UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-10571
BLUE CHIP INVESTOR FUNDS
(Exact name of registrant as specified in charter)
480 N. Magnolia Ave., Suite 103, El Cajon, CA 92020
(Address of principal executive offices) (Zip code)
Ross C. Provence
Blue Chip Investor Funds
480 N. Magnolia Ave., Suite 103, El Cajon, CA 92020
(Name and address of agent for service)
Registrant's telephone number, including area code: (619) 588-9700
Date of fiscal year end: December 31
Date of reporting period: July 1, 2008 - June 30, 2009
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Account Name: BLUE CHIP INVESTOR FUND | |||||||||||||||||||||||||
Custodian Name: J.P.MORGAN CHASE BANK, N.A. | |||||||||||||||||||||||||
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| LEGG MASON, INC. |
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| Security |
| 524901105 |
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| LM |
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| Meeting Date |
| 22-Jul-2008 |
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| ISIN |
| US5249011058 |
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| Agenda |
| 932930642 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 23-May-2008 |
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| Country |
| United States |
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| Vote Deadline Date |
| 21-Jul-2008 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 01 | DIRECTOR | Management |
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| 1 | DENNIS R. BERESFORD* |
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| For |
| For | |||||||||||||||
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| 2 | W. ALLEN REED* |
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| For |
| For | |||||||||||||||
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| 3 | ROGER W. SCHIPKE* |
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| For |
| For | |||||||||||||||
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| 4 | NICHOLAS J. ST. GEORGE* |
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| For |
| For | |||||||||||||||
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| 5 | MARK R. FETTING** |
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| For |
| For | |||||||||||||||
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| 6 | SCOTT C. NUTTALL*** |
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| For |
| For | |||||||||||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF | Management |
| For |
| For | ||||||||||||||||||
| 03 | STOCKHOLDER PROPOSAL RELATING TO AN | Shareholder |
| For |
| Against | ||||||||||||||||||
| 04 | STOCKHOLDER PROPOSAL RELATING TO AN ADVISORY | Shareholder |
| Against |
| For | ||||||||||||||||||
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| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
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| CTC |
| 7500 |
| 0 |
| 02-Jul-2008 |
| 02-Jul-2008 | ||||||||||||||
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| PAYCHEX, INC. |
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| Security |
| 704326107 |
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| PAYX |
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| Meeting Date |
| 07-Oct-2008 |
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| ISIN |
| US7043261079 |
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| Agenda |
| 932950050 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 11-Aug-2008 |
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| Country |
| United States |
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| Vote Deadline Date |
| 06-Oct-2008 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1A | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | Management |
| For |
| For | ||||||||||||||||||
| 1B | ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN | Management |
| For |
| For | ||||||||||||||||||
| 1C | ELECTION OF DIRECTOR: PHILLIP HORSLEY | Management |
| For |
| For | ||||||||||||||||||
| 1D | ELECTION OF DIRECTOR: GRANT M. INMAN | Management |
| For |
| For | ||||||||||||||||||
| 1E | ELECTION OF DIRECTOR: PAMELA A. JOSEPH | Management |
| For |
| For | ||||||||||||||||||
| 1F | ELECTION OF DIRECTOR: JONATHAN J. JUDGE | Management |
| For |
| For | ||||||||||||||||||
| 1G | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management |
| For |
| For | ||||||||||||||||||
| 1H | ELECTION OF DIRECTOR: JOSEPH M. VELLI | Management |
| For |
| For | ||||||||||||||||||
| 02 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF | Management |
| For |
| For | ||||||||||||||||||
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| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
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| CTC |
| 12000 |
| 0 |
| 28-Aug-2008 |
| 28-Aug-2008 | ||||||||||||||
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| MEREDITH CORPORATION |
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| Security |
| 589433101 |
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| MDP |
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| Meeting Date |
| 05-Nov-2008 |
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| ISIN |
| US5894331017 |
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| Agenda |
| 932955985 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 11-Sep-2008 |
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| Country |
| United States |
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| Vote Deadline Date |
| 04-Nov-2008 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1 | DIRECTOR | Management |
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| 1 | ALFRED H. DREWES |
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| For |
| For | |||||||||||||||
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| 2 | DAVID J. LONDONER |
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| For |
| For | |||||||||||||||
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| 3 | PHILIP A. MARINEAU |
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| For |
| For | |||||||||||||||
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| 4 | ELIZABETH E. TALLETT |
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| For |
| For | |||||||||||||||
| 2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE | Management |
| For |
| For | ||||||||||||||||||
| 3 | TO VOTE UPON THE PROPOSED AMENDMENT TO THE | Management |
| For |
| For | ||||||||||||||||||
| 4 | TO VOTE ON SHAREHOLDER PROPOSALS, IF PROPERLY | Shareholder |
| Against |
| For | ||||||||||||||||||
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| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
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| CTC |
| 15600 |
| 0 |
| 19-Sep-2008 |
| 19-Sep-2008 | ||||||||||||||
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| AUTOMATIC DATA PROCESSING, INC. |
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| Security |
| 053015103 |
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| ADP |
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| Meeting Date |
| 11-Nov-2008 |
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| ISIN |
| US0530151036 |
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| Agenda |
| 932958501 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 12-Sep-2008 |
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| Country |
| United States |
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| Vote Deadline Date |
| 10-Nov-2008 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 01 | DIRECTOR | Management |
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| 1 | GREGORY D. BRENNEMAN |
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| For |
| For | |||||||||||||||
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| 2 | LESLIE A. BRUN |
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| For |
| For | |||||||||||||||
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| 3 | GARY C. BUTLER |
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| For |
| For | |||||||||||||||
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| 4 | LEON G. COOPERMAN |
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| For |
| For | |||||||||||||||
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| 5 | ERIC C. FAST |
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| For |
| For | |||||||||||||||
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| 6 | R. GLENN HUBBARD |
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| For |
| For | |||||||||||||||
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| 7 | JOHN P. JONES |
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| For |
| For | |||||||||||||||
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| 8 | FREDERIC V. MALEK |
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| For |
| For | |||||||||||||||
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| 9 | CHARLES H. NOSKI |
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| For |
| For | |||||||||||||||
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| 10 | SHARON T. ROWLANDS |
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| For |
| For | |||||||||||||||
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| 11 | GREGORY L. SUMME |
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| For |
| For | |||||||||||||||
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| 12 | HENRY TAUB |
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| For |
| For | |||||||||||||||
| 02 | APPROVAL OF THE 2008 OMNIBUS AWARD PLAN | Management |
| For |
| For | ||||||||||||||||||
| 03 | APPOINTMENT OF DELOITTE & TOUCHE LLP | Management |
| For |
| For | ||||||||||||||||||
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| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
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| CTC |
| 9300 |
| 0 |
| 26-Sep-2008 |
| 26-Sep-2008 | ||||||||||||||
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| CISCO SYSTEMS, INC. |
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| Security |
| 17275R102 |
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| CSCO |
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| Meeting Date |
| 13-Nov-2008 |
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| ISIN |
| US17275R1023 |
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| Agenda |
| 932954729 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 15-Sep-2008 |
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| Country |
| United States |
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| Vote Deadline Date |
| 12-Nov-2008 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management |
| For |
| For | ||||||||||||||||||
| 1B | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management |
| For |
| For | ||||||||||||||||||
| 1C | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management |
| For |
| For | ||||||||||||||||||
| 1D | ELECTION OF DIRECTOR: LARRY R. CARTER | Management |
| For |
| For | ||||||||||||||||||
| 1E | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management |
| For |
| For | ||||||||||||||||||
| 1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management |
| For |
| For | ||||||||||||||||||
| 1G | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management |
| For |
| For | ||||||||||||||||||
| 1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management |
| For |
| For | ||||||||||||||||||
| 1I | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management |
| For |
| For | ||||||||||||||||||
| 1J | ELECTION OF DIRECTOR: MICHAEL K. POWELL | Management |
| For |
| For | ||||||||||||||||||
| 1K | ELECTION OF DIRECTOR: STEVEN M. WEST | Management |
| For |
| For | ||||||||||||||||||
| 1L | ELECTION OF DIRECTOR: JERRY YANG | Management |
| For |
| For | ||||||||||||||||||
| 02 | TO RATIFY THE APPOINTMENT OF | Management |
| For |
| For | ||||||||||||||||||
| 03 | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND | Shareholder |
| Against |
| For | ||||||||||||||||||
| 04 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING | Shareholder |
| Against |
| For | ||||||||||||||||||
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| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
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| CTC |
| 18000 |
| 0 |
| 23-Sep-2008 |
| 23-Sep-2008 | ||||||||||||||
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| MICROSOFT CORPORATION |
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| Security |
| 594918104 |
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| MSFT |
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| Meeting Date |
| 19-Nov-2008 |
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| ISIN |
| US5949181045 |
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| Agenda |
| 932960013 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 05-Sep-2008 |
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| Country |
| United States |
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| Vote Deadline Date |
| 18-Nov-2008 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 01 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management |
| For |
| For | ||||||||||||||||||
| 02 | ELECTION OF DIRECTOR: JAMES I. CASH JR. | Management |
| For |
| For | ||||||||||||||||||
| 03 | ELECTION OF DIRECTOR: DINA DUBLON | Management |
| For |
| For | ||||||||||||||||||
| 04 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management |
| For |
| For | ||||||||||||||||||
| 05 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management |
| For |
| For | ||||||||||||||||||
| 06 | ELECTION OF DIRECTOR: REED HASTINGS | Management |
| For |
| For | ||||||||||||||||||
| 07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management |
| For |
| For | ||||||||||||||||||
| 08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management |
| For |
| For | ||||||||||||||||||
| 09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management |
| For |
| For | ||||||||||||||||||
| 10 | APPROVAL OF MATERIAL TERMS OF PERFORMANCE | Management |
| For |
| For | ||||||||||||||||||
| 11 | APPROVAL OF AMENDMENTS TO THE 1999 STOCK OPTION | Management |
| For |
| For | ||||||||||||||||||
| 12 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE | Management |
| For |
| For | ||||||||||||||||||
| 13 | SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON | Shareholder |
| Abstain |
| Against | ||||||||||||||||||
| 14 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD | Shareholder |
| Against |
| For | ||||||||||||||||||
| 15 | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE | Shareholder |
| Against |
| For | ||||||||||||||||||
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| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
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| CTC |
| 15000 |
| 0 |
| 02-Oct-2008 |
| 02-Oct-2008 | ||||||||||||||
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| WALGREEN CO. |
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| Security |
| 931422109 |
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| WAG |
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| Meeting Date |
| 14-Jan-2009 |
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| ISIN |
| US9314221097 |
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| Agenda |
| 932978046 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 17-Nov-2008 |
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| Country |
| United States |
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| Vote Deadline Date |
| 13-Jan-2009 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 01 | DIRECTOR | Management |
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| 1 | WILLIAM C. FOOTE |
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| For |
| For | |||||||||||||||
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| 2 | MARK P. FRISSORA |
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| For |
| For | |||||||||||||||
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| 3 | ALAN G. MCNALLY |
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| For |
| For | |||||||||||||||
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| 4 | CORDELL REED |
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| For |
| For | |||||||||||||||
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| 5 | NANCY M. SCHLICHTING |
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| For |
| For | |||||||||||||||
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| 6 | DAVID Y. SCHWARTZ |
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| For |
| For | |||||||||||||||
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| 7 | ALEJANDRO SILVA |
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| For |
| For | |||||||||||||||
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| 8 | JAMES A. SKINNER |
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| For |
| For | |||||||||||||||
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| 9 | MARILOU M. VON FERSTEL |
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| For |
| For | |||||||||||||||
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| 10 | CHARLES R. WALGREEN III |
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| For |
| For | |||||||||||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management |
| For |
| For | ||||||||||||||||||
| 03 | TO AMEND THE WALGREEN CO. 1982 EMPLOYEES STOCK | Management |
| For |
| For | ||||||||||||||||||
| 04 | SHAREHOLDER PROPOSAL THAT THE CHAIRMAN OF THE | Shareholder |
| Against |
| For | ||||||||||||||||||
| 05 | SHAREHOLDER PROPOSAL THAT WALGREEN CO. | Shareholder |
| Against |
| For | ||||||||||||||||||
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| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
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| CTC |
| 20000 |
| 0 |
| 25-Nov-2008 |
| 25-Nov-2008 | ||||||||||||||
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| EMERSON ELECTRIC CO. |
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| Security |
| 291011104 |
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| EMR |
|
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| Meeting Date |
| 03-Feb-2009 |
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| ||||||||||||
| ISIN |
| US2910111044 |
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| Agenda |
| 932983681 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 25-Nov-2008 |
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| Country |
| United States |
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| Vote Deadline Date |
| 02-Feb-2009 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 01 | DIRECTOR | Management |
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| 1 | A.A. BUSCH III* |
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| For |
| For | |||||||||||||||
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| 2 | A.F. GOLDEN* |
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| For |
| For | |||||||||||||||
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| 3 | H. GREEN* |
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| For |
| For | |||||||||||||||
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| 4 | W.R. JOHNSON* |
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| For |
| For | |||||||||||||||
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| 5 | J.B. MENZER* |
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| For |
| For | |||||||||||||||
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| 6 | V.R. LOUCKS, JR.** |
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| For |
| For | |||||||||||||||
| 02 | RATIFICATION OF KPMG LLP AS INDEPENDENT | Management |
| For |
| For | ||||||||||||||||||
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| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
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| CTC |
| 15000 |
| 0 |
| 18-Dec-2008 |
| 18-Dec-2008 | ||||||||||||||
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| ACCENTURE LTD |
| |||||||||||||||||||||||
| Security |
| G1150G111 |
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| ACN |
|
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| Meeting Date |
| 12-Feb-2009 |
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| ||||||||||||
| ISIN |
| BMG1150G1116 |
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| Agenda |
| 932988554 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 15-Dec-2008 |
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| ||||||||||||
| Country |
| United States |
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| Vote Deadline Date |
| 11-Feb-2009 |
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| |||||||||||||||
| SEDOL(s) |
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| Quick Code |
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| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1A | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: | Management |
| For |
| For | ||||||||||||||||||
| 1B | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA | Management |
| For |
| For | ||||||||||||||||||
| 1C | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM | Management |
| For |
| For | ||||||||||||||||||
| 1D | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: | Management |
| For |
| For | ||||||||||||||||||
| 1E | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: | Management |
| For |
| For | ||||||||||||||||||
| 2 | RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT | Management |
| For |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 9600 |
| 0 |
| 02-Jan-2009 |
| 02-Jan-2009 | ||||||||||||||
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| FRANKLIN RESOURCES, INC. |
| |||||||||||||||||||||||
| Security |
| 354613101 |
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| BEN |
|
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| Meeting Date |
| 11-Mar-2009 |
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| ||||||||||||
| ISIN |
| US3546131018 |
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| Agenda |
| 932991311 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 12-Jan-2009 |
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| ||||||||||||
| Country |
| United States |
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| Vote Deadline Date |
| 10-Mar-2009 |
|
| |||||||||||||||
| SEDOL(s) |
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| Quick Code |
|
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| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1A | ELECTION OF DIRECTOR: SAMUEL H. ARMACOST | Management |
| For |
| For | ||||||||||||||||||
| 1B | ELECTION OF DIRECTOR: CHARLES CROCKER | Management |
| For |
| For | ||||||||||||||||||
| 1C | ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN | Management |
| For |
| For | ||||||||||||||||||
| 1D | ELECTION OF DIRECTOR: ROBERT D. JOFFE | Management |
| For |
| For | ||||||||||||||||||
| 1E | ELECTION OF DIRECTOR: CHARLES B. JOHNSON | Management |
| For |
| For | ||||||||||||||||||
| 1F | ELECTION OF DIRECTOR: GREGORY E. JOHNSON | Management |
| For |
| For | ||||||||||||||||||
| 1G | ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. | Management |
| For |
| For | ||||||||||||||||||
| 1H | ELECTION OF DIRECTOR: THOMAS H. KEAN | Management |
| For |
| For | ||||||||||||||||||
| 1I | ELECTION OF DIRECTOR: CHUTTA RATNATHICAM | Management |
| For |
| For | ||||||||||||||||||
| 1J | ELECTION OF DIRECTOR: PETER M. SACERDOTE | Management |
| For |
| For | ||||||||||||||||||
| 1K | ELECTION OF DIRECTOR: LAURA STEIN | Management |
| For |
| For | ||||||||||||||||||
| 1L | ELECTION OF DIRECTOR: ANNE M. TATLOCK | Management |
| For |
| For | ||||||||||||||||||
| 02 | TO RATIFY THE APPOINTMENT OF | Management |
| For |
| For | ||||||||||||||||||
| 03 | TO RESUBMIT FOR STOCKHOLDER APPROVAL THE 2004 | Management |
| For |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 10000 |
| 0 |
| 27-Jan-2009 |
| 27-Jan-2009 | ||||||||||||||
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| HEWLETT-PACKARD COMPANY |
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| Security |
| 428236103 |
|
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| HPQ |
|
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|
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| Meeting Date |
| 18-Mar-2009 |
|
| ||||||||||||
| ISIN |
| US4282361033 |
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| Agenda |
| 932994785 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 20-Jan-2009 |
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| ||||||||||||
| Country |
| United States |
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| Vote Deadline Date |
| 17-Mar-2009 |
|
| |||||||||||||||
| SEDOL(s) |
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| Quick Code |
|
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| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1A | ELECTION OF DIRECTOR: L. T. BABBIO, JR. | Management |
| For |
| For | ||||||||||||||||||
| 1B | ELECTION OF DIRECTOR: S. M. BALDAUF | Management |
| For |
| For | ||||||||||||||||||
| 1C | ELECTION OF DIRECTOR: R. L. GUPTA | Management |
| For |
| For | ||||||||||||||||||
| 1D | ELECTION OF DIRECTOR: J. H. HAMMERGREN | Management |
| For |
| For | ||||||||||||||||||
| 1E | ELECTION OF DIRECTOR: M. V. HURD | Management |
| For |
| For | ||||||||||||||||||
| 1F | ELECTION OF DIRECTOR: J. Z. HYATT | Management |
| For |
| For | ||||||||||||||||||
| 1G | ELECTION OF DIRECTOR: J. R. JOYCE | Management |
| For |
| For | ||||||||||||||||||
| 1H | ELECTION OF DIRECTOR: R. L. RYAN | Management |
| For |
| For | ||||||||||||||||||
| 1I | ELECTION OF DIRECTOR: L. S. SALHANY | Management |
| For |
| For | ||||||||||||||||||
| 1J | ELECTION OF DIRECTOR: G. K. THOMPSON | Management |
| For |
| For | ||||||||||||||||||
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE | Management |
| For |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 15000 |
| 0 |
| 29-Jan-2009 |
| 29-Jan-2009 | ||||||||||||||
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| FASTENAL COMPANY |
| |||||||||||||||||||||||
| Security |
| 311900104 |
|
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| FAST |
|
|
|
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| Meeting Date |
| 21-Apr-2009 |
|
| ||||||||||||
| ISIN |
| US3119001044 |
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|
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| Agenda |
| 933004107 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 23-Feb-2009 |
|
| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 20-Apr-2009 |
|
| |||||||||||||||
| SEDOL(s) |
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| Quick Code |
|
|
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| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 01 | DIRECTOR | Management |
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| ||||||||||||||
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| 1 | ROBERT A. KIERLIN |
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| For |
| For | |||||||||||||||
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| 2 | STEPHEN M. SLAGGIE |
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| For |
| For | |||||||||||||||
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| 3 | MICHAEL M. GOSTOMSKI |
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| For |
| For | |||||||||||||||
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| 4 | HUGH L. MILLER |
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| For |
| For | |||||||||||||||
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| 5 | WILLARD D. OBERTON |
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| For |
| For | |||||||||||||||
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| 6 | MICHAEL J. DOLAN |
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| For |
| For | |||||||||||||||
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| 7 | REYNE K. WISECUP |
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| For |
| For | |||||||||||||||
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| 8 | MICHAEL J. ANCIUS |
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| For |
| For | |||||||||||||||
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| 9 | SCOTT A. SATTERLEE |
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| For |
| For | |||||||||||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS | Management |
| For |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 20000 |
| 0 |
| 25-Mar-2009 |
| 25-Mar-2009 | ||||||||||||||
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| JOHNSON & JOHNSON |
| |||||||||||||||||||||||
| Security |
| 478160104 |
|
|
|
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| JNJ |
|
|
|
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| Meeting Date |
| 23-Apr-2009 |
|
| ||||||||||||
| ISIN |
| US4781601046 |
|
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|
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| Agenda |
| 933008523 - Management | ||||||||||||||
| City |
|
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| Holding Recon Date |
| 24-Feb-2009 |
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| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 22-Apr-2009 |
|
| |||||||||||||||
| SEDOL(s) |
|
|
| Quick Code |
|
|
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| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1A | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management |
| For |
| For | ||||||||||||||||||
| 1B | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management |
| For |
| For | ||||||||||||||||||
| 1C | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | Management |
| For |
| For | ||||||||||||||||||
| 1D | ELECTION OF DIRECTOR: ARNOLD G. LANGBO | Management |
| For |
| For | ||||||||||||||||||
| 1E | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management |
| For |
| For | ||||||||||||||||||
| 1F | ELECTION OF DIRECTOR: LEO F. MULLIN | Management |
| For |
| For | ||||||||||||||||||
| 1G | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management |
| For |
| For | ||||||||||||||||||
| 1H | ELECTION OF DIRECTOR: CHARLES PRINCE | Management |
| For |
| For | ||||||||||||||||||
| 1I | ELECTION OF DIRECTOR: DAVID SATCHER | Management |
| For |
| For | ||||||||||||||||||
| 1J | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management |
| For |
| For | ||||||||||||||||||
| 02 | RATIFICATION OF APPOINTMENT OF | Management |
| For |
| For | ||||||||||||||||||
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION POLICIES | Shareholder |
| Against |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 6000 |
| 0 |
| 14-Apr-2009 |
| 14-Apr-2009 | ||||||||||||||
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| GRACO INC. |
| |||||||||||||||||||||||
| Security |
| 384109104 |
|
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|
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| GGG |
|
|
|
|
| Meeting Date |
| 24-Apr-2009 |
|
| ||||||||||||
| ISIN |
| US3841091040 |
|
|
|
|
| Agenda |
| 933006290 - Management | ||||||||||||||
| City |
|
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|
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| Holding Recon Date |
| 23-Feb-2009 |
|
| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 23-Apr-2009 |
|
| |||||||||||||||
| SEDOL(s) |
|
|
| Quick Code |
|
|
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| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 01 | DIRECTOR | Management |
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| ||||||||||||||
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| 1 | WILLIAM J. CARROLL |
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| For |
| For | |||||||||||||||
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| 2 | JACK W. EUGSTER |
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| For |
| For | |||||||||||||||
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| 3 | R. WILLIAM VAN SANT |
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| For |
| For | |||||||||||||||
| 02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE | Management |
| For |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 11000 |
| 0 |
| 14-Apr-2009 |
| 14-Apr-2009 | ||||||||||||||
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| AMERICAN EXPRESS COMPANY |
| |||||||||||||||||||||||
| Security |
| 025816109 |
|
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|
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| AXP |
|
|
|
|
| Meeting Date |
| 27-Apr-2009 |
|
| ||||||||||||
| ISIN |
| US0258161092 |
|
|
|
|
| Agenda |
| 933007595 - Management | ||||||||||||||
| City |
|
|
|
|
|
|
| Holding Recon Date |
| 27-Feb-2009 |
|
| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 24-Apr-2009 |
|
| |||||||||||||||
| SEDOL(s) |
|
|
| Quick Code |
|
|
|
| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1A | ELECTION OF DIRECTOR: D.F. AKERSON | Management |
| For |
| For | ||||||||||||||||||
| 1B | ELECTION OF DIRECTOR: C. BARSHEFSKY | Management |
| For |
| For | ||||||||||||||||||
| 1C | ELECTION OF DIRECTOR: U.M. BURNS | Management |
| For |
| For | ||||||||||||||||||
| 1D | ELECTION OF DIRECTOR: K.I. CHENAULT | Management |
| For |
| For | ||||||||||||||||||
| 1E | ELECTION OF DIRECTOR: P. CHERNIN | Management |
| For |
| For | ||||||||||||||||||
| 1F | ELECTION OF DIRECTOR: J. LESCHLY | Management |
| For |
| For | ||||||||||||||||||
| 1G | ELECTION OF DIRECTOR: R.C. LEVIN | Management |
| For |
| For | ||||||||||||||||||
| 1H | ELECTION OF DIRECTOR: R.A. MCGINN | Management |
| For |
| For | ||||||||||||||||||
| 1I | ELECTION OF DIRECTOR: E.D. MILLER | Management |
| For |
| For | ||||||||||||||||||
| 1J | ELECTION OF DIRECTOR: S.S REINEMUND | Management |
| For |
| For | ||||||||||||||||||
| 1K | ELECTION OF DIRECTOR: R.D. WALTER | Management |
| For |
| For | ||||||||||||||||||
| 1L | ELECTION OF DIRECTOR: R.A. WILLIAMS | Management |
| For |
| For | ||||||||||||||||||
| 02 | RATIFICATION OF APPOINTMENT OF | Management |
| For |
| For | ||||||||||||||||||
| 03 | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE | Management |
| For |
| For | ||||||||||||||||||
| 04 | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE | Shareholder |
| Against |
| For | ||||||||||||||||||
| 05 | SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF | Shareholder |
| Against |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 23000 |
| 0 |
| 14-Apr-2009 |
| 14-Apr-2009 | ||||||||||||||
|
|
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| HARLEY-DAVIDSON, INC. |
| |||||||||||||||||||||||
| Security |
| 412822108 |
|
|
|
|
| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| HOG |
|
|
|
|
| Meeting Date |
| 27-Apr-2009 |
|
| ||||||||||||
| ISIN |
| US4128221086 |
|
|
|
|
| Agenda |
| 933043438 - Management | ||||||||||||||
| City |
|
|
|
|
|
|
| Holding Recon Date |
| 11-Mar-2009 |
|
| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 24-Apr-2009 |
|
| |||||||||||||||
| SEDOL(s) |
|
|
| Quick Code |
|
|
|
| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 01 | DIRECTOR | Management |
|
|
|
|
|
|
|
| ||||||||||||||
|
| 1 | MARTHA F. BROOKS |
|
|
|
| For |
| For | |||||||||||||||
|
| 2 | DONALD A. JAMES |
|
|
|
| For |
| For | |||||||||||||||
|
| 3 | JAMES A. NORLING |
|
|
|
| For |
| For | |||||||||||||||
|
| 4 | JAMES L. ZIEMER |
|
|
|
| For |
| For | |||||||||||||||
| 02 | APPROVAL OF THE HARLEY-DAVIDSON, INC. 2009 | Management |
| For |
| For | ||||||||||||||||||
| 03 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, | Management |
| For |
| For | ||||||||||||||||||
| 04 | SHAREHOLDER PROPOSAL TO REORGANIZE THE BOARD | Shareholder |
| Against |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 24000 |
| 0 |
| 24-Apr-2009 |
| 24-Apr-2009 | ||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| WELLS FARGO & COMPANY |
| |||||||||||||||||||||||
| Security |
| 949746101 |
|
|
|
|
| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| WFC |
|
|
|
|
| Meeting Date |
| 28-Apr-2009 |
|
| ||||||||||||
| ISIN |
| US9497461015 |
|
|
|
|
| Agenda |
| 933008422 - Management | ||||||||||||||
| City |
|
|
|
|
|
|
| Holding Recon Date |
| 27-Feb-2009 |
|
| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 27-Apr-2009 |
|
| |||||||||||||||
| SEDOL(s) |
|
|
| Quick Code |
|
|
|
| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1A | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management |
| For |
| For | ||||||||||||||||||
| 1B | ELECTION OF DIRECTOR: JOHN S. CHEN | Management |
| For |
| For | ||||||||||||||||||
| 1C | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management |
| For |
| For | ||||||||||||||||||
| 1D | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management |
| For |
| For | ||||||||||||||||||
| 1E | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management |
| For |
| For | ||||||||||||||||||
| 1F | ELECTION OF DIRECTOR: DONALD M. JAMES | Management |
| For |
| For | ||||||||||||||||||
| 1G | ELECTION OF DIRECTOR: ROBERT L. JOSS | Management |
| For |
| For | ||||||||||||||||||
| 1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management |
| For |
| For | ||||||||||||||||||
| 1I | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | Management |
| For |
| For | ||||||||||||||||||
| 1J | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Management |
| For |
| For | ||||||||||||||||||
| 1K | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management |
| For |
| For | ||||||||||||||||||
| 1L | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management |
| For |
| For | ||||||||||||||||||
| 1M | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | Management |
| For |
| For | ||||||||||||||||||
| 1N | ELECTION OF DIRECTOR: DONALD B. RICE | Management |
| For |
| For | ||||||||||||||||||
| 1O | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management |
| For |
| For | ||||||||||||||||||
| 1P | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management |
| For |
| For | ||||||||||||||||||
| 1Q | ELECTION OF DIRECTOR: ROBERT K. STEEL | Management |
| For |
| For | ||||||||||||||||||
| 1R | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management |
| For |
| For | ||||||||||||||||||
| 1S | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management |
| For |
| For | ||||||||||||||||||
| 02 | PROPOSAL TO APPROVE A NON-BINDING ADVISORY | Management |
| For |
| For | ||||||||||||||||||
| 03 | PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS | Management |
| For |
| For | ||||||||||||||||||
| 04 | PROPOSAL TO APPROVE AN AMENDMENT TO THE | Management |
| For |
| For | ||||||||||||||||||
| 05 | STOCKHOLDER PROPOSAL REGARDING A BY-LAWS | Shareholder |
| Against |
| For | ||||||||||||||||||
| 06 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON | Shareholder |
| Against |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 30000 |
| 0 |
| 24-Apr-2009 |
| 24-Apr-2009 | ||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| W.W. GRAINGER, INC. |
| |||||||||||||||||||||||
| Security |
| 384802104 |
|
|
|
|
| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| GWW |
|
|
|
|
| Meeting Date |
| 29-Apr-2009 |
|
| ||||||||||||
| ISIN |
| US3848021040 |
|
|
|
|
| Agenda |
| 933010908 - Management | ||||||||||||||
| City |
|
|
|
|
|
|
| Holding Recon Date |
| 02-Mar-2009 |
|
| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 28-Apr-2009 |
|
| |||||||||||||||
| SEDOL(s) |
|
|
| Quick Code |
|
|
|
| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 01 | DIRECTOR | Management |
|
|
|
|
|
|
|
| ||||||||||||||
|
| 1 | BRIAN P. ANDERSON |
|
|
|
| For |
| For | |||||||||||||||
|
| 2 | WILBUR H. GANTZ |
|
|
|
| For |
| For | |||||||||||||||
|
| 3 | V. ANN HAILEY |
|
|
|
| For |
| For | |||||||||||||||
|
| 4 | WILLIAM K. HALL |
|
|
|
| For |
| For | |||||||||||||||
|
| 5 | RICHARD L. KEYSER |
|
|
|
| For |
| For | |||||||||||||||
|
| 6 | STUART L. LEVENICK |
|
|
|
| For |
| For | |||||||||||||||
|
| 7 | JOHN W. MCCARTER, JR. |
|
|
|
| For |
| For | |||||||||||||||
|
| 8 | NEIL S. NOVICH |
|
|
|
| For |
| For | |||||||||||||||
|
| 9 | MICHAEL J. ROBERTS |
|
|
|
| For |
| For | |||||||||||||||
|
| 10 | GARY L. ROGERS |
|
|
|
| For |
| For | |||||||||||||||
|
| 11 | JAMES T. RYAN |
|
|
|
| For |
| For | |||||||||||||||
|
| 12 | JAMES D. SLAVIK |
|
|
|
| For |
| For | |||||||||||||||
|
| 13 | HAROLD B. SMITH |
|
|
|
| For |
| For | |||||||||||||||
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & | Management |
| For |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 5600 |
| 0 |
| 24-Apr-2009 |
| 24-Apr-2009 | ||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| BERKSHIRE HATHAWAY INC. |
| |||||||||||||||||||||||
| Security |
| 084670108 |
|
|
|
|
| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| BRKA |
|
|
|
|
| Meeting Date |
| 02-May-2009 |
|
| ||||||||||||
| ISIN |
| US0846701086 |
|
|
|
|
| Agenda |
| 933011049 - Management | ||||||||||||||
| City |
|
|
|
|
|
|
| Holding Recon Date |
| 04-Mar-2009 |
|
| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 01-May-2009 |
|
| |||||||||||||||
| SEDOL(s) |
|
|
| Quick Code |
|
|
|
| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 01 | DIRECTOR | Management |
|
|
|
|
|
|
|
| ||||||||||||||
|
| 1 | WARREN E. BUFFETT |
|
|
|
| For |
| For | |||||||||||||||
|
| 2 | CHARLES T. MUNGER |
|
|
|
| For |
| For | |||||||||||||||
|
| 3 | HOWARD G. BUFFETT |
|
|
|
| For |
| For | |||||||||||||||
|
| 4 | SUSAN L. DECKER |
|
|
|
| For |
| For | |||||||||||||||
|
| 5 | WILLIAM H. GATES III |
|
|
|
| For |
| For | |||||||||||||||
|
| 6 | DAVID S. GOTTESMAN |
|
|
|
| For |
| For | |||||||||||||||
|
| 7 | CHARLOTTE GUYMAN |
|
|
|
| For |
| For | |||||||||||||||
|
| 8 | DONALD R. KEOUGH |
|
|
|
| For |
| For | |||||||||||||||
|
| 9 | THOMAS S. MURPHY |
|
|
|
| For |
| For | |||||||||||||||
|
| 10 | RONALD L. OLSON |
|
|
|
| For |
| For | |||||||||||||||
|
| 11 | WALTER SCOTT, JR. |
|
|
|
| For |
| For | |||||||||||||||
| 02 | TO APPROVE THE SHAREHOLDER PROPOSAL WITH | Shareholder |
| Against |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 40 |
| 0 |
| 01-May-2009 |
| 01-May-2009 | ||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| AFLAC INCORPORATED |
| |||||||||||||||||||||||
| Security |
| 001055102 |
|
|
|
|
| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| AFL |
|
|
|
|
| Meeting Date |
| 04-May-2009 |
|
| ||||||||||||
| ISIN |
| US0010551028 |
|
|
|
|
| Agenda |
| 933013841 - Management | ||||||||||||||
| City |
|
|
|
|
|
|
| Holding Recon Date |
| 24-Feb-2009 |
|
| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 01-May-2009 |
|
| |||||||||||||||
| SEDOL(s) |
|
|
| Quick Code |
|
|
|
| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1A | ELECTION OF DIRECTOR: DANIEL P. AMOS | Management |
| For |
| For | ||||||||||||||||||
| 1B | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | Management |
| For |
| For | ||||||||||||||||||
| 1C | ELECTION OF DIRECTOR: PAUL S. AMOS II | Management |
| For |
| For | ||||||||||||||||||
| 1D | ELECTION OF DIRECTOR: YOSHIRO AOKI | Management |
| For |
| For | ||||||||||||||||||
| 1E | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | Management |
| For |
| For | ||||||||||||||||||
| 1F | ELECTION OF DIRECTOR: KRISS CLONINGER III | Management |
| For |
| For | ||||||||||||||||||
| 1G | ELECTION OF DIRECTOR: JOE FRANK HARRIS | Management |
| For |
| For | ||||||||||||||||||
| 1H | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Management |
| For |
| For | ||||||||||||||||||
| 1I | ELECTION OF DIRECTOR: KENNETH S. JANKE SR. | Management |
| For |
| For | ||||||||||||||||||
| 1J | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Management |
| For |
| For | ||||||||||||||||||
| 1K | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Management |
| For |
| For | ||||||||||||||||||
| 1L | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Management |
| For |
| For | ||||||||||||||||||
| 1M | ELECTION OF DIRECTOR: E. STEPHEN PURDOM | Management |
| For |
| For | ||||||||||||||||||
| 1N | ELECTION OF DIRECTOR: BARBARA K. RIMER, DR. PH | Management |
| For |
| For | ||||||||||||||||||
| 1O | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | Management |
| For |
| For | ||||||||||||||||||
| 1P | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | Management |
| For |
| For | ||||||||||||||||||
| 1Q | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | Management |
| For |
| For | ||||||||||||||||||
| 02 | TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY | Management |
| For |
| For | ||||||||||||||||||
| 03 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS | Management |
| For |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 25000 |
| 0 |
| 01-May-2009 |
| 01-May-2009 | ||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| ILLINOIS TOOL WORKS INC. |
| |||||||||||||||||||||||
| Security |
| 452308109 |
|
|
|
|
| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| ITW |
|
|
|
|
| Meeting Date |
| 08-May-2009 |
|
| ||||||||||||
| ISIN |
| US4523081093 |
|
|
|
|
| Agenda |
| 933016962 - Management | ||||||||||||||
| City |
|
|
|
|
|
|
| Holding Recon Date |
| 10-Mar-2009 |
|
| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 07-May-2009 |
|
| |||||||||||||||
| SEDOL(s) |
|
|
| Quick Code |
|
|
|
| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1A | ELECTION OF DIRECTOR: WILLIAM F. ALDINGER | Management |
| For |
| For | ||||||||||||||||||
| 1B | ELECTION OF DIRECTOR: MARVIN D. BRAILSFORD | Management |
| For |
| For | ||||||||||||||||||
| 1C | ELECTION OF DIRECTOR: SUSAN CROWN | Management |
| For |
| For | ||||||||||||||||||
| 1D | ELECTION OF DIRECTOR: DON H. DAVIS, JR. | Management |
| For |
| For | ||||||||||||||||||
| 1E | ELECTION OF DIRECTOR: ROBERT C. MCCORMACK | Management |
| For |
| For | ||||||||||||||||||
| 1F | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management |
| For |
| For | ||||||||||||||||||
| 1G | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management |
| For |
| For | ||||||||||||||||||
| 1H | ELECTION OF DIRECTOR: HAROLD B. SMITH | Management |
| For |
| For | ||||||||||||||||||
| 1I | ELECTION OF DIRECTOR: DAVID B. SPEER | Management |
| For |
| For | ||||||||||||||||||
| 1J | ELECTION OF DIRECTOR: PAMELA B. STROBEL | Management |
| For |
| For | ||||||||||||||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management |
| For |
| For | ||||||||||||||||||
| 03 | STOCKHOLDER PROPOSAL, IF PRESENTED AT THE | Shareholder |
| Against |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 17000 |
| 0 |
| 07-May-2009 |
| 07-May-2009 | ||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| OMNICOM GROUP INC. |
| |||||||||||||||||||||||
| Security |
| 681919106 |
|
|
|
|
| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| OMC |
|
|
|
|
| Meeting Date |
| 19-May-2009 |
|
| ||||||||||||
| ISIN |
| US6819191064 |
|
|
|
|
| Agenda |
| 933037740 - Management | ||||||||||||||
| City |
|
|
|
|
|
|
| Holding Recon Date |
| 30-Mar-2009 |
|
| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 18-May-2009 |
|
| |||||||||||||||
| SEDOL(s) |
|
|
| Quick Code |
|
|
|
| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1 | DIRECTOR | Management |
|
|
|
|
|
|
|
| ||||||||||||||
|
| 1 | JOHN D. WREN |
|
|
|
| For |
| For | |||||||||||||||
|
| 2 | BRUCE CRAWFORD |
|
|
|
| For |
| For | |||||||||||||||
|
| 3 | ALAN R. BATKIN |
|
|
|
| For |
| For | |||||||||||||||
|
| 4 | ROBERT CHARLES CLARK |
|
|
|
| For |
| For | |||||||||||||||
|
| 5 | LEONARD S. COLEMAN, JR. |
|
|
|
| For |
| For | |||||||||||||||
|
| 6 | ERROL M. COOK |
|
|
|
| For |
| For | |||||||||||||||
|
| 7 | SUSAN S. DENISON |
|
|
|
| For |
| For | |||||||||||||||
|
| 8 | MICHAEL A. HENNING |
|
|
|
| For |
| For | |||||||||||||||
|
| 9 | JOHN R. MURPHY |
|
|
|
| For |
| For | |||||||||||||||
|
| 10 | JOHN R. PURCELL |
|
|
|
| For |
| For | |||||||||||||||
|
| 11 | LINDA JOHNSON RICE |
|
|
|
| For |
| For | |||||||||||||||
|
| 12 | GARY L. ROUBOS |
|
|
|
| For |
| For | |||||||||||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS | Management |
| For |
| For | ||||||||||||||||||
| 3 | AMENDMENT TO THE OMNICOM GROUP INC. EMPLOYEE | Management |
| Against |
| Against | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 15000 |
| 0 |
| 15-May-2009 |
| 15-May-2009 | ||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| FISERV, INC. |
| |||||||||||||||||||||||
| Security |
| 337738108 |
|
|
|
|
| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| FISV |
|
|
|
|
| Meeting Date |
| 20-May-2009 |
|
| ||||||||||||
| ISIN |
| US3377381088 |
|
|
|
|
| Agenda |
| 933048705 - Management | ||||||||||||||
| City |
|
|
|
|
|
|
| Holding Recon Date |
| 27-Mar-2009 |
|
| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 19-May-2009 |
|
| |||||||||||||||
| SEDOL(s) |
|
|
| Quick Code |
|
|
|
| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1 | DIRECTOR | Management |
|
|
|
|
|
|
|
| ||||||||||||||
|
| 1 | D. P. KEARNEY |
|
|
|
| For |
| For | |||||||||||||||
|
| 2 | P. J. KIGHT |
|
|
|
| For |
| For | |||||||||||||||
|
| 3 | J. W. YABUKI |
|
|
|
| For |
| For | |||||||||||||||
| 2 | TO APPROVE THE AMENDED AND RESTATED FISERV, INC. | Management |
| For |
| For | ||||||||||||||||||
| 3 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS | Management |
| For |
| For | ||||||||||||||||||
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| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
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| CTC |
| 15000 |
| 0 |
| 15-May-2009 |
| 15-May-2009 | ||||||||||||||
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| UNITEDHEALTH GROUP INCORPORATED |
| |||||||||||||||||||||||
| Security |
| 91324P102 |
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| UNH |
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| Meeting Date |
| 02-Jun-2009 |
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| ||||||||||||
| ISIN |
| US91324P1021 |
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| Agenda |
| 933031762 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 03-Apr-2009 |
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| ||||||||||||
| Country |
| United States |
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| Vote Deadline Date |
| 01-Jun-2009 |
|
| |||||||||||||||
| SEDOL(s) |
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| Quick Code |
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| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1A | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management |
| For |
| For | ||||||||||||||||||
| 1B | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management |
| For |
| For | ||||||||||||||||||
| 1C | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | Management |
| For |
| For | ||||||||||||||||||
| 1D | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management |
| For |
| For | ||||||||||||||||||
| 1E | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management |
| For |
| For | ||||||||||||||||||
| 1F | ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE | Management |
| For |
| For | ||||||||||||||||||
| 1G | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management |
| For |
| For | ||||||||||||||||||
| 1H | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management |
| For |
| For | ||||||||||||||||||
| 1I | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management |
| For |
| For | ||||||||||||||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management |
| For |
| For | ||||||||||||||||||
| 03 | SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE | Shareholder |
| Against |
| For | ||||||||||||||||||
|
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| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 20000 |
| 0 |
| 03-Jun-2009 |
|
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| WAL-MART STORES, INC. |
| |||||||||||||||||||||||
| Security |
| 931142103 |
|
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|
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| Meeting Type |
| Annual | ||||||||||||||
| Ticker Symbol |
| WMT |
|
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|
|
| Meeting Date |
| 05-Jun-2009 |
|
| ||||||||||||
| ISIN |
| US9311421039 |
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| Agenda |
| 933057754 - Management | ||||||||||||||
| City |
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| Holding Recon Date |
| 09-Apr-2009 |
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| ||||||||||||
| Country |
| United States |
|
| Vote Deadline Date |
| 04-Jun-2009 |
|
| |||||||||||||||
| SEDOL(s) |
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| Quick Code |
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| ||||||||||||||||
| Item | Proposal | Type |
| Vote |
| For/Against | ||||||||||||||||||
| 1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management |
| For |
| For | ||||||||||||||||||
| 1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management |
| For |
| For | ||||||||||||||||||
| 1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management |
| For |
| For | ||||||||||||||||||
| 1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management |
| For |
| For | ||||||||||||||||||
| 1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management |
| For |
| For | ||||||||||||||||||
| 1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management |
| For |
| For | ||||||||||||||||||
| 1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management |
| For |
| For | ||||||||||||||||||
| 1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management |
| For |
| For | ||||||||||||||||||
| 1I | ELECTION OF DIRECTOR: ALLEN I. QUESTROM | Management |
| For |
| For | ||||||||||||||||||
| 1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management |
| For |
| For | ||||||||||||||||||
| 1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management |
| For |
| For | ||||||||||||||||||
| 1L | ELECTION OF DIRECTOR: JIM C. WALTON | Management |
| For |
| For | ||||||||||||||||||
| 1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management |
| For |
| For | ||||||||||||||||||
| 1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management |
| For |
| For | ||||||||||||||||||
| 1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Management |
| For |
| For | ||||||||||||||||||
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT | Management |
| For |
| For | ||||||||||||||||||
| 03 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder |
| Against |
| For | ||||||||||||||||||
| 04 | PAY FOR SUPERIOR PERFORMANCE | Shareholder |
| Against |
| For | ||||||||||||||||||
| 05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder |
| Against |
| For | ||||||||||||||||||
| 06 | POLITICAL CONTRIBUTIONS | Shareholder |
| Against |
| For | ||||||||||||||||||
| 07 | SPECIAL SHAREOWNER MEETINGS | Shareholder |
| Against |
| For | ||||||||||||||||||
| 08 | INCENTIVE COMPENSATION TO BE STOCK OPTIONS | Shareholder |
| Against |
| For | ||||||||||||||||||
|
|
| Custodian |
| Ballot Shares |
| Unavailable |
| Vote Date |
| Date Confirmed | ||||||||||||||
|
|
| CTC |
| 10000 |
| 0 |
| 03-Jun-2009 |
| 03-Jun-2009 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BLUE CHIP INVESTOR FUNDS
By: /s/ Ross C. Provence
Ross C. Provence, President
Date: 8/24/09