SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
____________________ |
FORM 8-K |
CURRENT REPORT |
Pursuant to Section 13 or 15(d) of the |
Securities Exchange Act of 1934 |
Date of Report:January 22, 2010 |
(Date of earliest event reported) |
PRINCIPAL FINANCIAL GROUP, INC. |
(Exact name of registrant as specified in its charter) |
Delaware | 1-16725 | 42-1520346 |
(State or other jurisdiction | (Commission file number) | (I.R.S. Employer |
of incorporation) | Identification Number) |
711 High Street, Des Moines, Iowa 50392 | |
(Address of principal executive offices) | |
(515) 247-5111 | |
(Registrant’s telephone number, including area code) | |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing | |
obligation of the registrant under any of the following provisions: | |
[ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
[ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
[ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR |
240.14d-2(b)) | |
[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR |
240.13e-4(c)) | |
____________________ |
Item 7.01 Regulation FD Disclosure | |
This report is filed quarterly to disclose assets under management by asset | |
manager, prior to the availability of Principal Financial Group, Inc's (the "Company") | |
quarterly earnings release. The amounts presented herein will be consistent with the | |
format of assets under management by asset manager and presented again in such format | |
within the Company's financial supplement for the quarter ended December 31, 2009 | |
when that document is posted to the Company's investor relations web site on or about | |
February 8, 2010. | |
As of December 31, 2009, the assets under management by asset manager were | |
$205.3 billion for Principal Global Investors and $31.3 billion for Principal International. |
SIGNATURE | |
Pursuant to the requirements of the Securities Exchange Act of 1934, the | |
registrant has duly caused this report to be signed on its behalf by the undersigned | |
thereunto duly authorized. | |
PRINCIPAL FINANCIAL GROUP, INC. | |
By: /s/ Thomas J. Graf | |
Name: Thomas J. Graf | |
Title: Senior Vice President – Investor | |
Relations | |
Date: January 22, 2010 |