SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
_________________________ |
FORM 8-K |
CURRENT REPORT |
Pursuant to Section 13 or 15(d) of the |
Securities Exchange Act of 1934 |
Date of Report:April 22, 2010 |
(Date of earliest event reported) |
PRINCIPAL FINANCIAL GROUP, INC. |
(Exact name of registrant as specified in its charter) |
Delaware | 1-16725 | 42-1520346 |
(State or other jurisdiction | (Commission file number) | (I.R.S. Employer |
of incorporation) | Identification Number) |
711 High Street, Des Moines, Iowa 50392 | |
(Address of principal executive offices) | |
(515) 247-5111 | |
(Registrant’s telephone number, including area code) | |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing | |
obligation of the registrant under any of the following provisions: | |
[ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
[ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
[ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR |
240.14d-2(b)) | |
[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR |
240.13e-4(c)) | |
_________________________ |
Item 7.01 Regulation FD Disclosure | |
This report is filed quarterly to disclose assets under management (“AUM”) by | |
asset manager, prior to the availability of Principal Financial Group, Inc's (the | |
“Company”) quarterly earnings release. The amounts presented herein will be consistent | |
with the format of AUM by asset manager and presented again in such format within the | |
Company's financial supplement for the quarter ended March 31, 2010 when that | |
document is posted to the Company's investor relations web site on or about May 3, | |
2010. AUM may include assets managed directly and pursuant to dual employment | |
agreements among affiliated companies. | |
As of March 31, 2010, the AUM by asset manager were $211.5 billion for | |
Principal Global Investors and $33.5 billion for Principal International. | |
SIGNATURE | |
Pursuant to the requirements of the Securities Exchange Act of 1934, the | |
registrant has duly caused this report to be signed on its behalf by the undersigned | |
thereunto duly authorized. |
PRINCIPAL FINANCIAL GROUP, INC. | |||
By: /s/ Thomas J. Graf | |||
Name: Thomas J. Graf | |||
Title: Senior Vice President – Investor | |||
Relations | |||
Date: | April 22, 2010 |