UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-10571
BLUE CHIP INVESTOR FUNDS
(Exact name of registrant as specified in charter)
480 N. Magnolia Ave., Suite 103, El Cajon, CA 92020
(Address of principal executive offices) (Zip code)
Ross C. Provence
Blue Chip Investor Funds
480 N. Magnolia Ave., Suite 103, El Cajon, CA 92020
(Name and address of agent for service)
Registrant's telephone number, including area code: (619) 588-9700
Date of fiscal year end: December 31
Date of reporting period: July 1, 2006 - June 30, 2007
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Account Name: Blue Chip Investor Fund (BCIFX) |
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Custodian Name: U.S. BANK |
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| NIKE, INC. |
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| Security |
| 654106103 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| NKE |
| Meeting Date |
| 18-Sep-2006 |
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| ISIN |
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| Agenda |
| 932573911 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
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| 1 | JILL K. CONWAY |
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| For |
| For | ||||||
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| 2 | ALAN B. GRAF, JR. |
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| For |
| For | ||||||
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| 3 | JEANNE P. JACKSON |
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| For |
| For | ||||||
| 02 | SHAREHOLDER PROPOSAL REGARDING CHARITABLE | Shareholder |
| Against |
| For | |||||||
| 03 | PROPOSAL TO RATIFY THE APPOINTMENT OF | Management |
| For |
| For | |||||||
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| MEREDITH CORPORATION |
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| Security |
| 589433101 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| MDP |
| Meeting Date |
| 08-Nov-2006 |
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| ISIN |
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| Agenda |
| 932590044 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
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| 1 | HERBERT M. BAUM |
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| For |
| For | ||||||
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| 2 | JAMES R. CRAIGIE |
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| For |
| For | ||||||
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| 3 | FREDERICK B. HENRY |
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| For |
| For | ||||||
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| 4 | WILLIAM T. KERR |
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| For |
| For | ||||||
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| MICROSOFT CORPORATION |
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| Security |
| 594918104 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| MSFT |
| Meeting Date |
| 14-Nov-2006 |
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| ISIN |
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| Agenda |
| 932591173 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 1A | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management |
| For |
| For | |||||||
| 1B | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management |
| For |
| For | |||||||
| 1C | ELECTION OF DIRECTOR: JAMES I. CASH JR. | Management |
| For |
| For | |||||||
| 1D | ELECTION OF DIRECTOR: DINA DUBLON | Management |
| For |
| For | |||||||
| 1E | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management |
| For |
| For | |||||||
| 1F | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management |
| For |
| For | |||||||
| 1G | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management |
| For |
| For | |||||||
| 1H | ELECTION OF DIRECTOR: HELMUT PANKE | Management |
| For |
| For | |||||||
| 1I | ELECTION OF DIRECTOR: JON A. SHIRLEY | Management |
| For |
| For | |||||||
| 02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR | Management |
| For |
| For | |||||||
| 03 | SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING | Shareholder |
| Against |
| For | |||||||
| 04 | SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN | Shareholder |
| Against |
| For | |||||||
| 05 | SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR | Shareholder |
| Against |
| For | |||||||
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| OSHKOSH TRUCK CORPORATION |
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| Security |
| 688239201 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| OSK |
| Meeting Date |
| 06-Feb-2007 |
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| ISIN |
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| Agenda |
| 932616343 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
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| 1 | J. WILLIAM ANDERSEN |
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| For |
| For | ||||||
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| 2 | ROBERT G. BOHN |
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| For |
| For | ||||||
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| 3 | ROBERT A. CORNOG |
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| For |
| For | ||||||
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| 4 | RICHARD M. DONNELLY |
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| For |
| For | ||||||
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| 5 | DONALD V. FITES |
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| For |
| For | ||||||
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| 6 | FREDERICK M. FRANKS, JR |
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| For |
| For | ||||||
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| 7 | MICHAEL W. GREBE |
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| For |
| For | ||||||
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| 8 | KATHLEEN J. HEMPEL |
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| For |
| For | ||||||
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| 9 | HARVEY N. MEDVIN |
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| For |
| For | ||||||
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| 10 | J. PETER MOSLING, JR. |
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| For |
| For | ||||||
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| 11 | RICHARD G. SIM |
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| For |
| For | ||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management |
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| FLORIDA ROCK INDUSTRIES, INC. |
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| Security |
| 341140101 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| FRK |
| Meeting Date |
| 07-Feb-2007 |
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| ISIN |
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| Agenda |
| 932618385 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
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| 1 | THOMPSON S. BAKER II |
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| For |
| For | ||||||
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| 2 | JOHN A. DELANEY |
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| For |
| For | ||||||
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| 3 | LUKE E. FICHTHORN III |
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| For |
| For | ||||||
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| 4 | FRANCIS X. KNOTT |
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| For |
| For | ||||||
| 02 | THE RATIFICATION OF THE AUDIT COMMITTEE'S | Management |
| For |
| For | |||||||
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| WELLS FARGO & COMPANY |
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| Security |
| 949746101 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| WFC |
| Meeting Date |
| 24-Apr-2007 |
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| ISIN |
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| Agenda |
| 932643643 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 1A | ELECTION OF DIRECTOR: JOHN S. CHEN. | Management |
| For |
| For | |||||||
| 1B | ELECTION OF DIRECTOR: LLOYD H. DEAN. | Management |
| For |
| For | |||||||
| 1C | ELECTION OF DIRECTOR: SUSAN E. ENGEL. | Management |
| For |
| For | |||||||
| 1D | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management |
| For |
| For | |||||||
| 1E | ELECTION OF DIRECTOR: ROBERT L. JOSS. | Management |
| For |
| For | |||||||
| 1F | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH. | Management |
| For |
| For | |||||||
| 1G | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK. | Management |
| For |
| For | |||||||
| 1H | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN. | Management |
| For |
| For | |||||||
| 1I | ELECTION OF DIRECTOR: NICHOLAS G. MOORE. | Management |
| For |
| For | |||||||
| 1J | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. | Management |
| For |
| For | |||||||
| 1K | ELECTION OF DIRECTOR: DONALD B. RICE. | Management |
| For |
| For | |||||||
| 1L | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. | Management |
| For |
| For | |||||||
| 1M | ELECTION OF DIRECTOR: STEPHEN W. SANGER. | Management |
| For |
| For | |||||||
| 1N | ELECTION OF DIRECTOR: SUSAN G. SWENSON. | Management |
| For |
| For | |||||||
| 1O | ELECTION OF DIRECTOR: JOHN G. STUMPF. | Management |
| For |
| For | |||||||
| 1P | ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. | Management |
| For |
| For | |||||||
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2007. | Management |
| For |
| For | |||||||
| 03 | STOCKHOLDER PROPOSAL REGARDING SEPARATION OF | Shareholder |
| Against |
| For | |||||||
| 04 | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY | Shareholder |
| Against |
| For | |||||||
| 05 | STOCKHOLDER PROPOSAL REGARDING ADOPTION OF A | Shareholder |
| Against |
| For | |||||||
| 06 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON | Shareholder |
| Against |
| For | |||||||
| 07 | STOCKHOLDER PROPOSAL REGARDING EMISSION | Shareholder |
| Against |
| For | |||||||
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| SYNOVUS FINANCIAL CORP. |
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| Security |
| 87161C105 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| SNV |
| Meeting Date |
| 25-Apr-2007 |
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| ISIN |
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| Agenda |
| 932655422 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
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| 1 | DANIEL P. AMOS |
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| For |
| For | ||||||
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| 2 | RICHARD E. ANTHONY |
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| For |
| For | ||||||
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| 3 | JAMES H. BLANCHARD |
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| For |
| For | ||||||
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| 4 | RICHARD Y. BRADLEY |
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| For |
| For | ||||||
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| 5 | FRANK W. BRUMLEY |
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| For |
| For | ||||||
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| 6 | ELIZABETH W. CAMP |
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| For |
| For | ||||||
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| 7 | GARDINER W. GARRARD, JR |
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| For |
| For | ||||||
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| 8 | T. MICHAEL GOODRICH |
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| For |
| For | ||||||
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| 9 | FREDERICK L. GREEN, III |
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| For |
| For | ||||||
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| 10 | V. NATHANIEL HANSFORD |
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| For |
| For | ||||||
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| 11 | ALFRED W. JONES, III |
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| For |
| For | ||||||
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| 12 | MASON H. LAMPTON |
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| For |
| For | ||||||
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| 13 | ELIZABETH C. OGIE |
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| For |
| For | ||||||
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| 14 | H. LYNN PAGE |
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| For |
| For | ||||||
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| 15 | J. NEAL PURCELL |
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| For |
| For | ||||||
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| 16 | MELVIN T. STITH |
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| For |
| For | ||||||
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| 17 | WILLIAM B. TURNER, JR. |
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| For |
| For | ||||||
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| 18 | JAMES D. YANCEY |
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| For |
| For | ||||||
| 02 | TO APPROVE THE SYNOVUS FINANCIAL CORP. 2007 | Management |
| For |
| For | |||||||
| 03 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS SYNOVUS' INDEPENDENT AUDITOR FOR THE YEAR 2007. | Management |
| For |
| For | |||||||
| 04 | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING | Shareholder |
| Against |
| For | |||||||
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| HARLEY-DAVIDSON, INC. |
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| Security |
| 412822108 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| HOG |
| Meeting Date |
| 28-Apr-2007 |
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| ISIN |
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| Agenda |
| 932658264 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
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| 1 | BARRY K. ALLEN |
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| For |
| For | ||||||
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| 2 | RICHARD I. BEATTIE |
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| For |
| For | ||||||
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| 3 | JUDSON C. GREEN |
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| For |
| For | ||||||
| 02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, | Management |
| For |
| For | |||||||
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| ILLINOIS TOOL WORKS INC. |
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| Security |
| 452308109 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| ITW |
| Meeting Date |
| 04-May-2007 |
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| ISIN |
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| Agenda |
| 932648732 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
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| 1 | WILLIAM F. ALDINGER |
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| For |
| For | ||||||
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| 2 | MICHAEL J. BIRCK |
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| For |
| For | ||||||
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| 3 | MARVIN D. BRAILSFORD |
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| For |
| For | ||||||
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| 4 | SUSAN CROWN |
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| For |
| For | ||||||
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| 5 | DON H. DAVIS, JR. |
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| For |
| For | ||||||
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| 6 | ROBERT C. MCCORMACK |
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| For |
| For | ||||||
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| 7 | ROBERT S. MORRISON |
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| For |
| For | ||||||
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| 8 | JAMES A. SKINNER |
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| For |
| For | ||||||
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| 9 | HAROLD B. SMITH |
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| For |
| For | ||||||
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| 10 | DAVID B. SPEER |
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| For |
| For | ||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management |
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| ZIONS BANCORPORATION |
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| Security |
| 989701107 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| ZION |
| Meeting Date |
| 04-May-2007 |
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| ISIN |
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| Agenda |
| 932657123 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
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| 1 | ROGER B. PORTER |
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| For |
| For | ||||||
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| 2 | L.E. SIMMONS |
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| For |
| For | ||||||
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| 3 | STEVEN C. WHEELWRIGHT |
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| For |
| For | ||||||
| 02 | TO RATIFY THE APPOINTMENT OF THE COMPANY'S | Management |
| For |
| For | |||||||
| 03 | TO TRANSACT ANY OTHER SUCH BUSINESS AS MAY | Management |
| For |
| For | |||||||
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| BERKSHIRE HATHAWAY INC. |
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| Security |
| 084670108 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| BRKA |
| Meeting Date |
| 05-May-2007 |
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| ISIN |
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| Agenda |
| 932642780 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
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| 1 | WARREN E. BUFFETT |
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| For |
| For | ||||||
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| 2 | CHARLES T. MUNGER |
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| For |
| For | ||||||
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| 3 | HOWARD G. BUFFETT |
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| For |
| For | ||||||
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| 4 | SUSAN L. DECKER |
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| For |
| For | ||||||
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| 5 | WILLIAM H. GATES III |
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| For |
| For | ||||||
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| 6 | DAVID S. GOTTESMAN |
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| For |
| For | ||||||
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| 7 | CHARLOTTE GUYMAN |
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| For |
| For | ||||||
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| 8 | DONALD R. KEOUGH |
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| For |
| For | ||||||
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| 9 | THOMAS S. MURPHY |
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| For |
| For | ||||||
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| 10 | RONALD L. OLSON |
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| For |
| For | ||||||
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| 11 | WALTER SCOTT, JR. |
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| For |
| For | ||||||
| 02 | SHAREHOLDER PROPOSAL: TO APPROVE THE | Shareholder |
| Against |
| For | |||||||
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| BERKSHIRE HATHAWAY INC. |
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| Security |
| 084670207 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| BRKB |
| Meeting Date |
| 05-May-2007 |
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| ISIN |
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| Agenda |
| 932642780 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
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| 1 | WARREN E. BUFFETT |
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| For |
| For | ||||||
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| 2 | CHARLES T. MUNGER |
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| For |
| For | ||||||
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| 3 | HOWARD G. BUFFETT |
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| For |
| For | ||||||
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| 4 | SUSAN L. DECKER |
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| For |
| For | ||||||
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| 5 | WILLIAM H. GATES III |
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| For |
| For | ||||||
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| 6 | DAVID S. GOTTESMAN |
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| For |
| For | ||||||
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| 7 | CHARLOTTE GUYMAN |
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| For |
| For | ||||||
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| 8 | DONALD R. KEOUGH |
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| For |
| For | ||||||
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| 9 | THOMAS S. MURPHY |
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| For |
| For | ||||||
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| 10 | RONALD L. OLSON |
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| For |
| For | ||||||
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| 11 | WALTER SCOTT, JR. |
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| For |
| For | ||||||
| 02 | SHAREHOLDER PROPOSAL: TO APPROVE THE | Shareholder |
| Against |
| For | |||||||
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| AFLAC INCORPORATED |
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| Security |
| 001055102 |
| Meeting Type |
| Contested-Annual | |||||||
| Ticker Symbol |
| AFL |
| Meeting Date |
| 07-May-2007 |
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| |||||
| ISIN |
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| Agenda |
| 932651789 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
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| 1 | DANIEL P. AMOS |
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| For |
| For | ||||||
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| 2 | JOHN SHELBY AMOS II |
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| For |
| For | ||||||
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| 3 | PAUL S. AMOS II |
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| For |
| For | ||||||
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| 4 | YOSHIRO AOKI |
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| For |
| For | ||||||
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| 5 | MICHAEL H. ARMACOST |
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| For |
| For | ||||||
|
| 6 | KRISS CLONINGER III |
|
| For |
| For | ||||||
|
| 7 | JOE FRANK HARRIS |
|
| For |
| For | ||||||
|
| 8 | ELIZABETH J. HUDSON |
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| For |
| For | ||||||
|
| 9 | KENNETH S. JANKE SR. |
|
| For |
| For | ||||||
|
| 10 | DOUGLAS W. JOHNSON |
|
| For |
| For | ||||||
|
| 11 | ROBERT B. JOHNSON |
|
| For |
| For | ||||||
|
| 12 | CHARLES B. KNAPP |
|
| For |
| For | ||||||
|
| 13 | E. STEPHEN PURDOM, M.D. |
|
| For |
| For | ||||||
|
| 14 | B.K. RIMER, DR. PH |
|
| For |
| For | ||||||
|
| 15 | MARVIN R. SCHUSTER |
|
| For |
| For | ||||||
|
| 16 | DAVID GARY THOMPSON |
|
| For |
| For | ||||||
|
| 17 | ROBERT L. WRIGHT |
|
| For |
| For | ||||||
| 02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS | Management |
| For |
| For | |||||||
|
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|
|
|
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|
| AMERICAN INTERNATIONAL GROUP, INC. |
| ||||||||||||
| Security |
| 026874107 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| AIG |
| Meeting Date |
| 16-May-2007 |
|
| |||||
| ISIN |
|
|
| Agenda |
| 932677187 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
|
|
|
|
|
| |||||
|
| 1 | MARSHALL A. COHEN |
|
| For |
| For | ||||||
|
| 2 | MARTIN S. FELDSTEIN |
|
| For |
| For | ||||||
|
| 3 | ELLEN V. FUTTER |
|
| For |
| For | ||||||
|
| 4 | STEPHEN L. HAMMERMAN |
|
| For |
| For | ||||||
|
| 5 | RICHARD C. HOLBROOKE |
|
| For |
| For | ||||||
|
| 6 | FRED H. LANGHAMMER |
|
| For |
| For | ||||||
|
| 7 | GEORGE L. MILES, JR. |
|
| For |
| For | ||||||
|
| 8 | MORRIS W. OFFIT |
|
| For |
| For | ||||||
|
| 9 | JAMES F. ORR III |
|
| For |
| For | ||||||
|
| 10 | VIRGINIA M. ROMETTY |
|
| For |
| For | ||||||
|
| 11 | MARTIN J. SULLIVAN |
|
| For |
| For | ||||||
|
| 12 | MICHAEL H. SUTTON |
|
| For |
| For | ||||||
|
| 13 | EDMUND S.W. TSE |
|
| For |
| For | ||||||
|
| 14 | ROBERT B. WILLUMSTAD |
|
| For |
| For | ||||||
|
| 15 | FRANK G. ZARB |
|
| For |
| For | ||||||
| 02 | RATIFICATION OF THE SELECTION OF | Management |
| For |
| For | |||||||
| 03 | ADOPTION OF THE AMERICAN INTERNATIONAL GROUP, | Management |
| For |
| For | |||||||
| 04 | SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE- | Shareholder |
| Against |
| For | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| SLM CORPORATION |
| ||||||||||||
| Security |
| 78442P106 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| SLM |
| Meeting Date |
| 17-May-2007 |
|
| |||||
| ISIN |
|
|
| Agenda |
| 932662035 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
|
|
|
|
|
| |||||
|
| 1 | ANN TORRE BATES |
|
| For |
| For | ||||||
|
| 2 | CHARLES L. DALEY |
|
| For |
| For | ||||||
|
| 3 | W.M. DIEFENDERFER III |
|
| For |
| For | ||||||
|
| 4 | THOMAS J. FITZPATRICK |
|
| For |
| For | ||||||
|
| 5 | DIANE SUITT GILLELAND |
|
| For |
| For | ||||||
|
| 6 | EARL A. GOODE |
|
| For |
| For | ||||||
|
| 7 | RONALD F. HUNT |
|
| For |
| For | ||||||
|
| 8 | BENJAMIN J. LAMBERT III |
|
| For |
| For | ||||||
|
| 9 | ALBERT L. LORD |
|
| For |
| For | ||||||
|
| 10 | BARRY A. MUNITZ |
|
| For |
| For | ||||||
|
| 11 | A. ALEXANDER PORTER, JR |
|
| For |
| For | ||||||
|
| 12 | WOLFGANG SCHOELLKOPF |
|
| For |
| For | ||||||
|
| 13 | STEVEN L. SHAPIRO |
|
| For |
| For | ||||||
|
| 14 | BARRY L. WILLIAMS |
|
| For |
| For | ||||||
| 02 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE | Management |
| For |
| For | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| FISERV, INC. |
| ||||||||||||
| Security |
| 337738108 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| FISV |
| Meeting Date |
| 23-May-2007 |
|
| |||||
| ISIN |
|
|
| Agenda |
| 932680829 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
|
|
|
|
|
| |||||
|
| 1 | K.M. ROBAK* |
|
| For |
| For | ||||||
|
| 2 | T.C. WERTHEIMER* |
|
| For |
| For | ||||||
| 02 | TO APPROVE AN AMENDMENT TO OUR ARTICLES OF | Management |
| For |
| For | |||||||
| 03 | TO APPROVE THE FISERV, INC. 2007 OMNIBUS INCENTIVE | Management |
| For |
| For | |||||||
| 04 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING | Management |
| For |
| For | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| THE HOME DEPOT, INC. |
| ||||||||||||
| Security |
| 437076102 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| HD |
| Meeting Date |
| 24-May-2007 |
|
| |||||
| ISIN |
|
|
| Agenda |
| 932680499 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 1A | ELECTION OF DIRECTOR: DAVID H. BATCHELDER | Management |
| For |
| For | |||||||
| 1B | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management |
| For |
| For | |||||||
| 1C | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management |
| For |
| For | |||||||
| 1D | ELECTION OF DIRECTOR: JOHN L. CLENDENIN | Management |
| For |
| For | |||||||
| 1E | ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ | Management |
| For |
| For | |||||||
| 1F | ELECTION OF DIRECTOR: MILLEDGE A. HART, III | Management |
| For |
| For | |||||||
| 1G | ELECTION OF DIRECTOR: BONNIE G. HILL | Management |
| For |
| For | |||||||
| 1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management |
| For |
| For | |||||||
| 1I | ELECTION OF DIRECTOR: HELEN JOHNSON-LEIPOLD | Management |
| For |
| For | |||||||
| 1J | ELECTION OF DIRECTOR: LAWRENCE R. JOHNSTON | Management |
| For |
| For | |||||||
| 1K | ELECTION OF DIRECTOR: KENNETH G. LANGONE | Management |
| For |
| For | |||||||
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE | Management |
| For |
| For | |||||||
| 03 | SHAREHOLDER PROPOSAL REGARDING POISON PILL | Shareholder |
| Abstain |
| Against | |||||||
| 04 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT | Shareholder |
| Against |
| For | |||||||
| 05 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE | Shareholder |
| Against |
| For | |||||||
| 06 | SHAREHOLDER PROPOSAL REGARDING MANAGEMENT | Shareholder |
| Against |
| For | |||||||
| 07 | SHAREHOLDER PROPOSAL REGARDING RETIREMENT | Shareholder |
| Against |
| For | |||||||
| 08 | SHAREHOLDER PROPOSAL REGARDING EQUITY | Shareholder |
| Against |
| For | |||||||
| 09 | SHAREHOLDER PROPOSAL REGARDING PAY-FOR- | Shareholder |
| Against |
| For | |||||||
| 10 | SHAREHOLDER PROPOSAL REGARDING POLITICAL | Shareholder |
| Against |
| For | |||||||
| 11 | SHAREHOLDER PROPOSAL REGARDING CHAIRMAN AND | Shareholder |
| Against |
| For | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| LOWE'S COMPANIES, INC. |
| ||||||||||||
| Security |
| 548661107 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| LOW |
| Meeting Date |
| 25-May-2007 |
|
| |||||
| ISIN |
|
|
| Agenda |
| 932687152 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
|
|
|
|
|
| |||||
|
| 1 | DAVID W. BERNAUER |
|
| For |
| For | ||||||
|
| 2 | LEONARD L. BERRY |
|
| For |
| For | ||||||
|
| 3 | DAWN E. HUDSON |
|
| For |
| For | ||||||
|
| 4 | ROBERT A. NIBLOCK |
|
| For |
| For | ||||||
| 02 | TO APPROVE AN AMENDMENT TO THE LOWE'S COMPANIES | Management |
| For |
| For | |||||||
| 03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS. | Management |
| For |
| For | |||||||
| 04 | SHAREHOLDER PROPOSAL ESTABLISHING MINIMUM | Shareholder |
| Against |
| For | |||||||
| 05 | SHAREHOLDER PROPOSAL REQUESTING ANNUAL REPORT | Shareholder |
| Against |
| For | |||||||
| 06 | SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION OF EACH DIRECTOR. | Shareholder |
| Against |
| For | |||||||
| 07 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE | Shareholder |
| Against |
| For | |||||||
| 08 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE | Shareholder |
| Against |
| For | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| UNITEDHEALTH GROUP INCORPORATED |
| ||||||||||||
| Security |
| 91324P102 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| UNH |
| Meeting Date |
| 29-May-2007 |
|
| |||||
| ISIN |
|
|
| Agenda |
| 932703564 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
|
|
|
|
|
| |||||
|
| 1 | WILLIAM C. BALLARD, JR. |
|
| For |
| For | ||||||
|
| 2 | RICHARD T. BURKE |
|
| For |
| For | ||||||
|
| 3 | STEPHEN J. HEMSLEY |
|
| For |
| For | ||||||
|
| 4 | ROBERT J. DARRETTA |
|
| For |
| For | ||||||
| 02 | AMENDMENT TO ARTICLES OF INCORPORATION | Management |
| For |
| For | |||||||
| 03 | AMENDMENT TO ARTICLES OF INCORPORATION AND | Management |
| For |
| For | |||||||
| 04 | AMENDMENT TO ARTICLES OF INCORPORATION AND | Management |
| For |
| For | |||||||
| 05 | AMENDMENT TO ARTICLES OF INCORPORATION TO | Management |
| For |
| For | |||||||
| 06 | ADOPTION OF RESTATED ARTICLES OF INCORPORATION | Management |
| For |
| For | |||||||
| 07 | RATIFICATION OF DELOITTE & TOUCHE LLP AS | Management |
| For |
| For | |||||||
| 08 | SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE- | Shareholder |
| Against |
| For | |||||||
| 09 | SHAREHOLDER PROPOSAL CONCERNING SUPPLEMENTAL | Shareholder |
| Against |
| For | |||||||
| 10 | SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY | Shareholder |
| Against |
| For | |||||||
| 11 | SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER | Shareholder |
| Against |
| For | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| WAL-MART STORES, INC. |
| ||||||||||||
| Security |
| 931142103 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| WMT |
| Meeting Date |
| 01-Jun-2007 |
|
| |||||
| ISIN |
|
|
| Agenda |
| 932700669 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management |
| For |
| For | |||||||
| 1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management |
| For |
| For | |||||||
| 1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management |
| For |
| For | |||||||
| 1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management |
| For |
| For | |||||||
| 1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management |
| For |
| For | |||||||
| 1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management |
| For |
| For | |||||||
| 1G | ELECTION OF DIRECTOR: DAVID D. GLASS | Management |
| For |
| For | |||||||
| 1H | ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ | Management |
| For |
| For | |||||||
| 1I | ELECTION OF DIRECTOR: ALLEN I. QUESTROM | Management |
| For |
| For | |||||||
| 1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management |
| For |
| For | |||||||
| 1K | ELECTION OF DIRECTOR: JACK C. SHEWMAKER | Management |
| For |
| For | |||||||
| 1L | ELECTION OF DIRECTOR: JIM C. WALTON | Management |
| For |
| For | |||||||
| 1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management |
| For |
| For | |||||||
| 1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management |
| For |
| For | |||||||
| 1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Management |
| For |
| For | |||||||
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT | Management |
| For |
| For | |||||||
| 03 | CHARITABLE CONTRIBUTIONS REPORT | Shareholder |
| Against |
| For | |||||||
| 04 | UNIVERSAL HEALTH CARE POLICY | Shareholder |
| Against |
| For | |||||||
| 05 | PAY-FOR-SUPERIOR-PERFORMANCE | Shareholder |
| Against |
| For | |||||||
| 06 | EQUITY COMPENSATION GLASS CEILING | Shareholder |
| Against |
| For | |||||||
| 07 | COMPENSATION DISPARITY | Shareholder |
| Against |
| For | |||||||
| 08 | BUSINESS SOCIAL RESPONSIBILITY REPORT | Shareholder |
| Against |
| For | |||||||
| 09 | EXECUTIVE COMPENSATION VOTE | Shareholder |
| Against |
| For | |||||||
| 10 | POLITICAL CONTRIBUTIONS REPORT | Shareholder |
| Against |
| For | |||||||
| 11 | SOCIAL AND REPUTATION IMPACT REPORT | Shareholder |
| Against |
| For | |||||||
| 12 | CUMULATIVE VOTING | Shareholder |
| Against |
| For | |||||||
| 13 | QUALIFICATIONS FOR DIRECTOR NOMINEES | Shareholder |
| Against |
| For | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| COUNTRYWIDE FINANCIAL CORPORATION |
| ||||||||||||
| Security |
| 222372104 |
| Meeting Type |
| Annual | |||||||
| Ticker Symbol |
| CFC |
| Meeting Date |
| 13-Jun-2007 |
|
| |||||
| ISIN |
|
|
| Agenda |
| 932701762 - Management | |||||||
| Item | Proposal | Type |
| Vote |
| For/Against | |||||||
| 01 | DIRECTOR | Management |
|
|
|
|
|
| |||||
|
| 1 | HENRY G. CISNEROS |
|
| For |
| For | ||||||
|
| 2 | ROBERT J. DONATO |
|
| For |
| For | ||||||
|
| 3 | HARLEY W. SNYDER |
|
| For |
| For | ||||||
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS | Management |
| For |
| For | |||||||
| 03 | TO CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY | Shareholder |
| Against |
| For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BLUE CHIP INVESTOR FUNDS
By: /s/ Ross C. Provence
Ross C. Provence, President
Date: 8/13/07