscal year ended March 31, 2022. | Management | For | For | For | |||||||||||||
4. | A proposal received from a Company stockholder proponent regarding adoption of greenhouse gas emission reduction targets in order to achieve net zero emissions. | Shareholder | For | Against | Against | |||||||||||||
UBER TECHNOLOGIES, INC. | ||||||||||||||||||
Security | 90353T100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | UBER | Meeting Date | 08-May-2023 | |||||||||||||||
ISIN | US90353T1007 | Agenda | 935791726 - Management | |||||||||||||||
Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 05-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Ronald Sugar | Management | For | For | For | |||||||||||||
1b. | Election of Director: Revathi Advaithi | Management | For | For | For | |||||||||||||
1c. | Election of Director: Ursula Burns | Management | For | For | For | |||||||||||||
1d. | Election of Director: Robert Eckert | Management | For | For | For | |||||||||||||
1e. | Election of Director: Amanda Ginsberg | Management | For | For | For | |||||||||||||
1f. | Election of Director: Dara Khosrowshahi | Management | For | For | For | |||||||||||||
1g. | Election of Director: Wan Ling Martello | Management | For | For | For | |||||||||||||
1h. | Election of Director: John Thain | Management | For | For | For | |||||||||||||
1i. | Election of Director: David Trujillo | Management | For | For | For | |||||||||||||
1j. | Election of Director: Alexander Wynaendts | Management | For | For | For | |||||||||||||
2. | Advisory vote to approve 2022 named executive officer compensation. | Management | For | For | For | |||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | For | For | For | |||||||||||||
4. | Stockholder proposal to prepare an independent third-party audit on Driver health and safety. | Shareholder | For | Against | Against | |||||||||||||
ULTRA CLEAN HOLDINGS, INC. | ||||||||||||||||||
Security | 90385V107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | UCTT | Meeting Date | 17-May-2023 | |||||||||||||||
ISIN | US90385V1070 | Agenda | 935847232 - Management | |||||||||||||||
Record Date | 29-Mar-2023 | Holding Recon Date | 29-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 16-May-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Clarence L. Granger | Management | For | For | For | |||||||||||||
1b. | Election of Director: James P. Scholhamer | Management | For | For | For | |||||||||||||
1c. | Election of Director: David T. ibnAle | Management | For | For | For | |||||||||||||
1d. | Election of Director: Emily M. Liggett | Management | For | For | For | |||||||||||||
1e. | Election of Director: Thomas T. Edman | Management | For | For | For | |||||||||||||
1f. | Election of Director: Barbara V. Scherer | Management | For | For | For | |||||||||||||
1g. | Election of Director: Ernest E. Maddock | Management | For | For | For | |||||||||||||
1h. | Election of Director: Jacqueline A. Seto | Management | For | For | For | |||||||||||||
2. | Ratification of the appointment of Moss Adams LLP as the independent registered public accounting firm of Ultra Clean Holdings, Inc. for fiscal 2023. | Management | For | For | For | |||||||||||||
3. | Approval, by an advisory vote, of the compensation of Ultra Clean Holdings, Inc.'s named executive officers for fiscal 2022 as disclosed in our proxy statement for the 2023 Annual Meeting of Stockholders. | Management | For | For | For | |||||||||||||
5. | Approval of Ultra Clean Holdings, Inc.'s Amended and Restated Stock Incentive Plan as amended and restated to increase the number of shares of common stock issuable by an additional 2,000,000 shares. | Management | For | For | For | |||||||||||||
6. | Approval of Ultra Clean Holdings, Inc.'s Employee Stock Purchase Plan as amended and restated to increase the number of shares of common stock issuable by an additional 500,000 shares and extend the term of the Plan to October 21, 2044. | Management | For | For | For | |||||||||||||
4. | Approval, by an advisory vote, of the frequency of holding an advisory vote on executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
UNITED THERAPEUTICS CORPORATION | ||||||||||||||||||
Security | 91307C102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | UTHR | Meeting Date | 26-Jun-2023 | |||||||||||||||
ISIN | US91307C1027 | Agenda | 935863541 - Management | |||||||||||||||
Record Date | 27-Apr-2023 | Holding Recon Date | 27-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 23-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Christopher Causey | Management | For | For | For | |||||||||||||
1b. | Election of Director: Raymond Dwek | Management | For | For | For | |||||||||||||
1c. | Election of Director: Richard Giltner | Management | For | For | For | |||||||||||||
1d. | Election of Director: Katherine Klein | Management | For | For | For | |||||||||||||
1e. | Election of Director: Ray Kurzweil | Management | For | For | For | |||||||||||||
1f. | Election of Director: Linda Maxwell | Management | For | For | For | |||||||||||||
1g. | Election of Director: Nilda Mesa | Management | For | For | For | |||||||||||||
1h. | Election of Director: Judy Olian | Management | For | For | For | |||||||||||||
1i. | Election of Director: Christopher Patusky | Management | For | For | For | |||||||||||||
1j. | Election of Director: Martine Rothblatt | Management | For | For | For | |||||||||||||
1k. | Election of Director: Louis Sullivan | Management | For | For | For | |||||||||||||
1l. | Election of Director: Tommy Thompson | Management | For | For | For | |||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | For | |||||||||||||
3. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan. | Management | For | For | For | |||||||||||||
5. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | For | |||||||||||||
UNIVERSAL TECHNICAL INSTITUTE, INC. | ||||||||||||||||||
Security | 913915104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | UTI | Meeting Date | 02-Mar-2023 | |||||||||||||||
ISIN | US9139151040 | Agenda | 935757774 - Management | |||||||||||||||
Record Date | 03-Jan-2023 | Holding Recon Date | 03-Jan-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 01-Mar-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Class I Director: David A. Blaszkiewicz | Management | For | For | For | |||||||||||||
1b. | Election of Class I Director: Robert T. DeVincenzi | Management | For | For | For | |||||||||||||
1c. | Election of Class I Director: Jerome A. Grant | Management | For | For | For | |||||||||||||
1d. | Election of Class I Director: Shannon Okinaka | Management | For | For | For | |||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending September 30, 2023. | Management | For | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | |||||||||||||
4. | To approve, on an advisory basis, the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | 1 Year | For | |||||||||||||
URBAN-GRO, INC. | ||||||||||||||||||
Security | 91704K202 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | UGRO | Meeting Date | 21-Jun-2023 | |||||||||||||||
ISIN | US91704K2024 | Agenda | 935885333 - Management | |||||||||||||||
Record Date | 24-Apr-2023 | Holding Recon Date | 24-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 20-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1.1 | Election of Director: Bradley J. Nattrass | Management | For | For | For | |||||||||||||
1.2 | Election of Director: James R. Lowe | Management | For | For | For | |||||||||||||
1.3 | Election of Director: Lewis O. Wilks | Management | For | For | For | |||||||||||||
1.4 | Election of Director: Anita Britt | Management | For | For | For | |||||||||||||
1.5 | Election of Director: David Hsu | Management | For | For | For | |||||||||||||
1.6 | Election of Director: Sonia Lo | Management | For | For | For | |||||||||||||
2. | Approval of an amendment to and restatement of the Company's Certificate of Incorporation to Eliminate Supermajority Voting Requirements. | Management | For | For | For | |||||||||||||
3. | Approval of an amendment to and restatement of the Company's Certificate of Incorporation to limit the liability of certain officers in limited circumstances in accordance with new Delaware legislation. | Management | For | For | For | |||||||||||||
4. | Approval of an amendment to the Company's 2021 Stock Incentive Plan. | Management | For | For | For | |||||||||||||
5. | To ratify the appointment of BF Borgers CPA PC as the Company's independent registered public accountant, to audit the Company's financial books and records for its fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||
VALE S.A. | ||||||||||||||||||
Security | 91912E105 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | VALE | Meeting Date | 21-Dec-2022 | |||||||||||||||
ISIN | US91912E1055 | Agenda | 935743751 - Management | |||||||||||||||
Record Date | 17-Nov-2022 | Holding Recon Date | 17-Nov-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 15-Dec-2022 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | Agenda for Extraordinary General Meeting: See enclosed Depositary's Notice. | Management | For | For | For | |||||||||||||
2. | Agenda for Extraordinary General Meeting: See enclosed Depositary's Notice. | Management | For | For | For | |||||||||||||
3. | Agenda for Extraordinary General Meeting: See enclosed Depositary's Notice. | Management | For | For | For | |||||||||||||
4. | Agenda for Extraordinary General Meeting: See enclosed Depositary's Notice. | Management | For | For | For | |||||||||||||
5. | Agenda for Extraordinary General Meeting: See enclosed Depositary's Notice. | Management | For | For | For | |||||||||||||
VALMONT INDUSTRIES, INC. | ||||||||||||||||||
Security | 920253101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VMI | Meeting Date | 24-Apr-2023 | |||||||||||||||
ISIN | US9202531011 | Agenda | 935776990 - Management | |||||||||||||||
Record Date | 27-Feb-2023 | Holding Recon Date | 27-Feb-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 21-Apr-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Mogens C. Bay | For | For | For | ||||||||||||||
2 | Ritu Favre | For | For | For | ||||||||||||||
3 | Richard A. Lanoha | For | For | For | ||||||||||||||
2. | Advisory approval of the company's executive compensation. | Management | For | For | For | |||||||||||||
3. | Advisory vote on the frequency of the advisory vote on the company's executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||
4. | Ratifying the appointment of Deloitte & Touche LLP as independent auditors for fiscal 2023. | Management | For | For | For | |||||||||||||
VERANO HOLDINGS CORP. | ||||||||||||||||||
Security | 92338D101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VRNOF | Meeting Date | 03-Aug-2022 | |||||||||||||||
ISIN | CA92338D1015 | Agenda | 935687460 - Management | |||||||||||||||
Record Date | 29-Jun-2022 | Holding Recon Date | 29-Jun-2022 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 29-Jul-2022 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1 | To fix the number of directors of the Corporation to be elected at the meeting at four (4). | Management | For | For | For | |||||||||||||
2 | DIRECTOR | Management | ||||||||||||||||
1 | George Archos | For | For | For | ||||||||||||||
2 | R. Michael Smullen | For | For | For | ||||||||||||||
3 | Edward Brown | For | For | For | ||||||||||||||
4 | Cristina Nuñez | For | For | For | ||||||||||||||
3 | To re-appoint Baker Tilly US, LLP ("Baker Tilly"), as auditors for the Company and the authorization of the Board to fix the auditors' remuneration and terms of engagement. | Management | For | For | For | |||||||||||||
W.W. GRAINGER, INC. | ||||||||||||||||||
Security | 384802104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GWW | Meeting Date | 26-Apr-2023 | |||||||||||||||
ISIN | US3848021040 | Agenda | 935780761 - Management | |||||||||||||||
Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 25-Apr-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1a. | Election of Director: Rodney C. Adkins | Management | For | For | For | |||||||||||||
1b. | Election of Director: V. Ann Hailey | Management | For | For | For | |||||||||||||
1c. | Election of Director: Katherine D. Jaspon | Management | For | For | For | |||||||||||||
1d. | Election of Director: Stuart L. Levenick | Management | For | For | For | |||||||||||||
1e. | Election of Director: D.G. Macpherson | Management | For | For | For | |||||||||||||
1f. | Election of Director: Neil S. Novich | Management | For | For | For | |||||||||||||
1g. | Election of Director: Beatriz R. Perez | Management | For | For | For | |||||||||||||
1h. | Election of Director: E. Scott Santi | Management | For | For | For | |||||||||||||
1i. | Election of Director: Susan Slavik Williams | Management | For | For | For | |||||||||||||
1j. | Election of Director: Lucas E. Watson | Management | For | For | For | |||||||||||||
1k. | Election of Director: Steven A. White | Management | For | For | For | |||||||||||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||
3. | Say on Pay proposal to approve on a non- binding advisory basis the compensation of W.W. Grainger, Inc.'s Named Executive Officers. | Management | For | For | For | |||||||||||||
4. | Say When on Pay proposal to select on a non-binding advisory basis the frequency of the advisory vote on compensation of W.W. Grainger, Inc.'s Named Executive Officers. | Management | 1 Year | 1 Year | For | |||||||||||||
YEXT, INC. | ||||||||||||||||||
Security | 98585N106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | YEXT | Meeting Date | 13-Jun-2023 | |||||||||||||||
ISIN | US98585N1063 | Agenda | 935842472 - Management | |||||||||||||||
Record Date | 17-Apr-2023 | Holding Recon Date | 17-Apr-2023 | |||||||||||||||
City / | Country | / | United States | Vote Deadline | 12-Jun-2023 11:59 PM ET | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Andrew Sheehan | For | For | For | ||||||||||||||
2 | Jesse Lipson | For | For | For | ||||||||||||||
3 | Tamar Yehoshua | For | For | For | ||||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as Yext, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2024. | Management | For | For | For | |||||||||||||
3. | Approve, on an advisory basis, the compensation of Yext, Inc.'s named executive officers. | Management | For | For | For | |||||||||||||
Account Name: TAYLOR FRIGON CORE GROWTH FUND
Custodian Name: U.S. BANK, N.A.
APYX MEDICAL CORPORATION | ||||||||||||||||||||||||||
Security | 03837C106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | APYX | Meeting Date | 11-Aug-2022 | |||||||||||||||||||||||
ISIN | US03837C1062 | Agenda | 935688791 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Director to serve until the 2023 Annual Meeting: Andrew Makrides | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Director to serve until the 2023 Annual Meeting: Charles D. Goodwin | Management | For | For | For | |||||||||||||||||||||
1.3 | Election of Director to serve until the 2023 Annual Meeting: Michael Geraghty | Management | For | For | For | |||||||||||||||||||||
1.4 | Election of Director to serve until the 2023 Annual Meeting: Lawrence J. Waldman | Management | For | For | For | |||||||||||||||||||||
1.5 | Election of Director to serve until the 2023 Annual Meeting: John Andres | Management | For | For | For | |||||||||||||||||||||
1.6 | Election of Director to serve until the 2023 Annual Meeting: Craig Swandal | Management | For | For | For | |||||||||||||||||||||
1.7 | Election of Director to serve until the 2023 Annual Meeting: Minnie Baylor-Henry | Management | For | For | For | |||||||||||||||||||||
1.8 | Election of Director to serve until the 2023 Annual Meeting: Wendy Levine | Management | For | For | For | |||||||||||||||||||||
2. | The ratification of RSM US LLP as the Company's independent public accountants for the year ending December 31, 2022. | Management | For | For | For | |||||||||||||||||||||
3. | The approval of a non-binding advisory proposal approving a resolution supporting the compensation of named executive officers. | Management | For | For | For | |||||||||||||||||||||
KORNIT DIGITAL LTD. | ||||||||||||||||||||||||||
Security | M6372Q113 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | KRNT | Meeting Date | 11-Aug-2022 | |||||||||||||||||||||||
ISIN | IL0011216723 | Agenda | 935689147 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1a. | Re-election/ initial election of Class I Director for a three- year term until the Company's annual general meeting of shareholders in 2025: Mr. Yehoshua (Shuki) Nir | Management | For | For | For | |||||||||||||||||||||
1b. | Re-election/ initial election of Class I Director for a three- year term until the Company's annual general meeting of shareholders in 2025: Mr. Dov Ofer | Management | For | For | For | |||||||||||||||||||||
1c. | Re-election/ initial election of Class I Director for a three- year term until the Company's annual general meeting of shareholders in 2025: Mr. Jae Hyun (Jay) Lee | Management | For | For | For | |||||||||||||||||||||
2. | Re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2022 and until the Company's 2023 annual general meeting of shareholders, and authorization of the Company's board of directors (with power of delegation to the audit committee thereof) to fix such accounting firm's annual compensation | Management | For | For | For | |||||||||||||||||||||
BOOT BARN HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 099406100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BOOT | Meeting Date | 29-Aug-2022 | |||||||||||||||||||||||
ISIN | US0994061002 | Agenda | 935687787 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Director: Peter Starrett | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Director: Chris Bruzzo | Management | For | For | For | |||||||||||||||||||||
1.3 | Election of Director: Eddie Burt | Management | For | For | For | |||||||||||||||||||||
1.4 | Election of Director: James G. Conroy | Management | For | For | For | |||||||||||||||||||||
1.5 | Election of Director: Lisa G. Laube | Management | For | For | For | |||||||||||||||||||||
1.6 | Election of Director: Anne MacDonald | Management | For | For | For | |||||||||||||||||||||
1.7 | Election of Director: Brenda I. Morris | Management | For | For | For | |||||||||||||||||||||
1.8 | Election of Director: Brad Weston | Management | For | For | For | |||||||||||||||||||||
2. | To vote on a non-binding advisory resolution to approve the compensation paid to named executive officers for fiscal 2022 ("say-on-pay"). | Management | For | For | For | |||||||||||||||||||||
3. | Ratification of Deloitte & Touche LLP as the independent auditor for the fiscal year ending April 1, 2023. | Management | For | For | For | |||||||||||||||||||||
COMPUGEN LTD. | ||||||||||||||||||||||||||
Security | M25722105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CGEN | Meeting Date | 14-Sep-2022 | |||||||||||||||||||||||
ISIN | IL0010852080 | Agenda | 935699655 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1a. | Re-election of Director to hold office until 2023 annual general meeting: Paul Sekhri | Management | For | For | For | |||||||||||||||||||||
1b. | Re-election of Director to hold office until 2023 annual general meeting: Anat Cohen- Dayag, Ph.D. | Management | For | For | For | |||||||||||||||||||||
1c. | Re-election of Director to hold office until 2023 annual general meeting: Eran Perry | Management | For | For | For | |||||||||||||||||||||
1d. | Re-election of Director to hold office until 2023 annual general meeting: Gilead Halevy | Management | For | For | For | |||||||||||||||||||||
1e. | Re-election of Director to hold office until 2023 annual general meeting: Mathias Hukkelhoven, Ph.D. | Management | For | For | For | |||||||||||||||||||||
1f. | Re-election of Director to hold office until 2023 annual general meeting: Kinneret Livnat Savitzky, Ph.D. | Management | For | For | For | |||||||||||||||||||||
1g. | Re-election of Director to hold office until 2023 annual general meeting: Sanford (Sandy) Zweifach | Management | For | For | For | |||||||||||||||||||||
2. | To re-appoint Kost Forer Gabbay & Kasierer (a member of Ernst & Young Global), as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022, and until the next annual general meeting of the Company's shareholders, and to authorize the Board of Directors, upon recommendation of the Audit Committee, to determine the remuneration of Kost Forer Gabbay & Kasierer (a member of Ernst & Young Global), in accordance with the volume and nature of its services. | Management | For | For | For | |||||||||||||||||||||
AUDIOCODES LTD. | ||||||||||||||||||||||||||
Security | M15342104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AUDC | Meeting Date | 14-Sep-2022 | |||||||||||||||||||||||
ISIN | IL0010829658 | Agenda | 935702832 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | TO REELECT MS. ZEHAVA SIMON AS A CLASS I DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS | Management | For | For | For | |||||||||||||||||||||
2. | TO REELECT MS. SHIRA FAYANS BIRENBAUM AS A CLASS II DIRECTOR FOR A TERM OF ONE YEAR | Management | For | For | For | |||||||||||||||||||||
3. | TO APPROVE THE RENEWAL OF THE COMPENSATION POLICY FOR OFFICERS AND DIRECTORS OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
3A. | PLEASE NOTE: with respect to Proposal 3, please indicate by checking the box at right, that you are NOT a controlling shareholder and that you do NOT have a personal interest in this resolution (see explanation on the right side of this card) If you do not check the box, your vote will be classified as a vote subject to personal interest with respect to proposal 3 and, therefore, will not be counted as a part of the non- interested votes. | Management | For | None | ||||||||||||||||||||||
4. | TO APPROVE THE GRANT OF UP TO 7,500 RESTRICTED SHARE UNITS TO EACH NEWLY APPOINTED DIRECTOR OF THE COMPANY, OTHER THAN DIRECTORS CURRENTLY EMPLOYED BY THE COMPANY | Management | For | For | For | |||||||||||||||||||||
5. | TO APPROVE THE GRANT OF 3,750 RESTRICTED SHARE UNITS TO MS. SHIRA FAYANS BIRENBAUM | Management | For | For | For | |||||||||||||||||||||
6. | TO RATIFY THE APPOINTMENT OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2022, AND TO AUTHORIZE THE BOARD OF DIRECTORS (OR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, IF SO AUTHORIZED BY THE BOARD) TO DETERMINE THE COMPENSATION OF THE AUDITORS | Management | For | For | For | |||||||||||||||||||||
AKOUSTIS TECHNOLOGIES, INC. | ||||||||||||||||||||||||||
Security | 00973N102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AKTS | Meeting Date | 10-Nov-2022 | |||||||||||||||||||||||
ISIN | US00973N1028 | Agenda | 935714851 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Steven P. DenBaars | For | For | For | ||||||||||||||||||||||
2 | Arthur E. Geiss | For | For | For | ||||||||||||||||||||||
3 | J. Michael McGuire | For | For | For | ||||||||||||||||||||||
4 | Jeffrey K. McMahon | For | For | For | ||||||||||||||||||||||
5 | Jerry D. Neal | For | For | For | ||||||||||||||||||||||
6 | Suzanne B. Rudy | For | For | For | ||||||||||||||||||||||
7 | Jeffrey B. Shealy | For | For | For | ||||||||||||||||||||||
2. | Proposal to approve, on a non-binding, advisory basis, the compensation paid to our named executive officers. | Management | For | For | For | |||||||||||||||||||||
3. | Proposal to approve, as required by Nasdaq Marketplace Rule 5635(d), the potential issuance of shares of the Company's common stock in respect of the Company's 6.0% Convertible Senior Notes due 2027 (the "2027 Notes") exceeding 19.99% of the number of shares of common stock outstanding at the time of the issuance of the 2027 Notes, including upon the conversion of the 2027 Notes, upon payment of interest thereon, and upon certain make-whole payments. | Management | For | For | For | |||||||||||||||||||||
4. | Proposal to approve an amendment to the Company's 2018 Stock Incentive Plan to increase the number of shares reserved for issuance thereunder from 6,000,000 to 12,000,000 shares. | Management | For | For | For | |||||||||||||||||||||
5. | Proposal to approve an amendment to the Company's Certificate of Incorporation increasing the number of authorized shares of common stock from 100,000,000 to 125,000,000 shares. | Management | For | For | For | |||||||||||||||||||||
6. | Proposal to approve an amendment to the Company's Certificate of Incorporation to update the exculpation provision to limit the liability of certain officers of the Company as permitted by recent amendments to Delaware law. | Management | For | For | For | |||||||||||||||||||||
7. | Proposal to ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | For | For | For | |||||||||||||||||||||
EBIX, INC. | ||||||||||||||||||||||||||
Security | 278715206 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | EBIX | Meeting Date | 16-Nov-2022 | |||||||||||||||||||||||
ISIN | US2787152063 | Agenda | 935723824 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Director to serve until the 2023 Annual Meeting: Robin Raina | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Director to serve until the 2023 Annual Meeting: Hans U. Benz | Management | For | For | For | |||||||||||||||||||||
1.3 | Election of Director to serve until the 2023 Annual Meeting: Pavan Bhalla | Management | For | For | For | |||||||||||||||||||||
1.4 | Election of Director to serve until the 2023 Annual Meeting: Neil Eckert | Management | For | For | For | |||||||||||||||||||||
1.5 | Election of Director to serve until the 2023 Annual Meeting: George W. Hebard, III | Management | For | For | For | |||||||||||||||||||||
1.6 | Election of Director to serve until the 2023 Annual Meeting: Rolf Herter | Management | For | For | For | |||||||||||||||||||||
1.7 | Election of Director to serve until the 2023 Annual Meeting: Priyanka Kaul | Management | For | For | For | |||||||||||||||||||||
1.8 | Election of Director to serve until the 2023 Annual Meeting: Hans Ueli Keller | Management | For | For | For | |||||||||||||||||||||
2. | To ratify the appointment of KG Somani & Co. as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | For | |||||||||||||||||||||
3. | To approve, in a non-binding advisory vote, the compensation of our named executive officers. | Management | For | For | For | |||||||||||||||||||||
NAPCO SECURITY TECHNOLOGIES, INC. | ||||||||||||||||||||||||||
Security | 630402105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NSSC | Meeting Date | 05-Dec-2022 | |||||||||||||||||||||||
ISIN | US6304021057 | Agenda | 935728228 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: Richard L. Soloway | Management | For | For | For | |||||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: Kevin S. Buchel | Management | For | For | For | |||||||||||||||||||||
2. | TO CONSIDER ADOPTION OF THE 2022 EMPLOYEE STOCK OPTION PLAN | Management | For | For | For | |||||||||||||||||||||
3. | RATIFICATION OF BAKER TILLY US, LLP AS THE COMPANY'S 2022 INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | For | For | For | |||||||||||||||||||||
4. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS | Management | For | For | For | |||||||||||||||||||||
BILL.COM HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 090043100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BILL | Meeting Date | 08-Dec-2022 | |||||||||||||||||||||||
ISIN | US0900431000 | Agenda | 935723660 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Steven Cakebread | For | For | For | ||||||||||||||||||||||
2 | David Hornik | For | For | For | ||||||||||||||||||||||
3 | Brian Jacobs | For | For | For | ||||||||||||||||||||||
4 | Allie Kline | For | For | For | ||||||||||||||||||||||
2. | Ratification of the Appointment of Ernst and Young LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending June 30, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | For | |||||||||||||||||||||
NANO DIMENSION LTD. | ||||||||||||||||||||||||||
Security | 63008G203 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | NNDM | Meeting Date | 13-Dec-2022 | |||||||||||||||||||||||
ISIN | US63008G2030 | Agenda | 935739346 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | To increase the Company's registered share capital and to cancel its nominal value per share and to amend and restate the Company's Amended and Restated Articles of Association to reflect the same. | Management | For | For | For | |||||||||||||||||||||
2. | To approve an update to the form of the Company's Indemnification Agreement with its directors and officers and to amend the Company's Amended and Restated Articles of Association to reflect the same. | Management | For | For | For | |||||||||||||||||||||
2a. | Do you confirm that you are a controlling shareholder of the Company and/or have a personal interest (as such terms are defined in the Companies Law and in the Proxy Statement) in Proposal No. 2? if you indicate YES for this item 2a, YOUR SHARES WILL NOT BE COUNTED for vote on Proposal No. 2. YES I am/We are controlling shareholder of the Company and/or have a personal interest in Proposal No. 2. MARK "FOR" = YES OR "AGAINST" = NO. | Management | For | None | ||||||||||||||||||||||
3. | To approve amended and restated Series B Warrants in consideration of an additional investment by Mr. Yoav Stern, the Company's Chief Executive Officer and Chairman of the Board. | Management | For | For | For | |||||||||||||||||||||
3a. | Do you confirm that you are a controlling shareholder of the Company and/or have a personal interest (as such terms are defined in the Companies Law and in the Proxy Statement) in Proposal No. 3? if you indicate YES for this item 3a, YOUR SHARES WILL NOT BE COUNTED for vote on Proposal No. 3. YES I am/We are controlling shareholder of the Company and/or have a personal interest in Proposal No. 3. MARK "FOR" = YES OR "AGAINST" = NO. | Management | For | None | ||||||||||||||||||||||
WIX.COM LTD | ||||||||||||||||||||||||||
Security | M98068105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | WIX | Meeting Date | 19-Dec-2022 | |||||||||||||||||||||||
ISIN | IL0011301780 | Agenda | 935735881 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1a. | Re-election of Class III Director to serve until the 2025 Annual Meeting: Avishai Abrahami | Management | For | For | For | |||||||||||||||||||||
1b. | Re-election of Class III Director to serve until the 2025 Annual Meeting: Diane Greene | Management | For | For | For | |||||||||||||||||||||
1c. | Re-election of Class III Director to serve until the 2025 Annual Meeting: Mark Tluszcz | Management | For | For | For | |||||||||||||||||||||
2.1 | To amend and readopt the Company's Compensation Policy - Executives. | Management | For | For | For | |||||||||||||||||||||
2a. | Answer YES if you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the Companies Law) in item 2.1. Mark "for" = yes or "against" = no. | Management | For | None | ||||||||||||||||||||||
2.2 | To amend and readopt the Company's Compensation Policy - Directors. | Management | For | For | For | |||||||||||||||||||||
2b. | Answer YES if you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the Companies Law) in item 2.2. Mark "for" = yes or "against" = no. | Management | For | None | ||||||||||||||||||||||
3. | To amend and readopt the compensation arrangement of the Company's non- executive directors. | Management | For | For | For | |||||||||||||||||||||
4. | To approve the offer to exchange certain options held by non- director and non- executive employees of the Company and its subsidiaries. | Management | For | For | For | |||||||||||||||||||||
5. | To ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | For | |||||||||||||||||||||
GRID DYNAMICS HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 39813G109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | GDYN | Meeting Date | 22-Dec-2022 | |||||||||||||||||||||||
ISIN | US39813G1094 | Agenda | 935734120 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Eric Benhamou | For | For | For | ||||||||||||||||||||||
2 | Weihang Wang | For | For | For | ||||||||||||||||||||||
3 | Patrick Nicolet | For | For | For | ||||||||||||||||||||||
2. | The ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | For | For | For | |||||||||||||||||||||
NANO-X IMAGING LTD. | ||||||||||||||||||||||||||
Security | M70700105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NNOX | Meeting Date | 28-Dec-2022 | |||||||||||||||||||||||
ISIN | IL0011681371 | Agenda | 935740147 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Re-election of Class II Director to serve until the Company's annual general meeting of shareholders in 2025: Erez Alroy | Management | For | For | For | |||||||||||||||||||||
1.2 | Re-election of Class II Director to serve until the Company's annual general meeting of shareholders in 2025: Noga Kainan | Management | For | For | For | |||||||||||||||||||||
2. | To approve the award of options to the non- executive directors Erez Alroy, Noga Kainan and Dan Suesskind, provided that in the case of Erez Alroy and Noga Kainan, subject to their respective election as directors at the Meeting under Proposal 1. | Management | For | For | For | |||||||||||||||||||||
3. | To approve the compensation of Mr. Ran Poliakine as non - executive Chairman of the Board of Directors. | Management | For | For | For | |||||||||||||||||||||
4. | To approve the re-appointment of Kesselman & Kesselman, Certified Public Accountants (Isr.), a member firm of PricewaterhouseCoopers International Limited, as the Company's independent registered public accountants for the fiscal year ending December 31, 2022 and for such additional period until our next annual general meeting. | Management | For | For | For | |||||||||||||||||||||
KORNIT DIGITAL LTD. | ||||||||||||||||||||||||||
Security | M6372Q113 | Meeting Type | Special | |||||||||||||||||||||||
Ticker Symbol | KRNT | Meeting Date | 29-Dec-2022 | |||||||||||||||||||||||
ISIN | IL0011216723 | Agenda | 935745628 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | Approval of the compensation terms of Lauri Hanover, the Company's new Chief Financial Officer. | Management | For | For | For | |||||||||||||||||||||
2. | Approval of an amended package of employment terms for Ronen Samuel, the Company's Chief Executive Officer, in order to increase his annual long-term incentive opportunity. | Management | For | For | For | |||||||||||||||||||||
2a. | By checking the box marked "FOR", the undersigned hereby confirms that he, she or it is not a "controlling shareholder" and does not have a "personal interest" (i.e., a conflict of interest) in the approval of Proposal 2 (in each case as defined in the Companies Law and described in the Proxy Statement). If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST". [MUST COMPLETE ITEM 2A] | Management | For | None | ||||||||||||||||||||||
BRAINSWAY LTD. | ||||||||||||||||||||||||||
Security | 10501L106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BWAY | Meeting Date | 20-Mar-2023 | |||||||||||||||||||||||
ISIN | US10501L1061 | Agenda | 935770532 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | RESOLVED, that Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, be, and hereby is, appointed as the independent auditors of the Company for the year 2022 and for an additional period until the next annual general meeting and to authorize the Board of Directors to determine their compensation for the year. | Management | For | For | For | |||||||||||||||||||||
2a. | RESOLVED, that Mr. Ami Boehm be, and hereby is, elected to hold office as a director of the Company until the next annual general meeting of the Company. | Management | For | For | For | |||||||||||||||||||||
2b. | RESOLVED, that Dr. David Zacut be, and hereby is, elected to hold office as a director of the Company until the next annual general meeting of the Company. | Management | For | For | For | |||||||||||||||||||||
2c. | RESOLVED, that Mr. Avner Hagai be, and hereby is, elected to hold office as a director of the Company until the next annual general meeting of the Company. | Management | For | For | For | |||||||||||||||||||||
2d. | RESOLVED, that Mr. Avner Lushi be, and hereby is, elected to hold office as a director of the Company until the next annual general meeting of the Company. | Management | For | For | For | |||||||||||||||||||||
2e. | RESOLVED, that Ms. Eti Mitrany be, and hereby is, elected to hold office as a director of the Company until the next annual general meeting of the Company. | Management | For | For | For | |||||||||||||||||||||
2f. | RESOLVED, that Ms. Karen Sarid be, and hereby is, elected to hold office as a director of the Company until the next annual general meeting of the Company. | Management | For | For | For | |||||||||||||||||||||
2g. | RESOLVED, that Prof. Avraham Zangen be, and hereby is, elected to hold office as a director of the Company until the next annual general meeting of the Company. | Management | For | For | For | |||||||||||||||||||||
2h. | RESOLVED, that Mr. Yossi Ben Shalom be, and hereby is, elected to hold office as a director of the Company until the next annual general meeting of the Company. | Management | For | For | For | |||||||||||||||||||||
3. | RESOLVED, to approve the compensation of Mr. Ami Boehm, in his capacity as Chairman of the Board of Directors, on the terms described in the Proxy Statement. | Management | For | For | For | |||||||||||||||||||||
4. | RESOLVED, to approve the compensation of Dr. David Zacut, for his role as a special consultant to the Company, on the terms described in the Proxy Statement. | Management | For | For | For | |||||||||||||||||||||
5. | RESOLVED, to approve the terms of compensation of Mr. Hadar Levy, the Company's chief executive officer, on the terms described in the Proxy Statement. | Management | For | For | For | |||||||||||||||||||||
5a. | Are you a controlling shareholder or do you have a personal interest in approval of proposal 5 above? (Response required for vote to be counted.) If you are not a controlling shareholder and you do not have personal interest, please mark - NO. MARK "FOR" = YES OR "AGAINST" = NO. | Management | For | None | ||||||||||||||||||||||
6. | RESOLVED, to approve an amendment of the Compensation Policy of the Company as set forth in the Proxy Statement. | Management | For | For | For | |||||||||||||||||||||
6a. | Are you a controlling shareholder or do you have a personal interest in approval of proposal 6 above? (Response required for vote to be counted.) If you are not a controlling shareholder and you do not have personal interest, please mark - NO. MARK "FOR" = YES OR "AGAINST" = NO. | Management | For | None | ||||||||||||||||||||||
NANO DIMENSION LTD. | ||||||||||||||||||||||||||
Security | 63008G203 | Meeting Type | Contested-Special | |||||||||||||||||||||||
Ticker Symbol | NNDM | Meeting Date | 20-Mar-2023 | |||||||||||||||||||||||
ISIN | US63008G2030 | Agenda | 935771053 - Opposition | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | To amend and restate Article 41 (Continuing Directors in the Event of Vacancies) of the Company's Amended and Restated Articles of Association (the "Articles of Association"), as set forth in Proposal 1 in the Proxy Statement, to allow shareholders to fill vacancies on the Board of Directors (the "Board") at a general meeting of shareholders of the Company. | Management | Against | For | Against | |||||||||||||||||||||
2. | To amend and restate clause (f) of Article 42 (Vacation of Office) of the Articles of Association, as set forth in Proposal 2 in the Proxy Statement, to allow shareholders to remove directors by a simple majority at a general meeting of shareholders of the Company. | Management | Against | For | Against | |||||||||||||||||||||
3a. | To remove Yoav Stern from the Board. | Management | Against | For | Against | |||||||||||||||||||||
3b. | To remove Oded Gera from the Board. | Management | Against | For | Against | |||||||||||||||||||||
3c. | To remove Igal Rotem from the Board. | Management | Against | For | Against | |||||||||||||||||||||
3d. | To remove Yoav Nissan-Cohen from the Board. | Management | Against | For | Against | |||||||||||||||||||||
3e. | To remove any and all new directors appointed by the Board (if any) following December 19, 2022 and until the conclusion of the Meeting. | Management | Against | For | Against | |||||||||||||||||||||
4a. | To appoint Kenneth H. Traub to the Board. | Management | Against | For | Against | |||||||||||||||||||||
4b. | To appoint Joshua Rosensweig to the Board. | Management | Against | For | Against | |||||||||||||||||||||
INMODE LTD. | ||||||||||||||||||||||||||
Security | M5425M103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | INMD | Meeting Date | 03-Apr-2023 | |||||||||||||||||||||||
ISIN | IL0011595993 | Agenda | 935772144 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | To re-elect Dr. Hadar Ron to serve as a Class I director of the Company, and to hold office until the annual general meeting of shareholders to be held in 2026 and until her successor is duly elected and qualified, or until her earlier resignation or retirement. | Management | For | For | For | |||||||||||||||||||||
2. | That the Company's authorized share capital be increased from NIS 1,000,000 divided into 100,000,000 Ordinary Shares of a nominal value of NIS 0.01 each, to NIS 2,000,000 divided into 200,000,000 Ordinary Shares of a nominal value of NIS 0.01 each, and that Article 5 of the Company's Articles of Association be amended accordingly. | Management | For | For | For | |||||||||||||||||||||
3. | To approve the amendment to the terms of engagement of Mr. Moshe Mizrahy, the Chief Executive Officer of the Company and Chairman of the Board, as described in the Proxy Statement, dated February 14, 2023. | Management | For | For | For | |||||||||||||||||||||
4. | To approve the amendment to the terms of engagement of Dr. Michael Kreindel, the Chief Technology Officer of the Company and member of the Board, as described in the Proxy Statement, dated February 14, 2023. | Management | For | For | For | |||||||||||||||||||||
5. | To approve and ratify the grant to each of the following Directors of the Company: Dr. Michael Anghel, Mr. Bruce Mann and Dr. Hadar Ron, 2,000 restricted share units under the Company's 2018 Incentive Plan totaling 6,000 restricted share units, half of which shall vest on February 13, 2024, and the remaining half shall vest on February 13, 2025, subject to their continued services on the date of vesting. | Management | For | For | For | |||||||||||||||||||||
6. | To approve the re-appointment of Kesselman & Kesselman Certified Public Accounts, a member of PWC, as the Company's independent auditors for the fiscal year ending December 31, 2023, and its service until the annual general meeting of shareholders to be held in 2024. | Management | For | For | For | |||||||||||||||||||||
�� | ||||||||||||||||||||||||||
CARVANA CO. | ||||||||||||||||||||||||||
Security | 146869102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CVNA | Meeting Date | 01-May-2023 | |||||||||||||||||||||||
ISIN | US1468691027 | Agenda | 935785230 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Director: Michael Maroone | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Director: Neha Parikh | Management | For | For | For | |||||||||||||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | Approval, by an advisory vote, of Carvana's executive compensation. | Management | For | For | For | |||||||||||||||||||||
4. | Approval of an amendment to the Carvana Co. 2017 Omnibus Incentive Plan to increase the maximum number of shares of Class A common stock available for issuance thereunder by 20 million shares. | Management | For | For | For | |||||||||||||||||||||
EDWARDS LIFESCIENCES CORPORATION | ||||||||||||||||||||||||||
Security | 28176E108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | EW | Meeting Date | 11-May-2023 | |||||||||||||||||||||||
ISIN | US28176E1082 | Agenda | 935792261 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Director: Kieran T. Gallahue | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Director: Leslie S. Heisz | Management | For | For | For | |||||||||||||||||||||
1.3 | Election of Director: Paul A. LaViolette | Management | For | For | For | |||||||||||||||||||||
1.4 | Election of Director: Steven R. Loranger | Management | For | For | For | |||||||||||||||||||||
1.5 | Election of Director: Martha H. Marsh | Management | For | For | For | |||||||||||||||||||||
1.6 | Election of Director: Michael A. Mussallem | Management | For | For | For | |||||||||||||||||||||
1.7 | Election of Director: Ramona Sequeira | Management | For | For | For | |||||||||||||||||||||
1.8 | Election of Director: Nicholas J. Valeriani | Management | For | For | For | |||||||||||||||||||||
1.9 | Election of Director: Bernard J. Zovighian | Management | For | For | For | |||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||||||||||||||||||||
3. | Advisory Vote to Approve Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 3 Years | 1 Year | Against | |||||||||||||||||||||
4. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | For | |||||||||||||||||||||
5. | Approval of Amendment of the Certificate of Incorporation to Provide for Exculpation of Officers | Management | For | For | For | |||||||||||||||||||||
6. | Stockholder Proposal regarding Independent Board Chairman Policy | Shareholder | Against | Against | For | |||||||||||||||||||||
DUTCH BROS | ||||||||||||||||||||||||||
Security | 26701L100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | BROS | Meeting Date | 16-May-2023 | |||||||||||||||||||||||
ISIN | US26701L1008 | Agenda | 935806010 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1a. | Election of Director: Travis Boersma | Management | For | For | For | |||||||||||||||||||||
1b. | Election of Director: Shelley Broader | Management | For | For | For | |||||||||||||||||||||
1c. | Election of Director: Thomas Davis | Management | For | For | For | |||||||||||||||||||||
1d. | Election of Director: Kathryn George | Management | For | For | For | |||||||||||||||||||||
1e. | Election of Director: Stephen Gillett | Management | For | For | For | |||||||||||||||||||||
1f. | Election of Director: Jonathan Ricci | Management | For | For | For | |||||||||||||||||||||
1g. | Election of Director: Ann M. Miller | Management | For | For | For | |||||||||||||||||||||
2. | Ratification of the Appointment of KPMG LLP as our Independent Registered Public Accounting Firm for 2023 | Management | For | For | For | |||||||||||||||||||||
3. | Selection, on a non-binding, advisory basis, of the preferred frequency of stockholder advisory votes regarding compensation of our named executive officers | Management | 3 Years | 1 Year | Against | |||||||||||||||||||||
IDEXX LABORATORIES, INC. | ||||||||||||||||||||||||||
Security | 45168D104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | IDXX | Meeting Date | 17-May-2023 | |||||||||||||||||||||||
ISIN | US45168D1046 | Agenda | 935793996 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1a. | Election of Director (Proposal One): Daniel M. Junius | Management | For | For | For | |||||||||||||||||||||
1b. | Election of Director (Proposal One): Lawrence D. Kingsley | Management | For | For | For | |||||||||||||||||||||
1c. | Election of Director (Proposal One): Sophie V. Vandebroek, PhD | Management | For | For | For | |||||||||||||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). | Management | For | For | For | |||||||||||||||||||||
3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). | Management | For | For | For | |||||||||||||||||||||
4. | Advisory Vote on the Frequency of Advisory Votes on Executive Compensation. To recommend, by nonbinding advisory vote, the frequency of future advisory votes on the Company's executive compensation (Proposal Four). | Management | 3 Years | 1 Year | Against | |||||||||||||||||||||
QUICKLOGIC CORPORATION | ||||||||||||||||||||||||||
Security | 74837P405 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | QUIK | Meeting Date | 17-May-2023 | |||||||||||||||||||||||
ISIN | US74837P4054 | Agenda | 935799671 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Christine Russell | For | For | For | ||||||||||||||||||||||
2 | Brian Faith | For | For | For | ||||||||||||||||||||||
3 | Radhika Krishnan | For | For | For | ||||||||||||||||||||||
2. | To approve on a non-binding advisory basis, the compensation of QuickLogic's named executive officers. | Management | For | For | For | |||||||||||||||||||||
3. | To vote, on a non-binding advisory basis, on the frequency of holding an advisory vote on the compensation of our named executive officers. | Management | 3 Years | 3 Years | For | |||||||||||||||||||||
4. | To ratify the appointment of Moss Adams LLP as QuickLogic's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
ALTERYX, INC. | ||||||||||||||||||||||||||
Security | 02156B103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | AYX | Meeting Date | 17-May-2023 | |||||||||||||||||||||||
ISIN | US02156B1035 | Agenda | 935805892 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Charles R. Cory | For | For | For | ||||||||||||||||||||||
2 | Jeffrey L. Horing | For | For | For | ||||||||||||||||||||||
3 | Dean A. Stoecker | For | For | For | ||||||||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||||||||||||||||||
CLEARPOINT NEURO, INC. | ||||||||||||||||||||||||||
Security | 18507C103 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CLPT | Meeting Date | 24-May-2023 | |||||||||||||||||||||||
ISIN | US18507C1036 | Agenda | 935817950 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Joseph M. Burnett | For | For | For | ||||||||||||||||||||||
2 | Lynnette C. Fallon | For | For | For | ||||||||||||||||||||||
3 | R. John Fletcher | For | For | For | ||||||||||||||||||||||
4 | Pascal E.R. Girin | For | For | For | ||||||||||||||||||||||
5 | B. Kristine Johnson | For | For | For | ||||||||||||||||||||||
6 | Matthew B. Klein | For | For | For | ||||||||||||||||||||||
7 | Linda M. Liau | For | For | For | ||||||||||||||||||||||
8 | Timothy T. Richards | For | For | For | ||||||||||||||||||||||
2. | Ratification of the appointment of Cherry Bekaert LLP as ClearPoint Neuro, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | An advisory (non-binding) vote to approve the compensation of ClearPoint Neuro, Inc.'s named executive officers. | Management | For | For | For | |||||||||||||||||||||
4. | Approval of an amendment to the Amended and Restated Certificate of Incorporation of ClearPoint Neuro, Inc. | Management | For | For | For | |||||||||||||||||||||
TTEC HOLDINGS, INC. | ||||||||||||||||||||||||||
Security | 89854H102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TTEC | Meeting Date | 24-May-2023 | |||||||||||||||||||||||
ISIN | US89854H1023 | Agenda | 935821050 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1a. | Election of Director: Kenneth D. Tuchman | Management | For | For | For | |||||||||||||||||||||
1b. | Election of Director: Steven J. Anenen | Management | For | For | For | |||||||||||||||||||||
1c. | Election of Director: Tracy L. Bahl | Management | For | For | For | |||||||||||||||||||||
1d. | Election of Director: Gregory A. Conley | Management | For | For | For | |||||||||||||||||||||
1e. | Election of Director: Robert N. Frerichs | Management | For | For | For | |||||||||||||||||||||
1f. | Election of Director: Marc L. Holtzman | Management | For | For | For | |||||||||||||||||||||
1g. | Election of Director: Gina L. Loften | Management | For | For | For | |||||||||||||||||||||
1h. | Election of Director: Ekta Singh-Bushell | Management | For | For | For | |||||||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as TTEC's Independent Registered Public Accounting Firm for 2023. | Management | For | For | For | |||||||||||||||||||||
3. | Say on Pay shareholder vote. | Management | For | For | For | |||||||||||||||||||||
4. | Frequency of Say on Pay vote. | Management | 3 Years | 3 Years | For | |||||||||||||||||||||
CLOUDFLARE, INC. | ||||||||||||||||||||||||||
Security | 18915M107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NET | Meeting Date | 01-Jun-2023 | |||||||||||||||||||||||
ISIN | US18915M1071 | Agenda | 935831859 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Scott Sandell | For | For | For | ||||||||||||||||||||||
2 | Michelle Zatlyn | For | For | For | ||||||||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||||||||||||||||||
GLAUKOS CORPORATION | ||||||||||||||||||||||||||
Security | 377322102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | GKOS | Meeting Date | 01-Jun-2023 | |||||||||||||||||||||||
ISIN | US3773221029 | Agenda | 935833930 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Denice M. Torres | For | For | For | ||||||||||||||||||||||
2 | Aimee S. Weisner | For | For | For | ||||||||||||||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | For | |||||||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
EPAM SYSTEMS, INC. | ||||||||||||||||||||||||||
Security | 29414B104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | EPAM | Meeting Date | 02-Jun-2023 | |||||||||||||||||||||||
ISIN | US29414B1044 | Agenda | 935827987 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Class II Director to hold office for a three-year term: Eugene Roman | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Class II Director to hold office for a three-year term: Jill Smart | Management | For | For | For | |||||||||||||||||||||
1.3 | Election of Class II Director to hold office for a three-year term: Ronald Vargo | Management | For | For | For | |||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | To approve, on an advisory and non- binding basis, the compensation for our named executive officers as disclosed in this Proxy Statement. | Management | For | For | For | |||||||||||||||||||||
NOVOCURE LIMITED | ||||||||||||||||||||||||||
Security | G6674U108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NVCR | Meeting Date | 07-Jun-2023 | |||||||||||||||||||||||
ISIN | JE00BYSS4X48 | Agenda | 935819790 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1a. | Election of Director: Asaf Danziger | Management | For | For | For | |||||||||||||||||||||
1b. | Election of Director: William Doyle | Management | For | For | For | |||||||||||||||||||||
1c. | Election of Director: Jeryl Hilleman | Management | For | For | For | |||||||||||||||||||||
1d. | Election of Director: David Hung | Management | For | For | For | |||||||||||||||||||||
1e. | Election of Director: Kinyip Gabriel Leung | Management | For | For | For | |||||||||||||||||||||
1f. | Election of Director: Martin Madden | Management | For | For | For | |||||||||||||||||||||
1g. | Election of Director: Allyson Ocean | Management | For | For | For | |||||||||||||||||||||
1h. | Election of Director: Timothy Scannell | Management | For | For | For | |||||||||||||||||||||
1i. | Election of Director: Kristin Stafford | Management | For | For | For | |||||||||||||||||||||
1j. | Election of Director: William Vernon | Management | For | For | For | |||||||||||||||||||||
2. | The approval and ratification of the appointment, by the Audit Committee of our Board of Directors, of Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as the auditor and independent registered public accounting firm of the Company for the Company's fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | A non-binding advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||||||||||||
PROCORE TECHNOLOGIES, INC. | ||||||||||||||||||||||||||
Security | 74275K108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PCOR | Meeting Date | 07-Jun-2023 | |||||||||||||||||||||||
ISIN | US74275K1088 | Agenda | 935836126 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Class II Director to hold office until the 2026 annual meeting: Craig F. Courtemanche, Jr. | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Class II Director to hold office until the 2026 annual meeting: Kathryn A. Bueker | Management | For | For | For | |||||||||||||||||||||
1.3 | Election of Class II Director to hold office until the 2026 annual meeting: Nanci E. Caldwell | Management | For | For | For | |||||||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | |||||||||||||||||||||
4. | To approve, on an advisory basis, the preferred frequency of future stockholder advisory votes on the compensation of the Company's named executive officers. | Management | 3 Years | 1 Year | Against | |||||||||||||||||||||
IMPINJ, INC. | ||||||||||||||||||||||||||
Security | 453204109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PI | Meeting Date | 08-Jun-2023 | |||||||||||||||||||||||
ISIN | US4532041096 | Agenda | 935847799 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Director: Daniel Gibson | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Director: Umesh Padval | Management | For | For | For | |||||||||||||||||||||
1.3 | Election of Director: Steve Sanghi | Management | For | For | For | |||||||||||||||||||||
1.4 | Election of Director: Cathal Phelan | Management | For | For | For | |||||||||||||||||||||
1.5 | Election of Director: Meera Rao | Management | For | For | For | |||||||||||||||||||||
1.6 | Election of Director: Chris Diorio | Management | For | For | For | |||||||||||||||||||||
1.7 | Election of Director: Miron Washington | Management | For | For | For | |||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | To approve, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||||||||||||||||||
4. | To approve a stockholder proposal regarding certain limitations on future amendments to our bylaws. | Shareholder | Against | Against | For | |||||||||||||||||||||
VELO3D, INC. | ||||||||||||||||||||||||||
Security | 92259N104 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | VLD | Meeting Date | 08-Jun-2023 | |||||||||||||||||||||||
ISIN | US92259N1046 | Agenda | 935849200 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Michael Idelchik | For | For | For | ||||||||||||||||||||||
2 | Stefan Krause | For | For | For | ||||||||||||||||||||||
3 | Ellen Smith | For | For | For | ||||||||||||||||||||||
2. | Ratification of the appointment of Independent Registered Accounting Firm PricewaterhouseCoopers LLP for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | Approval of an amendment to our Certificate of Incorporation to permit the exculpation of officers. | Management | For | For | For | |||||||||||||||||||||
TWILIO INC. | ||||||||||||||||||||||||||
Security | 90138F102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | TWLO | Meeting Date | 13-Jun-2023 | |||||||||||||||||||||||
ISIN | US90138F1021 | Agenda | 935837421 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Charles Bell | For | For | For | ||||||||||||||||||||||
2 | Jeffrey Immelt | For | For | For | ||||||||||||||||||||||
3 | Erika Rottenberg | For | For | For | ||||||||||||||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||||||||||||||||||
NV5 GLOBAL, INC. | ||||||||||||||||||||||||||
Security | 62945V109 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NVEE | Meeting Date | 13-Jun-2023 | |||||||||||||||||||||||
ISIN | US62945V1098 | Agenda | 935853019 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Director to hold office until the next annual meeting: Dickerson Wright | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Director to hold office until the next annual meeting: Alexander A. Hockman | Management | For | For | For | |||||||||||||||||||||
1.3 | Election of Director to hold office until the next annual meeting: MaryJo E. O'Brien | Management | For | For | For | |||||||||||||||||||||
1.4 | Election of Director to hold office until the next annual meeting: William D. Pruitt | Management | For | For | For | |||||||||||||||||||||
1.5 | Election of Director to hold office until the next annual meeting: François Tardan | Management | For | For | For | |||||||||||||||||||||
1.6 | Election of Director to hold office until the next annual meeting: Laurie Conner | Management | For | For | For | |||||||||||||||||||||
1.7 | Election of Director to hold office until the next annual meeting: Denise Dickins | Management | For | For | For | |||||||||||||||||||||
1.8 | Election of Director to hold office until the next annual meeting: Brian C. Freckmann | Management | For | For | For | |||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 30, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | To conduct a non-binding advisory vote to approve the compensation paid to the Company's named executive officers. | Management | For | For | For | |||||||||||||||||||||
4. | To approve the NV5 Global, Inc. 2023 Equity Incentive Plan. | Management | For | For | For | |||||||||||||||||||||
PURE STORAGE, INC. | ||||||||||||||||||||||||||
Security | 74624M102 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PSTG | Meeting Date | 14-Jun-2023 | |||||||||||||||||||||||
ISIN | US74624M1027 | Agenda | 935850354 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Andrew Brown | For | For | For | ||||||||||||||||||||||
2 | John Colgrove | For | For | For | ||||||||||||||||||||||
3 | Roxanne Taylor | For | For | For | ||||||||||||||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending February 4, 2024. | Management | For | For | For | |||||||||||||||||||||
3. | An advisory vote on our named executive officer compensation. | Management | For | For | For | |||||||||||||||||||||
4. | An advisory vote regarding the frequency of future advisory votes on our named executive officer compensation. | Management | 3 Years | 1 Year | Against | |||||||||||||||||||||
REPAY HOLDINGS CORPORATION | ||||||||||||||||||||||||||
Security | 76029L100 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | RPAY | Meeting Date | 14-Jun-2023 | |||||||||||||||||||||||
ISIN | US76029L1008 | Agenda | 935857207 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Class I Director for terms expiring at the 2024 Annual Meeting: Shaler Alias | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Class I Director for terms expiring at the 2024 Annual Meeting: Richard E. Thornburgh | Management | For | For | For | |||||||||||||||||||||
1.3 | Election of Class I Director for terms expiring at the 2024 Annual Meeting: Paul R. Garcia | Management | For | For | For | |||||||||||||||||||||
1.4 | Election of Class III Director for terms expiring at the 2024 Annual Meeting: William Jacobs | Management | For | For | For | |||||||||||||||||||||
1.5 | Election of Class III Director for terms expiring at the 2024 Annual Meeting: Peter "Pete" J. Kight | Management | For | For | For | |||||||||||||||||||||
1.6 | Election of Class III Director for terms expiring at the 2024 Annual Meeting: John Morris | Management | For | For | For | |||||||||||||||||||||
2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||||||||||||||||||
3. | To ratify the appointment of Grant Thornton, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
PROCEPT BIOROBOTICS CORPORATION | ||||||||||||||||||||||||||
Security | 74276L105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | PRCT | Meeting Date | 15-Jun-2023 | |||||||||||||||||||||||
ISIN | US74276L1052 | Agenda | 935838980 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Class II Director to serve until 2026 annual meeting of shareholders and until their successors are duly elected and qualified: Frederic Moll, M.D | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Class II Director to serve until 2026 annual meeting of shareholders and until their successors are duly elected and qualified: Antal Desai | Management | For | For | For | |||||||||||||||||||||
1.3 | Election of Class II Director to serve until 2026 annual meeting of shareholders and until their successors are duly elected and qualified: Mary Garrett | Management | For | For | For | |||||||||||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm. | Management | For | For | For | |||||||||||||||||||||
3. | Approval, on an advisory basis, of the frequency of future advisory votes on executive compensation. | Management | 3 Years | 1 Year | Against | |||||||||||||||||||||
MONOLITHIC POWER SYSTEMS, INC. | ||||||||||||||||||||||||||
Security | 609839105 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MPWR | Meeting Date | 15-Jun-2023 | |||||||||||||||||||||||
ISIN | US6098391054 | Agenda | 935853069 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Director: Victor K. Lee | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Director: James C. Moyer | Management | For | For | For | |||||||||||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | Approve, on an advisory basis, the 2022 executive compensation. | Management | For | For | For | |||||||||||||||||||||
4. | Recommend, on an advisory basis, the frequency of future advisory votes on the executive compensation. | Management | 3 Years | 1 Year | Against | |||||||||||||||||||||
5. | Approve the amendment and restatement of the Monolithic Power Systems, Inc. 2004 Employee Stock Purchase Plan. | Management | For | For | For | |||||||||||||||||||||
VUZIX CORPORATION | ||||||||||||||||||||||||||
Security | 92921W300 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | VUZI | Meeting Date | 15-Jun-2023 | |||||||||||||||||||||||
ISIN | US92921W3007 | Agenda | 935858780 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1a. | Election of Director to serve until the 2024 Annual Meeting: Paul Travers | Management | For | For | For | |||||||||||||||||||||
1b. | Election of Director to serve until the 2024 Annual Meeting: Grant Russell | Management | For | For | For | |||||||||||||||||||||
1c. | Election of Director to serve until the 2024 Annual Meeting: Edward Kay | Management | For | For | For | |||||||||||||||||||||
1d. | Election of Director to serve until the 2024 Annual Meeting: Timothy Harned | Management | For | For | For | |||||||||||||||||||||
1e. | Election of Director to serve until the 2024 Annual Meeting: Emily Nagle Green | Management | For | For | For | |||||||||||||||||||||
1f. | Election of Director to serve until the 2024 Annual Meeting: Raj Rajgopal | Management | For | For | For | |||||||||||||||||||||
1g. | Election of Director to serve until the 2024 Annual Meeting: Azita Arvani | Management | For | For | For | |||||||||||||||||||||
2. | To ratify the appointment of Freed Maxick, CPAs, P.C. as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
3. | To approve, by non-binding vote, the compensation disclosed in the Proxy Statement of the Company's executive officers, who are named in the Proxy Statement Summary Compensation Table. | Management | For | For | For | |||||||||||||||||||||
4. | To approve the Vuzix Corporation 2023 Equity Incentive Plan. | Management | For | For | For | |||||||||||||||||||||
COINBASE GLOBAL, INC. | ||||||||||||||||||||||||||
Security | 19260Q107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | COIN | Meeting Date | 16-Jun-2023 | |||||||||||||||||||||||
ISIN | US19260Q1076 | Agenda | 935839881 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Frederick E. Ehrsam III | For | For | For | ||||||||||||||||||||||
2 | Kathryn Haun | For | For | For | ||||||||||||||||||||||
3 | Kelly A. Kramer | For | For | For | ||||||||||||||||||||||
4 | Tobias Lütke | For | For | For | ||||||||||||||||||||||
5 | Gokul Rajaram | For | For | For | ||||||||||||||||||||||
6 | Fred Wilson | For | For | For | ||||||||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
VAPOTHERM, INC. | ||||||||||||||||||||||||||
Security | 922107107 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | VAPO | Meeting Date | 20-Jun-2023 | |||||||||||||||||||||||
ISIN | US9221071072 | Agenda | 935850265 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Election of Director to serve until the 2026 annual meeting: Anthony Arnerich | Management | For | For | For | |||||||||||||||||||||
1.2 | Election of Director to serve until the 2026 annual meeting: Lance Berry | Management | For | For | For | |||||||||||||||||||||
1.3 | Election of Director to serve until the 2026 annual meeting: Donald Spence | Management | For | For | For | |||||||||||||||||||||
2. | To approve an amendment to our Tenth Amended and Restated Certificate of Incorporation, as amended, to give the Board of Directors discretion to effect a reverse stock split of our issued and outstanding shares of common stock at a ratio of between 1-for-3 and 1-for-8, inclusive, such ratio to be determined by the Board of Directors in its sole discretion. | Management | For | For | For | |||||||||||||||||||||
3. | To approve, on an advisory (non-binding) basis, our executive compensation. | Management | For | For | For | |||||||||||||||||||||
4 | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||
5. | To approve one or more adjournments of the annual meeting, if necessary or appropriate, to solicit additional proxies in favor of Proposal No. 2 if there are not sufficient votes at the annual meeting to approve the reverse stock split proposal in Proposal No. 2. | Management | For | For | For | |||||||||||||||||||||
MONGODB, INC. | ||||||||||||||||||||||||||
Security | 60937P106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | MDB | Meeting Date | 27-Jun-2023 | |||||||||||||||||||||||
ISIN | US60937P1066 | Agenda | 935858538 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Archana Agrawal | For | For | For | ||||||||||||||||||||||
2 | Hope Cochran | For | For | For | ||||||||||||||||||||||
3 | Dwight Merriman | For | For | For | ||||||||||||||||||||||
2. | Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||||||||||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2024. | Management | For | For | For | |||||||||||||||||||||
ZUORA, INC. | ||||||||||||||||||||||||||
Security | 98983V106 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | ZUO | Meeting Date | 27-Jun-2023 | |||||||||||||||||||||||
ISIN | US98983V1061 | Agenda | 935866939 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||
1 | Omar P. Abbosh | For | For | For | ||||||||||||||||||||||
2 | Sarah R. Bond | For | For | For | ||||||||||||||||||||||
3 | Jason Pressman | For | For | For | ||||||||||||||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | Management | For | For | For | |||||||||||||||||||||
3. | To approve, on a non-binding advisory basis, the compensation paid by us to our Named Executive Officers as disclosed in this Proxy Statement. | Management | For | For | For | |||||||||||||||||||||
CYBERARK SOFTWARE LTD. | ||||||||||||||||||||||||||
Security | M2682V108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | CYBR | Meeting Date | 28-Jun-2023 | |||||||||||||||||||||||
ISIN | IL0011334468 | Agenda | 935881296 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1a. | Re-Election of Class III Director for a term of three years until the 2026 annual general meeting: Ron Gutler | Management | For | For | For | |||||||||||||||||||||
1b. | Re-Election of Class III Director for a term of three years until the 2026 annual general meeting: Kim Perdikou | Management | For | For | For | |||||||||||||||||||||
1c. | Re-Election of Class III Director for a term of three years until the 2026 annual general meeting: Ehud (Udi) Mokady | Management | For | For | For | |||||||||||||||||||||
1d. | Election of Class I Director for a term of one year until the 2024 annual general meeting: Matthew Cohen | Management | For | For | For | |||||||||||||||||||||
2. | To approve, in accordance with the requirements of the Israeli Companies Law, 5759-1999 (the "Companies Law") the employment terms and compensation package of the Chief Executive Officer, Matthew Cohen, including the adoption of an equity grant plan for the years 2023- 2027, for the grant of performance share units ("PSUs") and restricted share units ("RSUs"). | Management | For | For | For | |||||||||||||||||||||
3. | To approve, in accordance with the requirements of the Companies Law, the employment terms of, and a grant of RSUs and PSUs for 2023 to the Company's Executive Chairman of the Board, Ehud (Udi) Mokady. | Management | For | For | For | |||||||||||||||||||||
4. | To approve certain amendments to the articles of association of the Company. | Management | For | For | For | |||||||||||||||||||||
5. | To approve the re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2023, and until the Company's 2024 annual general meeting of shareholders, and to authorize the Board to fix such accounting firm's annual compensation. | Management | For | For | For | |||||||||||||||||||||
NICE LTD. | ||||||||||||||||||||||||||
Security | 653656108 | Meeting Type | Annual | |||||||||||||||||||||||
Ticker Symbol | NICE | Meeting Date | 17-Jul-2023 | |||||||||||||||||||||||
ISIN | US6536561086 | Agenda | 935899419 - Management | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1a. | To re-elect non-executive Director to the Board of the Company: David Kostman | Management | For | For | For | |||||||||||||||||||||
1b. | To re-elect non-executive Director to the Board of the Company: Rimon Ben-Shaoul | Management | For | For | For | |||||||||||||||||||||
1c. | To re-elect non-executive Director to the Board of the Company: Yehoshua (Shuki) Ehrlich | Management | For | For | For | |||||||||||||||||||||
1d. | To re-elect non-executive Director to the Board of the Company: Leo Apotheker | Management | For | For | For | |||||||||||||||||||||
1e. | To re-elect non-executive Director to the Board of the Company: Joseph (Joe) Cowan | Management | For | For | For | |||||||||||||||||||||
2. | To reapprove the Company's Compensation Policy | Management | For | For | For | |||||||||||||||||||||
2a. | Regarding proposal 2, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. MARK "FOR" = YES OR "AGAINST" = NO | Management | For | None | ||||||||||||||||||||||
3. | To extend the CEO Bonus Plan | Management | For | For | For | |||||||||||||||||||||
3a. | Regarding proposal 3, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. MARK "FOR" = YES OR "AGAINST" = NO | Management | For | None | ||||||||||||||||||||||
4. | To re-appoint the Company's independent auditors and to authorize the Board to set their remuneration | Management | For | For | For |
Account Name: BRETTON FUND
Custodian Name: U.S. BANK, N.A.
MICROSOFT CORPORATION | |||||||||||
Ticker: | MSFT | Meeting Date: | 12/13/2022 | ||||||||
CUSIP | 594918104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Shareholder proposal on analysis of diversity and inclusion. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. Shareholder proposal on report hiring persons with arrest/incarceration records. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal on report on retirement funds in climate change. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proposal on report on government use of Microsoft tech. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. Shareholder proposal on report on development of military products. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
9. Shareholder proposal on report on tax transparency. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
AUTOZONE, INC. | |||||||||||
Ticker: | AZO | Meeting Date: | 12/14/2022 | ||||||||
CUSIP | 05332102 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 10 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Ernst & Young as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Exectuive compensation. | FOR | FOR | WITH | ISSUER | |||||||
VISA INC. | |||||||||||
Ticker: | V | Meeting Date: | 1/24/2023 | ||||||||
CUSIP | 92826C839 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 10 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Exectuive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
4. Appointment of KPMG as auditors. | FOR | FOR | WITH | ISSUER | |||||||
5. Shareholder proposal on independent chair. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
MOODY'S CORPORATION | |||||||||||
Ticker: | MCO | Meeting Date: | 4/18/2023 | ||||||||
CUSIP | 615369105 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 10 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Approval of Restated 2001 Key Employees' Stock Incentive Plan | FOR | FOR | WITH | ISSUER | |||||||
3. Appointment of KPMG as auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
5. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
PERKINELMER, INC. | |||||||||||
Ticker: | PKI | Meeting Date: | 4/24/2023 | ||||||||
CUSIP | 714046109 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 9 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Exectuive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
5.Change the name of the Company from PerkinElmer, Inc. to Revvity, Inc. | FOR | FOR | WITH | ISSUER | |||||||
BANK OF AMERICA CORPORATION | |||||||||||
Ticker: | BAC | Meeting Date: | 4/24/2023 | ||||||||
CUSIP | 060505104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 14 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
4. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
5. Amending and restating the Bank of America Corporation Equity Plan. | FOR | FOR | WITH | ISSUER | |||||||
6. Shareholder proposal requesting an independent board chair. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proposal requesting ratification of termination pay. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. Shareholder proposal requesting greenhouse gas reduction targets. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
9. Shareholder proposal requesting transition planning. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
10. Shareholder proposal on ceassing financing new fossil fuel supplies. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
11. Shareholder proposal requesting a racial equity audit. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
NVR, INC. | |||||||||||
Ticker: | NVR | Meeting Date: | 5/1/2023 | ||||||||
CUSIP | 62944T105 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 10 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of KPMG as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
AMERICAN EXPRESS COMPANY | |||||||||||
Ticker: | AXP | Meeting Date: | 5/1/2023 | ||||||||
CUSIP | 025816109 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 14 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
5. Shareholder proposal on shareholder ratification of termination pay | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. Shareholder proposal relating to abortion & consumer data privacy | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
S&P GLOBAL INC. | |||||||||||
Ticker: | SPGI | Meeting Date: | 5/2/2023 | ||||||||
CUSIP | 78409V104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 13 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
4. Appointment of Ernst & Young LLP as auditors. | FOR | FOR | WITH | ISSUER | |||||||
BERKSHIRE HATHAWAY INC. | |||||||||||
Ticker: | BRK.B | Meeting Date: | 5/5/2023 | ||||||||
CUSIP | 084670702 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 15 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Advisory vote on frequency of executive compensation vote. | 3 Years | 3 Years | WITH | ISSUER | |||||||
4. Shareholder proposal on climate related risks and opportunities. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
5. Shareholder proposal on how climate related risks. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal on greenhouse gas emissions. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proposal on diversity, equity and inclusion efforts. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. Shareholder proposal on separating the Chairman and CEO roles. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
9. Shareholder proposal on avoiding social and political issues. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
THE PROGRESSIVE CORPORATION | |||||||||||
Ticker: | PGR | Meeting Date: | 5/12/2023 | ||||||||
CUSIP | 743315103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
4. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
JPMORGAN CHASE & CO. | |||||||||||
Ticker: | JPM | Meeting Date: | 5/15/2023 | ||||||||
CUSIP | 46625H100 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
4. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
5. Independent board chairman. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Fossil fuel financing. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Animal welfare impact and risk. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. Special shareholder meeting improvement. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
9. Report on climate transition planning. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
10. Report on ensuring respect for civil liberties | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
11. Report on political expenditures. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
12. Greenhouse gas reduction goals. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
ROSS STORES, INC. | |||||||||||
Ticker: | ROST | Meeting Date: | 5/17/2023 | ||||||||
CUSIP | 778296103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 11 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
4. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
UNION PACIFIC CORPORATION | |||||||||||
Ticker: | UNP | Meeting Date: | 5/18/2023 | ||||||||
CUSIP | 907818108 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 10 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
5. Shareholder proposal regarding independent board chairman. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder approval for certain future amendments. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proprosal requesting sick leave policy. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
DREAM FINDERS HOMES, INC. | |||||||||||
Ticker: | DFH | Meeting Date: | 5/22/2023 | ||||||||
CUSIP | 26154D100 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 6 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
UNITEDHEALTH GROUP INCORPORATED | |||||||||||
Ticker: | UNH | Meeting Date: | 6/5/2023 | ||||||||
CUSIP | 91324P102 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 9 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
4. Appointment of Deloitte & Touche as auditors. | FOR | FOR | WITH | ISSUER | |||||||
5. Shareholder proprosal seeking racial equity audit. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal on political contributions report. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proposal on shareholder ratification of termination pay. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
THE TJX COMPANIES, INC. | |||||||||||
Ticker: | TJX | Meeting Date: | 6/6/2023 | ||||||||
CUSIP | 872540109 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 9 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
4. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
5. Shareholder proposal on report on social compliance of supply chain. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. Shareholder proposal for report on supplier employees. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proposal to adopt a paid sick leave policy for all Associates. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
MASTERCARD INCORPORATED | |||||||||||
Ticker: | MA | Meeting Date: | 6/27/2023 | ||||||||
CUSIP | 57636Q104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. Election of 12 directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
3. Advisory vote on frequency of executive compensation vote. | 1 Year | 1 Year | WITH | ISSUER | |||||||
4. Employee Stock Purchase Plan | FOR | FOR | WITH | ISSUER | |||||||
5. Appointment of PricewaterhouseCoopers as auditors. | FOR | FOR | WITH | ISSUER | |||||||
6. Stockholder proposal on report on civil liberties. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
7. Shareholder proposal on report on Merchant Category Code | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
8. Shareholder proposal on report on lobby disclosure. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
9. Stockholders approval of advance notice bylaw amendments. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
10. Report on cost-benefit of diversity and inclusion efforts. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
Mgt Rec - Management Recommended Vote.
Mgmt – Management.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PFS FUNDS
By: /s/ Jeffrey R. Provence
Jeffrey R. Provence, Secretary and Treasurer
Date: 8/11/2023