UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09815
THE ARBITRAGE FUNDS
(exact name of registrant as specified in charter)
41 Madison Avenue, 42nd Floor, New York, NY 10010
(Address of principal executive offices) (Zip code)
John S. Orrico
Water Island Capital, LLC
41 Madison Avenue
42nd Floor
New York, NY 10010
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: 800-295-4485
Date of fiscal year end: May 31
Date of reporting period: July 1, 2019 - June 30, 2020
Item 1 – Proxy Voting Record.
ARBITRAGE FUND
Investment Company Report
HFF, INC.
Security | 40418F108 | Meeting Type | Annual |
Ticker Symbol | HF | Meeting Date | 01-Jul-2019 |
ISIN | US40418F1084 | Agenda | 935048175 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED MARCH 18, 2019, AS AMENDED FROM TIME TO TIME, AMONG HFF, INC. ("HFF"), JONES LANG LASALLE INCORPORATED ("JLL"), JLL CM, INC. AND JLL CMG, LLC PURSUANT TO WHICH A WHOLLY OWNED SUBSIDIARY OF JLL WILL MERGE WITH AND INTO HFF (THE "MERGER") | Management | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO HFF'S EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER | Management | For | For | ||||||
3. | DIRECTOR | Management | ||||||||
1 | Deborah H. McAneny | For | For | |||||||
2 | Steven E. Wheeler | For | For | |||||||
4. | RATIFICATION OF HFF'S INDEPENDENT, REGISTERED CERTIFIED PUBLIC ACCOUNTANTS | Management | For | For | ||||||
5. | ADVISORY VOTE TO APPROVE HFF'S NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For |
GLOBAL BRASS AND COPPER HOLDINGS, INC.
Security | 37953G103 | Meeting Type | Special |
Ticker Symbol | BRSS | Meeting Date | 09-Jul-2019 |
ISIN | US37953G1031 | Agenda | 935050269 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Proposal to adopt the Agreement and Plan of Merger, dated as of April 9, 2019 (the "merger agreement"), by and among Global Brass and Copper Holdings, Inc., Elephant Acquisition Corp. and Wieland-Werke Aktiengesellschaft, pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger. | Management | For | For | |||||
2. | Proposal to approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. | Management | For | For | |||||
3. | Proposal to approve the adjournment of the special meeting, if necessary or appropriate as determined by the Company, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum. | Management | For | For |
AQUANTIA CORP.
Security | 03842Q108 | Meeting Type | Special |
Ticker Symbol | AQ | Meeting Date | 10-Jul-2019 |
ISIN | US03842Q1085 | Agenda | 935052910 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of May 6, 2019 (the "Merger Agreement"), by and among Marvell Technology Group Ltd., a Bermuda exempted company ("Parent"), Antigua Acquisition Corp., a Delaware corporation and wholly- owned subsidiary of Parent, and Aquantia Corp. ("Aquantia") (the "Merger Agreement Proposal"). | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Aquantia's named executive officers in connection with the completion of the merger contemplated by the Merger Agreement (the "Compensation Proposal"). | Management | For | For | |||||
3. | To adjourn the Special Meeting of Aquantia Stockholders (the "Special Meeting"), if necessary or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting to approve the Merger Agreement Proposal (the "Adjournment Proposal"). | Management | For | For |
ATLANTIC GOLD CORPORATION
Security | 04854Q101 | Meeting Type | Special |
Ticker Symbol | SPVEF | Meeting Date | 15-Jul-2019 |
ISIN | CA04854Q1019 | Agenda | 935053760 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | To consider, pursuant to an interim order of the British Columbia Supreme Court and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Appendix A to the accompanying management information circular, approving a statutory plan of arrangement under the Business Corporations Act (British Columbia) pursuant to which 1207147 B.C. Ltd., a wholly-owned subsidiary of St Barbara Limited, will, among other things, acquire all of the issued and outstanding Atlantic Shares for (i) cash consideration of $2.90 per Atlantic Share and (ii) 0.05 of a share of 1193490 B.C. Ltd. for each Atlantic Share, all as more fully set forth in the accompanying management information circular. | Management | For | For |
ELECTRONICS FOR IMAGING, INC.
Security | 286082102 | Meeting Type | Special |
Ticker Symbol | EFII | Meeting Date | 15-Jul-2019 |
ISIN | US2860821022 | Agenda | 935053873 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Proposal to adopt the Agreement and Plan of Merger, dated April 14, 2019 (which, as may be amended from time to time, we refer to as the "merger agreement"), among East Private Holdings II, LLC (which we refer to as "Parent"), East Merger Sub, Inc. (which we refer to as "Merger Sub"), which is a wholly owned subsidiary of Parent, and Electronics for Imaging, Inc. ("EFI"), pursuant to which Merger Sub will be merged with and into EFI (which we refer to as the "merger"), with EFI ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
2. | Non-binding, advisory proposal to approve specified compensation that will or may become payable to EFI's named executive officers in connection with the merger. | Management | For | For | |||||
3. | Proposal to adjourn the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For |
ARATANA THERAPEUTICS, INC.
Security | 03874P101 | Meeting Type | Special |
Ticker Symbol | PETX | Meeting Date | 16-Jul-2019 |
ISIN | US03874P1012 | Agenda | 935054875 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Merger proposal: To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated April 26, 2019, by and among Elanco Animal Health Incorporated, an Indiana corporation ("Elanco"), Elanco Athens Inc., a Delaware corporation and a direct wholly owned subsidiary of Elanco ("Acquisition Sub"), and Aratana Therapeutics, Inc., a Delaware corporation ("Aratana"). | Management | For | For | |||||
2. | Adjournment proposal: To adjourn the Aratana special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the Aratana special meeting. | Management | For | For | |||||
3. | Non-binding, advisory merger-related compensation proposal: To approve, by non-binding, advisory vote, compensation that will or may become payable to Aratana's named executive officers in connection with the merger of Acquisition Sub with and into Aratana as contemplated by the merger agreement. | Management | For | For |
INTERMOLECULAR,INC.
Security | 45882D109 | Meeting Type | Special |
Ticker Symbol | IMI | Meeting Date | 17-Jul-2019 |
ISIN | US45882D1090 | Agenda | 935051968 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger by and among EMD Group Holding II, Inc. ("Parent"), an indirect wholly owned subsidiary of Merck KGaA, Darmstadt, Germany, EMD Performance Materials Semiconductor Services Corp., a wholly owned subsidiary of Parent and Intermolecular, Inc. (the "Company"), dated May 6, 2019 (the "Merger Agreement"), and approve the transactions contemplated therein. | Management | For | For | |||||
2. | To approve an adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and approve the transactions contemplated therein at the time of the Special Meeting. | Management | For | For | |||||
3. | To approve, on an advisory, non-binding basis, compensation that will or may become payable to the Company's named executive officers in connection with the merger. | Management | For | For |
WORLDPAY INC.
Security | 981558109 | Meeting Type | Special |
Ticker Symbol | WP | Meeting Date | 24-Jul-2019 |
ISIN | US9815581098 | Agenda | 935051982 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt and approve the Agreement and Plan of Merger (the "merger agreement"), dated March 17, 2019, by and among Worldpay, Inc. ("Worldpay"), Fidelity National Information Services, Inc. and Wrangler Merger Sub, Inc. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, the compensation payments that will or may be made to Worldpay's named executive officers in connection with the transaction contemplated by the merger agreement. | Management | For | For | |||||
3. | To adjourn the Worldpay Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt and approve the merger agreement. | Management | For | For |
MELLANOX TECHNOLOGIES LTD.
Security | M51363113 | Meeting Type | Annual |
Ticker Symbol | MLNX | Meeting Date | 25-Jul-2019 |
ISIN | IL0011017329 | Agenda | 935056994 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
2. | Advisory vote to approve the compensation of the Company's named executive officers ("say-on-pay vote") as disclosed in the compensation discussion and analysis, compensation tables and narrative discussion set forth in the proxy statement. | Management | For | For | |||||
3. | Approval of the Fourth Restated Plan. | Management | For | For | |||||
4. | Approval of certain changes to the annual retainer fees and equity awards to the Company's non-employee directors. | Management | For | For | |||||
5a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 5b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | For | ||||||
5b. | Approval of the Company's Compensation Philosophy. | Management | For | For | |||||
6. | Approval of the appointment of EY Israel as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019 and authorization of audit committee to determine its fiscal 2019 remuneration in accordance with the volume and nature of its services. | Management | For | For |
LIBERTY EXPEDIA HOLDINGS, INC.
Security | 53046P109 | Meeting Type | Special |
Ticker Symbol | LEXEA | Meeting Date | 26-Jul-2019 |
ISIN | US53046P1093 | Agenda | 935058265 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the adoption of Agreement & Plan of Merger (as may be amended from time to time, merger agreement), by and among Expedia Group, Inc. (Expedia Group), LEMS I LLC (Merger LLC), LEMS II Inc. (Merger Sub) and Liberty Expedia Holdings, Inc. (Liberty Expedia), pursuant to which Merger Sub will merge with & into Liberty Expedia (first merger) & immediately thereafter, Liberty Expedia as the surviving corporation of first merger will merge with & into Merger LLC, with Merger LLC surviving as the surviving company (together with first merger, mergers). | Management | For | For | |||||
2. | A proposal to approve, by advisory (non-binding) vote, certain compensation that may be paid or become payable to the named executive officers of Liberty Expedia in connection with the completion of the mergers. | Management | For | For | |||||
3. | A proposal to approve the adjournment of the Liberty Expedia special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement, if there are insufficient votes at the time of such adjournment to approve such proposal. | Management | For | For |
ZAYO GROUP HOLDINGS INC
Security | 98919V105 | Meeting Type | Special |
Ticker Symbol | ZAYO | Meeting Date | 26-Jul-2019 |
ISIN | US98919V1052 | Agenda | 935058556 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Approval of the proposal to adopt the merger agreement. | Management | For | For | |||||
2. | The approval, on a non-binding advisory basis, of the golden parachute compensation that will or may be received by the Company's named executive officers in connection with the merger. | Management | For | For | |||||
3. | The proposal to approve one or more adjournments of the special meeting, if necessary or appropriate and permitted under the merger agreement. | Management | For | For |
ANDEAVOR LOGISTICS LP
Security | 03350F106 | Meeting Type | Consent |
Ticker Symbol | ANDX | Meeting Date | 29-Jul-2019 |
ISIN | US03350F1066 | Agenda | 935059926 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Approval of the merger of MPLX MAX LLC, a Delaware limited liability company and a wholly owned subsidiary of MPLX, with and into ANDX, with ANDX continuing as the surviving entity (the "Merger"), and adoption and approval of the Agreement and Plan of Merger, dated as of May 7, 2019, as such agreement may be amended from time to time, by and among ANDX, Tesoro Logistics GP, LLC, MPLX, MPLX GP LLC, and MPLX MAX LLC, and the transactions contemplated thereby. | Management | For | For | |||||
2. | Approval, on an advisory (non-binding) basis, of the compensation that may be paid or become payable to ANDX's named executive officers in connection with the Merger. | Management | For | For |
CONTROL4 CORPORATION
Security | 21240D107 | Meeting Type | Special |
Ticker Symbol | CTRL | Meeting Date | 30-Jul-2019 |
ISIN | US21240D1072 | Agenda | 935056716 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of May 8, 2019 (as it may be amended from time to time, the "merger agreement"), by and among Control4 Corporation, a Delaware corporation (the "Company"), Wirepath Home Systems, LLC, a North Carolina limited liability company ("Parent"), and Copper Merger Sub Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"). | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. | Management | For | For | |||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For |
SUNTRUST BANKS, INC.
Security | 867914103 | Meeting Type | Special |
Ticker Symbol | STI | Meeting Date | 30-Jul-2019 |
ISIN | US8679141031 | Agenda | 935057655 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T Corporation, a North Carolina corporation, and SunTrust Banks, Inc., a Georgia corporation ("SunTrust") (the "SunTrust merger proposal"). | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to SunTrust's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | |||||
3. | To adjourn the SunTrust special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the SunTrust merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of SunTrust common stock and holders of SunTrust preferred stock. | Management | For | For |
BUCKEYE PARTNERS, L.P.
Security | 118230101 | Meeting Type | Special |
Ticker Symbol | BPL | Meeting Date | 31-Jul-2019 |
ISIN | US1182301010 | Agenda | 935058227 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The approval of (i) the Agreement and Plan of Merger, dated as of May 10, 2019, by and among Buckeye Partners, L.P., a DE limited partnership, Hercules Intermediate Holdings LLC, a DE limited liability company ("Parent"), Hercules Merger Sub LLC, a DE limited liability company and a wholly owned subsidiary of Parent, Buckeye Pipe Line Services Company, a PA corporation, and Buckeye GP LLC, a DE limited liability company and the general partner of Buckeye Partners, L.P. and (ii) the transactions contemplated by the Agreement and Plan of Merger. | Management | For | For | |||||
2. | The approval, in a nonbinding advisory vote, of the compensation that may be paid or may become payable to Buckeye Partners, L.P.'s named executive officers in connection with, or following, the consummation of the merger contemplated by the Agreement and Plan of Merger. | Management | For | For |
RED HAT, INC.
Security | 756577102 | Meeting Type | Annual |
Ticker Symbol | RHT US | Meeting Date | 31-Jul-2019 |
ISIN | US7565771026 | Agenda | 935058431 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1.1 | Election of Director: Sohaib Abbasi | Management | Abstain | ||||||
1.2 | Election of Director: W. Steve Albrecht | Management | Abstain | ||||||
1.3 | Election of Director: Charlene T. Begley | Management | Abstain | ||||||
1.4 | Election of Director: Narendra K. Gupta | Management | Abstain | ||||||
1.5 | Election of Director: Kimberly L. Hammonds | Management | Abstain | ||||||
1.6 | Election of Director: William S. Kaiser | Management | Abstain | ||||||
1.7 | Election of Director: Kevin M. Murai | Management | Abstain | ||||||
1.8 | Election of Director: James M. Whitehurst | Management | Abstain | ||||||
1.9 | Election of Director: Alfred W. Zollar | Management | Abstain | ||||||
2. | To approve, on an advisory basis, a resolution relating to Red Hat's executive compensation | Management | Abstain | ||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as Red Hat's independent registered public accounting firm for the fiscal year ending February 29, 2020 | Management | Abstain |
ANADARKO PETROLEUM CORPORATION
Security | 032511107 | Meeting Type | Special |
Ticker Symbol | APC | Meeting Date | 08-Aug-2019 |
ISIN | US0325111070 | Agenda | 935062531 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc. and Anadarko Petroleum Corporation ("Anadarko"). | Management | For | For | |||||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Anadarko's named executive officers that is based on or otherwise related to the proposed transactions. | Management | For | For |
MEDIDATA SOLUTIONS, INC.
Security | 58471A105 | Meeting Type | Special |
Ticker Symbol | MDSO | Meeting Date | 16-Aug-2019 |
ISIN | US58471A1051 | Agenda | 935064941 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | A proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated as of June 11, 2019, by and among Medidata Solutions, Inc., Dassault Systèmes SE, Dassault Systèmes Americas Corp., and 3DS Acquisition 6 Corp. | Management | For | For | |||||
2. | A proposal to approve, on an advisory (non-binding) basis, specified compensation that may be paid or become payable to Medidata Solutions, Inc.'s principal executive officers, principal financial officer and three most highly compensated executive officers other than the principal executive officers and principal financial officer in connection with the merger. | Management | For | For | |||||
3. | A proposal to approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For |
AMERIGAS PARTNERS, L.P.
Security | 030975106 | Meeting Type | Special |
Ticker Symbol | APU | Meeting Date | 21-Aug-2019 |
ISIN | US0309751065 | Agenda | 935061957 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Agreement and Plan of Merger, dated as of April 1,2019 (as may be amended from time to time, the "merger agreement"), by and among UGI Corporation, AmeriGas Propane Holdings, Inc., AmeriGas Propane Holdings, LLC ("Merger Sub"), AmeriGas Partners, L.P. ("AmeriGas") and AmeriGas Propane, Inc., the general partner of AmeriGas, and transactions contemplated thereby, including the merger of Merger Sub with and into AmeriGas, with AmeriGas continuing as the surviving entity and an indirect, wholly owned subsidiary of UGI (the "merger"). | Management | For | For | |||||
2. | To approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the merger agreement and the transactions contemplated thereby, including the merger, at the time of the special meeting. | Management | For | For | |||||
3. | To approve, by a non-binding advisory vote, the compensation arrangements disclosed in the proxy statement/prospectus that may be payable to AmeriGas' named executive officers in connection with the completion of the merger. | Management | For | For |
PCM, INC.
Security | 69323K100 | Meeting Type | Special |
Ticker Symbol | PCMI | Meeting Date | 26-Aug-2019 |
ISIN | US69323K1007 | Agenda | 935066680 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of June 23, 2019, as it may be amended from time to time, by and among PCM, Inc. (the "Company"), Insight Enterprises, Inc. and Trojan Acquisition Corp. (the "Merger Agreement"). | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may become payable to the named executive officers of the Company in connection with the merger contemplated by the Merger Agreement. | Management | For | For | |||||
3. | To approve the adjournment of the special meeting from time to time, if necessary or appropriate as determined by the Company's board of directors, to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement or if a quorum is not present at the special meeting. | Management | For | For |
CRAY INC.
Security | 225223304 | Meeting Type | Special |
Ticker Symbol | CRAY | Meeting Date | 27-Aug-2019 |
ISIN | US2252233042 | Agenda | 935058241 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 16, 2019, by and among Hewlett Packard Enterprise Company, a Delaware corporation ("HPE"), Canopy Merger Sub, Inc., a Washington corporation and wholly owned subsidiary of HPE, and Cray Inc., a Washington corporation ("Cray"), as such agreement may be amended from time to time. | Management | For | For | |||||
2. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to Cray's named executive officers in connection with the merger. | Management | For | For | |||||
3. | To approve the adjournment of the special meeting to a later date if Cray's board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to solicit additional proxies if there is not a quorum present or there are not sufficient votes in favor of the approval of the Merger Agreement at the time of the special meeting. | Management | For | For |
CYPRESS SEMICONDUCTOR CORPORATION
Security | 232806109 | Meeting Type | Special |
Ticker Symbol | CY | Meeting Date | 27-Aug-2019 |
ISIN | US2328061096 | Agenda | 935063987 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of June 3, 2019, as it may be amended or modified from time to time, among Cypress Semiconductor Corporation ("Cypress"), Infineon Technologies AG and IFX Merger Sub Inc. (the "merger agreement") and the merger described therein. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Cypress to its named executive officers that is based on or otherwise relates to the merger. | Management | For | For | |||||
3. | To approve any proposal to adjourn the special meeting from time to time, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger agreement. | Management | For | For |
SHUTTERFLY, INC.
Security | 82568P304 | Meeting Type | Special |
Ticker Symbol | SFLY | Meeting Date | 28-Aug-2019 |
ISIN | US82568P3047 | Agenda | 935067973 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Adopt Agreement and Plan of Merger, among Photo Holdings, LLC, a Delaware limited liability company ("Newco"), Photo Holdings Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Newco, and Shutterfly, Inc., a Delaware corporation ("Shutterfly"), as such agreement may be amended from time to time. Upon the terms and subject to the conditions of the Merger Agreement, if the merger is completed, Merger Sub will merge with & into Shutterfly (the "Merger"), and Shutterfly will continue as surviving corporation. | Management | Against | Against | |||||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Shutterfly's named executive officers that is based on or otherwise relates to the Merger. | Management | Against | Against | |||||
3. | To approve the adjournment of the special meeting to a later date or dates, if Shutterfly's board of directors determines that it is necessary or appropriate and is permitted by the Merger Agreement, to solicit additional proxies if (a) there is not a quorum present or represented by proxy or (b) there are insufficient votes to adopt the Merger Agreement, in each case, at the time of then-scheduled special meeting, or to give holders of Shutterfly's common stock additional time to evaluate new material information or disclosure. | Management | Against | Against |
WAGEWORKS, INC.
Security | 930427109 | Meeting Type | Special |
Ticker Symbol | WAGE | Meeting Date | 28-Aug-2019 |
ISIN | US9304271094 | Agenda | 935067478 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 26, 2019 by and among WageWorks, Inc., a Delaware corporation, HealthEquity, Inc., a Delaware corporation ("HealthEquity"), and Pacific Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of HealthEquity ("Merger Sub"), pursuant to which Merger Sub will be merged with and into WageWorks (the "merger") and WageWorks will survive the merger and become a wholly owned subsidiary of HealthEquity. | Management | For | For | |||||
2. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | |||||
3. | To approve, on an advisory (non-binding) basis, certain compensation that will or may become payable to the named executive officers of WageWorks in connection with the merger. | Management | For | For |
HYDROGENICS CORPORATION
Security | 448883207 | Meeting Type | Special |
Ticker Symbol | HYGS | Meeting Date | 29-Aug-2019 |
ISIN | CA4488832078 | Agenda | 935064535 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | The special resolution, the full text of which is set forth in Appendix "B" to the Circular, approving a plan of arrangement under section 192 of the Canada Business Corporations Act, involving Cummins Inc., Atlantis AcquisitionCo Canada Corporation and the Company, all as more particularly described in the Circular. | Management | For | For |
TOTAL SYSTEM SERVICES, INC.
Security | 891906109 | Meeting Type | Special |
Ticker Symbol | TSS | Meeting Date | 29-Aug-2019 |
ISIN | US8919061098 | Agenda | 935066604 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Approval of the Agreement and Plan of Merger, dated as of May 27, 2019 (as amended from time to time, the "merger agreement"), by and between Total System Services, Inc. ("TSYS") and Global Payments Inc. ("Global Payments") and the transactions contemplated thereby, including the merger of TSYS with and into Global Payments (the "merger"). | Management | For | For | |||||
2. | Approval, on an advisory (non-binding) basis, of the executive officer compensation that will or may be paid to or become payable to TSYS' named executive officers in connection with the merger. | Management | For | For | |||||
3. | Approval, on an advisory (non-binding) basis, of an amendment to Global Payments' articles of incorporation to declassify Global Payments' board of directors and provide for the annual election of directors. | Management | For | For | |||||
4. | Approval of the adjournment of the TSYS special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve Proposal 1. | Management | For | For |
DEL FRISCO'S RESTAURANT GROUP INC.
Security | 245077102 | Meeting Type | Special |
Ticker Symbol | DFRG | Meeting Date | 04-Sep-2019 |
ISIN | US2450771025 | Agenda | 935069030 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of June 23, 2019, by and among Del Frisco's Restaurant Group, Inc., Harlan Parent, Inc. and Harlan Merger Sub, Inc. (the "Merger Agreement"). | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Del Frisco's Restaurant Group, Inc.'s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | |||||
3. | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement. | Management | For | For |
SOTHEBY'S
Security | 835898107 | Meeting Type | Special |
Ticker Symbol | BID | Meeting Date | 05-Sep-2019 |
ISIN | US8358981079 | Agenda | 935070134 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 16, 2019, as it may be amended from time to time (the "merger agreement"), by and among Sotheby's, BidFair USA LLC, ("Parent"), and BidFair MergeRight Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the merger agreement, Merger Sub will be merged with and into Sotheby's (the "merger"), with Sotheby's continuing as the surviving corporation and a wholly owned subsidiary of Parent. | Management | Against | Against | |||||
2. | To consider and vote on a proposal to approve, by non- binding, advisory vote, certain compensation arrangements for Sotheby's named executive officers in connection with the merger. | Management | Against | Against |
SPARK THERAPEUTICS, INC.
Security | 84652J103 | Meeting Type | Annual |
Ticker Symbol | ONCE | Meeting Date | 05-Sep-2019 |
ISIN | US84652J1034 | Agenda | 935063494 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Anand Mehra, MD | For | For | |||||||
2 | Robert J. Perez | For | For | |||||||
3 | Lota Zoth | For | For | |||||||
2. | To approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | ||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For |
ACACIA COMMUNICATIONS, INC.
Security | 00401C108 | Meeting Type | Special |
Ticker Symbol | ACIA | Meeting Date | 06-Sep-2019 |
ISIN | US00401C1080 | Agenda | 935071059 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 8, 2019, as it may be amended from time to time, by and among Acacia Communications, Inc., Cisco Systems, Inc., and Amarone Acquisition Corp. | Management | For | For | |||||
2. | To approve, on a nonbinding advisory basis, the compensation that may be payable to Acacia Communications, Inc.'s named executive officers in connection with the merger. | Management | For | For | |||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Agreement and Plan of Merger. | Management | For | For |
CHESAPEAKE LODGING TRUST
Security | 165240102 | Meeting Type | Special |
Ticker Symbol | CHSP | Meeting Date | 10-Sep-2019 |
ISIN | US1652401027 | Agenda | 935066630 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Consider and vote on a proposal to approve the merger of Chesapeake Lodging Trust with and into a subsidary of Park Hotels & Resorts Inc. ("Park") pursuant to the Agreement and Plan of Merger, dated as of May 5, 2019 (the "Merger Agreement"), by and among Park, PK Domestic Property LLC, PK Domestic Sub LLC and Chesapeake Lodging Trust, as it may be amended from time to time (the "Merger Proposal"). | Management | For | For | |||||
2. | Consider and vote upon a non-binding advisory proposal to approve compensation that may be paid or become payable to Chesapeake Lodging Trust's named executive officers in connection with the Merger, Merger Agreement and the transactions contemplated by the Merger Agreement (the "Chesapeake Compensation Proposal"). | Management | For | For | |||||
3. | Consider and vote upon a proposal to approve one or more adjournments of the Special Meeting of Shareholders of Chesapeake Lodging Trust, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the Merger Proposal (the "Chesapeake Adjournment Proposal"). | Management | For | For |
PURE MULTI-FAMILY REIT LP
Security | 74624A108 | Meeting Type | Special |
Ticker Symbol | PMULF | Meeting Date | 18-Sep-2019 |
ISIN | CA74624A1084 | Agenda | 935073231 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | To consider and, if thought advisable, to pass, with or without amendment, a special resolution, the full text of which is set forth in Schedule "B" to the accompanying management information circular (the "Circular") of Pure Multi-Family REIT LP (the "REIT LP"), to approve a plan of arrangement under Division 5 of Part 9 of the Business Corporations Act (British Columbia) involving the REIT LP, Pure Multi-Family REIT (GP) Inc. and Portfolio 22 Venture, LLC, all as more particularly described in the Circular. | Management | For | For |
EL PASO ELECTRIC COMPANY
Security | 283677854 | Meeting Type | Special |
Ticker Symbol | EE | Meeting Date | 19-Sep-2019 |
ISIN | US2836778546 | Agenda | 935069511 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Agreement and Plan of Merger, dated as of June 1, 2019, by and among El Paso Electric Company (the Company), Sun Jupiter Holdings LLC (Parent) and Sun Merger Sub Inc., a wholly-owned subsidiary of Parent (Merger Sub), and the transactions contemplated thereby, including the merger of Merger Sub with and into the Company. | Management | For | For | |||||
2. | To approve by non-binding advisory resolution, the compensation of the named executive officers of the Company that will or may become payable in connection with the merger. | Management | For | For | |||||
3. | To approve any motion to adjourn the special meeting to a later date or dates, if necessary, to solicit additional proxies if there are insufficient votes to approve proposal 1 at the time of the special meeting. | Management | For | For |
NORTHSTAR REALTY EUROPE CORP.
Security | 66706L101 | Meeting Type | Special |
Ticker Symbol | NRE | Meeting Date | 25-Sep-2019 |
ISIN | US66706L1017 | Agenda | 935072532 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | A proposal to approve the merger of the Company with and into Nighthawk Merger Sub LLC ("Merger Sub"), a wholly-owned subsidiary of CoRE PANEURO 2019 13 S.a.r.l. ("Parent"), with Merger Sub surviving the merger, pursuant to the terms of the Agreement and Plan of Merger, dated July 3, 2019, among Parent, Merger Sub, the Company, NorthStar Realty Europe Limited Partnership and Nighthawk Partnership Merger Sub LLC, as it may be amended from time to time in accordance with its terms (the "merger proposal"). | Management | For | For |
GENESEE & WYOMING INC.
Security | 371559105 | Meeting Type | Special |
Ticker Symbol | GWR | Meeting Date | 03-Oct-2019 |
ISIN | US3715591059 | Agenda | 935073774 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 1, 2019, among Genesee & Wyoming Inc., DJP XX, LLC and MKM XXII Corp., as amended or modified from time to time. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Genesee & Wyoming Inc. to its named executive officers that is based on or otherwise relates to the merger. | Management | For | For | |||||
3. | To adjourn the special meeting of stockholders of Genesee & Wyoming Inc. from time to time, if necessary or appropriate, for the purpose of soliciting additional votes if there are insufficient votes at the time of the special meeting to adopt the Agreement and Plan of Merger. | Management | For | For |
MONOTYPE IMAGING HOLDINGS INC.
Security | 61022P100 | Meeting Type | Special |
Ticker Symbol | TYPE | Meeting Date | 09-Oct-2019 |
ISIN | US61022P1003 | Agenda | 935079815 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 25, 2019 (as it may be amended, supplemented or otherwise modified from time to time, the "merger agreement"), by and among Marvel Parent, LLC, a Delaware limited liability company ("Parent"), Marvel Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Monotype Imaging Holdings Inc., a Delaware corporation ("Monotype" or the "Company"), pursuant to which Merger Sub will be merged with and into the Company (the "merger") | Management | For | For | |||||
2. | To approve a nonbinding, advisory proposal to approve the compensation that may be paid or may become payable to the Company's named executive officers in connection with, or following, the consummation of the merger | Management | For | For | |||||
3. | To approve a proposal to adjourn the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger proposal | Management | For | For |
NAVIGANT CONSULTING, INC.
Security | 63935N107 | Meeting Type | Special |
Ticker Symbol | NCI | Meeting Date | 10-Oct-2019 |
ISIN | US63935N1072 | Agenda | 935080173 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Proposal to adopt the Agreement and Plan of Merger, dated as of August 2, 2019 (as may be amended from time to time, the "merger agreement"), by and among the Navigant Consulting, Inc., a Delaware corporation (the "Company"), Guidehouse LLP, a Delaware limited liability partnership ("Parent"), and Isaac Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Sub"). | Management | For | For | |||||
2. | Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers and that is based on, or otherwise relates to, the merger of Sub with and into the Company, as contemplated by the merger agreement. | Management | For | For | |||||
3. | Proposal to adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For |
OMNOVA SOLUTIONS INC.
Security | 682129101 | Meeting Type | Special |
Ticker Symbol | OMN | Meeting Date | 10-Oct-2019 |
ISIN | US6821291019 | Agenda | 935080224 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 3, 2019 (as may be amended from time to time, the "merger agreement"), by and among OMNOVA, Synthomer plc, Spirit USA Holdings Inc. and Synthomer USA LLC, thereby approving the transactions contemplated by the merger agreement. | Management | For | For | |||||
2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to OMNOVA's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | |||||
3. | To adjourn the special meeting to a later date or time, if necessary or appropriate, including if there are insufficient votes at the time of the special meeting to obtain the OMNOVA shareholder approval. | Management | For | For |
ALLERGAN PLC
Security | G0177J108 | Meeting Type | Special |
Ticker Symbol | AGN | Meeting Date | 14-Oct-2019 |
ISIN | IE00BY9D5467 | Agenda | 935082305 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | COURT MEETING: Approve the scheme of arrangement. | Management | For | For | |||||
2. | Extraordinary General Meeting: Approve the scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect. | Management | For | For | |||||
3. | Extraordinary General Meeting: Approve the cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares which are held from time to time by AbbVie Inc., Acquirer Sub (as defined in the scheme of arrangement) or any other subsidiary of AbbVie Inc., if any). | Management | For | For | |||||
4. | Extraordinary General Meeting: Authorize the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme. | Management | For | For | |||||
5. | Extraordinary General Meeting: Amend the articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or its nominees will either be subject to the terms of the scheme or will be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the scheme consideration. | Management | For | For | |||||
6. | Extraordinary General Meeting: Approve, on a non- binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction. | Management | For | For | |||||
7. | Extraordinary General Meeting: Approve any motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the extraordinary general meeting to approve resolutions 2 through 5. | Management | For | For |
INTERNATIONAL SPEEDWAY CORPORATION
Security | 460335201 | Meeting Type | Special |
Ticker Symbol | ISCA | Meeting Date | 16-Oct-2019 |
ISIN | US4603352018 | Agenda | 935082381 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The proposal to approve an Agreement and Plan of Merger, dated as of May 22, 2019, by and among International Speedway Corporation (the "Company"), NASCAR Holdings, Inc., and Nova Merger Sub, Inc., as it may be amended from time to time. | Management | Against | Against | |||||
2. | The non-binding, advisory proposal to approve specified compensation that may become payable to the named executive officers of the Company in connection with the merger. | Management | Against | Against | |||||
3. | The proposal to approve an adjournment of the special meeting, if necessary or appropriate (as determined in good faith by the Company), to solicit additional proxies if there are insufficient votes at the time of the special meeting to obtain the Required Shareholder Vote (as defined in the enclosed Proxy Statement). | Management | Against | Against |
UNITED FINANCIAL BANCORP, INC.
Security | 910304104 | Meeting Type | Special |
Ticker Symbol | UBNK | Meeting Date | 22-Oct-2019 |
ISIN | US9103041045 | Agenda | 935079384 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Agreement and Plan of Merger, dated as of July 15, 2019, by and between United Financial Bancorp, Inc. and People's United Financial, Inc., as such agreement may be amended from time to time, which is referred to as the merger agreement, and the merger contemplated by the merger agreement. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, compensation that certain executive officers of United Financial Bancorp, Inc. may receive that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | |||||
3. | To adjourn the special meeting one or more times if necessary, advisable or appropriate to solicit additional proxies in favor of Proposal 1. | Management | For | For |
CAMBREX CORPORATION
Security | 132011107 | Meeting Type | Special |
Ticker Symbol | CBM | Meeting Date | 23-Oct-2019 |
ISIN | US1320111073 | Agenda | 935085490 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of August 7, 2019 (the "Merger Agreement"), by and among Catalog Intermediate Inc., Catalog Merger Sub Inc. and the Company. | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the Companys named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | |||||
3. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate and permitted under the Merger Agreement, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For |
WESCO AIRCRAFT HOLDINGS, INC.
Security | 950814103 | Meeting Type | Special |
Ticker Symbol | WAIR | Meeting Date | 24-Oct-2019 |
ISIN | US9508141036 | Agenda | 935080197 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated August 8, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among Wolverine Intermediate Holding II Corporation, a Delaware corporation, Wolverine Merger Corporation, a Delaware corporation and a direct wholly owned subsidiary of Wolverine Intermediate Holding II Corporation, and Wesco Aircraft Holdings, Inc., a Delaware corporation. | Management | For | For | |||||
2. | To approve the adjournment of the special meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. | Management | For | For | |||||
3. | To approve, on a non binding, advisory basis, certain compensation that will or may become payable to our named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For |
CORINDUS VASCULAR ROBOTICS, INC.
Security | 218730109 | Meeting Type | Special |
Ticker Symbol | CVRS | Meeting Date | 25-Oct-2019 |
ISIN | US2187301096 | Agenda | 935087507 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Adoption of the Agreement and Plan of Merger, dated as of August 7, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among Siemens Medical Solutions USA, Inc., a Delaware corporation ("SMS USA"), Corpus Merger, Inc., a Delaware corporation and wholly owned subsidiary of SMS USA, and Corindus Vascular Robotics, Inc., a Delaware corporation ("Corindus"). | Management | For | For | |||||
2. | Approval on a non-binding, advisory basis, certain compensation that will or may be paid by Corindus to its named executive officers in connection with the merger. | Management | For | For | |||||
3. | Approval of the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Merger Agreement. | Management | For | For |
LEGACYTEXAS FINANCIAL GROUP, INC.
Security | 52471Y106 | Meeting Type | Special |
Ticker Symbol | LTXB | Meeting Date | 28-Oct-2019 |
ISIN | US52471Y1064 | Agenda | 935083749 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Approval of the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Legacy Texas Financial Group, Inc. ("Legacy") and Prosperity Bancshares, Inc. ("Prosperity"), as it may be amended, supplemented or modified from time to time, pursuant to which Legacy will merge with and into Prosperity (the "merger") (which we refer to as the "Legacy merger proposal"). | Management | For | For | |||||
2. | Approval, on an advisory (non-binding) basis, of the compensation that certain executive officers of Legacy may receive in connection with the merger pursuant to existing agreements or arrangements with Legacy. | Management | For | For | |||||
3. | Approval of the adjournment of the special meeting to a later date or dates, if the board of directors of Legacy determines such an adjournment is necessary or appropriate, including adjournments to permit solicitation of additional proxies in favor of the Legacy merger proposal. | Management | For | For |
OLD LINE BANCSHARES, INC.
Security | 67984M100 | Meeting Type | Special |
Ticker Symbol | OLBK | Meeting Date | 29-Oct-2019 |
ISIN | US67984M1009 | Agenda | 935086935 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Proposal 1 - To approve the merger of Old Line Bancshares, Inc. with and into WesBanco, Inc., with WesBanco, Inc. as the surviving entity, pursuant to the Agreement and Plan of Merger dated as of July 23, 2019, as the agreement may be amended from time to time, by and among Wesbanco, Inc., Wesbanco Bank, Inc., Old Line Bancshares, Inc. and Old Line Bank. | Management | For | For | |||||
2. | Proposal 2 - To approve, in a non-binding advisory vote, the compensation payable to the named executive officers of the Company in connection with the merger. | Management | For | For | |||||
3. | Proposal 3 - To adjourn the meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the meeting to approve the proposal to approve the merger. | Management | For | For |
ZAYO GROUP HOLDINGS INC
Security | 98919V105 | Meeting Type | Annual |
Ticker Symbol | ZAYO | Meeting Date | 05-Nov-2019 |
ISIN | US98919V1052 | Agenda | 935081555 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Rick Connor | For | For | |||||||
2 | Cathy Morris | For | For | |||||||
3 | Emily White | For | For | |||||||
2. | Ratification of KPMG LLP as the independent registered public accounting firm of Zayo Group Holdings, Inc. for its fiscal year ending June 30, 2020 | Management | For | For | ||||||
3. | Approve, on an advisory basis, executive compensation as disclosed in the proxy statement. | Management | For | For |
PRESIDIO, INC.
Security | 74102M103 | Meeting Type | Special |
Ticker Symbol | PSDO | Meeting Date | 06-Nov-2019 |
ISIN | US74102M1036 | Agenda | 935090415 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of August 14, 2019, as amended on September 25, 2019 and as it may be further amended from time to time, by and among Presidio, Inc., BCEC - Port Holdings (Delaware), LP and Port Merger Sub, Inc. (the "Merger Proposal"). | Management | Against | Against | |||||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger | Management | Against | Against | |||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal or in the absence of a quorum. | Management | Against | Against |
DREAM GLOBAL REAL ESTATE INVESTMENT TR.
Security | 26154A106 | Meeting Type | Special |
Ticker Symbol | DUNDF | Meeting Date | 12-Nov-2019 |
ISIN | CA26154A1066 | Agenda | 935093334 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | TO CONSIDER, AND IF DEEMED ADVISABLE, TO APPROVE, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION (THE "TRANSACTION RESOLUTION"), THE FULL TEXT OF WHICH IS SET FORTH IN SCHEDULE "B" TO THE ACCOMPANYING CIRCULAR OF THE REIT, APPROVING: A) THE TRANSACTIONS CONTEMPLATED IN THE MASTER ACQUISITION AGREEMENT MADE AS OF SEPTEMBER 15, 2019 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "ACQUISITION AGREEMENT") AMONG THE REIT, DREAM GLOBAL (CAYMAN) L.P. ("CAYMAN LP"), DREAM GLOBAL (CAYMAN) LTD. ("CAYMAN GP"), AND CERTAIN AFFILIATES OF REAL ESTATE FUNDS MANAGED BY THE BLACKSTONE GROUP INC. ("BLACKSTONE" AND SUCH AFFILIATES, THE "PURCHASERS"), AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. | Management | For | For |
GANNETT CO., INC.
Security | 36473H104 | Meeting Type | Special |
Ticker Symbol | GCI | Meeting Date | 14-Nov-2019 |
ISIN | US36473H1041 | Agenda | 935091811 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, (the "Merger Agreement"), among New Media Investment Group Inc. ("New Media"), Gannett Co., Inc. ("Gannett"), Arctic Holdings LLC, a wholly owned subsidiary of New Media ("Intermediate Holdco"), and Arctic Acquisition Corp., a wholly owned subsidiary of Intermediate Holdco ("Merger Sub"), pursuant to which Merger Sub will merge with & into Gannett, with Gannett continuing as the surviving corporation & an indirect wholly owned subsidiary of New Media ( "merger") (such proposal, "Merger Proposal"). | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Gannett's named executive officers in connection with the merger. | Management | For | For | |||||
3. | To adjourn the Special Meeting of Stockholders of Gannett, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal. | Management | For | For |
CAESARS ENTERTAINMENT CORPORATION
Security | 127686103 | Meeting Type | Special |
Ticker Symbol | CZR | Meeting Date | 15-Nov-2019 |
ISIN | US1276861036 | Agenda | 935092584 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Merger Agreement and approve the Merger. | Management | For | For | |||||
2. | To approve, on an advisory basis, the compensation that will or may become payable to Caesars' named executive officers (as identified in accordance with Securities and Exchange Commission regulations) in connection with the Merger. | Management | For | For | |||||
3. | To approve one or more adjournments of the Caesars Special Meeting, if appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and approve the Merger at the time of the Caesars Special Meeting. | Management | For | For |
ADVANCED DISPOSAL SERVICES INC.
Security | 00790X101 | Meeting Type | Annual |
Ticker Symbol | ADSW | Meeting Date | 20-Nov-2019 |
ISIN | US00790X1019 | Agenda | 935089309 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Richard Burke | For | For | |||||||
2 | Michael Koen | For | For | |||||||
3 | B. Clyde Preslar | For | For | |||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||
3. | Approval, on an advisory basis, of our named executive officer compensation. | Management | For | For |
MILACRON HOLDINGS CORP
Security | 59870L106 | Meeting Type | Special |
Ticker Symbol | MCRN | Meeting Date | 20-Nov-2019 |
ISIN | US59870L1061 | Agenda | 935094716 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 12, 2019, by and among Hillenbrand, Inc., Bengal Delaware Holding Corporation and Milacron Holdings Corp. ("Milacron"), as such Agreement and Plan of Merger may be amended from time to time (which is referred to as the merger agreement), and approve the merger contemplated thereby, which is further described in the accompanying proxy statement/prospectus, which is referred to as the merger proposal. | Management | For | For | |||||
2. | To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Milacron's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | |||||
3. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve the merger proposal. | Management | For | For |
SEMGROUP CORPORATION
Security | 81663A105 | Meeting Type | Special |
Ticker Symbol | SEMG | Meeting Date | 04-Dec-2019 |
ISIN | US81663A1051 | Agenda | 935098978 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve and adopt the Agreement and Plan of Merger dated as of September 15, 2019 (the "merger agreement"), by and among SemGroup Corporation (the "Company"), Energy Transfer LP ("Energy Transfer") and Nautilus Merger Sub LLC ("Merger Sub"), pursuant to which, among other things, Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a direct wholly owned subsidiary of Energy Transfer (the "merger proposal"). | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the specified compensation that may be received by the Company's named executive officers in connection with the merger. | Management | For | For | |||||
3. | To approve any adjournment of the special meeting, if necessary, to solicit additional proxies in favor of the merger proposal. | Management | For | For |
VITAMIN SHOPPE, INC.
Security | 92849E101 | Meeting Type | Special |
Ticker Symbol | VSI | Meeting Date | 11-Dec-2019 |
ISIN | US92849E1010 | Agenda | 935103313 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated August 7, 2019 (as may be amended from time to time, the "Merger Agreement"), by and among Vitamin Shoppe, Inc. ("Vitamin Shoppe"), Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) and Valor Acquisition, LLC. | Management | For | For | |||||
2. | To approve, on an advisory (non-binding basis), the compensation that may be paid or become payable to Vitamin Shoppe's named executive officers that is based on or otherwise relates to the Merger Agreement. | Management | For | For | |||||
3. | To approve any adjournment of the special meeting of the stockholders of Vitamin Shoppe (the "Special Meeting") to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the Special Meeting. | Management | For | For |
RA PHARMACEUTICALS, INC.
Security | 74933V108 | Meeting Type | Special |
Ticker Symbol | RARX | Meeting Date | 17-Dec-2019 |
ISIN | US74933V1089 | Agenda | 935105898 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The proposal to adopt the Merger Agreement. | Management | For | For | |||||
2. | The proposal to approve the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the proposal to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For |
CANFOR CORPORATION
Security | 137576104 | Meeting Type | Special |
Ticker Symbol | CFPZF | Meeting Date | 18-Dec-2019 |
ISIN | CA1375761048 | Agenda | 935108298 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | To consider, pursuant to an interim order of the Supreme Court of British Columbia dated November 18, 2019 and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is out in Appendix A to the accompanying management information circular (the "Circular"), to approve an arrangement pursuant to section 288 of the Business Corporations Act (British Columbia). | Management | For | For |
ACHILLION PHARMACEUTICALS, INC.
Security | 00448Q201 | Meeting Type | Special |
Ticker Symbol | ACHN | Meeting Date | 19-Dec-2019 |
ISIN | US00448Q2012 | Agenda | 935110003 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | To consider and vote on proposal to adopt Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), among Achillion Pharmaceuticals, Inc., a Delaware corp. ("Achillion"), Alexion Pharmaceuticals, Inc., a Delaware corporation ("Alexion"), & Beagle Merger Sub, Inc., a Delaware corp. and a wholly-owned subsidiary of Alexion ("Merger Sub"). Pursuant to terms of Merger Agreement, Merger Sub will merge with & into Achillion and Achillion will continue as surviving corp. and as a wholly owned subsidiary of Alexion (the "Merger") | Management | For | For | |||||
2 | To consider and vote on any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | |||||
3 | To consider and vote on the proposal to approve, by non- binding, advisory vote, compensation that will or may become payable by Achillion to its named executive officers in connection with the Merger. | Management | For | For |
ALTAGAS CANADA INC.
Security | 02137A109 | Meeting Type | Special |
Ticker Symbol | AGAAF | Meeting Date | 19-Dec-2019 |
ISIN | CA02137A1093 | Agenda | 935109113 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | To approve a special resolution, the full text of which is set forth in Appendix A to the accompanying management information circular and proxy statement of AltaGas Canada Inc. (the "Circular"), approving a plan of arrangement under Section 192 of the Canada Business Corporations Act, all as more particularly described in the Circular. | Management | For | For |
CISION LTD.
Security | G1992S109 | Meeting Type | Special |
Ticker Symbol | CISN | Meeting Date | 19-Dec-2019 |
ISIN | KYG1992S1093 | Agenda | 935113352 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Special resolution to authorize the merger agreement, the plan of merger, and the transactions contemplated by the merger agreement and the plan of merger, including the merger. | Management | For | For | |||||
2. | Ordinary resolution to approve, on a non-binding, advisory basis, the compensation to be paid or become payable to Cision Ltd.'s named executive officers that is based on or otherwise relates to the merger. | Management | For | For | |||||
3. | Ordinary resolution to authorize the adjournment of the extraordinary general meeting as directed by the chairman, if determined necessary by the chairman in certain circumstances. | Management | For | For |
PIVOTAL SOFTWARE INC
Security | 72582H107 | Meeting Type | Special |
Ticker Symbol | PVTL | Meeting Date | 27-Dec-2019 |
ISIN | US72582H1077 | Agenda | 935112576 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The proposal to adopt and approve the Agreement and Plan of Merger, dated as of August 22, 2019, among Pivotal Software, Inc., a Delaware Corporation, VMware, Inc., a Delaware corporation, and Raven Transaction Sub, Inc., a newly formed Delaware corporation and a wholly owned subsidiary of VMware, as it may be amended from time to time. | Management | For | For | |||||
2. | The proposal to approve the adjournment or postponement of the special meeting, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the special meeting to adopt and approve the merger agreement. | Management | For | For |
FITBIT, INC.
Security | 33812L102 | Meeting Type | Special |
Ticker Symbol | FIT | Meeting Date | 03-Jan-2020 |
ISIN | US33812L1026 | Agenda | 935116687 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of November 1, 2019, by and among Google LLC ("Google"), a Delaware limited liability company and wholly owned subsidiary of Alphabet Inc., Magnoliophyta Inc., a Delaware corporation and wholly owned subsidiary of Google, and Fitbit, Inc., a Delaware corporation ("Fitbit"). | Management | For | For | |||||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Fitbit's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | |||||
3. | Approve the adjournment of virtual special meeting to a later date or dates, if Fitbit's board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to (i) solicit additional proxies if (a) there is not a quorum present or represented by proxy or (b) there are insufficient votes to adopt Merger Agreement, in each case, at the time of the then- scheduled virtual special meeting, (ii) give holders of Fitbit's Class A common stock and Class B common stock (iii) otherwise comply with applicable law. | Management | For | For |
INNOPHOS HOLDINGS, INC.
Security | 45774N108 | Meeting Type | Special |
Ticker Symbol | IPHS | Meeting Date | 15-Jan-2020 |
ISIN | US45774N1081 | Agenda | 935114607 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of October 20, 2019 (as it may be amended, supplemented or otherwise modified from time to time, the "merger agreement"), by and among Iris Parent LLC, a Delaware limited liability company, Iris Merger Sub 2019, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and Innophos Holdings, Inc., a Delaware corporation (the "Company"). | Management | For | For | |||||
2. | To approve, on a nonbinding, advisory basis, the compensation that may be paid or may become payable to the Company's named executive officers in connection with, or following, the consummation of the transactions contemplated by the merger agreement. | Management | For | For | |||||
3. | To approve the adjournment of the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the adoption of the merger agreement. | Management | For | For |
CONTINENTAL BUILDING PRODUCTS, INC.
Security | 211171103 | Meeting Type | Special |
Ticker Symbol | CBPX | Meeting Date | 29-Jan-2020 |
ISIN | US2111711030 | Agenda | 935120472 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified in accordance with its terms, the "merger agreement") with CertainTeed Gypsum and Ceilings USA, Inc., a Delaware corporation ("Parent"), Cupertino Merger Sub, Inc., a newly formed Delaware corporation and a wholly owned subsidiary of Parent ("merger sub"), and Compagnie de Saint-Gobain S.A., a société anonyme organized under the laws of France. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, specified compensation that may become payable to the named executive officers of the Company that is based on or otherwise relates to the merger. | Management | For | For | |||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt and approve the merger agreement if there are insufficient votes at the time of such special meeting to approve such proposal. | Management | For | For |
LIBERTY PROPERTY TRUST
Security | 531172104 | Meeting Type | Special |
Ticker Symbol | LPT | Meeting Date | 30-Jan-2020 |
ISIN | US5311721048 | Agenda | 935119710 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the merger of a newly created indirect wholly owned subsidiary of Liberty Property Trust ("Liberty") with and into Liberty, with Liberty continuing as the surviving entity and as an indirect wholly owned subsidiary of Leaf Holdco Property Trust, a current wholly owned subsidiary of Liberty, followed by the merger of Leaf Holdco Property Trust with and into Lambda REIT Acquisition LLC, a wholly owned subsidiary of Prologis, Inc., with Lambda REIT Acquisition LLC continuing as the surviving company. | Management | For | For | |||||
2. | To approve a non-binding advisory proposal to approve certain compensation that may be paid or become payable to certain named executive officers of Liberty in connection with the Company Mergers and the other transactions contemplated by the merger agreement. | Management | For | For | |||||
3. | To approve one or more adjournments of the Liberty special meeting to another date, time or place, if necessary, to solicit additional proxies in favor of the proposal to approve the Company Mergers on the terms and conditions set forth in the merger agreement. | Management | For | For |
WILLIAM LYON HOMES
Security | 552074700 | Meeting Type | Special |
Ticker Symbol | WLH | Meeting Date | 30-Jan-2020 |
ISIN | US5520747008 | Agenda | 935119708 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Merger Proposal: To approve the adoption of the Agreement and Plan of Merger, dated as of November 5, 2019, among Taylor Morrison Homes Corporation ("Taylor Morrison"), Tower Merger Sub, Inc., a wholly owned subsidiary of Taylor Morrison ("Merger Sub"), and William Lyon Homes, pursuant to which Merger Sub will be merged with and into William Lyon Homes, with William Lyon Homes continuing as the surviving corporation and a wholly owned subsidiary of Taylor Morrison (the "merger"). | Management | For | For | |||||
2. | Advisory Compensation Proposal: To approve, on an advisory, non- binding basis, the compensation that may be paid or become payable to William Lyon Homes' named executive officers in connection with the merger. | Management | For | For | |||||
3. | William Lyon Homes Adjournment Proposal: To adjourn the William Lyon Homes special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal. | Management | For | For |
ANIXTER INTERNATIONAL INC.
Security | 035290105 | Meeting Type | Special |
Ticker Symbol | AXE | Meeting Date | 04-Feb-2020 |
ISIN | US0352901054 | Agenda | 935121359 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | The proposal to adopt the Second Amended and Restated Agreement and Plan of Merger, dated as of January 1, 2020, (as it may be further amended, "the merger agreement") by and among the Company, CD&R Arrow Parent, LLC, a Delaware limited liability company ("Parent"), and CD&R Arrow Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving as a wholly owned subsidiary of Parent. | Management | Abstain | Against | |||||
2 | The proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | Management | Abstain | Against | |||||
3 | The proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | Abstain | Against |
TIFFANY & CO.
Security | 886547108 | Meeting Type | Special |
Ticker Symbol | TIF | Meeting Date | 04-Feb-2020 |
ISIN | US8865471085 | Agenda | 935121347 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The merger proposal - To adopt the Agreement and Plan of Merger, dated as of November 24, 2019, as it may be amended from time to time (the "merger agreement"), by and among Tiffany & Co. ("Company"), LVMH Moët Hennessy-Louis Vuitton SE, a societas Europaea (European company) organized under laws of France ("Parent"), Breakfast Holdings Acquisition Corp., a Delaware corporation and an indirect wholly owned subsidiary of Parent, & Breakfast Acquisition Corp., a Delaware corporation and a direct wholly owned subsidiary of Holding ("Merger Sub"). | Management | For | For | |||||
2. | The compensation proposal: To approve, by non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the merger. | Management | For | For | |||||
3. | The adjournment proposal: To adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the merger proposal described above in Proposal 1. | Management | For | For |
CINEPLEX INC.
Security | 172454100 | Meeting Type | Special |
Ticker Symbol | CPXGF | Meeting Date | 11-Feb-2020 |
ISIN | CA1724541000 | Agenda | 935123036 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | To consider, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List) dated January 9, 2020, as same may be amended, and, if thought advisable to pass, with or without variation, a special resolution to approve a proposed plan of arrangement involving Cineplex Inc., Cineworld Group plc and 1232743 B.C. Ltd. (or its assignee) (an indirect wholly-owned subsidiary of Cineworld Group plc) pursuant to Section 182 of the Business Corporations Act (Ontario), the full text of which is attached as Appendix B to the accompanying management information circular of Cineplex Inc., dated January 3, 2020. | Management | Abstain |
TECH DATA CORPORATION
Security | 878237106 | Meeting Type | Special |
Ticker Symbol | TECD | Meeting Date | 12-Feb-2020 |
ISIN | US8782371061 | Agenda | 935122995 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Approve and adopt the Agreement and Plan of Merger, dated as of November 12, 2019, as amended on November 27, 2019 by that certain Amendment No. 1 to the Agreement and Plan of Merger, among Tech Data Corporation, Tiger Midco, LLC and Tiger Merger Sub Co. (as may be amended from time to time, the "Merger Agreement"). | Management | For | For | |||||
2. | Approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Tech Data Corporation's named executive officers in connection with the merger. | Management | For | For | |||||
3. | Approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1 (to approve and adopt the Merger Agreement) or in the absence of a quorum. | Management | For | For |
KEMET CORPORATION
Security | 488360207 | Meeting Type | Special |
Ticker Symbol | KEM | Meeting Date | 20-Feb-2020 |
ISIN | US4883602074 | Agenda | 935124103 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of November 11, 2019, by and among the Company, Yageo Corporation and Sky Merger Sub Inc. (the "Merger Agreement") | Management | Against | Against | |||||
2. | To approve, by non-binding, advisory vote, compensation that will or may become payable by KEMET to its named executive officers in connection with the merger | Management | Against | Against | |||||
3. | To adjourn the Special Meeting of Stockholders (the "Special Meeting") to a later date or dates, if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting | Management | Against | Against |
INSTRUCTURE, INC.
Security | 45781U103 | Meeting Type | Special |
Ticker Symbol | INST | Meeting Date | 25-Feb-2020 |
ISIN | US45781U1034 | Agenda | 935122717 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of December 4, 2019, by and among Instructure, Inc. ("Instructure"), PIV Purchaser, LLC and PIV Merger Sub, Inc. (the "Merger Agreement"). | Management | Against | Against | |||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Instructure's named executed officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | Against | Against | |||||
3. | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | Against | Against |
INTERXION HOLDING N V
Security | N47279109 | Meeting Type | Special |
Ticker Symbol | INXN | Meeting Date | 27-Feb-2020 |
ISIN | NL0009693779 | Agenda | 935128567 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Legal Merger in accordance with the Legal Merger Proposal. | Management | For | For | |||||
2. | To approve the Legal Demerger in accordance with the Legal Demerger Proposal. | Management | For | For | |||||
3. | To approve (A) the Asset Sale and (B) the Post- Demerger Share Sale. | Management | For | For | |||||
4. | To approve (A) the dissolution of the Company, (B) the appointment of Stichting Vereffening InterXion (a foundation under Dutch law) as liquidator of the Company and approval of reimbursement of the Liquidator's reasonable salary and costs, and (C) the appointment of Intrepid Midco B.V., an affiliate of Buyer, as the custodian of the books and records of the Company in accordance with Section 2:24 of the Dutch Civil Code. | Management | For | For | |||||
5. | To grant full and final discharge to each member of the Company's Board for their acts of management or supervision, as applicable, up to the date of the Extraordinary General Meeting. | Management | For | For | |||||
6. | To approve the proposed conversion into a private company with limited liability (een besloten vennootschap met beperkte aansprakelijkheid) and amendment of the articles of association of the Company as set forth in Annex C of the proxy statement and to authorize each lawyer, paralegal and (prospective) civil law notary at De Brauw Blackstone Westbroek N.V. in Amsterdam, to execute the deed of conversion and amendment of the articles of association of the Company. | Management | For | For | |||||
7. | To appoint the following nominees: (i) Jeff Tapley as executive director, and (ii) Andrew P. Power, (iii) Gregory S. Wright and (iv) Joshua A. Mills, as non-executive members of the Company's Board to replace the resigning directors of the Company's Board. | Management | For | For |
AIRCASTLE LIMITED
Security | G0129K104 | Meeting Type | Special |
Ticker Symbol | AYR | Meeting Date | 06-Mar-2020 |
ISIN | BMG0129K1045 | Agenda | 935127060 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Approval and adoption of the Agreement and Plan of Merger, dated November 5, 2019, and the related Statutory Merger Agreement, by and among Aircastle Limited, a Bermuda exempted company (the "Company"), MM Air Limited, a Bermuda exempted company ("Parent"), and MM Air Merger Sub Limited, a Bermuda exempted company and wholly-owned subsidiary of Parent, and the transactions contemplated thereby, including the merger (the "Merger Proposal"). | Management | For | For | |||||
2. | Advisory (non-binding) approval of specified compensation that may become payable to the named executive officers of the Company in connection with the merger (the "Compensation Proposal"). | Management | For | For | |||||
3. | Approval of adjournment of the special general meeting, if necessary, to solicit additional proxies if there are insufficient votes at the time of the special general meeting to approve the Merger Proposal (the "Adjournment Proposal"). | Management | For | For |
PATTERN ENERGY GROUP INC.
Security | 70338P100 | Meeting Type | Special |
Ticker Symbol | PEGI | Meeting Date | 10-Mar-2020 |
ISIN | US70338P1003 | Agenda | 935129165 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of November 3, 2019, among Pattern, Pacific US Inc. and Pacific BidCo US Inc., and approve the Merger. | Management | Against | Against | |||||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Pattern's named executive officers that is based on or otherwise relates to the Merger. | Management | Against | Against | |||||
3. | To approve the adjournment of the special meeting to a later date or dates, to solicit additional proxies if there is not a quorum present or there are insufficient votes to adopt the Merger Agreement and approve the Merger, in each case, at the time of the then-scheduled special meeting, or to give stockholders additional time to evaluate new material information or disclosure. | Management | Against | Against |
LOGMEIN, INC
Security | 54142L109 | Meeting Type | Special |
Ticker Symbol | LOGM | Meeting Date | 12-Mar-2020 |
ISIN | US54142L1098 | Agenda | 935129824 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Adoption of the Agreement and Plan of Merger, dated December 17, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among LogMeIn, Inc., a Delaware corporation, Logan Parent LLC, a Delaware limited liability company, and Logan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Logan Parent, LLC. | Management | Against | Against | |||||
2. | Adjourn the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | Against | Against | |||||
3. | Approval of, on a non-binding, advisory basis, certain compensation that will or may become payable to the Company's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | Against | Against |
THE HABIT RESTAURANTS, INC.
Security | 40449J103 | Meeting Type | Special |
Ticker Symbol | HABT | Meeting Date | 18-Mar-2020 |
ISIN | US40449J1034 | Agenda | 935132895 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated January 5, 2020, by and among The Habit Restaurants, Inc., YUM! Brands, Inc. and YEB Newco Inc. (the "Merger Agreement"). | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the The Habit Restaurants, Inc.'s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | |||||
3. | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement. | Management | For | For |
TELARIA INC
Security | 879181105 | Meeting Type | Special |
Ticker Symbol | TLRA | Meeting Date | 30-Mar-2020 |
ISIN | US8791811057 | Agenda | 935132011 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Adoption of the Merger Agreement: To vote on a proposal to adopt the Agreement and Plan of Merger, dated as of December 19, 2019 (as amended from time to time, the "Merger Agreement"), by and among The Rubicon Project, Inc., Madison Merger Corp. and Telaria, Inc. | Management | Abstain | ||||||
2. | Approval of the Telaria Merger-Related Compensation: To vote on a proposal to approve, by advisory (non- binding) vote, certain compensation arrangements that may be paid or become payable to Telaria's named executive officers in connection with the merger contemplated by the Merger Agreement. | Management | Abstain | ||||||
3. | Adjournment of the Telaria Special Meeting: To vote on a proposal to approve the adjournment of the Telaria special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Telaria special meeting to approve the Telaria merger proposal. | Management | Abstain |
ANIXTER INTERNATIONAL INC.
Security | 035290105 | Meeting Type | Special |
Ticker Symbol | AXE | Meeting Date | 09-Apr-2020 |
ISIN | US0352901054 | Agenda | 935146440 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The proposal to adopt the Agreement and Plan of Merger, dated as of January 10, 2020 the "merger agreement"), by and among, Anixter International Inc., a Delaware corporation ("Anixter"), WESCO International, Inc., a Delaware corporation ("WESCO"), and Warrior Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of WESCO ("Merger Sub"),pursuant to which Merger Sub will be merged with and into Anixter (the "merger"), with Anixter surviving the merger as a wholly owned subsidiary of WESCO. | Management | For | For | |||||
2. | The proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Anixter's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | |||||
3. | The proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For |
TALLGRASS ENERGY, LP
Security | 874696107 | Meeting Type | Special |
Ticker Symbol | TGE | Meeting Date | 16-Apr-2020 |
ISIN | US8746961072 | Agenda | 935148723 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The approval and adoption of the Agreement and Plan of Merger, dated as of December 16, 2019, by and among Tallgrass Energy, LP, Tallgrass Energy GP, LLC, Prairie Private Acquiror LP and Prairie Merger Sub LLC, as it may be amended from time to time, and the transactions contemplated thereby, including the merger of Prairie Private Acquiror LP with and into Tallgrass Energy, LP. | Management | For | For |
FORESCOUT TECHNOLOGIES, INC.
Security | 34553D101 | Meeting Type | Special |
Ticker Symbol | FSCT | Meeting Date | 23-Apr-2020 |
ISIN | US34553D1019 | Agenda | 935159651 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of February 6, 2020, as it may be amended from time to time, by and among Forescout Technologies, Inc., Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Forescout Technologies, Inc. to its named executive officers in connection with the merger. | Management | For | For | |||||
3. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting. | Management | For | For |
IBERIABANK CORPORATION
Security | 450828108 | Meeting Type | Special |
Ticker Symbol | IBKC | Meeting Date | 24-Apr-2020 |
ISIN | US4508281080 | Agenda | 935154675 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Agreement and Plan of Merger, dated as of November 3, 2019 (as amended from time to time, the "merger agreement"), by and between First Horizon National Corporation and IBERIABANK Corporation ("IBKC") (the "IBKC merger proposal"). | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the merger r related compensation payments that will or may be paid by IBKC to its named executive officers in connection with the merger | Management | For | For | |||||
3. | To adjourn the IBKC Special Meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the IBKC merger proposal or to ensure that any supplement or amendment to the accompanying Joint Proxy Statement/Prospectus is timely provided to holders of IBKC common stock. | Management | For | For |
THE STARS GROUP INC.
Security | 85570W100 | Meeting Type | Special |
Ticker Symbol | TSG | Meeting Date | 24-Apr-2020 |
ISIN | CA85570W1005 | Agenda | 935168155 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | To consider, and, if deemed advisable, to approve, with or without variation, a special resolution, the full text of which is set forth in Appendix A of the accompanying management information circular dated March 26, 2020 (the "Information Circular"), to approve a plan of arrangement under section 182 of the Business Corporations Act (Ontario) involving The Stars Group Inc. and Flutter Entertainment plc, all as more particularly described in the Information Circular. | Management | For | For |
WRIGHT MEDICAL GROUP N V
Security | N96617118 | Meeting Type | Special |
Ticker Symbol | WMGI | Meeting Date | 24-Apr-2020 |
ISIN | NL0011327523 | Agenda | 935164777 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Spencer S. Stiles as executive director | Management | For | For | |||||
1B. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): William E. Berry, Jr. as non-executive director | Management | For | For | |||||
1C. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Dean H. Bergy as non-executive director | Management | For | For | |||||
1D. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Jeanne M. Blondia as non-executive director | Management | For | For | |||||
1E. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): David G. Furgason as non-executive director | Management | For | For | |||||
2A. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Robert J. Palmisano as executive director | Management | For | For | |||||
2B. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): J. Patrick Mackin as non-executive director | Management | For | For | |||||
2C. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): John L. Miclot as non-executive director | Management | For | For | |||||
2D. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Kevin O'Boyle as non-executive director | Management | For | For | |||||
2E. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Amy S. Paul as non-executive director | Management | For | For | |||||
2F | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Richard F. Wallman as non-executive director | Management | For | For | |||||
2G. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Elizabeth H. Weatherman as non-executive director | Management | For | For | |||||
3. | Granting of full and final discharge to each member of Wright's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
4. | Conditional approval of the sale, transfer and assumption of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
5. | Conditional resolution to (i) dissolve Wright in accordance ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
6. | Resolution to amend Wright's articles of association to fix the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
7. | Approval of the Mergers, including the entry into by Wright of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
8. | Resolution to amend Wright's articles of association to ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
9A. | Conditional resolution to: Convert Wright into a private company with limited liability. | Management | For | For | |||||
9B. | Conditional resolution to: Amend Wright's articles of association. | Management | For | For | |||||
10. | Conditional resolution to amend Wright's articles of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
11. | Conditional resolution to amend Wright's articles of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
12. | To approve, by non-binding advisory vote, the compensation that ...(due to space limits, see proxy material for full proposal). | Management | For | For |
WRIGHT MEDICAL GROUP N V
Security | N96617118 | Meeting Type | Special |
Ticker Symbol | WMGI | Meeting Date | 24-Apr-2020 |
ISIN | NL0011327523 | Agenda | 935173788 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Spencer S. Stiles as executive director | Management | For | For | |||||
1B. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): William E. Berry, Jr. as non-executive director | Management | For | For | |||||
1C. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Dean H. Bergy as non-executive director | Management | For | For | |||||
1D. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Jeanne M. Blondia as non-executive director | Management | For | For | |||||
1E. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): David G. Furgason as non-executive director | Management | For | For | |||||
2A. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Robert J. Palmisano as executive director | Management | For | For | |||||
2B. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): J. Patrick Mackin as non-executive director | Management | For | For | |||||
2C. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): John L. Miclot as non-executive director | Management | For | For | |||||
2D. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Kevin O'Boyle as non-executive director | Management | For | For | |||||
2E. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Amy S. Paul as non-executive director | Management | For | For | |||||
2F | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Richard F. Wallman as non-executive director | Management | For | For | |||||
2G. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Elizabeth H. Weatherman as non-executive director | Management | For | For | |||||
3. | Granting of full and final discharge to each member of Wright's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
4. | Conditional approval of the sale, transfer and assumption of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
5. | Conditional resolution to (i) dissolve Wright in accordance ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
6. | Resolution to amend Wright's articles of association to fix the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
7. | Approval of the Mergers, including the entry into by Wright of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
8. | Resolution to amend Wright's articles of association to ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
9A. | Conditional resolution to: Convert Wright into a private company with limited liability. | Management | For | For | |||||
9B. | Conditional resolution to: Amend Wright's articles of association. | Management | For | For | |||||
10. | Conditional resolution to amend Wright's articles of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
11. | Conditional resolution to amend Wright's articles of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
12. | To approve, by non-binding advisory vote, the compensation that ...(due to space limits, see proxy material for full proposal). | Management | For | For |
FRONT YARD RESIDENTIAL CORPORATION
Security | 35904G107 | Meeting Type | Special |
Ticker Symbol | RESI | Meeting Date | 27-Apr-2020 |
ISIN | US35904G1076 | Agenda | 935164791 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Approve the merger of the Company with and into BAF Sub LLC, a Maryland limited liability company ("Merger Sub" and such merger, the "Merger") pursuant to the Agreement and Plan of Merger, dated as of February 17, 2020 (as may be amended from time to time, the "Merger Agreement"), by and among the Company, BAF Holdings, LLC, a Delaware limited liability company ("Parent"), and Merger Sub, a direct wholly-owned subsidiary of Parent, as more particularly described in the proxy statement. | Management | For | For | |||||
2. | Approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the Merger contemplated by the Merger Agreement, as more particularly described in the proxy statement. | Management | For | For | |||||
3. | Adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger if there are insufficient votes at the time of the special meeting to approve the Merger, as more particularly described in the proxy statement. | Management | For | For |
ADESTO TECHNOLOGIES CORPORATION
Security | 00687D101 | Meeting Type | Special |
Ticker Symbol | IOTS | Meeting Date | 05-May-2020 |
ISIN | US00687D1019 | Agenda | 935173435 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of February 20, 2020, by and among Dialog Semiconductor plc ("Dialog"), a company incorporated in England and Wales, Azara Acquisition Corp., a Delaware corporation and a wholly owned direct or indirect subsidiary of Dialog, and Adesto Technologies Corporation, a Delaware corporation ("Adesto"). | Management | For | For | |||||
2. | To approve adjournment of virtual special meeting to a later date/dates to (i) solicit additional proxies if (a) Adesto's Board determines that there are insufficient shares of Adesto's Common Stock represented to constitute a quorum (b) Adesto has not received proxies sufficient to approve adoption of Merger Agreement at virtual special meeting (ii) give holders of Adesto's Common Stock additional time to evaluate any supplement/ amendment to enclosed proxy statement or (iii) otherwise comply with applicable law. | Management | For | For |
PRIMO WATER CORPORATION
Security | 74167P108 | Meeting Type | Annual |
Ticker Symbol | PRMW | Meeting Date | 05-May-2020 |
ISIN | CA74167P1080 | Agenda | 935149701 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Britta Bomhard | For | For | |||||||
2 | Susan E. Cates | For | For | |||||||
3 | Jerry Fowden | For | For | |||||||
4 | Stephen H. Halperin | For | For | |||||||
5 | Thomas J. Harrington | For | For | |||||||
6 | Betty Jane Hess | For | For | |||||||
7 | Gregory Monahan | For | For | |||||||
8 | Mario Pilozzi | For | For | |||||||
9 | Billy D. Prim | For | For | |||||||
10 | Eric Rosenfeld | For | For | |||||||
11 | Graham W. Savage | For | For | |||||||
12 | Steven P. Stanbrook | For | For | |||||||
2. | Appointment of Independent Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||
3. | Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation's named executive officers.. | Management | For | For |
CINCINNATI BELL INC.
Security | 171871502 | Meeting Type | Special |
Ticker Symbol | CBB | Meeting Date | 07-May-2020 |
ISIN | US1718715022 | Agenda | 935166226 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of March 13, 2020 (the "merger agreement"), by and among Red Fiber Parent LLC, a Delaware limited liability company ("Parent"), Cincinnati Bell Inc., an Ohio corporation (the "Company"), and RF Merger Sub Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a subsidiary of Parent. | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the Company's named executive officers in connection with, or following, the consummation of the merger. | Management | For | For | |||||
3. | To adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to adopt the merger agreement. | Management | For | For |
E*TRADE FINANCIAL CORPORATION
Security | 269246401 | Meeting Type | Annual |
Ticker Symbol | ETFC | Meeting Date | 07-May-2020 |
ISIN | US2692464017 | Agenda | 935152695 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Richard J. Carbone | Management | For | For | |||||
1B. | Election of Director: Robert J. Chersi | Management | For | For | |||||
1C. | Election of Director: Jaime W. Ellertson | Management | For | For | |||||
1D. | Election of Director: James P. Healy | Management | For | For | |||||
1E. | Election of Director: Kevin T. Kabat | Management | For | For | |||||
1F. | Election of Director: James Lam | Management | For | For | |||||
1G. | Election of Director: Rodger A. Lawson | Management | For | For | |||||
1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | |||||
1I. | Election of Director: Michael A. Pizzi | Management | For | For | |||||
1J. | Election of Director: Rebecca Saeger | Management | For | For | |||||
1K. | Election of Director: Donna L. Weaver | Management | For | For | |||||
1L. | Election of Director: Joshua A. Weinreich | Management | For | For | |||||
2. | To approve, by a non-binding advisory vote, the compensation of the Company's Named Executive Officers (the "Say-on-Pay Vote"), as disclosed in the Proxy Statement for the 2020 Annual Meeting. | Management | For | For | |||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | |||||
4. | A stockholder proposal regarding simple majority voting. | Shareholder | Abstain |
GILAT SATELLITE NETWORKS LTD.
Security | M51474118 | Meeting Type | Special |
Ticker Symbol | GILT | Meeting Date | 08-May-2020 |
ISIN | IL0010825102 | Agenda | 935188690 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The approval of (i) the Agreement and Plan of Merger dated as of January 29, 2020 (as it may be amended from time to time, the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
1A. | By marking the "YES" box, you confirm that you are not a shareholder listed in Section 320(c) of the ICL (i.e., you are neither Merger Sub nor do you own directly or indirectly through Comtech, 25% or more of the ordinary shares or other kind of means of control of Merger Sub). Mark "for" = yes or "against" = no. | Management | For | ||||||
2. | To approve the purchase of a seven-year "tail" endorsement to the Company's current directors' and officers' liability insurance policy. | Management | For | For | |||||
2A. | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 2. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For | ||||||
3. | To approve the payment of a transaction bonus to the Chief Executive Officer of the Company. | Management | For | For | |||||
3A. | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 3. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For | ||||||
4. | To approve the payment of a transaction bonus to the Chief Financial Officer of the Company. | Management | For | For | |||||
4A. | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 4. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For | ||||||
5. | To approve an amendment to the executive bonus payment schedule ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
5A. | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 5. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For | ||||||
6. | To reelect Elyezer Shkedy to serve as an External Director (within the meaning of the ICL) on the Company's Board of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
6A. | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 6. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For |
LEGG MASON, INC.
Security | 524901105 | Meeting Type | Special |
Ticker Symbol | LM | Meeting Date | 15-May-2020 |
ISIN | US5249011058 | Agenda | 935198449 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To consider and vote on a proposal to approve the merger of Alpha Sub, Inc. ("Merger Sub"), a wholly- owned subsidiary of Franklin Resources, Inc. ("Franklin") with and into Legg Mason, Inc. (the "Company") (which we refer to as the "merger"), with the Company surviving the merger as a wholly-owned subsidiary of Franklin, and the other transactions contemplated by the Agreement and Plan of Merger (as amended from time to time, the "merger agreement"), dated February 17, 2020, by and among the Company, Franklin, and Merger Sub. | Management | For | For | |||||
2. | To consider and vote on a proposal to approve, by a non- binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement. | Management | For | For | |||||
3. | To consider and vote on a proposal to adjourn the special meeting to a later date or time if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger and the other transactions contemplated by the merger agreement if there are insufficient votes at the time of the special meeting to approve the merger and the other transactions contemplated by the merger agreement. | Management | For | For |
NORTHVIEW APARTMENT REAL ESTATE INVEST.
Security | 667185102 | Meeting Type | Annual and Special Meeting |
Ticker Symbol | NPRUF | Meeting Date | 25-May-2020 |
ISIN | CA6671851021 | Agenda | 935204305 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | To pass a special resolution approving a plan of arrangement under section 193 of the Business Corporations Act (Alberta) involving, among others, Northview, Galaxy Real Estate Core Fund LP and Galaxy Value Add Fund LP, as more particularly described in Northview's management information circular for the Meeting, the full text of such resolution set forth in Appendix "A" thereto. | Management | For | For | ||||||
2 | DIRECTOR | Management | ||||||||
1 | Scott Thon | For | For | |||||||
2 | Todd R. Cook | For | For | |||||||
3 | Daniel Drimmer | For | For | |||||||
4 | Kevin E. Grayston | For | For | |||||||
5 | Dennis J. Hoffman | For | For | |||||||
6 | Christine McGinley | For | For | |||||||
7 | Terrance L. McKibbon | For | For | |||||||
8 | Valéry Zamuner | For | For | |||||||
3 | To appoint KPMG LLP as auditor of Northview for the ensuing year at a remuneration to be fixed by the board of trustees on the recommendation of Northview's Audit & Risk Management Committee. | Management | For | For | ||||||
4 | On an advisory basis and not to diminish the role and responsibilities of the Northview board, to accept the approach to executive compensation disclosed in Northview's management information circular for the Meeting. | Management | For | For |
TIFFANY & CO.
Security | 886547108 | Meeting Type | Annual |
Ticker Symbol | TIF | Meeting Date | 01-Jun-2020 |
ISIN | US8865471085 | Agenda | 935187977 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Alessandro Bogliolo | Management | For | For | |||||
1B. | Election of Director: Rose Marie Bravo | Management | For | For | |||||
1C. | Election of Director: Hafize Gaye Erkan | Management | For | For | |||||
1D. | Election of Director: Roger N. Farah | Management | For | For | |||||
1E. | Election of Director: Jane Hertzmark Hudis | Management | For | For | |||||
1F. | Election of Director: Abby F. Kohnstamm | Management | For | For | |||||
1G. | Election of Director: James E. Lillie | Management | For | For | |||||
1H. | Election of Director: William A. Shutzer | Management | For | For | |||||
1I. | Election of Director: Robert S. Singer | Management | For | For | |||||
1J. | Election of Director: Annie Young-Scrivner | Management | For | For | |||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the Company's consolidated financial statements for Fiscal 2020. | Management | For | For | |||||
3. | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers in Fiscal 2019. | Management | For | For |
TD AMERITRADE HOLDING CORPORATION
Security | 87236Y108 | Meeting Type | Special |
Ticker Symbol | AMTD | Meeting Date | 04-Jun-2020 |
ISIN | US87236Y1082 | Agenda | 935216627 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 24, 2019, by and among The Charles Schwab Corporation, Americano Acquisition Corp. and TD Ameritrade Holding Corporation ("TD Ameritrade"), as it may be amended from time to time (the "merger agreement"). | Management | For | For | |||||
2. | Proposal to approve, on a non-binding, advisory basis, certain compensation arrangements that may be paid or become payable to TD Ameritrade's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | |||||
3. | Proposal to approve the adjournment of the TD Ameritrade special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve and adopt the merger agreement at the time of the TD Ameritrade special meeting or any adjournment or postponement thereof. | Management | For | For |
THE MEET GROUP, INC.
Security | 58513U101 | Meeting Type | Special |
Ticker Symbol | MEET | Meeting Date | 04-Jun-2020 |
ISIN | US58513U1016 | Agenda | 935204773 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To (a) adopt the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 5, 2020, by and among The Meet Group, Inc., ("Company"), eHarmony Holding, Inc., ("Buyer"), Holly Merger Sub, Inc., a wholly owned subsidiary of Buyer, and NCG-NUCOM GROUP SE, solely for the purpose of guaranteeing Buyer's obligations under Merger Agreement, and (b) approve the transactions contemplated by the Merger Agreement (the "Contemplated Transactions"), including the Merger as more fully described in the Special Meeting Proxy Statement | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the Merger. | Management | For | For | |||||
3. | To approve the adjournment of the special meeting and any adjourned session of the special meeting, if necessary or appropriate, including to allow additional time to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Merger Agreement and approve the Contemplated Transactions or in the absence of a quorum. | Management | For | For |
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Security | 69404D108 | Meeting Type | Annual |
Ticker Symbol | PACB | Meeting Date | 08-Jun-2020 |
ISIN | US69404D1081 | Agenda | 935207589 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1.1 | Election of Class I Director: Christian O. Henry | Management | Abstain | ||||||
1.2 | Election of Class I Director: John F. Milligan, Ph.D. | Management | Abstain | ||||||
1.3 | Election of Class I Director: Lucy Shapiro, Ph.D | Management | Abstain | ||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | Abstain | ||||||
3. | Advisory approval of the Company's executive compensation. | Management | Abstain | ||||||
4. | Approval of the Company's 2020 Equity Incentive Plan. | Management | Abstain |
WILLIS TOWERS WATSON PLC
Security | G96629103 | Meeting Type | Annual |
Ticker Symbol | WLTW | Meeting Date | 10-Jun-2020 |
ISIN | IE00BDB6Q211 | Agenda | 935190342 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Anna C. Catalano | Management | For | For | |||||
1B. | Election of Director: Victor F. Ganzi | Management | For | For | |||||
1C. | Election of Director: John J. Haley | Management | For | For | |||||
1D. | Election of Director: Wendy E. Lane | Management | For | For | |||||
1E. | Election of Director: Brendan R. O'Neill | Management | For | For | |||||
1F. | Election of Director: Jaymin B. Patel | Management | For | For | |||||
1G. | Election of Director: Linda D. Rabbitt | Management | For | For | |||||
1H. | Election of Director: Paul D. Thomas | Management | For | For | |||||
1I. | Election of Director: Wilhelm Zeller | Management | For | For | |||||
2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors' remuneration. | Management | For | For | |||||
3. | Approve, on an advisory basis, the named executive officer compensation. | Management | For | For | |||||
4. | Renew the Board's existing authority to issue shares under Irish law. | Management | For | For | |||||
5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Management | For | For |
LOGMEIN, INC
Security | 54142L109 | Meeting Type | Annual |
Ticker Symbol | LOGM | Meeting Date | 11-Jun-2020 |
ISIN | US54142L1098 | Agenda | 935200775 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Class II Director: David J. Henshall | Management | Abstain | Against | |||||
1B. | Election of Class II Director: Peter J. Sacripanti | Management | Abstain | Against | |||||
1C. | Election of Class II Director: William R. Wagner | Management | Abstain | Against | |||||
2. | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending December 31, 2020. | Management | Abstain | Against | |||||
3. | Advisory vote for the approval of the Company's executive compensation. | Management | Abstain | Against |
FRONT YARD RESIDENTIAL CORPORATION
Security | 35904G107 | Meeting Type | Annual |
Ticker Symbol | RESI | Meeting Date | 22-Jun-2020 |
ISIN | US35904G1076 | Agenda | 935236857 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Leland G. Abrams | Withheld | Against | |||||||
2 | Rochelle R. Dobbs | Withheld | Against | |||||||
3 | George G. Ellison | Withheld | Against | |||||||
4 | Michael A. Eruzione | Withheld | Against | |||||||
5 | Leslie B. Fox | Withheld | Against | |||||||
6 | Wade J. Henderson | Withheld | Against | |||||||
7 | George W. McDowell | Withheld | Against | |||||||
8 | Lazar Nikolic | Withheld | Against | |||||||
2. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||
3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers, as disclosed in the Proxy Statement. | Management | Against | Against |
DELPHI TECHNOLOGIES PLC
Security | G2709G107 | Meeting Type | Special |
Ticker Symbol | DLPH | Meeting Date | 25-Jun-2020 |
ISIN | JE00BD85SC56 | Agenda | 935231617 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Approve the scheme of arrangement in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Royal Court of Jersey. | Management | For | For |
DELPHI TECHNOLOGIES PLC
Security | G2709G107 | Meeting Type | Special |
Ticker Symbol | DLPH | Meeting Date | 25-Jun-2020 |
ISIN | JE00BD85SC56 | Agenda | 935232241 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
S1. | Authorize the directors of Delphi Technologies PLC ("Delphi") to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect and to amend the articles of association of Delphi so that any ordinary shares of Delphi that are issued on or after the Voting Record Time (as defined in the scheme) to persons other than BorgWarner Inc. or its nominees will either be subject to the terms of the scheme or immediately and automatically acquired by BorgWarner Inc. and/or its nominee(s) for the scheme consideration. | Management | For | For | |||||
O2. | Approve, on a non-binding, advisory basis, specified compensatory arrangements between Delphi Technologies PLC and its named executive officers relating to the transaction. | Management | Abstain | Against |
TAUBMAN CENTERS, INC.
Security | 876664103 | Meeting Type | Special |
Ticker Symbol | TCO | Meeting Date | 25-Jun-2020 |
ISIN | US8766641034 | Agenda | 935233255 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt and approve the Agreement and Plan of Merger, dated as of February 9, 2020, by and among Simon Property Group, Inc., Simon Property Group, L.P., Silver Merger Sub 1, LLC ("Merger Sub 1"), Silver Merger Sub 2, LLC, Taubman Centers, Inc. ("Taubman") and The Taubman Realty Group Limited Partnership, and the transactions contemplated thereby (the "Transactions"), including the merger of Taubman with and into Merger Sub 1 (the "REIT Merger"), as more particularly described in the Proxy Statement. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, specified compensation that may become payable to Taubman's named executive officers in connection with the REIT Merger and the other Transactions, as more particularly described in the Proxy Statement. | Management | For | For | |||||
3. | To approve an adjournment of the special meeting, even if a quorum is present, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1. | Management | For | For |
TAUBMAN CENTERS, INC.
Security | 876664103 | Meeting Type | Special |
Ticker Symbol | TCO | Meeting Date | 25-Jun-2020 |
ISIN | US8766641034 | Agenda | 935238065 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt and approve the Agreement and Plan of Merger, dated as of February 9, 2020, by and among Simon Property Group, Inc., Simon Property Group, L.P., Silver Merger Sub 1, LLC ("Merger Sub 1"), Silver Merger Sub 2, LLC, Taubman Centers, Inc. ("Taubman") and The Taubman Realty Group Limited Partnership, and the transactions contemplated thereby (the "Transactions"), including the merger of Taubman with and into Merger Sub 1 (the "REIT Merger"), as more particularly described in the Proxy Statement. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, specified compensation that may become payable to Taubman's named executive officers in connection with the REIT Merger and the other Transactions, as more particularly described in the Proxy Statement. | Management | For | For | |||||
3. | To approve an adjournment of the special meeting, even if a quorum is present, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1. | Management | For | For |
WATER ISLAND DIVERSIFIED EVENT-DRIVEN FUND
Investment Company Report
HFF, INC.
Security | 40418F108 | Meeting Type | Annual |
Ticker Symbol | HF | Meeting Date | 01-Jul-2019 |
ISIN | US40418F1084 | Agenda | 935048175 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED MARCH 18, 2019, AS AMENDED FROM TIME TO TIME, AMONG HFF, INC. ("HFF"), JONES LANG LASALLE INCORPORATED ("JLL"), JLL CM, INC. AND JLL CMG, LLC PURSUANT TO WHICH A WHOLLY OWNED SUBSIDIARY OF JLL WILL MERGE WITH AND INTO HFF (THE "MERGER") | Management | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO HFF'S EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER | Management | For | For | ||||||
3. | DIRECTOR | Management | ||||||||
1 | Deborah H. McAneny | For | For | |||||||
2 | Steven E. Wheeler | For | For | |||||||
4. | RATIFICATION OF HFF'S INDEPENDENT, REGISTERED CERTIFIED PUBLIC ACCOUNTANTS | Management | For | For | ||||||
5. | ADVISORY VOTE TO APPROVE HFF'S NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For |
GLOBAL BRASS AND COPPER HOLDINGS, INC.
Security | 37953G103 | Meeting Type | Special |
Ticker Symbol | BRSS | Meeting Date | 09-Jul-2019 |
ISIN | US37953G1031 | Agenda | 935050269 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Proposal to adopt the Agreement and Plan of Merger, dated as of April 9, 2019 (the "merger agreement"), by and among Global Brass and Copper Holdings, Inc., Elephant Acquisition Corp. and Wieland-Werke Aktiengesellschaft, pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger. | Management | For | For | |||||
2. | Proposal to approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. | Management | For | For | |||||
3. | Proposal to approve the adjournment of the special meeting, if necessary or appropriate as determined by the Company, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum. | Management | For | For |
ALIBABA GROUP HOLDING LIMITED
Security | 01609W102 | Meeting Type | Annual |
Ticker Symbol | BABA | Meeting Date | 15-Jul-2019 |
ISIN | US01609W1027 | Agenda | 935052302 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Effect an increase in the number of authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. | Management | For | For | |||||
2.1 | Election of Director for a three year term: DANIEL ZHANG | Management | For | For | |||||
2.2 | Election of Director for a three year term: CHEE HWA TUNG | Management | For | For | |||||
2.3 | Election of Director for a three year term: JERRY YANG | Management | For | For | |||||
2.4 | Election of Director for a three year term: WAN LING MARTELLO | Management | For | For | |||||
3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | Management | For | For |
WORLDPAY INC.
Security | 981558109 | Meeting Type | Special |
Ticker Symbol | WP | Meeting Date | 24-Jul-2019 |
ISIN | US9815581098 | Agenda | 935051982 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt and approve the Agreement and Plan of Merger (the "merger agreement"), dated March 17, 2019, by and among Worldpay, Inc. ("Worldpay"), Fidelity National Information Services, Inc. and Wrangler Merger Sub, Inc. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, the compensation payments that will or may be made to Worldpay's named executive officers in connection with the transaction contemplated by the merger agreement. | Management | For | For | |||||
3. | To adjourn the Worldpay Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt and approve the merger agreement. | Management | For | For |
MELLANOX TECHNOLOGIES LTD.
Security | M51363113 | Meeting Type | Annual |
Ticker Symbol | MLNX | Meeting Date | 25-Jul-2019 |
ISIN | IL0011017329 | Agenda | 935056994 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Glenda Dorchak | Management | For | For | |||||
1b. | Election of Director: Irwin Federman | Management | For | For | |||||
1c. | Election of Director: Amal M. Johnson | Management | For | For | |||||
1d. | Election of Director: Jack Lazar | Management | For | For | |||||
1e. | Election of Director: Jon A. Olson | Management | For | For | |||||
1f. | Election of Director: Umesh Padval | Management | For | For | |||||
1g. | Election of Director: David Perlmutter | Management | For | For | |||||
1h. | Election of Director: Steve Sanghi | Management | For | For | |||||
1i. | Election of Director: Eyal Waldman | Management | For | For | |||||
1j. | Election of Director: Gregory Waters | Management | For | For | |||||
2. | Advisory vote to approve the compensation of the Company's named executive officers ("say-on-pay vote") as disclosed in the compensation discussion and analysis, compensation tables and narrative discussion set forth in the proxy statement. | Management | For | For | |||||
3. | Approval of the Fourth Restated Plan. | Management | For | For | |||||
4. | Approval of certain changes to the annual retainer fees and equity awards to the Company's non-employee directors. | Management | For | For | |||||
5a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 5b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. | Management | For | ||||||
5b. | Approval of the Company's Compensation Philosophy. | Management | For | For | |||||
6. | Approval of the appointment of EY Israel as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019 and authorization of audit committee to determine its fiscal 2019 remuneration in accordance with the volume and nature of its services. | Management | For | For |
BUCKEYE PARTNERS, L.P.
Security | 118230101 | Meeting Type | Special |
Ticker Symbol | BPL | Meeting Date | 31-Jul-2019 |
ISIN | US1182301010 | Agenda | 935058227 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The approval of (i) the Agreement and Plan of Merger, dated as of May 10, 2019, by and among Buckeye Partners, L.P., a DE limited partnership, Hercules Intermediate Holdings LLC, a DE limited liability company ("Parent"), Hercules Merger Sub LLC, a DE limited liability company and a wholly owned subsidiary of Parent, Buckeye Pipe Line Services Company, a PA corporation, and Buckeye GP LLC, a DE limited liability company and the general partner of Buckeye Partners, L.P. and (ii) the transactions contemplated by the Agreement and Plan of Merger. | Management | For | For | |||||
2. | The approval, in a nonbinding advisory vote, of the compensation that may be paid or may become payable to Buckeye Partners, L.P.'s named executive officers in connection with, or following, the consummation of the merger contemplated by the Agreement and Plan of Merger. | Management | For | For |
RED HAT, INC.
Security | 756577102 | Meeting Type | Annual |
Ticker Symbol | Meeting Date | 31-Jul-2019 | |
ISIN | US7565771026 | Agenda | 935058431 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1.1 | Election of Director: Sohaib Abbasi | Management | Abstain | ||||||
1.2 | Election of Director: W. Steve Albrecht | Management | Abstain | ||||||
1.3 | Election of Director: Charlene T. Begley | Management | Abstain | ||||||
1.4 | Election of Director: Narendra K. Gupta | Management | Abstain | ||||||
1.5 | Election of Director: Kimberly L. Hammonds | Management | Abstain | ||||||
1.6 | Election of Director: William S. Kaiser | Management | Abstain | ||||||
1.7 | Election of Director: Kevin M. Murai | Management | Abstain | ||||||
1.8 | Election of Director: James M. Whitehurst | Management | Abstain | ||||||
1.9 | Election of Director: Alfred W. Zollar | Management | Abstain | ||||||
2. | To approve, on an advisory basis, a resolution relating to Red Hat's executive compensation | Management | Abstain | ||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as Red Hat's independent registered public accounting firm for the fiscal year ending February 29, 2020 | Management | Abstain |
ANADARKO PETROLEUM CORPORATION
Security | 032511107 | Meeting Type | Special |
Ticker Symbol | APC | Meeting Date | 08-Aug-2019 |
ISIN | US0325111070 | Agenda | 935062531 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc. and Anadarko Petroleum Corporation ("Anadarko"). | Management | For | For | |||||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Anadarko's named executive officers that is based on or otherwise related to the proposed transactions. | Management | For | For |
LIVERAMP HOLDINGS, INC.
Security | 53815P108 | Meeting Type | Annual |
Ticker Symbol | RAMP | Meeting Date | 13-Aug-2019 |
ISIN | US53815P1084 | Agenda | 935056110 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Richard P. Fox | Management | For | For | |||||
1b. | Election of Director: Clark M. Kokich | Management | For | For | |||||
2. | Advisory (non-binding) vote to approve the compensation of the Company's named executive officers. | Management | For | For | |||||
3. | Ratification of KPMG LLP as the Company's independent registered public accountant for Fiscal Year 2020. | Management | For | For |
PERSPECTA INC.
Security | 715347100 | Meeting Type | Annual |
Ticker Symbol | PRSP | Meeting Date | 13-Aug-2019 |
ISIN | US7153471005 | Agenda | 935057326 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Sanju K. Bansal | Management | For | For | |||||
1b. | Election of Director: Sondra L. Barbour | Management | For | For | |||||
1c. | Election of Director: John M. Curtis | Management | For | For | |||||
1d. | Election of Director: Lisa S. Disbrow | Management | For | For | |||||
1e. | Election of Director: Glenn A. Eisenberg | Management | For | For | |||||
1f. | Election of Director: Pamela O. Kimmet | Management | For | For | |||||
1g. | Election of Director: J. Michael Lawrie | Management | For | For | |||||
1h. | Election of Director: Ramzi M. Musallam | Management | For | For | |||||
1i. | Election of Director: Philip O. Nolan | Management | For | For | |||||
1j. | Election of Director: Michael E. Ventling | Management | For | For | |||||
2. | Ratification of the appointment of Deloitte & Touche as our independent registered public accounting firm for the fiscal year ending March 31, 2020 | Management | For | For | |||||
3. | Approval, on an advisory basis, of our named executive officer compensation | Management | For | For | |||||
4. | Approval, on an advisory basis, of the frequency of holding future non-binding advisory votes to approve our named executive officer compensation | Management | 1 Year | For |
MEDIDATA SOLUTIONS, INC.
Security | 58471A105 | Meeting Type | Special |
Ticker Symbol | MDSO | Meeting Date | 16-Aug-2019 |
ISIN | US58471A1051 | Agenda | 935064941 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | A proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated as of June 11, 2019, by and among Medidata Solutions, Inc., Dassault Systèmes SE, Dassault Systèmes Americas Corp., and 3DS Acquisition 6 Corp. | Management | For | For | |||||
2. | A proposal to approve, on an advisory (non-binding) basis, specified compensation that may be paid or become payable to Medidata Solutions, Inc.'s principal executive officers, principal financial officer and three most highly compensated executive officers other than the principal executive officers and principal financial officer in connection with the merger. | Management | For | For | |||||
3. | A proposal to approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For |
AMERIGAS PARTNERS, L.P.
Security | 030975106 | Meeting Type | Special |
Ticker Symbol | APU | Meeting Date | 21-Aug-2019 |
ISIN | US0309751065 | Agenda | 935061957 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Agreement and Plan of Merger, dated as of April 1,2019 (as may be amended from time to time, the "merger agreement"), by and among UGI Corporation, AmeriGas Propane Holdings, Inc., AmeriGas Propane Holdings, LLC ("Merger Sub"), AmeriGas Partners, L.P. ("AmeriGas") and AmeriGas Propane, Inc., the general partner of AmeriGas, and transactions contemplated thereby, including the merger of Merger Sub with and into AmeriGas, with AmeriGas continuing as the surviving entity and an indirect, wholly owned subsidiary of UGI (the "merger"). | Management | For | For | |||||
2. | To approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the merger agreement and the transactions contemplated thereby, including the merger, at the time of the special meeting. | Management | For | For | |||||
3. | To approve, by a non-binding advisory vote, the compensation arrangements disclosed in the proxy statement/prospectus that may be payable to AmeriGas' named executive officers in connection with the completion of the merger. | Management | For | For |
CRAY INC.
Security | 225223304 | Meeting Type | Special |
Ticker Symbol | CRAY | Meeting Date | 27-Aug-2019 |
ISIN | US2252233042 | Agenda | 935058241 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 16, 2019, by and among Hewlett Packard Enterprise Company, a Delaware corporation ("HPE"), Canopy Merger Sub, Inc., a Washington corporation and wholly owned subsidiary of HPE, and Cray Inc., a Washington corporation ("Cray"), as such agreement may be amended from time to time. | Management | For | For | |||||
2. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to Cray's named executive officers in connection with the merger. | Management | For | For | |||||
3. | To approve the adjournment of the special meeting to a later date if Cray's board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to solicit additional proxies if there is not a quorum present or there are not sufficient votes in favor of the approval of the Merger Agreement at the time of the special meeting. | Management | For | For |
CYPRESS SEMICONDUCTOR CORPORATION
Security | 232806109 | Meeting Type | Special |
Ticker Symbol | CY | Meeting Date | 27-Aug-2019 |
ISIN | US2328061096 | Agenda | 935063987 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of June 3, 2019, as it may be amended or modified from time to time, among Cypress Semiconductor Corporation ("Cypress"), Infineon Technologies AG and IFX Merger Sub Inc. (the "merger agreement") and the merger described therein. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Cypress to its named executive officers that is based on or otherwise relates to the merger. | Management | For | For | |||||
3. | To approve any proposal to adjourn the special meeting from time to time, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger agreement. | Management | For | For |
SHUTTERFLY, INC.
Security | 82568P304 | Meeting Type | Special |
Ticker Symbol | SFLY | Meeting Date | 28-Aug-2019 |
ISIN | US82568P3047 | Agenda | 935067973 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Adopt Agreement and Plan of Merger, among Photo Holdings, LLC, a Delaware limited liability company ("Newco"), Photo Holdings Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Newco, and Shutterfly, Inc., a Delaware corporation ("Shutterfly"), as such agreement may be amended from time to time. Upon the terms and subject to the conditions of the Merger Agreement, if the merger is completed, Merger Sub will merge with & into Shutterfly (the "Merger"), and Shutterfly will continue as surviving corporation. | Management | Against | Against | |||||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Shutterfly's named executive officers that is based on or otherwise relates to the Merger. | Management | Against | Against | |||||
3. | To approve the adjournment of the special meeting to a later date or dates, if Shutterfly's board of directors determines that it is necessary or appropriate and is permitted by the Merger Agreement, to solicit additional proxies if (a) there is not a quorum present or represented by proxy or (b) there are insufficient votes to adopt the Merger Agreement, in each case, at the time of then-scheduled special meeting, or to give holders of Shutterfly's common stock additional time to evaluate new material information or disclosure. | Management | Against | Against |
WAGEWORKS, INC.
Security | 930427109 | Meeting Type | Special |
Ticker Symbol | WAGE | Meeting Date | 28-Aug-2019 |
ISIN | US9304271094 | Agenda | 935067478 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 26, 2019 by and among WageWorks, Inc., a Delaware corporation, HealthEquity, Inc., a Delaware corporation ("HealthEquity"), and Pacific Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of HealthEquity ("Merger Sub"), pursuant to which Merger Sub will be merged with and into WageWorks (the "merger") and WageWorks will survive the merger and become a wholly owned subsidiary of HealthEquity. | Management | For | For | |||||
2. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | |||||
3. | To approve, on an advisory (non-binding) basis, certain compensation that will or may become payable to the named executive officers of WageWorks in connection with the merger. | Management | For | For |
SOTHEBY'S
Security | 835898107 | Meeting Type | Special |
Ticker Symbol | BID | Meeting Date | 05-Sep-2019 |
ISIN | US8358981079 | Agenda | 935070134 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 16, 2019, as it may be amended from time to time (the "merger agreement"), by and among Sotheby's, BidFair USA LLC, ("Parent"), and BidFair MergeRight Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the merger agreement, Merger Sub will be merged with and into Sotheby's (the "merger"), with Sotheby's continuing as the surviving corporation and a wholly owned subsidiary of Parent. | Management | Against | Against | |||||
2. | To consider and vote on a proposal to approve, by non- binding, advisory vote, certain compensation arrangements for Sotheby's named executive officers in connection with the merger. | Management | Against | Against |
SPARK THERAPEUTICS, INC.
Security | 84652J103 | Meeting Type | Annual |
Ticker Symbol | ONCE | Meeting Date | 05-Sep-2019 |
ISIN | US84652J1034 | Agenda | 935063494 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Anand Mehra, MD | For | For | |||||||
2 | Robert J. Perez | For | For | |||||||
3 | Lota Zoth | For | For | |||||||
2. | To approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | ||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For |
ACACIA COMMUNICATIONS, INC.
Security | 00401C108 | Meeting Type | Special |
Ticker Symbol | ACIA | Meeting Date | 06-Sep-2019 |
ISIN | US00401C1080 | Agenda | 935071059 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 8, 2019, as it may be amended from time to time, by and among Acacia Communications, Inc., Cisco Systems, Inc., and Amarone Acquisition Corp. | Management | For | For | |||||
2. | To approve, on a nonbinding advisory basis, the compensation that may be payable to Acacia Communications, Inc.'s named executive officers in connection with the merger. | Management | For | For | |||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Agreement and Plan of Merger. | Management | For | For |
LYONDELLBASELL INDUSTRIES N.V.
Security | N53745100 | Meeting Type | Special |
Ticker Symbol | LYB | Meeting Date | 12-Sep-2019 |
ISIN | NL0009434992 | Agenda | 935066147 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Authorization to Conduct Share Repurchases | Management | For | For | |||||
2. | Cancellation of Shares | Management | For | For |
EL PASO ELECTRIC COMPANY
Security | 283677854 | Meeting Type | Special |
Ticker Symbol | EE | Meeting Date | 19-Sep-2019 |
ISIN | US2836778546 | Agenda | 935069511 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Agreement and Plan of Merger, dated as of June 1, 2019, by and among El Paso Electric Company (the Company), Sun Jupiter Holdings LLC (Parent) and Sun Merger Sub Inc., a wholly-owned subsidiary of Parent (Merger Sub), and the transactions contemplated thereby, including the merger of Merger Sub with and into the Company. | Management | For | For | |||||
2. | To approve by non-binding advisory resolution, the compensation of the named executive officers of the Company that will or may become payable in connection with the merger. | Management | For | For | |||||
3. | To approve any motion to adjourn the special meeting to a later date or dates, if necessary, to solicit additional proxies if there are insufficient votes to approve proposal 1 at the time of the special meeting. | Management | For | For |
MONOTYPE IMAGING HOLDINGS INC.
Security | 61022P100 | Meeting Type | Special |
Ticker Symbol | TYPE | Meeting Date | 09-Oct-2019 |
ISIN | US61022P1003 | Agenda | 935079815 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 25, 2019 (as it may be amended, supplemented or otherwise modified from time to time, the "merger agreement"), by and among Marvel Parent, LLC, a Delaware limited liability company ("Parent"), Marvel Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Monotype Imaging Holdings Inc., a Delaware corporation ("Monotype" or the "Company"), pursuant to which Merger Sub will be merged with and into the Company (the "merger") | Management | For | For | |||||
2. | To approve a nonbinding, advisory proposal to approve the compensation that may be paid or may become payable to the Company's named executive officers in connection with, or following, the consummation of the merger | Management | For | For | |||||
3. | To approve a proposal to adjourn the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger proposal | Management | For | For |
NAVIGANT CONSULTING, INC.
Security | 63935N107 | Meeting Type | Special |
Ticker Symbol | NCI | Meeting Date | 10-Oct-2019 |
ISIN | US63935N1072 | Agenda | 935080173 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Proposal to adopt the Agreement and Plan of Merger, dated as of August 2, 2019 (as may be amended from time to time, the "merger agreement"), by and among the Navigant Consulting, Inc., a Delaware corporation (the "Company"), Guidehouse LLP, a Delaware limited liability partnership ("Parent"), and Isaac Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Sub"). | Management | For | For | |||||
2. | Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers and that is based on, or otherwise relates to, the merger of Sub with and into the Company, as contemplated by the merger agreement. | Management | For | For | |||||
3. | Proposal to adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For |
OMNOVA SOLUTIONS INC.
Security | 682129101 | Meeting Type | Special |
Ticker Symbol | OMN | Meeting Date | 10-Oct-2019 |
ISIN | US6821291019 | Agenda | 935080224 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 3, 2019 (as may be amended from time to time, the "merger agreement"), by and among OMNOVA, Synthomer plc, Spirit USA Holdings Inc. and Synthomer USA LLC, thereby approving the transactions contemplated by the merger agreement. | Management | For | For | |||||
2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to OMNOVA's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | |||||
3. | To adjourn the special meeting to a later date or time, if necessary or appropriate, including if there are insufficient votes at the time of the special meeting to obtain the OMNOVA shareholder approval. | Management | For | For |
ALLERGAN PLC
Security | G0177J108 | Meeting Type | Special |
Ticker Symbol | AGN | Meeting Date | 14-Oct-2019 |
ISIN | IE00BY9D5467 | Agenda | 935082305 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | COURT MEETING: Approve the scheme of arrangement. | Management | For | For | |||||
2. | Extraordinary General Meeting: Approve the scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect. | Management | For | For | |||||
3. | Extraordinary General Meeting: Approve the cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares which are held from time to time by AbbVie Inc., Acquirer Sub (as defined in the scheme of arrangement) or any other subsidiary of AbbVie Inc., if any). | Management | For | For | |||||
4. | Extraordinary General Meeting: Authorize the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme. | Management | For | For | |||||
5. | Extraordinary General Meeting: Amend the articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or its nominees will either be subject to the terms of the scheme or will be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the scheme consideration. | Management | For | For | |||||
6. | Extraordinary General Meeting: Approve, on a non- binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction. | Management | For | For | |||||
7. | Extraordinary General Meeting: Approve any motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the extraordinary general meeting to approve resolutions 2 through 5. | Management | For | For |
INTERNATIONAL SPEEDWAY CORPORATION
Security | 460335201 | Meeting Type | Special |
Ticker Symbol | ISCA | Meeting Date | 16-Oct-2019 |
ISIN | US4603352018 | Agenda | 935082381 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The proposal to approve an Agreement and Plan of Merger, dated as of May 22, 2019, by and among International Speedway Corporation (the "Company"), NASCAR Holdings, Inc., and Nova Merger Sub, Inc., as it may be amended from time to time. | Management | Against | Against | |||||
2. | The non-binding, advisory proposal to approve specified compensation that may become payable to the named executive officers of the Company in connection with the merger. | Management | Against | Against | |||||
3. | The proposal to approve an adjournment of the special meeting, if necessary or appropriate (as determined in good faith by the Company), to solicit additional proxies if there are insufficient votes at the time of the special meeting to obtain the Required Shareholder Vote (as defined in the enclosed Proxy Statement). | Management | Against | Against |
CAMBREX CORPORATION
Security | 132011107 | Meeting Type | Special |
Ticker Symbol | CBM | Meeting Date | 23-Oct-2019 |
ISIN | US1320111073 | Agenda | 935085490 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of August 7, 2019 (the "Merger Agreement"), by and among Catalog Intermediate Inc., Catalog Merger Sub Inc. and the Company. | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the Companys named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | |||||
3. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate and permitted under the Merger Agreement, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For |
WESCO AIRCRAFT HOLDINGS, INC.
Security | 950814103 | Meeting Type | Special |
Ticker Symbol | WAIR | Meeting Date | 24-Oct-2019 |
ISIN | US9508141036 | Agenda | 935080197 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated August 8, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among Wolverine Intermediate Holding II Corporation, a Delaware corporation, Wolverine Merger Corporation, a Delaware corporation and a direct wholly owned subsidiary of Wolverine Intermediate Holding II Corporation, and Wesco Aircraft Holdings, Inc., a Delaware corporation. | Management | For | For | |||||
2. | To approve the adjournment of the special meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. | Management | For | For | |||||
3. | To approve, on a non binding, advisory basis, certain compensation that will or may become payable to our named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For |
PRESIDIO, INC.
Security | 74102M103 | Meeting Type | Special |
Ticker Symbol | PSDO | Meeting Date | 06-Nov-2019 |
ISIN | US74102M1036 | Agenda | 935090415 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of August 14, 2019, as amended on September 25, 2019 and as it may be further amended from time to time, by and among Presidio, Inc., BCEC - Port Holdings (Delaware), LP and Port Merger Sub, Inc. (the "Merger Proposal"). | Management | Against | Against | |||||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger | Management | Against | Against | |||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal or in the absence of a quorum. | Management | Against | Against |
GANNETT CO., INC.
Security | 36473H104 | Meeting Type | Special |
Ticker Symbol | GCI | Meeting Date | 14-Nov-2019 |
ISIN | US36473H1041 | Agenda | 935091811 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, (the "Merger Agreement"), among New Media Investment Group Inc. ("New Media"), Gannett Co., Inc. ("Gannett"), Arctic Holdings LLC, a wholly owned subsidiary of New Media ("Intermediate Holdco"), and Arctic Acquisition Corp., a wholly owned subsidiary of Intermediate Holdco ("Merger Sub"), pursuant to which Merger Sub will merge with & into Gannett, with Gannett continuing as the surviving corporation & an indirect wholly owned subsidiary of New Media ( "merger") (such proposal, "Merger Proposal"). | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Gannett's named executive officers in connection with the merger. | Management | For | For | |||||
3. | To adjourn the Special Meeting of Stockholders of Gannett, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal. | Management | For | For |
CAESARS ENTERTAINMENT CORPORATION
Security | 127686103 | Meeting Type | Special |
Ticker Symbol | CZR | Meeting Date | 15-Nov-2019 |
ISIN | US1276861036 | Agenda | 935092584 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Merger Agreement and approve the Merger. | Management | For | For | |||||
2. | To approve, on an advisory basis, the compensation that will or may become payable to Caesars' named executive officers (as identified in accordance with Securities and Exchange Commission regulations) in connection with the Merger. | Management | For | For | |||||
3. | To approve one or more adjournments of the Caesars Special Meeting, if appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and approve the Merger at the time of the Caesars Special Meeting. | Management | For | For |
MILACRON HOLDINGS CORP
Security | 59870L106 | Meeting Type | Special |
Ticker Symbol | MCRN | Meeting Date | 20-Nov-2019 |
ISIN | US59870L1061 | Agenda | 935094716 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 12, 2019, by and among Hillenbrand, Inc., Bengal Delaware Holding Corporation and Milacron Holdings Corp. ("Milacron"), as such Agreement and Plan of Merger may be amended from time to time (which is referred to as the merger agreement), and approve the merger contemplated thereby, which is further described in the accompanying proxy statement/prospectus, which is referred to as the merger proposal. | Management | For | For | |||||
2. | To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Milacron's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | |||||
3. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve the merger proposal. | Management | For | For |
SEMGROUP CORPORATION
Security | 81663A105 | Meeting Type | Special |
Ticker Symbol | SEMG | Meeting Date | 04-Dec-2019 |
ISIN | US81663A1051 | Agenda | 935098978 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve and adopt the Agreement and Plan of Merger dated as of September 15, 2019 (the "merger agreement"), by and among SemGroup Corporation (the "Company"), Energy Transfer LP ("Energy Transfer") and Nautilus Merger Sub LLC ("Merger Sub"), pursuant to which, among other things, Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a direct wholly owned subsidiary of Energy Transfer (the "merger proposal"). | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the specified compensation that may be received by the Company's named executive officers in connection with the merger. | Management | For | For | |||||
3. | To approve any adjournment of the special meeting, if necessary, to solicit additional proxies in favor of the merger proposal. | Management | For | For |
NORTONLIFELOCK INC.
Security | 871503108 | Meeting Type | Annual |
Ticker Symbol | Meeting Date | 19-Dec-2019 | |
ISIN | US8715031089 | Agenda | 935100709 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Sue Barsamian | Management | For | For | |||||
1B. | Election of Director: Frank E. Dangeard | Management | For | For | |||||
1C. | Election of Director: Nora M. Denzel | Management | For | For | |||||
1D. | Election of Director: Peter A. Feld | Management | For | For | |||||
1E. | Election of Director: Kenneth Y. Hao | Management | For | For | |||||
1F. | Election of Director: David W. Humphrey | Management | For | For | |||||
1G. | Election of Director: Vincent Pilette | Management | For | For | |||||
1H. | Election of Director: V. Paul Unruh | Management | For | For | |||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | |||||
3. | Advisory vote to approve executive compensation. | Management | For | For | |||||
4. | Stockholder proposal regarding independent board chairman. | Shareholder | For | Against |
PIVOTAL SOFTWARE INC
Security | 72582H107 | Meeting Type | Special |
Ticker Symbol | PVTL | Meeting Date | 27-Dec-2019 |
ISIN | US72582H1077 | Agenda | 935112576 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The proposal to adopt and approve the Agreement and Plan of Merger, dated as of August 22, 2019, among Pivotal Software, Inc., a Delaware Corporation, VMware, Inc., a Delaware corporation, and Raven Transaction Sub, Inc., a newly formed Delaware corporation and a wholly owned subsidiary of VMware, as it may be amended from time to time. | Management | For | For | |||||
2. | The proposal to approve the adjournment or postponement of the special meeting, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the special meeting to adopt and approve the merger agreement. | Management | For | For |
ANIXTER INTERNATIONAL INC.
Security | 035290105 | Meeting Type | Special |
Ticker Symbol | AXE | Meeting Date | 04-Feb-2020 |
ISIN | US0352901054 | Agenda | 935121359 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | The proposal to adopt the Second Amended and Restated Agreement and Plan of Merger, dated as of January 1, 2020, (as it may be further amended, "the merger agreement") by and among the Company, CD&R Arrow Parent, LLC, a Delaware limited liability company ("Parent"), and CD&R Arrow Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving as a wholly owned subsidiary of Parent. | Management | Abstain | Against | |||||
2 | The proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | Management | Abstain | Against | |||||
3 | The proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | Abstain | Against |
TIFFANY & CO.
Security | 886547108 | Meeting Type | Special |
Ticker Symbol | TIF | Meeting Date | 04-Feb-2020 |
ISIN | US8865471085 | Agenda | 935121347 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The merger proposal - To adopt the Agreement and Plan of Merger, dated as of November 24, 2019, as it may be amended from time to time (the "merger agreement"), by and among Tiffany & Co. ("Company"), LVMH Moët Hennessy-Louis Vuitton SE, a societas Europaea (European company) organized under laws of France ("Parent"), Breakfast Holdings Acquisition Corp., a Delaware corporation and an indirect wholly owned subsidiary of Parent, & Breakfast Acquisition Corp., a Delaware corporation and a direct wholly owned subsidiary of Holding ("Merger Sub"). | Management | For | For | |||||
2. | The compensation proposal: To approve, by non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the merger. | Management | For | For | |||||
3. | The adjournment proposal: To adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the merger proposal described above in Proposal 1. | Management | For | For |
KEMET CORPORATION
Security | 488360207 | Meeting Type | Special |
Ticker Symbol | KEM | Meeting Date | 20-Feb-2020 |
ISIN | US4883602074 | Agenda | 935124103 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of November 11, 2019, by and among the Company, Yageo Corporation and Sky Merger Sub Inc. (the "Merger Agreement") | Management | Against | Against | |||||
2. | To approve, by non-binding, advisory vote, compensation that will or may become payable by KEMET to its named executive officers in connection with the merger | Management | Against | Against | |||||
3. | To adjourn the Special Meeting of Stockholders (the "Special Meeting") to a later date or dates, if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting | Management | Against | Against |
INTERXION HOLDING N V
Security | N47279109 | Meeting Type | Special |
Ticker Symbol | INXN | Meeting Date | 27-Feb-2020 |
ISIN | NL0009693779 | Agenda | 935128567 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Legal Merger in accordance with the Legal Merger Proposal. | Management | For | For | |||||
2. | To approve the Legal Demerger in accordance with the Legal Demerger Proposal. | Management | For | For | |||||
3. | To approve (A) the Asset Sale and (B) the Post- Demerger Share Sale. | Management | For | For | |||||
4. | To approve (A) the dissolution of the Company, (B) the appointment of Stichting Vereffening InterXion (a foundation under Dutch law) as liquidator of the Company and approval of reimbursement of the Liquidator's reasonable salary and costs, and (C) the appointment of Intrepid Midco B.V., an affiliate of Buyer, as the custodian of the books and records of the Company in accordance with Section 2:24 of the Dutch Civil Code. | Management | For | For | |||||
5. | To grant full and final discharge to each member of the Company's Board for their acts of management or supervision, as applicable, up to the date of the Extraordinary General Meeting. | Management | For | For | |||||
6. | To approve the proposed conversion into a private company with limited liability (een besloten vennootschap met beperkte aansprakelijkheid) and amendment of the articles of association of the Company as set forth in Annex C of the proxy statement and to authorize each lawyer, paralegal and (prospective) civil law notary at De Brauw Blackstone Westbroek N.V. in Amsterdam, to execute the deed of conversion and amendment of the articles of association of the Company. | Management | For | For | |||||
7. | To appoint the following nominees: (i) Jeff Tapley as executive director, and (ii) Andrew P. Power, (iii) Gregory S. Wright and (iv) Joshua A. Mills, as non-executive members of the Company's Board to replace the resigning directors of the Company's Board. | Management | For | For |
CLEVELAND-CLIFFS INC.
Security | 185899101 | Meeting Type | Special |
Ticker Symbol | CLF | Meeting Date | 10-Mar-2020 |
ISIN | US1858991011 | Agenda | 935129432 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Agreement and Plan of Merger, dated December 2, 2019, among Cleveland-Cliffs Inc., AK Steel Holding Corporation and Pepper Merger Sub Inc. ("Merger Sub") (pursuant to which, as described in the joint proxy statement/prospectus, dated February 4, 2020, Merger Sub will merge with and into AK Steel Holding Corporation (the "Merger")), and the transactions contemplated thereby, including the issuance of Cliffs common shares, par value $0.125 per share, in connection with the Merger. | Management | For | For | |||||
2. | To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting to approve proposal 1. | Management | For | For |
PATTERN ENERGY GROUP INC.
Security | 70338P100 | Meeting Type | Special |
Ticker Symbol | PEGI | Meeting Date | 10-Mar-2020 |
ISIN | US70338P1003 | Agenda | 935129165 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of November 3, 2019, among Pattern, Pacific US Inc. and Pacific BidCo US Inc., and approve the Merger. | Management | Against | Against | |||||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Pattern's named executive officers that is based on or otherwise relates to the Merger. | Management | Against | Against | |||||
3. | To approve the adjournment of the special meeting to a later date or dates, to solicit additional proxies if there is not a quorum present or there are insufficient votes to adopt the Merger Agreement and approve the Merger, in each case, at the time of the then-scheduled special meeting, or to give stockholders additional time to evaluate new material information or disclosure. | Management | Against | Against |
LOGMEIN, INC
Security | 54142L109 | Meeting Type | Special |
Ticker Symbol | LOGM | Meeting Date | 12-Mar-2020 |
ISIN | US54142L1098 | Agenda | 935129824 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Adoption of the Agreement and Plan of Merger, dated December 17, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among LogMeIn, Inc., a Delaware corporation, Logan Parent LLC, a Delaware limited liability company, and Logan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Logan Parent, LLC. | Management | Against | Against | |||||
2. | Adjourn the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | Against | Against | |||||
3. | Approval of, on a non-binding, advisory basis, certain compensation that will or may become payable to the Company's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | Against | Against |
TELARIA INC
Security | 879181105 | Meeting Type | Special |
Ticker Symbol | TLRA | Meeting Date | 30-Mar-2020 |
ISIN | US8791811057 | Agenda | 935132011 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Adoption of the Merger Agreement: To vote on a proposal to adopt the Agreement and Plan of Merger, dated as of December 19, 2019 (as amended from time to time, the "Merger Agreement"), by and among The Rubicon Project, Inc., Madison Merger Corp. and Telaria, Inc. | Management | Abstain | ||||||
2. | Approval of the Telaria Merger-Related Compensation: To vote on a proposal to approve, by advisory (non- binding) vote, certain compensation arrangements that may be paid or become payable to Telaria's named executive officers in connection with the merger contemplated by the Merger Agreement. | Management | Abstain | ||||||
3. | Adjournment of the Telaria Special Meeting: To vote on a proposal to approve the adjournment of the Telaria special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Telaria special meeting to approve the Telaria merger proposal. | Management | Abstain |
ANIXTER INTERNATIONAL INC.
Security | 035290105 | Meeting Type | Special |
Ticker Symbol | AXE | Meeting Date | 09-Apr-2020 |
ISIN | US0352901054 | Agenda | 935146440 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The proposal to adopt the Agreement and Plan of Merger, dated as of January 10, 2020 the "merger agreement"), by and among, Anixter International Inc., a Delaware corporation ("Anixter"), WESCO International, Inc., a Delaware corporation ("WESCO"), and Warrior Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of WESCO ("Merger Sub"),pursuant to which Merger Sub will be merged with and into Anixter (the "merger"), with Anixter surviving the merger as a wholly owned subsidiary of WESCO. | Management | For | For | |||||
2. | The proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Anixter's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | |||||
3. | The proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For |
TALLGRASS ENERGY, LP
Security | 874696107 | Meeting Type | Special |
Ticker Symbol | TGE | Meeting Date | 16-Apr-2020 |
ISIN | US8746961072 | Agenda | 935148723 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The approval and adoption of the Agreement and Plan of Merger, dated as of December 16, 2019, by and among Tallgrass Energy, LP, Tallgrass Energy GP, LLC, Prairie Private Acquiror LP and Prairie Merger Sub LLC, as it may be amended from time to time, and the transactions contemplated thereby, including the merger of Prairie Private Acquiror LP with and into Tallgrass Energy, LP. | Management | For | For |
CLEVELAND-CLIFFS INC.
Security | 185899101 | Meeting Type | Annual |
Ticker Symbol | CLF | Meeting Date | 22-Apr-2020 |
ISIN | US1858991011 | Agenda | 935139926 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: J.T. Baldwin (If merger closes) | Management | For | For | |||||
1B. | Election of Director: R.P. Fisher, Jr. (If merger closes) | Management | For | For | |||||
1C. | Election of Director: W.K. Gerber (If merger closes) | Management | For | For | |||||
1D. | Election of Director: L. Goncalves (If merger closes) | Management | For | For | |||||
1E. | Election of Director: S.M. Green (If merger closes) | Management | For | For | |||||
1F. | Election of Director: M.A. Harlan (If merger closes) | Management | For | For | |||||
1G. | Election of Director: R.S. Michael, III (If merger closes) | Management | For | For | |||||
1H. | Election of Director: J.L. Miller (If merger closes) | Management | For | For | |||||
1I. | Election of Director: E.M. Rychel (If merger closes) | Management | For | For | |||||
1J. | Election of Director: G. Stoliar (If merger closes) | Management | For | For | |||||
1K. | Election of Director: D.C. Taylor (If merger closes) | Management | For | For | |||||
1L. | Election of Director: A.M. Yocum (If merger closes) | Management | For | For | |||||
2A. | Election of Director: J.T. Baldwin (If merger does not close) | Management | For | For | |||||
2B. | Election of Director: R.P. Fisher, Jr. (If merger does not close) | Management | For | For | |||||
2C. | Election of Director: L. Goncalves (If merger does not close) | Management | For | For | |||||
2D. | Election of Director: S.M. Green (If merger does not close) | Management | For | For | |||||
2E. | Election of Director: M.A. Harlan (If merger does not close) | Management | For | For | |||||
2F. | Election of Director: J.L. Miller (If merger does not close) | Management | For | For | |||||
2G. | Election of Director: J.A. Rutkowski, Jr. (If merger does not close) | Management | For | For | |||||
2H. | Election of Director: E.M. Rychel (If merger does not close) | Management | For | For | |||||
2I. | Election of Director: M.D. Siegal (If merger does not close) | Management | For | For | |||||
2J. | Election of Director: G. Stoliar (If merger does not close) | Management | For | For | |||||
2K. | Election of Director: D.C. Taylor (If merger does not close) | Management | For | For | |||||
3. | Approval, on an advisory basis, of Cliffs' named executive officers' compensation. | Management | For | For | |||||
4. | The ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cliffs to serve for the 2020 fiscal year. | Management | For | For |
FORESCOUT TECHNOLOGIES, INC.
Security | 34553D101 | Meeting Type | Special |
Ticker Symbol | FSCT | Meeting Date | 23-Apr-2020 |
ISIN | US34553D1019 | Agenda | 935159651 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of February 6, 2020, as it may be amended from time to time, by and among Forescout Technologies, Inc., Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Forescout Technologies, Inc. to its named executive officers in connection with the merger. | Management | For | For | |||||
3. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting. | Management | For | For |
THE STARS GROUP INC.
Security | 85570W100 | Meeting Type | Special |
Ticker Symbol | TSG | Meeting Date | 24-Apr-2020 |
ISIN | CA85570W1005 | Agenda | 935168155 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | To consider, and, if deemed advisable, to approve, with or without variation, a special resolution, the full text of which is set forth in Appendix A of the accompanying management information circular dated March 26, 2020 (the "Information Circular"), to approve a plan of arrangement under section 182 of the Business Corporations Act (Ontario) involving The Stars Group Inc. and Flutter Entertainment plc, all as more particularly described in the Information Circular. | Management | For | For |
WRIGHT MEDICAL GROUP N V
Security | N96617118 | Meeting Type | Special |
Ticker Symbol | WMGI | Meeting Date | 24-Apr-2020 |
ISIN | NL0011327523 | Agenda | 935164777 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Spencer S. Stiles as executive director | Management | For | For | |||||
1B. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): William E. Berry, Jr. as non-executive director | Management | For | For | |||||
1C. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Dean H. Bergy as non-executive director | Management | For | For | |||||
1D. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Jeanne M. Blondia as non-executive director | Management | For | For | |||||
1E. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): David G. Furgason as non-executive director | Management | For | For | |||||
2A. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Robert J. Palmisano as executive director | Management | For | For | |||||
2B. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): J. Patrick Mackin as non-executive director | Management | For | For | |||||
2C. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): John L. Miclot as non-executive director | Management | For | For | |||||
2D. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Kevin O'Boyle as non-executive director | Management | For | For | |||||
2E. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Amy S. Paul as non-executive director | Management | For | For | |||||
2F | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Richard F. Wallman as non-executive director | Management | For | For | |||||
2G. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Elizabeth H. Weatherman as non-executive director | Management | For | For | |||||
3. | Granting of full and final discharge to each member of Wright's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
4. | Conditional approval of the sale, transfer and assumption of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
5. | Conditional resolution to (i) dissolve Wright in accordance ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
6. | Resolution to amend Wright's articles of association to fix the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
7. | Approval of the Mergers, including the entry into by Wright of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
8. | Resolution to amend Wright's articles of association to ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
9A. | Conditional resolution to: Convert Wright into a private company with limited liability. | Management | For | For | |||||
9B. | Conditional resolution to: Amend Wright's articles of association. | Management | For | For | |||||
10. | Conditional resolution to amend Wright's articles of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
11. | Conditional resolution to amend Wright's articles of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
12. | To approve, by non-binding advisory vote, the compensation that ...(due to space limits, see proxy material for full proposal). | Management | For | For |
WRIGHT MEDICAL GROUP N V
Security | N96617118 | Meeting Type | Special |
Ticker Symbol | WMGI | Meeting Date | 24-Apr-2020 |
ISIN | NL0011327523 | Agenda | 935173788 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Spencer S. Stiles as executive director | Management | For | For | |||||
1B. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): William E. Berry, Jr. as non-executive director | Management | For | For | |||||
1C. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Dean H. Bergy as non-executive director | Management | For | For | |||||
1D. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Jeanne M. Blondia as non-executive director | Management | For | For | |||||
1E. | The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): David G. Furgason as non-executive director | Management | For | For | |||||
2A. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Robert J. Palmisano as executive director | Management | For | For | |||||
2B. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): J. Patrick Mackin as non-executive director | Management | For | For | |||||
2C. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): John L. Miclot as non-executive director | Management | For | For | |||||
2D. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Kevin O'Boyle as non-executive director | Management | For | For | |||||
2E. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Amy S. Paul as non-executive director | Management | For | For | |||||
2F | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Richard F. Wallman as non-executive director | Management | For | For | |||||
2G. | The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Elizabeth H. Weatherman as non-executive director | Management | For | For | |||||
3. | Granting of full and final discharge to each member of Wright's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
4. | Conditional approval of the sale, transfer and assumption of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
5. | Conditional resolution to (i) dissolve Wright in accordance ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
6. | Resolution to amend Wright's articles of association to fix the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
7. | Approval of the Mergers, including the entry into by Wright of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
8. | Resolution to amend Wright's articles of association to ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
9A. | Conditional resolution to: Convert Wright into a private company with limited liability. | Management | For | For | |||||
9B. | Conditional resolution to: Amend Wright's articles of association. | Management | For | For | |||||
10. | Conditional resolution to amend Wright's articles of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
11. | Conditional resolution to amend Wright's articles of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
12. | To approve, by non-binding advisory vote, the compensation that ...(due to space limits, see proxy material for full proposal). | Management | For | For |
E*TRADE FINANCIAL CORPORATION
Security | 269246401 | Meeting Type | Annual |
Ticker Symbol | ETFC | Meeting Date | 07-May-2020 |
ISIN | US2692464017 | Agenda | 935152695 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Richard J. Carbone | Management | For | For | |||||
1B. | Election of Director: Robert J. Chersi | Management | For | For | |||||
1C. | Election of Director: Jaime W. Ellertson | Management | For | For | |||||
1D. | Election of Director: James P. Healy | Management | For | For | |||||
1E. | Election of Director: Kevin T. Kabat | Management | For | For | |||||
1F. | Election of Director: James Lam | Management | For | For | |||||
1G. | Election of Director: Rodger A. Lawson | Management | For | For | |||||
1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | |||||
1I. | Election of Director: Michael A. Pizzi | Management | For | For | |||||
1J. | Election of Director: Rebecca Saeger | Management | For | For | |||||
1K. | Election of Director: Donna L. Weaver | Management | For | For | |||||
1L. | Election of Director: Joshua A. Weinreich | Management | For | For | |||||
2. | To approve, by a non-binding advisory vote, the compensation of the Company's Named Executive Officers (the "Say-on-Pay Vote"), as disclosed in the Proxy Statement for the 2020 Annual Meeting. | Management | For | For | |||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | |||||
4. | A stockholder proposal regarding simple majority voting. | Shareholder | Abstain |
GILAT SATELLITE NETWORKS LTD.
Security | M51474118 | Meeting Type | Special |
Ticker Symbol | GILT | Meeting Date | 08-May-2020 |
ISIN | IL0010825102 | Agenda | 935188690 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The approval of (i) the Agreement and Plan of Merger dated as of January 29, 2020 (as it may be amended from time to time, the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
1A. | By marking the "YES" box, you confirm that you are not a shareholder listed in Section 320(c) of the ICL (i.e., you are neither Merger Sub nor do you own directly or indirectly through Comtech, 25% or more of the ordinary shares or other kind of means of control of Merger Sub). Mark "for" = yes or "against" = no. | Management | For | ||||||
2. | To approve the purchase of a seven-year "tail" endorsement to the Company's current directors' and officers' liability insurance policy. | Management | For | For | |||||
2A. | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 2. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For | ||||||
3. | To approve the payment of a transaction bonus to the Chief Executive Officer of the Company. | Management | For | For | |||||
3A. | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 3. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For | ||||||
4. | To approve the payment of a transaction bonus to the Chief Financial Officer of the Company. | Management | For | For | |||||
4A. | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 4. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For | ||||||
5. | To approve an amendment to the executive bonus payment schedule ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
5A. | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 5. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For | ||||||
6. | To reelect Elyezer Shkedy to serve as an External Director (within the meaning of the ICL) on the Company's Board of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
6A. | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 6. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For |
NORTHVIEW APARTMENT REAL ESTATE INVEST.
Security | 667185102 | Meeting Type | Annual and Special Meeting |
Ticker Symbol | NPRUF | Meeting Date | 25-May-2020 |
ISIN | CA6671851021 | Agenda | 935204305 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | To pass a special resolution approving a plan of arrangement under section 193 of the Business Corporations Act (Alberta) involving, among others, Northview, Galaxy Real Estate Core Fund LP and Galaxy Value Add Fund LP, as more particularly described in Northview's management information circular for the Meeting, the full text of such resolution set forth in Appendix "A" thereto. | Management | For | For | ||||||
2 | DIRECTOR | Management | ||||||||
1 | Scott Thon | For | For | |||||||
2 | Todd R. Cook | For | For | |||||||
3 | Daniel Drimmer | For | For | |||||||
4 | Kevin E. Grayston | For | For | |||||||
5 | Dennis J. Hoffman | For | For | |||||||
6 | Christine McGinley | For | For | |||||||
7 | Terrance L. McKibbon | For | For | |||||||
8 | Valéry Zamuner | For | For | |||||||
3 | To appoint KPMG LLP as auditor of Northview for the ensuing year at a remuneration to be fixed by the board of trustees on the recommendation of Northview's Audit & Risk Management Committee. | Management | For | For | ||||||
4 | On an advisory basis and not to diminish the role and responsibilities of the Northview board, to accept the approach to executive compensation disclosed in Northview's management information circular for the Meeting. | Management | For | For |
TIFFANY & CO.
Security | 886547108 | Meeting Type | Annual |
Ticker Symbol | TIF | Meeting Date | 01-Jun-2020 |
ISIN | US8865471085 | Agenda | 935187977 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Alessandro Bogliolo | Management | For | For | |||||
1B. | Election of Director: Rose Marie Bravo | Management | For | For | |||||
1C. | Election of Director: Hafize Gaye Erkan | Management | For | For | |||||
1D. | Election of Director: Roger N. Farah | Management | For | For | |||||
1E. | Election of Director: Jane Hertzmark Hudis | Management | For | For | |||||
1F. | Election of Director: Abby F. Kohnstamm | Management | For | For | |||||
1G. | Election of Director: James E. Lillie | Management | For | For | |||||
1H. | Election of Director: William A. Shutzer | Management | For | For | |||||
1I. | Election of Director: Robert S. Singer | Management | For | For | |||||
1J. | Election of Director: Annie Young-Scrivner | Management | For | For | |||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the Company's consolidated financial statements for Fiscal 2020. | Management | For | For | |||||
3. | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers in Fiscal 2019. | Management | For | For |
TD AMERITRADE HOLDING CORPORATION
Security | 87236Y108 | Meeting Type | Special |
Ticker Symbol | AMTD | Meeting Date | 04-Jun-2020 |
ISIN | US87236Y1082 | Agenda | 935216627 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 24, 2019, by and among The Charles Schwab Corporation, Americano Acquisition Corp. and TD Ameritrade Holding Corporation ("TD Ameritrade"), as it may be amended from time to time (the "merger agreement"). | Management | For | For | |||||
2. | Proposal to approve, on a non-binding, advisory basis, certain compensation arrangements that may be paid or become payable to TD Ameritrade's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | |||||
3. | Proposal to approve the adjournment of the TD Ameritrade special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve and adopt the merger agreement at the time of the TD Ameritrade special meeting or any adjournment or postponement thereof. | Management | For | For |
THE MEET GROUP, INC.
Security | 58513U101 | Meeting Type | Special |
Ticker Symbol | MEET | Meeting Date | 04-Jun-2020 |
ISIN | US58513U1016 | Agenda | 935204773 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To (a) adopt the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 5, 2020, by and among The Meet Group, Inc., ("Company"), eHarmony Holding, Inc., ("Buyer"), Holly Merger Sub, Inc., a wholly owned subsidiary of Buyer, and NCG-NUCOM GROUP SE, solely for the purpose of guaranteeing Buyer's obligations under Merger Agreement, and (b) approve the transactions contemplated by the Merger Agreement (the "Contemplated Transactions"), including the Merger as more fully described in the Special Meeting Proxy Statement | Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the Merger. | Management | For | For | |||||
3. | To approve the adjournment of the special meeting and any adjourned session of the special meeting, if necessary or appropriate, including to allow additional time to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Merger Agreement and approve the Contemplated Transactions or in the absence of a quorum. | Management | For | For |
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Security | 69404D108 | Meeting Type | Annual |
Ticker Symbol | PACB | Meeting Date | 08-Jun-2020 |
ISIN | US69404D1081 | Agenda | 935207589 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1.1 | Election of Class I Director: Christian O. Henry | Management | Abstain | ||||||
1.2 | Election of Class I Director: John F. Milligan, Ph.D. | Management | Abstain | ||||||
1.3 | Election of Class I Director: Lucy Shapiro, Ph.D | Management | Abstain | ||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | Abstain | ||||||
3. | Advisory approval of the Company's executive compensation. | Management | Abstain | ||||||
4. | Approval of the Company's 2020 Equity Incentive Plan. | Management | Abstain |
PARATEK PHARMACEUTICALS, INC.
Security | 699374302 | Meeting Type | Annual |
Ticker Symbol | PRTK | Meeting Date | 10-Jun-2020 |
ISIN | US6993743029 | Agenda | 935187751 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Michael F. Bigham | For | For | |||||||
2 | Robert S. Radie | For | For | |||||||
2. | To approve a non-binding advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||
3. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For |
WILLIS TOWERS WATSON PLC
Security | G96629103 | Meeting Type | Annual |
Ticker Symbol | WLTW | Meeting Date | 10-Jun-2020 |
ISIN | IE00BDB6Q211 | Agenda | 935190342 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Anna C. Catalano | Management | For | For | |||||
1B. | Election of Director: Victor F. Ganzi | Management | For | For | |||||
1C. | Election of Director: John J. Haley | Management | For | For | |||||
1D. | Election of Director: Wendy E. Lane | Management | For | For | |||||
1E. | Election of Director: Brendan R. O'Neill | Management | For | For | |||||
1F. | Election of Director: Jaymin B. Patel | Management | For | For | |||||
1G. | Election of Director: Linda D. Rabbitt | Management | For | For | |||||
1H. | Election of Director: Paul D. Thomas | Management | For | For | |||||
1I. | Election of Director: Wilhelm Zeller | Management | For | For | |||||
2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors' remuneration. | Management | For | For | |||||
3. | Approve, on an advisory basis, the named executive officer compensation. | Management | For | For | |||||
4. | Renew the Board's existing authority to issue shares under Irish law. | Management | For | For | |||||
5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Management | For | For |
LOGMEIN, INC
Security | 54142L109 | Meeting Type | Annual |
Ticker Symbol | LOGM | Meeting Date | 11-Jun-2020 |
ISIN | US54142L1098 | Agenda | 935200775 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Class II Director: David J. Henshall | Management | Abstain | Against | |||||
1B. | Election of Class II Director: Peter J. Sacripanti | Management | Abstain | Against | |||||
1C. | Election of Class II Director: William R. Wagner | Management | Abstain | Against | |||||
2. | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending December 31, 2020. | Management | Abstain | Against | |||||
3. | Advisory vote for the approval of the Company's executive compensation. | Management | Abstain | Against |
FRONT YARD RESIDENTIAL CORPORATION
Security | 35904G107 | Meeting Type | Annual |
Ticker Symbol | RESI | Meeting Date | 22-Jun-2020 |
ISIN | US35904G1076 | Agenda | 935236857 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Leland G. Abrams | Withheld | Against | |||||||
2 | Rochelle R. Dobbs | Withheld | Against | |||||||
3 | George G. Ellison | Withheld | Against | |||||||
4 | Michael A. Eruzione | Withheld | Against | |||||||
5 | Leslie B. Fox | Withheld | Against | |||||||
6 | Wade J. Henderson | Withheld | Against | |||||||
7 | George W. McDowell | Withheld | Against | |||||||
8 | Lazar Nikolic | Withheld | Against | |||||||
2. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||
3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers, as disclosed in the Proxy Statement. | Management | Against | Against |
TAUBMAN CENTERS, INC.
Security | 876664103 | Meeting Type | Special |
Ticker Symbol | TCO | Meeting Date | 25-Jun-2020 |
ISIN | US8766641034 | Agenda | 935233255 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt and approve the Agreement and Plan of Merger, dated as of February 9, 2020, by and among Simon Property Group, Inc., Simon Property Group, L.P., Silver Merger Sub 1, LLC ("Merger Sub 1"), Silver Merger Sub 2, LLC, Taubman Centers, Inc. ("Taubman") and The Taubman Realty Group Limited Partnership, and the transactions contemplated thereby (the "Transactions"), including the merger of Taubman with and into Merger Sub 1 (the "REIT Merger"), as more particularly described in the Proxy Statement. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, specified compensation that may become payable to Taubman's named executive officers in connection with the REIT Merger and the other Transactions, as more particularly described in the Proxy Statement. | Management | For | For | |||||
3. | To approve an adjournment of the special meeting, even if a quorum is present, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1. | Management | For | For |
TAUBMAN CENTERS, INC.
Security | 876664103 | Meeting Type | Special |
Ticker Symbol | TCO | Meeting Date | 25-Jun-2020 |
ISIN | US8766641034 | Agenda | 935238065 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt and approve the Agreement and Plan of Merger, dated as of February 9, 2020, by and among Simon Property Group, Inc., Simon Property Group, L.P., Silver Merger Sub 1, LLC ("Merger Sub 1"), Silver Merger Sub 2, LLC, Taubman Centers, Inc. ("Taubman") and The Taubman Realty Group Limited Partnership, and the transactions contemplated thereby (the "Transactions"), including the merger of Taubman with and into Merger Sub 1 (the "REIT Merger"), as more particularly described in the Proxy Statement. | Management | For | For | |||||
2. | To approve, on a non-binding, advisory basis, specified compensation that may become payable to Taubman's named executive officers in connection with the REIT Merger and the other Transactions, as more particularly described in the Proxy Statement. | Management | For | For | |||||
3. | To approve an adjournment of the special meeting, even if a quorum is present, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1. | Management | For | For |
WATER ISLAND CREDIT OPPORTUNITIES FUND (formerly, Arbitrage Credit Opportunities Fund)
Investment Company Report
FIDELITY NAT'L INFORMATION SERVICES,INC.
Security | 31620M106 | Meeting Type | Special |
Ticker Symbol | FIS | Meeting Date | 24-Jul-2019 |
ISIN | US31620M1062 | Agenda | 935051538 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the issuance of shares of common stock of Fidelity National Information Services, Inc., which we refer to as FIS, in connection with the transactions contemplated by the Agreement and Plan of Merger, dated March 17, 2019, as it may be amended from time to time, by and among FIS, Wrangler Merger Sub, Inc., a wholly-owned subsidiary of FIS, and Worldpay, Inc., which proposal we refer to as the FIS share issuance proposal. | Management | For | For | |||||
2. | To approve an amendment to the articles of incorporation of FIS to increase the number of authorized shares of common stock of FIS from 600,000,000 to 750,000,000, effective only immediately prior to consummation of the merger, which proposal we refer to as the FIS articles amendment proposal. | Management | For | For | |||||
3. | To adjourn the FIS special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, sufficient votes to approve the FIS share issuance proposal or the FIS articles amendment proposal have not been obtained by FIS, which proposal we refer to as the FIS adjournment proposal. | Management | For | For |
ELDORADO RESORTS, INC.
Security | 28470R102 | Meeting Type | Special |
Ticker Symbol | ERI | Meeting Date | 15-Nov-2019 |
ISIN | US28470R1023 | Agenda | 935092596 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | APPROVAL OF THE ISSUANCE OF ELDORADO RESORTS, INC. COMMON STOCK IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT (THE "SHARE ISSUANCE"). | Management | For | For | |||||
2. | APPROVAL, SUBJECT TO AND PROMPTLY FOLLOWING THE CONSUMMATION OF THE MERGER, OF THE REINCORPORATION OF ELDORADO RESORTS, INC. FROM NEVADA TO DELAWARE (THE "DELAWARE CONVERSION"). | Management | For | For | |||||
3. | APPROVAL OF THE SECOND AMENDED AND RESTATED ARTICLES OF INCORPORATION OF ELDORADO RESORTS, INC., TO BE EFFECTIVE UPON CONSUMMATION OF THE MERGER IF (AND ONLY IF) THE DELAWARE CONVERSION IS NOT APPROVED. | Management | For | For | |||||
4. | APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING IF APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE THE SHARE ISSUANCE. | Management | For | For |
CLEVELAND-CLIFFS INC.
Security | 185899101 | Meeting Type | Special |
Ticker Symbol | CLF | Meeting Date | 10-Mar-2020 |
ISIN | US1858991011 | Agenda | 935129432 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Agreement and Plan of Merger, dated December 2, 2019, among Cleveland-Cliffs Inc., AK Steel Holding Corporation and Pepper Merger Sub Inc. ("Merger Sub") (pursuant to which, as described in the joint proxy statement/prospectus, dated February 4, 2020, Merger Sub will merge with and into AK Steel Holding Corporation (the "Merger")), and the transactions contemplated thereby, including the issuance of Cliffs common shares, par value $0.125 per share, in connection with the Merger. | Management | For | For | |||||
2. | To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting to approve proposal 1. | Management | For | For |
CLEVELAND-CLIFFS INC.
Security | 185899101 | Meeting Type | Annual |
Ticker Symbol | CLF | Meeting Date | 22-Apr-2020 |
ISIN | US1858991011 | Agenda | 935139926 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: J.T. Baldwin (If merger closes) | Management | For | For | |||||
1B. | Election of Director: R.P. Fisher, Jr. (If merger closes) | Management | For | For | |||||
1C. | Election of Director: W.K. Gerber (If merger closes) | Management | For | For | |||||
1D. | Election of Director: L. Goncalves (If merger closes) | Management | For | For | |||||
1E. | Election of Director: S.M. Green (If merger closes) | Management | For | For | |||||
1F. | Election of Director: M.A. Harlan (If merger closes) | Management | For | For | |||||
1G. | Election of Director: R.S. Michael, III (If merger closes) | Management | For | For | |||||
1H. | Election of Director: J.L. Miller (If merger closes) | Management | For | For | |||||
1I. | Election of Director: E.M. Rychel (If merger closes) | Management | For | For | |||||
1J. | Election of Director: G. Stoliar (If merger closes) | Management | For | For | |||||
1K. | Election of Director: D.C. Taylor (If merger closes) | Management | For | For | |||||
1L. | Election of Director: A.M. Yocum (If merger closes) | Management | For | For | |||||
2A. | Election of Director: J.T. Baldwin (If merger does not close) | Management | For | For | |||||
2B. | Election of Director: R.P. Fisher, Jr. (If merger does not close) | Management | For | For | |||||
2C. | Election of Director: L. Goncalves (If merger does not close) | Management | For | For | |||||
2D. | Election of Director: S.M. Green (If merger does not close) | Management | For | For | |||||
2E. | Election of Director: M.A. Harlan (If merger does not close) | Management | For | For | |||||
2F. | Election of Director: J.L. Miller (If merger does not close) | Management | For | For | |||||
2G. | Election of Director: J.A. Rutkowski, Jr. (If merger does not close) | Management | For | For | |||||
2H. | Election of Director: E.M. Rychel (If merger does not close) | Management | For | For | |||||
2I. | Election of Director: M.D. Siegal (If merger does not close) | Management | For | For | |||||
2J. | Election of Director: G. Stoliar (If merger does not close) | Management | For | For | |||||
2K. | Election of Director: D.C. Taylor (If merger does not close) | Management | For | For | |||||
3. | Approval, on an advisory basis, of Cliffs' named executive officers' compensation. | Management | For | For | |||||
4. | The ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cliffs to serve for the 2020 fiscal year. | Management | For | For |
BORGWARNER INC.
Security | 099724106 | Meeting Type | Annual |
Ticker Symbol | BWA | Meeting Date | 29-Apr-2020 |
ISIN | US0997241064 | Agenda | 935145563 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Dennis C. Cuneo | Management | For | For | |||||
1B. | Election of Director: Michael S. Hanley | Management | For | For | |||||
1C. | Election of Director: Frederic B. Lissalde | Management | For | For | |||||
1D. | Election of Director: Paul A. Mascarenas | Management | For | For | |||||
1E. | Election of Director: John R. McKernan, Jr. | Management | For | For | |||||
1F. | Election of Director: Deborah D. McWhinney | Management | For | For | |||||
1G. | Election of Director: Alexis P. Michas | Management | For | For | |||||
1H. | Election of Director: Vicki L. Sato | Management | For | For | |||||
2. | Advisory approval of the compensation of our named executive officers. | Management | For | For | |||||
3. | Ratify the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for the Company for 2020. | Management | For | For | |||||
4. | Stockholder proposal to require stockholder approval of all By- law Amendments. | Shareholder | Against | For |
ELDORADO RESORTS, INC.
Security | 28470R102 | Meeting Type | Annual |
Ticker Symbol | ERI | Meeting Date | 29-Jun-2020 |
ISIN | US28470R1023 | Agenda | 935222062 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Gary L. Carano | For | For | |||||||
2 | Bonnie Biumi | For | For | |||||||
3 | Frank J. Fahrenkopf | For | For | |||||||
4 | James B. Hawkins | For | For | |||||||
5 | Gregory J. Kozicz | For | For | |||||||
6 | Michael E. Pegram | For | For | |||||||
7 | Thomas R. Reeg | For | For | |||||||
8 | David P. Tomick | For | For | |||||||
9 | Roger P. Wagner | For | For | |||||||
2. | COMPANY PROPOSAL: RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR DECEMBER 31, 2020. | Management | For | For | ||||||
3. | COMPANY PROPOSAL: ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
WATER ISLAND LONG/SHORT FUND (formerly, Arbitrage Tactical Equity Fund)
Investment Company Report
ALIBABA GROUP HOLDING LIMITED
Security | 01609W102 | Meeting Type | Annual |
Ticker Symbol | BABA | Meeting Date | 15-Jul-2019 |
ISIN | US01609W1027 | Agenda | 935052302 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Effect an increase in the number of authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. | Management | For | For | |||||
2.1 | Election of Director for a three year term: DANIEL ZHANG | Management | For | For | |||||
2.2 | Election of Director for a three year term: CHEE HWA TUNG | Management | For | For | |||||
2.3 | Election of Director for a three year term: JERRY YANG | Management | For | For | |||||
2.4 | Election of Director for a three year term: WAN LING MARTELLO | Management | For | For | |||||
3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | Management | For | For |
LIVERAMP HOLDINGS, INC.
Security | 53815P108 | Meeting Type | Annual |
Ticker Symbol | RAMP | Meeting Date | 13-Aug-2019 |
ISIN | US53815P1084 | Agenda | 935056110 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Richard P. Fox | Management | For | For | |||||
1b. | Election of Director: Clark M. Kokich | Management | For | For | |||||
2. | Advisory (non-binding) vote to approve the compensation of the Company's named executive officers. | Management | For | For | |||||
3. | Ratification of KPMG LLP as the Company's independent registered public accountant for Fiscal Year 2020. | Management | For | For |
PERSPECTA INC.
Security | 715347100 | Meeting Type | Annual |
Ticker Symbol | PRSP | Meeting Date | 13-Aug-2019 |
ISIN | US7153471005 | Agenda | 935057326 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Sanju K. Bansal | Management | For | For | |||||
1b. | Election of Director: Sondra L. Barbour | Management | For | For | |||||
1c. | Election of Director: John M. Curtis | Management | For | For | |||||
1d. | Election of Director: Lisa S. Disbrow | Management | For | For | |||||
1e. | Election of Director: Glenn A. Eisenberg | Management | For | For | |||||
1f. | Election of Director: Pamela O. Kimmet | Management | For | For | |||||
1g. | Election of Director: J. Michael Lawrie | Management | For | For | |||||
1h. | Election of Director: Ramzi M. Musallam | Management | For | For | |||||
1i. | Election of Director: Philip O. Nolan | Management | For | For | |||||
1j. | Election of Director: Michael E. Ventling | Management | For | For | |||||
2. | Ratification of the appointment of Deloitte & Touche as our independent registered public accounting firm for the fiscal year ending March 31, 2020 | Management | For | For | |||||
3. | Approval, on an advisory basis, of our named executive officer compensation | Management | For | For | |||||
4. | Approval, on an advisory basis, of the frequency of holding future non-binding advisory votes to approve our named executive officer compensation | Management | 1 Year | For |
CISION LTD.
Security | G1992S109 | Meeting Type | Annual |
Ticker Symbol | CISN | Meeting Date | 28-Aug-2019 |
ISIN | KYG1992S1093 | Agenda | 935071390 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1.1 | Election of Class II Director: Kevin Akeroyd | Management | Against | Against | |||||
1.2 | Election of Class II Director: Susan Vobejda | Management | Abstain | Against | |||||
1.3 | Election of Class II Director: Stuart J. Yarbrough | Management | Abstain | Against | |||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||
3. | To approve, on an advisory basis, the compensation of our named executive officers for the year ending December 31, 2018. | Management | Abstain | Against | |||||
4. | To approve, on an advisory basis, the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | |||||
5. | To approve the Cision Ltd. 2017 Omnibus Incentive Plan (as amended and restated effective July 24, 2019). | Management | Abstain | Against | |||||
6. | To approve the Cision Ltd. 2018 Employee Stock Purchase Plan. | Management | Abstain | Against |
GLOBAL PAYMENTS INC.
Security | 37940X102 | Meeting Type | Special |
Ticker Symbol | GPN | Meeting Date | 29-Aug-2019 |
ISIN | US37940X1028 | Agenda | 935066678 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Agreement and Plan of Merger, dated as of May 27, 2019, by and between Global Payments Inc. ("Global Payments") and Total System Services, Inc. (as amended from time to time) and the transactions contemplated thereby (the "Global Payments merger proposal"). | Management | For | For | |||||
2. | To approve an amendment to Global Payments' articles of incorporation to increase the number of authorized shares of Global Payments common stock from two hundred million shares to four hundred million shares (the "Global Payments authorized share count proposal"). | Management | For | For | |||||
3. | To approve an amendment to Global Payments' articles of incorporation to declassify the Global Payments board of directors and provide for annual elections of directors (the "Global Payments declassification proposal"). | Management | For | For | |||||
4. | To adjourn the Global Payments special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Global Payments merger proposal, the Global Payments authorized share count proposal or the Global Payments declassification proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of Global Payments common stock. | Management | For | For |
LYONDELLBASELL INDUSTRIES N.V.
Security | N53745100 | Meeting Type | Special |
Ticker Symbol | LYB | Meeting Date | 12-Sep-2019 |
ISIN | NL0009434992 | Agenda | 935066147 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Authorization to Conduct Share Repurchases | Management | For | For | |||||
2. | Cancellation of Shares | Management | For | For |
KABEL DEUTSCHLAND HOLDING AG
Security | D6424C104 | Meeting Type | Annual General Meeting |
Ticker Symbol | Meeting Date | 29-Nov-2019 | |
ISIN | DE000KD88880 | Agenda | 711647240 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | Abstain | ||||||
CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 08 NOV 19, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU | Non-Voting | |||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 14.11.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | |||||||
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT: PRESENTATION OF-THE FINANCIAL STATEMENTS FOR THE 2018/2019 FINANCIAL YEAR WITH THE REPORT OF-THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT | Non-Voting | |||||||
2 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | For | For | |||||
3 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | |||||
4 | APPOINTMENT OF AUDITORS: THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019/2020 FINANCIAL YEAR: ERNST AND YOUNG GMBH, COLOGNE | Management | For | For |
NORTONLIFELOCK INC.
Security | 871503108 | Meeting Type | Annual |
Ticker Symbol | Meeting Date | 19-Dec-2019 | |
ISIN | US8715031089 | Agenda | 935100709 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Sue Barsamian | Management | For | For | |||||
1B. | Election of Director: Frank E. Dangeard | Management | For | For | |||||
1C. | Election of Director: Nora M. Denzel | Management | For | For | |||||
1D. | Election of Director: Peter A. Feld | Management | For | For | |||||
1E. | Election of Director: Kenneth Y. Hao | Management | For | For | |||||
1F. | Election of Director: David W. Humphrey | Management | For | For | |||||
1G. | Election of Director: Vincent Pilette | Management | For | For | |||||
1H. | Election of Director: V. Paul Unruh | Management | For | For | |||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | |||||
3. | Advisory vote to approve executive compensation. | Management | For | For | |||||
4. | Stockholder proposal regarding independent board chairman. | Shareholder | For | Against |
ANIXTER INTERNATIONAL INC.
Security | 035290105 | Meeting Type | Special |
Ticker Symbol | AXE | Meeting Date | 04-Feb-2020 |
ISIN | US0352901054 | Agenda | 935121359 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1 | The proposal to adopt the Second Amended and Restated Agreement and Plan of Merger, dated as of January 1, 2020, (as it may be further amended, "the merger agreement") by and among the Company, CD&R Arrow Parent, LLC, a Delaware limited liability company ("Parent"), and CD&R Arrow Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving as a wholly owned subsidiary of Parent. | Management | Abstain | Against | |||||
2 | The proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | Management | Abstain | Against | |||||
3 | The proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | Abstain | Against |
INGERSOLL-RAND PLC
Security | G47791101 | Meeting Type | Special |
Ticker Symbol | IR | Meeting Date | 04-Feb-2020 |
ISIN | IE00B6330302 | Agenda | 935120232 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To vote to pass a special resolution to change the Company's name to Trane Technologies plc on such date as determined by the Chairman and Senior Vice President and General Counsel of the Company. | Management | For | For |
TIFFANY & CO.
Security | 886547108 | Meeting Type | Special |
Ticker Symbol | TIF | Meeting Date | 04-Feb-2020 |
ISIN | US8865471085 | Agenda | 935121347 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The merger proposal - To adopt the Agreement and Plan of Merger, dated as of November 24, 2019, as it may be amended from time to time (the "merger agreement"), by and among Tiffany & Co. ("Company"), LVMH Moët Hennessy-Louis Vuitton SE, a societas Europaea (European company) organized under laws of France ("Parent"), Breakfast Holdings Acquisition Corp., a Delaware corporation and an indirect wholly owned subsidiary of Parent, & Breakfast Acquisition Corp., a Delaware corporation and a direct wholly owned subsidiary of Holding ("Merger Sub"). | Management | For | For | |||||
2. | The compensation proposal: To approve, by non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the merger. | Management | For | For | |||||
3. | The adjournment proposal: To adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the merger proposal described above in Proposal 1. | Management | For | For |
TECH DATA CORPORATION
Security | 878237106 | Meeting Type | Special |
Ticker Symbol | TECD | Meeting Date | 12-Feb-2020 |
ISIN | US8782371061 | Agenda | 935122995 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Approve and adopt the Agreement and Plan of Merger, dated as of November 12, 2019, as amended on November 27, 2019 by that certain Amendment No. 1 to the Agreement and Plan of Merger, among Tech Data Corporation, Tiger Midco, LLC and Tiger Merger Sub Co. (as may be amended from time to time, the "Merger Agreement"). | Management | For | For | |||||
2. | Approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Tech Data Corporation's named executive officers in connection with the merger. | Management | For | For | |||||
3. | Approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1 (to approve and adopt the Merger Agreement) or in the absence of a quorum. | Management | For | For |
INSTRUCTURE, INC.
Security | 45781U103 | Meeting Type | Special |
Ticker Symbol | INST | Meeting Date | 25-Feb-2020 |
ISIN | US45781U1034 | Agenda | 935122717 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger, dated as of December 4, 2019, by and among Instructure, Inc. ("Instructure"), PIV Purchaser, LLC and PIV Merger Sub, Inc. (the "Merger Agreement"). | Management | Against | Against | |||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Instructure's named executed officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | Against | Against | |||||
3. | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | Against | Against |
INTERXION HOLDING N V
Security | N47279109 | Meeting Type | Special |
Ticker Symbol | INXN | Meeting Date | 27-Feb-2020 |
ISIN | NL0009693779 | Agenda | 935128567 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To approve the Legal Merger in accordance with the Legal Merger Proposal. | Management | For | For | |||||
2. | To approve the Legal Demerger in accordance with the Legal Demerger Proposal. | Management | For | For | |||||
3. | To approve (A) the Asset Sale and (B) the Post- Demerger Share Sale. | Management | For | For | |||||
4. | To approve (A) the dissolution of the Company, (B) the appointment of Stichting Vereffening InterXion (a foundation under Dutch law) as liquidator of the Company and approval of reimbursement of the Liquidator's reasonable salary and costs, and (C) the appointment of Intrepid Midco B.V., an affiliate of Buyer, as the custodian of the books and records of the Company in accordance with Section 2:24 of the Dutch Civil Code. | Management | For | For | |||||
5. | To grant full and final discharge to each member of the Company's Board for their acts of management or supervision, as applicable, up to the date of the Extraordinary General Meeting. | Management | For | For | |||||
6. | To approve the proposed conversion into a private company with limited liability (een besloten vennootschap met beperkte aansprakelijkheid) and amendment of the articles of association of the Company as set forth in Annex C of the proxy statement and to authorize each lawyer, paralegal and (prospective) civil law notary at De Brauw Blackstone Westbroek N.V. in Amsterdam, to execute the deed of conversion and amendment of the articles of association of the Company. | Management | For | For | |||||
7. | To appoint the following nominees: (i) Jeff Tapley as executive director, and (ii) Andrew P. Power, (iii) Gregory S. Wright and (iv) Joshua A. Mills, as non-executive members of the Company's Board to replace the resigning directors of the Company's Board. | Management | For | For |
AIRCASTLE LIMITED
Security | G0129K104 | Meeting Type | Special |
Ticker Symbol | AYR | Meeting Date | 06-Mar-2020 |
ISIN | BMG0129K1045 | Agenda | 935127060 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Approval and adoption of the Agreement and Plan of Merger, dated November 5, 2019, and the related Statutory Merger Agreement, by and among Aircastle Limited, a Bermuda exempted company (the "Company"), MM Air Limited, a Bermuda exempted company ("Parent"), and MM Air Merger Sub Limited, a Bermuda exempted company and wholly-owned subsidiary of Parent, and the transactions contemplated thereby, including the merger (the "Merger Proposal"). | Management | For | For | |||||
2. | Advisory (non-binding) approval of specified compensation that may become payable to the named executive officers of the Company in connection with the merger (the "Compensation Proposal"). | Management | For | For | |||||
3. | Approval of adjournment of the special general meeting, if necessary, to solicit additional proxies if there are insufficient votes at the time of the special general meeting to approve the Merger Proposal (the "Adjournment Proposal"). | Management | For | For |
PATTERN ENERGY GROUP INC.
Security | 70338P100 | Meeting Type | Special |
Ticker Symbol | PEGI | Meeting Date | 10-Mar-2020 |
ISIN | US70338P1003 | Agenda | 935129165 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of November 3, 2019, among Pattern, Pacific US Inc. and Pacific BidCo US Inc., and approve the Merger. | Management | Against | Against | |||||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Pattern's named executive officers that is based on or otherwise relates to the Merger. | Management | Against | Against | |||||
3. | To approve the adjournment of the special meeting to a later date or dates, to solicit additional proxies if there is not a quorum present or there are insufficient votes to adopt the Merger Agreement and approve the Merger, in each case, at the time of the then-scheduled special meeting, or to give stockholders additional time to evaluate new material information or disclosure. | Management | Against | Against |
LOGMEIN, INC
Security | 54142L109 | Meeting Type | Special |
Ticker Symbol | LOGM | Meeting Date | 12-Mar-2020 |
ISIN | US54142L1098 | Agenda | 935129824 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Adoption of the Agreement and Plan of Merger, dated December 17, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among LogMeIn, Inc., a Delaware corporation, Logan Parent LLC, a Delaware limited liability company, and Logan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Logan Parent, LLC. | Management | Against | Against | |||||
2. | Adjourn the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | Against | Against | |||||
3. | Approval of, on a non-binding, advisory basis, certain compensation that will or may become payable to the Company's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | Against | Against |
ANIXTER INTERNATIONAL INC.
Security | 035290105 | Meeting Type | Special |
Ticker Symbol | AXE | Meeting Date | 09-Apr-2020 |
ISIN | US0352901054 | Agenda | 935146440 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | The proposal to adopt the Agreement and Plan of Merger, dated as of January 10, 2020 the "merger agreement"), by and among, Anixter International Inc., a Delaware corporation ("Anixter"), WESCO International, Inc., a Delaware corporation ("WESCO"), and Warrior Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of WESCO ("Merger Sub"),pursuant to which Merger Sub will be merged with and into Anixter (the "merger"), with Anixter surviving the merger as a wholly owned subsidiary of WESCO. | Management | For | For | |||||
2. | The proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Anixter's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | |||||
3. | The proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For |
MARATHON PETROLEUM CORPORATION
Security | 56585A102 | Meeting Type | Annual |
Ticker Symbol | MPC | Meeting Date | 29-Apr-2020 |
ISIN | US56585A1025 | Agenda | 935144333 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Approval of an amendment to the company's Restated Certificate of Incorporation to phase out the classified Board of Directors. | Management | For | For | |||||
2A. | Election of Class III Director: Steven A. Davis (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | For | For | |||||
2B. | Election of Class III Director: J. Michael Stice (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | For | For | |||||
2C. | Election of Class III Director: John P. Surma (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | For | For | |||||
2D. | Election of Class III Director: Susan Tomasky (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | For | For | |||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2020. | Management | For | For | |||||
4. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | |||||
5. | Shareholder proposal seeking simple majority vote provisions. | Shareholder | For | For | |||||
6. | Shareholder proposal seeking a report on integrating community impacts into the company's executive compensation program. | Shareholder | Against | For |
ACADIA HEALTHCARE COMPANY, INC.
Security | 00404A109 | Meeting Type | Annual |
Ticker Symbol | ACHC | Meeting Date | 07-May-2020 |
ISIN | US00404A1097 | Agenda | 935152481 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Wade D. Miquelon | Management | For | For | |||||
1B. | Election of Director: William M. Petrie, M.D. | Management | For | For | |||||
2. | Advisory vote on the compensation of the Company's named executive officers as presented in the Proxy Statement. | Management | For | For | |||||
3. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For |
LIBERTY BROADBAND CORPORATION
Security | 530307107 | Meeting Type | Annual |
Ticker Symbol | LBRDA | Meeting Date | 19-May-2020 |
ISIN | US5303071071 | Agenda | 935189060 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | John C. Malone | For | For | |||||||
2 | John E. Welsh III | For | For | |||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For |
TIFFANY & CO.
Security | 886547108 | Meeting Type | Annual |
Ticker Symbol | TIF | Meeting Date | 01-Jun-2020 |
ISIN | US8865471085 | Agenda | 935187977 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Alessandro Bogliolo | Management | For | For | |||||
1B. | Election of Director: Rose Marie Bravo | Management | For | For | |||||
1C. | Election of Director: Hafize Gaye Erkan | Management | For | For | |||||
1D. | Election of Director: Roger N. Farah | Management | For | For | |||||
1E. | Election of Director: Jane Hertzmark Hudis | Management | For | For | |||||
1F. | Election of Director: Abby F. Kohnstamm | Management | For | For | |||||
1G. | Election of Director: James E. Lillie | Management | For | For | |||||
1H. | Election of Director: William A. Shutzer | Management | For | For | |||||
1I. | Election of Director: Robert S. Singer | Management | For | For | |||||
1J. | Election of Director: Annie Young-Scrivner | Management | For | For | |||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the Company's consolidated financial statements for Fiscal 2020. | Management | For | For | |||||
3. | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers in Fiscal 2019. | Management | For | For |
TRANE TECHNOLOGIES PLC
Security | G8994E103 | Meeting Type | Annual |
Ticker Symbol | TT | Meeting Date | 04-Jun-2020 |
ISIN | IE00BK9ZQ967 | Agenda | 935197485 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Kirk E. Arnold | Management | For | For | |||||
1B. | Election of Director: Ann C. Berzin | Management | For | For | |||||
1C. | Election of Director: John Bruton | Management | For | For | |||||
1D. | Election of Director: Jared L. Cohon | Management | For | For | |||||
1E. | Election of Director: Gary D. Forsee | Management | For | For | |||||
1F. | Election of Director: Linda P. Hudson | Management | For | For | |||||
1G. | Election of Director: Michael W. Lamach | Management | For | For | |||||
1H. | Election of Director: Myles P. Lee | Management | For | For | |||||
1I. | Election of Director: Karen B. Peetz | Management | For | For | |||||
1J. | Election of Director: John P. Surma | Management | For | For | |||||
1K. | Election of Director: Richard J. Swift | Management | For | For | |||||
1L. | Election of Director: Tony L. White | Management | For | For | |||||
2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | |||||
3. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | |||||
4. | Approval of the renewal of the Directors' existing authority to issue shares. | Management | For | For | |||||
5. | Approval of the renewal of the Directors' existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | For | For | |||||
6. | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | Management | For | For |
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Security | 69404D108 | Meeting Type | Annual |
Ticker Symbol | PACB | Meeting Date | 08-Jun-2020 |
ISIN | US69404D1081 | Agenda | 935207589 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1.1 | Election of Class I Director: Christian O. Henry | Management | Abstain | ||||||
1.2 | Election of Class I Director: John F. Milligan, Ph.D. | Management | Abstain | ||||||
1.3 | Election of Class I Director: Lucy Shapiro, Ph.D | Management | Abstain | ||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | Abstain | ||||||
3. | Advisory approval of the Company's executive compensation. | Management | Abstain | ||||||
4. | Approval of the Company's 2020 Equity Incentive Plan. | Management | Abstain |
PARATEK PHARMACEUTICALS, INC.
Security | 699374302 | Meeting Type | Annual |
Ticker Symbol | PRTK | Meeting Date | 10-Jun-2020 |
ISIN | US6993743029 | Agenda | 935187751 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Michael F. Bigham | For | For | |||||||
2 | Robert S. Radie | For | For | |||||||
2. | To approve a non-binding advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||
3. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For |
LOGMEIN, INC
Security | 54142L109 | Meeting Type | Annual |
Ticker Symbol | LOGM | Meeting Date | 11-Jun-2020 |
ISIN | US54142L1098 | Agenda | 935200775 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Class II Director: David J. Henshall | Management | Abstain | Against | |||||
1B. | Election of Class II Director: Peter J. Sacripanti | Management | Abstain | Against | |||||
1C. | Election of Class II Director: William R. Wagner | Management | Abstain | Against | |||||
2. | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending December 31, 2020. | Management | Abstain | Against | |||||
3. | Advisory vote for the approval of the Company's executive compensation. | Management | Abstain | Against |
FRONT YARD RESIDENTIAL CORPORATION
Security | 35904G107 | Meeting Type | Annual |
Ticker Symbol | RESI | Meeting Date | 22-Jun-2020 |
ISIN | US35904G1076 | Agenda | 935236857 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Leland G. Abrams | Withheld | Against | |||||||
2 | Rochelle R. Dobbs | Withheld | Against | |||||||
3 | George G. Ellison | Withheld | Against | |||||||
4 | Michael A. Eruzione | Withheld | Against | |||||||
5 | Leslie B. Fox | Withheld | Against | |||||||
6 | Wade J. Henderson | Withheld | Against | |||||||
7 | George W. McDowell | Withheld | Against | |||||||
8 | Lazar Nikolic | Withheld | Against | |||||||
2. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||
3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers, as disclosed in the Proxy Statement. | Management | Against | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Arbitrage Funds | ||
By: | /s/ John S. Orrico | |
John S. Orrico | ||
President (Principal Executive Officer) | ||
Date: | August 17, 2020 |