UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-10571
BLUE CHIP INVESTOR FUNDS
(Exact name of registrant as specified in charter)
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Address of principal executive offices) (Zip code)
Ross C. Provence
Blue Chip Investor Funds
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Name and address of agent for service)
Registrant's telephone number, including area code: (619) 588-9700
Date of fiscal year end: December 31
Date of reporting period: July 1, 2010 - June 30, 2011
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Meeting Date Range: 30-Jun-2010 To 30-Jun-2011 | ||||||||||||
Blue Chip Investor Fund |
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Custodied at US Bank |
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ABBOTT LABORATORIE | ||||||||||||
Security: | 002824100 | Meeting Type: | Annual | |||||||||
Ticker: | ABT | Meeting Date: | 29-Apr-2011 | |||||||||
ISIN | US0028241000 | Vote Deadline Date: | 28-Apr-2011 | |||||||||
Agenda | 933386319 | Management | Total Ballot Shares: | 16000 | ||||||||
Last Vote Date: | 14-Apr-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | DIRECTOR | For | ||||||||||
1 | R.J. ALPERN | Issuer | 16000 | 0 | 0 | 0 | with | |||||
2 | R.S. AUSTIN | Issuer | 16000 | 0 | 0 | 0 | with | |||||
3 | W.J. FARRELL | Issuer | 16000 | 0 | 0 | 0 | with | |||||
4 | H.L. FULLER | Issuer | 16000 | 0 | 0 | 0 | with | |||||
5 | E.M. LIDDY | Issuer | 16000 | 0 | 0 | 0 | with | |||||
6 | P.N. NOVAKOVIC | Issuer | 16000 | 0 | 0 | 0 | with | |||||
7 | W.A. OSBORN | Issuer | 16000 | 0 | 0 | 0 | with | |||||
8 | S.C. SCOTT III | Issuer | 16000 | 0 | 0 | 0 | with | |||||
9 | G.F. TILTON | Issuer | 16000 | 0 | 0 | 0 | with | |||||
10 | M.D. WHITE | Issuer | 16000 | 0 | 0 | 0 | with | |||||
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS | Issuer | For | 16000 | 0 | 0 | 0 | with | ||||
3 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL | Issuer | For | 16000 | 0 | 0 | 0 | with | ||||
4 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE | Issuer | 1 Year | 16000 | 0 | 0 | 0 | with | ||||
5 | SHAREHOLDER PROPOSAL - PHARMACEUTICAL | Shareholder | Against | 0 | 16000 | 0 | 0 | with | ||||
ACCENTURE PLC | ||||||||||||
Security: | G1151C101 | Meeting Type: | Annual | |||||||||
Ticker: | ACN | Meeting Date: | 03-Feb-2011 | |||||||||
ISIN | IE00B4BNMY34 | Vote Deadline Date: | 02-Feb-2011 | |||||||||
Agenda | 933362042 | Management | Total Ballot Shares: | 12000 | ||||||||
Last Vote Date: | 10-Jan-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ACCEPTANCE, IN A NON-BINDING VOTE, OF THE | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
2 | RE-APPOINTMENT OF DIRECTOR: CHARLES H. | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
3 | RE-APPOINTMENT OF DIRECTOR: DENNIS F. | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
4 | RE-APPOINTMENT OF DIRECTOR: BLYTHE J. | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
5 | RE-APPOINTMENT OF DIRECTOR: MARK MOODY- | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
6 | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
7 | RATIFICATION, IN A NON-BINDING VOTE, OF | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
8 | APPROVAL, IN A NON-BINDING VOTE, OF THE | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
9 | RECOMMENDATION, IN A NON-BINDING VOTE, OF THE | Issuer | 3 Years | 0 | 0 | 12000 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
10 | AUTHORIZATION TO HOLD THE 2012 ANNUAL | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
11 | AUTHORIZATION OF ACCENTURE TO MAKE OPEN- | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
12 | DETERMINATION OF THE PRICE RANGE AT WHICH | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
AFLAC INCORPORATED | ||||||||||||
Security: | 001055102 | Meeting Type: | Annual | |||||||||
Ticker: | AFL | Meeting Date: | 02-May-2011 | |||||||||
ISIN | US0010551028 | Vote Deadline Date: | 29-Apr-2011 | |||||||||
Agenda | 933383616 | Management | Total Ballot Shares: | 25000 | ||||||||
Last Vote Date: | 14-Apr-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: DANIEL P. AMOS | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: PAUL S. AMOS II | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: KRISS CLONINGER III | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
10 | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
11 | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
12 | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
13 | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
14 | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
15 | ELECTION OF DIRECTOR: TAKURO YOSHIDA | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
16 | TO CONSIDER THE FOLLOWING NON-BINDING | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
17 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY | Issuer | 1 Year | 25000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
18 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
AUTOMATIC DATA PROCESSING, INC. | ||||||||||||
Security: | 053015103 | Meeting Type: | Annual | |||||||||
Ticker: | ADP | Meeting Date: | 09-Nov-2010 | |||||||||
ISIN | US0530151036 | Vote Deadline Date: | 08-Nov-2010 | |||||||||
Agenda | 933332378 | Management | Total Ballot Shares: | 9300 | ||||||||
Last Vote Date: | 14-Oct-2010 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | DIRECTOR | For | ||||||||||
1 | GREGORY D. BRENNEMAN | Issuer | 9300 | 0 | 0 | 0 | with | |||||
2 | LESLIE A. BRUN | Issuer | 9300 | 0 | 0 | 0 | with | |||||
3 | GARY C. BUTLER | Issuer | 9300 | 0 | 0 | 0 | with | |||||
4 | LEON G. COOPERMAN | Issuer | 9300 | 0 | 0 | 0 | with | |||||
5 | ERIC C. FAST | Issuer | 9300 | 0 | 0 | 0 | with | |||||
6 | LINDA R. GOODEN | Issuer | 9300 | 0 | 0 | 0 | with | |||||
7 | R. GLENN HUBBARD | Issuer | 9300 | 0 | 0 | 0 | with | |||||
8 | JOHN P. JONES | Issuer | 9300 | 0 | 0 | 0 | with | |||||
9 | SHARON T. ROWLANDS | Issuer | 9300 | 0 | 0 | 0 | with | |||||
10 | ENRIQUE T. SALEM | Issuer | 9300 | 0 | 0 | 0 | with | |||||
11 | GREGORY L. SUMME | Issuer | 9300 | 0 | 0 | 0 | with | |||||
2 | AMENDMENT OF THE AUTOMATIC DATA | Issuer | For | 9300 | 0 | 0 | 0 | with | ||||
3 | APPOINTMENT OF DELOITTE & TOUCHE LLP | Issuer | For | 9300 | 0 | 0 | 0 | with | ||||
BECTON, DICKINSON AND COMPANY | ||||||||||||
Security: | 075887109 | Meeting Type: | Annual | |||||||||
Ticker: | BDX | Meeting Date: | 01-Feb-2011 | |||||||||
ISIN | US0758871091 | Vote Deadline Date: | 31-Jan-2011 | |||||||||
Agenda | 933360531 | Management | Total Ballot Shares: | 75050 | ||||||||
Last Vote Date: | 10-Jan-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | DIRECTOR | For | with | |||||||||
1 | BASIL L. ANDERSON | Issuer | 7500 | 0 | 0 | 0 | with | |||||
2 | HENRY P. BECTON, JR. | Issuer | 7500 | 0 | 0 | 0 | with | |||||
3 | EDWARD F. DEGRAAN | Issuer | 7500 | 0 | 0 | 0 | with | |||||
4 | C.M. FRASER-LIGGETT | Issuer | 7500 | 0 | 0 | 0 | with | |||||
5 | CHRISTOPHER JONES | Issuer | 7500 | 0 | 0 | 0 | with | |||||
6 | MARSHALL O. LARSEN | Issuer | 7500 | 0 | 0 | 0 | with | |||||
7 | EDWARD J. LUDWIG | Issuer | 7500 | 0 | 0 | 0 | with | |||||
8 | ADEL A.F. MAHMOUD | Issuer | 7500 | 0 | 0 | 0 | with | |||||
9 | GARY A. MECKLENBURG | Issuer | 7500 | 0 | 0 | 0 | with | |||||
10 | CATHY E. MINEHAN | Issuer | 7500 | 0 | 0 | 0 | with | |||||
11 | JAMES F. ORR | Issuer | 7500 | 0 | 0 | 0 | with | |||||
12 | WILLARD J. OVERLOCK, JR | Issuer | 7500 | 0 | 0 | 0 | with | |||||
13 | BERTRAM L. SCOTT | Issuer | 7500 | 0 | 0 | 0 | with | |||||
14 | ALFRED SOMMER | Issuer | 7500 | 0 | 0 | 0 | with | |||||
2 | RATIFICATION OF SELECTION OF INDEPENDENT | Issuer | For | 7500 | 0 | 0 | 0 | with | ||||
3 | AN ADVISORY VOTE ON THE APPROVAL OF | Issuer | For | 7500 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
4 | AN ADVISORY VOTE ON THE FREQUENCY OF | Issuer | None | 0 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
5 | SPECIAL SHAREHOLDER MEETINGS. | Issuer | Against | 0 | 7500 | 0 | 0 | with | ||||
6 | CUMULATIVE VOTING. | Issuer | Against | 0 | 7500 | 0 | 0 | with | ||||
BERKSHIRE HATHAWAY INC | ||||||||||||
Security: | 084670108 | Meeting Type: | Annual | |||||||||
Ticker: | BRKA | Meeting Date: | 30-Apr-2011 | |||||||||
ISIN | US0846701086 | Vote Deadline Date: | 29-Apr-2011 | |||||||||
Agenda | 933383844 | Management | Total Ballot Shares: | 40 | ||||||||
Last Vote Date: | 14-Apr-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | DIRECTOR | For | with | |||||||||
1 | WARREN E. BUFFETT | Issuer | 40 | 0 | 0 | 0 | with | |||||
2 | CHARLES T. MUNGER | Issuer | 40 | 0 | 0 | 0 | with | |||||
3 | HOWARD G. BUFFETT | Issuer | 40 | 0 | 0 | 0 | with | |||||
4 | STEPHEN B. BURKE | Issuer | 40 | 0 | 0 | 0 | with | |||||
5 | SUSAN L. DECKER | Issuer | 40 | 0 | 0 | 0 | with | |||||
6 | WILLIAM H. GATES III | Issuer | 40 | 0 | 0 | 0 | with | |||||
7 | DAVID S. GOTTESMAN | Issuer | 40 | 0 | 0 | 0 | with | |||||
8 | CHARLOTTE GUYMAN | Issuer | 40 | 0 | 0 | 0 | with | |||||
9 | DONALD R. KEOUGH | Issuer | 40 | 0 | 0 | 0 | with | |||||
10 | THOMAS S. MURPHY | Issuer | 40 | 0 | 0 | 0 | with | |||||
11 | RONALD L. OLSON | Issuer | 40 | 0 | 0 | 0 | with | |||||
12 | WALTER SCOTT, JR. | Issuer | 40 | 0 | 0 | 0 | with | |||||
2 | NON-BINDING RESOLUTION TO APPROVE THE | Issuer | For | 40 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
3 | NON-BINDING RESOLUTION TO DETERMINE THE | Issuer | 3 Years | 0 | 0 | 40 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
4 | TO APPROVE THE SHAREHOLDER PROPOSAL WITH | Issuer | Against | 0 | 40 | 0 | 0 | with | ||||
FISERV, INC. | ||||||||||||
Security: | 337738108 | Meeting Type: | Annual | |||||||||
Ticker: | FISV | Meeting Date: | 25-May-2011 | |||||||||
ISIN | US3377381088 | Vote Deadline Date: | 24-May-2011 | |||||||||
Agenda | 933423737 | Management | Total Ballot Shares: | 15000 | ||||||||
Last Vote Date: | 13-May-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | DIRECTOR | For | ||||||||||
1 | D.F. DILLON | Issuer | 15000 | 0 | 0 | 0 | with | |||||
2 | D.J. O'LEARY | Issuer | 15000 | 0 | 0 | 0 | with | |||||
3 | G.M. RENWICK | Issuer | 15000 | 0 | 0 | 0 | with | |||||
4 | C.W. STERN | Issuer | 15000 | 0 | 0 | 0 | with | |||||
2 | TO APPROVE, ON AN ADVISORY BASIS, THE | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
3 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY | Issuer | 1 Year | 15000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
4 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
HEWLETT-PACKARD COMPANY | ||||||||||||
Security: | 428236103 | Meeting Type: | Annual | |||||||||
Ticker: | HPQ | Meeting Date: | 23-Mar-2011 | |||||||||
ISIN | US4282361033 | Vote Deadline Date: | 22-Mar-2011 | |||||||||
Agenda | 933369820 | Management | Total Ballot Shares: | 15000 | ||||||||
Last Vote Date: | 24-Feb-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: M.L. ANDREESSEN | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: L. APOTHEKER | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: L.T. BABBIO, JR. | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: S.M. BALDAUF | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: S. BANERJI | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: R.L. GUPTA | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: J.H. HAMMERGREN | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: R.J. LANE | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: G.M. REINER | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
10 | ELECTION OF DIRECTOR: P.F. RUSSO | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
11 | ELECTION OF DIRECTOR: D. SENEQUIER | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
12 | ELECTION OF DIRECTOR: G.K. THOMPSON | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
13 | ELECTION OF DIRECTOR: M.C. WHITMAN | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
14 | RATIFICATION OF THE APPOINTMENT OF THE | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
16 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING | Issuer | 1 Year | 15000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
17 | APPROVAL OF THE HEWLETT-PACKARD COMPANY | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
18 | APPROVAL OF AN AMENDMENT TO THE HEWLETT- | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
JOHNSON & JOHNSON | ||||||||||||
Security: | 478160104 | Meeting Type: | Annual | |||||||||
Ticker: | JNJ | Meeting Date: | 28-Apr-2011 | |||||||||
ISIN | US4781601046 | Vote Deadline Date: | 27-Apr-2011 | |||||||||
Agenda | 933382854 | Management | Total Ballot Shares: | 12000 | ||||||||
Last Vote Date: | 14-Apr-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: JAMES G. CULLEN | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: LEO F. MULLIN | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: CHARLES PRINCE | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
10 | ELECTION OF DIRECTOR: DAVID SATCHER | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
11 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
12 | RATIFICATION OF APPOINTMENT OF | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
13 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER | Issuer | For | 12000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
14 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE | Issuer | 1 Year | 12000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
15 | SHAREHOLDER PROPOSAL ON PHARMACEUTICAL | Shareholder | Against | 0 | 12000 | 0 | 0 | with | ||||
16 | SHAREHOLDER PROPOSAL ON AMENDMENT TO | Shareholder | Against | 0 | 12000 | 0 | 0 | with | ||||
17 | SHAREHOLDER PROPOSAL ON ADOPTING NON- | Shareholder | Against | 0 | 12000 | 0 | 0 | with | ||||
MCDONALD'S CORPORATION | ||||||||||||
Security: | 580135101 | Meeting Type: | Annual | |||||||||
Ticker: | MCD | Meeting Date: | 19-May-2011 | |||||||||
ISIN | US5801351017 | Vote Deadline Date: | 18-May-2011 | |||||||||
Agenda | 933410297 | Management | Total Ballot Shares: | 6000 | ||||||||
Last Vote Date: | 02-May-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: RICHARD H. LENNY | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: CARY D. MCMILLAN | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: SHEILA A. PENROSE | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: JAMES A. SKINNER | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
6 | ADVISORY VOTE ON THE APPROVAL OF THE | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
7 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
8 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | Issuer | 1 Year | 6000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
9 | ELIMINATE SUPER-MAJORITY VOTING | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
10 | ELIMINATE SUPER-MAJORITY VOTING | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
11 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT | Shareholder | For | 6000 | 0 | 0 | 0 | with | ||||
12 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL | Shareholder | Against | 0 | 6000 | 0 | 0 | with | ||||
13 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL | Shareholder | Against | 0 | 6000 | 0 | 0 | with | ||||
14 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL | Shareholder | Against | 0 | 6000 | 0 | 0 | with | ||||
15 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL | Shareholder | Against | 0 | 6000 | 0 | 0 | with | ||||
MEDTRONIC, INC. | ||||||||||||
Security: | 585055106 | Meeting Type: | Annual | |||||||||
Ticker: | MDT | Meeting Date: | 25-Aug-2010 | |||||||||
ISIN | US5850551061 | Vote Deadline Date: | 24-Aug-2010 | |||||||||
Agenda | 933309139 | Management | Total Ballot Shares: | 15000 | ||||||||
Last Vote Date: | 12-Jul-2010 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | DIRECTOR | For | ||||||||||
1 | RICHARD H. ANDERSON | Issuer | 15000 | 0 | 0 | 0 | with | |||||
2 | DAVID L. CALHOUN | Issuer | 15000 | 0 | 0 | 0 | with | |||||
3 | VICTOR J. DZAU, M.D. | Issuer | 15000 | 0 | 0 | 0 | with | |||||
4 | WILLIAM A. HAWKINS | Issuer | 15000 | 0 | 0 | 0 | with | |||||
5 | SHIRLEY A. JACKSON, PHD | Issuer | 15000 | 0 | 0 | 0 | with | |||||
6 | JAMES T. LENEHAN | Issuer | 15000 | 0 | 0 | 0 | with | |||||
7 | DENISE M. O'LEARY | Issuer | 15000 | 0 | 0 | 0 | with | |||||
8 | KENDALL J. POWELL | Issuer | 15000 | 0 | 0 | 0 | with | |||||
9 | ROBERT C. POZEN | Issuer | 15000 | 0 | 0 | 0 | with | |||||
10 | JEAN-PIERRE ROSSO | Issuer | 15000 | 0 | 0 | 0 | with | |||||
11 | JACK W. SCHULER | Issuer | 15000 | 0 | 0 | 0 | with | |||||
2 | TO RATIFY THE APPOINTMENT OF | Issuer | For | 15000 | 0 | 0 | 0 | with | ||||
MICROSOFT CORPORATION | ||||||||||||
Security: | 594918104 | Meeting Type: | Annual | |||||||||
Ticker: | MSFT | Meeting Date: | 16-Nov-2010 | |||||||||
ISIN | US5949181045 | Vote Deadline Date: | 15-Nov-2010 | |||||||||
Agenda | 933331011 | Management | Total Ballot Shares: | 23000 | ||||||||
Last Vote Date: | 24-Sep-2010 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Issuer | For | 23000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: DINA DUBLON | Issuer | For | 23000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Issuer | For | 23000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Issuer | For | 23000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: REED HASTINGS | Issuer | For | 23000 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: MARIA M. KLAWE | Issuer | For | 23000 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Issuer | For | 23000 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Issuer | For | 23000 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: HELMUT PANKE | Issuer | For | 23000 | 0 | 0 | 0 | with | ||||
10 | RATIFICATION OF THE SELECTION OF DELOITTE & | Issuer | For | 23000 | 0 | 0 | 0 | with | ||||
11 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF | Shareholder | Against | 0 | 23000 | 0 | 0 | with | ||||
OMNICOM GROUP INC. | ||||||||||||
Security: | 681919106 | Meeting Type: | Annual | |||||||||
Ticker: | OMC | Meeting Date: | 24-May-2011 | |||||||||
ISIN | US6819191064 | Vote Deadline Date: | 23-May-2011 | |||||||||
Agenda | 933421909 | Management | Total Ballot Shares: | 13000 | ||||||||
Last Vote Date: | 10-May-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: JOHN D. WREN | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: BRUCE CRAWFORD | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: ALAN R. BATKIN | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: ROBERT CHARLES CLARK | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: ERROL M. COOK | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: SUSAN S. DENISON | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: MICHAEL A. HENNING | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: JOHN R. MURPHY | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
10 | ELECTION OF DIRECTOR: JOHN R. PURCELL | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
11 | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
12 | ELECTION OF DIRECTOR: GARY L. ROUBOS | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
13 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
14 | COMPANY PROPOSAL TO APPROVE THE AMENDMENT | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
15 | COMPANY PROPOSAL TO APPROVE THE AMENDMENT | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
16 | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE | Issuer | For | 13000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
17 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | Issuer | 1 Year | 13000 | 0 | 0 | 0 | with | ||||
PEPSICO, INC. | ||||||||||||
Security: | 713448108 | Meeting Type: | Annual | |||||||||
Ticker: | PEP | Meeting Date: | 04-May-2011 | |||||||||
ISIN | US7134481081 | Vote Deadline Date: | 03-May-2011 | |||||||||
Agenda | 933392069 | Management | Total Ballot Shares: | 80000 | ||||||||
Last Vote Date: | 10-May-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: S.L. BROWN | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: I.M. COOK | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: D. DUBLON | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: V.J. DZAU | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: R.L. HUNT | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: A. IBARGUEN | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: A.C. MARTINEZ | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: I.K. NOOYI | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
10 | ELECTION OF DIRECTOR: J.J. SCHIRO | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
11 | ELECTION OF DIRECTOR: L.G. TROTTER | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
12 | ELECTION OF DIRECTOR: D. VASELLA | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
13 | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
14 | RECOMMEND, BY NON-BINDING VOTE, THE | Issuer | 3 Years | 0 | 0 | 8000 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
15 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
16 | APPROVAL OF AMENDMENT TO ARTICLES OF | Issuer | For | 8000 | 0 | 0 | 0 | with | ||||
17 | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL | Shareholder | Against | 0 | 8000 | 0 | 0 | with | ||||
18 | SHAREHOLDER PROPOSAL - POLITICAL | Shareholder | Against | 0 | 8000 | 0 | 0 | with | ||||
STRYKER CORPORATION | ||||||||||||
Security: | 863667101 | Meeting Type: | Annual | |||||||||
Ticker: | SYK | Meeting Date: | 26-Apr-2011 | |||||||||
ISIN | US8636671013 | Vote Deadline Date: | 25-Apr-2011 | |||||||||
Agenda | 933388490 | Management | Total Ballot Shares: | 6000 | ||||||||
Last Vote Date: | 08-Apr-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | DIRECTOR | For | ||||||||||
1 | HOWARD E. COX, JR. | Issuer | 6000 | 0 | 0 | 0 | with | |||||
2 | SRIKANT M. DATAR, PH.D. | Issuer | 6000 | 0 | 0 | 0 | with | |||||
3 | ROCH DOLIVEUX, DVM | Issuer | 6000 | 0 | 0 | 0 | with | |||||
4 | LOUISE L. FRANCESCONI | Issuer | 6000 | 0 | 0 | 0 | with | |||||
5 | ALLAN C. GOLSTON | Issuer | 6000 | 0 | 0 | 0 | with | |||||
6 | HOWARD L. LANCE | Issuer | 6000 | 0 | 0 | 0 | with | |||||
7 | STEPHEN P. MACMILLAN | Issuer | 6000 | 0 | 0 | 0 | with | |||||
8 | WILLIAM U. PARFET | Issuer | 6000 | 0 | 0 | 0 | with | |||||
9 | RONDA E. STRYKER | Issuer | 6000 | 0 | 0 | 0 | with | |||||
2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
3 | APPROVAL OF THE 2011 LONG-TERM INCENTIVE | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
4 | APPROVAL OF THE 2011 PERFORMANCE INCENTIVE | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
5 | APPROVAL, IN AN ADVISORY VOTE, OF THE | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
6 | RECOMMENDATION, IN AN ADVISORY VOTE, OF THE | Issuer | 1 Year | 6000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
7 | SHAREHOLDER PROPOSAL, IF PROPERLY | Shareholder | Against | 0 | 6000 | 0 | 0 | with | ||||
THE COCA-COLA COMPANY | ||||||||||||
Security: | 191216100 | Meeting Type: | Annual | |||||||||
Ticker: | KO | Meeting Date: | 27-Apr-2011 | |||||||||
ISIN | US1912161007 | Vote Deadline Date: | 26-Apr-2011 | |||||||||
Agenda | 933380418 | Management | Total Ballot Shares: | 6000 | ||||||||
Last Vote Date: | 08-Apr-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: RONALD W. ALLEN | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: BARRY DILLER | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: EVAN G. GREENBERG | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: MUHTAR KENT | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
10 | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
11 | ELECTION OF DIRECTOR: SAM NUNN | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
12 | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
13 | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
14 | ELECTION OF DIRECTOR: JACOB WALLENBERG | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
15 | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
16 | RATIFICATION OF THE APPOINTMENT OF ERNST & | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
17 | APPROVAL OF THE PERFORMANCE MEASURES | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
18 | APPROVAL OF THE PERFORMANCE MEASURES | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
19 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Issuer | For | 6000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
20 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING | Issuer | 1 Year | 6000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
21 | SHAREOWNER PROPOSAL REGARDING A REPORT ON | Shareholder | Against | 0 | 6000 | 0 | 0 | with | ||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||
Security: | 742718109 | Meeting Type: | Annual | |||||||||
Ticker: | PG | Meeting Date: | 12-Oct-2010 | |||||||||
ISIN | US7427181091 | Vote Deadline Date: | 11-Oct-2010 | |||||||||
Agenda | 933321375 | Management | Total Ballot Shares: | 5000 | ||||||||
Last Vote Date: | 15-Sep-2010 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: ANGELA F. BRALY | Issuer | For | 5000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Issuer | For | 5000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: SCOTT D. COOK | Issuer | For | 5000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: RAJAT K. GUPTA | Issuer | For | 5000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Issuer | For | 5000 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Issuer | For | 5000 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | Issuer | For | 5000 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: MARY A. WILDEROTTER | Issuer | For | 5000 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Issuer | For | 5000 | 0 | 0 | 0 | with | ||||
10 | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Issuer | For | 5000 | 0 | 0 | 0 | with | ||||
11 | RATIFY APPOINTMENT OF THE INDEPENDENT | Issuer | For | 5000 | 0 | 0 | 0 | with | ||||
12 | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING | Shareholder | Against | 0 | 5000 | 0 | 0 | with | ||||
THE TJX COMPANIES, INC. | ||||||||||||
Security: | 872540109 | Meeting Type: | Annual | |||||||||
Ticker: | TJX | Meeting Date: | 14-Jun-2011 | |||||||||
ISIN | US8725401090 | Vote Deadline Date: | 13-Jun-2011 | |||||||||
Agenda | 933446533 | Management | Total Ballot Shares: | 10000 | ||||||||
Last Vote Date: | 10-May-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | Issuer | For | 10000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: ALAN M. BENNETT | Issuer | For | 10000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: BERNARD CAMMARATA | Issuer | For | 10000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: DAVID T. CHING | Issuer | For | 10000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: MICHAEL F. HINES | Issuer | For | 10000 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: AMY B. LANE | Issuer | For | 10000 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: CAROL MEYROWITZ | Issuer | For | 10000 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: JOHN F. O'BRIEN | Issuer | For | 10000 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: WILLOW B. SHIRE | Issuer | For | 10000 | 0 | 0 | 0 | with | ||||
10 | RATIFICATION OF APPOINTMENT OF | Issuer | For | 10000 | 0 | 0 | 0 | with | ||||
11 | TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL | Issuer | For | 10000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
12 | TO RECOMMEND, ON AN ADVISORY BASIS, THE | Issuer | 1 Year | 10000 | 0 | 0 | 0 | with | ||||
UNITEDHEALTH GROUP INCORPORATED | ||||||||||||
Security: | 91324P102 | Meeting Type: | Annual | |||||||||
Ticker: | UNH | Meeting Date: | 23-May-2011 | |||||||||
ISIN | US91324P1021 | Vote Deadline Date: | 20-May-2011 | |||||||||
Agenda | 933414295 | Management | Total Ballot Shares: | 20000 | ||||||||
Last Vote Date: | 13-May-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: RICHARD T. BURKE | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: RODGER A. LAWSON | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: GLENN M. RENWICK | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
10 | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
11 | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
12 | RECOMMENDATION, BY A NON-BINDING ADVISORY | Issuer | 1 Year | 20000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
13 | APPROVAL OF THE UNITEDHEALTH GROUP 2011 | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
14 | APPROVAL OF AN AMENDMENT TO THE | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
15 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Issuer | For | 20000 | 0 | 0 | 0 | with | ||||
WAL-MART STORES, INC. | ||||||||||||
Security: | 931142103 | Meeting Type: | Annual | |||||||||
Ticker: | WMT | Meeting Date: | 03-Jun-2011 | |||||||||
ISIN | US9311421039 | Vote Deadline Date: | 02-Jun-2011 | |||||||||
Agenda | 933425236 | Management | Total Ballot Shares: | 14800 | ||||||||
Last Vote Date: | 10-May-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: JAMES W. BREYER | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: M. MICHELE BURNS | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: ROGER C. CORBETT | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: GREGORY B. PENNER | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
10 | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
11 | ELECTION OF DIRECTOR: ARNE M. SORENSON | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
12 | ELECTION OF DIRECTOR: JIM C. WALTON | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
13 | ELECTION OF DIRECTOR: S. ROBSON WALTON | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
14 | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
15 | ELECTION OF DIRECTOR: LINDA S. WOLF | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
16 | RATIFICATION OF ERNST & YOUNG LLP AS | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
17 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Issuer | For | 14800 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
18 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | Issuer | 1 Year | 14800 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
19 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Issuer | Against | 0 | 14800 | 0 | 0 | with | ||||
20 | POLITICAL CONTRIBUTIONS REPORT | Issuer | Against | 0 | 14800 | 0 | 0 | with | ||||
21 | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | 0 | 14800 | 0 | 0 | with | ||||
22 | REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL | Issuer | Against | 0 | 14800 | 0 | 0 | with | ||||
23 | CLIMATE CHANGE RISK DISCLOSURE | Issuer | Against | 0 | 14800 | 0 | 0 | with | ||||
WALGREEN CO. | ||||||||||||
Security: | 931422109 | Meeting Type: | Annual | |||||||||
Ticker: | WAG | Meeting Date: | 12-Jan-2011 | |||||||||
ISIN | US9314221097 | Vote Deadline Date: | 11-Jan-2011 | |||||||||
Agenda | 933353447 | Management | Total Ballot Shares: | 25000 | ||||||||
Last Vote Date: | 02-Dec-2010 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: DAVID J. BRAILER | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: STEVEN A. DAVIS | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: MARK P. FRISSORA | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: GINGER L. GRAHAM | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: ALAN G. MCNALLY | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: NANCY M. SCHLICHTING | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: DAVID Y. SCHWARTZ | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: ALEJANDRO SILVA | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
10 | ELECTION OF DIRECTOR: JAMES A. SKINNER | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
11 | ELECTION OF DIRECTOR: GREGORY D. WASSON | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
12 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
13 | AMEND THE WALGREEN CO. ARTICLES OF | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
14 | AMEND THE WALGREEN CO. ARTICLES OF | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
15 | AMEND THE WALGREEN CO. ARTICLES OF | Issuer | For | 25000 | 0 | 0 | 0 | with | ||||
16 | SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE | Shareholder | Against | 0 | 25000 | 0 | 0 | with | ||||
17 | SHAREHOLDER PROPOSAL ON A POLICY THAT A | Shareholder | Against | 0 | 25000 | 0 | 0 | with | ||||
WELLS FARGO & COMPANY | ||||||||||||
Security: | 949746101 | Meeting Type: | Annual | |||||||||
Ticker: | WFC | Meeting Date: | 03-May-2011 | |||||||||
ISIN | US9497461015 | Vote Deadline Date: | 02-May-2011 | |||||||||
Agenda | 933389151 | Management | Total Ballot Shares: | 30000 | ||||||||
Last Vote Date: | 14-Apr-2011 |
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Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
1 | ELECTION OF DIRECTOR: JOHN D. BAKER II | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
2 | ELECTION OF DIRECTOR: JOHN S. CHEN | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
3 | ELECTION OF DIRECTOR: LLOYD H. DEAN | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
4 | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
5 | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
6 | ELECTION OF DIRECTOR: DONALD M. JAMES | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
7 | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
8 | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
9 | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
10 | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
11 | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
12 | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
13 | ELECTION OF DIRECTOR: JOHN G. STUMPF | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
14 | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
15 | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | vs Management | ||||
16 | ADVISORY PROPOSAL ON THE FREQUENCY OF | Issuer | 1 Year | 30000 | 0 | 0 | 0 | with | ||||
Item | Proposal | Author | Recommendation | For | Against | Abstain | Take No Action | vs Management | ||||
17 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG | Issuer | For | 30000 | 0 | 0 | 0 | with | ||||
18 | STOCKHOLDER PROPOSAL REGARDING AN | Shareholder | Against | 0 | 30000 | 0 | 0 | with | ||||
19 | STOCKHOLDER PROPOSAL TO PROVIDE FOR | Shareholder | Against | 0 | 30000 | 0 | 0 | with | ||||
20 | STOCKHOLDER PROPOSAL REGARDING THE | Shareholder | Against | 0 | 30000 | 0 | 0 | with | ||||
21 | STOCKHOLDER PROPOSAL REGARDING AN | Shareholder | Against | 0 | 30000 | 0 | 0 | with | ||||
22 | STOCKHOLDER PROPOSAL REGARDING AN | Shareholder | Against | 0 | 30000 | 0 | 0 | with |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BLUE CHIP INVESTOR FUNDS
By: /s/ Ross C. Provence
Ross C. Provence, President
Date: 8/22/11