UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09815
THE ARBITRAGE FUNDS
(exact name of registrant as specified in charter)
41 Madison Avenue, 42nd Floor, New York, NY 10010
(Address of principal executive offices) (Zip code)
John S. Orrico
Water Island Capital, LLC
41 Madison Avenue
42nd Floor
New York, NY 10010
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: 800-295-4485
Date of fiscal year end: May 31
Date of reporting period: July 1, 2021 - June 30, 2022
Item 1 – Proxy Voting Record.
THE ARBITRAGE FUND
| Investment Company Report |
| BOINGO WIRELESS, INC. |
| Security | 09739C102 | Meeting Type | Special |
| Ticker Symbol | WIFI | Meeting Date | 01-Jun-2021 |
| ISIN | US09739C1027 | Agenda | 935427662 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Merger Agreement and Plan of Merger, dated as of February 26, 2021, by and among White Sands Parent, Inc., White Sands Bidco, Inc., and Boingo Wireless, Inc., as it may be amended from time to time. | Management | For | For | For | ||||||
| 2. | To approve the adoption of any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For | ||||||
| 3. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Boingo Wireless, Inc. to its named executive officers in connection with the merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,433,307 | 0 | 26-May-2021 | 26-May-2021 |
| EUSKALTEL S.A. |
| Security | E4R02W105 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 02-Jun-2021 | |
| ISIN | ES0105075008 | Agenda | 714033038 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 03 JUN 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | |||||||||
| 1 | APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management | For | For | For | ||||||
| 2 | APPROVE CONSOLIDATED AND STANDALONE MANAGEMENT REPORTS | Management | For | For | For | ||||||
| 3 | APPROVE NON-FINANCIAL INFORMATION STATEMENT | Management | For | For | For | ||||||
| 4 | APPROVE DISCHARGE OF BOARD | Management | For | For | For | ||||||
| 5 | RENEW APPOINTMENT OF KPMG AUDITORES AS AUDITOR | Management | For | For | For | ||||||
| 6 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | Against | For | Against | ||||||
| 7 | AMEND REMUNERATION POLICY FOR FY 2019, 2020 AND 2021 | Management | For | For | For | ||||||
| 8 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS | Non-Voting | |||||||||
| 9 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | For | For | For | ||||||
| 10 | ADVISORY VOTE ON REMUNERATION REPORT | Management | For | For | For | ||||||
| CMMT | 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. | Non-Voting | |||||||||
| ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | |||||||||||
| CMMT | 04 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 707,131 | 0 | 21-May-2021 | 21-May-2021 |
| HUNTER DOUGLAS NV |
| Security | N4327C122 | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | Meeting Date | 02-Jun-2021 | |
| ISIN | ANN4327C1220 | Agenda | 714169441 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | OTHER BUSINESS | Management | Abstain | Abstain | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 2,794 | 0 | 17-May-2021 | 17-May-2021 | |||||||||
| WIX1 | WIX1 | STATE STREET BANK | 46,748 | 0 | 17-May-2021 | 17-May-2021 |
| HUNTER DOUGLAS NV |
| Security | N4327C122 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 02-Jun-2021 | |
| ISIN | ANN4327C1220 | Agenda | 714169465 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | REPORT TO THE SHAREHOLDERS | Management | Abstain | For | Against | ||||||
| 2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Abstain | For | Against | ||||||
| 3 | APPROVE DISCHARGE OF BOARD OF DIRECTORS | Management | Abstain | For | Against | ||||||
| 4 | REELECT A. NUHN, A. RUYS, R. SONNENBERG, F. WAGENER AS DIRECTORS | Management | Abstain | For | Against | ||||||
| 5 | RATIFY ERNST YOUNG ACCOUNTANTS LLP AS AUDITORS | Management | Abstain | For | Against | ||||||
| 6 | OTHER BUSINESS | Management | Abstain | Abstain | For | ||||||
| CMMT | 17 MAY 2021: PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS-MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE-REJECTED. THANK YOU | Non-Voting | |||||||||
| CMMT | 17 MAY 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY- CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||
| CMMT | 17 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 2,794 | 0 | 17-May-2021 | 17-May-2021 | |||||||||
| WIX1 | WIX1 | STATE STREET BANK | 46,748 | 0 | 17-May-2021 | 17-May-2021 |
| FLY LEASING LTD |
| Security | 34407D109 | Meeting Type | Special |
| Ticker Symbol | FLY | Meeting Date | 10-Jun-2021 |
| ISIN | US34407D1090 | Agenda | 935439679 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve amendment of bye-law 73 of the existing bye-laws of the Company by replacing the existing bye-law 73 with the following new bye-law 73 (the "Bye-Law Proposal"): "73. AMALGAMATIONS OR MERGERS, 73.1. Subject to Bye-law 73.2, the Company shall not engage in any amalgamation or merger unless such amalgamation or merger has been approved by a resolution of the Members including the affirmative votes of at least 66% of all votes attaching to all shares in issue entitling the holder ...(due to space limits, see proxy material for full proposal). | Management | For | For | For | ||||||
| 2. | To approve (i) the merger of Carlyle Aviation Elevate Merger Subsidiary Ltd. ("Merger Sub") with and into the Company (the "Merger"), whereby upon the effectiveness of the Merger, the corporate existence of Merger Sub shall cease, and the Company shall continue as the surviving company in the Merger and a wholly-owned, direct subsidiary of Carlyle Aviation Elevate Ltd. ("Parent"); (ii) the agreement and plan of merger, dated as of March 27, 2021, as may be amended from time to time (the "Merger ...(due to space limits, see proxy material for full proposal). | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the special meeting as the chairman of the special meeting determines in accordance with the bye-laws of the Company in order for the Company to take such actions as the Board may determine as are necessary or appropriate, including to solicit additional proxies, if there are insufficient votes at the time of the special meeting to approve the Merger Proposal (the "Adjournment Proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 200,000 | 0 | 04-Jun-2021 | 04-Jun-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 29,642 | 0 | 04-Jun-2021 | 04-Jun-2021 |
| GRUBHUB INC. |
| Security | 400110102 | Meeting Type | Special |
| Ticker Symbol | GRUB | Meeting Date | 10-Jun-2021 |
| ISIN | US4001101025 | Agenda | 935439580 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of 10 June 2020, as amended by the First Amendment to the Agreement and Plan of Merger, dated as of 4 September 2020, as further amended by the Second Amendment to the Agreement and Plan of Merger, dated as of 12 March 2021, and as it may be further amended from time to time (the "Merger Agreement"), by and among Grubhub Inc. ("Grubhub"), Just Eat Takeaway.com N.V., Checkers Merger Sub I, Inc. and Checkers Merger Sub II, Inc. (such proposal, the "Merger Agreement Proposal"). | Management | For | For | For | ||||||
| 2. | To approve, by a non-binding, advisory vote, certain compensation that may be paid or become payable to named executive officers of Grubhub in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the Special Meeting of the Stockholders of Grubhub (the "Grubhub Stockholder Meeting") from time to time, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Grubhub Stockholder Meeting to approve the Merger Agreement Proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 87,039 | 0 | 09-Jun-2021 | 09-Jun-2021 |
| LEAF GROUP LTD. |
| Security | 52177G102 | Meeting Type | Special |
| Ticker Symbol | LEAF | Meeting Date | 10-Jun-2021 |
| ISIN | US52177G1022 | Agenda | 935436635 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of April 3, 2021 as it may be amended, supplemented or otherwise modified from time to time (referred to as the "merger agreement"), by and among Leaf Group Ltd. (referred to as the "Company"), Graham Holdings Company, a Delaware corporation (referred to as "Parent"), and Pacifica Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (referred to as the "merger subsidiary") (referred to as the "merger proposal"). | Management | For | For | For | ||||||
| 2. | To consider and vote on a non-binding, advisory proposal to approve the compensation that may be paid or may become payable to the Company's named executive officers in connection with the merger of the merger subsidiary with and into the Company pursuant to the merger agreement (referred to as the "advisory, non-binding compensation proposal"). | Management | For | For | For | ||||||
| 3. | To consider and vote on a proposal to adjourn or postpone the special meeting of the Company's stockholders (referred to as the "special meeting") to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 125,000 | 0 | 07-Jun-2021 | 07-Jun-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 674,435 | 0 | 07-Jun-2021 | 07-Jun-2021 |
| TIKKURILA OYJ |
| Security | X90959101 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 10-Jun-2021 | |
| ISIN | FI4000008719 | Agenda | 714202455 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 581297 DUE TO RESOLUTION-16 IS SINGLE VOTABLE ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | |||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | |||||||||
| 3 | ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF-VOTES | Non-Voting | |||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | |||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | |||||||||
| 6 | PRESENTATION OF THE FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL-STATEMENTS, THE BOARD OF DIRECTORS' REPORT, AND THE AUDITOR'S REPORT FOR 2020 | Non-Voting | |||||||||
| 7 | ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENT | Management | For | For | For | ||||||
| 8 | DUE TO THE ONGOING TENDER OFFER FOR ALL THE ISSUED AND OUTSTANDING SHARES OF THE COMPANY BY PPG INDUSTRIES, INC., THE BOARD OF DIRECTORS PROPOSES THAT TIKKURILA'S ANNUAL GENERAL MEETING DECIDES THAT NO DIVIDEND BE PAID FROM THE FINANCIAL YEAR 2020 RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND | Management | For | For | For | ||||||
| 9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | For | For | For | ||||||
| 10 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING ADOPTS THE REMUNERATION REPORT FOR THE YEAR 2020 ADOPTION OF THE REMUNERATION REPORT FOR GOVERNING BODIES | Management | For | For | For | ||||||
| 11 | THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS WOULD REMAIN UNCHANGED AND THAT THE ANNUAL REMUNERATION WOULD BE: EUR 64,000 FOR THE CHAIRMAN, EUR 40,000 FOR THE VICE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE CHAIRMAN OF THE AUDIT COMMITTEE, AND EUR 32,000 FOR OTHER MEMBERS OF THE BOARD OF DIRECTORS. THE ANNUAL REMUNERATION IS PAID FULLY IN CASH. RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | For | ||||||
| 12 | THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BE SEVEN (7). RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | For | ||||||
| 13 | THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE PRESENT MEMBERS LARS PETER LINDFORS, RIITTA MYNTTINEN, JARI PAASIKIVI, ANDREY PANTYUKHOV, CATHERINE SAHLGREN, PETTERI WALLD N AND HEIKKI WESTERLUND WOULD BE RE-ELECTED FOR A TERM ENDING AT THE CLOSURE OF THE NEXT ANNUAL GENERAL MEETING, UNLESS THE CONDITIONAL RESOLUTION PROPOSED UNDER ITEM 16 BECOMES EFFECTIVE AT AN EARLIER DATE WITH RESPECT TO THE TERM OF ANY SUCH BOARD MEMBERS. ELECTION OF MEMBERS, CHAIRMAN AND VICE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | ||||||
| 14 | THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AUDITOR'S FEES BE PAID AGAINST AN INVOICE APPROVED BY THE COMPANY. RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | For | For | For | ||||||
| 15 | THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AUTHORIZED PUBLIC ACCOUNTANT FIRM ERNST & YOUNG OY BE RE- ELECTED AS THE COMPANY'S AUDITOR FOR THE TERM THAT ENDS AT THE END OF THE NEXT ANNUAL GENERAL MEETING. ERNST & YOUNG OY HAS INFORMED THAT APA ANTTI SUOMINEN WILL ACT AS THE PRINCIPAL AUDITOR ELECTION OF THE AUDITOR | Management | For | For | For | ||||||
| 16 | DUE TO THE PENDING TENDER OFFER, THE NOMINATION BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES CONDITIONALLY ON THE MATTERS SET FORTH IN ITEMS 16 (A) - (B) BELOW. THE PROPOSALS OF THE NOMINATION BOARD SET FORTH IN ITEMS 16 (A) - (B) BELOW FORM AN ENTIRETY THAT REQUIRES THE ADOPTION OF ALL ITS INDIVIDUAL ITEMS BY A SINGLE DECISION CONDITIONAL RESOLUTIONS RELATING TO THE BOARD OF DIRECTORS | Management | For | For | For | ||||||
| 17 | DUE TO THE ONGOING THE TENDER OFFER, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE ANNUAL GENERAL MEETING DECIDES TO DISBAND THE NOMINATION BOARD, SUCH RESOLUTION BEING CONDITIONAL AND BECOMING EFFECTIVE UPON PPG INDUSTRIES, INC. OR ITS SUBSIDIARY OBTAINING MORE THAN NINETY (90) PERCENT OF ALL THE SHARES AND VOTING RIGHTS ATTACHED TO THE SHARES AND THE SUBSEQUENT REGISTRATION OF THE RIGHT AND OBLIGATION OF PPG INDUSTRIES, INC. OR ITS SUBSIDIARY TO REDEEM MINORITY SHARES WITH THE FINNISH TRADE REGISTER. CONDITIONAL RESOLUTION RELATING TO THE DISBANDMENT OF THE NOMINATION BOARD | Management | For | For | For | ||||||
| 18 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE UPON THE REPURCHASE OF A MAXIMUM 4,400,000 OF THE COMPANY'S OWN SHARES WITH ASSETS PERTAINING TO THE COMPANY'S UNRESTRICTED EQUITY IN ONE OR SEVERAL TRANCHES. AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY'S OWN SHARES | Management | For | For | For | ||||||
| 19 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE TO TRANSFER THE COMPANY'S OWN SHARES HELD BY THE COMPANY OR TO ISSUE NEW SHARES IN ONE OR SEVERAL TRANCHES LIMITED TO A MAXIMUM OF 4,400,000 SHARES AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES | Management | For | For | For | ||||||
| 20 | CLOSING OF THE MEETING | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 424,979 | 0 | 27-May-2021 | 27-May-2021 |
| EXTENDED STAY AMERICA, INC. |
| Security | 30224P200 | Meeting Type | Special |
| Ticker Symbol | STAY | Meeting Date | 11-Jun-2021 |
| ISIN | US30224P2002 | Agenda | 935422345 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the mergers. | Management | For | For | For | ||||||
| 3. | To approve, any adjournment of the meeting for the purpose of soliciting additional proxies. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,899,131 | 0 | 04-Jun-2021 | 04-Jun-2021 |
| EXTENDED STAY AMERICA, INC. |
| Security | 30224P211 | Meeting Type | Special |
| Ticker Symbol | STAY | Meeting Date | 11-Jun-2021 |
| ISIN | Agenda | 935422357 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Hospitality's named executive officers that is based on or otherwise relates to the mergers. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,899,131 | 0 | 04-Jun-2021 | 04-Jun-2021 |
| EXTENDED STAY AMERICA, INC. |
| Security | 30224P200 | Meeting Type | Contested-Special |
| Ticker Symbol | STAY | Meeting Date | 11-Jun-2021 |
| ISIN | US30224P2002 | Agenda | 935435772 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the mergers. | Management | For | For | For | ||||||
| 3. | To approve, any adjournment of the meeting for the purpose of soliciting additional proxies. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,899,131 | 0 | 04-Jun-2021 | 04-Jun-2021 |
| EXTENDED STAY AMERICA, INC. |
| Security | 30224P200 | Meeting Type | Contested-Special |
| Ticker Symbol | STAY | Meeting Date | 11-Jun-2021 |
| ISIN | US30224P2002 | Agenda | 935435784 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | STAY's Merger Agreement Proposal | Management | Against | ||||||||
| 2. | STAY's Compensation Proposal | Management | Against | ||||||||
| 3. | STAY's Adjournment Proposal | Management | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,899,131 | 0 |
| NUANCE COMMUNICATIONS, INC. |
| Security | 67020Y100 | Meeting Type | Special |
| Ticker Symbol | NUAN | Meeting Date | 15-Jun-2021 |
| ISIN | US67020Y1001 | Agenda | 935445406 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, by and among Microsoft Corporation, Big Sky Merger Sub Inc. ("Sub") and Nuance Communications, Inc. (the "Company"), pursuant to which Sub will merge with and into the Company (the "Merger"). | Management | For | For | For | ||||||
| 2. | To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the Company's named executive officers in connection with the Merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 741,000 | 0 | 10-Jun-2021 | 10-Jun-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 82 | 0 | 10-Jun-2021 | 10-Jun-2021 |
| PRA HEALTH SCIENCES, INC. |
| Security | 69354M108 | Meeting Type | Special |
| Ticker Symbol | PRAH | Meeting Date | 15-Jun-2021 |
| ISIN | US69354M1080 | Agenda | 935427650 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of February 24, 2021, by and among ICON plc ("ICON"), PRA Health Sciences, Inc. ("PRA"), ICON US Holdings Inc., a wholly owned subsidiary of ICON ("US HoldCo"), and Indigo Merger Sub, Inc., a wholly owned subsidiary of ICON and US HoldCo (such agreement, as it may be amended from time to time, the "merger agreement" and such proposal, the "PRA merger agreement proposal"). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to PRA's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement (the "PRA compensation proposal"). | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the PRA stockholder meeting to solicit additional proxies if there are not sufficient votes at the time of the PRA stockholder meeting to approve the PRA merger agreement proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to PRA stockholders (the "PRA adjournment proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 49,000 | 0 | 10-Jun-2021 | 10-Jun-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 461 | 0 | 10-Jun-2021 | 10-Jun-2021 |
| GRUBHUB INC. |
| Security | 400110102 | Meeting Type | Annual |
| Ticker Symbol | GRUB | Meeting Date | 18-Jun-2021 |
| ISIN | US4001101025 | Agenda | 935421076 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Katrina Lake | Withheld | For | Against | ||||||||
| 2 | Matthew Maloney | Withheld | For | Against | ||||||||
| 3 | Brian McAndrews | Withheld | For | Against | ||||||||
| 2. | Ratification of the appointment of Crowe LLP as Grubhub Inc.'s independent registered accounting firm for the fiscal year ending December 31, 2021. | Management | Abstain | For | Against | |||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | Abstain | For | Against | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 236,035 | 0 | 15-Jun-2021 | 15-Jun-2021 |
| LUMINEX CORPORATION |
| Security | 55027E102 | Meeting Type | Special |
| Ticker Symbol | LMNX | Meeting Date | 21-Jun-2021 |
| ISIN | US55027E1029 | Agenda | 935446193 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, as it may be amended, supplemented or modified from time to time, by and among Luminex Corporation, DiaSorin S.p.A., and Diagonal Subsidiary Inc. and approve the Merger. | Management | For | For | For | ||||||
| 2. | To adjourn the Special Meeting, if necessary and for a minimum period of time reasonable under the circumstances, to ensure that any necessary supplement or amendment to the proxy statement is provided to the stockholders of Luminex Corporation a reasonable amount of time in advance of the Special Meeting, or to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement and approve the Merger. | Management | For | For | For | ||||||
| 3. | To approve, by non-binding, advisory vote, the compensation that will or may be paid or become payable to Luminex Corporation's named executive officers that is based on or otherwise relates to the Merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 150,000 | 0 | 15-Jun-2021 | 15-Jun-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 273,388 | 0 | 15-Jun-2021 | 15-Jun-2021 |
| COHERENT, INC. |
| Security | 192479103 | Meeting Type | Special |
| Ticker Symbol | COHR | Meeting Date | 24-Jun-2021 |
| ISIN | US1924791031 | Agenda | 935434578 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the "merger agreement"). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To adjourn Coherent's special meeting of stockholders (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Coherent stockholders. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 193,000 | 0 | 21-Jun-2021 | 21-Jun-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 22,944 | 0 | 21-Jun-2021 | 21-Jun-2021 |
| COHERENT, INC. |
| Security | 192479103 | Meeting Type | Special |
| Ticker Symbol | COHR | Meeting Date | 24-Jun-2021 |
| ISIN | US1924791031 | Agenda | 935443008 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the "merger agreement"). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To adjourn Coherent's special meeting of stockholders (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Coherent stockholders. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 215,944 | 0 | 21-Jun-2021 | 21-Jun-2021 |
| TALEND S.A. |
| Security | 874224207 | Meeting Type | Annual |
| Ticker Symbol | TLND | Meeting Date | 29-Jun-2021 |
| ISIN | US8742242071 | Agenda | 935441458 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| O1 | To ratify the provisional appointment of Ms. Elissa Fink as Director. | Management | For | For | For | ||||||
| O2 | To ratify the provisional appointment of Mr. Ryan Kearny as Director. | Management | For | For | For | ||||||
| O3 | To renew the term of office of Mr. Ryan Kearny as Director. | Management | For | For | For | ||||||
| O4 | To renew the term of office of Mr. Patrick Jones as Director. | Management | For | For | For | ||||||
| O5 | To renew the term of office of Ms. Christal Bemont as Director. | Management | For | For | For | ||||||
| O6 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | For | ||||||
| O7 | To approve the statutory financial statements for the year ended December 31, 2020. | Management | For | For | For | ||||||
| O8 | To allocate earnings for the year ended December 31, 2020. | Management | For | For | For | ||||||
| O9 | To approve the consolidated financial statements for the year ended December 31, 2020 prepared in accordance with IFRS. | Management | For | For | For | ||||||
| O10 | To approve an indemnification agreement entered into with Ms. Elissa Fink (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code). | Management | For | For | For | ||||||
| O11 | To approve an indemnification agreement entered into with Mr. Ryan Kearny (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code). | Management | For | For | For | ||||||
| O12 | To approve a consulting agreement entered into with Mr. Michael Tuchen (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code). | Management | For | For | For | ||||||
| O13 | To approve a separation agreement and release entered into with Mr. Laurent Bride (agreement referred to in Articles L.225-38 et seq. of the French Commercial Code). | Management | For | For | For | ||||||
| O14 | To ratify the selection of KPMG LLP as the independent registered public accountant for the Company for the fiscal year ending December 31, 2021 with respect to the Company's financial statements prepared in accordance with generally accepted accounting principles in the United States for SEC reporting purposes. | Management | For | For | For | ||||||
| E15 | To delegate authority to the board of directors to grant existing and/or newly issued free shares of the Company to all or certain employees and/or all or certain corporate officers of the Company or companies in the group, in accordance with the provisions of Articles L. 225-197-1 et seq. of the French Commercial Code. | Management | For | For | For | ||||||
| E16 | To delegate authority to the board of directors to issue share warrants (bons de souscription d'actions), without shareholders' preferential subscription right, for the benefit of a category of persons meeting certain characteristics. | Management | For | For | For | ||||||
| E17 | To delegate authority to the board of directors to grant options to subscribe for new ordinary shares or options to purchase ordinary shares of the Company, pursuant to the provisions of Articles L. 225-177 et seq. of the French Commercial Code to all or certain employees and/or all or certain corporate officers of the Company or companies in the group, in accordance with the provisions of Articles L. 225-180 et seq. of the French Commercial Code. | Management | For | For | For | ||||||
| E18 | To limit the amount of issues under Proposal Nos. 15, 16 and 17. | Management | For | For | For | ||||||
| E19 | To delegate authority to the board of directors to increase the share capital by way of the issue of shares of the Company to participants in a company savings plan (plan d'épargned'entreprise) established in accordance with Articles L. 3332-1et seq. of the French Labor Code. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 105,000 | 0 | 18-Jun-2021 | 18-Jun-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 9,700 | 0 | 18-Jun-2021 | 18-Jun-2021 |
| SUEZ SA |
| Security | F6327G101 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 30-Jun-2021 | |
| ISIN | FR0010613471 | Agenda | 714038444 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | |||||||||
| CMMT | 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND- PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS- SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | |||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED, SHOWING NET EARNINGS AMOUNTING TO EUR 246,143,041.04. THE SHAREHOLDERS' MEETING APPROVES THE NON- DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 24,600.00 | Management | For | For | For | ||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR AS PRESENTED TO THE MEETING | Management | For | For | For | ||||||
| 3 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN EARNINGS FOR THE FINANCIAL YEAR: EUR 246,143,041.04 RETAINED EARNINGS: EUR 706,351,321.19 DISTRIBUTABLE INCOME: EUR 952,494,362.23 ALLOCATION DIVIDENDS: EUR 408,435,676.35 (DIVIDED INTO 628,362,579 SHARES) RETAINED EARNINGS: EUR 544,058,685.88 EQUITY SHARE CAPITAL: EUR 2,557,256,896.00 LEGAL RESERVE: EUR 255,735,689.60 SHARE PREMIUM: EUR 5,363,982,724.63 2020 RETAINED EARNINGS: EUR 544,058,685.88 THE SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND OF EUR 0.65 PER SHARE, WHICH WILL BE ELIGIBLE FOR THE 40 PERCENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON JUNE 30TH 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.65 PER SHARE FOR FISCAL YEARS 2017 AND 2018 EUR 0.45 PER SHARE FOR FISCAL YEAR 2019 | Management | For | For | For | ||||||
| 4 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR BERTRAND MEUNIER AS A DIRECTOR, TO REPLACE MR ISIDRO FAINE CASAS, FOR THE REMAINDER OF MR CASAS'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2023 | Management | For | For | For | ||||||
| 5 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR JACQUES RICHIER AS A DIRECTOR, TO REPLACE MR FRANCESCO CALTAGIRONE, FOR THE REMAINDER OF MR CALTAGIRONE'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2021 | Management | For | For | For | ||||||
| 6 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR ANTHONY R. COSCIA AS A DIRECTOR, TO REPLACE MR FRANCK BRUEL, FOR THE REMAINDER OF MR BRUEL'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2021 | Management | For | For | For | ||||||
| 7 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR PHILIPPE PETITCOLIN AS A DIRECTOR, TO REPLACE MRS ISABELLE KOCHER, FOR THE REMAINDER OF MR KOCHER'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2022 | Management | For | For | For | ||||||
| 8 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND NOTES THAT THE AGREEMENT CONCLUDED AND PREVIOUSLY APPROVED BY THE MEETING, REFERRED TO THEREIN, CONTINUED DURING THE PAST FINANCIAL YEAR | Management | For | For | For | ||||||
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS FOR THE 2020 FISCAL YEAR | Management | For | For | For | ||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR JEAN- LOUIS CHAUSSADE, CHAIRMAN OF THE BOARD OF DIRECTORS, FROM JANUARY 1ST 2020 TO MAY 12TH 2020 | Management | For | For | For | ||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR PHILIPPE VARIN, CHAIRMAN OF THE BOARD OF DIRECTORS, FROM MAY 12TH 2020 TO DECEMBER 31ST 2020 | Management | For | For | For | ||||||
| 12 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR BERTRAND CAMUS, MANAGING DIRECTOR, FOR THE 2020 FISCAL YEAR | Management | For | For | For | ||||||
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2021 FISCAL YEAR | Management | For | For | For | ||||||
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE MANAGING DIRECTOR FOR THE 2021 FISCAL YEAR | Management | For | For | For | ||||||
| 15 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE DIRECTORS FOR THE 2021 FISCAL YEAR | Management | For | For | For | ||||||
| 16 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | For | ||||||
| CMMT | 15 JUNE 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal-officiel.gouv.fr/balo/document/20210430210 1322-52 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND-POSTPONEMENT OF THE MEETING DATE FROM 22 JUNE 2021 TO 30 JUNE 2021 AND CHANGE-IN RECORD DATE FROM 17 JUNE 2021 TO 25 JUNE 2021 AND ADDITION OF UPDATED-EVENT ID. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 112,205 | 0 | 18-Jun-2021 | 18-Jun-2021 | |||||||||
| WIX1 | WIX1 | STATE STREET BANK | 496,076 | 0 | 18-Jun-2021 | 18-Jun-2021 | |||||||||
| WIX1 | WIX1 | STATE STREET BANK | 13,330 | 0 | 18-Jun-2021 | 18-Jun-2021 |
| W.R. GRACE & CO. |
| Security | 38388F108 | Meeting Type | Annual |
| Ticker Symbol | GRA | Meeting Date | 07-Jul-2021 |
| ISIN | US38388F1084 | Agenda | 935445228 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1.1 | Election of Class I Director (Term expiring 2024): Hudson La Force | Management | For | For | For | ||||||
| 1.2 | Election of Class I Director (Term expiring 2024): Mark E. Tomkins | Management | For | For | For | ||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | For | ||||||
| 3. | Advisory vote to approve the compensation of Grace's named executive officers, as described in our proxy materials. | Management | For | For | For | ||||||
| 4. | Advisory vote on the frequency of the advisory vote to approve named executive officer compensation. | Management | 1 Year | 1 Year | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 100,000 | 0 | 01-Jul-2021 | 01-Jul-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 358,609 | 0 | 01-Jul-2021 | 01-Jul-2021 |
| ORBCOMM INC. |
| Security | 68555P100 | Meeting Type | Special |
| Ticker Symbol | ORBC | Meeting Date | 08-Jul-2021 |
| ISIN | US68555P1003 | Agenda | 935455255 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 7, 2021, by and among ORBCOMM Inc., GI DI Orion Acquisition Inc, a Delaware corporation, and GI DI Orion Merger Sub Inc, as the same may be amended (the "Merger Proposal"). | Management | For | For | For | ||||||
| 2. | To approve the compensation proposal of ORBCOMM Inc.'s named executive officers on an advisory (non-binding) basis (the "Compensation Proposal"). | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal or in the absence of a quorum. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 2,028,213 | 0 | 01-Jul-2021 | 01-Jul-2021 |
| KNOLL, INC. |
| Security | 498904200 | Meeting Type | Special |
| Ticker Symbol | KNL | Meeting Date | 13-Jul-2021 |
| ISIN | US4989042001 | Agenda | 935463466 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 19, 2021 (which, as it may be amended from time to time, we refer to as the "merger agreement"), among Herman Miller, Inc., Heat Merger Sub, Inc. and Knoll, Inc. (which we refer to as the "Knoll merger proposal"). | Management | For | For | For | ||||||
| 2. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Knoll's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement | Management | For | For | For | ||||||
| 3. | To adjourn the Knoll special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Knoll special meeting to approve the Knoll merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Knoll stockholders. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 75,000 | 0 | 08-Jul-2021 | 08-Jul-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 137,248 | 0 | 08-Jul-2021 | 08-Jul-2021 |
| NORWEGIAN FINANS HOLDING ASA |
| Security | R6349B103 | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | Meeting Date | 22-Jul-2021 | |
| ISIN | NO0010387004 | Agenda | 714449988 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS-VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | |||||||||
| CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE- BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 609955 DUE TO RECEIVED-SPLITTING OF RESOLUTION 4 AND CHANGE IN VOTING STATUS FOR RESOLUTION 1. ALL-VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED- TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
| 1 | OPENING OF MEETING AND RECORDING OF ATTENDANCE | Non-Voting | |||||||||
| 2 | ELECTION OF CHAIRPERSON AND A PERSON TO SIGN THE MINUTES TOGETHER WITH THE CHAIRPERSON | Management | For | For | For | ||||||
| 3 | APPROVAL OF THE NOTICE AND THE AGENDA | Management | For | For | For | ||||||
| 4.1 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: KJETIL A. GARSTAD | Management | For | For | For | ||||||
| 4.2 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: KNUT ARNE ALSAKER | Management | For | For | For | ||||||
| 5 | ADDITIONAL REMUNERATION OF CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | ||||||
| 6 | PROPOSAL TO MANDATE THE BOARD TO INCREASE THE SHARE CAPITAL THROUGH ISSUANCE OF NEW SHARES RELATED TO THE INCENTIVE PROGRAMS | Management | For | For | For | ||||||
| 7 | PROPOSAL TO MANDATE THE BOARD TO INCREASE THE SHARE CAPITAL THROUGH ISSUANCE OF NEW SHARES RELATED TO ACQUISITIONS AND STRENGTHENING OF THE COMPANY'S SHARE CAPITAL | Management | For | For | For | ||||||
| 8 | PROPOSAL TO MANDATE THE BOARD TO ACQUIRE OWN SHARES | Management | For | For | For | ||||||
| 9 | AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 410,690 | 0 | 19-Jul-2021 | 19-Jul-2021 |
| PROOFPOINT, INC. |
| Security | 743424103 | Meeting Type | Special |
| Ticker Symbol | PFPT | Meeting Date | 23-Jul-2021 |
| ISIN | US7434241037 | Agenda | 935464038 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 25, 2021 (the "Merger Agreement"), by and among Proofpoint, Inc. ("Proofpoint"), Proofpoint Parent, LLC (f/k/a Project Kafka Parent, LLC) and Project Kafka Merger Sub, Inc., a wholly owned subsidiary of Parent. | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Proofpoint's named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 133,000 | 0 | 21-Jul-2021 | 21-Jul-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 74,322 | 0 | 21-Jul-2021 | 21-Jul-2021 |
| TALEND S.A. |
| Security | 874224207 | Meeting Type | Special |
| Ticker Symbol | TLND | Meeting Date | 26-Jul-2021 |
| ISIN | US8742242071 | Agenda | 935471134 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| O1 | To approve appointment of Amy Coleman Redenbaugh as director subject to conditions precedent. | Management | For | For | For | ||||||
| O2 | To approve appointment of Kenneth Virnig as director subject to conditions precedent. | Management | For | For | For | ||||||
| O3 | To approve appointment of Mike Hoffmann as director subject to conditions precedent. | Management | For | For | For | ||||||
| O4 | To approve appointment of Elizabeth Yates as director subject to conditions precedent. | Management | For | For | For | ||||||
| O5 | To approve appointment of David Murphy as director subject to conditions precedent. | Management | For | For | For | ||||||
| O6 | To approve appointment of Kristin Nimsger as director subject to conditions precedent. | Management | For | For | For | ||||||
| O7 | To approve appointment of Jim Hagan as director subject to conditions precedent. | Management | For | For | For | ||||||
| E8 | Review and approval of a draft partial asset contribution agreement and approval of the contribution subject thereof, governed by the demerger legal regime (apport partiel d'actifs soumis au régime des scissions), by Talend SA to Talend SAS, a wholly owned subsidiary of Talend SA, of all of its assets and liabilities, rights and obligations of any kind and other legal relationships in relation to its business in accordance with the terms of the contribution agreement and delegation of powers to the Board of directors to implement such contribution. | Management | For | For | For | ||||||
| E9 | Review and approval of a draft cross-border merger plan and approval of the merger by absorption subject thereof, of Talend SA by Tahoe AcquireCo B.V., a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) organized under the laws of the Netherlands, in accordance with the terms of the merger plan. | Management | For | For | For | ||||||
| E10 | To give powers to carry out all filing and publication formalities required by law. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 431,514 | 0 | 12-Jul-2021 | 12-Jul-2021 |
| DOMTAR CORPORATION |
| Security | 257559203 | Meeting Type | Special |
| Ticker Symbol | UFS | Meeting Date | 29-Jul-2021 |
| ISIN | US2575592033 | Agenda | 935470029 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Approve the Agreement and Plan of Merger, dated as of May 10, 2021, (as it may be further amended, modified or supplemented from time to time, the "merger agreement"), by and among Domtar Corporation ("Company"), Karta Halten B. V., ("Parent"), Pearl Merger Sub Inc. ("Merger Sub"), Paper Excellence B.V., ("PE"), and Hervey Investments B.V., ("HI" and, together with Parent and PE, the "Parent Parties" ), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving as a wholly owned subsidiary of Parent. | Management | For | For | For | ||||||
| 2. | Approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | Approve a proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 435,719 | 0 | 23-Jul-2021 | 23-Jul-2021 |
| INTER PIPELINE LTD. |
| Security | 45833V109 | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | IPPLF | Meeting Date | 29-Jul-2021 |
| ISIN | CA45833V1094 | Agenda | 935470841 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1 | To consider, pursuant to an interim order of the Court of Queen's Bench of Alberta dated June 29, 2021, and, if deemed advisable, to approve, with or without variation, a special resolution of the shareholders of Inter Pipeline Ltd. ("IPL"), the full text of which is set forth in Appendix A to the accompanying joint management information circular dated June 29, 2021 (the "Joint Information Circular"), to approve a plan of arrangement under section 193 of the Business Corporations Act (Alberta) involving IPL, the holders of common shares of IPL and Pembina Pipeline Corporation ("Pembina"), whereby, among other things, Pembina will acquire all of the issued and outstanding common shares in exchange for common shares of Pembina, as more particularly described in the Joint Information Circular. | Management | Against | For | Against | |||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Margaret McKenzie | Withheld | For | Against | ||||||||
| 2 | Christian Bayle | Withheld | For | Against | ||||||||
| 3 | Shelley Brown | Withheld | For | Against | ||||||||
| 4 | Peter Cella | Withheld | For | Against | ||||||||
| 5 | Julie Dill | Withheld | For | Against | ||||||||
| 6 | Duane Keinick | Withheld | For | Against | ||||||||
| 7 | Arthur Korpach | Withheld | For | Against | ||||||||
| 8 | Alison Taylor Love | Withheld | For | Against | ||||||||
| 9 | Wayne Smith | Withheld | For | Against | ||||||||
| 3 | The audit committee and the board propose that Ernst & Young LLP ("EY") be appointed as auditors to serve until the next annual meeting of shareholders. The audit committee will recommend EY's compensation to the board for its review and approval. | Management | For | For | For | |||||||
| 4 | RESOLVED, on an advisory basis and not to diminish the role and responsibilities of the board of directors of IPL, that the shareholders of IPL accept the approach to executive compensation disclosed in the Joint Information Circular delivered in advance of the 2021 annual and special meeting of shareholders. | Management | Against | For | Against | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1SSTA 01 OM | ARBITRAGE FUND | WIX1SSTA 01 OM | STATE STREET TRUST | 1,258,482 | 0 | 26-Jul-2021 | 26-Jul-2021 |
| XILINX, INC. |
| Security | 983919101 | Meeting Type | Annual |
| Ticker Symbol | XLNX | Meeting Date | 04-Aug-2021 |
| ISIN | US9839191015 | Agenda | 935463860 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1.1 | Election of Director: Dennis Segers | Management | For | For | For | ||||||
| 1.2 | Election of Director: Raman K. Chitkara | Management | For | For | For | ||||||
| 1.3 | Election of Director: Saar Gillai | Management | For | For | For | ||||||
| 1.4 | Election of Director: Ronald S. Jankov | Management | For | For | For | ||||||
| 1.5 | Election of Director: Mary Louise Krakauer | Management | For | For | For | ||||||
| 1.6 | Election of Director: Thomas H. Lee | Management | For | For | For | ||||||
| 1.7 | Election of Director: Jon A. Olson | Management | For | For | For | ||||||
| 1.8 | Election of Director: Victor Peng | Management | For | For | For | ||||||
| 1.9 | Election of Director: Elizabeth W. Vanderslice | Management | For | For | For | ||||||
| 2. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | ||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered accounting firm for fiscal 2022. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 178,000 | 0 | 30-Jul-2021 | 30-Jul-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 71,003 | 0 | 30-Jul-2021 | 30-Jul-2021 |
| CADENCE BANCORPORATION |
| Security | 12739A100 | Meeting Type | Special |
| Ticker Symbol | CADE | Meeting Date | 09-Aug-2021 |
| ISIN | US12739A1007 | Agenda | 935473962 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated as of April 12, 2021 and amended as of May 27, 2021, by and between Cadence Bancorporation ("Cadence") and BancorpSouth Bank (the "merger proposal"). | Management | Abstain | For | Against | ||||||
| 2. | Approval, on an advisory (non-binding) basis, of the merger- related compensation payments that will or may be paid by Cadence to its named executive officers in connection with the merger. | Management | Abstain | For | Against | ||||||
| 3. | Adjournment of the Cadence special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/ offering circular is timely provided to holders of Cadence common stock. | Management | Abstain | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 275,000 | 0 | 05-Aug-2021 | 05-Aug-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 74,228 | 0 | 05-Aug-2021 | 05-Aug-2021 |
| VEREIT, INC. |
| Security | 92339V308 | Meeting Type | Special |
| Ticker Symbol | VER | Meeting Date | 12-Aug-2021 |
| ISIN | US92339V3087 | Agenda | 935473986 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | A proposal to approve the merger of VEREIT, Inc. ("VEREIT") with and into Rams MD Subsidiary I, Inc. ("Merger Sub 1"), with Merger Sub 1 continuing its existence as a wholly owned subsidiary of Realty Income Corporation ("Realty Income"), on the terms and subject to the conditions of the Agreement and Plan of Merger, dated as of April 29, 2021 (as amended from time to time, the "Merger Agreement"), by and among VEREIT, VEREIT Operating Partnership, L.P., Realty Income, Merger Sub 1 and Rams Acquisition Sub II, LLC (the "VEREIT Merger Proposal"). | Management | For | For | For | ||||||
| 2. | A proposal to approve, by advisory (non- binding) vote, the compensation that may be paid or become payable to the named executive officers of VEREIT in connection with the merger of VEREIT with and into Merger Sub 1. | Management | For | For | For | ||||||
| 3. | A proposal to approve the adjournment of the VEREIT Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the VEREIT Merger Proposal, if there are insufficient votes at the time of such adjournment to approve such proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 395,000 | 0 | 06-Aug-2021 | 06-Aug-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 373,762 | 0 | 06-Aug-2021 | 06-Aug-2021 |
| U.S. CONCRETE, INC. |
| Security | 90333L201 | Meeting Type | Special |
| Ticker Symbol | USCR | Meeting Date | 16-Aug-2021 |
| ISIN | US90333L2016 | Agenda | 935476665 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to adopt and approve Agreement & Plan of Merger, dated as of June 6, 2021, among U.S. Concrete, Inc., Vulcan Materials Company (Parent) & Grizzly Merger Sub I, Inc. (merger sub) (as it may be amended, supplemented, or otherwise modified in accordance with its terms, merger agreement), pursuant to which merger sub will be merged with and into U.S. Concrete, Inc. (merger), with U.S. Concrete, Inc. surviving merger as a wholly owned subsidiary of Parent (the merger agreement proposal). | Management | For | For | For | ||||||
| 2. | To consider and vote on a proposal to approve, on a non-binding, advisory basis, a resolution approving the compensation that may be paid or become payable to the named executive officers of U.S. Concrete, Inc. that is based on or otherwise relates to the merger (such proposal, the "non-binding named executive officer merger-related compensation proposal"). | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the Special Meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the Special Meeting to approve the merger agreement proposal (such proposal, the "adjournment proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 100,000 | 0 | 11-Aug-2021 | 11-Aug-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 118,458 | 0 | 11-Aug-2021 | 11-Aug-2021 |
| SYKES ENTERPRISES, INCORPORATED |
| Security | 871237103 | Meeting Type | Special |
| Ticker Symbol | SYKE | Meeting Date | 24-Aug-2021 |
| ISIN | US8712371033 | Agenda | 935479279 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated as of June 17, 2021 (as amended or modified from time to time, the "Merger Agreement"), among Sykes Enterprises, Incorporated, Sitel Worldwide Corporation and Florida Mergersub, Inc. | Management | For | For | For | ||||||
| 2. | Approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to SYKES ENTERPRISES, INCORPORATED's named executive officers in connection with the merger. | Management | For | For | For | ||||||
| 3. | Approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1 (to approve and adopt the Merger Agreement) or in the absence of a quorum. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 100,000 | 0 | 16-Aug-2021 | 16-Aug-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 273,452 | 0 | 16-Aug-2021 | 16-Aug-2021 |
| CLOUDERA, INC. |
| Security | 18914U100 | Meeting Type | Special |
| Ticker Symbol | CLDR | Meeting Date | 25-Aug-2021 |
| ISIN | US18914U1007 | Agenda | 935477263 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the adoption of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc., Project Sky Merger Sub Inc., and Cloudera, Inc. ("Cloudera"). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Cloudera's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,787,284 | 0 | 20-Aug-2021 | 20-Aug-2021 |
| CORE-MARK HOLDING COMPANY, INC. |
| Security | 218681104 | Meeting Type | Special |
| Ticker Symbol | CORE | Meeting Date | 25-Aug-2021 |
| ISIN | US2186811046 | Agenda | 935476728 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Merger Agreement Proposal - To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of May 17, 2021, which is referred to as the merger agreement, by and among Performance Food Group Company, which is referred to as PFG, Longhorn Merger Sub I, Inc., Longhorn Merger Sub II, LLC and Core-Mark Holding Company, Inc., which is referred to as Core-Mark, as may be amended from time to time, a copy of which is attached as Annex A to the proxy statement/prospectus. | Management | For | For | For | ||||||
| 2. | Merger-Related Compensation Proposal - To consider and vote on a non-binding advisory vote on compensation payable to executive officers of Core-Mark in connection with the proposed transactions. | Management | For | For | For | ||||||
| 3. | Core-Mark Adjournment Proposal - To consider and vote on a proposal to adjourn the special meeting from time to time, if necessary or appropriate, (a) due to the absence of a quorum, (b) to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve the Merger Agreement Proposal or (c) to allow reasonable additional time for the filing and mailing of any required supplement or amendment to the accompanying proxy statement/ prospectus, & review of such materials by Core-Mark stockholders | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 412,000 | 0 | 20-Aug-2021 | 20-Aug-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 651 | 0 | 20-Aug-2021 | 20-Aug-2021 |
| QTS REALTY TRUST, INC. |
| Security | 74736A103 | Meeting Type | Special |
| Ticker Symbol | QTS | Meeting Date | 26-Aug-2021 |
| ISIN | US74736A1034 | Agenda | 935477403 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger of QTS Realty Trust, Inc. with and into Volt Lower Holdings LLC (the "Merger") pursuant to the terms of the Agreement and Plan of Merger, dated as of June 7, 2021, as it may be amended from time to time, among QTS Realty Trust, Inc., QualityTech, LP, Volt Upper Holdings LLC, Volt Lower Holdings LLC, and Volt Acquisition LP (the "Merger Agreement"), and the other transactions contemplated by the Merger Agreement as more particularly described in the Proxy Statement. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the Merger as more particularly described in the Proxy Statement. | Management | For | For | For | ||||||
| 3. | To approve any adjournment of the Special Meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the Special Meeting to approve the Merger and the other transactions contemplated by the Merger Agreement as more particularly described in the Proxy Statement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 333,746 | 0 | 23-Aug-2021 | 23-Aug-2021 |
| MONMOUTH REAL ESTATE INVESTMENT CORP. |
| Security | 609720107 | Meeting Type | Contested-Special |
| Ticker Symbol | MNR | Meeting Date | 31-Aug-2021 |
| ISIN | US6097201072 | Agenda | 935478467 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as amended and restated as of August 15, 2021 and as it may be further amended from time to time (the "Merger Agreement"), by and among MNR, EQC and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Management | Against | For | Against | ||||||
| 2. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | Management | Against | For | Against | ||||||
| 3. | To authorize the board of directors of MNR, to approve one or more adjournments of the MNR special meeting to another date, time, place, or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Management | Against | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,094,140 | 0 | 26-Aug-2021 | 26-Aug-2021 |
| MONMOUTH REAL ESTATE INVESTMENT CORP. |
| Security | 609720107 | Meeting Type | Contested-Special |
| Ticker Symbol | MNR | Meeting Date | 31-Aug-2021 |
| ISIN | US6097201072 | Agenda | 935480474 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as it may be amended from time to time (the "Merger Agreement"), by and among MNR, EQC, and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Management | Against | ||||||||
| 2. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | Management | Against | ||||||||
| 3. | To authorize the board of directors of MNR to approve one or more adjournments of the MNR special meeting to another date, time, place or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Management | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,094,140 | 0 |
| MONMOUTH REAL ESTATE INVESTMENT CORP. |
| Security | 609720107 | Meeting Type | Contested-Special |
| Ticker Symbol | MNR | Meeting Date | 31-Aug-2021 |
| ISIN | US6097201072 | Agenda | 935482428 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as amended and restated as of August 15, 2021 and as it may be further amended from time to time (the "Merger Agreement"), by and among MNR, EQC and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Management | Against | For | Against | ||||||
| 2. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | Management | Against | For | Against | ||||||
| 3. | To authorize the board of directors of MNR, to approve one or more adjournments of the MNR special meeting to another date, time, place, or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Management | Against | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,094,140 | 0 | 26-Aug-2021 | 26-Aug-2021 |
| MONMOUTH REAL ESTATE INVESTMENT CORP. |
| Security | 609720107 | Meeting Type | Contested-Special |
| Ticker Symbol | MNR | Meeting Date | 31-Aug-2021 |
| ISIN | US6097201072 | Agenda | 935482430 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as it may be amended from time to time (the "Merger Agreement"), by and among MNR, EQC, and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Management | Against | ||||||||
| 2. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | Management | Against | ||||||||
| 3. | To authorize the board of directors of MNR to approve one or more adjournments of the MNR special meeting to another date, time, place or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Management | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,094,140 | 0 |
| MONMOUTH REAL ESTATE INVESTMENT CORP. |
| Security | 609720107 | Meeting Type | Contested-Special |
| Ticker Symbol | MNR | Meeting Date | 31-Aug-2021 |
| ISIN | US6097201072 | Agenda | 935483824 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Company Proposal: Approve the proposed merger of the Company with and into EQC Maple Industrial LLC and the other transactions contemplated by the Agreement and Plan of Merger, dated as of May 4, 2021, as it may be amended from time to time, by and among the Company, Equity Commonwealth and EQC Maple Industrial LLC (the "Merger Agreement"). | Management | Against | ||||||||
| 2. | Company Proposal: Approve, on a non- binding, advisory basis, certain compensation that may be paid or become payable to the Company's five named executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | Management | Against | ||||||||
| 3. | Company Proposal: Authorize the Board to approve one or more adjournments of the Special Meeting to another date, time, place or format, if necessary or appropriate, including to solicit additional proxies in favor of Proposal 1. | Management | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,094,140 | 0 |
| CAI INTERNATIONAL, INC. |
| Security | 12477X106 | Meeting Type | Special |
| Ticker Symbol | CAI | Meeting Date | 02-Sep-2021 |
| ISIN | US12477X1063 | Agenda | 935482529 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Merger Agreement. | Management | For | For | For | ||||||
| 2. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For | ||||||
| 3. | To approve, on a non-binding, advisory basis, of certain compensation that will be, or may become, payable to our named executive officers in connection with the Merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 440,374 | 0 | 25-Aug-2021 | 25-Aug-2021 |
| FERRO CORPORATION |
| Security | 315405100 | Meeting Type | Special |
| Ticker Symbol | FOE | Meeting Date | 09-Sep-2021 |
| ISIN | US3154051003 | Agenda | 935478809 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated as of May 11, 2021 (as it may be amended from time to time), by and among PMHC II Inc. ("Parent"), PMHC Merger Sub, Inc. ("Merger Sub") and Ferro Corporation ("Ferro") and approval of the transactions contemplated thereby, including the merger of Merger Sub with and into Ferro (the "merger") with Ferro surviving and continuing as the surviving corporation in the merger and a wholly owned subsidiary of Parent (the "merger proposal"). | Management | For | For | For | ||||||
| 2. | Approval, on a non-binding advisory basis, of certain compensation that will or may be paid by Ferro to its named executive officers that is based on or otherwise relates to the merger (the "named executive officer merger-related compensation proposal"). | Management | For | For | For | ||||||
| 3. | Approval of the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying proxy statement is timely provided to Ferro shareholders (the "adjournment proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 400,000 | 0 | 03-Sep-2021 | 03-Sep-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 730,966 | 0 | 03-Sep-2021 | 03-Sep-2021 |
| LYDALL, INC. |
| Security | 550819106 | Meeting Type | Special |
| Ticker Symbol | LDL | Meeting Date | 14-Sep-2021 |
| ISIN | US5508191062 | Agenda | 935486313 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | A proposal to approve & adopt Agreement & Plan of Merger, dated June 21, 2021, by & among Lydall, Inc. (Lydall), Unifrax Holding Co. (Parent), Outback Merger Sub, Inc., a Delaware corporation & a direct, wholly owned subsidiary of Parent (Merger Sub), & solely with respect to certain payment obligations of Parent thereunder, Unifrax I LLC (Unifrax), as may be amended from time to time (merger agreement), pursuant to which Merger Sub will be merged with & into Lydall, with Lydall surviving merger as a wholly owned subsidiary of Parent (merger). | Management | For | For | For | ||||||
| 2. | A proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Lydall to its named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | A proposal to approve an adjournment of the special meeting, including if necessary to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement, if there are not sufficient votes at the time of such adjournment to approve and adopt the merger agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 331,000 | 0 | 09-Sep-2021 | 09-Sep-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 50,906 | 0 | 09-Sep-2021 | 09-Sep-2021 |
| NEW SENIOR INVESTMENT GROUP INC. |
| Security | 648691103 | Meeting Type | Special |
| Ticker Symbol | SNR | Meeting Date | 14-Sep-2021 |
| ISIN | US6486911034 | Agenda | 935485513 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adopt the Agreement and Plan of Merger, dated as of June 28, 2021 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among New Senior Investment Group Inc., a Delaware corporation ("New Senior"), Ventas, Inc., a Delaware corporation ("Ventas"), and Cadence Merger Sub LLC, a Delaware limited liability company and a subsidiary of Ventas, Inc. ("Merger Sub"), and thereby approve the merger of Merger Sub with and into New Senior, with New Senior continuing as the surviving corporation and a subsidiary of Ventas. | Management | For | For | For | ||||||
| 2. | Approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the named executive officers of New Senior in connection with transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | Approve the adjournment of the special meeting of the New Senior stockholders (the "Special Meeting") from time to time, if necessary or appropriate, (i) to solicit additional proxies in favor of the proposal to adopt the Merger Agreement if there are insufficient votes at the time of such adjournment to approve such proposal or (ii) if required to enable New Senior or Ventas to comply with the requirement in the Merger Agreement to provide notice to the other party 10 business days prior to the Special Meeting | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 500,000 | 0 | 09-Sep-2021 | 09-Sep-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 868,199 | 0 | 09-Sep-2021 | 09-Sep-2021 |
| RAVEN INDUSTRIES, INC. |
| Security | 754212108 | Meeting Type | Special |
| Ticker Symbol | RAVN | Meeting Date | 15-Sep-2021 |
| ISIN | US7542121089 | Agenda | 935484395 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | A proposal to approve the Agreement and Plan of Merger dated June 20, 2021, by and among Raven, CNH Industrial N.V. ("CNH Industrial"), and CNH Industrial South Dakota, Inc., a wholly owned subsidiary of CNH Industrial ("Merger Subsidiary"), pursuant to which, among other things and subject to the satisfaction or waiver of specified conditions, Merger Subsidiary will merge with and into Raven (the "Merger"), with Raven surviving the Merger as a wholly owned subsidiary of CNH Industrial. | Management | For | For | For | ||||||
| 2. | A proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Raven to its named executive officers that is based on or otherwise relates to the Merger. | Management | For | For | For | ||||||
| 3. | A proposal to approve an adjournment of the special meeting, including if necessary to solicit additional proxies in favor of the proposal to approve the Merger Agreement, if there are not sufficient votes at the time of such adjournment to approve the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 214,000 | 0 | 13-Sep-2021 | 13-Sep-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 67,333 | 0 | 13-Sep-2021 | 13-Sep-2021 |
| KANSAS CITY SOUTHERN |
| Security | 485170302 | Meeting Type | Contested-Special |
| Ticker Symbol | KSU | Meeting Date | 16-Sep-2021 |
| ISIN | US4851703029 | Agenda | 935473037 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of May 21, 2021 (as it may be amended from time to time, the "merger agreement") by and among Kansas City Southern ("KCS"), Canadian National Railway Company ("CN") and Brooklyn Merger Sub, Inc., a wholly owned subsidiary of CN (the "merger proposal"). | Management | Against | For | Against | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to KCS's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | Against | For | Against | ||||||
| 3. | To approve the adjournment of the KCS special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the KCS special meeting to approve the merger proposal or to ensure that any supplement or amendment to this proxy statement/prospectus is timely provided to KCS shareholders. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 60,000 | 0 | 16-Aug-2021 | 16-Aug-2021 | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 60,000 | 0 | 16-Aug-2021 | 16-Aug-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 136,326 | 0 | 16-Aug-2021 | 16-Aug-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 136,326 | 0 | 16-Aug-2021 | 16-Aug-2021 |
| KANSAS CITY SOUTHERN |
| Security | 485170302 | Meeting Type | Contested-Special |
| Ticker Symbol | KSU | Meeting Date | 16-Sep-2021 |
| ISIN | US4851703029 | Agenda | 935482961 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | The proposal to adopt the Agreement and Plan of Merger, dated as of May 21, 2021 (as may be further amended from time to time, the "CN Merger Agreement"), by and among Canadian National Railway Company, a Canadian corporation ("CN"), Brooklyn Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a direct wholly owned subsidiary of CN, and KCS (such proposal, the "Merger Proposal"). | Management | Against | ||||||||
| 2. | The proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to KCS's named executive officers that is based on or otherwise relates to the transactions contemplated by the CN Merger Agreement (the "Compensation Proposal"). | Management | None | ||||||||
| 3. | The proposal to adjourn the Special Meeting to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Merger Proposal or to ensure that any supplement or amendment to the proxy statement/prospectus filed by KCS and CN with the United States Securities and Exchange Commission (the "SEC") on July 7, 2021 (the "CN Merger Proxy Statement") is timely provided to KCS stockholders (the "Adjournment Proposal"). | Management | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 60,000 | 0 | ||||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 136,326 | 0 |
| W.R. GRACE & CO. |
| Security | 38388F108 | Meeting Type | Special |
| Ticker Symbol | GRA | Meeting Date | 17-Sep-2021 |
| ISIN | US38388F1084 | Agenda | 935485929 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 26, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and among W. R. Grace Holdings LLC, a Delaware limited liability company (formerly known as Gibraltar Acquisition Holdings LLC) ("Parent"), Gibraltar Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and W. R. Grace & Co., a Delaware corporation ("Grace"). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Grace's named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement (the "Compensation Proposal"). | Management | For | For | For | ||||||
| 3. | To adjourn the special meeting of stockholders of Grace (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the proposal to adopt the Merger Agreement at the time of the Special Meeting (the "Adjournment Proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 100,000 | 0 | 14-Sep-2021 | 14-Sep-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 599,107 | 0 | 14-Sep-2021 | 14-Sep-2021 |
| NELES CORPORATION |
| Security | X6000X108 | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | Meeting Date | 22-Sep-2021 | |
| ISIN | FI4000440664 | Agenda | 714536630 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | |||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | |||||||||
| 3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | |||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | |||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | |||||||||
| 6 | PURSUANT TO THE MERGER PLAN, NELES WOULD BE MERGED INTO VALMET THROUGH AN ABSORPTION MERGER, SO THAT ALL ASSETS AND LIABILITIES OF NELES WOULD BE TRANSFERRED WITHOUT A LIQUIDATION PROCEDURE TO VALMET IN A MANNER DESCRIBED IN MORE DETAIL IN THE MERGER PLAN. THE BOARD OF DIRECTORS OF NELES PROPOSES THAT THE EXTRAORDINARY GENERAL MEETING RESOLVES ON THE MERGER OF NELES INTO VALMET IN ACCORDANCE WITH THE MERGER PLAN AND APPROVES THE MERGER PLAN. THE GENERAL MEETING CAN ONLY APPROVE OR REJECT THE PROPOSED MERGER IN ACCORDANCE WITH THE MERGER PLAN BUT CANNOT ALTER IT. PURSUANT TO THE MERGER PLAN, THE SHAREHOLDERS OF NELES SHALL RECEIVE AS MERGER CONSIDERATION 0.3277 NEW SHARES OF VALMET FOR EACH SHARE THEY HOLD IN NELES (THE MERGER CONSIDERATION). IN CASE THE NUMBER OF SHARES RECEIVED BY A SHAREHOLDER OF NELES AS MERGER CONSIDERATION (PER EACH INDIVIDUAL BOOK-ENTRY ACCOUNT) IS A FRACTIONAL NUMBER, THE FRACTIONS SHALL BE ROUNDED DOWN TO THE NEAREST WHOLE NUMBER. FRACTIONAL ENTITLEMENTS TO NEW SHARES OF VALMET | Management | For | For | For | ||||||
| 7 | BASED ON THE COMBINATION AGREEMENT BETWEEN NELES AND VALMET, NELES MAY AT ANY TIME PRIOR TO THE EXECUTION OF THE MERGER DISTRIBUTE TO ITS SHAREHOLDERS AN EXTRA DISTRIBUTION OF FUNDS IN THE AMOUNT OF UP TO EUR 2.00 PER SHARE EITHER AS DIVIDEND OR RETURN OF EQUITY FROM THE COMPANY'S FUND FOR INVESTED UNRESTRICTED EQUITY OR A COMBINATION OF THE TWO. IN ORDER TO ENABLE THE ABOVE-MENTIONED EXTRA DISTRIBUTION OF FUNDS, THE COMPANY'S BOARD OF DIRECTORS PROPOSES TO THE EXTRAORDINARY GENERAL MEETING THAT THE EXTRAORDINARY GENERAL MEETING WOULD AUTHORIZE THE BOARD OF DIRECTORS TO RESOLVE, BEFORE THE COMPLETION OF THE MERGER, ON A DISTRIBUTION OF FUNDS NOT EXCEEDING EUR 2.00 PER SHARE TO BE PAID EITHER AS DIVIDEND FROM THE COMPANY'S RETAINED EARNINGS OR RETURN OF EQUITY FROM THE COMPANY'S FUND FOR INVESTED UNRESTRICTED EQUITY OR A COMBINATION OF THE TWO.THE AUTHORIZATION WOULD BE IN FORCE UNTIL THE OPENING OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY.THE COMPANY WILL SEPARATELY PUBLISH ITS BOARD OF DIRECTORS' | Management | For | For | For | ||||||
| 8 | CLOSING OF THE MEETING | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 186,855 | 0 | 09-Sep-2021 | 09-Sep-2021 |
| CIMAREX ENERGY CO. |
| Security | 171798101 | Meeting Type | Special |
| Ticker Symbol | XEC | Meeting Date | 29-Sep-2021 |
| ISIN | US1717981013 | Agenda | 935490603 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of May 23, 2021, as amended on June 29, 2021 (as it may be further amended from time to time, the "merger agreement"), among Cabot Oil & Gas Corporation ("Cabot"), Double C Merger Sub, Inc. ("Merger Sub") and Cimarex Energy Co. ("Cimarex"), providing for the acquisition of Cimarex by Cabot pursuant to a merger between Merger Sub, a wholly owned subsidiary of Cabot, and Cimarex (the "merger"). | Management | For | For | For | ||||||
| 2. | To adopt an amendment to Cimarex's Amended and Restated Certificate of Incorporation relating to Cimarex's 8 1/8% Series A Cumulative Perpetual Convertible Preferred Stock, par value $0.01 per share ("Cimarex preferred stock"), that would give the holders of Cimarex preferred stock the right to vote with the holders of Cimarex common stock as a single class on all matters submitted to a vote of such holders of Cimarex common stock, to become effective no later than immediately prior to consummation of the merger. | Management | For | For | For | ||||||
| 3. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Cimarex's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 200,000 | 0 | 27-Sep-2021 | 27-Sep-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 44,455 | 0 | 27-Sep-2021 | 27-Sep-2021 |
FIVE9, INC.
| Security | 338307101 | Meeting Type | Special |
| Ticker Symbol | FIVN | Meeting Date | 30-Sep-2021 |
| ISIN | US3383071012 | Agenda | 935491390 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | A proposal to adopt the Agreement and Plan of Merger, dated as of July 16, 2021 (as it may be amended from time to time, the "merger agreement"), among Zoom Video Communications, Inc., Summer Merger Sub, Inc. and Five9, Inc. ("Five9"), and approve the transactions contemplated thereby (the "merger proposal"). | Management | Against | For | Against | ||||||
| 2. | A proposal to approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Five9's named executive officers that is based on or otherwise relates to the merger proposal contemplated by the merger agreement. | Management | Against | For | Against | ||||||
| 3. | A proposal to approve the adjournment of the meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the meeting to approve the merger proposal. | Management | Against | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 69,000 | 0 | 17-Sep-2021 | 17-Sep-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 150,242 | 0 | 17-Sep-2021 | 17-Sep-2021 |
| STAMPS.COM INC. | |||
| Security | 852857200 | Meeting Type | Special |
| Ticker Symbol | STMP | Meeting Date | 30-Sep-2021 |
| ISIN | US8528572006 | Agenda | 935491958 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve and adopt the Agreement and Plan of Merger dated as of July 8, 2021, by and among Stamps.com, Stream Parent, LLC and Stream Merger Sub, Inc., as amended from time to time. | Management | For | For | For | ||||||
| 2. | To approve on an advisory (non-binding) basis, the compensation that may be paid or become payable to Stamps.com's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To approve any proposal to adjourn the Special Meeting from time to time, if necessary or appropriate as determined in the discretion of the Board of Directors or the Chairman of the Board, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 50,000 | 0 | 27-Sep-2021 | 27-Sep-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 16,937 | 0 | 27-Sep-2021 | 27-Sep-2021 |
WELBILT, INC.
| Security | 949090104 | Meeting Type | Special |
| Ticker Symbol | WBT | Meeting Date | 30-Sep-2021 |
| ISIN | US9490901041 | Agenda | 935493560 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Merger Proposal - To vote on the Agreement and Plan of Merger, dated as of July 14, 2021, by and among Ali Holding S.r.l., Ali Group North America Corporation, Ascend Merger Corp. and Welbilt (the "Merger Proposal"). | Management | For | For | For | ||||||
| 2. | Advisory Compensation Proposal - To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Welbilt's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | Adjournment Proposal - To vote on a proposal to approve the adjournment of the special meeting to solicit additional proxies if a quorum is not present or there are not sufficient votes cast at the special meeting to approve the Merger Proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,977,228 | 0 | 27-Sep-2021 | 27-Sep-2021 |
VEONEER, INC.
| Security | 92336X109 | Meeting Type | Special |
| Ticker Symbol | VNE | Meeting Date | 04-Oct-2021 |
| ISIN | US92336X1090 | Agenda | 935495223 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 22, 2021, by and among Veoneer, Inc. ("Veoneer"), Magna International Inc. ("Magna") and 2486345 Delaware Corporation ("Acquisition Sub") (as may be amended from time to time) (the "Veoneer merger proposal") pursuant to which Acquisition Sub will merge with and into Veoneer, with Veoneer surviving the Merger, and becoming an indirect, wholly owned subsidiary of Parent. | Management | Abstain | For | Against | ||||||
| 2. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Veoneer to its named executive officers in connection with the Merger (the "Veoneer compensation proposal"). | Management | Abstain | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 62,000 | 0 | 05-Oct-2021 | |||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 109,162 | 0 | 05-Oct-2021 |
SANNE GROUP PLC
| Security | G7805V106 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 05-Oct-2021 | |
| ISIN | JE00BVRZ8S85 | Agenda | 714656999 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | |||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT AS DETAILED IN THE SCHEME DOCUMENT DATED 10 SEPTEMBER 2021 | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 976,581 | 0 | 27-Sep-2021 | 27-Sep-2021 |
SANNE GROUP PLC
| Security | G7805V106 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 05-Oct-2021 | |
| ISIN | JE00BVRZ8S85 | Agenda | 714698050 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 635560 DUE TO RECEIPT OF-RESOLUTION 1 AS A SINGLE VOTING ITEM. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU. | Non-Voting | |||||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: (A) TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (B) TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 976,581 | 0 | 27-Sep-2021 | 27-Sep-2021 |
WPT INDUSTRIAL REAL ESTATE INV. TRUST
| Security | 92937G109 | Meeting Type | Special |
| Ticker Symbol | WPTIF | Meeting Date | 07-Oct-2021 |
| ISIN | CA92937G1090 | Agenda | 935493988 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | To consider, pursuant to an interim order of the Supreme Court of British Columbia dated September 2, 2021 (as the same may be amended from time to time), and, if thought advisable, to pass, with or without amendment, a special resolution (the "Arrangement Resolution") to approve a proposed plan of arrangement under Division 5 of Part 9 of the Business Corporations Act (British Columbia) involving, among others, BREIT Winston Holdings ULC (the "REIT Purchaser"), BREIT Winston US Holdings LLC ("U.S. Holdco Purchaser"), BREIT Winston Merger Sub LP ("Merger Sub"), the REIT, WPT Industrial, LP (the "Partnership") and WPT Industrial, Inc. ("U.S. Holdco") in accordance with the arrangement agreement among the REIT Purchaser, U.S. Holdco Purchaser, Merger Sub, the REIT, as more particularly described in the accompanying management information circular. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1SSTA 01 OM | ARBITRAGE FUND | WIX1SSTA 01 OM | STATE STREET TRUST | 373,283 | 0 | 01-Oct-2021 | 01-Oct-2021 |
CORNERSTONE ONDEMAND, INC.
| Security | 21925Y103 | Meeting Type | Special |
| Ticker Symbol | CSOD | Meeting Date | 12-Oct-2021 |
| ISIN | US21925Y1038 | Agenda | 935496085 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated August 5, 2021 (such agreement, as it may be amended, modified or supplemented from time to time, the "Merger Agreement"), by and among Cornerstone OnDemand, Inc. ("Cornerstone"), Sunshine Software Holdings, Inc., and Sunshine Software Merger Sub, Inc. | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Cornerstone's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 132,000 | 0 | 07-Oct-2021 | 07-Oct-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 150,242 | 0 | 07-Oct-2021 | 07-Oct-2021 |
COVANTA HOLDING CORPORATION
| Security | 22282E102 | Meeting Type | Special |
| Ticker Symbol | CVA | Meeting Date | 12-Oct-2021 |
| ISIN | US22282E1029 | Agenda | 935493510 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 14, 2021 (as it may be amended, modified or supplemented from time to time, the "merger agreement"), by and among the Company, Covert Intermediate, Inc. and Covert Mergeco, Inc. | Management | For | For | For | ||||||
| 2. | To approve, by a non-binding advisory vote, the compensation that will be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | To adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 400,000 | 0 | 05-Oct-2021 | 05-Oct-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 385,901 | 0 | 05-Oct-2021 | 05-Oct-2021 |
SCORE MEDIA AND GAMING INC.
| Security | 80919D202 | Meeting Type | Special |
| Ticker Symbol | SCR | Meeting Date | 12-Oct-2021 |
| ISIN | CA80919D2023 | Agenda | 935496542 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | The special resolution, the full text of which is set forth in Appendix "B" to the accompanying management information circular (the "Circular") of the Company dated September 10, 2021, to approve a plan of arrangement pursuant to Division 5 of Part 9 of the Business Corporations Act (British Columbia) involving the Company, Penn National Gaming, Inc. and 1317774 B.C. Ltd., all as more particularly described in the Circular. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 123,278 | 0 | 29-Sep-2021 | 29-Sep-2021 |
MEDALLIA, INC.
| Security | 584021109 | Meeting Type | Special |
| Ticker Symbol | MDLA | Meeting Date | 14-Oct-2021 |
| ISIN | US5840211099 | Agenda | 935497126 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated July 25, 2021, between Project Metal Parent, LLC, Project Metal Merger Sub, Inc. and Medallia. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Medallia to its named executive officers in connection with the merger. | Management | For | For | For | ||||||
| 3. | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 90,000 | 0 | 07-Oct-2021 | 07-Oct-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 30,034 | 0 | 07-Oct-2021 | 07-Oct-2021 |
SANDERSON FARMS, INC.
| Security | 800013104 | Meeting Type | Special |
| Ticker Symbol | SAFM | Meeting Date | 21-Oct-2021 |
| ISIN | US8000131040 | Agenda | 935496566 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to approve the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2021, by and among Sanderson Farms, Inc. (the "Company"), Walnut Sycamore Holdings LLC, Sycamore Merger Sub LLC and, solely for purposes of certain provisions specified therein, Wayne Farms LLC. | Management | For | For | For | ||||||
| 2. | Proposal to approve, on an advisory (non- binding) basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | Proposal to adjourn the special meeting of stockholders of the Company (the "Special Meeting") to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 83,424 | 0 | 14-Oct-2021 | 14-Oct-2021 |
MONMOUTH REAL ESTATE INVESTMENT CORP.
| Security | 609720107 | Meeting Type | Contested-Annual |
| Ticker Symbol | MNR | Meeting Date | 26-Oct-2021 |
| ISIN | US6097201072 | Agenda | 935463240 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Craig M. Hatkoff | For | For | For | ||||||||
| 2 | Jennifer M. Hill | For | For | For | ||||||||
| 3 | Allison Nagelberg | For | For | For | ||||||||
| 4 | Todd S. Schuster | For | For | For | ||||||||
| 2. | Company's Proposal: To ratify the appointment of PKF O'Connor Davies, LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | For | |||||||
| 3. | Company's Proposal: To vote, on an advisory basis, on the approval of the compensation of the Company's executive officers for the fiscal year ended September 30, 2020, as we anticipate will be described in the Company's proxy statement. | Management | Against | Against | For | |||||||
| 4. | Blackwells' Proposal: To adopt a non- binding, advisory resolution requesting that the Board take all necessary steps to declassify the Board such that directors are elected to the Board on an annual basis starting at the next annual meeting of stockholders. | Management | For | For | For | |||||||
| 5. | Blackwells' Proposal: To adopt a non- binding, advisory resolution requesting that the Board promptly designate a Strategic Review Committee of the Board, fully comprised of independent directors, to conduct a strategic review process to pursue possible extraordinary transactions. | Management | For | For | For | |||||||
| 6. | Blackwells' Proposal: To adopt a non- binding, advisory resolution requesting that any executive officer of the Company who also sits on the Board be prohibited from receiving any fees related to his or her service as a director. | Management | For | For | For | |||||||
| 7. | Blackwells' Proposal: To adopt a non- binding, advisory resolution requesting that the Company orderly sell any and all of its owned marketable securities of UMH Properties, Inc. ("UMH") during the six months following the Annual Meeting and refrain from acquiring further investments in securities of UMH until, at least, none of the Company's directors concurrently serve on UMH's board of directors. | Management | For | For | For | |||||||
| 8. | Blackwells' Proposal: To adopt a non- binding, advisory resolution requesting that the Board amend Article III, Section I of the Bylaws, by appending a new final sentence that reads "No person shall be nominated or elected as a director of the Corporation if a member of the person's immediate family is concurrently serving as an executive officer or director of the Corporation". | Management | For | For | For | |||||||
| 9. | Blackwells' Proposal: To adopt a non- binding, advisory resolution requesting that the Board adopt an anti-pledging policy. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 970,720 | 0 | 06-Aug-2021 | 06-Aug-2021 |
TRILLIUM THERAPEUTICS INC.
| Security | 89620X506 | Meeting Type | Special |
| Ticker Symbol | TRIL | Meeting Date | 26-Oct-2021 |
| ISIN | CA89620X5064 | Agenda | 935501723 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | To consider and, if deemed advisable, pass, with or without variation, a special resolution, the full text of which is set forth in Appendix B to the accompanying Management Information Circular and Proxy Statement of Trillium dated September 27, 2021 (the "Information Circular"), approving a statutory arrangement (the "Arrangement") under Division 5 of Part 9 of the Business Corporations Act (British Columbia) involving Trillium, all as more particularly described in the Information Circular. | Management | For | For | For | ||||||
| 2 | To consider and, if deemed advisable, pass an advisory (non- binding) resolution on specified compensation that may become payable to the named executive officers of Trillium in connection with the Arrangement, all as more particularly described in the Information Circular. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 274,000 | 0 | 14-Oct-2021 | 14-Oct-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 633 | 0 | 14-Oct-2021 | 14-Oct-2021 |
KALEYRA, INC.
| Security | 483379103 | Meeting Type | Annual |
| Ticker Symbol | KLR | Meeting Date | 28-Oct-2021 |
| ISIN | US4833791035 | Agenda | 935503169 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Matteo Lodrini | For | For | For | ||||||||
| 2 | Neil Miotto | For | For | For | ||||||||
| 2. | An advisory vote regarding the approval of compensation paid to our named executive officers. | Management | For | For | For | |||||||
| 3. | Ratification of independent registered public accounting firm. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 134,591 | 0 | 26-Oct-2021 | 26-Oct-2021 |
QAD INC.
| Security | 74727D306 | Meeting Type | Special |
| Ticker Symbol | QADA | Meeting Date | 02-Nov-2021 |
| ISIN | US74727D3061 | Agenda | 935495235 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of June 27, 2021 (as amended from time to time, the "Merger Agreement") by and among QAD Inc. (the "Company"), Project Quick Parent, LLC, a limited liability company organized under the laws of Delaware ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will merge with and into the Company (the "Merger"), and approve the transactions contemplated thereby, including the Merger. | Management | For | For | For | ||||||
| 2. | To approve by a non-binding, advisory vote certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | For | For | For | ||||||
| 3. | To approve one or more proposals to adjourn the Special Meeting, if necessary or appropriate, including adjournments to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Merger Agreement Proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 42,000 | 0 | 02-Nov-2021 | 02-Nov-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 190,603 | 0 | 02-Nov-2021 | 02-Nov-2021 |
ATOTECH LIMITED
| Security | G0625A105 | Meeting Type | Special |
| Ticker Symbol | ATC | Meeting Date | 03-Nov-2021 |
| ISIN | JE00BMVMZ478 | Agenda | 935506216 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| C1. | Considering, and if thought fit, approving the Scheme referred to in the notice convening the Court Meeting contained in Part IX of the Scheme Document to which the proxy relates. | Management | For | For | For | ||||||
| S1. | To give effect to the scheme of arrangement between Atotech Limited and the Scheme Shareholders: To authorize the directors of Atotech Limited to take all such action as they may consider necessary or appropriate. | Management | For | For | For | ||||||
| S2. | To give effect to the scheme of arrangement between Atotech Limited and the Scheme Shareholders: To make certain amendments to the articles of association of Atotech Limited, | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 718,000 | 0 | 26-Oct-2021 | 26-Oct-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 100,756 | 0 | 26-Oct-2021 | 26-Oct-2021 |
INOVALON HOLDINGS INC.
| Security | 45781D101 | Meeting Type | Special |
| Ticker Symbol | INOV | Meeting Date | 16-Nov-2021 |
| ISIN | US45781D1019 | Agenda | 935510291 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of August 19, 2021 (the "Merger Agreement") by and among Inovalon Holdings, Inc. (the "Company"), Ocala Bidco, Inc., and Ocala Merger Sub, Inc. ("Merger Sub") pursuant to which Merger Sub will merge with and into the Company (the "Merger"). | Management | Against | For | Against | ||||||
| 2. | To approve, by a non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | Against | For | Against | ||||||
| 3. | To approve one or more adjournments of the Special Meeting if there are insufficient votes at the time of the Special Meeting to approve and adopt the Merger Agreement. | Management | Against | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 405,270 | 0 | 11-Nov-2021 | 11-Nov-2021 |
INOVALON HOLDINGS INC.
| Security | 45781D101 | Meeting Type | Special |
| Ticker Symbol | INOV | Meeting Date | 16-Nov-2021 |
| ISIN | US45781D1019 | Agenda | 935513160 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of August 19, 2021 (the "Merger Agreement") by and among Inovalon Holdings, Inc. (the "Company"), Ocala Bidco, Inc., and Ocala Merger Sub, Inc. ("Merger Sub") pursuant to which Merger Sub will merge with and into the Company (the "Merger"). | Management | Against | For | Against | ||||||
| 2. | To approve, by a non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | Against | For | Against | ||||||
| 3. | To approve one or more adjournments of the Special Meeting if there are insufficient votes at the time of the Special Meeting to approve and adopt the Merger Agreement. | Management | Against | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 405,270 | 0 | 11-Nov-2021 | 11-Nov-2021 |
ITAMAR MEDICAL LTD
| Security | 465437101 | Meeting Type | Annual |
| Ticker Symbol | ITMR | Meeting Date | 16-Nov-2021 |
| ISIN | US4654371016 | Agenda | 935510215 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | To approve the acquisition of the Company by ZOLL Medical Corporation ("Parent"), including the approval of: (i) the Agreement and Plan of Merger, dated September 13, 2021 (as it may be amended from time to time, the "Merger Agreement"), ...(Due to space limits, see proxy material for full proposal). MUST VOTE ON PROPOSAL 1A FOR YOUR VOTE TO COUNT ON PROPOSAL 1. | Management | For | For | For | |||||||
| 1A. | Please confirm that you ARE NOT a "Parent Affiliate" by checking the "YES" box. If you cannot confirm that you are not a Parent Affiliate, check the "NO" box. As described under the heading "Required Vote" in Item 1 of the Proxy Statement, ...(Due to space limits, see proxy material for full proposal). IF YOU ARE NOT A PARENT AFFILIATE SELECT FOR = YES. IF YOU ARE A PARENT AFFILIATE SELECT AGAINST = NO. | Management | For | None | ||||||||
| 2. | To approve the adjournment of the Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Meeting. | Management | For | For | For | |||||||
| 3. | DIRECTOR | Management | ||||||||||
| 1 | Giora Yaron | For | For | For | ||||||||
| 2 | Ilan Biran | For | For | For | ||||||||
| 3 | Christopher M. Cleary | For | For | For | ||||||||
| 4 | Scott P. Serota | For | For | For | ||||||||
| 5 | Brad Fluegel | For | For | For | ||||||||
| 6 | Marga Ortigas-Wedekind | For | For | For | ||||||||
| 4. | To approve amendments to the Company's compensation policy governing the compensation of the Company's office holders. MUST VOTE ON PROPOSAL 4A FOR YOUR VOTE TO COUNT ON PROPOSAL 4. | Management | For | For | For | |||||||
| 4A. | Please confirm that you ARE NOT a "controlling shareholder" and DO NOT have a "personal interest" in Proposal 4 by checking the "YES" box. If you cannot confirm the same, check the "NO" box. As described under the heading "Required Vote" in Item 4 of the Proxy Statement, ...(Due to space limits, see proxy material for full proposal). SELECT FOR = YES IF YOU ARE NOT A CONTROLLING SH AND DO NOT HAVE A PERSONAL INTEREST. SELECT AGAINST = NO IF ARE A CONTROLLING SH OR HAVE A PERSONAL INTEREST. | Management | For | None | ||||||||
| 5. | To approve a modification to the base compensation of the Company's President and Chief Executive Officer. MUST VOTE ON PROPOSAL 5A FOR YOUR VOTE TO COUNT ON PROPOSAL 5. | Management | For | For | For | |||||||
| 5A. | Please confirm that you ARE NOT a "controlling shareholder" and DO NOT have a "personal interest" in Proposal 5 by checking the "YES" box. If you cannot confirm the same, check the "NO" box. As described under the heading "Required Vote" in Item 5 of the Proxy Statement, ...(Due to space limits, see proxy material for full proposal). SELECT FOR = YES IF YOU ARE NOT A CONTROLLING SH AND DO NOT HAVE A PERSONAL INTEREST. SELECT AGAINST = NO IF ARE A CONTROLLING SH OR HAVE A PERSONAL INTEREST. | Management | For | None | ||||||||
| 6. | To approve the reappointment of Somekh Chaikin, a member of KPMG International, as the Company's independent auditor, ...(Due to space limits, see proxy material for full proposal). | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 165,000 | 0 | 09-Nov-2021 | 09-Nov-2021 |
AVAST PLC
| Security | G0713S109 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 18-Nov-2021 | |
| ISIN | GB00BDD85M81 | Agenda | 714852298 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | |||||||||
| CMMT | 01 NOV 2021: PLEASE NOTE THAT DUE TO COVID-19 PANDEMIC, SHAREHOLDERS'-PHYSICAL ATTENDANCE MAY NOT BE POSSIBLE AT THE MEETING. ELECTRONIC AND PROXY-VOTING ARE ENCOURAGED. THANK YOU | Non-Voting | |||||||||
| CMMT | 01 NOV 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 623,281 | 0 | 09-Nov-2021 | 09-Nov-2021 |
AVAST PLC
| Security | G0713S109 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 18-Nov-2021 | |
| ISIN | GB00BDD85M81 | Agenda | 714879686 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | A. FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 28 OCTOBER 2021 (THE "SCHEME") BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN HEREOF, IN ITS ORIGINAL FORM IN THE DOCUMENT SENT TO SHAREHOLDERS OF THE COMPANY DATED 28 OCTOBER 2021 OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION AGREED BETWEEN THE COMPANY, NORTONLIFELOCK INC. (''NORTONLIFELOCK") AND NITRO BIDCO LIMITED ("BIDCO"), A WHOLLY OWNED SUBSIDIARY OF NORTONLIFELOCK AND APPROVED OR IMPOSED BY THE HIGH COURT OF JUSTICE IN ENGLAND AND WALES (THE "COURT"), THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AND ARE HEREBY AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; B. WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AND HEREBY ARE AMENDED BY THE ADOPTION AND INCLUSION OF NEW ARTICLE 160; AND C. SUBJECT TO AND CONDITIONAL UPON THE SCHEME BECOMING EFFECTIVE, PURSUANT TO SECTION 97 OF THE COMPANIES ACT 2006, THE COMPANY BE RE- REGISTERED AS A PRIVATE LIMITED COMPANY WITH THE NAME "AVAST LIMITED", TO TAKE EFFECT FOLLOWING APPROVAL BY THE REGISTRAR OF COMPANIES | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT DUE TO COVID-19 PANDEMIC, SHAREHOLDERS' PHYSICAL ATTENDANCE-MAY NOT BE POSSIBLE AT THE MEETING. ELECTRONIC AND PROXY VOTING ARE-ENCOURAGED. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 623,281 | 0 | 09-Nov-2021 | 09-Nov-2021 |
ECHO GLOBAL LOGISTICS, INC.
| Security | 27875T101 | Meeting Type | Special |
| Ticker Symbol | ECHO | Meeting Date | 19-Nov-2021 |
| ISIN | US27875T1016 | Agenda | 935512447 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to approve the Agreement and Plan of Merger, dated as of September 9, 2021 (the "merger agreement"), by and among Einstein MidCo, LLC, Einstein Merger Sub, Inc. ("Merger Sub") and Echo Global Logistics (the "Company"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger. | Management | For | For | For | ||||||
| 2. | Proposal to approve, on an advisory (non- binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. | Management | For | For | For | ||||||
| 3. | Proposal to approve one or more adjournments of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement of the Special Meeting to approve the proposal to approve the merger agreement or in the absence of a quorum. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 429,374 | 0 | 16-Nov-2021 | 16-Nov-2021 |
DSP GROUP, INC.
| Security | 23332B106 | Meeting Type | Special |
| Ticker Symbol | DSPG | Meeting Date | 29-Nov-2021 |
| ISIN | US23332B1061 | Agenda | 935513627 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to adopt and approve the agreement and plan of merger, dated as of August 30, 2021, with Synaptics Incorporated, a Delaware corporation, and Osprey Merger Sub, Inc., a wholly- owned subsidiary of Synaptics ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Synaptics. The adoption of the merger agreement will also constitute approval of the merger and the other transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | Proposal to adjourn or postpone the special meeting, if necessary or appropriate, to permit further solicitation of proxies in the event there are insufficient number of votes at the time of the special meeting to adopt the merger agreement proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 754,437 | 0 | 19-Nov-2021 | 19-Nov-2021 |
PLAYTECH PLC
| Security | G7132V100 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 01-Dec-2021 | |
| ISIN | IM00B7S9G985 | Agenda | 714910266 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | APPROVE DISPOSAL BY THE COMPANY OF THE FINALTO BUSINESS TO THE PURCHASER | Management | For | For | For | ||||||
| CMMT | 17 NOV 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 894,000 | 0 | 26-Nov-2021 | 26-Nov-2021 |
TEEKAY LNG PARTNERS L.P.
| Security | Y8564M105 | Meeting Type | Special |
| Ticker Symbol | TGP | Meeting Date | 01-Dec-2021 |
| ISIN | MHY8564M1057 | Agenda | 935516902 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | The approval of the Merger Agreement and the Merger. | Management | For | For | For | ||||||
| 2. | The adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Agreement and the Merger at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 486,015 | 0 | 24-Nov-2021 | 24-Nov-2021 |
COLUMBIA PROPERTY TRUST, INC
| Security | 198287203 | Meeting Type | Special |
| Ticker Symbol | CXP | Meeting Date | 02-Dec-2021 |
| ISIN | US1982872038 | Agenda | 935514085 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To consider and vote on a proposal to approve the merger (the "merger") of Panther Merger Parent, Inc. ("Parent") with and into Columbia Property Trust, Inc. ("Columbia") pursuant to the Agreement and Plan of Merger, dated as of September 7, 2021 and as it may be amended from time to time, among Columbia, Columbia Property Trust Operating Partnership, L.P., Parent and Panther Merger Sub, LLC. | Management | For | For | For | ||||||
| 2. | To consider and vote on a proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | To consider and vote on a proposal to approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 350,000 | 0 | 24-Nov-2021 | 24-Nov-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 734,650 | 0 | 24-Nov-2021 | 24-Nov-2021 |
HILL-ROM HOLDINGS, INC.
| Security | 431475102 | Meeting Type | Special |
| Ticker Symbol | HRC | Meeting Date | 02-Dec-2021 |
| ISIN | US4314751029 | Agenda | 935513108 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the Agreement and Plan of Merger, dated as of September 1, 2021, by and among Hill-Rom Holdings, Inc. ("Hillrom"), Baxter International Inc. ("Baxter"), and Bel Air Subsidiary, Inc., a direct wholly owned subsidiary of Baxter ("Merger Sub"), as it may be amended from time to time (the "merger agreement"), pursuant to which Merger Sub will be merged with and into Hillrom, with Hillrom surviving the merger as a wholly owned subsidiary of Baxter (the "merger"). | Management | For | For | For | ||||||
| 2. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement if there are not sufficient votes at the time of such adjournment to approve the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Hillrom's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 150,000 | 0 | 24-Nov-2021 | 24-Nov-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 91,783 | 0 | 24-Nov-2021 | 24-Nov-2021 |
BLUE PRISM GROUP PLC
| Security | G1193C101 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 09-Dec-2021 | |
| ISIN | GB00BYQ0HV16 | Agenda | 714945360 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | Abstain | For | Against | ||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 652584 DUE TO MEETING-POSTPONED FROM 19 NOV 2021 TO 09 DEC 2021. ALL VOTES RECEIVED ON THE PREVIOUS- MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 1,101,064 | 0 | 06-Dec-2021 | 06-Dec-2021 |
BLUE PRISM GROUP PLC
| Security | G1193C101 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 09-Dec-2021 | |
| ISIN | GB00BYQ0HV16 | Agenda | 714945372 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 651282 DUE TO MEETING-POSTPONED FROM 19 NOV 2021 TO 09 DEC 2021. ALL VOTES RECEIVED ON THE PREVIOUS- MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT DUE TO COVID-19 PANDEMIC, SHAREHOLDERS' PHYSICAL ATTENDANCE-MAY NOT BE POSSIBLE AT THE MEETING. ELECTRONIC AND PROXY VOTING ARE-ENCOURAGED. THANK YOU | Non-Voting | |||||||||
| 1 | APPROVE MATTERS RELATING TO THE RECOMMENDED CASH ACQUISITION OF BLUE PRISM GROUP PLC BY BALI BIDCO LIMITED | Management | Abstain | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 1,101,064 | 0 | 06-Dec-2021 | 06-Dec-2021 |
KRATON CORPORATION
| Security | 50077C106 | Meeting Type | Special |
| Ticker Symbol | KRA | Meeting Date | 09-Dec-2021 |
| ISIN | US50077C1062 | Agenda | 935519035 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Merger Proposal: To approve and adopt the Agreement and Plan of Merger, dated as of September 27, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and between DL Chemical Co., Ltd. ("Parent"), DLC US Holdings, Inc., DLC US, Inc. ("Merger Subsidiary") and Kraton, under which Merger Subsidiary will merge with and into Kraton with Kraton surviving the merger as an indirect, wholly-owned, subsidiary of Parent (the "Merger"). | Management | For | For | For | ||||||
| 2. | Advisory Compensation Proposal: To approve, by a non-binding, advisory vote, the compensation arrangements that will or may become payable to Kraton's named executive officers in connection with the Merger. | Management | For | For | For | ||||||
| 3. | Adjournment Proposal: To approve the adjournment of the Special Meeting from time to time, if necessary or appropriate, including to solicit additional proxies to vote in favor of the proposal to adopt the Merger Agreement, in the event that there are insufficient votes at the time of the Special Meeting to establish a quorum or adopt the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 227,237 | 0 | 06-Dec-2021 | 06-Dec-2021 |
GREENSKY, INC.
| Security | 39572G100 | Meeting Type | Special |
| Ticker Symbol | GSKY | Meeting Date | 10-Dec-2021 |
| ISIN | US39572G1004 | Agenda | 935520622 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adopt the Agreement and Plan of Merger, dated as of September 14, 2021 by and among The Goldman Sachs Group, Inc., a Delaware corporation, Goldman Sachs Bank USA, a bank organized under the laws of the State of New York, Glacier Merger Sub 1, LLC, a Delaware limited liability company and wholly owned subsidiary of GS Bank ("Merger Sub 1"), Glacier Merger Sub 2, LLC, a Georgia limited liability company and wholly owned subsidiary of GS Bank, GreenSky, Inc., a Delaware corporation, and GreenSky Holdings, LLC. | Management | For | For | For | ||||||
| 2. | Approve, by advisory (nonbinding) vote, the compensation that may be paid or become payable to the named executive officers of GreenSky in connection with the consummation of the mergers. | Management | For | For | For | ||||||
| 3. | Approve the adjournment of the Special Meeting of Stockholders from time to time, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of such adjournment to approve such proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 300,000 | 0 | 06-Dec-2021 | 06-Dec-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,093,804 | 0 | 06-Dec-2021 | 06-Dec-2021 |
KANSAS CITY SOUTHERN
| Security | 485170302 | Meeting Type | Special |
| Ticker Symbol | KSU | Meeting Date | 10-Dec-2021 |
| ISIN | US4851703029 | Agenda | 935517726 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of September 15, 2021 (as it may be amended from time to time, the "merger agreement") by and among Kansas City Southern ("KCS"), Canadian Pacific Railway Limited ("CPRL"), Cygnus Merger Sub 1 Corporation, a wholly owned subsidiary of CPRL, and Cygnus Merger Sub 2 Corporation, a wholly owned subsidiary of Cygnus Merger Sub 1 Corporation (the "merger proposal"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to KCS's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the KCS special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the KCS special meeting to approve the merger proposal or to ensure that any supplement or amendment to the proxy statement/prospectus is timely provided to KCS stockholders. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 115,000 | 0 | 07-Dec-2021 | 07-Dec-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 153,118 | 0 | 07-Dec-2021 | 07-Dec-2021 |
FALCK RENEWABLES S.P.A
| Security | T3947T105 | Meeting Type | MIX |
| Ticker Symbol | Meeting Date | 14-Dec-2021 | |
| ISIN | IT0003198790 | Agenda | 714907384 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| E.1 | PROPOSAL TO AMEND ARTICLE 1 (COMPANY NAME) OF THE BYLAWS. RESOLUTIONS RELATED THERETO | Management | For | For | For | ||||||
| O.1 | PROPOSAL TO AMEND THE "REWARDING POLICY FOR THE YEAR 2021" CONTAINED IN SECTION I OF THE ANNUAL REPORT ON THE REWARDING AND EMOLUMENTS PAID POLICY, APPROVED BY THE SHAREHOLDERS' MEETING ON 29 APRIL 2021, PURSUANT TO ART. 123-TER, PARAGRAPH 3-BIS, OF LEGISLATIVE DECREE NO. 58/98 | Management | For | For | For | ||||||
| CMMT | 23 NOV 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||
| CMMT | 23 NOV 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 976,000 | 0 | 06-Dec-2021 | 06-Dec-2021 |
MONMOUTH REAL ESTATE INVESTMENT CORP.
| Security | 609720107 | Meeting Type | Annual |
| Ticker Symbol | MNR | Meeting Date | 16-Dec-2021 |
| ISIN | US6097201072 | Agenda | 935523440 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Catherine B. Elflein | For | For | For | ||||||||
| 2 | Eugene W. Landy | For | For | For | ||||||||
| 3 | Michael P. Landy | For | For | For | ||||||||
| 4 | Samuel A. Landy | For | For | For | ||||||||
| 2. | Ratification of the appointment of PKF O'Connor Davies, LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | For | For | For | |||||||
| 3. | An advisory resolution for the executive compensation of the Company's named executive officers for the fiscal year ended September 30, 2021 as more fully described in the proxy statement. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 300,000 | 0 | 14-Dec-2021 | 14-Dec-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,227,305 | 0 | 14-Dec-2021 | 14-Dec-2021 |
VEONEER, INC.
| Security | 92336X109 | Meeting Type | Special |
| Ticker Symbol | VNE | Meeting Date | 16-Dec-2021 |
| ISIN | US92336X1090 | Agenda | 935523806 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of October 4, 2021, by and among Veoneer, Inc. ("Veoneer"), QUALCOMM Incorporated, SSW HoldCo LP ("SSW") and SSW Merger Sub Corp ("Merger Sub") (as may be amended from time to time) (the "Veoneer merger proposal") pursuant to which Merger Sub will merge with and into Veoneer (the "Merger"), with Veoneer surviving the Merger, and becoming a direct, wholly owned subsidiary of SSW. | Management | For | For | For | ||||||
| 2. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Veoneer to its named executive officers in connection with the Merger (the "Veoneer compensation proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 417,772 | 0 | 14-Dec-2021 | 14-Dec-2021 |
ATHENE HOLDING LTD.
| Security | G0684D107 | Meeting Type | Special |
| Ticker Symbol | ATH | Meeting Date | 21-Dec-2021 |
| ISIN | BMG0684D1074 | Agenda | 935519047 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger of AHL and Blue Merger Sub, Ltd. and the Agreement and Plan of Merger, by and among Apollo Global Management, Inc., AHL, Tango Holdings, Inc., Blue Merger Sub, Ltd. and Green Merger Sub, Inc. (which, as it may be amended from time to time, we refer to as the "merger agreement"), and the statutory merger agreement required by Section 105 of the Companies Act, 1981 (as amended) of Bermuda, which proposal is referred to as the "AHL merger agreement proposal." | Management | For | For | For | ||||||
| 2. | To approve the adjournment of the AHL special general meeting to solicit additional proxies if there are not sufficient votes at the time of the AHL special general meeting to approve the AHL merger agreement proposal or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to holders of AHL Common Shares and AHL Preferred Shares, which is referred to as the "AHL adjournment proposal." | Management | For | For | For | ||||||
| 3. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to AHL's named executive officers, pursuant to arrangements with AHL, that is based on or otherwise relates to the transactions contemplated by the merger agreement, which proposal is referred to as the "AHL non-binding compensation advisory proposal." | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 124,000 | 0 | 16-Dec-2021 | 16-Dec-2021 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 34,299 | 0 | 16-Dec-2021 | 16-Dec-2021 |
COMINAR REAL ESTATE INVESTMENT TRUST
| Security | 199910100 | Meeting Type | Special |
| Ticker Symbol | CMLEF | Meeting Date | 21-Dec-2021 |
| ISIN | CA1999101001 | Agenda | 935529151 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | To consider and, if thought advisable, to pass, with or without variation, a special resolution to approve a proposed plan of arrangement involving, among others, Cominar Real Estate Investment Trust and its subsidiary 13217396 Canada Inc., on the first part, Iris Acquisition II LP, an entity created by a consortium led by an affiliate of Canderel Management Inc., a leading Canadian developer and manager, and including FrontFour Capital Group LLC, Artis Real Estate Investment Trust and partnerships managed by the Sandpiper Group, on the second part, and affiliates of Mach Capital Inc. and Blackstone Real Estate Services L.L.C., on the third part, pursuant to Section 192 of the Canada Business Corporations Act. The full text of such special resolution is set forth in Appendix B to the accompanying management information circular of Cominar Real Estate Investment Trust dated November 19, 2021. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1SSTA 01 OM | ARBITRAGE FUND | WIX1SSTA 01 OM | STATE STREET TRUST | 880,424 | 0 | 14-Dec-2021 | 14-Dec-2021 |
AKKA TECHNOLOGIES SE
| Security | F0181L108 | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | Meeting Date | 22-Dec-2021 | |
| ISIN | FR0004180537 | Agenda | 714937034 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||||||||
| CMMT | 23 NOV 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND A BENEFICIAL OWNER SIGNED-POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS. IF NO-POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 664406 DUE TO CHANGE IN-VOTING STATUS FOR RESOLUTIONS 2 AND 5. ALL VOTES RECEIVED ON THE PREVIOUS- MEETING WILL BE DISREGARDED. THANK YOU | Non-Voting | |||||||||
| CMMT | 23 NOV 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal-officiel.gouv.fr/balo/document/20211117210 4323-138 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
| 1 | CANCELLATION OF PARAGRAPHS 6 AND 7 OF ARTICLE 17 "COMPOSITION OF THE BOARD OF DIRECTORS" OF THE COMPANY'S BYLAWS | Management | For | For | For | ||||||
| 2 | ACKNOWLEDGEMENT OF THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY-REGARDING THE CANCELLATION OF THE 7.927.487 PROFIT SHARES ISSUED BY THE- COMPANY, ESTABLISHED IN ACCORDANCE WITH ARTICLE 7:155 READ IN CONJUNCTION-WITH ARTICLE 15:2 OF THE COMPANIES AND ASSOCIATIONS CODE | Non-Voting | |||||||||
| 3 | CANCELLATION OF THE 7.927.487 PROFIT SHARES ISSUED BY THE COMPANY | Management | For | For | For | ||||||
| 4 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | For | ||||||
| 5 | MISCELLANEOUS | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 73,852 | 0 | 09-Dec-2021 | 09-Dec-2021 |
BLUE PRISM GROUP PLC
| Security | G1193C101 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 13-Jan-2022 | |
| ISIN | GB00BYQ0HV16 | Agenda | 714986215 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO VOTE FOR OR AGAINST THE SCHEME | Management | For | For | For | ||||||
| CMMT | 20 DEC 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | |||||||||
| CMMT | 20 DEC 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 1,327,757 | 0 | 03-Jan-2022 | 03-Jan-2022 |
BLUE PRISM GROUP PLC
| Security | G1193C101 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 13-Jan-2022 | |
| ISIN | GB00BYQ0HV16 | Agenda | 714986708 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY ACTION TO GIVE EFFECT TO THE SCHEME, AMEND THE ARTICLES OF ASSOCIATION AND RE- REGISTER THE COMPANY AS A PLC | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 1,327,757 | 0 | 03-Jan-2022 | 03-Jan-2022 |
VIVO ENERGY PLC
| Security | G9375M102 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 20-Jan-2022 | |
| ISIN | GB00BDGT2M75 | Agenda | 714986823 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE NOTICE OF GENERAL MEETING | Management | For | For | For | ||||||
| CMMT | 20 DEC 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 5,276,166 | 0 | 11-Jan-2022 | 11-Jan-2022 |
VIVO ENERGY PLC
| Security | G9375M102 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 20-Jan-2022 | |
| ISIN | GB00BDGT2M75 | Agenda | 714989300 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 5,276,166 | 0 | 11-Jan-2022 | 11-Jan-2022 |
ROGERS CORPORATION
| Security | 775133101 | Meeting Type | Special |
| Ticker Symbol | ROG | Meeting Date | 25-Jan-2022 |
| ISIN | US7751331015 | Agenda | 935538287 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the Agreement and Plan of Merger, dated as of November 1, 2021 (as it may be amended from time to time, the "Merger Agreement"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding advisory basis, the "golden parachute" compensation that may be payable to our named executive officers in connection with the merger. | Management | For | For | For | ||||||
| 3. | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 195,211 | 0 | 20-Jan-2022 | 20-Jan-2022 |
CYRUSONE INC.
| Security | 23283R100 | Meeting Type | Special |
| Ticker Symbol | CONE | Meeting Date | 01-Feb-2022 |
| ISIN | US23283R1005 | Agenda | 935540890 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger (the "merger") of Cavalry Merger Sub LLC, a wholly owned subsidiary of Parent ("Merger Sub"), with and into CyrusOne Inc. (the "Company"), with the Company surviving the merger, in accordance with the terms of the Agreement and Plan of Merger, dated as of November 14, 2021 (the "merger agreement"), by and among Cavalry Parent L.P. ("Parent"), Merger Sub and the Company, the merger agreement and the other transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 2. | To approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the Company's named executive officers in connection with the consummation of the merger. | Management | For | For | For | ||||||
| 3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are insufficient votes at the special meeting to approve Proposal 1. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 328,000 | 0 | 27-Jan-2022 | 27-Jan-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 216,790 | 0 | 27-Jan-2022 | 27-Jan-2022 |
NEOPHOTONICS CORPORATION
| Security | 64051T100 | Meeting Type | Special |
| Ticker Symbol | NPTN | Meeting Date | 01-Feb-2022 |
| ISIN | US64051T1007 | Agenda | 935539556 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated November 3, 2021 (such agreement, as it may be amended, modified or supplemented from time to time, the "Merger Agreement") by and among NeoPhotonics Corporation ("NeoPhotonics"), Lumentum Holdings Inc. and Neptune Merger Sub, Inc. | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to NeoPhotonics' named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 1,073,000 | 0 | 27-Jan-2022 | 27-Jan-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 920 | 0 | 27-Jan-2022 | 27-Jan-2022 |
ARENA PHARMACEUTICALS, INC.
| Security | 040047607 | Meeting Type | Special |
| Ticker Symbol | ARNA | Meeting Date | 02-Feb-2022 |
| ISIN | US0400476075 | Agenda | 935540888 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated December 12, 2021 (the "Merger Agreement"), by and among Arena Pharmaceuticals, Inc. ("Arena"), Pfizer Inc., and Antioch Merger Sub, Inc. | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Arena's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 40,000 | 0 | 27-Jan-2022 | 27-Jan-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 49,690 | 0 | 27-Jan-2022 | 27-Jan-2022 |
PLAYTECH PLC
| Security | G7132V100 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 02-Feb-2022 | |
| ISIN | IM00B7S9G985 | Agenda | 714907562 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | APPROVAL OF SCHEME | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN 'FOR' AND 'AGAINST' ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | |||||||||
| CMMT | 05 JAN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE-MEETING DATE FROM 12 JAN 2022 TO 02 FEB 2022. IF YOU HAVE ALREADY SENT IN- YOUR VOTES , PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 1,162,000 | 0 | 28-Jan-2022 | 28-Jan-2022 |
PLAYTECH PLC
| Security | G7132V100 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 02-Feb-2022 | |
| ISIN | IM00B7S9G985 | Agenda | 714907726 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO ADOPT NEW ARTICLE 170. | Management | For | For | For | ||||||
| CMMT | 05 JAN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1 AND POSTPONEMENT OF THE MEETING DATE FROM 12 JAN 2022 TO-02 FEB 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 1,162,000 | 0 | 28-Jan-2022 | 28-Jan-2022 |
TOWER LTD
| Security | Q91556102 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 02-Feb-2022 | |
| ISIN | NZTWRE0011S2 | Agenda | 714991115 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | THAT THE BOARD BE AUTHORISED TO DETERMINE THE AUDITOR'S FEES AND EXPENSES FOR THE 2022 FINANCIAL YEAR | Management | For | For | For | ||||||
| 2 | THAT WARREN LEE, WHO RETIRES ON ROTATION IN ACCORDANCE WITH NZX LISTING RULE 2.7.1, BE RE-ELECTED AS A DIRECTOR OF TOWER | Management | For | For | For | ||||||
| 3 | THAT GRAHAM STUART, WHO RETIRES ON ROTATION IN ACCORDANCE WITH NZX LISTING RULE 2.7.1 BE RE- ELECTED AS A DIRECTOR OF TOWER | Management | For | For | For | ||||||
| 4 | THAT MARCUS NAGEL, WHO RETIRES ON ROTATION IN ACCORDANCE WITH NZX LISTING RULE 2.7.1 BE RE- ELECTED AS A DIRECTOR OF TOWER | Management | For | For | For | ||||||
| 5 | THAT THE SCHEME OF ARRANGEMENT RELATING TO THE RETURN OF CAPITAL TO SHAREHOLDERS, AS SET OUT IN THE ARRANGEMENT DOCUMENT ANNEXED TO THE NOTICE OF MEETING, DATED 22 DECEMBER 2021, BE APPROVED | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 8,008,907 | 0 | 26-Jan-2022 | 26-Jan-2022 |
SYDNEY AIRPORT
| Security | Q8808P103 | Meeting Type | Scheme Meeting |
| Ticker Symbol | Meeting Date | 03-Feb-2022 | |
| ISIN | AU000000SYD9 | Agenda | 714988891 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT BELOW RESOLUTION 1 IS FOR SAL (SYDNEY AIRPORT LIMITED) | Non-Voting | |||||||||
| 1 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: THAT SUBJECT TO AND CONDITIONAL ON: A) SYDNEY AIRPORT SECURITYHOLDERS PASSING EACH OTHER SCHEME RESOLUTION (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE); AND B) THE SUPREME COURT OF NEW SOUTH WALES CONFIRMING THAT TTCSAL WOULD BE JUSTIFIED IN ACTING ON THE TRUST SCHEME RESOLUTIONS (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) AND IN DOING ALL THINGS AND TAKING ALL STEPS NECESSARY TO PUT THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) INTO EFFECT, THAT PURSUANT TO AND IN ACCORDANCE WITH SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH): C) THE COMPANY SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE), THE TERMS OF WHICH ARE CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET (OF WHICH THIS NOTICE FORMS PART) IS AGREED TO (WITH OR WITHOUT ANY MODIFICATIONS OR CONDITIONS AS APPROVED BY THE COURT); AND D) THE DIRECTORS OF SAL ARE AUTHORISED, SUBJECT TO THE TERMS OF THE SCHEME IMPLEMENTATION DEED: I) TO AGREE TO SUCH MODIFICATIONS OR CONDITIONS AS ARE THOUGHT FIT BY THE COURT, AND II) SUBJECT TO APPROVAL OF THE COMPANY SCHEME BY THE COURT, TO IMPLEMENT THE SCHEME WITH ANY SUCH MODIFICATIONS OR CONDITIONS | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT BELOW RESOLUTION 1 AND 2 ARE FOR HOLDERS OF SAT1 UNITS | Non-Voting | |||||||||
| 1 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: THAT SUBJECT TO AND CONDITIONAL ON: A) SYDNEY AIRPORT SECURITYHOLDERS PASSING EACH OTHER SCHEME RESOLUTION (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE); AND B) THE SUPREME COURT OF NEW SOUTH WALES CONFIRMING THAT TTCSAL WOULD BE JUSTIFIED IN ACTING ON THE TRUST SCHEME RESOLUTIONS (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) AND IN DOING ALL THINGS AND TAKING ALL STEPS NECESSARY TO PUT THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) INTO EFFECT, FOR THE PURPOSES OF SECTION 601 GC(1)(A) OF THE CORPORATIONS ACT 2001 (CTH) AND FOR ALL OTHER PURPOSES, THE SAT1 TRUST CONSTITUTION IS AMENDED IN ACCORDANCE WITH THE PROVISIONS OF THE SUPPLEMENTAL DEED POLL IN THE FORM TABLED AT THE MEETING AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSES OF IDENTIFICATION (THE SAT1 TRUST SUPPLEMENTAL DEED), AND TTCSAL AS RESPONSIBLE ENTITY OF SAT1 IS AUTHORISED TO EXECUTE AND LODGE THE SAT1 TRUST SUPPLEMENTAL DEED WITH THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION | Management | For | For | For | ||||||
| 2 | TO CONSIDER, AND IF THOUGHT FIT, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: THAT SUBJECT TO AND CONDITIONAL ON: A) SYDNEY AIRPORT SECURITYHOLDERS PASSING EACH OTHER SCHEME RESOLUTION (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE); AND B) THE SUPREME COURT OF NEW SOUTH WALES CONFIRMING THAT TTCSAL WOULD BE JUSTIFIED IN ACTING ON THE TRUST SCHEME RESOLUTIONS (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) AND IN DOING ALL THINGS AND TAKING ALL STEPS NECESSARY TO PUT THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) INTO EFFECT, THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) BE APPROVED AND, IN PARTICULAR, THE ACQUISITION BY SYDNEY AVIATION ALLIANCE PTY LTD OF A RELEVANT INTEREST IN ALL THE SAT1 UNITS EXISTING AS AT THE RECORD DATE PURSUANT TO THE TRUST SCHEME BE APPROVED FOR ALL PURPOSES INCLUDING FOR THE PURPOSES OF ITEM 7 SECTION 611 OF THE CORPORATIONS ACT 2001 (CTH), AND TTCSAL AS THE RESPONSIBLE ENTITY OF SAT1 BE AUTHORISED TO DO ALL THINGS WHICH IT CONSIDERS NECESSARY, DESIRABLE OR REASONABLY INCIDENTAL TO GIVE EFFECT TO THE TRUST SCHEME | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 3,347,206 | 0 | 26-Jan-2022 | 26-Jan-2022 |
SYDNEY AIRPORT
| Security | Q8808P103 | Meeting Type | Scheme Meeting |
| Ticker Symbol | Meeting Date | 03-Feb-2022 | |
| ISIN | AU000000SYD9 | Agenda | 715102252 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT BELOW RESOLUTION 1 IS FOR SAL (SYDNEY AIRPORT LIMITED) | Non-Voting | |||||||||
| 1 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: THAT SUBJECT TO AND CONDITIONAL ON: A) SYDNEY AIRPORT SECURITYHOLDERS PASSING EACH OTHER SCHEME RESOLUTION (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE); AND B) THE SUPREME COURT OF NEW SOUTH WALES CONFIRMING THAT TTCSAL WOULD BE JUSTIFIED IN ACTING ON THE TRUST SCHEME RESOLUTIONS (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) AND IN DOING ALL THINGS AND TAKING ALL STEPS NECESSARY TO PUT THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) INTO EFFECT, THAT PURSUANT TO AND IN ACCORDANCE WITH SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH): C) THE COMPANY SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE), THE TERMS OF WHICH ARE CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET (OF WHICH THIS NOTICE FORMS PART) IS AGREED TO (WITH OR WITHOUT ANY MODIFICATIONS OR CONDITIONS AS APPROVED BY THE COURT); AND D) THE DIRECTORS OF SAL ARE AUTHORISED, SUBJECT TO THE TERMS OF THE SCHEME IMPLEMENTATION DEED: I) TO AGREE TO SUCH MODIFICATIONS OR CONDITIONS AS ARE THOUGHT FIT BY THE COURT, AND II) SUBJECT TO APPROVAL OF THE COMPANY SCHEME BY THE COURT, TO IMPLEMENT THE SCHEME WITH ANY SUCH MODIFICATIONS OR CONDITIONS | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT BELOW RESOLUTION 1 AND 2 ARE FOR HOLDERS OF SAT1 UNITS | Non-Voting | |||||||||
| 1 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: THAT SUBJECT TO AND CONDITIONAL ON: A) SYDNEY AIRPORT SECURITYHOLDERS PASSING EACH OTHER SCHEME RESOLUTION (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE); AND B) THE SUPREME COURT OF NEW SOUTH WALES CONFIRMING THAT TTCSAL WOULD BE JUSTIFIED IN ACTING ON THE TRUST SCHEME RESOLUTIONS (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) AND IN DOING ALL THINGS AND TAKING ALL STEPS NECESSARY TO PUT THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) INTO EFFECT, FOR THE PURPOSES OF SECTION 601GC(1)(A) OF THE CORPORATIONS ACT 2001 (CTH) AND FOR ALL OTHER PURPOSES, THE SAT1 TRUST CONSTITUTION IS AMENDED IN ACCORDANCE WITH THE PROVISIONS OF THE SUPPLEMENTAL DEED POLL IN THE FORM TABLED AT THE MEETING AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSES OF IDENTIFICATION (THE SAT1 TRUST SUPPLEMENTAL DEED), AND TTCSAL AS RESPONSIBLE ENTITY OF SAT1 IS AUTHORISED TO EXECUTE AND LODGE THE SAT1 TRUST SUPPLEMENTAL DEED WITH THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION | Management | For | For | For | ||||||
| 2 | TO CONSIDER, AND IF THOUGHT FIT, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: THAT SUBJECT TO AND CONDITIONAL ON: A) SYDNEY AIRPORT SECURITYHOLDERS PASSING EACH OTHER SCHEME RESOLUTION (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE); AND B) THE SUPREME COURT OF NEW SOUTH WALES CONFIRMING THAT TTCSAL WOULD BE JUSTIFIED IN ACTING ON THE TRUST SCHEME RESOLUTIONS (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) AND IN DOING ALL THINGS AND TAKING ALL STEPS NECESSARY TO PUT THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) INTO EFFECT, THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) BE APPROVED AND, IN PARTICULAR, THE ACQUISITION BY SYDNEY AVIATION ALLIANCE PTY LTD OF A RELEVANT INTEREST IN ALL THE SAT1 UNITS EXISTING AS AT THE RECORD DATE PURSUANT TO THE TRUST SCHEME BE APPROVED FOR ALL PURPOSES INCLUDING FOR THE PURPOSES OF ITEM 7 SECTION 611 OF THE CORPORATIONS ACT 2001 (CTH), AND TTCSAL AS THE RESPONSIBLE ENTITY OF SAT1 BE AUTHORISED TO DO ALL THINGS WHICH IT CONSIDERS NECESSARY, DESIRABLE OR REASONABLY INCIDENTAL TO GIVE EFFECT TO THE TRUST SCHEME | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT THIS EVENT IS RELATED WITH UNISUPER SCHEME MEETING. THANK-YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 3,347,206 | 0 | 26-Jan-2022 | 26-Jan-2022 |
CLINIGEN GROUP PLC
| Security | G2R22L107 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 08-Feb-2022 | |
| ISIN | GB00B89J2419 | Agenda | 714989603 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: (A) TO AUTHORISE THE CLINIGEN DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; (B) TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE NOTICE OF GENERAL MEETING AT PART XI OF THE SCHEME DOCUMENT; AND (C) SUBJECT TO AND CONDITIONAL UPON THE SCHEME BECOMING EFFECTIVE, TO RE- REGISTER THE COMPANY AS A PRIVATE LIMITED COMPANY WITH THE NAME "CLINIGEN LIMITED" WITH EFFECT FROM THE DATE APPROVED BY THE REGISTRAR OF COMPANIES | Management | Abstain | For | Against | ||||||
| CMMT | 17 JAN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE-MEETING DATE FROM 18 JAN 2022 TO 08 FEB 2022. IF YOU HAVE ALREADY SENT IN- YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 605,620 | 0 | 12-Jan-2022 | 12-Jan-2022 |
CLINIGEN GROUP PLC
| Security | G2R22L107 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 08-Feb-2022 | |
| ISIN | GB00B89J2419 | Agenda | 714989615 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | THAT: (A) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 20 DECEMBER 2021 BETWEEN CLINIGEN GROUP PLC (THE "COMPANY") AND THE HOLDERS OF THE SCHEME SHARES (AS DEFINED IN THE SAID SCHEME), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSE OF IDENTIFICATION SIGNED BY THE CHAIR HEREOF, IN ITS ORIGINAL FORM OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION AGREED BETWEEN THE COMPANY AND TRILEY BIDCO LIMITED AND APPROVED OR IMPOSED BY THE COURT (THE "SCHEME"), THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; (B) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 133: "133 SCHEME OF ARRANGEMENT FOR THE PURPOSES OF THIS ARTICLE 133: "BIDCO" MEANS TRILEY BIDCO LIMITED, A PRIVATE LIMITED COMPANY INCORPORATED IN ENGLAND AND WALES WITH REGISTERED NUMBER 13753642 WHOSE REGISTERED OFFICE IS AT C/O TRITON INVESTMENTS ADVISERS LLP 32 DUKE STREET, 3RD FLOOR, ST JAMES'S, LONDON, UNITED KINGDOM, SWIY 6DF; AND "CLINIGEN SCHEME" MEANS THE SCHEME OF ARRANGEMENT DATED 20 DECEMBER 2021 UNDER PAN 26 OF THE 2006 ACT BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE CLINIGEN SCHEME), IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE HIGH COURT OF JUSTICE OF ENGLAND AND WALES. (A) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES OR THE TERMS OF ANY RESOLUTION WHETHER ORDINARY OR SPECIAL PASSED BY THE COMPANY IN GENERAL MEETING, IF THE COMPANY ISSUES ANY SHARES (OTHER THAN TO BIDCO, ANY SUBSIDIARY OF BIDCO OR ANY; NOMINEE(S) OF BIDCO) AT ANY TIME AFTER THE ADOPTION OF THIS ARTICLE AND AT OR PRIOR TO THE SCHEME RECORD TIME (AS DEFINED IN THE CLINIGEN SCHEME), SUCH SHARES SHALL BE ISSUED SUBJECT TO THE TERMS OF THE CLINIGEN SCHEME (AND SHALL BE SCHEME SHARES (AS DEFINED IN THE CLINIGEN SCHEME) FOR THE PURPOSES THEREOF) AND THE HOLDERS OF SUCH SHARES SHALL BE BOUND BY THE CLINIGEN SCHEME ACCORDINGLY. (B) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, SUBJECT TO THE CLINIGEN SCHEME BECOMING EFFECTIVE, ANY SHARES ISSUED, OR TRANSFERRED TO ANY PERSON (OTHER THAN TO BIDCO, ANY SUBSIDIARY OF BIDCO OR ANY NOMINEE(S) OF BIDCO) AFTER THE SCHEME RECORD TIME (A "NEW MEMBER") (EACH A "POST- SCHEME SHARE") SHALL BE ISSUED ON TERMS THAT THEY SHALL ON THE EFFECTIVE DATE (AS DEFINED IN THE CLINIGEN SCHEME) OR, IF LATER, ON ISSUE (BUT SUBJECT TO THE TERMS OF ARTICLES 133(C) AND 133(D) BELOW), BE IMMEDIATELY TRANSFERRED TO BIDCO (OR AS IT MAY DIRECT) (THE "PURCHASER"), WHO SHALL BE OBLIGED TO ACQUIRE EACH POST- SCHEME SHARE IN CONSIDERATION OF AND CONDITIONAL UPON THE PAYMENT BY OR ON BEHALF OF BIDCO TO THE NEW MEMBER OF AN AMOUNT IN CASH FOR EACH POST-SCHEME SHARE EQUAL TO THE CONSIDERATION TO WHICH A NEW MEMBER WOULD HAVE BEEN ENTITLED HAD SUCH POST-SCHEME SHARE BEEN A SCHEME SHARE. (C) ON ANY REORGANISATION OF, OR MATERIAL ALTERATION TO THE SHARE CAPITAL OF THE COMPANY (INCLUDING, WITHOUT LIMITATION, ANY SUBDIVISION AND/OR CONSOLIDATION) CARRIED OUT AFTER THE EFFECTIVE DATE, THE VALUE OF THE CONSIDERATION PER POST-SCHEME SHARE TO BE PAID UNDER ARTICLE 133(B) SHALL BE ADJUSTED BY THE COMPANY IN SUCH MANNER AS THE AUDITORS OF THE COMPANY MAY DETERMINE TO BE APPROPRIATE TO REFLECT SUCH REORGANISATION OR ALTERATION, REFERENCES IN THIS ARTICLE TO SUCH SHARES SHALL, FOLLOWING SUCH ADJUSTMENT, BE CONSTRUED ACCORDINGLY. (D) TO GIVE EFFECT TO ANY TRANSFER OF POST-SCHEME SHARES REQUIRED PURSUANT TO THIS ARTICLE 133, THE COMPANY MAY APPOINT ANY PERSON AS ATTORNEY AND/OR AGENT FOR THE NEW MEMBER TO TRANSFER THE POST- SCHEME SHARES TO .THE PURCHASER AND/OR ITS NOMINEES AND DO ALL SUCH OTHER THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS OR DEEDS AS MAY IN THE OPINION OF SUCH ATTORNEY OR AGENT BE NECESSARY OR DESIRABLE TO VEST THE POST-SCHEME SHARES IN THE PURCHASER AND, PENDING SUCH VESTING, TO EXERCISE ALL SUCH RIGHTS ATTACHING TO THE POST-SCHEME SHARES AS THE PURCHASER MAY DIRECT. IF AN ATTORNEY OR AGENT IS SO APPOINTED, THE NEW MEMBER SHALL NOT THEREAFTER (EXCEPT TO THE EXTENT THAT THE ATTORNEY OR AGENT FAILS TO ACT IN ACCORDANCE WITH THE DIRECTIONS OF THE PURCHASER) BE ENTITLED TO EXERCISE ANY RIGHTS ATTACHING TO THE POST-SCHEME SHARES UNLESS SO AGREED IN WRITING BY THE PURCHASER. THE ATTORNEY OR AGENT SHALL BE EMPOWERED TO EXECUTE AND DELIVER AS TRANSFEROR A FORM OF TRANSFER OR INSTRUCTIONS OF TRANSFER ON BEHALF OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER) IN FAVOUR OF THE PURCHASER AND THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST-SCHEME SHARES AND MAY REGISTER THE PURCHASER AS HOLDER THEREOF AND ISSUE TO IT CERTIFICATE(S) FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO ISSUE A CERTIFICATE TO THE NEW MEMBER FOR THE POST-SCHEME SHARES. THE PURCHASER SHALL SETTLE THE CONSIDERATION DUE TO THE NEW MEMBER PURSUANT TO ARTICLE 133(B) ABOVE BY SENDING A CHEQUE DRAWN ON A UK CLEARING BANK IN FAVOUR OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER), OR ANY ALTERNATIVE METHOD COMMUNICATED BY THE PURCHASER TO THE NEW MEMBER, FOR THE PURCHASE PRICE OF SUCH POST-SCHEME SHARES AS SOON AS PRACTICABLE AND IN ANY EVENT WITHIN 14 DAYS OF THE DATE ON WHICH THE POST-SCHEME SHARES ARE ISSUED TO THE NEW MEMBER. (E) IF THE CLINIGEN SCHEME SHALL NOT HAVE BECOME EFFECTIVE BY THE APPLICABLE DATE REFERRED TO IN (OR OTHERWISE SET IN ACCORDANCE WITH) CLAUSE 6 OF THE CLINIGEN SCHEME, THIS ARTICLE 133 SHALL CEASE TO BE OF ANY EFFECT, F) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, BOTH THE COMPANY AND THE BOARD SHALL REFUSE TO REGISTER THE TRANSFER OF ANY SCHEME SHARES EFFECTED BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE OTHER THAN TO BIDCO AND ITS NOMINEE(S) PURSUANT TO THE SCHEME."; AND (C) SUBJECT TO AND CONDITIONAL UPON THE SCHEME BECOMING EFFECTIVE, PURSUANT TO SECTION 97 OF THE COMPANIES ACT 2006, THE COMPANY BE RE-REGISTERED AS A PRIVATE LIMITED COMPANY WITH THE NAME "CLINIGEN LIMITED" WITH EFFECT FROM THE DATE APPROVED BY THE REGISTRAR OF COMPANIES | Management | Abstain | For | Against | ||||||
| CMMT | 22 DEC 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | |||||||||
| CMMT | 17 JAN 2022: : PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND POSTPONEMENT OF THE MEETING DATE FROM 18 JAN 2022 TO 08 FEB 2022. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 605,620 | 0 | 12-Jan-2022 | 12-Jan-2022 |
MCAFEE CORP.
| Security | 579063108 | Meeting Type | Special |
| Ticker Symbol | MCFE | Meeting Date | 09-Feb-2022 |
| ISIN | US5790631080 | Agenda | 935541765 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated November 5, 2021, as amended (the "Merger Agreement"), among Condor BidCo, Inc., a Delaware corporation ("Parent"), Condor Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and McAfee Corp., a Delaware corporation ("McAfee"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to McAfee's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 686,000 | 0 | 03-Feb-2022 | 03-Feb-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 333,033 | 0 | 03-Feb-2022 | 03-Feb-2022 |
VONAGE HOLDINGS CORP.
| Security | 92886T201 | Meeting Type | Special |
| Ticker Symbol | VG | Meeting Date | 09-Feb-2022 |
| ISIN | US92886T2015 | Agenda | 935542464 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of November 22, 2021 (the "Merger Agreement"), by and among Vonage Holdings Corp., Telefonaktiebolaget LM Ericsson (publ), and Ericsson Muon Holding Inc. | Management | For | For | For | ||||||
| 2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Vonage Holdings Corp.'s named executive officers that is based on or otherwise relates to the merger contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the special meeting of stockholders (the "Special Meeting") to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of proposal 1 if there are insufficient votes at the time of the Special Meeting to adopt the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 1,140,000 | 0 | 03-Feb-2022 | 03-Feb-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 433,868 | 0 | 03-Feb-2022 | 03-Feb-2022 |
MONMOUTH REAL ESTATE INVESTMENT CORP.
| Security | 609720107 | Meeting Type | Special |
| Ticker Symbol | MNR | Meeting Date | 17-Feb-2022 |
| ISIN | US6097201072 | Agenda | 935538819 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation, a Maryland corporation ("Monmouth"), with and into Maple Delaware Merger Sub LLC ("Merger Sub"), a subsidiary of Industrial Logistics Properties Trust, a Maryland real estate investment trust ("ILPT"), pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (as it may be amended, the "Merger Agreement"), by and among Monmouth, ILPT, and Merger Sub (the "Merger Proposal"). | Management | For | For | For | ||||||
| 2. | To approve on a non-binding, advisory basis, certain compensation that may be paid or become payable to Monmouth's named executive officers in connection with the Merger Agreement and the transactions contemplated thereby (the "Compensation Proposal"). | Management | For | For | For | ||||||
| 3. | To approve any adjournment of the special meeting of the shareholders of Monmouth, if necessary or appropriate, including to solicit additional proxies in favor of the Merger Proposal (the "Adjournment Proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 1,030,000 | 0 | 16-Feb-2022 | 16-Feb-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 572,383 | 0 | 16-Feb-2022 | 16-Feb-2022 |
R. R. DONNELLEY & SONS COMPANY
| Security | 257867200 | Meeting Type | Special |
| Ticker Symbol | RRD | Meeting Date | 23-Feb-2022 |
| ISIN | US2578672006 | Agenda | 935545939 - Management |
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| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 14, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and among Chatham Delta Parent, Inc. ("Parent"), Chatham Delta Acquisition Sub, Inc., a direct, wholly owned subsidiary of Parent ("Acquisition Sub"), and R. R. Donnelley & Sons Company ("RRD"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by RRD to its named executive officers in connection with the merger of Acquisition Sub with and into RRD pursuant to the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 1,544,000 | 0 | 16-Feb-2022 | 16-Feb-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 126,271 | 0 | 16-Feb-2022 | 16-Feb-2022 |
MOMENTIVE GLOBAL, INC.
| Security | 60878Y108 | Meeting Type | Special |
| Ticker Symbol | MNTV | Meeting Date | 25-Feb-2022 |
| ISIN | US60878Y1082 | Agenda | 935541842 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated October 28, 2021, among Zendesk, Inc., Milky Way Acquisition Corp. and Momentive Global Inc., as it may be amended from time to time. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to the named executive officers of Momentive Global Inc. that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the Momentive special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Momentive special meeting to approve the Momentive merger proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 1,026,000 | 0 | 23-Feb-2022 | 23-Feb-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 343 | 0 | 23-Feb-2022 | 23-Feb-2022 |
TRISTATE CAPITAL HOLDINGS, INC.
| Security | 89678F100 | Meeting Type | Special |
| Ticker Symbol | TSC | Meeting Date | 28-Feb-2022 |
| ISIN | US89678F1003 | Agenda | 935546789 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, by and among Raymond James Financial, Inc. ("Raymond James"), Macaroon One LLC ("Merger Sub 1"), Macaroon Two LLC ("Merger Sub 2" and, together with Merger Sub 1, "Merger Subs") and TriState Capital, as such agreement may be amended from time to time, Merger Sub 1 will merge with and into TriState Capital, TriState Capital will merge with and into Merger Sub 2, with Merger Sub 2 continuing as surviving entity in such merger, a copy of which is attached as Annex A & as more in proxy statement/pros ("merger proposal") | Management | For | For | For | ||||||
| 2. | To approve one or more adjournments of the special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the merger proposal (the "adjournment proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 455,000 | 0 | 23-Feb-2022 | 23-Feb-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 100,000 | 0 | 23-Feb-2022 | 23-Feb-2022 |
COREPOINT LODGING INC.
| Security | 21872L104 | Meeting Type | Special |
| Ticker Symbol | CPLG | Meeting Date | 01-Mar-2022 |
| ISIN | US21872L1044 | Agenda | 935544569 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger of CorePoint Lodging Inc. ("CorePoint") with and into Cavalier MergerSub LP ("Merger Sub") and the other transactions contemplated by the Agreement and Plan of Merger, dated as of November 6, 2021 (as it may be amended from time to time), by and among CorePoint, Cavalier Acquisition Owner LP (as assignee of Cavalier Acquisition JV LP), and Merger Sub (as assignee of Cavalier Acquisition Owner LP) (the "merger proposal"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by CorePoint to its named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | To approve an adjournment of the special meeting of CorePoint stockholders (the "special meeting") to a later date or dates, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger proposal if there are insufficient votes to approve the merger proposal at the time of the special meeting or to ensure that any supplement or amendment to the accompanying proxy statement is timely provided to CorePoint stockholders. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 335,000 | 0 | 23-Feb-2022 | 23-Feb-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 300,729 | 0 | 23-Feb-2022 | 23-Feb-2022 |
NUANCE COMMUNICATIONS, INC.
| Security | 67020Y100 | Meeting Type | Annual |
| Ticker Symbol | NUAN | Meeting Date | 01-Mar-2022 |
| ISIN | US67020Y1001 | Agenda | 935542692 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mark Benjamin | For | For | For | ||||||||
| 2 | Daniel Brennan | For | For | For | ||||||||
| 3 | Lloyd Carney | For | For | For | ||||||||
| 4 | Thomas Ebling | For | For | For | ||||||||
| 5 | Robert Finocchio | For | For | For | ||||||||
| 6 | Laura Kaiser | For | For | For | ||||||||
| 7 | Michal Katz | For | For | For | ||||||||
| 8 | Mark Laret | For | For | For | ||||||||
| 9 | Sanjay Vaswani | For | For | For | ||||||||
| 2. | To approve a non-binding advisory resolution regarding Executive Compensation. | Management | For | For | For | |||||||
| 3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,373,140 | 0 | 25-Feb-2022 | 25-Feb-2022 |
CMC MATERIALS, INC.
| Security | 12571T100 | Meeting Type | Special |
| Ticker Symbol | CCMP | Meeting Date | 03-Mar-2022 |
| ISIN | US12571T1007 | Agenda | 935547616 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to adopt the Agreement and Plan of Merger (the "merger agreement"), dated as of December 14, 2021, by and between CMC Materials, Inc. ("CMC"), Entegris, Inc. and Yosemite Merger Sub (as amended from time to time) (the "merger agreement proposal"). | Management | For | For | For | ||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, the merger-related compensation that will or may be paid to CMC's named executive officers in connection with the transactions contemplated by the merger agreement (the "compensation proposal"). | Management | For | For | For | ||||||
| 3. | Proposal to approve the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to CMC stockholders (the "adjournment proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 109,635 | 0 | 23-Feb-2022 | 23-Feb-2022 |
SPX FLOW, INC.
| Security | 78469X107 | Meeting Type | Special |
| Ticker Symbol | FLOW | Meeting Date | 03-Mar-2022 |
| ISIN | US78469X1072 | Agenda | 935548997 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Merger Proposal - To approve the Agreement and Plan of Merger, dated as of December 12, 2021 (the "Merger Agreement"), by and among LSF11 Redwood Acquisitions, LLC ("Buyer"), Redwood Star Merger Sub, Inc., a wholly owned subsidiary of Buyer ("Merger Sub"), and SPX FLOW, Inc. (the "Company"), pursuant to which Merger Sub will be merged with and into the Company (the "Merger"), with the Company surviving the Merger (the "Merger Proposal"). | Management | For | For | For | ||||||
| 2. | Advisory Compensation Proposal - To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the Merger (the "Advisory Compensation Proposal"). | Management | For | For | For | ||||||
| 3. | Adjournment Proposal - To approve one or more adjournments of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement of the Special Meeting to approve the merger proposal (the "Adjournment Proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 192,000 | 0 | 23-Feb-2022 | 23-Feb-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 139,888 | 0 | 23-Feb-2022 | 23-Feb-2022 |
DEL TACO RESTAURANTS, INC.
| Security | 245496104 | Meeting Type | Special |
| Ticker Symbol | TACO | Meeting Date | 07-Mar-2022 |
| ISIN | US2454961044 | Agenda | 935547628 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 5, 2021 (the merger agreement), among Jack in the Box Inc., Epic Merger Sub Inc., and Del Taco Restaurants, Inc. (the merger). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to the named executive officers of Del Taco Restaurants, Inc. in connection with the merger and contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 978,309 | 0 | 25-Feb-2022 | 25-Feb-2022 |
BOTTOMLINE TECHNOLOGIES, INC.
| Security | 101388106 | Meeting Type | Special |
| Ticker Symbol | EPAY | Meeting Date | 08-Mar-2022 |
| ISIN | US1013881065 | Agenda | 935549002 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 16, 2021, by and among Bottomline Intermediate Holdings III, LLC (formerly known as Project RB Parent, LLC), Project RB Merger Sub, Inc. and Bottomline Technologies, Inc., as it may be amended from time to time. | Management | For | For | For | ||||||
| 2. | To approve the adoption of any proposal to adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | For | For | ||||||
| 3. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Bottomline Technologies, Inc. to its named executive officers in connection with the merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 360,000 | 0 | 01-Mar-2022 | 01-Mar-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 412 | 0 | 01-Mar-2022 | 01-Mar-2022 |
GCP APPLIED TECHNOLOGIES INC
| Security | 36164Y101 | Meeting Type | Special |
| Ticker Symbol | GCP | Meeting Date | 08-Mar-2022 |
| ISIN | US36164Y1010 | Agenda | 935548125 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated December 5, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and among Cyclades Parent, Inc., a Delaware corporation, Cyclades Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent, GCP Applied Technologies Inc., a Delaware corporation("GCP"), and solely for the purpose of Section 8.13 thereof, Compagnie de Saint-Gobain S.A., a société anonyme organized under the laws of France. | Management | For | For | For | ||||||
| 2. | Adjourn the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For | ||||||
| 3. | Approval of, on a non-binding, advisory basis, certain compensation that will or may become payable to GCP's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 200,000 | 0 | 01-Mar-2022 | 01-Mar-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 300,307 | 0 | 01-Mar-2022 | 01-Mar-2022 |
MIMECAST LIMITED
| Security | G14838109 | Meeting Type | Special |
| Ticker Symbol | MIME | Meeting Date | 11-Mar-2022 |
| ISIN | GB00BYT5JK65 | Agenda | 935551033 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| S1. | Authorize the directors of Mimecast Ltd to take all such actions as they consider necessary or appropriate for carrying the Scheme of Arrangement into full effect & to amend Articles of Association of Mimecast Ltd so that any ordinary shares of Mimecast Ltd that are issued on or after the Voting Record Time to persons other than Magnesium Bidco Ltd or its nominees will either be subject to the terms of the Scheme of Arrangement or immediately & automatically acquired by Magnesium Bidco Ltd and/or its nominee(s) for the Per Share Consideration. | Management | For | For | For | ||||||
| O2. | Approve, on a non-binding, advisory basis, the golden parachute compensation between Mimecast Limited and its named executive officers relating to the Transaction. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 119,000 | 0 | 07-Mar-2022 | 07-Mar-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 223,158 | 0 | 07-Mar-2022 | 07-Mar-2022 |
MIMECAST LIMITED
| Security | G14838A99 | Meeting Type | Special |
| Ticker Symbol | MIME | Meeting Date | 11-Mar-2022 |
| ISIN | Agenda | 935551045 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the scheme of arrangement in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Royal Court of Jersey. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 119,000 | 0 | 07-Mar-2022 | 07-Mar-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 223,158 | 0 | 07-Mar-2022 | 07-Mar-2022 |
VERSO CORPORATION
| Security | 92531L207 | Meeting Type | Special |
| Ticker Symbol | VRS | Meeting Date | 11-Mar-2022 |
| ISIN | US92531L2079 | Agenda | 935550992 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to adopt the Agreement and Plan of Merger, dated as of December 19, 2021, by and among Verso Corporation, BillerudKorsnäs Inc., West Acquisition Merger Sub Inc. and, solely for purposes of certain sections thereof (as specified in the Merger Agreement), BillerudKorsnäs AB (the "Merger Agreement"). | Management | For | For | For | ||||||
| 2. | Proposal to approve, on an advisory (non- binding) basis, the compensation that may be paid or become payable to Verso Corporation's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | Proposal to approve any proposal to adjourn the virtual Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the virtual Special Meeting to approve the proposal to adopt the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 300,000 | 0 | 07-Mar-2022 | 07-Mar-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,799 | 0 | 07-Mar-2022 | 07-Mar-2022 |
APRIA, INC.
| Security | 03836A101 | Meeting Type | Special |
| Ticker Symbol | APR | Meeting Date | 24-Mar-2022 |
| ISIN | US03836A1016 | Agenda | 935554546 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of January 7, 2022 (as amended or modified from time to time, the "merger agreement"), among Apria, Inc., Owens & Minor, Inc. and StoneOak Merger Sub, Inc. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Apria, Inc. to its named executive officers that is based on or otherwise relates to the merger of StoneOak Merger Sub, Inc. with and into Apria, Inc. pursuant to the merger agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the special meeting, from time to time, if necessary or appropriate, as determined in good faith by the board of directors of Apria, Inc., including for the purpose of soliciting additional votes for the approval of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 206,000 | 0 | 22-Mar-2022 | 22-Mar-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 126,703 | 0 | 22-Mar-2022 | 22-Mar-2022 |
CHANGE HEALTHCARE INC
| Security | 15912K100 | Meeting Type | Annual |
| Ticker Symbol | CHNG | Meeting Date | 29-Mar-2022 |
| ISIN | US15912K1007 | Agenda | 935551211 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Director: Neil E. de Crescenzo | Management | For | For | For | ||||||
| 1B. | Election of Director: Howard L. Lance | Management | For | For | For | ||||||
| 1C. | Election of Director: Nella Domenici | Management | For | For | For | ||||||
| 1D. | Election of Director: Nicholas L. Kuhar | Management | For | For | For | ||||||
| 1E. | Election of Director: Diana McKenzie | Management | For | For | For | ||||||
| 1F. | Election of Director: Bansi Nagji | Management | For | For | For | ||||||
| 1G. | Election of Director: Philip M. Pead | Management | For | For | For | ||||||
| 1H. | Election of Director: Phillip W. Roe | Management | For | For | For | ||||||
| 1I. | Election of Director: Neil P. Simpkins | Management | For | For | For | ||||||
| 1J. | Election of Director: Robert J. Zollars | Management | For | For | For | ||||||
| 2. | Advisory Vote to Approve Executive Compensation(Say-on-Pay) | Management | For | For | For | ||||||
| 3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal 2022 | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,969,254 | 0 | 28-Mar-2022 | 28-Mar-2022 |
MORGAN STANLEY INSTITUTIONAL LIQUIDITY
| Security | 61747C707 | Meeting Type | Special |
| Ticker Symbol | MVRXX | Meeting Date | 31-Mar-2022 |
| ISIN | US61747C7074 | Agenda | 935543391 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Nancy C. Everett | For | For | For | ||||||||
| 2 | Jakki L. Haussler | For | For | For | ||||||||
| 3 | Patricia A. Maleski | For | For | For | ||||||||
| 4 | Frances L. Cashman | For | For | For | ||||||||
| 5 | Eddie A. Grier | For | For | For | ||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 28,404,953 | 0 | 23-Feb-2022 | 23-Feb-2022 |
CLIPPER LOGISTICS PLC
| Security | G2203Y109 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 11-Apr-2022 | |
| ISIN | GB00BMMV6B79 | Agenda | 715275649 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT AS DETAILED IN THE SCHEME DOCUMENT DATED 17 MARCH 2022 | Management | For | For | For | ||||||
| CMMT | 21 MAR 2022: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | |||||||||
| CMMT | 21 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 857,132 | 0 | 31-Mar-2022 | 31-Mar-2022 |
CLIPPER LOGISTICS PLC
| Security | G2203Y109 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 11-Apr-2022 | |
| ISIN | GB00BMMV6B79 | Agenda | 715276336 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 857,132 | 0 | 31-Mar-2022 | 31-Mar-2022 |
BLUEROCK RESIDENTIAL GROWTH REIT, INC.
| Security | 09627J102 | Meeting Type | Special |
| Ticker Symbol | BRG | Meeting Date | 12-Apr-2022 |
| ISIN | US09627J1025 | Agenda | 935565171 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger of Bluerock Residential Growth REIT, Inc. (the "Company") with and into Badger Merger Sub LLC ("Merger Sub"), a wholly owned subsidiary of Badger Parent LLC ("Parent"), contemplated by the Agreement and Plan of Merger, dated as of December 20, 2021, and as it may be amended from time to time, among the Company, Parent and Merger Sub (the "proposal to approve the merger"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger (the "proposal to approve the merger-related compensation"). | Management | For | For | For | ||||||
| 3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger (the "proposal to approve adjournment of the meeting"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 300,000 | 0 | 04-Apr-2022 | 04-Apr-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 9,026 | 0 | 04-Apr-2022 | 04-Apr-2022 |
ACCELL GROUP N.V.
| Security | N00432257 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 20-Apr-2022 | |
| ISIN | NL0009767532 | Agenda | 715247258 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| 1. | OPEN MEETING | Non-Voting | |||||||||
| 2. | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | |||||||||
| 3a. | RECEIVE REPORT OF SUPERVISORY BOARD | Non-Voting | |||||||||
| 3b. | APPROVE REMUNERATION REPORT FOR MANAGEMENT BOARD MEMBERS | Management | For | ||||||||
| 3c. | APPROVE REMUNERATION REPORT FOR SUPERVISORY BOARD MEMBERS | Management | For | ||||||||
| 4. | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | ||||||||
| 5. | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | Non-Voting | |||||||||
| 6a. | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | For | ||||||||
| 6b. | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | ||||||||
| 7. | RATIFY KPMG ACCOUNTANTS N.V. AS AUDITORS | Management | For | ||||||||
| 8a. | REELECT DANIELLE JANSEN HEIJTMAJER TO SUPERVISORY BOARD | Management | For | ||||||||
| 8b. | REELECT GERT VAN DE WEERDHOF TO SUPERVISORY BOARD | Management | For | ||||||||
| 8c. | ANNOUNCE VACANCIES ON THE BOARD ARISING IN 2023 | Non-Voting | |||||||||
| 9a. | ANNOUNCE INTENTION TO REAPPOINT TON ANBEEK TO MANAGEMENT BOARD | Non-Voting | |||||||||
| 9b. | ANNOUNCE INTENTION TO REAPPOINT RUBEN BALDEW TO MANAGEMENT BOARD | Non-Voting | |||||||||
| 10. | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | For | ||||||||
| 11a. | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | Management | For | ||||||||
| 11b. | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Management | For | ||||||||
| 12. | OTHER BUSINESS | Non-Voting | |||||||||
| 13. | CLOSE MEETING | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||
| CMMT | 28 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 150,495 | 0 |
CITRIX SYSTEMS, INC.
| Security | 177376100 | Meeting Type | Special |
| Ticker Symbol | CTXS | Meeting Date | 21-Apr-2022 |
| ISIN | US1773761002 | Agenda | 935574637 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adoption of the Agreement & Plan of Merger, dated January 31, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among the Company, Picard Parent, Inc. ("Parent"), Picard Merger Sub, Inc. ("Merger Sub"), and for the limited purposes described in the Merger Agreement, TIBCO Software Inc. Pursuant to the terms of the Merger Agreement, Merger Sub will merge with and into the Company, with the Company continuing as the surviving corporation & a wholly owned subsidiary of Parent (the "Merger") | Management | For | For | For | ||||||
| 2. | Approval, on an advisory, non-binding basis, of the compensation that may be paid or may become payable to the Company's named executive officers in connection with the Merger. | Management | For | For | For | ||||||
| 3. | Approval of a proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 155,000 | 0 | 14-Apr-2022 | 14-Apr-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 98,913 | 0 | 14-Apr-2022 | 14-Apr-2022 |
MAGNACHIP SEMICONDUCTOR CORP
| Security | 55933J203 | Meeting Type | Annual |
| Ticker Symbol | MX | Meeting Date | 21-Apr-2022 |
| ISIN | US55933J2033 | Agenda | 935577405 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Melvin L. Keating | For | For | For | ||||||||
| 2 | Young-Joon Kim | For | For | For | ||||||||
| 3 | Ilbok Lee | For | For | For | ||||||||
| 4 | Camillo Martino | For | For | For | ||||||||
| 5 | Gary Tanner | For | For | For | ||||||||
| 6 | Kyo-Hwa (Liz) Chung | For | For | For | ||||||||
| 2. | Advisory (non-binding) vote to approve the compensation of our named executive officers as set forth in the "Executive Compensation" section in the proxy statement. | Management | For | For | For | |||||||
| 3. | Ratification of the Board's election of Samil PricewaterhouseCoopers as our independent registered public accounting firm for 2022. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 727,164 | 0 | 14-Apr-2022 | 14-Apr-2022 |
CNP ASSURANCES
| Security | F1876N318 | Meeting Type | MIX |
| Ticker Symbol | Meeting Date | 22-Apr-2022 | |
| ISIN | FR0000120222 | Agenda | 715270118 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY- CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL-RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO- 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| CMMT | 18 MAR 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS-ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14,-2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE- GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL-PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY-REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL-SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO- THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS-(CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD- DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE- CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||||||||
| CMMT | 18 MAR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal-officiel.gouv.fr/balo/document/20220316220 0547-32 AND-INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT THIS IS A REVISION DUE TO-ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
| 1 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDERS' APPROVAL OF:- THE COMPANY'S FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2021 AS PRESENTED, SHOWING NET PROFIT OF 1,191 MILLION, AS WELL AS THE TRANSACTIONS REFLECTED IN THESE FINANCIAL STATEMENTS OR REFERRED TO IN THESE REPORTS;- THE REVERSAL OF 725,200 FROM THE POLICYHOLDER GUARANTEE FUND RESERVE SET UP IN APPLICATION OF ARTICLES L.423-1 ET SEQ. OF THE FRENCH INSURANCE CODE AND THE ALLOCATION OF THIS AMOUNT TO THE DISCRETIONARY RESERVES OF CNP ASSURANCES | Management | For | For | For | ||||||
| 2 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDERS' APPROVAL OF THE GROUP'S CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2021, WHICH SHOW NET PROFIT ATTRIBUTABLE TO OWNERS OF THE PARENT OF 1,552 MILLION, AS WELL AS THE TRANSACTIONS REFLECTED IN THESE CONSOLIDATED FINANCIAL STATEMENTS OR REFERRED TO IN THESE REPORTS | Management | For | For | For | ||||||
| 3 | THE PURPOSE OF THIS RESOLUTION IS TO SUBMIT FOR SHAREHOLDER APPROVAL THE RECOMMENDED APPROPRIATION OF THE 5,270 MILLION IN PROFIT AVAILABLE FOR DISTRIBUTION, COMPRISING 2021 PROFIT OF 1,191 MILLION AND RETAINED EARNINGS OF 4,078 MILLION BROUGHT FORWARD FROM THE PRIOR YEAR, AND TO SET THE DIVIDEND AND ITS PAYMENT DATE. THE BOARD OF DIRECTORS RECOMMENDS PAYING A TOTAL OF 686 MILLION IN DIVIDENDS AND ALLOCATING THE BALANCE OF 4,078 MILLION TO RETAINED EARNINGS. THIS DISTRIBUTION REPRESENTS A DIVIDEND OF 1 PER SHARE. IF THE SHAREHOLDERS APPROVE THE DIVIDEND, THE SHARES WILL TRADE EX-DIVIDEND ON EURONEXT PARIS AS FROM 27 APRIL 2022 AND THE DIVIDEND WILL BE PAID AS FROM 29 APRIL 2022 | Management | For | For | For | ||||||
| 4 | APPROVAL OF UNDERTAKINGS TO INDEMNIFY DIRECTORS OF CNP ASSURANCES WHO ARE CORPORATE OFFICERS OF THE GROUP'S BRAZILIAN COMPANIES | Management | For | For | For | ||||||
| 5 | APPROVAL OF THE AGREEMENT TO SELL L'AGE D'OR EXPANSION (SUBSIDIARY OF CNP ASSURANCES) TO LA POSTE SILVER (SUBSIDIARY OF LA POSTE) | Management | For | For | For | ||||||
| 6 | APPROVAL OF THE SHAREHOLDERS' AGREEMENTS WITH CAISSE DES D P TS IN CONNECTION WITH THE JOINT ACQUISITION OF A STAKE IN THE CAPITAL OF A NEW COMPANY TO BE CREATED BY SUEZ ("NEW SUEZ") | Management | For | For | For | ||||||
| 7 | APPROVAL OF THE AGREEMENT TO ACQUIRE FROM ALLIANZ VIE AND G N RATION VIE PORTFOLIOS OF INSURANCE POLICIES SOLD BY THE LA BANQUE POSTALE NETWORK IN THE PERIOD TO 2019 | Management | For | For | For | ||||||
| 8 | APPROVAL OF AGREEMENTS WITH LA BANQUE POSTALE RELATED TO THE ACQUISITION FROM ALLIANZ VIE AND G N RATION VIE OF PORTFOLIOS OF CONTRACTS SOLD BY THE LA BANQUE POSTALE NETWORK IN THE PERIOD TO 2019 | Management | For | For | For | ||||||
| 9 | APPROVAL OF THE ADDENDA TO THE PARTNERSHIP AGREEMENTS WITH LA BANQUE POSTALE AND BPE CONCERNING TERM CREDITOR INSURANCE | Management | For | For | For | ||||||
| 10 | APPROVAL OF THE ADDENDUM TO THE PARTNERSHIP AGREEMENT WITH LA BANQUE POSTALE PR VOYANCE CONCERNING TERM CREDITOR INSURANCE | Management | For | For | For | ||||||
| 11 | APPROVAL OF THE ADDENDUM TO A SHAREHOLDERS' AGREEMENT WITH CAISSE DES D P TS IN CONNECTION WITH THE ACQUISITION OF AN ADDITIONAL STAKE IN GRTGAZ | Management | For | For | For | ||||||
| 12 | APPROVAL OF AN AGREEMENT CONCERNING AN INVESTMENT IN A RESIDENTIAL PROPERTY FUND SET UP BY CDC HABITAT (A SUBSIDIARY OF CAISSE DES D P TS) | Management | For | For | For | ||||||
| 13 | APPROVAL OF THE ADDENDUM TO A REINSURANCE TREATY WITH ARIAL CNP ASSURANCES (ACA) COVERING THE PLANNED TRANSFER OF THE CONTRACT WITH EDF FROM ACA TO CNP ASSURANCES | Management | For | For | For | ||||||
| 14 | APPROVAL OF A MANAGEMENT MANDATE AND ORT SERVICES AGREEMENT WITH OSTRUM AM | Management | For | For | For | ||||||
| 15 | OTHER RELATED PARTY AGREEMENTS GOVERNED BY ARTICLES L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | ||||||
| 16 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDERS' APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHAIRWOMAN OF THE BOARD OF DIRECTORS. THE REMUNERATION POLICY IS DESCRIBED IN THE "REMUNERATION OF CORPORATE OFFICERS" SECTION OF THE CORPORATE GOVERNANCE REPORT PRESENTED IN THE UNIVERSAL REGISTRATION DOCUMENT | Management | For | For | For | ||||||
| 17 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDERS' APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER. THE REMUNERATION POLICY IS DESCRIBED IN THE "REMUNERATION OF CORPORATE OFFICERS" SECTION OF THE CORPORATE GOVERNANCE REPORT PRESENTED IN THE UNIVERSAL REGISTRATION DOCUMENT. EXECUTIVE OFFICER | Management | For | For | For | ||||||
| 18 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDERS' APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE MEMBERS OF THE BOARD OF DIRECTORS. THE REMUNERATION POLICY IS DESCRIBED IN THE "REMUNERATION OF CORPORATE OFFICERS" SECTION OF THE CORPORATE GOVERNANCE REPORT PRESENTED IN THE UNIVERSAL REGISTRATION DOCUMENT | Management | For | For | For | ||||||
| 19 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDERS' APPROVAL OF THE REMUNERATION PAID OR AWARDED TO THE CHAIRWOMAN OF THE BOARD OF DIRECTORS, THE CHIEF EXECUTIVE OFFICER AND THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE YEAR ENDED 31 DECEMBER 2021, AS WELL AS THE COMPONENTS THEREOF, AS DESCRIBED IN THE "REMUNERATION OF CORPORATE OFFICERS" SECTION OF THE CORPORATE GOVERNANCE REPORT PRESENTED IN THE UNIVERSAL REGISTRATION DOCUMENT | Management | For | For | For | ||||||
| 20 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDERS' APPROVAL OF THE FIXED COMPONENTS OF THE TOTAL REMUNERATION AND THE BENEFITS PAID OR AWARDED TO V RONIQUE WEILL IN HIS CAPACITY AS CHAIRWOMAN OF THE BOARD OF DIRECTORS OF CNP ASSURANCES, FOR THE YEAR ENDED 31 DECEMBER 2021, AS DESCRIBED IN THE "REMUNERATION OF CORPORATE OFFICERS" SECTION OF THE CORPORATE GOVERNANCE REPORT PRESENTED IN THE UNIVERSAL REGISTRATION DOCUMENT | Management | For | For | For | ||||||
| 21 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDERS' APPROVAL OF THE FIXED COMPONENTS OF THE TOTAL REMUNERATION AND THE BENEFITS PAID OR AWARDED TO ANTOINE LISSOWSKI IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER OF CNP ASSURANCES UNTIL 16 APRIL 2021, FOR THE YEAR ENDED 31 DECEMBER 2021, AS DESCRIBED IN THE "REMUNERATION OF CORPORATE OFFICERS" SECTION OF THE CORPORATE GOVERNANCE REPORT PRESENTED IN THE UNIVERSAL REGISTRATION DOCUMENT | Management | For | For | For | ||||||
| 22 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDERS' APPROVAL OF THE FIXED COMPONENTS OF THE TOTAL REMUNERATION AND THE BENEFITS PAID OR AWARDED TO ST PHANE DEDEYAN IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER OF CNP ASSURANCES SINCE 16 APRIL 2021, FOR THE YEAR ENDED 31 DECEMBER 2021, AS DESCRIBED IN THE "REMUNERATION OF CORPORATE OFFICERS" SECTION OF THE CORPORATE GOVERNANCE REPORT PRESENTED IN THE UNIVERSAL REGISTRATION DOCUMENT | Management | For | For | For | ||||||
| 23 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDER'S APPROVAL OF THE TO SET AT 1,500,000 THE MAXIMUM ANNUAL FEES AWARDED TO THE BOARD OF DIRECTORS FOR 2022. THESE MAXIMUM FEES AWARDED TO THE BOARD OF DIRECTORS WILL REMAIN UNCHANGED IN FUTURE YEARS UNTIL A NEW RESOLUTION IS ADOPTED BY THE ANNUAL GENERAL MEETING | Management | For | For | For | ||||||
| 24 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDERS' RATIFICATION OF JEAN-FRAN OIS LEQUOY'S APPOINTMENT AS DIRECTOR TO FILL THE SEAT LEFT VACANT BY THE RESIGNATION OF JEAN-YVES FOREL (UNTIL THE 2022 ANNUAL GENERAL MEETING) | Management | For | For | For | ||||||
| 25 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDERS' RATIFICATION OF AM LIE BREITBURD'S APPOINTMENT AS DIRECTOR TO FILL THE SEAT LEFT VACANT BY THE RESIGNATION OF JEAN-FRAN OIS LEQUOY (UNTIL THE 2022 ANNUAL GENERAL MEETING) | Management | For | For | For | ||||||
| 26 | THE PURPOSE OF THIS RESOLUTION IS TO RE-ELECT AM LIE BREITBURD AS DIRECTOR (UNTIL THE 2026 ANNUAL GENERAL MEETING) | Management | For | For | For | ||||||
| 27 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDERS' RATIFICATION OF BERTAND COUSIN'S APPOINTMENT AS DIRECTOR TO FILL THE SEAT LEFT VACANT BY THE RESIGNATION OF TONY BLANCO (UNTIL THE 2022 ANNUAL GENERAL MEETING) | Management | For | For | For | ||||||
| 28 | THE PURPOSE OF THIS RESOLUTION IS TO RE-ELECT BERTAND COUSIN AS DIRECTOR (UNTIL THE 2026 ANNUAL GENERAL MEETING) | Management | For | For | For | ||||||
| 29 | THE PURPOSE OF THIS RESOLUTION IS TO RE-ELECT FRAN OIS G RONDE AS DIRECTOR (UNTIL THE 2026 ANNUAL GENERAL MEETING) | Management | For | For | For | ||||||
| 30 | THE PURPOSE OF THIS RESOLUTION IS TO RE-ELECT PHILIPPE HEIM AS DIRECTOR (UNTIL THE 2026 ANNUAL GENERAL MEETING) | Management | For | For | For | ||||||
| 31 | THE PURPOSE OF THIS RESOLUTION IS TO RE-ELECT LAURENT MIGNON AS DIRECTOR (UNTIL THE 2026 ANNUAL GENERAL MEETING) | Management | For | For | For | ||||||
| 32 | THE PURPOSE OF THIS RESOLUTION IS TO RE-ELECT PHILIPPE WAHL AS DIRECTOR (UNTIL THE 2026 ANNUAL GENERAL MEETING) | Management | For | For | For | ||||||
| 33 | THE PURPOSE OF THIS RESOLUTION IS TO RE-APPOINT MAZARS AT STATUTORY AUDITOR FOR A PERIOD OF SIX YEARS EXPIRING AT THE CLOSE OF THE ANNUAL GENERAL MEETING TO BE CALLED IN 2028 AND NOT TO RE- APPOINT FRANCK BOYER AS SUBSTITUTE STATUTORY AUDITOR, IN ACCORDANCE WITH ARTICLE 823-1 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | ||||||
| 34 | THE PURPOSE OF THIS RESOLUTION IS TO REPLACE PRICEWATERHOUSECOOPERS AUDIT AND APPOINT KPMG SA AS STATUTORY AUDITOR FOR A PERIOD OF SIX YEARS EXPIRING AT THE CLOSE OF THE ANNUAL GENERAL MEETING TO BE CALLED IN 2028 AND NOT TO APPOINT A SUBSTITUTE STATUTORY AUDITOR, IN ACCORDANCE WITH ARTICLE 823-1 OF THE FRENCH COMMERCIAL CODE. APPOINTMENT AS STATUTORY AUDITOR OF KPMG SA | Management | For | For | For | ||||||
| 35 | THE PURPOSE OF THIS RESOLUTION IS TO RENEW THE AUTHORISATION GIVEN TO THE BOARD OF DIRECTORS (WHICH MAY DELEGATE THIS AUTHORISATION), TO BUY BACK CNP ASSURANCES SHARES, DIRECTLY OR THROUGH AN INTERMEDIARY. THE SHARES COULD BE BOUGHT BACK FOR MARKET-MAKING PURPOSES, FOR DELIVERY IN CONNECTION WITH ACQUISITIONS, MERGERS, DEMERGERS OR ASSET CONTRIBUTIONS INITIATED BY CNP ASSURANCES, FOR ALLOCATION TO CNP ASSURANCES EMPLOYEES, FOR ALLOCATION UPON EXERCISE OF RIGHTS ATTACHED TO SECURITIES CONVERTIBLE, REDEEMABLE, EXCHANGEABLE OR OTHERWISE EXERCISABLE FOR CNP ASSURANCES SHARES, OR FOR CANCELLATION IN ORDER TO REDUCE THE CAPITAL | Management | For | For | For | ||||||
| 36 | THE PURPOSE OF THIS RESOLUTION IS TO SEEK SHAREHOLDER APPROVAL OF A 26-MONTH DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES ON ONE OR MORE OCCASIONS, WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS. THE AGGREGATE PAR VALUE OF THE ISSUES (EXCLUDING PREMIUMS) WOULD BE CAPPED AT 137.324 MILLION OR THE EQUIVALENT IN ANY OTHER CURRENCY OR MONETARY UNIT DETERMINED BY REFERENCE TO A BASKET OF CURRENCIES. THIS IS A BLANKET CEILING THAT APPLIES TO ALL OF THE FINANCIAL AUTHORISATIONS GIVEN IN THE 36TH TO 38TH RESOLUTIONS | Management | For | For | For | ||||||
| 37 | THROUGH A PRIVATE PLACEMENT GOVERNED BY PARAGRAPH II OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, REPRESENTING SHARE RIGHTS NOT EXCEEDING 10% OF THE CAPITAL PER YEARTHE PURPOSE OF THIS RESOLUTION IS TO ENABLE CNP ASSURANCES TO INCREASE ITS OWN FUNDS BY ASKING SHAREHOLDERS TO GIVE A DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS TO ISSUE DEEPLY-SUBORDINATED CONTINGENT CONVERTIBLE BONDS POTENTIALLY CONVERTIBLE INTO NEW CNP ASSURANCES SHARES QUALIFIED AS TIER 1 OWN FUNDS UNDER SOLVENCY II WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, THROUGH A PRIVATE PLACEMENT. RENEWAL OF THE TWENTY-SIX MONTH DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS TO ISSUE DEEPLY- SUBORDINATED CONTINGENT CONVERTIBLE BONDS WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, | Management | For | For | For | ||||||
| 38 | WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS THE PURPOSE OF THIS RESOLUTION IS TO ASK SHAREHOLDERS TO GIVE A DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS TO ISSUE AT ITS SOLE DISCRETION, ON ONE OR MORE OCCASIONS, SHARES OR SECURITIES CONVERTIBLE, REDEEMABLE, EXCHANGEABLE OR OTHERWISE EXERCISABLE FOR SHARES RESERVED FOR MEMBERS OF A CNP ASSURANCES EMPLOYEE SHARE OWNERSHIP PLAN OR A GROUP SHARE OWNERSHIP PLAN OPEN TO EMPLOYEES OF CNP ASSURANCES AND RELATED COMPANIES. RENEWAL OF THE TWENTY-SIX-MONTH DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS TO ISSUE SHARES REPRESENTING UP TO 3% OF THE CAPITAL TO MEMBERS OF A COMPANY ("PEE") AND/OR GROUP EMPLOYEE SHARE OWNERSHIP PLAN ("PEG") | Management | For | For | For | ||||||
| 39 | THIS IS A STANDARD RESOLUTION THAT AUTHORISES THE BEARER OF A COPY OF OR AN EXTRACT FROM THE MINUTES TO CARRY OUT ALL THE FORMALITIES REQUIRED BY APPLICABLE LAW AND REGULATIONS. POWERS TO CARRY OUT FORMALITIES | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 30,124 | 0 | 19-Apr-2022 | 19-Apr-2022 |
TOWER SEMICONDUCTOR LTD.
| Security | M87915274 | Meeting Type | Special |
| Ticker Symbol | TSEM | Meeting Date | 25-Apr-2022 |
| ISIN | IL0010823792 | Agenda | 935573243 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | The Merger Proposal: To approve the acquisition of the Company by Intel FS Inc., a Delaware corporation ("Parent"), including the approval of: (a) the Agreement and Plan of Merger, (as it may be amended from time to time, the "Merger Agreement"), dated February 15, 2022, by and among Parent, Steel Titanium 2022 Ltd., a company organized under the laws of the State of Israel and a wholly owned subsidiary of Parent ("Merger Sub"), Intel Corporation, a Delaware corporation ("Intel") and the Company, (due to space limits, see proxy material for full proposal). | Management | For | For | For | ||||||
| 1A. | Please confirm that you ARE NOT a "Parent Affiliate" by checking the "YES" box. If you cannot confirm that you are not a Parent Affiliate, check the "NO" box. As described in the proxy statement, a "Parent Affiliate" generally means that you are (a) Parent, Merger Sub or any person or entity holding, directly or indirectly, 25% or more of the voting power or the right to appoint 25% or more of the directors of Parent or Merger Sub, (due to space limits, see proxy material for full proposal). Mark "for" = yes or "against" = no. | Management | For | None | |||||||
| 2. | The Adjournment Proposal: To approve the adjournment of the extraordinary general meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the extraordinary general meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 110,949 | 0 | 20-Apr-2022 | 20-Apr-2022 |
BEFIMMO SA
| Security | B09186105 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 26-Apr-2022 | |
| ISIN | BE0003678894 | Agenda | 715302802 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE-VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | |||||||||
| 1. | PRESENTATION OF THE MANAGEMENT REPORT ON THE STATUTORY ANNUAL ACCOUNTS AND-THE CONSOLIDATED ANNUAL ACCOUNTS AS AT 31 DECEMBER 2021 | Non-Voting | |||||||||
| 2. | PRESENTATION OF THE STATUTORY AUDITORS REPORT ON THE STATUTORY ANNUAL-ACCOUNTS AND ON THE CONSOLIDATED ANNUAL ACCOUNTS AS AT 31 DECEMBER 2021 | Non-Voting | |||||||||
| 3. | PRESENTATION OF THE STATUTORY AND CONSOLIDATED ANNUAL ACCOUNTS CLOSED AS AT-31 DECEMBER 2021 | Non-Voting | |||||||||
| 4. | APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS CLOSED AS AT 31 DECEMBER 2021 AND APPROPRIATION OF THE RESULT AS AT 31 DECEMBER 2021 | Management | For | For | For | ||||||
| 5. | DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR MANDATE DURING THE FISCAL YEAR 2021 | Management | For | For | For | ||||||
| 6. | DISCHARGE TO THE STATUTORY AUDITOR FOR THE PERFORMANCE OF ITS MANDATE DURING THE FISCAL YEAR 2021 | Management | For | For | For | ||||||
| 7. | RENEWAL OF AN INDEPENDENT DIRECTOR PROPOSAL TO RENEW THE DIRECTORSHIP OF MR. ETIENNE DEWULF, RESIDING AT 1970 WEZEMBEEK-OPPEM, RUE DU RUISSEAU 10, AS INDEPENDENT DIRECTOR, FOR A NEW PERIOD OF ONE YEAR, EXPIRING AT THE END OF THE ORDINARY GENERAL MEETING OF 2023. MR. DEWULF MEETS THE INDEPENDENCE CRITERIA OF ARTICLE 7:87 OF THE CODE OF COMPANIES AND ASSOCIATIONS AND PROVISION 3.5 OF THE BELGIAN CORPORATE GOVERNANCE CODE 2020. THIS MANDATE WILL BE REMUNERATED IN ACCORDANCE WITH THE REMUNERATION FOR NON-EXECUTIVE DIRECTORS SET BY THE ORDINARY GENERAL MEETING OF 30 APRIL 2013 | Management | For | For | For | ||||||
| 8. | APPOINTMENT OF A NON-EXECUTIVE DIRECTOR PROPOSAL TO APPOINT MR. AMAND BENOIT DHONDT, RESIDING AT 1150 WOLUWE-SAINT-PIERRE, AVENUE DE LAVIATION 12, AS NONEXECUTIVE DIRECTOR FOR A PERIOD OF ONE YEAR, EXPIRING AT THE END OF THE ORDINARY GENERAL MEETING OF 2023. THIS MANDATE WILL BE REMUNERATED IN ACCORDANCE WITH THE REMUNERATION FOR NONEXECUTIVE DIRECTORS SET BY THE ORDINARY GENERAL MEETING OF 30 APRIL 2013. THIS APPOINTMENT PROPOSAL IS SUBJECT TO THE APPROVAL OF THE FINANCIAL SERVICES AND MARKETS AUTHORITY (FSMA) | Management | For | For | For | ||||||
| 9. | APPOINTMENT OF A NON-EXECUTIVE DIRECTOR PROPOSAL TO APPOINT MR. DE MARTEL, RESIDING AT 75015 PARIS (FRANCE), 52 AVENUE DE LA MOTTE- PICQUET, AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF ONE YEAR, EXPIRING AT THE END OF THE ORDINARY GENERAL MEETING OF 2023. THIS MANDATE WILL BE REMUNERATED IN ACCORDANCE WITH THE REMUNERATION FOR NONEXECUTIVE DIRECTORS SET BY THE ORDINARY GENERAL MEETING OF 30 APRIL 2013. THIS APPOINTMENT PROPOSAL IS SUBJECT TO THE APPROVAL OF THE FINANCIAL SERVICES AND MARKETS AUTHORITY (FSMA) | Management | For | For | For | ||||||
| 10. | REMUNERATION REPORT | Management | For | For | For | ||||||
| 11. | DELEGATION OF POWERS TO EXECUTE THE DECISIONS TAKEN | Management | For | For | For | ||||||
| 12. | MISCELLANEOUS | Non-Voting | |||||||||
| CMMT | 06 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
| CMMT | 06 APR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 185,200 | 0 | 18-Apr-2022 | 18-Apr-2022 |
US ECOLOGY, INC.
| Security | 91734M103 | Meeting Type | Special |
| Ticker Symbol | ECOL | Meeting Date | 26-Apr-2022 |
| ISIN | US91734M1036 | Agenda | 935597825 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt that certain Agreement and Plan of Merger, dated as of February 8, 2022, as may be amended from time to time (the "merger agreement") by and among US Ecology, Inc., Republic Services, Inc., and Bronco Acquisition Corp. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by US Ecology, Inc., to its named executive officers that is based on or otherwise relates to the merger of Bronco Acquisition Corp. with and into US Ecology, Inc. pursuant to the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve one or more adjournments of the Special Meeting of Stockholders to a later date or time if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve Proposal No. 1. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 250,000 | 0 | 22-Apr-2022 | 22-Apr-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 317,863 | 0 | 22-Apr-2022 | 22-Apr-2022 |
VIFOR PHARMA AG
| Security | H9150Q129 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 26-Apr-2022 | |
| ISIN | CH1156060167 | Agenda | 715328793 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION- MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | |||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | ||||||
| 2 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | For | For | For | ||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 2.00 PER SHARE | Management | For | For | For | ||||||
| 4 | APPROVE REMUNERATION REPORT | Management | For | For | For | ||||||
| 5.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 4 MILLION | Management | For | For | For | ||||||
| 5.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 19.5 MILLION | Management | For | For | For | ||||||
| 6.1.1 | REELECT JACQUES THEURILLAT AS DIRECTOR AND BOARD CHAIR | Management | For | For | For | ||||||
| 6.1.2 | REELECT ROMEO CERUTTI AS DIRECTOR | Management | For | For | For | ||||||
| 6.1.3 | REELECT MICHEL BURNIER AS DIRECTOR | Management | For | For | For | ||||||
| 6.1.4 | REELECT ALEXANDRE LEBEAUT AS DIRECTOR | Management | For | For | For | ||||||
| 6.1.5 | REELECT SUE MAHONY AS DIRECTOR | Management | For | For | For | ||||||
| 6.1.6 | REELECT ASA RIISBERG AS DIRECTOR | Management | For | For | For | ||||||
| 6.1.7 | REELECT KIM STRATTON AS DIRECTOR | Management | For | For | For | ||||||
| 6.2.1 | ELECT PAUL MCKENZIE AS DIRECTOR AND BOARD CHAIR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.2.2 | ELECT GREG BOSS AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.2.3 | ELECT JOHN LEVY AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.2.4 | ELECT JOY LINTON AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.2.5 | ELECT MARKUS STAEMPFLI AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.2.6 | ELECT ELIZABETH WALKER AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.3.1 | REAPPOINT SUE MAHONY AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | ||||||
| 6.3.2 | REAPPOINT MICHEL BURNIER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | ||||||
| 6.3.3 | REAPPOINT ROMEO CERUTTI AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | ||||||
| 6.4.1 | APPOINT GREG BOSS AS MEMBER OF THE COMPENSATION COMMITTEE UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.4.2 | APPOINT JOY LINTON AS MEMBER OF THE COMPENSATION COMMITTEE UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.4.3 | APPOINT ELIZABETH WALKER AS MEMBER OF THE COMPENSATION COMMITTEE UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.5 | DESIGNATE WALDER WYSS AG AS INDEPENDENT PROXY | Management | For | For | For | ||||||
| 6.6 | RATIFY ERNST & YOUNG AG AS AUDITORS | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 57,360 | 0 | 05-Apr-2022 | 05-Apr-2022 |
ACTIVISION BLIZZARD, INC.
| Security | 00507V109 | Meeting Type | Special |
| Ticker Symbol | ATVI | Meeting Date | 28-Apr-2022 |
| ISIN | US00507V1098 | Agenda | 935580111 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adoption of the Merger Agreement. To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of January 18, 2022 (the "merger agreement"), by and among Activision Blizzard, Inc. ("Activision Blizzard"), Microsoft Corporation and Anchorage Merger Sub Inc., a wholly owned subsidiary of Microsoft Corporation. | Management | For | For | For | ||||||
| 2. | Approval, by Means of a Non-Binding, Advisory Vote, of Certain Compensatory Arrangements with Named Executive Officers. To approve, by means of a non- binding, advisory vote, compensation that will or may become payable to the named executive officers of Activision Blizzard in connection with the merger pursuant to the merger agreement. | Management | For | For | For | ||||||
| 3. | Adjournment of the Special Meeting. To adjourn the special meeting to a later date or dates, if necessary or appropriate, to allow time to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 275,000 | 0 | 21-Apr-2022 | 21-Apr-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 147,256 | 0 | 21-Apr-2022 | 21-Apr-2022 |
FALCK RENEWABLES S.P.A
| Security | T3947T105 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 28-Apr-2022 | |
| ISIN | IT0003198790 | Agenda | 715313122 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| O.1 | TO APPROVE THE ANNUAL BALANCE SHEET AT 31 DECEMBER 2021: TO APPROVE THE BALANCE SHEET AS AT 31 DECEMBER 2021 ACCOMPANIED BY THE RELATED REPORTS OF THE BOARD OF DIRECTORS ON OPERATIONS, THE BOARD OF INTERNAL AUDITORS AND THE EXTERNAL AUDITORS. RESOLUTIONS RELATED THERETO. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS AT 31 DECEMBER 2021 | Management | For | For | For | ||||||
| O.2.1 | COMPOSITION OF THE BOARD OF DIRECTORS AND OTHER RESOLUTIONS CONCERNING THE DIRECTORS: TO APPOINT PURSUANT TO ART. 2386, FIRST PARAGRAPH, OF THE CIVIL CODE, AND ART. 17 (COMPOSITION AND APPOINTMENT - EXECUTIVE COMMITTEE - CHIEF EXECUTIVE OFFICE) OF THE BY-LAWS, OF NO. 4 DIRECTORS. RESOLUTIONS RELATED THERETO | Management | For | For | For | ||||||
| O.2.2 | COMPOSITION OF THE BOARD OF DIRECTORS AND OTHER RESOLUTIONS CONCERNING THE DIRECTORS: TO AUTHORIZE THE WORK ACTIVITIES CURRENTLY CARRIED OUT, AND OF THE POSITIONS CURRENTLY HELD, BY THE DIRECTORS IN COMPANIES OUTSIDE THE GROUP. RESOLUTIONS RELATED THERETO | Management | For | For | For | ||||||
| O.3.1 | TO APPROVE THE ANNUAL REPORT ON THE REMUNERATION POLICY AND THE REMUNERATION PAID: TO APPROVE THE ''REMUNERATION POLICY FOR THE 2022 FINANCIAL YEAR'' CONTAINED IN SECTION I, PURSUANT TO ART. 123- TER, PARAGRAPH 3-BIS, OF LEGISLATIVE DECREE NO. 58/98 | Management | For | For | For | ||||||
| O.3.2 | TO APPROVE THE ANNUAL REPORT ON THE REMUNERATION POLICY AND THE REMUNERATION PAID: CONSULTATIVE VOTE ON THE ''COMPENSATION PAID IN 2021'' INDICATED IN SECTION II, PURSUANT TO ART. 123-TER, PARAGRAPH 6, OF LEGISLATIVE DECREE NO. 58/98 | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 1,100,285 | 0 | 20-Apr-2022 | 20-Apr-2022 |
ATLANTIA S.P.A.
| Security | T05404107 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 29-Apr-2022 | |
| ISIN | IT0003506190 | Agenda | 715420991 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 705596 DUE TO RECEIVED-DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | |||||||||
| O.1.a | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2021 OF ATLANTIA S.P.A: APPROVAL OF THE BALANCE SHEET OF ATLANTIA S.P.A. AS OF 31 DECEMBER 2021 ACCOMPANIED BY THE REPORTS OF INTERNAL AND EXTERNAL AUDITORS. PRESENTATION OF THE ANNUAL INTEGRATED REPORT AND OF THE CONSOLIDATED FINANCIAL STATEMENTS AS OF 31 DECEMBER 2021. RESOLUTIONS RELATED THERETO | Management | For | ||||||||
| O.1.b | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2021 OF ATLANTIA S.P.A: ALLOCATION OF NET PROFITS CONCERNING 2021 FINANCIAL YEAR AND DIVIDEND DISTRIBUTION. RESOLUTIONS RELATED THERETO | Management | For | ||||||||
| O.2.a | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO DETERMINE THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | ||||||||
| O.2.b | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO DETERMINE THE TERM OF THE OFFICE OF THE BOARD OF DIRECTORS | Management | For | ||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS AUDITORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING- INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-ELECTION OF DIRECTORS. THANK YOU | Non-Voting | |||||||||
| O.2c1 | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO APPOINT THE BOARD OF DIRECTORS. LIST PRESENTED BY SINTONIA S.P.A., REPRESENTING THE 33.10 PCT OF THE SHARE CAPITAL. 1. MAURIZIO BASILE 2. CARLO BERTAZZO 3. CHRISTIAN COCO 4. ANNA CHIARA INVERNIZZI 5. MARIA LEDDI 6. ANDREA MANGONI 7. VALENTINA MARTINELLI 8. GIAMPIERO MASSOLO 9. GAIA MAZZALVERI 10. JEAN MOUTON 11. ELISABETTA RIPA 12. NICOLA VERDICCHIO | Shareholder | None | ||||||||
O.2c2 | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO APPOINT THE BOARD OF DIRECTORS. LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS - ABERDEEN STANDARD FUND MANAGERS LIMITED, ABERDEEN STANDARD INVESTMENTS - ABERDEEN STANDARD GLOBAL INFRASTRUCTURE INCOME FUND, ABERDEEN STANDARD INVESTMENTS - ABRDN GLOBAL INFRASTRUCTURE FUND; ALGEBRIS UCITS FUNDS PLC ALGEBRIS CORE ITALY FUND; ANIMA SGR S.P.A., ARCA FONDI SGR S.P.A., BANCOPOSTA FONDI S.P.A. SGR, EURIZON CAPITAL S.A., EURIZON CAPITAL SGR S.P.A., FIDELITY FUNDS - ITALY, FIDELITY INVESTMENT FUNDS - EUROPEAN FUND, FIDELITY EUROPEAN TRUST PLC; FIDEURAM ASSET MANAGEMENT IRELAND, FIDEURAM INTESA SANPAOLO PRIVATE BANKING ASSET MANAGEMENT SGR S.P.A., INTERFUND SICAV - INTERFUND EQUITY ITALY; KAIROS PARTNERS SGR S.P.A., LEGAL & GENERAL ASSURANCE LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A., REPRESENTING THE ,22800 PCT OF THE SHARE CAPITAL. 1. DARIO FRIGERIO 2. GIUSEPPE GUIZZI 3. LICIA SONCINI | Shareholder | None | ||||||||
| O.2.d | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | ||||||||
| O.2.e | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO THE DETERMINE THE EMOLUMENT DUE TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | ||||||||
| O.3 | PROPOSAL TO APPROVE AN EMPLOYEE SHARE PLAN RELATING TO ATLANTIA S.P.A.'S ORDINARY SHARES, CALLED '2022-2027 EMPLOYEE WIDESPREAD SHARE OWNERSHIP PLAN''. RESOLUTIONS RELATED THERETO | Management | For | ||||||||
| O.4.a | TO STATE ABOUT THE REPORT ON THE REMUNERATION POLICY FOR 2022 AND ON THE REMUNERATION PAID IN 2021 PURSUANT TO ARTICLE 123-TER OF ITALIAN LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998: TO APPROVE THE FIRST SECTION OF THE REPORT - REMUNERATION POLICY FOR 2022 (BINDING RESOLUTION) | Management | For | ||||||||
| O.4.b | TO STATE ABOUT THE REPORT ON THE REMUNERATION POLICY FOR 2022 AND ON THE REMUNERATION PAID IN 2021 PURSUANT TO ARTICLE 123-TER OF ITALIAN LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998: NON-BINDING RESOLUTION ON THE SECOND SECTION OF THE REPORT - INFORMATION ON THE REMUNERATIONS PAID IN 2021 | Management | For | ||||||||
| O.5 | TO REQUEST TO THE SHAREHOLDERS TO CAST AN ADVISORY VOTE ON CLIMATE TRANSITION PLAN | Management | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 364,995 | 0 |
GCP APPLIED TECHNOLOGIES INC
| Security | 36164Y101 | Meeting Type | Annual |
| Ticker Symbol | GCP | Meeting Date | 03-May-2022 |
| ISIN | US36164Y1010 | Agenda | 935567377 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1.1 | Election of Director: Simon M. Bates | Management | For | For | For | ||||||
| 1.2 | Election of Director: Peter A. Feld | Management | For | For | For | ||||||
| 1.3 | Election of Director: Janet Plaut Giesselman | Management | For | For | For | ||||||
| 1.4 | Election of Director: Clay H. Kiefaber | Management | For | For | For | ||||||
| 1.5 | Election of Director: Armand F. Lauzon | Management | For | For | For | ||||||
| 1.6 | Election of Director: Marran H. Ogilvie | Management | For | For | For | ||||||
| 1.7 | Election of Director: Andrew M. Ross | Management | For | For | For | ||||||
| 1.8 | Election of Director: Linda J. Welty | Management | For | For | For | ||||||
| 1.9 | Election of Director: Robert H. Yanker | Management | For | For | For | ||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as GCP's independent registered public accounting firm for 2022 | Management | For | For | For | ||||||
| 3. | To approve, on an advisory, non-binding basis, the compensation of GCP's named executive officers, as described in the accompanying proxy statement | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 696,580 | 0 | 29-Apr-2022 | 29-Apr-2022 |
S&P GLOBAL INC.
| Security | 78409V104 | Meeting Type | Annual |
| Ticker Symbol | SPGI | Meeting Date | 04-May-2022 |
| ISIN | US78409V1044 | Agenda | 935575691 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Director: Marco Alverà | Management | Abstain | For | Against | ||||||
| 1B. | Election of Director: Jacques Esculier | Management | Abstain | For | Against | ||||||
| 1C. | Election of Director: Gay Huey Evans | Management | Abstain | For | Against | ||||||
| 1D. | Election of Director: William D. Green | Management | Abstain | For | Against | ||||||
| 1E. | Election of Director: Stephanie C. Hill | Management | Abstain | For | Against | ||||||
| 1F. | Election of Director: Rebecca Jacoby | Management | Abstain | For | Against | ||||||
| 1G. | Election of Director: Robert P. Kelly | Management | Abstain | For | Against | ||||||
| 1H. | Election of Director: Ian Paul Livingston | Management | Abstain | For | Against | ||||||
| 1I. | Election of Director: Deborah D. McWhinney | Management | Abstain | For | Against | ||||||
| 1J. | Election of Director: Maria R. Morris | Management | Abstain | For | Against | ||||||
| 1K. | Election of Director: Douglas L. Peterson | Management | Abstain | For | Against | ||||||
| 1L. | Election of Director: Edward B. Rust, Jr. | Management | Abstain | For | Against | ||||||
| 1M. | Election of Director: Richard E. Thornburgh | Management | Abstain | For | Against | ||||||
| 1N. | Election of Director: Gregory Washington | Management | Abstain | For | Against | ||||||
| 2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | Abstain | For | Against | ||||||
| 3. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2022. | Management | Abstain | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 199,518 | 0 | 29-Apr-2022 | 29-Apr-2022 |
MONEYGRAM INTERNATIONAL, INC.
| Security | 60935Y208 | Meeting Type | Annual |
| Ticker Symbol | MGI | Meeting Date | 05-May-2022 |
| ISIN | US60935Y2081 | Agenda | 935571340 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Director: Antonio O. Garza | Management | For | For | For | ||||||
| 1B. | Election of Director: Alka Gupta | Management | For | For | For | ||||||
| 1C. | Election of Director: W. Alexander Holmes | Management | For | For | For | ||||||
| 1D. | Election of Director: Francisco Lorca | Management | For | For | For | ||||||
| 1E. | Election of Director: Michael P. Rafferty | Management | For | For | For | ||||||
| 1F. | Election of Director: Julie E. Silcock | Management | For | For | For | ||||||
| 1G. | Election of Director: W. Bruce Turner | Management | For | For | For | ||||||
| 1H. | Election of Director: Peggy Vaughan | Management | For | For | For | ||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 385,319 | 0 | 29-Apr-2022 | 29-Apr-2022 |
PNM RESOURCES, INC.
| Security | 69349H107 | Meeting Type | Annual |
| Ticker Symbol | PNM | Meeting Date | 10-May-2022 |
| ISIN | US69349H1077 | Agenda | 935582975 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Director: Vicky A. Bailey | Management | For | For | For | ||||||
| 1B. | Election of Director: Norman P. Becker | Management | For | For | For | ||||||
| 1C. | Election of Director: Patricia K. Collawn | Management | For | For | For | ||||||
| 1D. | Election of Director: E. Renae Conley | Management | For | For | For | ||||||
| 1E. | Election of Director: Alan J. Fohrer | Management | For | For | For | ||||||
| 1F. | Election of Director: Sidney M. Gutierrez | Management | For | For | For | ||||||
| 1G. | Election of Director: James A. Hughes | Management | For | For | For | ||||||
| 1H. | Election of Director: Maureen T. Mullarkey | Management | For | For | For | ||||||
| 1I. | Election of Director: Donald K. Schwanz | Management | For | For | For | ||||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the 2022 proxy statement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 659,216 | 0 | 06-May-2022 | 06-May-2022 |
SOUTH JERSEY INDUSTRIES, INC.
| Security | 838518108 | Meeting Type | Annual |
| Ticker Symbol | SJI | Meeting Date | 10-May-2022 |
| ISIN | US8385181081 | Agenda | 935621498 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1a. | Election of Director for a term expiring in 2023: Sarah M. Barpoulis | Management | For | For | For | ||||||
| 1b. | Election of Director for a term expiring in 2023: Victor A. Fortkiewicz | Management | For | For | For | ||||||
| 1c. | Election of Director for a term expiring in 2023: Sheila Hartnett-Devlin, CFA | Management | For | For | For | ||||||
| 1d. | Election of Director for a term expiring in 2023: G. Edison Holland, Jr. | Management | For | For | For | ||||||
| 1e. | Election of Director for a term expiring in 2023: Sunita Holzer | Management | For | For | For | ||||||
| 1f. | Election of Director for a term expiring in 2023: Kevin M. O'Dowd | Management | For | For | For | ||||||
| 1g. | Election of Director for a term expiring in 2023: Christopher J. Paladino | Management | For | For | For | ||||||
| 1h. | Election of Director for a term expiring in 2023: Michael J. Renna | Management | For | For | For | ||||||
| 1i. | Election of Director for a term expiring in 2023: Joseph M. Rigby | Management | For | For | For | ||||||
| 1j. | Election of Director for a term expiring in 2023: Frank L. Sims | Management | For | For | For | ||||||
| 2. | The approval of the Merger Agreement. | Management | For | For | For | ||||||
| 3. | The advisory, non-binding compensation proposal relating to the Merger. | Management | For | For | For | ||||||
| 4. | An advisory vote to approve executive compensation. | Management | For | For | For | ||||||
| 5. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
| 6. | Adjournment of the Annual Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Agreement at the time of the Annual Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 500,000 | 0 | 06-May-2022 | 06-May-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 264,307 | 0 | 06-May-2022 | 06-May-2022 |
SPIRIT AIRLINES, INC.
| Security | 848577102 | Meeting Type | Annual |
| Ticker Symbol | SAVE | Meeting Date | 10-May-2022 |
| ISIN | US8485771021 | Agenda | 935575855 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | H. McIntyre Gardner | Withheld | For | Against | ||||||||
| 2 | Myrna M. Soto | Withheld | For | Against | ||||||||
| 2. | To ratify the selection, by the Audit Committee of the Board of Directors, of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022. | Management | Abstain | For | Against | |||||||
| 3. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the attached Proxy Statement pursuant to executive compensation disclosure rules under the Securities Exchange Act of 1934, as amended. | Management | Abstain | For | Against | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 161,000 | 0 | 06-May-2022 | 06-May-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 950 | 0 | 06-May-2022 | 06-May-2022 |
SWEDISH ORPHAN BIOVITRUM AB
| Security | W95637117 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 10-May-2022 | |
| ISIN | SE0000872095 | Agenda | 715440690 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR-VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE- REJECTED | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.- ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED-AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED- POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR- VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL- INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||
| 1 | OPEN MEETING | Non-Voting | |||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | |||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | |||||||||
| 4 | APPROVE AGENDA OF MEETING | Non-Voting | |||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | |||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | |||||||||
| 7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | |||||||||
| 8 | RECEIVE PRESIDENT'S REPORT | Non-Voting | |||||||||
| 9 | RECEIVE REPORT ON WORK OF BOARD AND COMMITTEES | Non-Voting | |||||||||
| 10 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | ||||||
| 11 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | For | For | For | ||||||
| 12.1 | APPROVE DISCHARGE OF HAKAN BJORKLUND | Management | For | For | For | ||||||
| 12.2 | APPROVE DISCHARGE OF ANNETTE | Management | For | For | For | ||||||
| 12.3 | APPROVE DISCHARGE OF MATTHEW | Management | For | For | For | ||||||
| 12.4 | APPROVE DISCHARGE OF LENNART JOHANSSON | Management | For | For | For | ||||||
| 12.5 | APPROVE DISCHARGE OF HELENA | Management | For | For | For | ||||||
| 12.6 | APPROVE DISCHARGE OF STAFFAN SCHUBERG | Management | For | For | For | ||||||
| 12.7 | APPROVE DISCHARGE OF ELISABETH SVANBERG | Management | For | For | For | ||||||
| 12.8 | APPROVE DISCHARGE OF FILIPPA STENBERG | Management | For | For | For | ||||||
| 12.9 | APPROVE DISCHARGE OF ANDERS | Management | For | For | For | ||||||
| 12.10 | APPROVE DISCHARGE OF PIA | Management | For | For | For | ||||||
| 12.11 | APPROVE DISCHARGE OF ERIKA | Management | For | For | For | ||||||
| 12.12 | APPROVE DISCHARGE OF LINDA | Management | For | For | For | ||||||
| 12.13 | APPROVE DISCHARGE OF KATY MAZIBUKO | Management | For | For | For | ||||||
| 12.14 | APPROVE DISCHARGE OF CEO GUIDO OELKERS | Management | For | For | For | ||||||
| 13.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 900,000 FOR CHAIRMAN, AND SEK 550,000 FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK APPROVE MEETING FEES | Management | For | For | For | ||||||
| 13.2 | APPROVE REMUNERATION OF AUDITORS | Management | For | For | For | ||||||
| 14.1 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS | Management | For | For | For | ||||||
| 14.2 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | For | For | For | ||||||
| 15.A | REELECT HAKAN BJORKLUND AS DIRECTOR | Management | For | For | For | ||||||
| 15.B | REELECT ANNETTE CLANCY AS DIRECTOR | Management | For | For | For | ||||||
| 15.C | REELECT MATTHEW GANTZ AS DIRECTOR | Management | For | For | For | ||||||
| 15.D | REELECT HELENA SAXON AS DIRECTOR | Management | For | For | For | ||||||
| 15.E | REELECT STAFFAN SCHUBERG AS DIRECTOR | Management | For | For | For | ||||||
| 15.F | REELECT FILIPPA STENBERG AS DIRECTOR | Management | For | For | For | ||||||
| 15.G | ELECT BO JESPER HANSEN AS NEW DIRECTOR | Management | For | For | For | ||||||
| 15.H | REELECT HAKAN BJORKLUND AS BOARD CHAIR | Management | For | For | For | ||||||
| 15.I | RATIFY ERNST YOUNG AS AUDITORS | Management | For | For | For | ||||||
| 16 | APPROVE REMUNERATION REPORT | Management | For | For | For | ||||||
| 17.A1 | APPROVE LONG TERM INCENTIVE PROGRAM (MANAGEMENT PROGRAM) | Management | For | For | For | ||||||
| 17.A2 | APPROVE LONG TERM INCENTIVE PROGRAM (ALL EMPLOYEE PROGRAM) | Management | For | For | For | ||||||
| 17.B | APPROVE EQUITY PLAN FINANCING | Management | For | For | For | ||||||
| 17.C | APPROVE ALTERNATIVE EQUITY PLAN FINANCING | Management | For | For | For | ||||||
| 18 | APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | For | For | For | ||||||
| 19 | APPROVE TRANSFER OF SHARES IN CONNECTION WITH PREVIOUS SHARE PROGRAMS | Management | For | For | For | ||||||
| 20 | CLOSE MEETING | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 780,596 | 0 | 02-May-2022 | 02-May-2022 |
INTERTAPE POLYMER GROUP INC.
| Security | 460919103 | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | ITPOF | Meeting Date | 11-May-2022 |
| ISIN | CA4609191032 | Agenda | 935597685 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1 | A special resolution to approve a proposed plan of arrangement under section 192 of the Canada Business Corporations Act pursuant to an arrangement agreement dated March 7, 2022 entered into between 1351693 B.C. Ltd. (the "Purchaser"), a British Columbia corporation and an affiliate of Clearlake Capital Group, L.P., and the Company, to effect among other things, the acquisition by the Purchaser of all of the outstanding common shares of the Company in exchange for C$40.50 cash per common share. | Management | For | For | For | |||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Chris R. Cawston | For | For | For | ||||||||
| 2 | Jane Craighead | For | For | For | ||||||||
| 3 | Frank Di Tomaso | For | For | For | ||||||||
| 4 | Robert J. Foster | For | For | For | ||||||||
| 5 | Dahra Granovsky | For | For | For | ||||||||
| 6 | James Pantelidis | For | For | For | ||||||||
| 7 | Jorge N. Quintas | For | For | For | ||||||||
| 8 | Mary Pat Salomone | For | For | For | ||||||||
| 9 | Gregory A.C. Yull | For | For | For | ||||||||
| 10 | Melbourne F. Yull | For | For | For | ||||||||
| 3 | Appointment of Raymond Chabot Grant Thornton LLP as Auditor. | Management | For | For | For | |||||||
| 4 | "Say on Pay" Vote. | Management | For | For | For | |||||||
| 5 | Approve the continuation of the Company's shareholder rights plan. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1SSTA 01 OM | ARBITRAGE FUND | WIX1SSTA 01 OM | STATE STREET TRUST | 789,429 | 0 | 29-Apr-2022 | 29-Apr-2022 |
KONINKLIJKE BOSKALIS WESTMINSTER NV
| Security | N14952266 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 12-May-2022 | |
| ISIN | NL0000852580 | Agenda | 715358633 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||
| 1. | OPENING | Non-Voting | |||||||||
| 2. | DISCUSSION OF THE ANNUAL REPORT OF THE BOARD OF MANAGEMENT RELATING TO THE-COMPANY S AFFAIRS AND MANAGEMENT ACTIVITIES IN THE FINANCIAL YEAR 2021 | Non-Voting | |||||||||
| 3.a. | REMUNERATION REPORT 2021 (ADVISORY VOTE) | Management | Abstain | For | Against | ||||||
| 3.b. | REMUNERATION POLICY SUPERVISORY BOARD | Management | Abstain | For | Against | ||||||
| 4.a. | DISCUSSION AND ADOPTION OF THE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 | Management | Abstain | For | Against | ||||||
| 4.b. | DISCUSSION OF THE REPORT OF THE SUPERVISORY BOARD | Non-Voting | |||||||||
| 5.a. | APPROPRIATION OF THE PROFIT OR LOSS FOR 2021 | Non-Voting | |||||||||
| 5.b. | DIVIDEND PROPOSAL | Management | Abstain | For | Against | ||||||
| 6. | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT IN RESPECT OF THE MANAGEMENT ACTIVITIES OF THE BOARD OF MANAGEMENT OVER THE PAST FINANCIAL YEAR | Management | Abstain | For | Against | ||||||
| 7. | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE SUPERVISION OF THE MANAGEMENT ACTIVITIES OF THE BOARD OF MANAGEMENT OVER THE PAST FINANCIAL YEAR | Management | Abstain | For | Against | ||||||
| 8. | NOMINATION OF REAPPOINTMENT OF MR. J.P. DE KREIJ RA AS MEMBER OF THE SUPERVISORY BOARD | Management | Abstain | For | Against | ||||||
| 9. | NOMINATION OF REAPPOINTMENT OF MR. B.H. HEIJERMANS, MSC, AS MEMBER OF THE BOARD OF MANAGEMENT | Management | Abstain | For | Against | ||||||
| 10. | AUTHORIZATION TO THE BOARD OF MANAGEMENT TO HAVE THE COMPANY ACQUIRE ORDINARY SHARES IN THE CAPITAL OF THE COMPANY | Management | Abstain | For | Against | ||||||
| 11. | PROPOSAL FOR CANCELLING THE REPURCHASED ORDINARY SHARES IN THE CAPITAL OF THE COMPANY | Management | Abstain | For | Against | ||||||
| 12. | ANY OTHER BUSINESS | Non-Voting | |||||||||
| 13. | CLOSE | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 225,000 | 0 | 29-Apr-2022 | 29-Apr-2022 |
RENEWABLE ENERGY GROUP, INC.
| Security | 75972A301 | Meeting Type | Annual |
| Ticker Symbol | REGI | Meeting Date | 17-May-2022 |
| ISIN | US75972A3014 | Agenda | 935606131 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to adopt the Merger Agreement. | Management | For | For | For | ||||||
| 2. | Proposal to approve on an advisory (non- binding) basis certain compensation arrangements for the company's named executive officers in connection with the Merger. | Management | For | For | For | ||||||
| 3A. | Election of Director: Randolph L. Howard | Management | For | For | For | ||||||
| 3B. | Election of Director: Debora M. Frodl | Management | For | For | For | ||||||
| 3C. | Election of Director: Dylan Glenn | Management | For | For | For | ||||||
| 4. | Proposal to approve the advisory (non- binding) resolution relating to executive compensation. | Management | For | For | For | ||||||
| 5. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
| 6. | Proposal to approve the adjournment of the Annual Meeting, if necessary, to continue to solicit additional proxies to adopt the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 371,711 | 0 | 10-May-2022 | 10-May-2022 |
TEGNA INC.
| Security | 87901J105 | Meeting Type | Special |
| Ticker Symbol | TGNA | Meeting Date | 17-May-2022 |
| ISIN | US87901J1051 | Agenda | 935617918 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the adoption of the Agreement and Plan of Merger, dated as of February 22, 2022, as amended by Amendment No. 1 on March 10, 2022 (as may be further amended or supplemented, the "Merger Agreement"), by and among TEGNA Inc. ("TEGNA"), Teton Parent Corp., Teton Merger Corp., and solely for purposes of certain provisions specified therein, Community News Media LLC, CNM Television Holdings I LLC, SGCI Holdings III LLC, P Standard General Ltd., Standard General Master Fund L.P., Standard (due to space limits, see proxy material for full proposal). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to TEGNA's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 700,000 | 0 | 12-May-2022 | 12-May-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 911,233 | 0 | 12-May-2022 | 12-May-2022 |
VIVO ENERGY PLC
| Security | G9375M102 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 17-May-2022 | |
| ISIN | GB00BDGT2M75 | Agenda | 715302511 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | For | For | For | ||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 AS SET OUT ON PAGES 110 TO 117 OF THE ANNUAL REPORT AND ACCOUNTS 2021 | Management | For | For | For | ||||||
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 105 TO 106 OF THE ANNUAL REPORT AND ACCOUNTS 2021, SUCH POLICY TO TAKE EFFECT FROM THE DATE OF ITS ADOPTION | Management | For | For | For | ||||||
| 4 | TO RE-ELECT JOHN DALY AS A DIRECTOR | Management | For | For | For | ||||||
| 5 | TO ELECT STANISLAS MITTELMAN AS A DIRECTOR | Management | For | For | For | ||||||
| 6 | TO RE-ELECT THEMBALIHLE HIXONIA NYASULU AS A DIRECTOR | Management | For | For | For | ||||||
| 7 | TO RE-ELECT CAROL ARROWSMITH AS A DIRECTOR | Management | For | For | For | ||||||
| 8 | TO RE-ELECT CHRISTOPHER ROGERS AS A DIRECTOR | Management | For | For | For | ||||||
| 9 | TO RE-ELECT GAWAD ABAZA AS A DIRECTOR | Management | For | For | For | ||||||
| 10 | TO RE-ELECT JAVED AHMED AS A DIRECTOR | Management | For | For | For | ||||||
| 11 | TO RE-ELECT TEMITOPE LAWANI AS A DIRECTOR | Management | For | For | For | ||||||
| 12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | For | ||||||
| 13 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE, FOR AND ON BEHALF OF THE DIRECTORS, TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | For | ||||||
| 14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY | Management | For | For | For | ||||||
| 15 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS | Management | For | For | For | ||||||
| 16 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER CENT FOR THE PURPOSES OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | For | ||||||
| 17 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | For | ||||||
| 18 | TO AUTHORISE THE BOARD TO CALL GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON A MINIMUM OF 14 CLEAR DAY'S NOTICE | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 7,964,865 | 0 | 10-May-2022 | 10-May-2022 |
LEOVEGAS AB
| Security | W5S14M117 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 19-May-2022 | |
| ISIN | SE0008091904 | Agenda | 715521010 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR-VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE- REJECTED | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | |||||||||
| 1 | ELECT CHAIRMAN OF MEETING | Non-Voting | |||||||||
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | |||||||||
| 3 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | |||||||||
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | |||||||||
| 5 | APPROVE AGENDA OF MEETING | Non-Voting | |||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | |||||||||
| 7.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | ||||||
| 7.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 1.68 PER SHARE | Management | For | For | For | ||||||
| 7.C | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | For | For | For | ||||||
| 8 | APPROVE REMUNERATION OF DIRECTORS APPROVE REMUNERATION OF AUDITORS | Management | For | For | For | ||||||
| 9 | ELECT BOARD OF DIRECTORS AND AUDITORS | Management | For | For | For | ||||||
| 10 | ELECT BOARD CHAIR | Management | For | For | For | ||||||
| 11 | APPROVE PROCEDURES FOR NOMINATING COMMITTEE | Management | For | For | For | ||||||
| 12.A | APPROVE WARRANT PLAN FOR KEY EMPLOYEES | Management | For | For | For | ||||||
| 12.B | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES | Management | For | For | For | ||||||
| 13 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | For | For | For | ||||||
| 14 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | Management | For | For | For | ||||||
| 15 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Management | For | For | For | ||||||
| 16 | APPROVE REMUNERATION REPORT | Management | For | For | For | ||||||
| 17 | CLOSE MEETING | Non-Voting | |||||||||
| CMMT | 28 APR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD- DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE- CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||||||||
| CMMT | 28 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 668,000 | 0 | 06-May-2022 | 06-May-2022 |
ZYNGA INC.
| Security | 98986T108 | Meeting Type | Special |
| Ticker Symbol | ZNGA | Meeting Date | 19-May-2022 |
| ISIN | US98986T1088 | Agenda | 935608818 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated January 9, 2022, which is referred to as the "merger agreement," among Take-Two Interactive Software, Inc., Zebra MS I, Inc., Zebra MS II, Inc., and Zynga Inc., as it may be amended from time to time, which proposal is referred to as the "Zynga merger proposal". | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Zynga named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the Zynga special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Zynga special meeting to approve the Zynga merger proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 1,783,382 | 0 | 12-May-2022 | 12-May-2022 |
ACCELL GROUP N.V.
| Security | N00432257 | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | Meeting Date | 20-May-2022 | |
| ISIN | NL0009767532 | Agenda | 715582943 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 731667 DUE TO RECEIPT OF-CHANGE IN VOTING STATUS OF RES. 2.cii ALL VOTES RECEIVED ON THE PREVIOUS- MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | |||||||||
| 2.a. | RECOMMENDED PUBLIC OFFER: EXPLANATION OF THE RECOMMENDED PUBLIC OFFER BY-SPRINT BIDCO B.V. FOR ALL ISSUED AND OUTSTANDING ORDINARY SHARES IN THE-CAPITAL OF THE COMPANY | Non-Voting | |||||||||
| 2.b. | POST-SETTLEMENT RESTRUCTURING RESOLUTION | Management | For | For | For | ||||||
| 2.c.i | COMPOSITION OF THE SUPERVISORY BOARD: NOTICE OF CONDITIONAL VACANT POSITIONS-ON THE SUPERVISORY BOARD | Non-Voting | |||||||||
| 2.cii | COMPOSITION OF THE SUPERVISORY BOARD: OPPORTUNITY FOR THE GENERAL MEETING TO-MAKE CONDITIONAL RECOMMENDATIONS (CONTINGENT VOTING ITEM) | Non-Voting | |||||||||
| 2ciii | COMPOSITION OF THE SUPERVISORY BOARD: NOTIFICATION BY THE SUPERVISORY BOARD-OF THE NAMES OF THE PERSONS NOMINATED FOR APPOINTMENT | Non-Voting | |||||||||
| 2.civ | COMPOSITION OF THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT OF MR. KNOTTENBELT AS MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE DELISTING | Management | For | For | For | ||||||
| 2.cv. | COMPOSITION OF THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT OF MR. LEWIS-OAKES AS MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE DELISTING | Management | For | For | For | ||||||
| 2.cvi | COMPOSITION OF THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT OF MR. VAN BEUNINGEN AS MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE DELISTING | Management | For | For | For | ||||||
| 2.d.i | DISCHARGE: CONDITIONAL GRANT OF FULL AND FINAL DISCHARGE TO MEMBERS OF THE BOARD OF MANAGEMENT FOR THE PERFORMANCE OF THEIR DUTIES UP TO AND INCLUDING THE DATE OF THIS EGM | Management | For | For | For | ||||||
| 2.dii | DISCHARGE: CONDITIONAL GRANT OF FULL AND FINAL DISCHARGE TO MEMBERS OF THE SUPERVISORY BOARD FOR THE PERFORMANCE OF THEIR DUTIES UP TO AND INCLUDING THE DATE OF THIS EGM | Management | For | For | For | ||||||
| 2.e.i | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CONDITIONAL AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY FOLLOWING SETTLEMENT | Management | For | For | For | ||||||
| 2.eii | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CONDITIONAL CONVERSION AND AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS PER THE DELISTING | Management | For | For | For | ||||||
| 3. | ANY OTHER BUSINESS | Non-Voting | |||||||||
| 4. | CLOSURE OF THE MEETING | Non-Voting | |||||||||
| CMMT | 16 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 165,789 | 0 | 10-May-2022 | 10-May-2022 |
BREWIN DOLPHIN HOLDINGS PLC
| Security | G1338M113 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 23-May-2022 | |
| ISIN | GB0001765816 | Agenda | 715534031 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | |||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT AS DETAILED IN THE SCHEME DOCUMENT DATED 22 APRIL 2022 | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 1,502,506 | 0 | 12-May-2022 | 12-May-2022 |
BREWIN DOLPHIN HOLDINGS PLC
| Security | G1338M113 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 23-May-2022 | |
| ISIN | GB0001765816 | Agenda | 715534043 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF BREWIN DOLPHIN | Management | For | For | For | ||||||
| CMMT | DELETION OF COMMENT | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 1,502,506 | 0 | 12-May-2022 | 12-May-2022 |
MONEYGRAM INTERNATIONAL, INC.
| Security | 60935Y208 | Meeting Type | Special |
| Ticker Symbol | MGI | Meeting Date | 23-May-2022 |
| ISIN | US60935Y2081 | Agenda | 935633380 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of February 14, 2022, as such agreement may be amended from time to time (the "Merger Agreement"), by and among Mobius Parent Corp., a Delaware corporation ("Parent") and an affiliate of Madison Dearborn Partners, LLC, Mobius Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and MoneyGram International, Inc. ("MoneyGram"). | Management | For | For | For | ||||||
| 2. | Advisory, non-binding proposal to approve compensation that will be or may become payable to MoneyGram's named executive officers in connection with the merger contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | Proposal to adjourn the special meeting to a later date, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 386,594 | 0 | 17-May-2022 | 17-May-2022 |
TERMINIX GLOBAL HOLDINGS INC
| Security | 88087E100 | Meeting Type | Annual |
| Ticker Symbol | TMX | Meeting Date | 23-May-2022 |
| ISIN | US88087E1001 | Agenda | 935608022 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Class II Director to serve until the 2025 Annual Meeting: Laurie Ann Goldman | Management | For | For | For | ||||||
| 1B. | Election of Class II Director to serve until the 2025 Annual Meeting: Steven B. Hochhauser | Management | For | For | For | ||||||
| 1C. | Election of Class II Director to serve until the 2025 Annual Meeting: Chris S. Terrill | Management | For | For | For | ||||||
| 1D. | Election of Class III Director for a one-year term to serve until the 2023 Annual Meeting: Teresa M. Sebastian | Management | For | For | For | ||||||
| 2. | To hold a non-binding advisory vote approving executive compensation of the Company's named executive officers. | Management | For | For | For | ||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 108,909 | 0 | 17-May-2022 | 17-May-2022 |
AEROJET ROCKETDYNE HOLDINGS, INC.
| Security | 007800105 | Meeting Type | Contested-Consent |
| Ticker Symbol | AJRD | Meeting Date | 25-May-2022 |
| ISIN | US0078001056 | Agenda | 935644270 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Mark FOR if you CONSENT to the request of the Special Meeting and Agent Designation, Mark AGAINST if you DO NOT CONSENT to the request of the Special Meeting and Agent Designation. Please review the Solicitation Statement dated May 2, 2022 for more information (FOR = CONSENT; AGAINST = DO NOT CONSENT) | Management | Against | None |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 398,470 | 0 | 23-May-2022 | 23-May-2022 |
AEROJET ROCKETDYNE HOLDINGS, INC.
| Security | 007800105 | Meeting Type | Contested-Consent |
| Ticker Symbol | AJRD | Meeting Date | 25-May-2022 |
| ISIN | US0078001056 | Agenda | 935659865 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Mark FOR if you CONSENT to the request of the Special Meeting and Agent Designation, Mark AGAINST if you DO NOT CONSENT to the request of the Special Meeting and Agent Designation. Please review the Solicitation Statement dated May 2, 2022 for more information (FOR = CONSENT; AGAINST = DO NOT CONSENT) | Management | Against | None |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 398,470 | 0 | 23-May-2022 | 23-May-2022 |
ALBIOMA
| Security | F0190K109 | Meeting Type | MIX |
| Ticker Symbol | Meeting Date | 25-May-2022 | |
| ISIN | FR0000060402 | Agenda | 715565719 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY- CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL-RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO- 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF- SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | |||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE-COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY-FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE- SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.- ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED-AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED- POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR- VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL- INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 734156 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/B ALO/pdf/2022/0429/202204292201204-.pdf | Non-Voting | |||||||||
| 1 | APPROVAL OF THE CORPORATE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | For | For | For | ||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | For | For | For | ||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 AND SETTING OF THE DIVIDEND | Management | For | For | For | ||||||
| 4 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS PRESENTED IN THE CORPORATE GOVERNANCE REPORT REFERRED TO IN ARTICLE L.225-37 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | For | For | For | ||||||
| 5 | APPROVAL OF THE REMUNERATION ELEMENTS DUE OR ATTRIBUTED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO MR. FREDERIC MOYNE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For | ||||||
| 6 | APPROVAL OF THE REMUNERATION POLICY OF CORPORATE OFFICERS AS OF 01 JANUARY 2022 | Management | For | For | For | ||||||
| 7 | SETTING OF THE MAXIMUM OVERALL AMOUNT OF SUMS TO BE DIVIDED BETWEEN DIRECTORS AS REMUNERATION | Management | For | For | For | ||||||
| 8 | APPROVAL OF THE AGREEMENTS GOVERNED BY THE PROVISIONS OF ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | ||||||
| 9 | RENEWAL OF THE TERM OF OFFICE OF MR. PIERRE BOUCHUT AS DIRECTOR | Management | For | For | For | ||||||
| 10 | RENEWAL OF THE TERM OF OFFICE OF PRICEWATERHOUSECOOPERS AUDIT COMPANY AS PRINCIPAL STATUTORY AUDITOR AND ACKNOWLEDGMENT OF THE END OF THE TERM OF OFFICE OF MR. JEAN-BAPTISTE DESCHRYVER AS DEPUTY STATUTORY AUDITOR AND DECISION HAS BEEN TAKEN OF ITS NON-RENEWAL | Management | For | For | For | ||||||
| 11 | RENEWAL OF THE TERM OF OFFICE OF MAZARS COMPANY AS PRINCIPAL STATUTORY AUDITOR AND ACKNOWLEDGMENT OF END OF TERM OF OFFICE OF MR. SIMON BEILLEVAIRE AS DEPUTY STATUTORY AUDITOR AND DECISION HAS BEEN TAKEN OF ITS NON-RENEWAL | Management | For | For | For | ||||||
| 12 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO REPURCHASE ITS OWN SHARES AS PART OF A SHARE BUYBACK PROGRAM | Management | For | For | For | ||||||
| 13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLATION OF SHARES ACQUIRED BY THE COMPANY AS PART OF A SHARE BUYBACK PROGRAM | Management | For | For | For | ||||||
| 14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND ITS SUBSIDIARIES, OF WARRANTS TO SUBSCRIBE FOR AND/OR ACQUIRE REDEEMABLE SHARES (BSAAR) | Management | For | For | For | ||||||
| 15 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF MEMBERS OF A COMPANY SAVINGS PLAN OR A GROUP SAVINGS PLAN, COMMON SHARES AND/OR TRANSFERRABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL | Management | For | For | For | ||||||
| 16 | AMENDMENT TO THE PROVISIONS OF ARTICLE 30 OF THE BY-LAWS RELATING TO THE OBLIGATION OF APPOINTING A DEPUTY STATUTORY AUDITOR | Management | For | For | For | ||||||
| 17 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 157,075 | 0 | 17-May-2022 | 17-May-2022 |
CERNER CORPORATION
| Security | 156995334 | Meeting Type | Annual |
| Ticker Symbol | CERN | Meeting Date | 26-May-2022 |
| ISIN | Agenda | 935625218 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1a. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | For | ||||||
| 1b. | Election of Director: Elder Granger, M.D. | Management | For | For | For | ||||||
| 1c. | Election of Director: John J. Greisch | Management | For | For | For | ||||||
| 1d. | Election of Director: Melinda J. Mount | Management | For | For | For | ||||||
| 1e. | Election of Director: George A. Riedel | Management | For | For | For | ||||||
| 1f. | Election of Director: R. Halsey Wise | Management | For | For | For | ||||||
| 2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2022. | Management | For | For | For | ||||||
| 3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | For | For | For | ||||||
| 4a. | Approval of the proposed amendments to our Third Restated Certificate of Incorporation, as amended (the "Certificate"), to remove the supermajority voting standards for certain business combination transactions with interested stockholders. | Management | For | For | For | ||||||
| 4b. | Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to amend or repeal any provision of the Bylaws. | Management | For | For | For | ||||||
| 4c. | Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to amend or repeal certain provisions of the Certificate. | Management | For | For | For | ||||||
| 4d. | Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to remove a director with cause. | Management | For | For | For | ||||||
| 5. | Approval of an amendment and restatement of the Cerner Corporation 2011 Omnibus Equity Incentive Plan to increase the number of authorized shares and the plan's term. | Management | For | For | For | ||||||
| 6. | Shareholder proposal requesting amendment to the Company's governing documents to give shareholders the right to call a special shareholder meeting. | Shareholder | Against | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 401,589 | 0 | 20-May-2022 | 20-May-2022 |
MERITOR, INC.
| Security | 59001K100 | Meeting Type | Special |
| Ticker Symbol | MTOR | Meeting Date | 26-May-2022 |
| ISIN | US59001K1007 | Agenda | 935637744 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the Agreement and Plan of Merger, dated as of February 21, 2022 (as amended, modified or supplemented from time to time, the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation ("Meritor"), Cummins Inc., an Indiana corporation ("Parent"), and Rose NewCo Inc., an Indiana corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into Meritor, with Meritor continuing as the surviving corporation (due to space limits, see proxy material for full proposal). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Meritor's named executive officers in connection with the Merger. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal or in the absence of a quorum. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 300,000 | 0 | 20-May-2022 | 20-May-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 437,277 | 0 | 20-May-2022 | 20-May-2022 |
FIRST HORIZON CORPORATION
| Security | 320517105 | Meeting Type | Special |
| Ticker Symbol | FHN | Meeting Date | 31-May-2022 |
| ISIN | US3205171057 | Agenda | 935631160 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to approve the Agreement and Plan of Merger, dated as of February 27, 2022, as it may be amended from time to time in accordance with its terms, by and among First Horizon Corporation, The Toronto-Dominion Bank, TD Bank US Holding Company and Falcon Holdings Acquisition Co. (the "merger agreement") (the "First Horizon merger proposal"). | Management | For | For | For | ||||||
| 2. | Proposal to approve, on an advisory (non- binding) basis, the merger-related compensation payments that will or may be paid by First Horizon to its named executive officers in connection with the transactions contemplated by the merger agreement (the "First Horizon compensation proposal"). | Management | For | For | For | ||||||
| 3. | Proposal to approve the adjournment of the First Horizon special meeting, to solicit additional proxies (i) if there are not sufficient votes at the time of the First Horizon special meeting to approve the First Horizon merger proposal or (ii) if adjournment is necessary or appropriate to ensure that any supplement or amendment to this proxy statement is timely provided to holders of First Horizon common stock (the "First Horizon adjournment proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBW | ABN0 SEG CASH MS | 10377851 | STATE STREET BANK & TRUST CO | 600,000 | 0 | 20-May-2022 | 20-May-2022 | ||||||||
| 997WIX1 | ARBITRAGE FUND | 997WIX1 | STATE STREET BANK & TRUST CO | 803,625 | 0 | 20-May-2022 | 20-May-2022 |
INTERTRUST N.V.
| Security | N4584R101 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 31-May-2022 | |
| ISIN | NL0010937058 | Agenda | 715354394 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| 1. | REPORT OF THE MANAGEMENT BOARD FOR 2021 | Non-Voting | |||||||||
| 2. | REMUNERATION REPORT 2021 (ADVISORY VOTE) | Management | For | For | For | ||||||
| 3.a. | ANNUAL ACCOUNTS 2021: ADOPTION ANNUAL ACCOUNTS 2021 | Management | For | For | For | ||||||
| 3.b. | ANNUAL ACCOUNTS 2021: DIVIDEND OVER THE FINANCIAL YEAR 2021 | Non-Voting | |||||||||
| 4.a. | REMUNERATION RISK COMMITTEE: REMUNERATION CHAIR RISK COMMITTEE | Management | For | For | For | ||||||
| 4.b. | REMUNERATION RISK COMMITTEE: REMUNERATION MEMBERS RISK COMMITTEE | Management | For | For | For | ||||||
| 5. | DISCHARGE MEMBERS OF THE MANAGEMENT BOARD | Management | For | For | For | ||||||
| 6. | DISCHARGE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | For | ||||||
| 7. | APPOINTMENT OF EXTERNAL AUDITOR FOR THE FINANCIAL YEAR 2022 | Management | For | For | For | ||||||
| 8.a. | SHARES: CONDITIONAL DESIGNATION OF THE MANAGEMENT BOARD TO ISSUE SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES | Management | For | For | For | ||||||
| 8.b. | SHARES: CONDITIONAL DESIGNATION OF THE MANAGEMENT BOARD TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS | Management | For | For | For | ||||||
| 8.c. | SHARES: CONDITIONAL AUTHORISATION OF THE MANAGEMENT BOARD TO RESOLVE THAT THE COMPANY MAY REPURCHASE SHARES | Management | For | For | For | ||||||
| 9. | EXPLANATION AND DISCUSSION OF THE OFFER | Non-Voting | |||||||||
| 10.a. | POST-CLOSING RESTRUCTURING RESOLUTIONS: APPROVAL OF THE ASSET SALE | Management | For | For | For | ||||||
| 10.b. | POST-CLOSING RESTRUCTURING RESOLUTIONS: DISSOLUTION OF THE COMPANY, APPOINTMENT OF LIQUIDATOR AND CUSTODIAN | Management | For | For | For | ||||||
| 11.a. | COMPOSITION OF THE SUPERVISORY BOARD:CONDITIONAL APPOINTMENT OF MR. R. WARD III AS A MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE SETTLEMENT DATE | Management | For | For | For | ||||||
| 11.b. | COMPOSITION OF THE SUPERVISORY BOARD:CONDITIONAL APPOINTMENT OF MS. J. SMETANA AS A MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE SETTLEMENT DATE | Management | For | For | For | ||||||
| 11.c. | COMPOSITION OF THE SUPERVISORY BOARD:CONDITIONAL APPOINTMENT OF MR. E.J. DEALY AS A MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE SETTLEMENT DATE | Management | For | For | For | ||||||
| 11.d. | COMPOSITION OF THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT OF MR. J. STOLZFUS AS A MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE SETTLEMENT DATE | Management | For | For | For | ||||||
| 11.e. | COMPOSITION OF THE SUPERVISORY BOARD:CONDITIONAL GRANT OF FULL AND FINAL DISCHARGE TO MRS. H.M. VLETTER-VAN DORT, MR. S.R. BENNETT, MR. A. RUYS AND MR. P.J. WILLING | Management | For | For | For | ||||||
| 12.a. | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CONDITIONAL (I) CONVERSION AND (II) AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS PER SETTLEMENT | Management | For | For | For | ||||||
| 12.b. | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CONDITIONAL AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS PER THE DATE OF TERMINATION OF THE LISTING OF ORDINARY SHARES IN THE COMPANY'S CAPITAL ON EURONEXT AMSTERDAM | Management | For | For | For | ||||||
| 13. | ANY OTHER BUSINESS | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX1 | WIX1 | STATE STREET BANK | 529,052 | 0 | 17-May-2022 | 17-May-2022 |
WATER ISLAND EVENT-DRIVEN FUND
Investment Company Report
BOINGO WIRELESS, INC.
| Security | 09739C102 | Meeting Type | Special |
| Ticker Symbol | WIFI | Meeting Date | 01-Jun-2021 |
| ISIN | US09739C1027 | Agenda | 935427662 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Merger Agreement and Plan of Merger, dated as of February 26, 2021, by and among White Sands Parent, Inc., White Sands Bidco, Inc., and Boingo Wireless, Inc., as it may be amended from time to time. | Management | For | For | For | ||||||
| 2. | To approve the adoption of any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For | ||||||
| 3. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Boingo Wireless, Inc. to its named executive officers in connection with the merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 95,701 | 0 | 26-May-2021 | 26-May-2021 |
FLY LEASING LTD
| Security | 34407D109 | Meeting Type | Special |
| Ticker Symbol | FLY | Meeting Date | 10-Jun-2021 |
| ISIN | US34407D1090 | Agenda | 935439679 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve amendment of bye-law 73 of the existing bye-laws of the Company by replacing the existing bye-law 73 with the following new bye-law 73 (the "Bye-Law Proposal"): "73. AMALGAMATIONS OR MERGERS, 73.1. Subject to Bye-law 73.2, the Company shall not engage in any amalgamation or merger unless such amalgamation or merger has been approved by a resolution of the Members including the affirmative votes of at least 66% of all votes attaching to all shares in issue entitling the holder ...(due to space limits, see proxy material for full proposal). | Management | For | For | For | ||||||
| 2. | To approve (i) the merger of Carlyle Aviation Elevate Merger Subsidiary Ltd. ("Merger Sub") with and into the Company (the "Merger"), whereby upon the effectiveness of the Merger, the corporate existence of Merger Sub shall cease, and the Company shall continue as the surviving company in the Merger and a wholly-owned, direct subsidiary of Carlyle Aviation Elevate Ltd. ("Parent"); (ii) the agreement and plan of merger, dated as of March 27, 2021, as may be amended from time to time (the "Merger ...(due to space limits, see proxy material for full proposal). | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the special meeting as the chairman of the special meeting determines in accordance with the bye-laws of the Company in order for the Company to take such actions as the Board may determine as are necessary or appropriate, including to solicit additional proxies, if there are insufficient votes at the time of the special meeting to approve the Merger Proposal (the "Adjournment Proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 19,000 | 0 | 04-Jun-2021 | 04-Jun-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 730 | 0 | 04-Jun-2021 | 04-Jun-2021 |
GRUBHUB INC.
| Security | 400110102 | Meeting Type | Special |
| Ticker Symbol | GRUB | Meeting Date | 10-Jun-2021 |
| ISIN | US4001101025 | Agenda | 935439580 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of 10 June 2020, as amended by the First Amendment to the Agreement and Plan of Merger, dated as of 4 September 2020, as further amended by the Second Amendment to the Agreement and Plan of Merger, dated as of 12 March 2021, and as it may be further amended from time to time (the "Merger Agreement"), by and among Grubhub Inc. ("Grubhub"), Just Eat Takeaway.com N.V., Checkers Merger Sub I, Inc. and Checkers Merger Sub II, Inc. (such proposal, the "Merger Agreement Proposal"). | Management | For | For | For | ||||||
| 2. | To approve, by a non-binding, advisory vote, certain compensation that may be paid or become payable to named executive officers of Grubhub in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the Special Meeting of the Stockholders of Grubhub (the "Grubhub Stockholder Meeting") from time to time, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Grubhub Stockholder Meeting to approve the Merger Agreement Proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 11,361 | 0 | 09-Jun-2021 | 09-Jun-2021 |
LEAF GROUP LTD.
| Security | 52177G102 | Meeting Type | Special |
| Ticker Symbol | LEAF | Meeting Date | 10-Jun-2021 |
| ISIN | US52177G1022 | Agenda | 935436635 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of April 3, 2021 as it may be amended, supplemented or otherwise modified from time to time (referred to as the "merger agreement"), by and among Leaf Group Ltd. (referred to as the "Company"), Graham Holdings Company, a Delaware corporation (referred to as "Parent"), and Pacifica Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (referred to as the "merger subsidiary") (referred to as the "merger proposal"). | Management | For | For | For | ||||||
| 2. | To consider and vote on a non-binding, advisory proposal to approve the compensation that may be paid or may become payable to the Company's named executive officers in connection with the merger of the merger subsidiary with and into the Company pursuant to the merger agreement (referred to as the "advisory, non-binding compensation proposal"). | Management | For | For | For | ||||||
| 3. | To consider and vote on a proposal to adjourn or postpone the special meeting of the Company's stockholders (referred to as the "special meeting") to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 68,000 | 0 | 07-Jun-2021 | 07-Jun-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 822 | 0 | 07-Jun-2021 | 07-Jun-2021 |
TIKKURILA OYJ
| Security | X90959101 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 10-Jun-2021 | |
| ISIN | FI4000008719 | Agenda | 714202455 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 581297 DUE TO RESOLUTION-16 IS SINGLE VOTABLE ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | |||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | |||||||||
| 3 | ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF-VOTES | Non-Voting | |||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | |||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | |||||||||
| 6 | PRESENTATION OF THE FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL-STATEMENTS, THE BOARD OF DIRECTORS' REPORT, AND THE AUDITOR'S REPORT FOR 2020 | Non-Voting | |||||||||
| 7 | ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENT | Management | For | For | For | ||||||
| 8 | DUE TO THE ONGOING TENDER OFFER FOR ALL THE ISSUED AND OUTSTANDING SHARES OF THE COMPANY BY PPG INDUSTRIES, INC., THE BOARD OF DIRECTORS PROPOSES THAT TIKKURILA'S ANNUAL GENERAL MEETING DECIDES THAT NO DIVIDEND BE PAID FROM THE FINANCIAL YEAR 2020 RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND | Management | For | For | For | ||||||
| 9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | For | For | For | ||||||
| 10 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING ADOPTS THE REMUNERATION REPORT FOR THE YEAR 2020 ADOPTION OF THE REMUNERATION REPORT FOR GOVERNING BODIES | Management | For | For | For | ||||||
| 11 | THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS WOULD REMAIN UNCHANGED AND THAT THE ANNUAL REMUNERATION WOULD BE: EUR 64,000 FOR THE CHAIRMAN, EUR 40,000 FOR THE VICE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE CHAIRMAN OF THE AUDIT COMMITTEE, AND EUR 32,000 FOR OTHER MEMBERS OF THE BOARD OF DIRECTORS. THE ANNUAL REMUNERATION IS PAID FULLY IN CASH. RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | For | ||||||
| 12 | THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BE SEVEN (7). RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | For | ||||||
| 13 | THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE PRESENT MEMBERS LARS PETER LINDFORS, RIITTA MYNTTINEN, JARI PAASIKIVI, ANDREY PANTYUKHOV, CATHERINE SAHLGREN, PETTERI WALLD N AND HEIKKI WESTERLUND WOULD BE RE-ELECTED FOR A TERM ENDING AT THE CLOSURE OF THE NEXT ANNUAL GENERAL MEETING, UNLESS THE CONDITIONAL RESOLUTION PROPOSED UNDER ITEM 16 BECOMES EFFECTIVE AT AN EARLIER DATE WITH RESPECT TO THE TERM OF ANY SUCH BOARD MEMBERS. ELECTION OF MEMBERS, CHAIRMAN AND VICE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | ||||||
| 14 | THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AUDITOR'S FEES BE PAID AGAINST AN INVOICE APPROVED BY THE COMPANY. RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | For | For | For | ||||||
| 15 | THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AUTHORIZED PUBLIC ACCOUNTANT FIRM ERNST & YOUNG OY BE RE- ELECTED AS THE COMPANY'S AUDITOR FOR THE TERM THAT ENDS AT THE END OF THE NEXT ANNUAL GENERAL MEETING. ERNST & YOUNG OY HAS INFORMED THAT APA ANTTI SUOMINEN WILL ACT AS THE PRINCIPAL AUDITOR ELECTION OF THE AUDITOR | Management | For | For | For | ||||||
| 16 | DUE TO THE PENDING TENDER OFFER, THE NOMINATION BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES CONDITIONALLY ON THE MATTERS SET FORTH IN ITEMS 16 (A) - (B) BELOW. THE PROPOSALS OF THE NOMINATION BOARD SET FORTH IN ITEMS 16 (A) - (B) BELOW FORM AN ENTIRETY THAT REQUIRES THE ADOPTION OF ALL ITS INDIVIDUAL ITEMS BY A SINGLE DECISION CONDITIONAL RESOLUTIONS RELATING TO THE BOARD OF DIRECTORS | Management | For | For | For | ||||||
| 17 | DUE TO THE ONGOING THE TENDER OFFER, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE ANNUAL GENERAL MEETING DECIDES TO DISBAND THE NOMINATION BOARD, SUCH RESOLUTION BEING CONDITIONAL AND BECOMING EFFECTIVE UPON PPG INDUSTRIES, INC. OR ITS SUBSIDIARY OBTAINING MORE THAN NINETY (90) PERCENT OF ALL THE SHARES AND VOTING RIGHTS ATTACHED TO THE SHARES AND THE SUBSEQUENT REGISTRATION OF THE RIGHT AND OBLIGATION OF PPG INDUSTRIES, INC. OR ITS SUBSIDIARY TO REDEEM MINORITY SHARES WITH THE FINNISH TRADE REGISTER. CONDITIONAL RESOLUTION RELATING TO THE DISBANDMENT OF THE NOMINATION BOARD | Management | For | For | For | ||||||
| 18 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE UPON THE REPURCHASE OF A MAXIMUM 4,400,000 OF THE COMPANY'S OWN SHARES WITH ASSETS PERTAINING TO THE COMPANY'S UNRESTRICTED EQUITY IN ONE OR SEVERAL TRANCHES. AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY'S OWN SHARES | Management | For | For | For | ||||||
| 19 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE TO TRANSFER THE COMPANY'S OWN SHARES HELD BY THE COMPANY OR TO ISSUE NEW SHARES IN ONE OR SEVERAL TRANCHES LIMITED TO A MAXIMUM OF 4,400,000 SHARES AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES | Management | For | For | For | ||||||
| 20 | CLOSING OF THE MEETING | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 28,972 | 0 | 27-May-2021 | 27-May-2021 |
EXTENDED STAY AMERICA, INC.
| Security | 30224P200 | Meeting Type | Special |
| Ticker Symbol | STAY | Meeting Date | 11-Jun-2021 |
| ISIN | US30224P2002 | Agenda | 935422345 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the mergers. | Management | For | For | For | ||||||
| 3. | To approve, any adjournment of the meeting for the purpose of soliciting additional proxies. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 60,000 | 0 | 04-Jun-2021 | 04-Jun-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 144,223 | 0 | 04-Jun-2021 | 04-Jun-2021 |
EXTENDED STAY AMERICA, INC.
| Security | 30224P211 | Meeting Type | Special |
| Ticker Symbol | STAY | Meeting Date | 11-Jun-2021 |
| ISIN | Agenda | 935422357 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Hospitality's named executive officers that is based on or otherwise relates to the mergers. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 60,000 | 0 | 04-Jun-2021 | 04-Jun-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 144,223 | 0 | 04-Jun-2021 | 04-Jun-2021 |
EXTENDED STAY AMERICA, INC.
| Security | 30224P200 | Meeting Type | Contested-Special |
| Ticker Symbol | STAY | Meeting Date | 11-Jun-2021 |
| ISIN | US30224P2002 | Agenda | 935435772 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the mergers. | Management | For | For | For | ||||||
| 3. | To approve, any adjournment of the meeting for the purpose of soliciting additional proxies. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 60,000 | 0 | 04-Jun-2021 | 04-Jun-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 144,223 | 0 | 04-Jun-2021 | 04-Jun-2021 |
EXTENDED STAY AMERICA, INC.
| Security | 30224P200 | Meeting Type | Contested-Special |
| Ticker Symbol | STAY | Meeting Date | 11-Jun-2021 |
| ISIN | US30224P2002 | Agenda | 935435784 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | STAY's Merger Agreement Proposal | Management | Against | ||||||||
| 2. | STAY's Compensation Proposal | Management | Against | ||||||||
| 3. | STAY's Adjournment Proposal | Management | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 60,000 | 0 | ||||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 144,223 | 0 |
NUANCE COMMUNICATIONS, INC.
| Security | 67020Y100 | Meeting Type | Special |
| Ticker Symbol | NUAN | Meeting Date | 15-Jun-2021 |
| ISIN | US67020Y1001 | Agenda | 935445406 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, by and among Microsoft Corporation, Big Sky Merger Sub Inc. ("Sub") and Nuance Communications, Inc. (the "Company"), pursuant to which Sub will merge with and into the Company (the "Merger"). | Management | For | For | For | ||||||
| 2. | To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the Company's named executive officers in connection with the Merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 79,872 | 0 | 10-Jun-2021 | 10-Jun-2021 |
PRA HEALTH SCIENCES, INC.
| Security | 69354M108 | Meeting Type | Special |
| Ticker Symbol | PRAH | Meeting Date | 15-Jun-2021 |
| ISIN | US69354M1080 | Agenda | 935427650 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of February 24, 2021, by and among ICON plc ("ICON"), PRA Health Sciences, Inc. ("PRA"), ICON US Holdings Inc., a wholly owned subsidiary of ICON ("US HoldCo"), and Indigo Merger Sub, Inc., a wholly owned subsidiary of ICON and US HoldCo (such agreement, as it may be amended from time to time, the "merger agreement" and such proposal, the "PRA merger agreement proposal"). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to PRA's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement (the "PRA compensation proposal"). | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the PRA stockholder meeting to solicit additional proxies if there are not sufficient votes at the time of the PRA stockholder meeting to approve the PRA merger agreement proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to PRA stockholders (the "PRA adjournment proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 4,000 | 0 | 10-Jun-2021 | 10-Jun-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 100 | 0 | 10-Jun-2021 | 10-Jun-2021 |
GRUBHUB INC.
| Security | 400110102 | Meeting Type | Annual |
| Ticker Symbol | GRUB | Meeting Date | 18-Jun-2021 |
| ISIN | US4001101025 | Agenda | 935421076 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Katrina Lake | Withheld | For | Against | ||||||||
| 2 | Matthew Maloney | Withheld | For | Against | ||||||||
| 3 | Brian McAndrews | Withheld | For | Against | ||||||||
| 2. | Ratification of the appointment of Crowe LLP as Grubhub Inc.'s independent registered accounting firm for the fiscal year ending December 31, 2021. | Management | Abstain | For | Against | |||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | Abstain | For | Against | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 30,812 | 0 | 15-Jun-2021 | 15-Jun-2021 |
LUMINEX CORPORATION
| Security | 55027E102 | Meeting Type | Special |
| Ticker Symbol | LMNX | Meeting Date | 21-Jun-2021 |
| ISIN | US55027E1029 | Agenda | 935446193 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, as it may be amended, supplemented or modified from time to time, by and among Luminex Corporation, DiaSorin S.p.A., and Diagonal Subsidiary Inc. and approve the Merger. | Management | For | For | For | ||||||
| 2. | To adjourn the Special Meeting, if necessary and for a minimum period of time reasonable under the circumstances, to ensure that any necessary supplement or amendment to the proxy statement is provided to the stockholders of Luminex Corporation a reasonable amount of time in advance of the Special Meeting, or to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement and approve the Merger. | Management | For | For | For | ||||||
| 3. | To approve, by non-binding, advisory vote, the compensation that will or may be paid or become payable to Luminex Corporation's named executive officers that is based on or otherwise relates to the Merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 46,075 | 0 | 15-Jun-2021 | 15-Jun-2021 |
COHERENT, INC.
| Security | 192479103 | Meeting Type | Special |
| Ticker Symbol | COHR | Meeting Date | 24-Jun-2021 |
| ISIN | US1924791031 | Agenda | 935434578 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the "merger agreement"). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To adjourn Coherent's special meeting of stockholders (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Coherent stockholders. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 16,000 | 0 | 21-Jun-2021 | 21-Jun-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 11,503 | 0 | 21-Jun-2021 | 21-Jun-2021 |
COHERENT, INC.
| Security | 192479103 | Meeting Type | Special |
| Ticker Symbol | COHR | Meeting Date | 24-Jun-2021 |
| ISIN | US1924791031 | Agenda | 935443008 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the "merger agreement"). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To adjourn Coherent's special meeting of stockholders (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Coherent stockholders. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 16,000 | 0 | 21-Jun-2021 | 21-Jun-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 11,503 | 0 | 21-Jun-2021 | 21-Jun-2021 |
PHOTON CONTROL INC.
| Security | 719360109 | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | POCEF | Meeting Date | 29-Jun-2021 |
| ISIN | CA7193601092 | Agenda | 935454710 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Charles F. Cargile | For | For | For | ||||||||
| 2 | Nigel Hunton | For | For | For | ||||||||
| 3 | Michele Klein | For | For | For | ||||||||
| 4 | D. Neil McDonnell | For | For | For | ||||||||
| 5 | Ronan McGrath | For | For | For | ||||||||
| 2 | Re-appointment of KPMG LLP as auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | For | |||||||
| 3 | To consider and, if thought fit, pass, with or without amendment, a special resolution approving an arrangement involving the Company and 1302998 B.C. Ltd., an indirect, wholly owned subsidiary of MKS Instruments, Inc., under Division 5 of Part 9 of the Business Corporations Act (British Columbia), the full text of which resolution is set forth in Appendix "A" to the accompanying management information circular. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2SSTA 01 OM | ARBITRAGE EVENT- DRIVEN FUND | WIX2SSTA 01 OM | STATE STREET TRUST | 454,895 | 0 | 22-Jun-2021 | 22-Jun-2021 |
TALEND S.A.
| Security | 874224207 | Meeting Type | Annual |
| Ticker Symbol | TLND | Meeting Date | 29-Jun-2021 |
| ISIN | US8742242071 | Agenda | 935441458 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| O1 | To ratify the provisional appointment of Ms. Elissa Fink as Director. | Management | For | For | For | ||||||
| O2 | To ratify the provisional appointment of Mr. Ryan Kearny as Director. | Management | For | For | For | ||||||
| O3 | To renew the term of office of Mr. Ryan Kearny as Director. | Management | For | For | For | ||||||
| O4 | To renew the term of office of Mr. Patrick Jones as Director. | Management | For | For | For | ||||||
| O5 | To renew the term of office of Ms. Christal Bemont as Director. | Management | For | For | For | ||||||
| O6 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | For | ||||||
| O7 | To approve the statutory financial statements for the year ended December 31, 2020. | Management | For | For | For | ||||||
| O8 | To allocate earnings for the year ended December 31, 2020. | Management | For | For | For | ||||||
| O9 | To approve the consolidated financial statements for the year ended December 31, 2020 prepared in accordance with IFRS. | Management | For | For | For | ||||||
| O10 | To approve an indemnification agreement entered into with Ms. Elissa Fink (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code). | Management | For | For | For | ||||||
| O11 | To approve an indemnification agreement entered into with Mr. Ryan Kearny (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code). | Management | For | For | For | ||||||
| O12 | To approve a consulting agreement entered into with Mr. Michael Tuchen (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code). | Management | For | For | For | ||||||
| O13 | To approve a separation agreement and release entered into with Mr. Laurent Bride (agreement referred to in Articles L.225-38 et seq. of the French Commercial Code). | Management | For | For | For | ||||||
| O14 | To ratify the selection of KPMG LLP as the independent registered public accountant for the Company for the fiscal year ending December 31, 2021 with respect to the Company's financial statements prepared in accordance with generally accepted accounting principles in the United States for SEC reporting purposes. | Management | For | For | For | ||||||
| E15 | To delegate authority to the board of directors to grant existing and/or newly issued free shares of the Company to all or certain employees and/or all or certain corporate officers of the Company or companies in the group, in accordance with the provisions of Articles L. 225-197-1 et seq. of the French Commercial Code. | Management | For | For | For | ||||||
| E16 | To delegate authority to the board of directors to issue share warrants (bons de souscription d'actions), without shareholders' preferential subscription right, for the benefit of a category of persons meeting certain characteristics. | Management | For | For | For | ||||||
| E17 | To delegate authority to the board of directors to grant options to subscribe for new ordinary shares or options to purchase ordinary shares of the Company, pursuant to the provisions of Articles L. 225-177 et seq. of the French Commercial Code to all or certain employees and/or all or certain corporate officers of the Company or companies in the group, in accordance with the provisions of Articles L. 225-180 et seq. of the French Commercial Code. | Management | For | For | For | ||||||
| E18 | To limit the amount of issues under Proposal Nos. 15, 16 and 17. | Management | For | For | For | ||||||
| E19 | To delegate authority to the board of directors to increase the share capital by way of the issue of shares of the Company to participants in a company savings plan (plan d'épargned'entreprise) established in accordance with Articles L. 3332-1et seq. of the French Labor Code. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 9,000 | 0 | 18-Jun-2021 | 18-Jun-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 506 | 0 | 18-Jun-2021 | 18-Jun-2021 |
SUEZ SA
| Security | F6327G101 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 30-Jun-2021 | |
| ISIN | FR0010613471 | Agenda | 714038444 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | |||||||||
| CMMT | 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- | Non-Voting | |||||||||
| MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND- PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | |||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS- SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | |||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED, SHOWING NET EARNINGS AMOUNTING TO EUR 246,143,041.04. THE SHAREHOLDERS' MEETING APPROVES THE NON- DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 24,600.00 | Management | For | For | For | ||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR AS PRESENTED TO THE MEETING | Management | For | For | For | ||||||
| 3 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN EARNINGS FOR THE FINANCIAL YEAR: EUR 246,143,041.04 RETAINED EARNINGS: EUR 706,351,321.19 DISTRIBUTABLE INCOME: EUR 952,494,362.23 ALLOCATION DIVIDENDS: EUR 408,435,676.35 (DIVIDED INTO 628,362,579 SHARES) RETAINED EARNINGS: EUR 544,058,685.88 EQUITY SHARE CAPITAL: EUR 2,557,256,896.00 LEGAL RESERVE: EUR 255,735,689.60 SHARE PREMIUM: EUR 5,363,982,724.63 2020 RETAINED EARNINGS: EUR 544,058,685.88 THE SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND OF EUR 0.65 PER SHARE, WHICH WILL BE ELIGIBLE FOR THE 40 PERCENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON JUNE 30TH 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.65 PER SHARE FOR FISCAL YEARS 2017 AND 2018 EUR 0.45 PER SHARE FOR FISCAL YEAR 2019 | Management | For | For | For | ||||||
| 4 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR BERTRAND MEUNIER AS A DIRECTOR, TO REPLACE MR ISIDRO FAINE CASAS, FOR THE REMAINDER OF MR CASAS'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2023 | Management | For | For | For | ||||||
| 5 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR JACQUES RICHIER AS A DIRECTOR, TO REPLACE MR FRANCESCO CALTAGIRONE, FOR THE REMAINDER OF MR CALTAGIRONE'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2021 | Management | For | For | For | ||||||
| 6 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR ANTHONY R. COSCIA AS A DIRECTOR, TO REPLACE MR FRANCK BRUEL, FOR THE REMAINDER OF MR BRUEL'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2021 | Management | For | For | For | ||||||
| 7 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR PHILIPPE PETITCOLIN AS A DIRECTOR, TO REPLACE MRS ISABELLE KOCHER, FOR THE REMAINDER OF MR KOCHER'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2022 | Management | For | For | For | ||||||
| 8 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND NOTES THAT THE AGREEMENT CONCLUDED AND PREVIOUSLY APPROVED BY THE MEETING, REFERRED TO THEREIN, CONTINUED DURING THE PAST FINANCIAL YEAR | Management | For | For | For | ||||||
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS FOR THE 2020 FISCAL YEAR | Management | For | For | For | ||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR JEAN- LOUIS CHAUSSADE, CHAIRMAN OF THE BOARD OF DIRECTORS, FROM JANUARY 1ST 2020 TO MAY 12TH 2020 | Management | For | For | For | ||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR PHILIPPE VARIN, CHAIRMAN OF THE BOARD OF DIRECTORS, FROM MAY 12TH 2020 TO DECEMBER 31ST 2020 | Management | For | For | For | ||||||
| 12 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR BERTRAND CAMUS, MANAGING DIRECTOR, FOR THE 2020 FISCAL YEAR | Management | For | For | For | ||||||
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2021 FISCAL YEAR | Management | For | For | For | ||||||
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE MANAGING DIRECTOR FOR THE 2021 FISCAL YEAR | Management | For | For | For | ||||||
| 15 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE DIRECTORS FOR THE 2021 FISCAL YEAR | Management | For | For | For | ||||||
| 16 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | For | ||||||
| CMMT | 15 JUNE 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/20210430210 1322-52 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND-POSTPONEMENT OF THE MEETING DATE FROM 22 JUNE 2021 TO 30 JUNE 2021 AND CHANGE-IN RECORD DATE FROM 17 JUNE 2021 TO 25 JUNE 2021 AND ADDITION OF UPDATED-EVENT ID. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 9,563 | 0 | 18-Jun-2021 | 18-Jun-2021 | |||||||||
| WIX2 | WIX2 | STATE STREET BANK | 56,170 | 0 | 18-Jun-2021 | 18-Jun-2021 | |||||||||
| WIX2 | WIX2 | STATE STREET BANK | 1,189 | 0 | 18-Jun-2021 | 18-Jun-2021 |
W.R. GRACE & CO.
| Security | 38388F108 | Meeting Type | Annual |
| Ticker Symbol | GRA | Meeting Date | 07-Jul-2021 |
| ISIN | US38388F1084 | Agenda | 935445228 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1.1 | Election of Class I Director (Term expiring 2024): Hudson La Force | Management | For | For | For | ||||||
| 1.2 | Election of Class I Director (Term expiring 2024): Mark E. Tomkins | Management | For | For | For | ||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | For | ||||||
| 3. | Advisory vote to approve the compensation of Grace's named executive officers, as described in our proxy materials. | Management | For | For | For | ||||||
| 4. | Advisory vote on the frequency of the advisory vote to approve named executive officer compensation. | Management | 1 Year | 1 Year | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 49,000 | 0 | 01-Jul-2021 | 01-Jul-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 846 | 0 | 01-Jul-2021 | 01-Jul-2021 |
ORBCOMM INC.
| Security | 68555P100 | Meeting Type | Special |
| Ticker Symbol | ORBC | Meeting Date | 08-Jul-2021 |
| ISIN | US68555P1003 | Agenda | 935455255 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 7, 2021, by and among ORBCOMM Inc., GI DI Orion Acquisition Inc, a Delaware corporation, and GI DI Orion Merger Sub Inc, as the same may be amended (the "Merger Proposal"). | Management | For | For | For | ||||||
| 2. | To approve the compensation proposal of ORBCOMM Inc.'s named executive officers on an advisory (non-binding) basis (the "Compensation Proposal"). | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal or in the absence of a quorum. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 176,000 | 0 | 01-Jul-2021 | 01-Jul-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 664 | 0 | 01-Jul-2021 | 01-Jul-2021 |
KNOLL, INC.
| Security | 498904200 | Meeting Type | Special |
| Ticker Symbol | KNL | Meeting Date | 13-Jul-2021 |
| ISIN | US4989042001 | Agenda | 935463466 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 19, 2021 (which, as it may be amended from time to time, we refer to as the "merger agreement"), among Herman Miller, Inc., Heat Merger Sub, Inc. and Knoll, Inc. (which we refer to as the "Knoll merger proposal"). | Management | For | For | For | ||||||
| 2. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Knoll's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement | Management | For | For | For | ||||||
| 3. | To adjourn the Knoll special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Knoll special meeting to approve the Knoll merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Knoll stockholders. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 18,000 | 0 | 08-Jul-2021 | 08-Jul-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 415 | 0 | 08-Jul-2021 | 08-Jul-2021 |
SOLITON INC.
| Security | 834251100 | Meeting Type | Special |
| Ticker Symbol | SOLY | Meeting Date | 20-Jul-2021 |
| ISIN | US8342511008 | Agenda | 935465573 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of May 8, 2021 and as it may be amended or supplemented by and among AbbVie Inc., Scout Merger Sub, Inc., and Soliton, Inc. | Management | Abstain | For | Against | ||||||
| 2. | To approve one or more adjournments of the special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of Proposal 1. | Management | Abstain | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 61,176 | 0 | 15-Jul-2021 | 15-Jul-2021 |
PROOFPOINT, INC.
| Security | 743424103 | Meeting Type | Special |
| Ticker Symbol | PFPT | Meeting Date | 23-Jul-2021 |
| ISIN | US7434241037 | Agenda | 935464038 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 25, 2021 (the "Merger Agreement"), by and among Proofpoint, Inc. ("Proofpoint"), Proofpoint Parent, LLC (f/k/a Project Kafka Parent, LLC) and Project Kafka Merger Sub, Inc., a wholly owned subsidiary of Parent. | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Proofpoint's named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 19,000 | 0 | 21-Jul-2021 | 21-Jul-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 773 | 0 | 21-Jul-2021 | 21-Jul-2021 |
TALEND S.A.
| Security | 874224207 | Meeting Type | Special |
| Ticker Symbol | TLND | Meeting Date | 26-Jul-2021 |
| ISIN | US8742242071 | Agenda | 935471134 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| O1 | To approve appointment of Amy Coleman Redenbaugh as director subject to conditions precedent. | Management | For | For | For | ||||||
| O2 | To approve appointment of Kenneth Virnig as director subject to conditions precedent. | Management | For | For | For | ||||||
| O3 | To approve appointment of Mike Hoffmann as director subject to conditions precedent. | Management | For | For | For | ||||||
| O4 | To approve appointment of Elizabeth Yates as director subject to conditions precedent. | Management | For | For | For | ||||||
| O5 | To approve appointment of David Murphy as director subject to conditions precedent. | Management | For | For | For | ||||||
| O6 | To approve appointment of Kristin Nimsger as director subject to conditions precedent. | Management | For | For | For | ||||||
| O7 | To approve appointment of Jim Hagan as director subject to conditions precedent. | Management | For | For | For | ||||||
| E8 | Review and approval of a draft partial asset contribution agreement and approval of the contribution subject thereof, governed by the demerger legal regime (apport partiel d'actifs soumis au régime des scissions), by Talend SA to Talend SAS, a wholly owned subsidiary of Talend SA, of all of its assets and liabilities, rights and obligations of any kind and other legal relationships in relation to its business in accordance with the terms of the contribution agreement and delegation of powers to the Board of directors to implement such contribution. | Management | For | For | For | ||||||
| E9 | Review and approval of a draft cross-border merger plan and approval of the merger by absorption subject thereof, of Talend SA by Tahoe AcquireCo B.V., a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) organized under the laws of the Netherlands, in accordance with the terms of the merger plan. | Management | For | For | For | ||||||
| E10 | To give powers to carry out all filing and publication formalities required by law. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 26,377 | 0 | 12-Jul-2021 | 12-Jul-2021 |
DOMTAR CORPORATION
| Security | 257559203 | Meeting Type | Special |
| Ticker Symbol | UFS | Meeting Date | 29-Jul-2021 |
| ISIN | US2575592033 | Agenda | 935470029 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Approve the Agreement and Plan of Merger, dated as of May 10, 2021, (as it may be further amended, modified or supplemented from time to time, the "merger agreement"), by and among Domtar Corporation ("Company"), Karta Halten B. V., ("Parent"), Pearl Merger Sub Inc. ("Merger Sub"), Paper Excellence B.V., ("PE"), and Hervey Investments B.V., ("HI" and, together with Parent and PE, the "Parent Parties" ), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving as a wholly owned subsidiary of Parent. | Management | For | For | For | ||||||
| 2. | Approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | Approve a proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 31,269 | 0 | 23-Jul-2021 | 23-Jul-2021 |
XILINX, INC.
| Security | 983919101 | Meeting Type | Annual |
| Ticker Symbol | XLNX | Meeting Date | 04-Aug-2021 |
| ISIN | US9839191015 | Agenda | 935463860 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1.1 | Election of Director: Dennis Segers | Management | For | For | For | ||||||
| 1.2 | Election of Director: Raman K. Chitkara | Management | For | For | For | ||||||
| 1.3 | Election of Director: Saar Gillai | Management | For | For | For | ||||||
| 1.4 | Election of Director: Ronald S. Jankov | Management | For | For | For | ||||||
| 1.5 | Election of Director: Mary Louise Krakauer | Management | For | For | For | ||||||
| 1.6 | Election of Director: Thomas H. Lee | Management | For | For | For | ||||||
| 1.7 | Election of Director: Jon A. Olson | Management | For | For | For | ||||||
| 1.8 | Election of Director: Victor Peng | Management | For | For | For | ||||||
| 1.9 | Election of Director: Elizabeth W. Vanderslice | Management | For | For | For | ||||||
| 2. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | ||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered accounting firm for fiscal 2022. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 40,968 | 0 | 30-Jul-2021 | 30-Jul-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 2,156 | 0 | 30-Jul-2021 | 30-Jul-2021 |
VEREIT, INC.
| Security | 92339V308 | Meeting Type | Special |
| Ticker Symbol | VER | Meeting Date | 12-Aug-2021 |
| ISIN | US92339V3087 | Agenda | 935473986 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | A proposal to approve the merger of VEREIT, Inc. ("VEREIT") with and into Rams MD Subsidiary I, Inc. ("Merger Sub 1"), with Merger Sub 1 continuing its existence as a wholly owned subsidiary of Realty Income Corporation ("Realty Income"), on the terms and subject to the conditions of the Agreement and Plan of Merger, dated as of April 29, 2021 (as amended from time to time, the "Merger Agreement"), by and among VEREIT, VEREIT Operating Partnership, L.P., Realty Income, Merger Sub 1 and Rams Acquisition Sub II, LLC (the "VEREIT Merger Proposal"). | Management | For | For | For | ||||||
| 2. | A proposal to approve, by advisory (non- binding) vote, the compensation that may be paid or become payable to the named executive officers of VEREIT in connection with the merger of VEREIT with and into Merger Sub 1. | Management | For | For | For | ||||||
| 3. | A proposal to approve the adjournment of the VEREIT Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the VEREIT Merger Proposal, if there are insufficient votes at the time of such adjournment to approve such proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 67,000 | 0 | 06-Aug-2021 | 06-Aug-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 14,923 | 0 | 06-Aug-2021 | 06-Aug-2021 |
CLOUDERA, INC.
| Security | 18914U100 | Meeting Type | Special |
| Ticker Symbol | CLDR | Meeting Date | 25-Aug-2021 |
| ISIN | US18914U1007 | Agenda | 935477263 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the adoption of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc., Project Sky Merger Sub Inc., and Cloudera, Inc. ("Cloudera"). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Cloudera's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 161,201 | 0 | 20-Aug-2021 | 20-Aug-2021 |
CORE-MARK HOLDING COMPANY, INC.
| Security | 218681104 | Meeting Type | Special |
| Ticker Symbol | CORE | Meeting Date | 25-Aug-2021 |
| ISIN | US2186811046 | Agenda | 935476728 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Merger Agreement Proposal - To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of May 17, 2021, which is referred to as the merger agreement, by and among Performance Food Group Company, which is referred to as PFG, Longhorn Merger Sub I, Inc., Longhorn Merger Sub II, LLC and Core-Mark Holding Company, Inc., which is referred to as Core-Mark, as may be amended from time to time, a copy of which is attached as Annex A to the proxy statement/prospectus. | Management | For | For | For | ||||||
| 2. | Merger-Related Compensation Proposal - To consider and vote on a non-binding advisory vote on compensation payable to executive officers of Core-Mark in connection with the proposed transactions. | Management | For | For | For | ||||||
| 3. | Core-Mark Adjournment Proposal - To consider and vote on a proposal to adjourn the special meeting from time to time, if necessary or appropriate, (a) due to the absence of a quorum, (b) to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve the Merger Agreement Proposal or (c) to allow reasonable additional time for the filing and mailing of any required supplement or amendment to the accompanying proxy statement/ prospectus, & review of such materials by Core-Mark stockholders | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 8,000 | 0 | 20-Aug-2021 | 20-Aug-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 8,144 | 0 | 20-Aug-2021 | 20-Aug-2021 |
MONMOUTH REAL ESTATE INVESTMENT CORP.
| Security | 609720107 | Meeting Type | Contested-Special |
| Ticker Symbol | MNR | Meeting Date | 31-Aug-2021 |
| ISIN | US6097201072 | Agenda | 935478467 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as amended and restated as of August 15, 2021 and as it may be further amended from time to time (the "Merger Agreement"), by and among MNR, EQC and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Management | Against | For | Against | ||||||
| 2. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | Management | Against | For | Against | ||||||
| 3. | To authorize the board of directors of MNR, to approve one or more adjournments of the MNR special meeting to another date, time, place, or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Management | Against | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 115,489 | 0 | 26-Aug-2021 | 26-Aug-2021 |
MONMOUTH REAL ESTATE INVESTMENT CORP.
| Security | 609720107 | Meeting Type | Contested-Special |
| Ticker Symbol | MNR | Meeting Date | 31-Aug-2021 |
| ISIN | US6097201072 | Agenda | 935480474 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as it may be amended from time to time (the "Merger Agreement"), by and among MNR, EQC, and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Management | Against | ||||||||
| 2. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | Management | Against | ||||||||
| 3. | To authorize the board of directors of MNR to approve one or more adjournments of the MNR special meeting to another date, time, place or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Management | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 115,489 | 0 |
MONMOUTH REAL ESTATE INVESTMENT CORP.
| Security | 609720107 | Meeting Type | Contested-Special |
| Ticker Symbol | MNR | Meeting Date | 31-Aug-2021 |
| ISIN | US6097201072 | Agenda | 935482428 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as amended and restated as of August 15, 2021 and as it may be further amended from time to time (the "Merger Agreement"), by and among MNR, EQC and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Management | Against | For | Against | ||||||
| 2. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | Management | Against | For | Against | ||||||
| 3. | To authorize the board of directors of MNR, to approve one or more adjournments of the MNR special meeting to another date, time, place, or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Management | Against | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 115,489 | 0 | 26-Aug-2021 | 26-Aug-2021 |
MONMOUTH REAL ESTATE INVESTMENT CORP.
| Security | 609720107 | Meeting Type | Contested-Special |
| Ticker Symbol | MNR | Meeting Date | 31-Aug-2021 |
| ISIN | US6097201072 | Agenda | 935482430 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as it may be amended from time to time (the "Merger Agreement"), by and among MNR, EQC, and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Management | Against | ||||||||
| 2. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | Management | Against | ||||||||
| 3. | To authorize the board of directors of MNR to approve one or more adjournments of the MNR special meeting to another date, time, place or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Management | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 115,489 | 0 |
MONMOUTH REAL ESTATE INVESTMENT CORP.
| Security | 609720107 | Meeting Type | Contested-Special |
| Ticker Symbol | MNR | Meeting Date | 31-Aug-2021 |
| ISIN | US6097201072 | Agenda | 935483824 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Company Proposal: Approve the proposed merger of the Company with and into EQC Maple Industrial LLC and the other transactions contemplated by the Agreement and Plan of Merger, dated as of May 4, 2021, as it may be amended from time to time, by and among the Company, Equity Commonwealth and EQC Maple Industrial LLC (the "Merger Agreement"). | Management | Against | ||||||||
| 2. | Company Proposal: Approve, on a non- binding, advisory basis, certain compensation that may be paid or become payable to the Company's five named executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | Management | Against | ||||||||
| 3. | Company Proposal: Authorize the Board to approve one or more adjournments of the Special Meeting to another date, time, place or format, if necessary or appropriate, including to solicit additional proxies in favor of Proposal 1. | Management | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 115,489 | 0 |
CAI INTERNATIONAL, INC.
| Security | 12477X106 | Meeting Type | Special |
| Ticker Symbol | CAI | Meeting Date | 02-Sep-2021 |
| ISIN | US12477X1063 | Agenda | 935482529 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Merger Agreement. | Management | For | For | For | ||||||
| 2. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For | ||||||
| 3. | To approve, on a non-binding, advisory basis, of certain compensation that will be, or may become, payable to our named executive officers in connection with the Merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 44,798 | 0 | 25-Aug-2021 | 25-Aug-2021 |
FERRO CORPORATION
| Security | 315405100 | Meeting Type | Special |
| Ticker Symbol | FOE | Meeting Date | 09-Sep-2021 |
| ISIN | US3154051003 | Agenda | 935478809 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated as of May 11, 2021 (as it may be amended from time to time), by and among PMHC II Inc. ("Parent"), PMHC Merger Sub, Inc. ("Merger Sub") and Ferro Corporation ("Ferro") and approval of the transactions contemplated thereby, including the merger of Merger Sub with and into Ferro (the "merger") with Ferro surviving and continuing as the surviving corporation in the merger and a wholly owned subsidiary of Parent (the "merger proposal"). | Management | For | For | For | ||||||
| 2. | Approval, on a non-binding advisory basis, of certain compensation that will or may be paid by Ferro to its named executive officers that is based on or otherwise relates to the merger (the "named executive officer merger-related compensation proposal"). | Management | For | For | For | ||||||
| 3. | Approval of the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying proxy statement is timely provided to Ferro shareholders (the "adjournment proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 94,000 | 0 | 03-Sep-2021 | 03-Sep-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 25,629 | 0 | 03-Sep-2021 | 03-Sep-2021 |
LYDALL, INC.
| Security | 550819106 | Meeting Type | Special |
| Ticker Symbol | LDL | Meeting Date | 14-Sep-2021 |
| ISIN | US5508191062 | Agenda | 935486313 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | A proposal to approve & adopt Agreement & Plan of Merger, dated June 21, 2021, by & among Lydall, Inc. (Lydall), Unifrax Holding Co. (Parent), Outback Merger Sub, Inc., a Delaware corporation & a direct, wholly owned subsidiary of Parent (Merger Sub), & solely with respect to certain payment obligations of Parent thereunder, Unifrax I LLC (Unifrax), as may be amended from time to time (merger agreement), pursuant to which Merger Sub will be merged with & into Lydall, with Lydall surviving merger as a wholly owned subsidiary of Parent (merger). | Management | For | For | For | ||||||
| 2. | A proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Lydall to its named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | A proposal to approve an adjournment of the special meeting, including if necessary to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement, if there are not sufficient votes at the time of such adjournment to approve and adopt the merger agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 18,000 | 0 | 09-Sep-2021 | 09-Sep-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 20,936 | 0 | 09-Sep-2021 | 09-Sep-2021 |
RAVEN INDUSTRIES, INC.
| Security | 754212108 | Meeting Type | Special |
| Ticker Symbol | RAVN | Meeting Date | 15-Sep-2021 |
| ISIN | US7542121089 | Agenda | 935484395 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | A proposal to approve the Agreement and Plan of Merger dated June 20, 2021, by and among Raven, CNH Industrial N.V. ("CNH Industrial"), and CNH Industrial South Dakota, Inc., a wholly owned subsidiary of CNH Industrial ("Merger Subsidiary"), pursuant to which, among other things and subject to the satisfaction or waiver of specified conditions, Merger Subsidiary will merge with and into Raven (the "Merger"), with Raven surviving the Merger as a wholly owned subsidiary of CNH Industrial. | Management | For | For | For | ||||||
| 2. | A proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Raven to its named executive officers that is based on or otherwise relates to the Merger. | Management | For | For | For | ||||||
| 3. | A proposal to approve an adjournment of the special meeting, including if necessary to solicit additional proxies in favor of the proposal to approve the Merger Agreement, if there are not sufficient votes at the time of such adjournment to approve the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 7,000 | 0 | 13-Sep-2021 | 13-Sep-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 21,677 | 0 | 13-Sep-2021 | 13-Sep-2021 |
KANSAS CITY SOUTHERN
| Security | 485170302 | Meeting Type | Contested-Special |
| Ticker Symbol | KSU | Meeting Date | 16-Sep-2021 |
| ISIN | US4851703029 | Agenda | 935473037 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of May 21, 2021 (as it may be amended from time to time, the "merger agreement") by and among Kansas City Southern ("KCS"), Canadian National Railway Company ("CN") and Brooklyn Merger Sub, Inc., a wholly owned subsidiary of CN (the "merger proposal"). | Management | Against | For | Against | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to KCS's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | Against | For | Against | ||||||
| 3. | To approve the adjournment of the KCS special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the KCS special meeting to approve the merger proposal or to ensure that any supplement or amendment to this proxy statement/prospectus is timely provided to KCS shareholders. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 11,000 | 0 | 16-Aug-2021 | 16-Aug-2021 | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 11,000 | 0 | 16-Aug-2021 | 16-Aug-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 5,878 | 0 | 16-Aug-2021 | 16-Aug-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 5,878 | 0 | 16-Aug-2021 | 16-Aug-2021 |
KANSAS CITY SOUTHERN
| Security | 485170302 | Meeting Type | Contested-Special |
| Ticker Symbol | KSU | Meeting Date | 16-Sep-2021 |
| ISIN | US4851703029 | Agenda | 935482961 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | The proposal to adopt the Agreement and Plan of Merger, dated as of May 21, 2021 (as may be further amended from time to time, the "CN Merger Agreement"), by and among Canadian National Railway Company, a Canadian corporation ("CN"), Brooklyn Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a direct wholly owned subsidiary of CN, and KCS (such proposal, the "Merger Proposal"). | Management | Against | ||||||||
| 2. | The proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to KCS's named executive officers that is based on or otherwise relates to the transactions contemplated by the CN Merger Agreement (the "Compensation Proposal"). | Management | None | ||||||||
| 3. | The proposal to adjourn the Special Meeting to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Merger Proposal or to ensure that any supplement or amendment to the proxy statement/prospectus filed by KCS and CN with the United States Securities and Exchange Commission (the "SEC") on July 7, 2021 (the "CN Merger Proxy Statement") is timely provided to KCS stockholders (the "Adjournment Proposal"). | Management | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 11,000 | 0 | ||||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 5,878 | 0 |
W.R. GRACE & CO.
| Security | 38388F108 | Meeting Type | Special |
| Ticker Symbol | GRA | Meeting Date | 17-Sep-2021 |
| ISIN | US38388F1084 | Agenda | 935485929 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 26, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and among W. R. Grace Holdings LLC, a Delaware limited liability company (formerly known as Gibraltar Acquisition Holdings LLC) ("Parent"), Gibraltar Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and W. R. Grace & Co., a Delaware corporation ("Grace"). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Grace's named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement (the "Compensation Proposal"). | Management | For | For | For | ||||||
| 3. | To adjourn the special meeting of stockholders of Grace (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the proposal to adopt the Merger Agreement at the time of the Special Meeting (the "Adjournment Proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 29,000 | 0 | 14-Sep-2021 | 14-Sep-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 33,827 | 0 | 14-Sep-2021 | 14-Sep-2021 |
NELES CORPORATION
| Security | X6000X108 | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | Meeting Date | 22-Sep-2021 | |
| ISIN | FI4000440664 | Agenda | 714536630 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | �� | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | |||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | |||||||||
| 3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | |||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | |||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | |||||||||
| 6 | PURSUANT TO THE MERGER PLAN, NELES WOULD BE MERGED INTO VALMET THROUGH AN ABSORPTION MERGER, SO THAT ALL ASSETS AND LIABILITIES OF NELES WOULD BE TRANSFERRED WITHOUT A LIQUIDATION PROCEDURE TO VALMET IN A MANNER DESCRIBED IN MORE DETAIL IN THE MERGER PLAN. THE BOARD OF DIRECTORS OF NELES PROPOSES THAT THE EXTRAORDINARY GENERAL MEETING RESOLVES ON THE MERGER OF NELES INTO VALMET IN ACCORDANCE WITH THE MERGER PLAN AND APPROVES THE MERGER PLAN. THE GENERAL MEETING CAN ONLY APPROVE OR REJECT THE PROPOSED MERGER IN ACCORDANCE WITH THE MERGER PLAN BUT CANNOT ALTER IT. PURSUANT TO THE MERGER PLAN, THE SHAREHOLDERS OF NELES SHALL RECEIVE AS MERGER CONSIDERATION 0.3277 NEW SHARES OF VALMET FOR EACH SHARE THEY HOLD IN NELES (THE MERGER CONSIDERATION). IN CASE THE NUMBER OF SHARES RECEIVED BY A SHAREHOLDER OF NELES AS MERGER CONSIDERATION (PER EACH INDIVIDUAL BOOK-ENTRY ACCOUNT) IS A FRACTIONAL NUMBER, THE FRACTIONS SHALL BE ROUNDED DOWN TO THE NEAREST WHOLE NUMBER. FRACTIONAL ENTITLEMENTS TO NEW SHARES OF VALMET | Management | For | For | For | ||||||
| 7 | BASED ON THE COMBINATION AGREEMENT BETWEEN NELES AND VALMET, NELES MAY AT ANY TIME PRIOR TO THE EXECUTION OF THE MERGER DISTRIBUTE TO ITS SHAREHOLDERS AN EXTRA DISTRIBUTION OF FUNDS IN THE AMOUNT OF UP TO EUR 2.00 PER SHARE EITHER AS DIVIDEND OR RETURN OF EQUITY FROM THE COMPANY'S FUND FOR INVESTED UNRESTRICTED EQUITY OR A COMBINATION OF THE TWO. IN ORDER TO ENABLE THE ABOVE-MENTIONED EXTRA DISTRIBUTION OF FUNDS, THE COMPANY'S BOARD OF DIRECTORS PROPOSES TO THE EXTRAORDINARY GENERAL MEETING THAT THE EXTRAORDINARY GENERAL MEETING WOULD AUTHORIZE THE BOARD OF DIRECTORS TO RESOLVE, BEFORE THE COMPLETION OF THE MERGER, ON A DISTRIBUTION OF FUNDS NOT EXCEEDING EUR 2.00 PER SHARE TO BE PAID EITHER AS DIVIDEND FROM THE COMPANY'S RETAINED EARNINGS OR RETURN OF EQUITY FROM THE COMPANY'S FUND FOR INVESTED UNRESTRICTED EQUITY OR A COMBINATION OF THE TWO.THE AUTHORIZATION WOULD BE IN FORCE UNTIL THE OPENING OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY.THE COMPANY WILL SEPARATELY PUBLISH ITS BOARD OF DIRECTORS' | Management | For | For | For | ||||||
| 8 | CLOSING OF THE MEETING | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 15,045 | 0 | 09-Sep-2021 | 09-Sep-2021 |
CIMAREX ENERGY CO.
| Security | 171798101 | Meeting Type | Special |
| Ticker Symbol | XEC | Meeting Date | 29-Sep-2021 |
| ISIN | US1717981013 | Agenda | 935490603 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of May 23, 2021, as amended on June 29, 2021 (as it may be further amended from time to time, the "merger agreement"), among Cabot Oil & Gas Corporation ("Cabot"), Double C Merger Sub, Inc. ("Merger Sub") and Cimarex Energy Co. ("Cimarex"), providing for the acquisition of Cimarex by Cabot pursuant to a merger between Merger Sub, a wholly owned subsidiary of Cabot, and Cimarex (the "merger"). | Management | For | For | For | ||||||
| 2. | To adopt an amendment to Cimarex's Amended and Restated Certificate of Incorporation relating to Cimarex's 8 1/8% Series A Cumulative Perpetual Convertible Preferred Stock, par value $0.01 per share ("Cimarex preferred stock"), that would give the holders of Cimarex preferred stock the right to vote with the holders of Cimarex common stock as a single class on all matters submitted to a vote of such holders of Cimarex common stock, to become effective no later than immediately prior to consummation of the merger. | Management | For | For | For | ||||||
| 3. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Cimarex's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 26,000 | 0 | 27-Sep-2021 | 27-Sep-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 258 | 0 | 27-Sep-2021 | 27-Sep-2021 |
FIVE9, INC.
| Security | 338307101 | Meeting Type | Special |
| Ticker Symbol | FIVN | Meeting Date | 30-Sep-2021 |
| ISIN | US3383071012 | Agenda | 935491390 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | A proposal to adopt the Agreement and Plan of Merger, dated as of July 16, 2021 (as it may be amended from time to time, the "merger agreement"), among Zoom Video Communications, Inc., Summer Merger Sub, Inc. and Five9, Inc. ("Five9"), and approve the transactions contemplated thereby (the "merger proposal"). | Management | Against | For | Against | ||||||
| 2. | A proposal to approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Five9's named executive officers that is based on or otherwise relates to the merger proposal contemplated by the merger agreement. | Management | Against | For | Against | ||||||
| 3. | A proposal to approve the adjournment of the meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the meeting to approve the merger proposal. | Management | Against | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 22,000 | 0 | 17-Sep-2021 | 17-Sep-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 293 | 0 | 17-Sep-2021 | 17-Sep-2021 |
STAMPS.COM INC.
| Security | 852857200 | Meeting Type | Special |
| Ticker Symbol | STMP | Meeting Date | 30-Sep-2021 |
| ISIN | US8528572006 | Agenda | 935491958 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve and adopt the Agreement and Plan of Merger dated as of July 8, 2021, by and among Stamps.com, Stream Parent, LLC and Stream Merger Sub, Inc., as amended from time to time. | Management | For | For | For | ||||||
| 2. | To approve on an advisory (non-binding) basis, the compensation that may be paid or become payable to Stamps.com's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To approve any proposal to adjourn the Special Meeting from time to time, if necessary or appropriate as determined in the discretion of the Board of Directors or the Chairman of the Board, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 5,700 | 0 | 27-Sep-2021 | 27-Sep-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 507 | 0 | 27-Sep-2021 | 27-Sep-2021 |
WELBILT, INC.
| Security | 949090104 | Meeting Type | Special |
| Ticker Symbol | WBT | Meeting Date | 30-Sep-2021 |
| ISIN | US9490901041 | Agenda | 935493560 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Merger Proposal - To vote on the Agreement and Plan of Merger, dated as of July 14, 2021, by and among Ali Holding S.r.l., Ali Group North America Corporation, Ascend Merger Corp. and Welbilt (the "Merger Proposal"). | Management | For | For | For | ||||||
| 2. | Advisory Compensation Proposal - To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Welbilt's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | Adjournment Proposal - To vote on a proposal to approve the adjournment of the special meeting to solicit additional proxies if a quorum is not present or there are not sufficient votes cast at the special meeting to approve the Merger Proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 100,000 | 0 | 27-Sep-2021 | 27-Sep-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 60,838 | 0 | 27-Sep-2021 | 27-Sep-2021 |
VEONEER, INC.
| Security | 92336X109 | Meeting Type | Special |
| Ticker Symbol | VNE | Meeting Date | 04-Oct-2021 |
| ISIN | US92336X1090 | Agenda | 935495223 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 22, 2021, by and among Veoneer, Inc. ("Veoneer"), Magna International Inc. ("Magna") and 2486345 Delaware Corporation ("Acquisition Sub") (as may be amended from time to time) (the "Veoneer merger proposal") pursuant to which Acquisition Sub will merge with and into Veoneer, with Veoneer surviving the Merger, and becoming an indirect, wholly owned subsidiary of Parent. | Management | Abstain | For | Against | ||||||
| 2. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Veoneer to its named executive officers in connection with the Merger (the "Veoneer compensation proposal"). | Management | Abstain | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 15,800 | 0 | 05-Oct-2021 | |||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 62 | 0 | 05-Oct-2021 |
SANNE GROUP PLC
| Security | G7805V106 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 05-Oct-2021 | |
| ISIN | JE00BVRZ8S85 | Agenda | 714656999 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | |||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT AS DETAILED IN THE SCHEME DOCUMENT DATED 10 SEPTEMBER 2021 | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 30,906 | 0 | 27-Sep-2021 | 27-Sep-2021 |
SANNE GROUP PLC
| Security | G7805V106 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 05-Oct-2021 | |
| ISIN | JE00BVRZ8S85 | Agenda | 714698050 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 635560 DUE TO RECEIPT OF-RESOLUTION 1 AS A SINGLE VOTING ITEM. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU. | Non-Voting | |||||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: (A) TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (B) TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 30,906 | 0 | 27-Sep-2021 | 27-Sep-2021 |
CORNERSTONE ONDEMAND, INC.
| Security | 21925Y103 | Meeting Type | Special |
| Ticker Symbol | CSOD | Meeting Date | 12-Oct-2021 |
| ISIN | US21925Y1038 | Agenda | 935496085 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated August 5, 2021 (such agreement, as it may be amended, modified or supplemented from time to time, the "Merger Agreement"), by and among Cornerstone OnDemand, Inc. ("Cornerstone"), Sunshine Software Holdings, Inc., and Sunshine Software Merger Sub, Inc. | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Cornerstone's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 6,200 | 0 | 07-Oct-2021 | 07-Oct-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 20,098 | 0 | 07-Oct-2021 | 07-Oct-2021 |
COVANTA HOLDING CORPORATION
| Security | 22282E102 | Meeting Type | Special |
| Ticker Symbol | CVA | Meeting Date | 12-Oct-2021 |
| ISIN | US22282E1029 | Agenda | 935493510 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 14, 2021 (as it may be amended, modified or supplemented from time to time, the "merger agreement"), by and among the Company, Covert Intermediate, Inc. and Covert Mergeco, Inc. | Management | For | For | For | ||||||
| 2. | To approve, by a non-binding advisory vote, the compensation that will be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | To adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 77,000 | 0 | 05-Oct-2021 | 05-Oct-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 2,961 | 0 | 05-Oct-2021 | 05-Oct-2021 |
SCORE MEDIA AND GAMING INC.
| Security | 80919D202 | Meeting Type | Special |
| Ticker Symbol | SCR | Meeting Date | 12-Oct-2021 |
| ISIN | CA80919D2023 | Agenda | 935496542 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | The special resolution, the full text of which is set forth in Appendix "B" to the accompanying management information circular (the "Circular") of the Company dated September 10, 2021, to approve a plan of arrangement pursuant to Division 5 of Part 9 of the Business Corporations Act (British Columbia) involving the Company, Penn National Gaming, Inc. and 1317774 B.C. Ltd., all as more particularly described in the Circular. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 11,400 | 0 | 29-Sep-2021 | 29-Sep-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 87 | 0 | 29-Sep-2021 | 29-Sep-2021 |
MEDALLIA, INC.
| Security | 584021109 | Meeting Type | Special |
| Ticker Symbol | MDLA | Meeting Date | 14-Oct-2021 |
| ISIN | US5840211099 | Agenda | 935497126 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated July 25, 2021, between Project Metal Parent, LLC, Project Metal Merger Sub, Inc. and Medallia. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Medallia to its named executive officers in connection with the merger. | Management | For | For | For | ||||||
| 3. | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 11,000 | 0 | 07-Oct-2021 | 07-Oct-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 184 | 0 | 07-Oct-2021 | 07-Oct-2021 |
CROWN RESORTS LTD
| Security | Q3015N108 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 21-Oct-2021 | |
| ISIN | AU000000CWN6 | Agenda | 714669770 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 TO 7 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||
| 2.A | ELECTION OF DIRECTOR - MR. NIGEL MORRISON | Management | For | For | For | ||||||
| 2.B | ELECTION OF DIRECTOR - MR. BRUCE CARTER | Management | For | For | For | ||||||
| 2.C | ELECTION OF DIRECTOR - DR. ZIGGY SWITKOWSKI | Management | For | For | For | ||||||
| 3 | REMUNERATION REPORT | Management | For | For | For | ||||||
| 4 | APPROVAL OF SIGN-ON PERFORMANCE RIGHTS ISSUED TO MR. STEVE MCCANN | Management | For | For | For | ||||||
| 5 | APPROVAL OF POTENTIAL RETIREMENT BENEFITS FOR MR. STEVE MCCANN | Management | For | For | For | ||||||
| 6 | APPROVAL OF INCREASE TO NON- EXECUTIVE DIRECTOR FEE CAP | Management | For | For | For | ||||||
| CMMT | IF YOU INTEND TO VOTE FOR THE REMUNERATION REPORT, THEN YOU SHOULD VOTE-AGAINST THE SPILL RESOLUTION | Non-Voting | |||||||||
| 7 | CONDITIONAL SPILL RESOLUTION: TO CONSIDER, AND IF THOUGHT FIT, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: SUBJECT TO AND CONDITIONAL ON AT LEAST 25% OF THE VOTES CAST ON ITEM 3, BEING CAST AGAINST THE COMPANY'S REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE 2021, TO HOLD AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY (SPILL MEETING) WITHIN 90 DAYS OF THIS RESOLUTION PASSING AT WHICH: (A) ALL OF THE DIRECTORS WHO WERE DIRECTORS OF THE COMPANY WHEN THE RESOLUTION TO MAKE THE DIRECTORS' REPORT FOR THE YEAR ENDED 30 JUNE 2021 WAS PASSED AND WHO REMAIN IN OFFICE AT THE TIME OF THE SPILL MEETING CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND (B) RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO THE VOTE AT THE SPILL MEETING | Management | For | Against | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 33,674 | 0 | 14-Oct-2021 | 14-Oct-2021 |
SANDERSON FARMS, INC.
| Security | 800013104 | Meeting Type | Special |
| Ticker Symbol | SAFM | Meeting Date | 21-Oct-2021 |
| ISIN | US8000131040 | Agenda | 935496566 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to approve the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2021, by and among Sanderson Farms, Inc. (the "Company"), Walnut Sycamore Holdings LLC, Sycamore Merger Sub LLC and, solely for purposes of certain provisions specified therein, Wayne Farms LLC. | Management | For | For | For | ||||||
| 2. | Proposal to approve, on an advisory (non- binding) basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | Proposal to adjourn the special meeting of stockholders of the Company (the "Special Meeting") to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 6,800 | 0 | 14-Oct-2021 | 14-Oct-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 906 | 0 | 14-Oct-2021 | 14-Oct-2021 |
MONMOUTH REAL ESTATE INVESTMENT CORP.
| Security | 609720107 | Meeting Type | Contested-Annual |
| Ticker Symbol | MNR | Meeting Date | 26-Oct-2021 |
| ISIN | US6097201072 | Agenda | 935463240 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Craig M. Hatkoff | For | For | For | ||||||||
| 2 | Jennifer M. Hill | For | For | For | ||||||||
| 3 | Allison Nagelberg | For | For | For | ||||||||
| 4 | Todd S. Schuster | For | For | For | ||||||||
| 2. | Company's Proposal: To ratify the appointment of PKF O'Connor Davies, LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | For | |||||||
| 3. | Company's Proposal: To vote, on an advisory basis, on the approval of the compensation of the Company's executive officers for the fiscal year ended September 30, 2020, as we anticipate will be described in the Company's proxy statement. | Management | Against | Against | For | |||||||
| 4. | Blackwells' Proposal: To adopt a non- binding, advisory resolution requesting that the Board take all necessary steps to declassify the Board such that directors are elected to the Board on an annual basis starting at the next annual meeting of stockholders. | Management | For | For | For | |||||||
| 5. | Blackwells' Proposal: To adopt a non- binding, advisory resolution requesting that the Board promptly designate a Strategic Review Committee of the Board, fully comprised of independent directors, to conduct a strategic review process to pursue possible extraordinary transactions. | Management | For | For | For | |||||||
| 6. | Blackwells' Proposal: To adopt a non- binding, advisory resolution requesting that any executive officer of the Company who also sits on the Board be prohibited from receiving any fees related to his or her service as a director. | Management | For | For | For | |||||||
| 7. | Blackwells' Proposal: To adopt a non- binding, advisory resolution requesting that the Company orderly sell any and all of its owned marketable securities of UMH Properties, Inc. ("UMH") during the six months following the Annual Meeting and refrain from acquiring further investments in securities of UMH until, at least, none of the Company's directors concurrently serve on UMH's board of directors. | Management | For | For | For | |||||||
| 8. | Blackwells' Proposal: To adopt a non- binding, advisory resolution requesting that the Board amend Article III, Section I of the Bylaws, by appending a new final sentence that reads "No person shall be nominated or elected as a director of the Corporation if a member of the person's immediate family is concurrently serving as an executive officer or director of the Corporation". | Management | For | For | For | |||||||
| 9. | Blackwells' Proposal: To adopt a non- binding, advisory resolution requesting that the Board adopt an anti-pledging policy. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 104,731 | 0 | 06-Aug-2021 | 06-Aug-2021 |
TRILLIUM THERAPEUTICS INC.
| Security | 89620X506 | Meeting Type | Special |
| Ticker Symbol | TRIL | Meeting Date | 26-Oct-2021 |
| ISIN | CA89620X5064 | Agenda | 935501723 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | To consider and, if deemed advisable, pass, with or without variation, a special resolution, the full text of which is set forth in Appendix B to the accompanying Management Information Circular and Proxy Statement of Trillium dated September 27, 2021 (the "Information Circular"), approving a statutory arrangement (the "Arrangement") under Division 5 of Part 9 of the Business Corporations Act (British Columbia) involving Trillium, all as more particularly described in the Information Circular. | Management | For | For | For | ||||||
| 2 | To consider and, if deemed advisable, pass an advisory (non- binding) resolution on specified compensation that may become payable to the named executive officers of Trillium in connection with the Arrangement, all as more particularly described in the Information Circular. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 22,000 | 0 | 14-Oct-2021 | 14-Oct-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 111 | 0 | 14-Oct-2021 | 14-Oct-2021 |
KALEYRA, INC.
| Security | 483379103 | Meeting Type | Annual |
| Ticker Symbol | KLR | Meeting Date | 28-Oct-2021 |
| ISIN | US4833791035 | Agenda | 935503169 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Matteo Lodrini | For | For | For | ||||||||
| 2 | Neil Miotto | For | For | For | ||||||||
| 2. | An advisory vote regarding the approval of compensation paid to our named executive officers. | Management | For | For | For | |||||||
| 3. | Ratification of independent registered public accounting firm. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 22,292 | 0 | 26-Oct-2021 | 26-Oct-2021 |
INOVALON HOLDINGS INC.
| Security | 45781D101 | Meeting Type | Special |
| Ticker Symbol | INOV | Meeting Date | 16-Nov-2021 |
| ISIN | US45781D1019 | Agenda | 935510291 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of August 19, 2021 (the "Merger Agreement") by and among Inovalon Holdings, Inc. (the "Company"), Ocala Bidco, Inc., and Ocala Merger Sub, Inc. ("Merger Sub") pursuant to which Merger Sub will merge with and into the Company (the "Merger"). | Management | Against | For | Against | ||||||
| 2. | To approve, by a non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | Against | For | Against | ||||||
| 3. | To approve one or more adjournments of the Special Meeting if there are insufficient votes at the time of the Special Meeting to approve and adopt the Merger Agreement. | Management | Against | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 37,435 | 0 | 11-Nov-2021 | 11-Nov-2021 |
INOVALON HOLDINGS INC.
| Security | 45781D101 | Meeting Type | Special |
| Ticker Symbol | INOV | Meeting Date | 16-Nov-2021 |
| ISIN | US45781D1019 | Agenda | 935513160 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of August 19, 2021 (the "Merger Agreement") by and among Inovalon Holdings, Inc. (the "Company"), Ocala Bidco, Inc., and Ocala Merger Sub, Inc. ("Merger Sub") pursuant to which Merger Sub will merge with and into the Company (the "Merger"). | Management | Against | For | Against | ||||||
| 2. | To approve, by a non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | Against | For | Against | ||||||
| 3. | To approve one or more adjournments of the Special Meeting if there are insufficient votes at the time of the Special Meeting to approve and adopt the Merger Agreement. | Management | Against | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 37,435 | 0 | 11-Nov-2021 | 11-Nov-2021 |
AVAST PLC
| Security | G0713S109 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 18-Nov-2021 | |
| ISIN | GB00BDD85M81 | Agenda | 714852298 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | |||||||||
| CMMT | 01 NOV 2021: PLEASE NOTE THAT DUE TO COVID-19 PANDEMIC, SHAREHOLDERS'-PHYSICAL ATTENDANCE MAY NOT BE POSSIBLE AT THE MEETING. ELECTRONIC AND PROXY-VOTING ARE ENCOURAGED. THANK YOU | Non-Voting | |||||||||
| CMMT | 01 NOV 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 50,294 | 0 | 09-Nov-2021 | 09-Nov-2021 |
AVAST PLC
| Security | G0713S109 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 18-Nov-2021 | |
| ISIN | GB00BDD85M81 | Agenda | 714879686 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | A. FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 28 OCTOBER 2021 (THE "SCHEME") BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN HEREOF, IN ITS ORIGINAL FORM IN THE DOCUMENT SENT TO SHAREHOLDERS OF THE COMPANY DATED 28 OCTOBER 2021 OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION AGREED BETWEEN THE COMPANY, NORTONLIFELOCK INC. (''NORTONLIFELOCK") AND NITRO BIDCO LIMITED ("BIDCO"), A WHOLLY OWNED SUBSIDIARY OF NORTONLIFELOCK AND APPROVED OR IMPOSED BY THE HIGH COURT OF JUSTICE IN ENGLAND AND WALES (THE "COURT"), THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AND ARE HEREBY AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; B. WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AND HEREBY ARE AMENDED BY THE ADOPTION AND INCLUSION OF NEW ARTICLE 160; AND C. SUBJECT TO AND CONDITIONAL UPON THE SCHEME BECOMING EFFECTIVE, PURSUANT TO SECTION 97 OF THE COMPANIES ACT 2006, THE COMPANY BE RE- REGISTERED AS A PRIVATE LIMITED COMPANY WITH THE NAME "AVAST LIMITED", TO TAKE EFFECT FOLLOWING APPROVAL BY THE REGISTRAR OF COMPANIES | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT DUE TO COVID-19 PANDEMIC, SHAREHOLDERS' PHYSICAL ATTENDANCE-MAY NOT BE POSSIBLE AT THE MEETING. ELECTRONIC AND PROXY VOTING ARE-ENCOURAGED. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 50,294 | 0 | 09-Nov-2021 | 09-Nov-2021 |
ECHO GLOBAL LOGISTICS, INC.
| Security | 27875T101 | Meeting Type | Special |
| Ticker Symbol | ECHO | Meeting Date | 19-Nov-2021 |
| ISIN | US27875T1016 | Agenda | 935512447 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to approve the Agreement and Plan of Merger, dated as of September 9, 2021 (the "merger agreement"), by and among Einstein MidCo, LLC, Einstein Merger Sub, Inc. ("Merger Sub") and Echo Global Logistics (the "Company"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger. | Management | For | For | For | ||||||
| 2. | Proposal to approve, on an advisory (non- binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. | Management | For | For | For | ||||||
| 3. | Proposal to approve one or more adjournments of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement of the Special Meeting to approve the proposal to approve the merger agreement or in the absence of a quorum. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 35,115 | 0 | 16-Nov-2021 | 16-Nov-2021 |
DSP GROUP, INC.
| Security | 23332B106 | Meeting Type | Special |
| Ticker Symbol | DSPG | Meeting Date | 29-Nov-2021 |
| ISIN | US23332B1061 | Agenda | 935513627 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to adopt and approve the agreement and plan of merger, dated as of August 30, 2021, with Synaptics Incorporated, a Delaware corporation, and Osprey Merger Sub, Inc., a wholly- owned subsidiary of Synaptics ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Synaptics. The adoption of the merger agreement will also constitute approval of the merger and the other transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | Proposal to adjourn or postpone the special meeting, if necessary or appropriate, to permit further solicitation of proxies in the event there are insufficient number of votes at the time of the special meeting to adopt the merger agreement proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 70,633 | 0 | 19-Nov-2021 | 19-Nov-2021 |
TEEKAY LNG PARTNERS L.P.
| Security | Y8564M105 | Meeting Type | Special |
| Ticker Symbol | TGP | Meeting Date | 01-Dec-2021 |
| ISIN | MHY8564M1057 | Agenda | 935516902 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | The approval of the Merger Agreement and the Merger. | Management | For | For | For | ||||||
| 2. | The adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Agreement and the Merger at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 39,712 | 0 | 24-Nov-2021 | 24-Nov-2021 |
COLUMBIA PROPERTY TRUST, INC
| Security | 198287203 | Meeting Type | Special |
| Ticker Symbol | CXP | Meeting Date | 02-Dec-2021 |
| ISIN | US1982872038 | Agenda | 935514085 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To consider and vote on a proposal to approve the merger (the "merger") of Panther Merger Parent, Inc. ("Parent") with and into Columbia Property Trust, Inc. ("Columbia") pursuant to the Agreement and Plan of Merger, dated as of September 7, 2021 and as it may be amended from time to time, among Columbia, Columbia Property Trust Operating Partnership, L.P., Parent and Panther Merger Sub, LLC. | Management | For | For | For | ||||||
| 2. | To consider and vote on a proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | To consider and vote on a proposal to approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 38,000 | 0 | 24-Nov-2021 | 24-Nov-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 64,222 | 0 | 24-Nov-2021 | 24-Nov-2021 |
HILL-ROM HOLDINGS, INC.
| Security | 431475102 | Meeting Type | Special |
| Ticker Symbol | HRC | Meeting Date | 02-Dec-2021 |
| ISIN | US4314751029 | Agenda | 935513108 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the Agreement and Plan of Merger, dated as of September 1, 2021, by and among Hill-Rom Holdings, Inc. ("Hillrom"), Baxter International Inc. ("Baxter"), and Bel Air Subsidiary, Inc., a direct wholly owned subsidiary of Baxter ("Merger Sub"), as it may be amended from time to time (the "merger agreement"), pursuant to which Merger Sub will be merged with and into Hillrom, with Hillrom surviving the merger as a wholly owned subsidiary of Baxter (the "merger"). | Management | For | For | For | ||||||
| 2. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement if there are not sufficient votes at the time of such adjournment to approve the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Hillrom's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 8,000 | 0 | 24-Nov-2021 | 24-Nov-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 16,726 | 0 | 24-Nov-2021 | 24-Nov-2021 |
RECTICEL SA
| Security | B70161102 | Meeting Type | Special General Meeting |
| Ticker Symbol | Meeting Date | 06-Dec-2021 | |
| ISIN | BE0003656676 | Agenda | 714889207 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE-VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | |||||||||
| 1 | APPROVAL OF THE PROPOSED SALE OF THE ENGINEERED FOAM'S DIVISION IN ACCORDANCE WITH ARTICLE 7:152 OF THE CODE OF COMPANIES AND ASSOCIATIONS | Management | For | For | For | ||||||
| 2 | POWERS | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 9,878 | 0 | 19-Nov-2021 | 19-Nov-2021 | |||||||||
| WIX2 | WIX2 | STATE STREET BANK | 26,535 | 0 | 19-Nov-2021 | 19-Nov-2021 |
BLUE PRISM GROUP PLC
| Security | G1193C101 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 09-Dec-2021 | |
| ISIN | GB00BYQ0HV16 | Agenda | 714945360 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | Abstain | For | Against | ||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 652584 DUE TO MEETING-POSTPONED FROM 19 NOV 2021 TO 09 DEC 2021. ALL VOTES RECEIVED ON THE PREVIOUS- MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 86,169 | 0 | 06-Dec-2021 | 06-Dec-2021 |
BLUE PRISM GROUP PLC
| Security | G1193C101 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 09-Dec-2021 | |
| ISIN | GB00BYQ0HV16 | Agenda | 714945372 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 651282 DUE TO MEETING-POSTPONED FROM 19 NOV 2021 TO 09 DEC 2021. ALL VOTES RECEIVED ON THE PREVIOUS- MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT DUE TO COVID-19 PANDEMIC, SHAREHOLDERS' PHYSICAL ATTENDANCE-MAY NOT BE POSSIBLE AT THE MEETING. ELECTRONIC AND PROXY VOTING ARE-ENCOURAGED. THANK YOU | Non-Voting | |||||||||
| 1 | APPROVE MATTERS RELATING TO THE RECOMMENDED CASH ACQUISITION OF BLUE PRISM GROUP PLC BY BALI BIDCO LIMITED | Management | Abstain | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 86,169 | 0 | 06-Dec-2021 | 06-Dec-2021 |
KRATON CORPORATION
| Security | 50077C106 | Meeting Type | Special |
| Ticker Symbol | KRA | Meeting Date | 09-Dec-2021 |
| ISIN | US50077C1062 | Agenda | 935519035 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Merger Proposal: To approve and adopt the Agreement and Plan of Merger, dated as of September 27, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and between DL Chemical Co., Ltd. ("Parent"), DLC US Holdings, Inc., DLC US, Inc. ("Merger Subsidiary") and Kraton, under which Merger Subsidiary will merge with and into Kraton with Kraton surviving the merger as an indirect, wholly-owned, subsidiary of Parent (the "Merger"). | Management | For | For | For | ||||||
| 2. | Advisory Compensation Proposal: To approve, by a non-binding, advisory vote, the compensation arrangements that will or may become payable to Kraton's named executive officers in connection with the Merger. | Management | For | For | For | ||||||
| 3. | Adjournment Proposal: To approve the adjournment of the Special Meeting from time to time, if necessary or appropriate, including to solicit additional proxies to vote in favor of the proposal to adopt the Merger Agreement, in the event that there are insufficient votes at the time of the Special Meeting to establish a quorum or adopt the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 21,400 | 0 | 06-Dec-2021 | 06-Dec-2021 |
GREENSKY, INC.
| Security | 39572G100 | Meeting Type | Special |
| Ticker Symbol | GSKY | Meeting Date | 10-Dec-2021 |
| ISIN | US39572G1004 | Agenda | 935520622 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adopt the Agreement and Plan of Merger, dated as of September 14, 2021 by and among The Goldman Sachs Group, Inc., a Delaware corporation, Goldman Sachs Bank USA, a bank organized under the laws of the State of New York, Glacier Merger Sub 1, LLC, a Delaware limited liability company and wholly owned subsidiary of GS Bank ("Merger Sub 1"), Glacier Merger Sub 2, LLC, a Georgia limited liability company and wholly owned subsidiary of GS Bank, GreenSky, Inc., a Delaware corporation, and GreenSky Holdings, LLC. | Management | For | For | For | ||||||
| 2. | Approve, by advisory (nonbinding) vote, the compensation that may be paid or become payable to the named executive officers of GreenSky in connection with the consummation of the mergers. | Management | For | For | For | ||||||
| 3. | Approve the adjournment of the Special Meeting of Stockholders from time to time, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of such adjournment to approve such proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 25,000 | 0 | 06-Dec-2021 | 06-Dec-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 103,417 | 0 | 06-Dec-2021 | 06-Dec-2021 |
KANSAS CITY SOUTHERN
| Security | 485170302 | Meeting Type | Special |
| Ticker Symbol | KSU | Meeting Date | 10-Dec-2021 |
| ISIN | US4851703029 | Agenda | 935517726 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of September 15, 2021 (as it may be amended from time to time, the "merger agreement") by and among Kansas City Southern ("KCS"), Canadian Pacific Railway Limited ("CPRL"), Cygnus Merger Sub 1 Corporation, a wholly owned subsidiary of CPRL, and Cygnus Merger Sub 2 Corporation, a wholly owned subsidiary of Cygnus Merger Sub 1 Corporation (the "merger proposal"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to KCS's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the KCS special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the KCS special meeting to approve the merger proposal or to ensure that any supplement or amendment to the proxy statement/prospectus is timely provided to KCS stockholders. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 13,500 | 0 | 07-Dec-2021 | 07-Dec-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 16,636 | 0 | 07-Dec-2021 | 07-Dec-2021 |
MONMOUTH REAL ESTATE INVESTMENT CORP.
| Security | 609720107 | Meeting Type | Annual |
| Ticker Symbol | MNR | Meeting Date | 16-Dec-2021 |
| ISIN | US6097201072 | Agenda | 935523440 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Catherine B. Elflein | For | For | For | ||||||||
| 2 | Eugene W. Landy | For | For | For | ||||||||
| 3 | Michael P. Landy | For | For | For | ||||||||
| 4 | Samuel A. Landy | For | For | For | ||||||||
| 2. | Ratification of the appointment of PKF O'Connor Davies, LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | For | For | For | |||||||
| 3. | An advisory resolution for the executive compensation of the Company's named executive officers for the fiscal year ended September 30, 2021 as more fully described in the proxy statement. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 153,905 | 0 | 14-Dec-2021 | 14-Dec-2021 |
VEONEER, INC.
| Security | 92336X109 | Meeting Type | Special |
| Ticker Symbol | VNE | Meeting Date | 16-Dec-2021 |
| ISIN | US92336X1090 | Agenda | 935523806 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of October 4, 2021, by and among Veoneer, Inc. ("Veoneer"), QUALCOMM Incorporated, SSW HoldCo LP ("SSW") and SSW Merger Sub Corp ("Merger Sub") (as may be amended from time to time) (the "Veoneer merger proposal") pursuant to which Merger Sub will merge with and into Veoneer (the "Merger"), with Veoneer surviving the Merger, and becoming a direct, wholly owned subsidiary of SSW. | Management | For | For | For | ||||||
| 2. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Veoneer to its named executive officers in connection with the Merger (the "Veoneer compensation proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 39,000 | 0 | 14-Dec-2021 | 14-Dec-2021 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 2 | 0 | 14-Dec-2021 | 14-Dec-2021 |
COMINAR REAL ESTATE INVESTMENT TRUST
| Security | 199910100 | Meeting Type | Special |
| Ticker Symbol | CMLEF | Meeting Date | 21-Dec-2021 |
| ISIN | CA1999101001 | Agenda | 935529151 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | To consider and, if thought advisable, to pass, with or without variation, a special resolution to approve a proposed plan of arrangement involving, among others, Cominar Real Estate Investment Trust and its subsidiary 13217396 Canada Inc., on the first part, Iris Acquisition II LP, an entity created by a consortium led by an affiliate of Canderel Management Inc., a leading Canadian developer and manager, and including FrontFour Capital Group LLC, Artis Real Estate Investment Trust and partnerships managed by the Sandpiper Group, on the second part, and affiliates of Mach Capital Inc. and Blackstone Real Estate Services L.L.C., on the third part, pursuant to Section 192 of the Canada Business Corporations Act. The full text of such special resolution is set forth in Appendix B to the accompanying management information circular of Cominar Real Estate Investment Trust dated November 19, 2021. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2SSTA 01 OM | ARBITRAGE EVENT- DRIVEN FUND | WIX2SSTA 01 OM | STATE STREET TRUST | 81,445 | 0 | 14-Dec-2021 | 14-Dec-2021 |
RECTICEL SA
| Security | B70161102 | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | Meeting Date | 24-Dec-2021 | |
| ISIN | BE0003656676 | Agenda | 714948570 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE-VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | |||||||||
| 1 | APPROVAL OF THE PROPOSED SALE OF THE BEDDING BUSINESS IN ACCORDANCE WITH ARTICLE 7:152 OF THE BELGIAN CODE FOR COMPANIES AND ASSOCIATIONS, TO THE EXTENT SUCH SHAREHOLDERS' APPROVAL IS REQUIRED AT THAT TIME | Management | For | For | For | ||||||
| 2 | POWERS PROPOSED RESOLUTION: THE SHAREHOLDERS GRANT THE POWER TO THE BOARD OF DIRECTORS TO NEGOTIATE, AGREE AND EXECUTE THE SHARE PURCHASE AGREEMENT AND ANY OTHER RELATED TRANSACTION AGREEMENTS, DETERMINE THE FINAL EQUITY PURCHASE PRICE BASED ON THE NET FINANCIAL DEBT AND THE WORKING CAPITAL POSITION AND ANY OTHER TERMS AND CONDITIONS FOR THE SALE, AND TO SIGN ANY FURTHER DOCUMENTS AND PERFORM ANY FURTHER ACTS THAT ARE REQUIRED FOR THE IMPLEMENTATION OF THE PROPOSED SALE, INCLUDING THE CARVE-OUT OF THE BEDDING BUSINESS | Management | For | For | For | ||||||
| CMMT | 13 DEC 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM SGM TO EGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 9,878 | 0 | 09-Dec-2021 | 09-Dec-2021 | |||||||||
| WIX2 | WIX2 | STATE STREET BANK | 12,723 | 0 | 09-Dec-2021 | 09-Dec-2021 |
BLUE PRISM GROUP PLC
| Security | G1193C101 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 13-Jan-2022 | |
| ISIN | GB00BYQ0HV16 | Agenda | 714986215 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO VOTE FOR OR AGAINST THE SCHEME | Management | For | For | For | ||||||
| CMMT | 20 DEC 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | |||||||||
| CMMT | 20 DEC 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 104,965 | 0 | 03-Jan-2022 | 03-Jan-2022 |
BLUE PRISM GROUP PLC
| Security | G1193C101 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 13-Jan-2022 | |
| ISIN | GB00BYQ0HV16 | Agenda | 714986708 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY ACTION TO GIVE EFFECT TO THE SCHEME, AMEND THE ARTICLES OF ASSOCIATION AND RE- REGISTER THE COMPANY AS A PLC | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 104,965 | 0 | 03-Jan-2022 | 03-Jan-2022 |
CASPER SLEEP INC.
| Security | 147626105 | Meeting Type | Special |
| Ticker Symbol | CSPR | Meeting Date | 19-Jan-2022 |
| ISIN | US1476261052 | Agenda | 935536497 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of November 14, 2021 (the "Merger Agreement"), by and among Marlin Parent, Inc., Marlin Merger Sub, Inc., and Casper Sleep Inc. | Management | For | For | For | ||||||
| 2. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve and adopt the Merger Agreement if there are not sufficient votes at the time of such adjournment to approve and adopt the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 99,000 | 0 | 14-Jan-2022 | 14-Jan-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 776 | 0 | 14-Jan-2022 | 14-Jan-2022 |
VIVO ENERGY PLC
| Security | G9375M102 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 20-Jan-2022 | |
| ISIN | GB00BDGT2M75 | Agenda | 714986823 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE NOTICE OF GENERAL MEETING | Management | For | For | For | ||||||
| CMMT | 20 DEC 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 407,212 | 0 | 11-Jan-2022 | 11-Jan-2022 |
VIVO ENERGY PLC
| Security | G9375M102 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 20-Jan-2022 | |
| ISIN | GB00BDGT2M75 | Agenda | 714989300 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 407,212 | 0 | 11-Jan-2022 | 11-Jan-2022 |
ROGERS CORPORATION
| Security | 775133101 | Meeting Type | Special |
| Ticker Symbol | ROG | Meeting Date | 25-Jan-2022 |
| ISIN | US7751331015 | Agenda | 935538287 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the Agreement and Plan of Merger, dated as of November 1, 2021 (as it may be amended from time to time, the "Merger Agreement"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding advisory basis, the "golden parachute" compensation that may be payable to our named executive officers in connection with the merger. | Management | For | For | For | ||||||
| 3. | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 12,000 | 0 | 20-Jan-2022 | 20-Jan-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 5,799 | 0 | 20-Jan-2022 | 20-Jan-2022 |
CYRUSONE INC.
| Security | 23283R100 | Meeting Type | Special |
| Ticker Symbol | CONE | Meeting Date | 01-Feb-2022 |
| ISIN | US23283R1005 | Agenda | 935540890 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger (the "merger") of Cavalry Merger Sub LLC, a wholly owned subsidiary of Parent ("Merger Sub"), with and into CyrusOne Inc. (the "Company"), with the Company surviving the merger, in accordance with the terms of the Agreement and Plan of Merger, dated as of November 14, 2021 (the "merger agreement"), by and among Cavalry Parent L.P. ("Parent"), Merger Sub and the Company, the merger agreement and the other transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 2. | To approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the Company's named executive officers in connection with the consummation of the merger. | Management | For | For | For | ||||||
| 3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are insufficient votes at the special meeting to approve Proposal 1. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 35,000 | 0 | 27-Jan-2022 | 27-Jan-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 14,663 | 0 | 27-Jan-2022 | 27-Jan-2022 |
NEOPHOTONICS CORPORATION
| Security | 64051T100 | Meeting Type | Special |
| Ticker Symbol | NPTN | Meeting Date | 01-Feb-2022 |
| ISIN | US64051T1007 | Agenda | 935539556 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated November 3, 2021 (such agreement, as it may be amended, modified or supplemented from time to time, the "Merger Agreement") by and among NeoPhotonics Corporation ("NeoPhotonics"), Lumentum Holdings Inc. and Neptune Merger Sub, Inc. | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to NeoPhotonics' named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 85,994 | 0 | 27-Jan-2022 | 27-Jan-2022 |
ARENA PHARMACEUTICALS, INC.
| Security | 040047607 | Meeting Type | Special |
| Ticker Symbol | ARNA | Meeting Date | 02-Feb-2022 |
| ISIN | US0400476075 | Agenda | 935540888 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated December 12, 2021 (the "Merger Agreement"), by and among Arena Pharmaceuticals, Inc. ("Arena"), Pfizer Inc., and Antioch Merger Sub, Inc. | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Arena's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 7,000 | 0 | 27-Jan-2022 | 27-Jan-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 101 | 0 | 27-Jan-2022 | 27-Jan-2022 |
SYDNEY AIRPORT
| Security | Q8808P103 | Meeting Type | Scheme Meeting |
| Ticker Symbol | Meeting Date | 03-Feb-2022 | |
| ISIN | AU000000SYD9 | Agenda | 714988891 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT BELOW RESOLUTION 1 IS FOR SAL (SYDNEY AIRPORT LIMITED) | Non-Voting | |||||||||
| 1 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: THAT SUBJECT TO AND CONDITIONAL ON: A) SYDNEY AIRPORT SECURITYHOLDERS PASSING EACH OTHER SCHEME RESOLUTION (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE); AND B) THE SUPREME COURT OF NEW SOUTH WALES CONFIRMING THAT TTCSAL WOULD BE JUSTIFIED IN ACTING ON THE TRUST SCHEME RESOLUTIONS (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) AND IN DOING ALL THINGS AND TAKING ALL STEPS NECESSARY TO PUT THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) INTO EFFECT, THAT PURSUANT TO AND IN ACCORDANCE WITH SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH): C) THE COMPANY SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE), THE TERMS OF WHICH ARE CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET (OF WHICH THIS NOTICE FORMS PART) IS AGREED TO (WITH OR WITHOUT ANY MODIFICATIONS OR CONDITIONS AS APPROVED BY THE COURT); AND D) THE DIRECTORS OF SAL ARE AUTHORISED, SUBJECT TO THE TERMS OF THE SCHEME IMPLEMENTATION DEED: I) TO AGREE TO SUCH MODIFICATIONS OR CONDITIONS AS ARE THOUGHT FIT BY THE COURT, AND II) SUBJECT TO APPROVAL OF THE COMPANY SCHEME BY THE COURT, TO IMPLEMENT THE SCHEME WITH ANY SUCH MODIFICATIONS OR CONDITIONS | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT BELOW RESOLUTION 1 AND 2 ARE FOR HOLDERS OF SAT1 UNITS | Non-Voting | |||||||||
| 1 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: THAT SUBJECT TO AND CONDITIONAL ON: A) SYDNEY AIRPORT SECURITYHOLDERS PASSING EACH OTHER SCHEME RESOLUTION (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE); AND B) THE SUPREME COURT OF NEW SOUTH WALES CONFIRMING THAT TTCSAL WOULD BE JUSTIFIED IN ACTING ON THE TRUST SCHEME RESOLUTIONS (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) AND IN DOING ALL THINGS AND TAKING ALL STEPS NECESSARY TO PUT THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) INTO EFFECT, FOR THE PURPOSES OF SECTION 601 GC(1)(A) OF THE CORPORATIONS ACT 2001 (CTH) AND FOR ALL OTHER PURPOSES, THE SAT1 TRUST CONSTITUTION IS AMENDED IN ACCORDANCE WITH THE PROVISIONS OF THE SUPPLEMENTAL DEED POLL IN THE FORM TABLED AT THE MEETING AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSES OF IDENTIFICATION (THE SAT1 TRUST SUPPLEMENTAL DEED), AND TTCSAL AS RESPONSIBLE ENTITY OF SAT1 IS AUTHORISED TO EXECUTE AND LODGE THE SAT1 TRUST SUPPLEMENTAL DEED WITH THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION | Management | For | For | For | ||||||
| 2 | TO CONSIDER, AND IF THOUGHT FIT, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: THAT SUBJECT TO AND CONDITIONAL ON: A) SYDNEY AIRPORT SECURITYHOLDERS PASSING EACH OTHER SCHEME RESOLUTION (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE); AND B) THE SUPREME COURT OF NEW SOUTH WALES CONFIRMING THAT TTCSAL WOULD BE JUSTIFIED IN ACTING ON THE TRUST SCHEME RESOLUTIONS (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) AND IN DOING ALL THINGS AND TAKING ALL STEPS NECESSARY TO PUT THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) INTO EFFECT, THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) BE APPROVED AND, IN PARTICULAR, THE ACQUISITION BY SYDNEY AVIATION ALLIANCE PTY LTD OF A RELEVANT INTEREST IN ALL THE SAT1 UNITS EXISTING AS AT THE RECORD DATE PURSUANT TO THE TRUST SCHEME BE APPROVED FOR ALL PURPOSES INCLUDING FOR THE PURPOSES OF ITEM 7 SECTION 611 OF THE CORPORATIONS ACT 2001 (CTH), AND TTCSAL AS THE RESPONSIBLE ENTITY OF SAT1 BE AUTHORISED TO DO ALL THINGS WHICH IT CONSIDERS NECESSARY, DESIRABLE OR REASONABLY INCIDENTAL TO GIVE EFFECT TO THE TRUST SCHEME | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 335,297 | 0 | 26-Jan-2022 | 26-Jan-2022 |
SYDNEY AIRPORT
| Security | Q8808P103 | Meeting Type | Scheme Meeting |
| Ticker Symbol | Meeting Date | 03-Feb-2022 | |
| ISIN | AU000000SYD9 | Agenda | 715102252 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT BELOW RESOLUTION 1 IS FOR SAL (SYDNEY AIRPORT LIMITED) | Non-Voting | |||||||||
| 1 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: THAT SUBJECT TO AND CONDITIONAL ON: A) SYDNEY AIRPORT SECURITYHOLDERS PASSING EACH OTHER SCHEME RESOLUTION (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE); AND B) THE SUPREME COURT OF NEW SOUTH WALES CONFIRMING THAT TTCSAL WOULD BE JUSTIFIED IN ACTING ON THE TRUST SCHEME RESOLUTIONS (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) AND IN DOING ALL THINGS AND TAKING ALL STEPS NECESSARY TO PUT THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) INTO EFFECT, THAT PURSUANT TO AND IN ACCORDANCE WITH SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH): C) THE COMPANY SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE), THE TERMS OF WHICH ARE CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET (OF WHICH THIS NOTICE FORMS PART) IS AGREED TO (WITH OR WITHOUT ANY MODIFICATIONS OR CONDITIONS AS APPROVED BY THE COURT); AND D) THE DIRECTORS OF SAL ARE AUTHORISED, SUBJECT TO THE TERMS OF THE SCHEME IMPLEMENTATION DEED: I) TO AGREE TO SUCH MODIFICATIONS OR CONDITIONS AS ARE THOUGHT FIT BY THE COURT, AND II) SUBJECT TO APPROVAL OF THE COMPANY SCHEME BY THE COURT, TO IMPLEMENT THE SCHEME WITH ANY SUCH MODIFICATIONS OR CONDITIONS | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT BELOW RESOLUTION 1 AND 2 ARE FOR HOLDERS OF SAT1 UNITS | Non-Voting | |||||||||
| 1 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: THAT SUBJECT TO AND CONDITIONAL ON: A) SYDNEY AIRPORT SECURITYHOLDERS PASSING EACH OTHER SCHEME RESOLUTION (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE); AND B) THE SUPREME COURT OF NEW SOUTH WALES CONFIRMING THAT TTCSAL WOULD BE JUSTIFIED IN ACTING ON THE TRUST SCHEME RESOLUTIONS (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) AND IN DOING ALL THINGS AND TAKING ALL STEPS NECESSARY TO PUT THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) INTO EFFECT, FOR THE PURPOSES OF SECTION 601GC(1)(A) OF THE CORPORATIONS ACT 2001 (CTH) AND FOR ALL OTHER PURPOSES, THE SAT1 TRUST CONSTITUTION IS AMENDED IN ACCORDANCE WITH THE PROVISIONS OF THE SUPPLEMENTAL DEED POLL IN THE FORM TABLED AT THE MEETING AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSES OF IDENTIFICATION (THE SAT1 TRUST SUPPLEMENTAL DEED), AND TTCSAL AS RESPONSIBLE ENTITY OF SAT1 IS AUTHORISED TO EXECUTE AND LODGE THE SAT1 TRUST SUPPLEMENTAL DEED WITH THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION | Management | For | For | For | ||||||
| 2 | TO CONSIDER, AND IF THOUGHT FIT, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: THAT SUBJECT TO AND CONDITIONAL ON: A) SYDNEY AIRPORT SECURITYHOLDERS PASSING EACH OTHER SCHEME RESOLUTION (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE); AND B) THE SUPREME COURT OF NEW SOUTH WALES CONFIRMING THAT TTCSAL WOULD BE JUSTIFIED IN ACTING ON THE TRUST SCHEME RESOLUTIONS (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) AND IN DOING ALL THINGS AND TAKING ALL STEPS NECESSARY TO PUT THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) INTO EFFECT, THE TRUST SCHEME (AS DEFINED IN THE SCHEME BOOKLET INCORPORATING THIS NOTICE) BE APPROVED AND, IN PARTICULAR, THE ACQUISITION BY SYDNEY AVIATION ALLIANCE PTY LTD OF A RELEVANT INTEREST IN ALL THE SAT1 UNITS EXISTING AS AT THE RECORD DATE PURSUANT TO THE TRUST SCHEME BE APPROVED FOR ALL PURPOSES INCLUDING FOR THE PURPOSES OF ITEM 7 SECTION 611 OF THE CORPORATIONS ACT 2001 (CTH), AND TTCSAL AS THE RESPONSIBLE ENTITY OF SAT1 BE AUTHORISED TO DO ALL THINGS WHICH IT CONSIDERS NECESSARY, DESIRABLE OR REASONABLY INCIDENTAL TO GIVE EFFECT TO THE TRUST SCHEME | Management | For | For | For | ||||||
| CMMT | PLEASE NOTE THAT THIS EVENT IS RELATED WITH UNISUPER SCHEME MEETING. THANK-YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 335,297 | 0 | 26-Jan-2022 | 26-Jan-2022 |
CLINIGEN GROUP PLC
| Security | G2R22L107 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 08-Feb-2022 | |
| ISIN | GB00B89J2419 | Agenda | 714989603 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: (A) TO AUTHORISE THE CLINIGEN DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; (B) TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE NOTICE OF GENERAL MEETING AT PART XI OF THE SCHEME DOCUMENT; AND (C) SUBJECT TO AND CONDITIONAL UPON THE SCHEME BECOMING EFFECTIVE, TO RE- REGISTER THE COMPANY AS A PRIVATE LIMITED COMPANY WITH THE NAME "CLINIGEN LIMITED" WITH EFFECT FROM THE DATE APPROVED BY THE REGISTRAR OF COMPANIES | Management | Abstain | For | Against | ||||||
| CMMT | 17 JAN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE-MEETING DATE FROM 18 JAN 2022 TO 08 FEB 2022. IF YOU HAVE ALREADY SENT IN- YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 44,886 | 0 | 12-Jan-2022 | 12-Jan-2022 |
CLINIGEN GROUP PLC
| Security | G2R22L107 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 08-Feb-2022 | |
| ISIN | GB00B89J2419 | Agenda | 714989615 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | THAT: (A) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 20 DECEMBER 2021 BETWEEN CLINIGEN GROUP PLC (THE "COMPANY") AND THE HOLDERS OF THE SCHEME SHARES (AS DEFINED IN THE SAID SCHEME), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSE OF IDENTIFICATION SIGNED BY THE CHAIR HEREOF, IN ITS ORIGINAL FORM OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION AGREED BETWEEN THE COMPANY AND TRILEY BIDCO LIMITED AND APPROVED OR IMPOSED BY THE COURT (THE "SCHEME"), THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; (B) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 133: "133 SCHEME OF ARRANGEMENT FOR THE PURPOSES OF THIS ARTICLE 133: "BIDCO" MEANS TRILEY BIDCO LIMITED, A PRIVATE LIMITED COMPANY INCORPORATED IN ENGLAND AND WALES WITH REGISTERED NUMBER 13753642 WHOSE REGISTERED OFFICE IS AT C/O TRITON INVESTMENTS ADVISERS LLP 32 DUKE STREET, 3RD FLOOR, ST JAMES'S, LONDON, UNITED KINGDOM, SWIY 6DF; AND "CLINIGEN SCHEME" MEANS THE SCHEME OF ARRANGEMENT DATED 20 DECEMBER 2021 UNDER PAN 26 OF THE 2006 ACT BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE CLINIGEN SCHEME), IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE HIGH COURT OF JUSTICE OF ENGLAND AND WALES. (A) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES OR THE TERMS OF ANY RESOLUTION WHETHER ORDINARY OR SPECIAL PASSED BY THE COMPANY IN GENERAL MEETING, IF THE COMPANY ISSUES ANY SHARES (OTHER THAN TO BIDCO, ANY SUBSIDIARY OF BIDCO OR ANY; NOMINEE(S) OF BIDCO) AT ANY TIME AFTER THE ADOPTION OF THIS ARTICLE AND AT OR PRIOR TO THE SCHEME RECORD TIME (AS DEFINED IN THE CLINIGEN SCHEME), SUCH SHARES SHALL BE ISSUED SUBJECT TO THE TERMS OF THE CLINIGEN SCHEME (AND SHALL BE SCHEME SHARES (AS DEFINED IN THE CLINIGEN SCHEME) FOR THE PURPOSES THEREOF) AND THE HOLDERS OF SUCH SHARES SHALL BE BOUND BY THE CLINIGEN SCHEME ACCORDINGLY. (B) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, SUBJECT TO THE CLINIGEN SCHEME BECOMING EFFECTIVE, ANY SHARES ISSUED, OR TRANSFERRED TO ANY PERSON (OTHER THAN TO BIDCO, ANY SUBSIDIARY OF BIDCO OR ANY NOMINEE(S) OF BIDCO) AFTER THE SCHEME RECORD TIME (A "NEW MEMBER") (EACH A "POST- SCHEME SHARE") SHALL BE ISSUED ON TERMS THAT THEY SHALL ON THE EFFECTIVE DATE (AS DEFINED IN THE CLINIGEN SCHEME) OR, IF LATER, ON ISSUE (BUT SUBJECT TO THE TERMS OF ARTICLES 133(C) AND 133(D) BELOW), BE IMMEDIATELY TRANSFERRED TO BIDCO (OR AS IT MAY DIRECT) (THE "PURCHASER"), WHO SHALL BE OBLIGED TO ACQUIRE EACH POST- SCHEME SHARE IN CONSIDERATION OF AND CONDITIONAL UPON THE PAYMENT BY OR ON BEHALF OF BIDCO TO THE NEW MEMBER OF AN AMOUNT IN CASH FOR EACH POST-SCHEME SHARE EQUAL TO THE CONSIDERATION TO WHICH A NEW MEMBER WOULD HAVE BEEN ENTITLED HAD SUCH POST-SCHEME SHARE BEEN A SCHEME SHARE. (C) ON ANY REORGANISATION OF, OR MATERIAL ALTERATION TO THE SHARE CAPITAL OF THE COMPANY (INCLUDING, WITHOUT LIMITATION, ANY SUBDIVISION AND/OR CONSOLIDATION) CARRIED OUT AFTER THE EFFECTIVE DATE, THE VALUE OF THE CONSIDERATION PER POST-SCHEME SHARE TO BE PAID UNDER ARTICLE 133(B) SHALL BE ADJUSTED BY THE COMPANY IN SUCH MANNER AS THE AUDITORS OF THE COMPANY MAY DETERMINE TO BE APPROPRIATE TO REFLECT SUCH REORGANISATION OR ALTERATION, REFERENCES IN THIS ARTICLE TO SUCH SHARES SHALL, FOLLOWING SUCH ADJUSTMENT, BE CONSTRUED ACCORDINGLY. (D) TO GIVE EFFECT TO ANY TRANSFER OF POST-SCHEME SHARES REQUIRED PURSUANT TO THIS ARTICLE 133, THE COMPANY MAY APPOINT ANY PERSON AS ATTORNEY AND/OR AGENT FOR THE NEW MEMBER TO TRANSFER THE POST- SCHEME SHARES TO .THE PURCHASER AND/OR ITS NOMINEES AND DO ALL SUCH OTHER THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS OR DEEDS AS MAY IN THE OPINION OF SUCH ATTORNEY OR AGENT BE NECESSARY OR DESIRABLE TO VEST THE POST-SCHEME SHARES IN THE PURCHASER AND, PENDING SUCH VESTING, TO EXERCISE ALL SUCH RIGHTS ATTACHING TO THE POST-SCHEME SHARES AS THE PURCHASER MAY DIRECT. IF AN ATTORNEY OR AGENT IS SO APPOINTED, THE NEW MEMBER SHALL NOT THEREAFTER (EXCEPT TO THE EXTENT THAT THE ATTORNEY OR AGENT FAILS TO ACT IN ACCORDANCE WITH THE DIRECTIONS OF THE PURCHASER) BE ENTITLED TO EXERCISE ANY RIGHTS ATTACHING TO THE POST-SCHEME SHARES UNLESS SO AGREED IN WRITING BY THE PURCHASER. THE ATTORNEY OR AGENT SHALL BE EMPOWERED TO EXECUTE AND DELIVER AS TRANSFEROR A FORM OF TRANSFER OR INSTRUCTIONS OF TRANSFER ON BEHALF OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER) IN FAVOUR OF THE PURCHASER AND THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST-SCHEME SHARES AND MAY REGISTER THE PURCHASER AS HOLDER THEREOF AND ISSUE TO IT CERTIFICATE(S) FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO ISSUE A CERTIFICATE TO THE NEW MEMBER FOR THE POST-SCHEME SHARES. THE PURCHASER SHALL SETTLE THE CONSIDERATION DUE TO THE NEW MEMBER PURSUANT TO ARTICLE 133(B) ABOVE BY SENDING A CHEQUE DRAWN ON A UK CLEARING BANK IN FAVOUR OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER), OR ANY ALTERNATIVE METHOD COMMUNICATED BY THE PURCHASER TO THE NEW MEMBER, FOR THE PURCHASE PRICE OF SUCH POST-SCHEME SHARES AS SOON AS PRACTICABLE AND IN ANY EVENT WITHIN 14 DAYS OF THE DATE ON WHICH THE POST-SCHEME SHARES ARE ISSUED TO THE NEW MEMBER. (E) IF THE CLINIGEN SCHEME SHALL NOT HAVE BECOME EFFECTIVE BY THE APPLICABLE DATE REFERRED TO IN (OR OTHERWISE SET IN ACCORDANCE WITH) CLAUSE 6 OF THE CLINIGEN SCHEME, THIS ARTICLE 133 SHALL CEASE TO BE OF ANY EFFECT, F) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, BOTH THE COMPANY AND THE BOARD SHALL REFUSE TO REGISTER THE TRANSFER OF ANY SCHEME SHARES EFFECTED BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE OTHER THAN TO BIDCO AND ITS NOMINEE(S) PURSUANT TO THE SCHEME."; AND (C) SUBJECT TO AND CONDITIONAL UPON THE SCHEME BECOMING EFFECTIVE, PURSUANT TO SECTION 97 OF THE COMPANIES ACT 2006, THE COMPANY BE RE-REGISTERED AS A PRIVATE LIMITED COMPANY WITH THE NAME "CLINIGEN LIMITED" WITH EFFECT FROM THE DATE APPROVED BY THE REGISTRAR OF COMPANIES | Management | Abstain | For | Against | ||||||
| CMMT | 22 DEC 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | |||||||||
| CMMT | 17 JAN 2022: : PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND POSTPONEMENT OF THE MEETING DATE FROM 18 JAN 2022 TO 08 FEB 2022. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 44,886 | 0 | 12-Jan-2022 | 12-Jan-2022 |
MCAFEE CORP.
| Security | 579063108 | Meeting Type | Special |
| Ticker Symbol | MCFE | Meeting Date | 09-Feb-2022 |
| ISIN | US5790631080 | Agenda | 935541765 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated November 5, 2021, as amended (the "Merger Agreement"), among Condor BidCo, Inc., a Delaware corporation ("Parent"), Condor Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and McAfee Corp., a Delaware corporation ("McAfee"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to McAfee's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 60,000 | 0 | 03-Feb-2022 | 03-Feb-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 32,836 | 0 | 03-Feb-2022 | 03-Feb-2022 |
VONAGE HOLDINGS CORP.
| Security | 92886T201 | Meeting Type | Special |
| Ticker Symbol | VG | Meeting Date | 09-Feb-2022 |
| ISIN | US92886T2015 | Agenda | 935542464 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of November 22, 2021 (the "Merger Agreement"), by and among Vonage Holdings Corp., Telefonaktiebolaget LM Ericsson (publ), and Ericsson Muon Holding Inc. | Management | For | For | For | ||||||
| 2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Vonage Holdings Corp.'s named executive officers that is based on or otherwise relates to the merger contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the special meeting of stockholders (the "Special Meeting") to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of proposal 1 if there are insufficient votes at the time of the Special Meeting to adopt the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 142,000 | 0 | 03-Feb-2022 | 03-Feb-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 876 | 0 | 03-Feb-2022 | 03-Feb-2022 |
MONMOUTH REAL ESTATE INVESTMENT CORP.
| Security | 609720107 | Meeting Type | Special |
| Ticker Symbol | MNR | Meeting Date | 17-Feb-2022 |
| ISIN | US6097201072 | Agenda | 935538819 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation, a Maryland corporation ("Monmouth"), with and into Maple Delaware Merger Sub LLC ("Merger Sub"), a subsidiary of Industrial Logistics Properties Trust, a Maryland real estate investment trust ("ILPT"), pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (as it may be amended, the "Merger Agreement"), by and among Monmouth, ILPT, and Merger Sub (the "Merger Proposal"). | Management | For | For | For | ||||||
| 2. | To approve on a non-binding, advisory basis, certain compensation that may be paid or become payable to Monmouth's named executive officers in connection with the Merger Agreement and the transactions contemplated thereby (the "Compensation Proposal"). | Management | For | For | For | ||||||
| 3. | To approve any adjournment of the special meeting of the shareholders of Monmouth, if necessary or appropriate, including to solicit additional proxies in favor of the Merger Proposal (the "Adjournment Proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 94,000 | 0 | 16-Feb-2022 | 16-Feb-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 63,500 | 0 | 16-Feb-2022 | 16-Feb-2022 |
R. R. DONNELLEY & SONS COMPANY
| Security | 257867200 | Meeting Type | Special |
| Ticker Symbol | RRD | Meeting Date | 23-Feb-2022 |
| ISIN | US2578672006 | Agenda | 935545939 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 14, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and among Chatham Delta Parent, Inc. ("Parent"), Chatham Delta Acquisition Sub, Inc., a direct, wholly owned subsidiary of Parent ("Acquisition Sub"), and R. R. Donnelley & Sons Company ("RRD"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by RRD to its named executive officers in connection with the merger of Acquisition Sub with and into RRD pursuant to the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 133,000 | 0 | 16-Feb-2022 | 16-Feb-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 842 | 0 | 16-Feb-2022 | 16-Feb-2022 |
MOMENTIVE GLOBAL, INC.
| Security | 60878Y108 | Meeting Type | Special |
| Ticker Symbol | MNTV | Meeting Date | 25-Feb-2022 |
| ISIN | US60878Y1082 | Agenda | 935541842 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated October 28, 2021, among Zendesk, Inc., Milky Way Acquisition Corp. and Momentive Global Inc., as it may be amended from time to time. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to the named executive officers of Momentive Global Inc. that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the Momentive special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Momentive special meeting to approve the Momentive merger proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 93,000 | 0 | 23-Feb-2022 | 23-Feb-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 173 | 0 | 23-Feb-2022 | 23-Feb-2022 |
COREPOINT LODGING INC.
| Security | 21872L104 | Meeting Type | Special |
| Ticker Symbol | CPLG | Meeting Date | 01-Mar-2022 |
| ISIN | US21872L1044 | Agenda | 935544569 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger of CorePoint Lodging Inc. ("CorePoint") with and into Cavalier MergerSub LP ("Merger Sub") and the other transactions contemplated by the Agreement and Plan of Merger, dated as of November 6, 2021 (as it may be amended from time to time), by and among CorePoint, Cavalier Acquisition Owner LP (as assignee of Cavalier Acquisition JV LP), and Merger Sub (as assignee of Cavalier Acquisition Owner LP) (the "merger proposal"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by CorePoint to its named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | ||||||
| 3. | To approve an adjournment of the special meeting of CorePoint stockholders (the "special meeting") to a later date or dates, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger proposal if there are insufficient votes to approve the merger proposal at the time of the special meeting or to ensure that any supplement or amendment to the accompanying proxy statement is timely provided to CorePoint stockholders. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 26,000 | 0 | 23-Feb-2022 | 23-Feb-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 25,091 | 0 | 23-Feb-2022 | 23-Feb-2022 |
NUANCE COMMUNICATIONS, INC.
| Security | 67020Y100 | Meeting Type | Annual |
| Ticker Symbol | NUAN | Meeting Date | 01-Mar-2022 |
| ISIN | US67020Y1001 | Agenda | 935542692 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mark Benjamin | For | For | For | ||||||||
| 2 | Daniel Brennan | For | For | For | ||||||||
| 3 | Lloyd Carney | For | For | For | ||||||||
| 4 | Thomas Ebling | For | For | For | ||||||||
| 5 | Robert Finocchio | For | For | For | ||||||||
| 6 | Laura Kaiser | For | For | For | ||||||||
| 7 | Michal Katz | For | For | For | ||||||||
| 8 | Mark Laret | For | For | For | ||||||||
| 9 | Sanjay Vaswani | For | For | For | ||||||||
| 2. | To approve a non-binding advisory resolution regarding Executive Compensation. | Management | For | For | For | |||||||
| 3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 125,032 | 0 | 25-Feb-2022 | 25-Feb-2022 |
CMC MATERIALS, INC.
| Security | 12571T100 | Meeting Type | Special |
| Ticker Symbol | CCMP | Meeting Date | 03-Mar-2022 |
| ISIN | US12571T1007 | Agenda | 935547616 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to adopt the Agreement and Plan of Merger (the "merger agreement"), dated as of December 14, 2021, by and between CMC Materials, Inc. ("CMC"), Entegris, Inc. and Yosemite Merger Sub (as amended from time to time) (the "merger agreement proposal"). | Management | For | For | For | ||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, the merger-related compensation that will or may be paid to CMC's named executive officers in connection with the transactions contemplated by the merger agreement (the "compensation proposal"). | Management | For | For | For | ||||||
| 3. | Proposal to approve the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to CMC stockholders (the "adjournment proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 4,000 | 0 | 23-Feb-2022 | 23-Feb-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 6,409 | 0 | 23-Feb-2022 | 23-Feb-2022 |
SPX FLOW, INC.
| Security | 78469X107 | Meeting Type | Special |
| Ticker Symbol | FLOW | Meeting Date | 03-Mar-2022 |
| ISIN | US78469X1072 | Agenda | 935548997 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Merger Proposal - To approve the Agreement and Plan of Merger, dated as of December 12, 2021 (the "Merger Agreement"), by and among LSF11 Redwood Acquisitions, LLC ("Buyer"), Redwood Star Merger Sub, Inc., a wholly owned subsidiary of Buyer ("Merger Sub"), and SPX FLOW, Inc. (the "Company"), pursuant to which Merger Sub will be merged with and into the Company (the "Merger"), with the Company surviving the Merger (the "Merger Proposal"). | Management | For | For | For | ||||||
| 2. | Advisory Compensation Proposal - To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the Merger (the "Advisory Compensation Proposal"). | Management | For | For | For | ||||||
| 3. | Adjournment Proposal - To approve one or more adjournments of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement of the Special Meeting to approve the merger proposal (the "Adjournment Proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 29,000 | 0 | 23-Feb-2022 | 23-Feb-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 487 | 0 | 23-Feb-2022 | 23-Feb-2022 |
DEL TACO RESTAURANTS, INC.
| Security | 245496104 | Meeting Type | Special |
| Ticker Symbol | TACO | Meeting Date | 07-Mar-2022 |
| ISIN | US2454961044 | Agenda | 935547628 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 5, 2021 (the merger agreement), among Jack in the Box Inc., Epic Merger Sub Inc., and Del Taco Restaurants, Inc. (the merger). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to the named executive officers of Del Taco Restaurants, Inc. in connection with the merger and contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 72,425 | 0 | 25-Feb-2022 | 25-Feb-2022 |
BOTTOMLINE TECHNOLOGIES, INC.
| Security | 101388106 | Meeting Type | Special |
| Ticker Symbol | EPAY | Meeting Date | 08-Mar-2022 |
| ISIN | US1013881065 | Agenda | 935549002 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 16, 2021, by and among Bottomline Intermediate Holdings III, LLC (formerly known as Project RB Parent, LLC), Project RB Merger Sub, Inc. and Bottomline Technologies, Inc., as it may be amended from time to time. | Management | For | For | For | ||||||
| 2. | To approve the adoption of any proposal to adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | For | For | ||||||
| 3. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Bottomline Technologies, Inc. to its named executive officers in connection with the merger. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 32,000 | 0 | 01-Mar-2022 | 01-Mar-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 742 | 0 | 01-Mar-2022 | 01-Mar-2022 |
GCP APPLIED TECHNOLOGIES INC
| Security | 36164Y101 | Meeting Type | Special |
| Ticker Symbol | GCP | Meeting Date | 08-Mar-2022 |
| ISIN | US36164Y1010 | Agenda | 935548125 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated December 5, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and among Cyclades Parent, Inc., a Delaware corporation, Cyclades Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent, GCP Applied Technologies Inc., a Delaware corporation("GCP"), and solely for the purpose of Section 8.13 thereof, Compagnie de Saint-Gobain S.A., a société anonyme organized under the laws of France. | Management | For | For | For | ||||||
| 2. | Adjourn the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For | ||||||
| 3. | Approval of, on a non-binding, advisory basis, certain compensation that will or may become payable to GCP's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 15,000 | 0 | 01-Mar-2022 | 01-Mar-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 23,969 | 0 | 01-Mar-2022 | 01-Mar-2022 |
MIMECAST LIMITED
| Security | G14838109 | Meeting Type | Special |
| Ticker Symbol | MIME | Meeting Date | 11-Mar-2022 |
| ISIN | GB00BYT5JK65 | Agenda | 935551033 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| S1. | Authorize the directors of Mimecast Ltd to take all such actions as they consider necessary or appropriate for carrying the Scheme of Arrangement into full effect & to amend Articles of Association of Mimecast Ltd so that any ordinary shares of Mimecast Ltd that are issued on or after the Voting Record Time to persons other than Magnesium Bidco Ltd or its nominees will either be subject to the terms of the Scheme of Arrangement or immediately & automatically acquired by Magnesium Bidco Ltd and/or its nominee(s) for the Per Share Consideration. | Management | For | For | For | ||||||
| O2. | Approve, on a non-binding, advisory basis, the golden parachute compensation between Mimecast Limited and its named executive officers relating to the Transaction. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 9,000 | 0 | 07-Mar-2022 | 07-Mar-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 22,699 | 0 | 07-Mar-2022 | 07-Mar-2022 |
MIMECAST LIMITED
| Security | G14838A99 | Meeting Type | Special |
| Ticker Symbol | MIME | Meeting Date | 11-Mar-2022 |
| ISIN | Agenda | 935551045 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the scheme of arrangement in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Royal Court of Jersey. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 9,000 | 0 | 07-Mar-2022 | 07-Mar-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 22,699 | 0 | 07-Mar-2022 | 07-Mar-2022 |
VERSO CORPORATION
| Security | 92531L207 | Meeting Type | Special |
| Ticker Symbol | VRS | Meeting Date | 11-Mar-2022 |
| ISIN | US92531L2079 | Agenda | 935550992 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to adopt the Agreement and Plan of Merger, dated as of December 19, 2021, by and among Verso Corporation, BillerudKorsnäs Inc., West Acquisition Merger Sub Inc. and, solely for purposes of certain sections thereof (as specified in the Merger Agreement), BillerudKorsnäs AB (the "Merger Agreement"). | Management | For | For | For | ||||||
| 2. | Proposal to approve, on an advisory (non- binding) basis, the compensation that may be paid or become payable to Verso Corporation's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | Proposal to approve any proposal to adjourn the virtual Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the virtual Special Meeting to approve the proposal to adopt the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 27,000 | 0 | 07-Mar-2022 | 07-Mar-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 459 | 0 | 07-Mar-2022 | 07-Mar-2022 |
APRIA, INC.
| Security | 03836A101 | Meeting Type | Special |
| Ticker Symbol | APR | Meeting Date | 24-Mar-2022 |
| ISIN | US03836A1016 | Agenda | 935554546 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of January 7, 2022 (as amended or modified from time to time, the "merger agreement"), among Apria, Inc., Owens & Minor, Inc. and StoneOak Merger Sub, Inc. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Apria, Inc. to its named executive officers that is based on or otherwise relates to the merger of StoneOak Merger Sub, Inc. with and into Apria, Inc. pursuant to the merger agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the special meeting, from time to time, if necessary or appropriate, as determined in good faith by the board of directors of Apria, Inc., including for the purpose of soliciting additional votes for the approval of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 18,000 | 0 | 22-Mar-2022 | 22-Mar-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 10,269 | 0 | 22-Mar-2022 | 22-Mar-2022 |
CHANGE HEALTHCARE INC
| Security | 15912K100 | Meeting Type | Annual |
| Ticker Symbol | CHNG | Meeting Date | 29-Mar-2022 |
| ISIN | US15912K1007 | Agenda | 935551211 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Director: Neil E. de Crescenzo | Management | For | For | For | ||||||
| 1B. | Election of Director: Howard L. Lance | Management | For | For | For | ||||||
| 1C. | Election of Director: Nella Domenici | Management | For | For | For | ||||||
| 1D. | Election of Director: Nicholas L. Kuhar | Management | For | For | For | ||||||
| 1E. | Election of Director: Diana McKenzie | Management | For | For | For | ||||||
| 1F. | Election of Director: Bansi Nagji | Management | For | For | For | ||||||
| 1G. | Election of Director: Philip M. Pead | Management | For | For | For | ||||||
| 1H. | Election of Director: Phillip W. Roe | Management | For | For | For | ||||||
| 1I. | Election of Director: Neil P. Simpkins | Management | For | For | For | ||||||
| 1J. | Election of Director: Robert J. Zollars | Management | For | For | For | ||||||
| 2. | Advisory Vote to Approve Executive Compensation(Say-on-Pay) | Management | For | For | For | ||||||
| 3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal 2022 | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 253,791 | 0 | 28-Mar-2022 | 28-Mar-2022 |
CLIPPER LOGISTICS PLC
| Security | G2203Y109 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 11-Apr-2022 | |
| ISIN | GB00BMMV6B79 | Agenda | 715275649 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT AS DETAILED IN THE SCHEME DOCUMENT DATED 17 MARCH 2022 | Management | For | For | For | ||||||
| CMMT | 21 MAR 2022: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | |||||||||
| CMMT | 21 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 61,627 | 0 | 31-Mar-2022 | 31-Mar-2022 |
CLIPPER LOGISTICS PLC
| Security | G2203Y109 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 11-Apr-2022 | |
| ISIN | GB00BMMV6B79 | Agenda | 715276336 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 61,627 | 0 | 31-Mar-2022 | 31-Mar-2022 |
BLUEROCK RESIDENTIAL GROWTH REIT, INC.
| Security | 09627J102 | Meeting Type | Special |
| Ticker Symbol | BRG | Meeting Date | 12-Apr-2022 |
| ISIN | US09627J1025 | Agenda | 935565171 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the merger of Bluerock Residential Growth REIT, Inc. (the "Company") with and into Badger Merger Sub LLC ("Merger Sub"), a wholly owned subsidiary of Badger Parent LLC ("Parent"), contemplated by the Agreement and Plan of Merger, dated as of December 20, 2021, and as it may be amended from time to time, among the Company, Parent and Merger Sub (the "proposal to approve the merger"). | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger (the "proposal to approve the merger-related compensation"). | Management | For | For | For | ||||||
| 3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger (the "proposal to approve adjournment of the meeting"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 28,000 | 0 | 04-Apr-2022 | 04-Apr-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 71 | 0 | 04-Apr-2022 | 04-Apr-2022 |
ACCELL GROUP N.V.
| Security | N00432257 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 20-Apr-2022 | |
| ISIN | NL0009767532 | Agenda | 715247258 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| 1. | OPEN MEETING | Non-Voting | |||||||||
| 2. | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | |||||||||
| 3a. | RECEIVE REPORT OF SUPERVISORY BOARD | Non-Voting | |||||||||
| 3b. | APPROVE REMUNERATION REPORT FOR MANAGEMENT BOARD MEMBERS | Management | For | ||||||||
| 3c. | APPROVE REMUNERATION REPORT FOR SUPERVISORY BOARD MEMBERS | Management | For | ||||||||
| 4. | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | ||||||||
| 5. | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | Non-Voting | |||||||||
| 6a. | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | For | ||||||||
| 6b. | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | ||||||||
| 7. | RATIFY KPMG ACCOUNTANTS N.V. AS AUDITORS | Management | For | ||||||||
| 8a. | REELECT DANIELLE JANSEN HEIJTMAJER TO SUPERVISORY BOARD | Management | For | ||||||||
| 8b. | REELECT GERT VAN DE WEERDHOF TO SUPERVISORY BOARD | Management | For | ||||||||
| 8c. | ANNOUNCE VACANCIES ON THE BOARD ARISING IN 2023 | Non-Voting | |||||||||
| 9a. | ANNOUNCE INTENTION TO REAPPOINT TON ANBEEK TO MANAGEMENT BOARD | Non-Voting | |||||||||
| 9b. | ANNOUNCE INTENTION TO REAPPOINT RUBEN BALDEW TO MANAGEMENT BOARD | Non-Voting | |||||||||
| 10. | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | For | ||||||||
| 11a. | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | Management | For | ||||||||
| 11b. | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Management | For | ||||||||
| 12. | OTHER BUSINESS | Non-Voting | |||||||||
| 13. | CLOSE MEETING | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||
| CMMT | 28 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 10,824 | 0 |
CITRIX SYSTEMS, INC.
| Security | 177376100 | Meeting Type | Special |
| Ticker Symbol | CTXS | Meeting Date | 21-Apr-2022 |
| ISIN | US1773761002 | Agenda | 935574637 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adoption of the Agreement & Plan of Merger, dated January 31, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among the Company, Picard Parent, Inc. ("Parent"), Picard Merger Sub, Inc. ("Merger Sub"), and for the limited purposes described in the Merger Agreement, TIBCO Software Inc. Pursuant to the terms of the Merger Agreement, Merger Sub will merge with and into the Company, with the Company continuing as the surviving corporation & a wholly owned subsidiary of Parent (the "Merger") | Management | For | For | For | ||||||
| 2. | Approval, on an advisory, non-binding basis, of the compensation that may be paid or may become payable to the Company's named executive officers in connection with the Merger. | Management | For | For | For | ||||||
| 3. | Approval of a proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 21,000 | 0 | 14-Apr-2022 | 14-Apr-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 157 | 0 | 14-Apr-2022 | 14-Apr-2022 |
MAGNACHIP SEMICONDUCTOR CORP
| Security | 55933J203 | Meeting Type | Annual |
| Ticker Symbol | MX | Meeting Date | 21-Apr-2022 |
| ISIN | US55933J2033 | Agenda | 935577405 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Melvin L. Keating | For | For | For | ||||||||
| 2 | Young-Joon Kim | For | For | For | ||||||||
| 3 | Ilbok Lee | For | For | For | ||||||||
| 4 | Camillo Martino | For | For | For | ||||||||
| 5 | Gary Tanner | For | For | For | ||||||||
| 6 | Kyo-Hwa (Liz) Chung | For | For | For | ||||||||
| 2. | Advisory (non-binding) vote to approve the compensation of our named executive officers as set forth in the "Executive Compensation" section in the proxy statement. | Management | For | For | For | |||||||
| 3. | Ratification of the Board's election of Samil PricewaterhouseCoopers as our independent registered public accounting firm for 2022. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 72,698 | 0 | 14-Apr-2022 | 14-Apr-2022 |
TOWER SEMICONDUCTOR LTD.
| Security | M87915274 | Meeting Type | Special |
| Ticker Symbol | TSEM | Meeting Date | 25-Apr-2022 |
| ISIN | IL0010823792 | Agenda | 935573243 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | The Merger Proposal: To approve the acquisition of the Company by Intel FS Inc., a Delaware corporation ("Parent"), including the approval of: (a) the Agreement and Plan of Merger, (as it may be amended from time to time, the "Merger Agreement"), dated February 15, 2022, by and among Parent, Steel Titanium 2022 Ltd., a company organized under the laws of the State of Israel and a wholly owned subsidiary of Parent ("Merger Sub"), Intel Corporation, a Delaware corporation ("Intel") and the Company, ...(due to space limits, see proxy material for full proposal). | Management | For | For | For | ||||||
| 1A. | Please confirm that you ARE NOT a "Parent Affiliate" by checking the "YES" box. If you cannot confirm that you are not a Parent Affiliate, check the "NO" box. As described in the proxy statement, a "Parent Affiliate" generally means that you are (a) Parent, Merger Sub or any person or entity holding, directly or indirectly, 25% or more of the voting power or the right to appoint 25% or more of the directors of Parent or Merger Sub, ...(due to space limits, see proxy material for full proposal). Mark "for" = yes or "against" = no. | Management | For | None | |||||||
| 2. | The Adjournment Proposal: To approve the adjournment of the extraordinary general meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the extraordinary general meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 7,980 | 0 | 20-Apr-2022 | 20-Apr-2022 |
US ECOLOGY, INC.
| Security | 91734M103 | Meeting Type | Special |
| Ticker Symbol | ECOL | Meeting Date | 26-Apr-2022 |
| ISIN | US91734M1036 | Agenda | 935597825 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt that certain Agreement and Plan of Merger, dated as of February 8, 2022, as may be amended from time to time (the "merger agreement") by and among US Ecology, Inc., Republic Services, Inc., and Bronco Acquisition Corp. | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by US Ecology, Inc., to its named executive officers that is based on or otherwise relates to the merger of Bronco Acquisition Corp. with and into US Ecology, Inc. pursuant to the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve one or more adjournments of the Special Meeting of Stockholders to a later date or time if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve Proposal No. 1. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 42,000 | 0 | 22-Apr-2022 | 22-Apr-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 5,033 | 0 | 22-Apr-2022 | 22-Apr-2022 |
VIFOR PHARMA AG
| Security | H9150Q129 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 26-Apr-2022 | |
| ISIN | CH1156060167 | Agenda | 715328793 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION- MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | |||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | ||||||
| 2 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | For | For | For | ||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 2.00 PER SHARE | Management | For | For | For | ||||||
| 4 | APPROVE REMUNERATION REPORT | Management | For | For | For | ||||||
| 5.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 4 MILLION | Management | For | For | For | ||||||
| 5.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 19.5 MILLION | Management | For | For | For | ||||||
| 6.1.1 | REELECT JACQUES THEURILLAT AS DIRECTOR AND BOARD CHAIR | Management | For | For | For | ||||||
| 6.1.2 | REELECT ROMEO CERUTTI AS DIRECTOR | Management | For | For | For | ||||||
| 6.1.3 | REELECT MICHEL BURNIER AS DIRECTOR | Management | For | For | For | ||||||
| 6.1.4 | REELECT ALEXANDRE LEBEAUT AS DIRECTOR | Management | For | For | For | ||||||
| 6.1.5 | REELECT SUE MAHONY AS DIRECTOR | Management | For | For | For | ||||||
| 6.1.6 | REELECT ASA RIISBERG AS DIRECTOR | Management | For | For | For | ||||||
| 6.1.7 | REELECT KIM STRATTON AS DIRECTOR | Management | For | For | For | ||||||
| 6.2.1 | ELECT PAUL MCKENZIE AS DIRECTOR AND BOARD CHAIR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.2.2 | ELECT GREG BOSS AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.2.3 | ELECT JOHN LEVY AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.2.4 | ELECT JOY LINTON AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.2.5 | ELECT MARKUS STAEMPFLI AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.2.6 | ELECT ELIZABETH WALKER AS DIRECTOR UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.3.1 | REAPPOINT SUE MAHONY AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | ||||||
| 6.3.2 | REAPPOINT MICHEL BURNIER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | ||||||
| 6.3.3 | REAPPOINT ROMEO CERUTTI AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | ||||||
| 6.4.1 | APPOINT GREG BOSS AS MEMBER OF THE COMPENSATION COMMITTEE UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.4.2 | APPOINT JOY LINTON AS MEMBER OF THE COMPENSATION COMMITTEE UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.4.3 | APPOINT ELIZABETH WALKER AS MEMBER OF THE COMPENSATION COMMITTEE UNDER THE TERMS OF THE TENDER OFFER OF CSL BEHRING AG | Management | For | For | For | ||||||
| 6.5 | DESIGNATE WALDER WYSS AG AS INDEPENDENT PROXY | Management | For | For | For | ||||||
| 6.6 | RATIFY ERNST & YOUNG AG AS AUDITORS | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 5,173 | 0 | 05-Apr-2022 | 05-Apr-2022 |
ACTIVISION BLIZZARD, INC.
| Security | 00507V109 | Meeting Type | Special |
| Ticker Symbol | ATVI | Meeting Date | 28-Apr-2022 |
| ISIN | US00507V1098 | Agenda | 935580111 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Adoption of the Merger Agreement. To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of January 18, 2022 (the "merger agreement"), by and among Activision Blizzard, Inc. ("Activision Blizzard"), Microsoft Corporation and Anchorage Merger Sub Inc., a wholly owned subsidiary of Microsoft Corporation. | Management | For | For | For | ||||||
| 2. | Approval, by Means of a Non-Binding, Advisory Vote, of Certain Compensatory Arrangements with Named Executive Officers. To approve, by means of a non- binding, advisory vote, compensation that will or may become payable to the named executive officers of Activision Blizzard in connection with the merger pursuant to the merger agreement. | Management | For | For | For | ||||||
| 3. | Adjournment of the Special Meeting. To adjourn the special meeting to a later date or dates, if necessary or appropriate, to allow time to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 15,600 | 0 | 21-Apr-2022 | 21-Apr-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 20,001 | 0 | 21-Apr-2022 | 21-Apr-2022 |
ATLANTIA S.P.A.
| Security | T05404107 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 29-Apr-2022 | |
| ISIN | IT0003506190 | Agenda | 715420991 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 705596 DUE TO RECEIVED-DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | |||||||||
| O.1.a | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2021 OF ATLANTIA S.P.A: APPROVAL OF THE BALANCE SHEET OF ATLANTIA S.P.A. AS OF 31 DECEMBER 2021 ACCOMPANIED BY THE REPORTS OF INTERNAL AND EXTERNAL AUDITORS. PRESENTATION OF THE ANNUAL INTEGRATED REPORT AND OF THE CONSOLIDATED FINANCIAL STATEMENTS AS OF 31 DECEMBER 2021. RESOLUTIONS RELATED THERETO | Management | For | ||||||||
| O.1.b | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2021 OF ATLANTIA S.P.A: ALLOCATION OF NET PROFITS CONCERNING 2021 FINANCIAL YEAR AND DIVIDEND DISTRIBUTION. RESOLUTIONS RELATED THERETO | Management | For | ||||||||
| O.2.a | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO DETERMINE THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | ||||||||
| O.2.b | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO DETERMINE THE TERM OF THE OFFICE OF THE BOARD OF DIRECTORS | Management | For | ||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS AUDITORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING- INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-ELECTION OF DIRECTORS. THANK YOU | Non-Voting | |||||||||
| O.2c1 | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO APPOINT THE BOARD OF DIRECTORS. LIST PRESENTED BY SINTONIA S.P.A., REPRESENTING THE 33.10 PCT OF THE SHARE CAPITAL. 1. MAURIZIO BASILE 2. CARLO BERTAZZO 3. CHRISTIAN COCO 4. ANNA CHIARA INVERNIZZI 5. MARIA LEDDI 6. ANDREA MANGONI 7. VALENTINA MARTINELLI 8. GIAMPIERO MASSOLO 9. GAIA MAZZALVERI 10. JEAN MOUTON 11. ELISABETTA RIPA 12. NICOLA VERDICCHIO | Shareholder | None | ||||||||
| O.2c2 | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO APPOINT THE BOARD OF DIRECTORS. LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS - ABERDEEN STANDARD FUND MANAGERS LIMITED, ABERDEEN STANDARD INVESTMENTS - ABERDEEN STANDARD GLOBAL INFRASTRUCTURE INCOME FUND, ABERDEEN STANDARD INVESTMENTS - ABRDN GLOBAL INFRASTRUCTURE FUND; ALGEBRIS UCITS FUNDS PLC ALGEBRIS CORE ITALY FUND; ANIMA SGR S.P.A., ARCA FONDI SGR S.P.A., BANCOPOSTA FONDI S.P.A. SGR, EURIZON CAPITAL S.A., EURIZON CAPITAL SGR S.P.A., FIDELITY FUNDS - ITALY, FIDELITY INVESTMENT FUNDS - EUROPEAN FUND, FIDELITY EUROPEAN TRUST PLC; FIDEURAM ASSET MANAGEMENT IRELAND, FIDEURAM INTESA SANPAOLO PRIVATE BANKING ASSET MANAGEMENT SGR S.P.A., INTERFUND SICAV - INTERFUND EQUITY ITALY; KAIROS PARTNERS SGR S.P.A., LEGAL & GENERAL ASSURANCE LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A., REPRESENTING THE ,22800 PCT OF THE SHARE CAPITAL. 1. DARIO FRIGERIO 2. GIUSEPPE GUIZZI 3. LICIA SONCINI | Shareholder | None | ||||||||
| O.2.d | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | ||||||||
| O.2.e | TO APPOINT THE BOARD OF DIRECTORS AND TO DETERMINE REMUNERATIONS; RESOLUTIONS RELATED THERETO: TO THE DETERMINE THE EMOLUMENT DUE TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | ||||||||
| O.3 | PROPOSAL TO APPROVE AN EMPLOYEE SHARE PLAN RELATING TO ATLANTIA S.P.A.'S ORDINARY SHARES, CALLED '2022-2027 EMPLOYEE WIDESPREAD SHARE OWNERSHIP PLAN''. RESOLUTIONS RELATED THERETO | Management | For | ||||||||
| O.4.a | TO STATE ABOUT THE REPORT ON THE REMUNERATION POLICY FOR 2022 AND ON THE REMUNERATION PAID IN 2021 PURSUANT TO ARTICLE 123-TER OF ITALIAN LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998: TO APPROVE THE FIRST SECTION OF THE REPORT - REMUNERATION POLICY FOR 2022 (BINDING RESOLUTION) | Management | For | ||||||||
| O.4.b | TO STATE ABOUT THE REPORT ON THE REMUNERATION POLICY FOR 2022 AND ON THE REMUNERATION PAID IN 2021 PURSUANT TO ARTICLE 123-TER OF ITALIAN LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998: NON-BINDING RESOLUTION ON THE SECOND SECTION OF THE REPORT - INFORMATION ON THE REMUNERATIONS PAID IN 2021 | Management | For | ||||||||
| O.5 | TO REQUEST TO THE SHAREHOLDERS TO CAST AN ADVISORY VOTE ON CLIMATE TRANSITION PLAN | Management | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 26,403 | 0 |
GCP APPLIED TECHNOLOGIES INC
| Security | 36164Y101 | Meeting Type | Annual |
| Ticker Symbol | GCP | Meeting Date | 03-May-2022 |
| ISIN | US36164Y1010 | Agenda | 935567377 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1.1 | Election of Director: Simon M. Bates | Management | For | For | For | ||||||
| 1.2 | Election of Director: Peter A. Feld | Management | For | For | For | ||||||
| 1.3 | Election of Director: Janet Plaut Giesselman | Management | For | For | For | ||||||
| 1.4 | Election of Director: Clay H. Kiefaber | Management | For | For | For | ||||||
| 1.5 | Election of Director: Armand F. Lauzon | Management | For | For | For | ||||||
| 1.6 | Election of Director: Marran H. Ogilvie | Management | For | For | For | ||||||
| 1.7 | Election of Director: Andrew M. Ross | Management | For | For | For | ||||||
| 1.8 | Election of Director: Linda J. Welty | Management | For | For | For | ||||||
| 1.9 | Election of Director: Robert H. Yanker | Management | For | For | For | ||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as GCP's independent registered public accounting firm for 2022 | Management | For | For | For | ||||||
| 3. | To approve, on an advisory, non-binding basis, the compensation of GCP's named executive officers, as described in the accompanying proxy statement | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 50,496 | 0 | 29-Apr-2022 | 29-Apr-2022 |
JUST EAT TAKEAWAY.COM N.V.
| Security | N4753E105 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 04-May-2022 | |
| ISIN | NL0012015705 | Agenda | 715296136 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| 1. | OPEN MEETING | Non-Voting | |||||||||
| 2.a. | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | |||||||||
| 2.b. | APPROVE REMUNERATION REPORT | Management | For | For | For | ||||||
| 2.c. | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | ||||||
| 3. | AMEND REMUNERATION POLICY FOR MANAGEMENT BOARD | Management | For | For | For | ||||||
| 4.a. | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | For | For | For | ||||||
| 4.b. | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | For | For | ||||||
| 5.a. | REELECT JITSE GROEN TO MANAGEMENT BOARD | Management | For | For | For | ||||||
| 5.b. | REELECT BRENT WISSINK TO MANAGEMENT BOARD | Management | For | For | For | ||||||
| 5.c. | REELECT JORG GERBIG TO MANAGEMENT BOARD | Management | For | For | For | ||||||
| 6.a. | REELECT ADRIAAN NUHN TO SUPERVISORY BOARD | Management | For | For | For | ||||||
| 6.b. | REELECT CORINNE VIGREUX TO SUPERVISORY BOARD | Management | For | For | For | ||||||
| 6.c. | REELECT DAVID FISHER TO SUPERVISORY BOARD | Management | For | For | For | ||||||
| 6.d. | REELECT LLOYD FRINK TO SUPERVISORY BOARD | Management | For | For | For | ||||||
| 6.e. | REELECT JAMBU PALANIAPPAN TO SUPERVISORY BOARD | Management | For | For | For | ||||||
| 6.f. | REELECT RON TEERLINK TO SUPERVISORY BOARD | Management | For | For | For | ||||||
| 7. | GRANT BOARD AUTHORITY TO ISSUE SHARES | Management | For | For | For | ||||||
| 8. | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Management | For | For | For | ||||||
| 9. | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | For | For | For | ||||||
| 10. | OTHER BUSINESS | Non-Voting | |||||||||
| 11. | CLOSE MEETING | Non-Voting | |||||||||
| CMMT | 25 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
| CMMT | 25 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 7,623 | 0 | 22-Apr-2022 | 22-Apr-2022 |
S&P GLOBAL INC.
| Security | 78409V104 | Meeting Type | Annual |
| Ticker Symbol | SPGI | Meeting Date | 04-May-2022 |
| ISIN | US78409V1044 | Agenda | 935575691 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Director: Marco Alverà | Management | Abstain | For | Against | ||||||
| 1B. | Election of Director: Jacques Esculier | Management | Abstain | For | Against | ||||||
| 1C. | Election of Director: Gay Huey Evans | Management | Abstain | For | Against | ||||||
| 1D. | Election of Director: William D. Green | Management | Abstain | For | Against | ||||||
| 1E. | Election of Director: Stephanie C. Hill | Management | Abstain | For | Against | ||||||
| 1F. | Election of Director: Rebecca Jacoby | Management | Abstain | For | Against | ||||||
| 1G. | Election of Director: Robert P. Kelly | Management | Abstain | For | Against | ||||||
| 1H. | Election of Director: Ian Paul Livingston | Management | Abstain | For | Against | ||||||
| 1I. | Election of Director: Deborah D. McWhinney | Management | Abstain | For | Against | ||||||
| 1J. | Election of Director: Maria R. Morris | Management | Abstain | For | Against | ||||||
| 1K. | Election of Director: Douglas L. Peterson | Management | Abstain | For | Against | ||||||
| 1L. | Election of Director: Edward B. Rust, Jr. | Management | Abstain | For | Against | ||||||
| 1M. | Election of Director: Richard E. Thornburgh | Management | Abstain | For | Against | ||||||
| 1N. | Election of Director: Gregory Washington | Management | Abstain | For | Against | ||||||
| 2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | Abstain | For | Against | ||||||
| 3. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2022. | Management | Abstain | For | Against |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 14,790 | 0 | 29-Apr-2022 | 29-Apr-2022 |
MONEYGRAM INTERNATIONAL, INC.
| Security | 60935Y208 | Meeting Type | Annual |
| Ticker Symbol | MGI | Meeting Date | 05-May-2022 |
| ISIN | US60935Y2081 | Agenda | 935571340 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Director: Antonio O. Garza | Management | For | For | For | ||||||
| 1B. | Election of Director: Alka Gupta | Management | For | For | For | ||||||
| 1C. | Election of Director: W. Alexander Holmes | Management | For | For | For | ||||||
| 1D. | Election of Director: Francisco Lorca | Management | For | For | For | ||||||
| 1E. | Election of Director: Michael P. Rafferty | Management | For | For | For | ||||||
| 1F. | Election of Director: Julie E. Silcock | Management | For | For | For | ||||||
| 1G. | Election of Director: W. Bruce Turner | Management | For | For | For | ||||||
| 1H. | Election of Director: Peggy Vaughan | Management | For | For | For | ||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 34,921 | 0 | 29-Apr-2022 | 29-Apr-2022 |
PNM RESOURCES, INC.
| Security | 69349H107 | Meeting Type | Annual |
| Ticker Symbol | PNM | Meeting Date | 10-May-2022 |
| ISIN | US69349H1077 | Agenda | 935582975 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Director: Vicky A. Bailey | Management | For | For | For | ||||||
| 1B. | Election of Director: Norman P. Becker | Management | For | For | For | ||||||
| 1C. | Election of Director: Patricia K. Collawn | Management | For | For | For | ||||||
| 1D. | Election of Director: E. Renae Conley | Management | For | For | For | ||||||
| 1E. | Election of Director: Alan J. Fohrer | Management | For | For | For | ||||||
| 1F. | Election of Director: Sidney M. Gutierrez | Management | For | For | For | ||||||
| 1G. | Election of Director: James A. Hughes | Management | For | For | For | ||||||
| 1H. | Election of Director: Maureen T. Mullarkey | Management | For | For | For | ||||||
| 1I. | Election of Director: Donald K. Schwanz | Management | For | For | For | ||||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the 2022 proxy statement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 58,821 | 0 | 06-May-2022 | 06-May-2022 |
SOUTH JERSEY INDUSTRIES, INC.
| Security | 838518108 | Meeting Type | Annual |
| Ticker Symbol | SJI | Meeting Date | 10-May-2022 |
| ISIN | US8385181081 | Agenda | 935621498 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1a. | Election of Director for a term expiring in 2023: Sarah M. Barpoulis | Management | For | For | For | ||||||
| 1b. | Election of Director for a term expiring in 2023: Victor A. Fortkiewicz | Management | For | For | For | ||||||
| 1c. | Election of Director for a term expiring in 2023: Sheila Hartnett-Devlin, CFA | Management | For | For | For | ||||||
| 1d. | Election of Director for a term expiring in 2023: G. Edison Holland, Jr. | Management | For | For | For | ||||||
| 1e. | Election of Director for a term expiring in 2023: Sunita Holzer | Management | For | For | For | ||||||
| 1f. | Election of Director for a term expiring in 2023: Kevin M. O'Dowd | Management | For | For | For | ||||||
| 1g. | Election of Director for a term expiring in 2023: Christopher J. Paladino | Management | For | For | For | ||||||
| 1h. | Election of Director for a term expiring in 2023: Michael J. Renna | Management | For | For | For | ||||||
| 1i. | Election of Director for a term expiring in 2023: Joseph M. Rigby | Management | For | For | For | ||||||
| 1j. | Election of Director for a term expiring in 2023: Frank L. Sims | Management | For | For | For | ||||||
| 2. | The approval of the Merger Agreement. | Management | For | For | For | ||||||
| 3. | The advisory, non-binding compensation proposal relating to the Merger. | Management | For | For | For | ||||||
| 4. | An advisory vote to approve executive compensation. | Management | For | For | For | ||||||
| 5. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
| 6. | Adjournment of the Annual Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Agreement at the time of the Annual Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 55,009 | 0 | 06-May-2022 | 06-May-2022 |
SPIRIT AIRLINES, INC.
| Security | 848577102 | Meeting Type | Annual |
| Ticker Symbol | SAVE | Meeting Date | 10-May-2022 |
| ISIN | US8485771021 | Agenda | 935575855 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | H. McIntyre Gardner | Withheld | For | Against | ||||||||
| 2 | Myrna M. Soto | Withheld | For | Against | ||||||||
| 2. | To ratify the selection, by the Audit Committee of the Board of Directors, of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022. | Management | Abstain | For | Against | |||||||
| 3. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the attached Proxy Statement pursuant to executive compensation disclosure rules under the Securities Exchange Act of 1934, as amended. | Management | Abstain | For | Against | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 11,000 | 0 | 06-May-2022 | 06-May-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 898 | 0 | 06-May-2022 | 06-May-2022 |
SWEDISH ORPHAN BIOVITRUM AB
| Security | W95637117 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 10-May-2022 | |
| ISIN | SE0000872095 | Agenda | 715440690 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR-VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE- REJECTED | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.- ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED-AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED- POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR- VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL- INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||
| 1 | OPEN MEETING | Non-Voting | |||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | |||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | |||||||||
| 4 | APPROVE AGENDA OF MEETING | Non-Voting | |||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | |||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | |||||||||
| 7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | |||||||||
| 8 | RECEIVE PRESIDENT'S REPORT | Non-Voting | |||||||||
| 9 | RECEIVE REPORT ON WORK OF BOARD AND COMMITTEES | Non-Voting | |||||||||
| 10 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | ||||||
| 11 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | For | For | For | ||||||
| 12.1 | APPROVE DISCHARGE OF HAKAN BJORKLUND | Management | For | For | For | ||||||
| 12.2 | APPROVE DISCHARGE OF ANNETTE | Management | For | For | For | ||||||
| 12.3 | APPROVE DISCHARGE OF MATTHEW | Management | For | For | For | ||||||
| 12.4 | APPROVE DISCHARGE OF LENNART JOHANSSON | Management | For | For | For | ||||||
| 12.5 | APPROVE DISCHARGE OF HELENA | Management | For | For | For | ||||||
| 12.6 | APPROVE DISCHARGE OF STAFFAN SCHUBERG | Management | For | For | For | ||||||
| 12.7 | APPROVE DISCHARGE OF ELISABETH SVANBERG | Management | For | For | For | ||||||
| 12.8 | APPROVE DISCHARGE OF FILIPPA STENBERG | Management | For | For | For | ||||||
| 12.9 | APPROVE DISCHARGE OF ANDERS | Management | For | For | For | ||||||
| 12.10 | APPROVE DISCHARGE OF PIA | Management | For | For | For | ||||||
| 12.11 | APPROVE DISCHARGE OF ERIKA | Management | For | For | For | ||||||
| 12.12 | APPROVE DISCHARGE OF LINDA | Management | For | For | For | ||||||
| 12.13 | APPROVE DISCHARGE OF KATY MAZIBUKO | Management | For | For | For | ||||||
| 12.14 | APPROVE DISCHARGE OF CEO GUIDO OELKERS | Management | For | For | For | ||||||
| 13.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 900,000 FOR CHAIRMAN, AND SEK 550,000 FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK APPROVE MEETING FEES | Management | For | For | For | ||||||
| 13.2 | APPROVE REMUNERATION OF AUDITORS | Management | For | For | For | ||||||
| 14.1 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS | Management | For | For | For | ||||||
| 14.2 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | For | For | For | ||||||
| 15.A | REELECT HAKAN BJORKLUND AS DIRECTOR | Management | For | For | For | ||||||
| 15.B | REELECT ANNETTE CLANCY AS DIRECTOR | Management | For | For | For | ||||||
| 15.C | REELECT MATTHEW GANTZ AS DIRECTOR | Management | For | For | For | ||||||
| 15.D | REELECT HELENA SAXON AS DIRECTOR | Management | For | For | For | ||||||
| 15.E | REELECT STAFFAN SCHUBERG AS DIRECTOR | Management | For | For | For | ||||||
| 15.F | REELECT FILIPPA STENBERG AS DIRECTOR | Management | For | For | For | ||||||
| 15.G | ELECT BO JESPER HANSEN AS NEW DIRECTOR | Management | For | For | For | ||||||
| 15.H | REELECT HAKAN BJORKLUND AS BOARD CHAIR | Management | For | For | For | ||||||
| 15.I | RATIFY ERNST YOUNG AS AUDITORS | Management | For | For | For | ||||||
| 16 | APPROVE REMUNERATION REPORT | Management | For | For | For | ||||||
| 17.A1 | APPROVE LONG TERM INCENTIVE PROGRAM (MANAGEMENT PROGRAM) | Management | For | For | For | ||||||
| 17.A2 | APPROVE LONG TERM INCENTIVE PROGRAM (ALL EMPLOYEE PROGRAM) | Management | For | For | For | ||||||
| 17.B | APPROVE EQUITY PLAN FINANCING | Management | For | For | For | ||||||
| 17.C | APPROVE ALTERNATIVE EQUITY PLAN FINANCING | Management | For | For | For | ||||||
| 18 | APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | For | For | For | ||||||
| 19 | APPROVE TRANSFER OF SHARES IN CONNECTION WITH PREVIOUS SHARE PROGRAMS | Management | For | For | For | ||||||
| 20 | CLOSE MEETING | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 69,958 | 0 | 02-May-2022 | 02-May-2022 |
INTERTAPE POLYMER GROUP INC.
| Security | 460919103 | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | ITPOF | Meeting Date | 11-May-2022 |
| ISIN | CA4609191032 | Agenda | 935597685 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1 | A special resolution to approve a proposed plan of arrangement under section 192 of the Canada Business Corporations Act pursuant to an arrangement agreement dated March 7, 2022 entered into between 1351693 B.C. Ltd. (the "Purchaser"), a British Columbia corporation and an affiliate of Clearlake Capital Group, L.P., and the Company, to effect among other things, the acquisition by the Purchaser of all of the outstanding common shares of the Company in exchange for C$40.50 cash per common share. | Management | For | For | For | |||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Chris R. Cawston | For | For | For | ||||||||
| 2 | Jane Craighead | For | For | For | ||||||||
| 3 | Frank Di Tomaso | For | For | For | ||||||||
| 4 | Robert J. Foster | For | For | For | ||||||||
| 5 | Dahra Granovsky | For | For | For | ||||||||
| 6 | James Pantelidis | For | For | For | ||||||||
| 7 | Jorge N. Quintas | For | For | For | ||||||||
| 8 | Mary Pat Salomone | For | For | For | ||||||||
| 9 | Gregory A.C. Yull | For | For | For | ||||||||
| 10 | Melbourne F. Yull | For | For | For | ||||||||
| 3 | Appointment of Raymond Chabot Grant Thornton LLP as Auditor. | Management | For | For | For | |||||||
| 4 | "Say on Pay" Vote. | Management | For | For | For | |||||||
| 5 | Approve the continuation of the Company's shareholder rights plan. | Management | For | For | For | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2SSTA 01 OM | ARBITRAGE EVENT- DRIVEN FUND | WIX2SSTA 01 OM | STATE STREET TRUST | 71,215 | 0 | 29-Apr-2022 | 29-Apr-2022 |
RENEWABLE ENERGY GROUP, INC.
| Security | 75972A301 | Meeting Type | Annual |
| Ticker Symbol | REGI | Meeting Date | 17-May-2022 |
| ISIN | US75972A3014 | Agenda | 935606131 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to adopt the Merger Agreement. | Management | For | For | For | ||||||
| 2. | Proposal to approve on an advisory (non- binding) basis certain compensation arrangements for the company's named executive officers in connection with the Merger. | Management | For | For | For | ||||||
| 3A. | Election of Director: Randolph L. Howard | Management | For | For | For | ||||||
| 3B. | Election of Director: Debora M. Frodl | Management | For | For | For | ||||||
| 3C. | Election of Director: Dylan Glenn | Management | For | For | For | ||||||
| 4. | Proposal to approve the advisory (non- binding) resolution relating to executive compensation. | Management | For | For | For | ||||||
| 5. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
| 6. | Proposal to approve the adjournment of the Annual Meeting, if necessary, to continue to solicit additional proxies to adopt the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 6,000 | 0 | 10-May-2022 | 10-May-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 27,614 | 0 | 10-May-2022 | 10-May-2022 |
TEGNA INC.
| Security | 87901J105 | Meeting Type | Special |
| Ticker Symbol | TGNA | Meeting Date | 17-May-2022 |
| ISIN | US87901J1051 | Agenda | 935617918 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the adoption of the Agreement and Plan of Merger, dated as of February 22, 2022, as amended by Amendment No. 1 on March 10, 2022 (as may be further amended or supplemented, the "Merger Agreement"), by and among TEGNA Inc. ("TEGNA"), Teton Parent Corp., Teton Merger Corp., and solely for purposes of certain provisions specified therein, Community News Media LLC, CNM Television Holdings I LLC, SGCI Holdings III LLC, P Standard General Ltd., Standard General Master Fund L.P., Standard ...(due to space limits, see proxy material for full proposal). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to TEGNA's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
| 3. | To adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 50,000 | 0 | 12-May-2022 | 12-May-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 65,964 | 0 | 12-May-2022 | 12-May-2022 |
VIVO ENERGY PLC
| Security | G9375M102 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 17-May-2022 | |
| ISIN | GB00BDGT2M75 | Agenda | 715302511 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2021 | Management | For | For | For | ||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 AS SET OUT ON PAGES 110 TO 117 OF THE ANNUAL REPORT AND ACCOUNTS 2021 | Management | For | For | For | ||||||
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 105 TO 106 OF THE ANNUAL REPORT AND ACCOUNTS 2021, SUCH POLICY TO TAKE EFFECT FROM THE DATE OF ITS ADOPTION | Management | For | For | For | ||||||
| 4 | TO RE-ELECT JOHN DALY AS A DIRECTOR | Management | For | For | For | ||||||
| 5 | TO ELECT STANISLAS MITTELMAN AS A DIRECTOR | Management | For | For | For | ||||||
| 6 | TO RE-ELECT THEMBALIHLE HIXONIA NYASULU AS A DIRECTOR | Management | For | For | For | ||||||
| 7 | TO RE-ELECT CAROL ARROWSMITH AS A DIRECTOR | Management | For | For | For | ||||||
| 8 | TO RE-ELECT CHRISTOPHER ROGERS AS A DIRECTOR | Management | For | For | For | ||||||
| 9 | TO RE-ELECT GAWAD ABAZA AS A DIRECTOR | Management | For | For | For | ||||||
| 10 | TO RE-ELECT JAVED AHMED AS A DIRECTOR | Management | For | For | For | ||||||
| 11 | TO RE-ELECT TEMITOPE LAWANI AS A DIRECTOR | Management | For | For | For | ||||||
| 12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | For | ||||||
| 13 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE, FOR AND ON BEHALF OF THE DIRECTORS, TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | For | ||||||
| 14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY | Management | For | For | For | ||||||
| 15 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS | Management | For | For | For | ||||||
| 16 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER CENT FOR THE PURPOSES OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | For | ||||||
| 17 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | For | ||||||
| 18 | TO AUTHORISE THE BOARD TO CALL GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON A MINIMUM OF 14 CLEAR DAY'S NOTICE | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 573,534 | 0 | 10-May-2022 | 10-May-2022 |
THE HARTFORD FINANCIAL SVCS GROUP, INC.
| Security | 416515104 | Meeting Type | Annual |
| Ticker Symbol | HIG | Meeting Date | 18-May-2022 |
| ISIN | US4165151048 | Agenda | 935591265 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Director: Larry D. De Shon | Management | For | For | For | ||||||
| 1B. | Election of Director: Carlos Dominguez | Management | For | For | For | ||||||
| 1C. | Election of Director: Trevor Fetter | Management | For | For | For | ||||||
| 1D. | Election of Director: Donna James | Management | For | For | For | ||||||
| 1E. | Election of Director: Kathryn A. Mikells | Management | For | For | For | ||||||
| 1F. | Election of Director: Teresa W. Roseborough | Management | For | For | For | ||||||
| 1G. | Election of Director: Virginia P. Ruesterholz | Management | For | For | For | ||||||
| 1H. | Election of Director: Christopher J. Swift | Management | For | For | For | ||||||
| 1I. | Election of Director: Matthew E. Winter | Management | For | For | For | ||||||
| 1J. | Election of Director: Greig Woodring | Management | For | For | For | ||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. | Management | For | For | For | ||||||
| 3. | Management proposal to approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement. | Management | For | For | For | ||||||
| 4. | Management proposal to select, on a nonbinding, advisory basis, the preferred frequency for the advisory vote on named executive officer compensation. | Management | 1 Year | 1 Year | For | ||||||
| 5. | Shareholder proposal that the Company's Board adopt policies ensuring its underwriting practices do not support new fossil fuel supplies. | Shareholder | Against | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 5,355 | 0 | 12-May-2022 | 12-May-2022 |
ZYNGA INC.
| Security | 98986T108 | Meeting Type | Special |
| Ticker Symbol | ZNGA | Meeting Date | 19-May-2022 |
| ISIN | US98986T1088 | Agenda | 935608818 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To adopt the Agreement and Plan of Merger, dated January 9, 2022, which is referred to as the "merger agreement," among Take-Two Interactive Software, Inc., Zebra MS I, Inc., Zebra MS II, Inc., and Zynga Inc., as it may be amended from time to time, which proposal is referred to as the "Zynga merger proposal". | Management | For | For | For | ||||||
| 2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Zynga named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the Zynga special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Zynga special meeting to approve the Zynga merger proposal. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 151,551 | 0 | 12-May-2022 | 12-May-2022 |
ACCELL GROUP N.V.
| Security | N00432257 | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | Meeting Date | 20-May-2022 | |
| ISIN | NL0009767532 | Agenda | 715582943 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 731667 DUE TO RECEIPT OF-CHANGE IN VOTING STATUS OF RES. 2.cii ALL VOTES RECEIVED ON THE PREVIOUS- MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | |||||||||
| 2.a. | RECOMMENDED PUBLIC OFFER: EXPLANATION OF THE RECOMMENDED PUBLIC OFFER BY-SPRINT BIDCO B.V. FOR ALL ISSUED AND OUTSTANDING ORDINARY SHARES IN THE-CAPITAL OF THE COMPANY | Non-Voting | |||||||||
| 2.b. | POST-SETTLEMENT RESTRUCTURING RESOLUTION | Management | For | For | For | ||||||
| 2.c.i | COMPOSITION OF THE SUPERVISORY BOARD: NOTICE OF CONDITIONAL VACANT POSITIONS-ON THE SUPERVISORY BOARD | Non-Voting | |||||||||
| 2.cii | COMPOSITION OF THE SUPERVISORY BOARD: OPPORTUNITY FOR THE GENERAL MEETING TO-MAKE CONDITIONAL RECOMMENDATIONS (CONTINGENT VOTING ITEM) | Non-Voting | |||||||||
| 2ciii | COMPOSITION OF THE SUPERVISORY BOARD: NOTIFICATION BY THE SUPERVISORY BOARD-OF THE NAMES OF THE PERSONS NOMINATED FOR APPOINTMENT | Non-Voting | |||||||||
| 2.civ | COMPOSITION OF THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT OF MR. KNOTTENBELT AS MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE DELISTING | Management | For | For | For | ||||||
| 2.cv. | COMPOSITION OF THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT OF MR. LEWIS-OAKES AS MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE DELISTING | Management | For | For | For | ||||||
| 2.cvi | COMPOSITION OF THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT OF MR. VAN BEUNINGEN AS MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE DELISTING | Management | For | For | For | ||||||
| 2.d.i | DISCHARGE: CONDITIONAL GRANT OF FULL AND FINAL DISCHARGE TO MEMBERS OF THE BOARD OF MANAGEMENT FOR THE PERFORMANCE OF THEIR DUTIES UP TO AND INCLUDING THE DATE OF THIS EGM | Management | For | For | For | ||||||
| 2.dii | DISCHARGE: CONDITIONAL GRANT OF FULL AND FINAL DISCHARGE TO MEMBERS OF THE SUPERVISORY BOARD FOR THE PERFORMANCE OF THEIR DUTIES UP TO AND INCLUDING THE DATE OF THIS EGM | Management | For | For | For | ||||||
| 2.e.i | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CONDITIONAL AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY FOLLOWING SETTLEMENT | Management | For | For | For | ||||||
| 2.eii | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CONDITIONAL CONVERSION AND AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS PER THE DELISTING | Management | For | For | For | ||||||
| 3. | ANY OTHER BUSINESS | Non-Voting | |||||||||
| 4. | CLOSURE OF THE MEETING | Non-Voting | |||||||||
| CMMT | 16 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 11,961 | 0 | 10-May-2022 | 10-May-2022 |
CROWN RESORTS LTD
| Security | Q3015N108 | Meeting Type | Scheme Meeting |
| Ticker Symbol | Meeting Date | 20-May-2022 | |
| ISIN | AU000000CWN6 | Agenda | 715313564 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | THAT, PURSUANT TO AND IN ACCORDANCE WITH SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH), THE SCHEME (THE TERMS OF WHICH ARE DESCRIBED IN THE SCHEME BOOKLET OF WHICH THE NOTICE CONVENING THIS MEETING FORMS PART) IS AGREED TO (WITH OR WITHOUT MODIFICATION OR CONDITIONS AS APPROVED BY THE FEDERAL COURT OF AUSTRALIA TO WHICH CROWN RESORTS LIMITED AND SS SILVER II PTY LTD AGREE) | Management | For | For | For | ||||||
| CMMT | 26 APR 2022: PLEASE NOTE THAT THIS IS A MEETING TYPE CHANGED FROM SGM TO SCH-AND POSTPONEMENT OF THE MEETING DATE FROM 29 APR 2022 TO 20 MAY 2022 AND-CHANGE OF THE RECORD DATE FROM 27 APR 2022 TO 18 MAY 2022. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO- AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 33,674 | 0 | 25-Apr-2022 | 25-Apr-2022 |
BREWIN DOLPHIN HOLDINGS PLC
| Security | G1338M113 | Meeting Type | Court Meeting |
| Ticker Symbol | Meeting Date | 23-May-2022 | |
| ISIN | GB0001765816 | Agenda | 715534031 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | |||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT AS DETAILED IN THE SCHEME DOCUMENT DATED 22 APRIL 2022 | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 107,782 | 0 | 12-May-2022 | 12-May-2022 |
BREWIN DOLPHIN HOLDINGS PLC
| Security | G1338M113 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | Meeting Date | 23-May-2022 | |
| ISIN | GB0001765816 | Agenda | 715534043 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF BREWIN DOLPHIN | Management | For | For | For | ||||||
| CMMT | DELETION OF COMMENT | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 107,782 | 0 | 12-May-2022 | 12-May-2022 |
TERMINIX GLOBAL HOLDINGS INC
| Security | 88087E100 | Meeting Type | Annual |
| Ticker Symbol | TMX | Meeting Date | 23-May-2022 |
| ISIN | US88087E1001 | Agenda | 935608022 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A. | Election of Class II Director to serve until the 2025 Annual Meeting: Laurie Ann Goldman | Management | For | For | For | ||||||
| 1B. | Election of Class II Director to serve until the 2025 Annual Meeting: Steven B. Hochhauser | Management | For | For | For | ||||||
| 1C. | Election of Class II Director to serve until the 2025 Annual Meeting: Chris S. Terrill | Management | For | For | For | ||||||
| 1D. | Election of Class III Director for a one-year term to serve until the 2023 Annual Meeting: Teresa M. Sebastian | Management | For | For | For | ||||||
| 2. | To hold a non-binding advisory vote approving executive compensation of the Company's named executive officers. | Management | For | For | For | ||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 12,789 | 0 | 17-May-2022 | 17-May-2022 |
AEROJET ROCKETDYNE HOLDINGS, INC.
| Security | 007800105 | Meeting Type | Contested-Consent |
| Ticker Symbol | AJRD | Meeting Date | 25-May-2022 |
| ISIN | US0078001056 | Agenda | 935644270 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Mark FOR if you CONSENT to the request of the Special Meeting and Agent Designation, Mark AGAINST if you DO NOT CONSENT to the request of the Special Meeting and Agent Designation. Please review the Solicitation Statement dated May 2, 2022 for more information (FOR = CONSENT; AGAINST = DO NOT CONSENT) | Management | Against | None |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 43,870 | 0 | 23-May-2022 | 23-May-2022 |
AEROJET ROCKETDYNE HOLDINGS, INC.
| Security | 007800105 | Meeting Type | Contested-Consent |
| Ticker Symbol | AJRD | Meeting Date | 25-May-2022 |
| ISIN | US0078001056 | Agenda | 935659865 - Opposition |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Mark FOR if you CONSENT to the request of the Special Meeting and Agent Designation, Mark AGAINST if you DO NOT CONSENT to the request of the Special Meeting and Agent Designation. Please review the Solicitation Statement dated May 2, 2022 for more information (FOR = CONSENT; AGAINST = DO NOT CONSENT) | Management | Against | None |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 43,870 | 0 | 23-May-2022 | 23-May-2022 |
ALBIOMA
| Security | F0190K109 | Meeting Type | MIX |
| Ticker Symbol | Meeting Date | 25-May-2022 | |
| ISIN | FR0000060402 | Agenda | 715565719 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY- CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL-RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO- 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF- SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | |||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE-COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY-FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE- SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.- ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED-AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED- POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR- VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL- INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 734156 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/B ALO/pdf/2022/0429/202204292201204-.pdf | Non-Voting | |||||||||
| 1 | APPROVAL OF THE CORPORATE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | For | For | For | ||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | For | For | For | ||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 AND SETTING OF THE DIVIDEND | Management | For | For | For | ||||||
| 4 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS PRESENTED IN THE CORPORATE GOVERNANCE REPORT REFERRED TO IN ARTICLE L.225-37 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Management | For | For | For | ||||||
| 5 | APPROVAL OF THE REMUNERATION ELEMENTS DUE OR ATTRIBUTED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO MR. FREDERIC MOYNE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For | ||||||
| 6 | APPROVAL OF THE REMUNERATION POLICY OF CORPORATE OFFICERS AS OF 01 JANUARY 2022 | Management | For | For | For | ||||||
| 7 | SETTING OF THE MAXIMUM OVERALL AMOUNT OF SUMS TO BE DIVIDED BETWEEN DIRECTORS AS REMUNERATION | Management | For | For | For | ||||||
| 8 | APPROVAL OF THE AGREEMENTS GOVERNED BY THE PROVISIONS OF ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | ||||||
| 9 | RENEWAL OF THE TERM OF OFFICE OF MR. PIERRE BOUCHUT AS DIRECTOR | Management | For | For | For | ||||||
| 10 | RENEWAL OF THE TERM OF OFFICE OF PRICEWATERHOUSECOOPERS AUDIT COMPANY AS PRINCIPAL STATUTORY AUDITOR AND ACKNOWLEDGMENT OF THE END OF THE TERM OF OFFICE OF MR. JEAN-BAPTISTE DESCHRYVER AS DEPUTY STATUTORY AUDITOR AND DECISION HAS BEEN TAKEN OF ITS NON-RENEWAL | Management | For | For | For | ||||||
| 11 | RENEWAL OF THE TERM OF OFFICE OF MAZARS COMPANY AS PRINCIPAL STATUTORY AUDITOR AND ACKNOWLEDGMENT OF END OF TERM OF OFFICE OF MR. SIMON BEILLEVAIRE AS DEPUTY STATUTORY AUDITOR AND DECISION HAS BEEN TAKEN OF ITS NON-RENEWAL | Management | For | For | For | ||||||
| 12 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO REPURCHASE ITS OWN SHARES AS PART OF A SHARE BUYBACK PROGRAM | Management | For | For | For | ||||||
| 13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLATION OF SHARES ACQUIRED BY THE COMPANY AS PART OF A SHARE BUYBACK PROGRAM | Management | For | For | For | ||||||
| 14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND ITS SUBSIDIARIES, OF WARRANTS TO SUBSCRIBE FOR AND/OR ACQUIRE REDEEMABLE SHARES (BSAAR) | Management | For | For | For | ||||||
| 15 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF MEMBERS OF A COMPANY SAVINGS PLAN OR A GROUP SAVINGS PLAN, COMMON SHARES AND/OR TRANSFERRABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL | Management | For | For | For | ||||||
| 16 | AMENDMENT TO THE PROVISIONS OF ARTICLE 30 OF THE BY-LAWS RELATING TO THE OBLIGATION OF APPOINTING A DEPUTY STATUTORY AUDITOR | Management | For | For | For | ||||||
| 17 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 11,268 | 0 | 17-May-2022 | 17-May-2022 |
CINEPLEX INC.
| Security | 172454100 | Meeting Type | Annual |
| Ticker Symbol | CPXGF | Meeting Date | 25-May-2022 |
| ISIN | CA1724541000 | Agenda | 935619532 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1A | Election of Director: Jordan Banks | Management | For | For | For | ||||||
| 1B | Election of Director: Robert Bruce | Management | For | For | For | ||||||
| 1C | Election of Director: Joan Dea | Management | For | For | For | ||||||
| 1D | Election of Director: Janice Fukakusa | Management | For | For | For | ||||||
| 1E | Election of Director: Donna Hayes | Management | For | For | For | ||||||
| 1F | Election of Director: Ellis Jacob | Management | For | For | For | ||||||
| 1G | Election of Director: Sarabjit Marwah | Management | For | For | For | ||||||
| 1H | Election of Director: Nadir Mohamed | Management | For | For | For | ||||||
| 1I | Election of Director: Phyllis Yaffe | Management | For | For | For | ||||||
| 2 | The appointment of PricewaterhouseCoopers LLP as auditors of the Corporation and the authorization of the directors to fix their remuneration; | Management | For | For | For | ||||||
| 3 | Non-binding say-on-pay advisory resolution set forth in the accompanying management information circular on the Corporation's approach to executive compensation. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2SSTA 01 OM | ARBITRAGE EVENT- DRIVEN FUND | WIX2SSTA 01 OM | STATE STREET TRUST | 23,133 | 0 | 17-May-2022 | 17-May-2022 |
CERNER CORPORATION
| Security | 156995334 | Meeting Type | Annual |
| Ticker Symbol | CERN | Meeting Date | 26-May-2022 |
| ISIN | Agenda | 935625218 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1a. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | For | ||||||
| 1b. | Election of Director: Elder Granger, M.D. | Management | For | For | For | ||||||
| 1c. | Election of Director: John J. Greisch | Management | For | For | For | ||||||
| 1d. | Election of Director: Melinda J. Mount | Management | For | For | For | ||||||
| 1e. | Election of Director: George A. Riedel | Management | For | For | For | ||||||
| 1f. | Election of Director: R. Halsey Wise | Management | For | For | For | ||||||
| 2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2022. | Management | For | For | For | ||||||
| 3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | For | For | For | ||||||
| 4a. | Approval of the proposed amendments to our Third Restated Certificate of Incorporation, as amended (the "Certificate"), to remove the supermajority voting standards for certain business combination transactions with interested stockholders. | Management | For | For | For | ||||||
| 4b. | Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to amend or repeal any provision of the Bylaws. | Management | For | For | For | ||||||
| 4c. | Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to amend or repeal certain provisions of the Certificate. | Management | For | For | For | ||||||
| 4d. | Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to remove a director with cause. | Management | For | For | For | ||||||
| 5. | Approval of an amendment and restatement of the Cerner Corporation 2011 Omnibus Equity Incentive Plan to increase the number of authorized shares and the plan's term. | Management | For | For | For | ||||||
| 6. | Shareholder proposal requesting amendment to the Company's governing documents to give shareholders the right to call a special shareholder meeting. | Shareholder | Against | Against | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 33,410 | 0 | 20-May-2022 | 20-May-2022 |
MERITOR, INC.
| Security | 59001K100 | Meeting Type | Special |
| Ticker Symbol | MTOR | Meeting Date | 26-May-2022 |
| ISIN | US59001K1007 | Agenda | 935637744 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | To approve the Agreement and Plan of Merger, dated as of February 21, 2022 (as amended, modified or supplemented from time to time, the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation ("Meritor"), Cummins Inc., an Indiana corporation ("Parent"), and Rose NewCo Inc., an Indiana corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into Meritor, with Meritor continuing as the surviving corporation ...(due to space limits, see proxy material for full proposal). | Management | For | For | For | ||||||
| 2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Meritor's named executive officers in connection with the Merger. | Management | For | For | For | ||||||
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal or in the absence of a quorum. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 32,000 | 0 | 20-May-2022 | 20-May-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 21,066 | 0 | 20-May-2022 | 20-May-2022 |
FIRST HORIZON CORPORATION
| Security | 320517105 | Meeting Type | Special |
| Ticker Symbol | FHN | Meeting Date | 31-May-2022 |
| ISIN | US3205171057 | Agenda | 935631160 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Proposal to approve the Agreement and Plan of Merger, dated as of February 27, 2022, as it may be amended from time to time in accordance with its terms, by and among First Horizon Corporation, The Toronto-Dominion Bank, TD Bank US Holding Company and Falcon Holdings Acquisition Co. (the "merger agreement") (the "First Horizon merger proposal"). | Management | For | For | For | ||||||
| 2. | Proposal to approve, on an advisory (non- binding) basis, the merger-related compensation payments that will or may be paid by First Horizon to its named executive officers in connection with the transactions contemplated by the merger agreement (the "First Horizon compensation proposal"). | Management | For | For | For | ||||||
| 3. | Proposal to approve the adjournment of the First Horizon special meeting, to solicit additional proxies (i) if there are not sufficient votes at the time of the First Horizon special meeting to approve the First Horizon merger proposal or (ii) if adjournment is necessary or appropriate to ensure that any supplement or amendment to this proxy statement is timely provided to holders of First Horizon common stock (the "First Horizon adjournment proposal"). | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997ARBX | ABN8 SEG CASH MS | 10393197 | STATE STREET BANK & TRUST CO | 76,000 | 0 | 20-May-2022 | 20-May-2022 | ||||||||
| 997WIX2 | ARBITRAGE EVENT- DRIVEN FUND | 997WIX2 | STATE STREET BANK & TRUST CO | 25,025 | 0 | 20-May-2022 | 20-May-2022 |
INTERTRUST N.V.
| Security | N4584R101 | Meeting Type | Annual General Meeting |
| Ticker Symbol | Meeting Date | 31-May-2022 | |
| ISIN | NL0010937058 | Agenda | 715354394 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | |||||||||
| 1. | REPORT OF THE MANAGEMENT BOARD FOR 2021 | Non-Voting | |||||||||
| 2. | REMUNERATION REPORT 2021 (ADVISORY VOTE) | Management | For | For | For | ||||||
| 3.a. | ANNUAL ACCOUNTS 2021: ADOPTION ANNUAL ACCOUNTS 2021 | Management | For | For | For | ||||||
| 3.b. | ANNUAL ACCOUNTS 2021: DIVIDEND OVER THE FINANCIAL YEAR 2021 | Non-Voting | |||||||||
| 4.a. | REMUNERATION RISK COMMITTEE: REMUNERATION CHAIR RISK COMMITTEE | Management | For | For | For | ||||||
| 4.b. | REMUNERATION RISK COMMITTEE: REMUNERATION MEMBERS RISK COMMITTEE | Management | For | For | For | ||||||
| 5. | DISCHARGE MEMBERS OF THE MANAGEMENT BOARD | Management | For | For | For | ||||||
| 6. | DISCHARGE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | For | ||||||
| 7. | APPOINTMENT OF EXTERNAL AUDITOR FOR THE FINANCIAL YEAR 2022 | Management | For | For | For | ||||||
| 8.a. | SHARES: CONDITIONAL DESIGNATION OF THE MANAGEMENT BOARD TO ISSUE SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES | Management | For | For | For | ||||||
| 8.b. | SHARES: CONDITIONAL DESIGNATION OF THE MANAGEMENT BOARD TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS | Management | For | For | For | ||||||
| 8.c. | SHARES: CONDITIONAL AUTHORISATION OF THE MANAGEMENT BOARD TO RESOLVE THAT THE COMPANY MAY REPURCHASE SHARES | Management | For | For | For | ||||||
| 9. | EXPLANATION AND DISCUSSION OF THE OFFER | Non-Voting | |||||||||
| 10.a. | POST-CLOSING RESTRUCTURING RESOLUTIONS: APPROVAL OF THE ASSET SALE | Management | For | For | For | ||||||
| 10.b. | POST-CLOSING RESTRUCTURING RESOLUTIONS: DISSOLUTION OF THE COMPANY, APPOINTMENT OF LIQUIDATOR AND CUSTODIAN | Management | For | For | For | ||||||
| 11.a. | COMPOSITION OF THE SUPERVISORY BOARD:CONDITIONAL APPOINTMENT OF MR. R. WARD III AS A MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE SETTLEMENT DATE | Management | For | For | For | ||||||
| 11.b. | COMPOSITION OF THE SUPERVISORY BOARD:CONDITIONAL APPOINTMENT OF MS. J. SMETANA AS A MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE SETTLEMENT DATE | Management | For | For | For | ||||||
| 11.c. | COMPOSITION OF THE SUPERVISORY BOARD:CONDITIONAL APPOINTMENT OF MR. E.J. DEALY AS A MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE SETTLEMENT DATE | Management | For | For | For | ||||||
| 11.d. | COMPOSITION OF THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT OF MR. J. STOLZFUS AS A MEMBER OF THE SUPERVISORY BOARD, WITH EFFECT AS PER THE SETTLEMENT DATE | Management | For | For | For | ||||||
| 11.e. | COMPOSITION OF THE SUPERVISORY BOARD:CONDITIONAL GRANT OF FULL AND FINAL DISCHARGE TO MRS. H.M. VLETTER-VAN DORT, MR. S.R. BENNETT, MR. A. RUYS AND MR. P.J. WILLING | Management | For | For | For | ||||||
| 12.a. | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CONDITIONAL (I) CONVERSION AND (II) AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS PER SETTLEMENT | Management | For | For | For | ||||||
| 12.b. | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: CONDITIONAL AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS PER THE DATE OF TERMINATION OF THE LISTING OF ORDINARY SHARES IN THE COMPANY'S CAPITAL ON EURONEXT AMSTERDAM | Management | For | For | For | ||||||
| 13. | ANY OTHER BUSINESS | Non-Voting | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| WIX2 | WIX2 | STATE STREET BANK | 38,052 | 0 | 17-May-2022 | 17-May-2022 |
WATER ISLAND CREDIT OPPORTUNITIES FUND
Investment Company Report
KRATON CORPORATION
| Security | 50077C106 | Meeting Type | Special |
| Ticker Symbol | KRA | Meeting Date | 09-Dec-2021 |
| ISIN | US50077C1062 | Agenda | 935519035 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
| 1. | Merger Proposal: To approve and adopt the Agreement and Plan of Merger, dated as of September 27, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and between DL Chemical Co., Ltd. ("Parent"), DLC US Holdings, Inc., DLC US, Inc. ("Merger Subsidiary") and Kraton, under which Merger Subsidiary will merge with and into Kraton with Kraton surviving the merger as an indirect, wholly-owned, subsidiary of Parent (the "Merger"). | Management | For | For | For | ||||||
| 2. | Advisory Compensation Proposal: To approve, by a non-binding, advisory vote, the compensation arrangements that will or may become payable to Kraton's named executive officers in connection with the Merger. | Management | For | For | For | ||||||
| 3. | Adjournment Proposal: To approve the adjournment of the Special Meeting from time to time, if necessary or appropriate, including to solicit additional proxies to vote in favor of the proposal to adopt the Merger Agreement, in the event that there are insufficient votes at the time of the Special Meeting to establish a quorum or adopt the Merger Agreement. | Management | For | For | For |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX3 | ARBITRAGE CREDIT OPPS FUND | 997WIX3 | STATE STREET BANK & TRUST CO | 8,772 | 0 | 06-Dec-2021 | 06-Dec-2021 |
MORGAN STANLEY INSTITUTIONAL LIQUIDITY
| Security | 61747C707 | Meeting Type | Special |
| Ticker Symbol | MVRXX | Meeting Date | 31-Mar-2022 |
| ISIN | US61747C7074 | Agenda | 935543391 - Management |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Nancy C. Everett | For | For | For | ||||||||
| 2 | Jakki L. Haussler | For | For | For | ||||||||
| 3 | Patricia A. Maleski | For | For | For | ||||||||
| 4 | Frances L. Cashman | For | For | For | ||||||||
| 5 | Eddie A. Grier | For | For | For | ||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||
| 997WIX3 | ARBITRAGE CREDIT OPPS FUND | 997WIX3 | STATE STREET BANK & TRUST CO | 6,053,713 | 0 | 23-Feb-2022 | 23-Feb-2022 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| The Arbitrage Funds | ||
| By: | /s/ John S. Orrico | |
| John S. Orrico | ||
| President (Principal Executive Officer) | ||
| Date: | August 23, 2022 | |
