As filed with the Securities and Exchange Commission on April [...], 2023
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
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Trust for Professional Managers |
(Exact name of registrant as specified in its charter) |
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Delaware |
(State of incorporation or organization) |
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See List Below |
(I.R.S. Employer Identification Number) |
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c/o U.S. Bank Global Fund Services |
615 East Michigan Street |
Milwaukee, WI 53202 |
(Address of registrant’s principal executive offices) |
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Title of each class of securities to be registered | Name of each exchange on which each class is to be registered |
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ActivePassive Core Bond ETF | NYSE Arca, Inc. |
ActivePassive Intermediate Municipal Bond ETF | NYSE Arca, Inc. |
ActivePassive International Equity ETF | NYSE Arca, Inc. |
ActivePassive U.S. Equity ETF | NYSE Arca, Inc. |
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. | þ |
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If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. | ¨ |
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Securities Act Registration file number to which this form relates: 333-62298 | |
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Securities to be registered pursuant to Section 12(g) of the Act: Not applicable | |
Item 1. Description of Registrant’s Securities to be Registered.
Reference is made to Post-Effective Amendment No. 825 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-62298 and 811-10401), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0000894189-23-001911) on March 9, 2023, which is incorporated herein by reference.
The Trust currently consists of 26 separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:
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Title of Each Class of Securities to be Registered | IRS Employer ID Number |
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ActivePassive Core Bond ETF | 87-3904570 |
ActivePassive Intermediate Municipal Bond ETF | 87-4004624 |
ActivePassive International Equity ETF | 87-4024750 |
ActivePassive U.S. Equity ETF | 87-3888455 |
Item 2. Exhibits
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
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Trust for Professional Managers |
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April [...], 2023 |
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/s/ John P. Buckel |
John P. Buckel President, Trust for Professional Managers |