UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-10571
BLUE CHIP INVESTOR FUNDS
(Exact name of registrant as specified in charter)
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Address of principal executive offices) (Zip code)
Ross C. Provence
Blue Chip Investor Funds
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Name and address of agent for service)
Registrant's telephone number, including area code: (619) 588-9700
Date of fiscal year end: December 31
Date of reporting period: July 1, 2012 - June 30, 2013
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Blue Chip Investor Fund |
Custodied at US Bank |
| THE COCA-COLA COMPANY | |||||||||||||||||||||
Security | 191216100 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | KO | Meeting Date | 10-Jul-2012 | |||||||||||||||||||
ISIN | US1912161007 | Agenda | 933646385 - Management | |||||||||||||||||||
Record Date | 21-May-2012 | Holding Recon Date | 21-May-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jul-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Type | Vote | For/Against |
| Managements Rec | |||||||||||||
01 | TO AMEND ARTICLE FOURTH OF THE | Management | For | For | For | |||||||||||||||||
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| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 6,000 | 0 | 25-May-2012 | 25-May-2012 | |||||||||||||||
| MEDTRONIC, INC. | |||||||||||||||||||||
Security | 585055106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MDT | Meeting Date | 23-Aug-2012 | |||||||||||||||||||
ISIN | US5850551061 | Agenda | 933668040 - Management | |||||||||||||||||||
Record Date | 25-Jun-2012 | Holding Recon Date | 25-Jun-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Aug-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Type | Vote | For/Against |
| Managements Rec | |||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||
1 | RICHARD H. ANDERSON | For | For | For | ||||||||||||||||||
2 | VICTOR J. DZAU, M.D. | For | For | For | ||||||||||||||||||
3 | OMAR ISHRAK | For | For | For | ||||||||||||||||||
4 | SHIRLEY ANN JACKSON PHD | For | For | For | ||||||||||||||||||
5 | MICHAEL O. LEAVITT | For | For | For | ||||||||||||||||||
6 | JAMES T. LENEHAN | For | For | For | ||||||||||||||||||
7 | DENISE M. O'LEARY | For | For | For | ||||||||||||||||||
8 | KENDALL J. POWELL | For | For | For | ||||||||||||||||||
9 | ROBERT C. POZEN | For | For | For | ||||||||||||||||||
10 | JACK W. SCHULER | For | For | For | ||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3 | A NON-BINDING ADVISORY VOTE TO | Management | For | For | For | |||||||||||||||||
4 | TO AMEND THE COMPANY'S ARTICLES OF | Management | For | For | For | |||||||||||||||||
5 | TO APPROVE THE PROXY ACCESS | Shareholder | Against | For | Against | |||||||||||||||||
6 | TO APPROVE ADOPTION OF A SIMPLE | Shareholder | Against | For | Against | |||||||||||||||||
| Account |
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| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 15,000 | 0 | 12-Jul-2012 | 12-Jul-2012 | |||||||||||||||
| THE PROCTER & GAMBLE COMPANY | |||||||||||||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PG | Meeting Date | 09-Oct-2012 | |||||||||||||||||||
ISIN | US7427181091 | Agenda | 933681062 - Management | |||||||||||||||||||
Record Date | 10-Aug-2012 | Holding Recon Date | 10-Aug-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Oct-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Managements Rec | |||||||||||||
1A. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: KENNETH I. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: SUSAN DESMOND- | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT A. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: W. JAMES | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: JOHNATHAN A. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: MARGARET C. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: MARY AGNES | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: PATRICIA A. | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: ERNESTO | Management | For | For | For | |||||||||||||||||
2. | RATIFY APPOINTMENT OF THE | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE | Management | For | For | For | |||||||||||||||||
4. | SHAREHOLDER PROPOSAL #1 - SAY ON | Shareholder | Against | For | Against | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL #2 - PRODUCER | Shareholder | Against | For | Against | |||||||||||||||||
6. | SHAREHOLDER PROPOSAL #3 - ADOPT | Shareholder | Against | For | Against | |||||||||||||||||
| Account |
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| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 5,000 | 0 | 07-Sep-2012 | 07-Sep-2012 | |||||||||||||||
| ORACLE CORPORATION | |||||||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 07-Nov-2012 | |||||||||||||||||||
ISIN | US68389X1054 | Agenda | 933690302 - Management | |||||||||||||||||||
Record Date | 10-Sep-2012 | Holding Recon Date | 10-Sep-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Nov-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Type | Vote | For/Against |
| Managements Rec | |||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||
1 | JEFFREY S. BERG | For | For | For | ||||||||||||||||||
2 | H. RAYMOND BINGHAM | For | For | For | ||||||||||||||||||
3 | MICHAEL J. BOSKIN | For | For | For | ||||||||||||||||||
4 | SAFRA A. CATZ | For | For | For | ||||||||||||||||||
5 | BRUCE R. CHIZEN | For | For | For | ||||||||||||||||||
6 | GEORGE H. CONRADES | For | For | For | ||||||||||||||||||
7 | LAWRENCE J. ELLISON | For | For | For | ||||||||||||||||||
8 | HECTOR GARCIA-MOLINA | For | For | For | ||||||||||||||||||
9 | JEFFREY O. HENLEY | For | For | For | ||||||||||||||||||
10 | MARK V. HURD | For | For | For | ||||||||||||||||||
11 | DONALD L. LUCAS | For | For | For | ||||||||||||||||||
12 | NAOMI O. SELIGMAN | For | For | For | ||||||||||||||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For | For | For | |||||||||||||||||
3 | APPROVAL OF INCREASE IN SHARES UNDER | Management | For | For | For | |||||||||||||||||
4 | RATIFICATION OF THE SELECTION OF | Management | For | For | For | |||||||||||||||||
5 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Against | For | Against | |||||||||||||||||
6 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Against | For | Against | |||||||||||||||||
7 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Against | For | Against | |||||||||||||||||
8 | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Against | For | Against | |||||||||||||||||
| Account |
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| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 15,000 | 0 | 03-Oct-2012 | 03-Oct-2012 | |||||||||||||||
| MICROSOFT CORPORATION | |||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2012 | |||||||||||||||||||
ISIN | US5949181045 | Agenda | 933691784 - Management | |||||||||||||||||||
Record Date | 14-Sep-2012 | Holding Recon Date | 14-Sep-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Nov-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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1. | ELECTION OF DIRECTOR: STEVEN A. | Management | For | For | For | |||||||||||||||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | For | |||||||||||||||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES | Management | For | For | For | |||||||||||||||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | For | |||||||||||||||||
5. | ELECTION OF DIRECTOR: STEPHEN J. | Management | For | For | For | |||||||||||||||||
6. | ELECTION OF DIRECTOR: DAVID F. | Management | For | For | For | |||||||||||||||||
7. | ELECTION OF DIRECTOR: CHARLES H. | Management | For | For | For | |||||||||||||||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | For | |||||||||||||||||
9. | ELECTION OF DIRECTOR: JOHN W. | Management | For | For | For | |||||||||||||||||
10. | ADVISORY VOTE ON NAMED EXECUTIVE | Management | For | For | For | |||||||||||||||||
11. | APPROVAL OF EMPLOYEE STOCK | Management | For | For | For | |||||||||||||||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP | Management | For | For | For | |||||||||||||||||
13. | SHAREHOLDER PROPOSAL - ADOPT | Shareholder | Against | For | Against | |||||||||||||||||
| Account |
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| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 23,000 | 0 | 25-Oct-2012 | 25-Oct-2012 | |||||||||||||||
| WALGREEN CO. | |||||||||||||||||||||
Security | 931422109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WAG | Meeting Date | 09-Jan-2013 | |||||||||||||||||||
ISIN | US9314221097 | Agenda | 933713465 - Management | |||||||||||||||||||
Record Date | 12-Nov-2012 | Holding Recon Date | 12-Nov-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jan-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1A. | ELECTION OF DIRECTOR: JANICE M. BABIAK | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: DAVID J. BRAILER | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEVEN A. DAVIS | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: MARK P. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: GINGER L. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: ALAN G. MCNALLY | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: DOMINIC P. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: STEFANO | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: NANCY M. | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: ALEJANDRO SILVA | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: JAMES A. | Management | For | For | For | |||||||||||||||||
1M. | ELECTION OF DIRECTOR: GREGORY D. | Management | For | For | For | |||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | |||||||||||||||||
3. | APPROVAL OF THE WALGREEN CO. 2013 | Management | For | For | For | |||||||||||||||||
4. | RATIFY THE APPOINTMENT OF DELOITTE & | Management | For | For | For | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL ON A POLICY | Shareholder | Against | For | Against | |||||||||||||||||
| Account |
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| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 17,500 | 0 | 10-Dec-2012 | 10-Dec-2012 | |||||||||||||||
| BECTON, DICKINSON AND COMPANY | |||||||||||||||||||||
Security | 075887109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BDX | Meeting Date | 29-Jan-2013 | |||||||||||||||||||
ISIN | US0758871091 | Agenda | 933718756 - Management | |||||||||||||||||||
Record Date | 07-Dec-2012 | Holding Recon Date | 07-Dec-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jan-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1A. | ELECTION OF DIRECTOR: BASIL L. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: HENRY P. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: CATHERINE M. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: EDWARD F. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: VINCENT A. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: CLAIRE M. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: CHRISTOPHER | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: MARSHALL O. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: ADEL A.F. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: GARY A. | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: JAMES F. ORR | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: WILLARD J. | Management | For | For | For | |||||||||||||||||
1M. | ELECTION OF DIRECTOR: REBECCA W. | Management | For | For | For | |||||||||||||||||
1N. | ELECTION OF DIRECTOR: BERTRAM L. | Management | For | For | For | |||||||||||||||||
1O. | ELECTION OF DIRECTOR: ALFRED SOMMER | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF SELECTION OF | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | |||||||||||||||||
4. | AMENDMENT TO THE COMPANY'S | Management | For | For | For | |||||||||||||||||
5. | AMENDMENTS TO THE 2004 EMPLOYEE AND | Management | For | For | For | |||||||||||||||||
| Account |
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| Unavailable |
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19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 7,500 | 0 | 27-Dec-2012 | 27-Dec-2012 | |||||||||||||||
| ACCENTURE PLC | |||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 06-Feb-2013 | |||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 933722945 - Management | |||||||||||||||||||
Record Date | 11-Dec-2012 | Holding Recon Date | 11-Dec-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Feb-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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1. | ACCEPTANCE, IN A NON-BINDING VOTE, OF | Management | For | For | For | |||||||||||||||||
2A. | RE-APPOINTMENT OF THE DIRECTOR: | Management | For | For | For | |||||||||||||||||
2B. | RE-APPOINTMENT OF THE DIRECTOR: | Management | For | For | For | |||||||||||||||||
2C. | RE-APPOINTMENT OF THE DIRECTOR: | Management | For | For | For | |||||||||||||||||
2D. | RE-APPOINTMENT OF THE DIRECTOR: | Management | For | For | For | |||||||||||||||||
2E. | RE-APPOINTMENT OF THE DIRECTOR: WULF | Management | For | For | For | |||||||||||||||||
3. | RATIFICATION, IN A NON-BINDING VOTE, OF | Management | For | For | For | |||||||||||||||||
4. | APPROVAL, IN A NON-BINDING VOTE, OF | Management | For | For | For | |||||||||||||||||
5. | APPROVAL OF AN AMENDMENT TO THE | Management | For | For | For | |||||||||||||||||
6. | AUTHORIZATION TO HOLD THE 2014 | Management | For | For | For | |||||||||||||||||
7. | AUTHORIZATION OF ACCENTURE TO MAKE | Management | For | For | For | |||||||||||||||||
8. | DETERMINATION OF THE PRICE RANGE AT | Management | For | For | For | |||||||||||||||||
9. | SHAREHOLDER PROPOSAL: REPORT ON | Shareholder | Against | For | Against | |||||||||||||||||
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| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 6,000 | 0 | 18-Jan-2013 | 18-Jan-2013 | |||||||||||||||
| WELLS FARGO & COMPANY | |||||||||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 23-Apr-2013 | |||||||||||||||||||
ISIN | US9497461015 | Agenda | 933743696 - Management | |||||||||||||||||||
Record Date | 26-Feb-2013 | Holding Recon Date | 26-Feb-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Managements Rec | |||||||||||||
1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | For | |||||||||||||||||
1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | For | |||||||||||||||||
1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | For | |||||||||||||||||
1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | For | |||||||||||||||||
1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | For | |||||||||||||||||
1F) | ELECTION OF DIRECTOR: ENRIQUE | Management | For | For | For | |||||||||||||||||
1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | For | |||||||||||||||||
1H) | ELECTION OF DIRECTOR: CYNTHIA H. | Management | For | For | For | |||||||||||||||||
1I) | ELECTION OF DIRECTOR: FEDERICO F. | Management | For | For | For | |||||||||||||||||
1J) | ELECTION OF DIRECTOR: HOWARD V. | Management | For | For | For | |||||||||||||||||
1K) | ELECTION OF DIRECTOR: JUDITH M. | Management | For | For | For | |||||||||||||||||
1L) | ELECTION OF DIRECTOR: STEPHEN W. | Management | For | For | For | |||||||||||||||||
1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | For | |||||||||||||||||
1N) | ELECTION OF DIRECTOR: SUSAN G. | Management | For | For | For | |||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE | Management | For | For | For | |||||||||||||||||
3. | PROPOSAL TO APPROVE THE COMPANY'S | Management | For | For | For | |||||||||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
5. | STOCKHOLDER PROPOSAL TO ADOPT A | Shareholder | Against | For | Against | |||||||||||||||||
6. | STOCKHOLDER PROPOSAL TO PROVIDE A | Shareholder | Against | For | Against | |||||||||||||||||
7. | STOCKHOLDER PROPOSAL TO REVIEW AND | Shareholder | Against | For | Against | |||||||||||||||||
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| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 30,000 | 0 | 18-Apr-2013 | 18-Apr-2013 | |||||||||||||||
| ABBOTT LABORATORIES | |||||||||||||||||||||
Security | 002824100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ABT | Meeting Date | 26-Apr-2013 | |||||||||||||||||||
ISIN | US0028241000 | Agenda | 933743672 - Management | |||||||||||||||||||
Record Date | 27-Feb-2013 | Holding Recon Date | 27-Feb-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1. | DIRECTOR | Management | ||||||||||||||||||||
1 | R.J. ALPERN | For | For | For | ||||||||||||||||||
2 | R.S. AUSTIN | For | For | For | ||||||||||||||||||
3 | S.E. BLOUNT | For | For | For | ||||||||||||||||||
4 | W.J. FARRELL | For | For | For | ||||||||||||||||||
5 | E.M. LIDDY | For | For | For | ||||||||||||||||||
6 | N. MCKINSTRY | For | For | For | ||||||||||||||||||
7 | P.N. NOVAKOVIC | For | For | For | ||||||||||||||||||
8 | W.A. OSBORN | For | For | For | ||||||||||||||||||
9 | S.C. SCOTT III | For | For | For | ||||||||||||||||||
10 | G.F. TILTON | For | For | For | ||||||||||||||||||
11 | M.D. WHITE | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP | Management | For | For | For | |||||||||||||||||
3. | SAY ON PAY - AN ADVISORY VOTE TO | Management | For | For | For | |||||||||||||||||
4. | SHAREHOLDER PROPOSAL - GENETICALLY | Shareholder | Against | For | Against | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL - LOBBYING | Shareholder | Against | For | Against | |||||||||||||||||
6. | SHAREHOLDER PROPOSAL - INDEPENDENT | Shareholder | Against | For | Against | |||||||||||||||||
7. | SHAREHOLDER PROPOSAL - EQUITY | Shareholder | Against | For | Against | |||||||||||||||||
8. | SHAREHOLDER PROPOSAL - INCENTIVE | Shareholder | Against | For | Against | |||||||||||||||||
9. | SHAREHOLDER PROPOSAL - ACCELERATED | Shareholder | Against | For | Against | |||||||||||||||||
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| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 16,000 | 0 | 24-Apr-2013 | 24-Apr-2013 | |||||||||||||||
| INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IBM | Meeting Date | 30-Apr-2013 | |||||||||||||||||||
ISIN | US4592001014 | Agenda | 933744004 - Management | |||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1A. | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: M.L. ESKEW | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: D.N. FARR | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: S.A. JACKSON | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: W.J. MCNERNEY, | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: V.M. ROMETTY | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For | For | |||||||||||||||||
1M. | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE | Management | For | For | For | |||||||||||||||||
4. | STOCKHOLDER PROPOSAL FOR | Shareholder | Against | For | Against | |||||||||||||||||
5. | STOCKHOLDER PROPOSAL ON THE RIGHT | Shareholder | Against | For | Against | |||||||||||||||||
6. | STOCKHOLDER PROPOSAL ON | Shareholder | Against | For | Against | |||||||||||||||||
7. | STOCKHOLDER PROPOSAL FOR | Shareholder | Against | For | Against | |||||||||||||||||
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| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 4,000 | 0 | 24-Apr-2013 | 24-Apr-2013 | |||||||||||||||
| STRYKER CORPORATION | |||||||||||||||||||||
Security | 863667101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SYK | Meeting Date | 30-Apr-2013 | |||||||||||||||||||
ISIN | US8636671013 | Agenda | 933750728 - Management | |||||||||||||||||||
Record Date | 04-Mar-2013 | Holding Recon Date | 04-Mar-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1A) | ELECTION OF DIRECTOR: HOWARD E. COX, | Management | For | For | For | |||||||||||||||||
1B) | ELECTION OF DIRECTOR: SRIKANT M. | Management | For | For | For | |||||||||||||||||
1C) | ELECTION OF DIRECTOR: ROCH DOLIVEUX, | Management | For | For | For | |||||||||||||||||
1D) | ELECTION OF DIRECTOR: LOUISE L. | Management | For | For | For | |||||||||||||||||
1E) | ELECTION OF DIRECTOR: ALLAN C. | Management | For | For | For | |||||||||||||||||
1F) | ELECTION OF DIRECTOR: HOWARD L. | Management | For | For | For | |||||||||||||||||
1G) | ELECTION OF DIRECTOR: KEVIN A. LOBO | Management | For | For | For | |||||||||||||||||
1H) | ELECTION OF DIRECTOR: WILLIAM U. | Management | For | For | For | |||||||||||||||||
1I) | ELECTION OF DIRECTOR: RONDA E. | Management | For | For | For | |||||||||||||||||
2) | RATIFY THE APPOINTMENT OF ERNST & | Management | For | For | For | |||||||||||||||||
3) | APPROVAL, IN AN ADVISORY VOTE, OF THE | Management | For | For | For | |||||||||||||||||
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| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 6,000 | 0 | 24-Apr-2013 | 24-Apr-2013 | |||||||||||||||
| DIRECTV | |||||||||||||||||||||
Security | 25490A309 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DTV | Meeting Date | 02-May-2013 | |||||||||||||||||||
ISIN | US25490A3095 | Agenda | 933751910 - Management | |||||||||||||||||||
Record Date | 04-Mar-2013 | Holding Recon Date | 04-Mar-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1A. | ELECTION OF DIRECTOR: NEIL AUSTRIAN | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: RALPH BOYD, JR. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: ABELARDO BRU | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID DILLON | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: DIXON DOLL | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: CHARLES LEE | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: PETER LUND | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: NANCY NEWCOMB | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: LORRIE | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: MICHAEL WHITE | Management | For | For | For | |||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE | Management | For | For | For | |||||||||||||||||
3. | AN ADVISORY VOTE TO APPROVE | Management | For | For | For | |||||||||||||||||
4. | SHAREHOLDER PROPOSAL TO PROHIBIT | Shareholder | Against | For | Against | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL TO REQUIRE | Shareholder | Against | For | Against | |||||||||||||||||
6. | SHAREHOLDER PROPOSAL TO GRANT A | Shareholder | Against | For | Against | |||||||||||||||||
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| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 14,000 | 0 | 24-Apr-2013 | 24-Apr-2013 | |||||||||||||||
| BERKSHIRE HATHAWAY INC. | |||||||||||||||||||||
Security | 084670108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 04-May-2013 | |||||||||||||||||||
ISIN | US0846701086 | Agenda | 933747529 - Management | |||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1. | DIRECTOR | Management | ||||||||||||||||||||
1 | WARREN E. BUFFETT | For | For | For | ||||||||||||||||||
2 | CHARLES T. MUNGER | For | For | For | ||||||||||||||||||
3 | HOWARD G. BUFFETT | For | For | For | ||||||||||||||||||
4 | STEPHEN B. BURKE | For | For | For | ||||||||||||||||||
5 | SUSAN L. DECKER | For | For | For | ||||||||||||||||||
6 | WILLIAM H. GATES III | For | For | For | ||||||||||||||||||
7 | DAVID S. GOTTESMAN | For | For | For | ||||||||||||||||||
8 | CHARLOTTE GUYMAN | For | For | For | ||||||||||||||||||
9 | DONALD R. KEOUGH | For | For | For | ||||||||||||||||||
10 | THOMAS S. MURPHY | For | For | For | ||||||||||||||||||
11 | RONALD L. OLSON | For | For | For | ||||||||||||||||||
12 | WALTER SCOTT, JR. | For | For | For | ||||||||||||||||||
13 | MERYL B. WITMER | For | For | For | ||||||||||||||||||
2. | SHAREHOLDER PROPOSAL REGARDING | Shareholder | Against | For | Against | |||||||||||||||||
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19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 40 | 0 | 24-Apr-2013 | 24-Apr-2013 | |||||||||||||||
| AFLAC INCORPORATED | |||||||||||||||||||||
Security | 001055102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AFL | Meeting Date | 06-May-2013 | |||||||||||||||||||
ISIN | US0010551028 | Agenda | 933751833 - Management | |||||||||||||||||||
Record Date | 27-Feb-2013 | Holding Recon Date | 27-Feb-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1A. | ELECTION OF DIRECTOR: DANIEL P. AMOS | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN SHELBY | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: PAUL S. AMOS II | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: W. PAUL BOWERS | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: KRISS CLONINGER | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: ELIZABETH J. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: DOUGLAS W. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT B. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: CHARLES B. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: E. STEPHEN | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: BARBARA K. | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: MELVIN T. STITH | Management | For | For | For | |||||||||||||||||
1M. | ELECTION OF DIRECTOR: DAVID GARY | Management | For | For | For | |||||||||||||||||
1N. | ELECTION OF DIRECTOR: TAKURO YOSHIDA | Management | For | For | For | |||||||||||||||||
2. | TO CONSIDER THE FOLLOWING NON- | Management | For | For | For | |||||||||||||||||
3. | TO CONSIDER AND ACT UPON THE | Management | For | For | For | |||||||||||||||||
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19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 25,000 | 0 | 24-Apr-2013 | 24-Apr-2013 | |||||||||||||||
| LABORATORY CORP. OF AMERICA HOLDINGS | |||||||||||||||||||||
Security | 50540R409 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LH | Meeting Date | 08-May-2013 | |||||||||||||||||||
ISIN | US50540R4092 | Agenda | 933756643 - Management | |||||||||||||||||||
Record Date | 11-Mar-2013 | Holding Recon Date | 11-Mar-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1A. | ELECTION OF DIRECTOR: KERRII B. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: JEAN-LUC | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: DAVID P. KING | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: WENDY E. LANE | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT E. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: PETER M. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: ARTHUR H. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: ADAM H. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: M. KEITH WEIKEL, | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: R. SANDERS | Management | For | For | For | |||||||||||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, | Management | For | For | For | |||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
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| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 7,000 | 0 | 24-Apr-2013 | 24-Apr-2013 | |||||||||||||||
| OMNICOM GROUP INC. | |||||||||||||||||||||
Security | 681919106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | OMC | Meeting Date | 21-May-2013 | |||||||||||||||||||
ISIN | US6819191064 | Agenda | 933785531 - Management | |||||||||||||||||||
Record Date | 02-Apr-2013 | Holding Recon Date | 02-Apr-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1A. | ELECTION OF DIRECTOR: JOHN D. WREN | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: BRUCE | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: ALAN R. BATKIN | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: MARY C. CHOKSI | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT CHARLES | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: LEONARD S. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: ERROL M. COOK | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN S. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN R. MURPHY | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: JOHN R. PURCELL | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: LINDA JOHNSON | Management | For | For | For | |||||||||||||||||
1M. | ELECTION OF DIRECTOR: GARY L. ROUBOS | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | COMPANY PROPOSAL TO APPROVE THE | Management | For | For | For | |||||||||||||||||
4. | ADVISORY VOTE ON THE COMPANY'S | Management | For | For | For | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING | Shareholder | Against | For | Against | |||||||||||||||||
6. | SHAREHOLDER PROPOSAL REGARDING | Shareholder | Against | For | Against | |||||||||||||||||
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 13,000 | 0 | 24-Apr-2013 | 24-Apr-2013 | |||||||||||||||
| FISERV, INC. | |||||||||||||||||||||
Security | 337738108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FISV | Meeting Date | 22-May-2013 | |||||||||||||||||||
ISIN | US3377381088 | Agenda | 933789589 - Management | |||||||||||||||||||
Record Date | 26-Mar-2013 | Holding Recon Date | 26-Mar-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Type | Vote | For/Against |
| Managements Rec | |||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | CHRISTOPHER M. FLINK | For | For | For | ||||||||||||||||||
2 | DENNIS F. LYNCH | For | For | For | ||||||||||||||||||
3 | KIM M. ROBAK | For | For | For | ||||||||||||||||||
4 | DOYLE R. SIMONS | For | For | For | ||||||||||||||||||
5 | THOMAS C. WERTHEIMER | For | For | For | ||||||||||||||||||
2. | TO APPROVE THE AMENDED AND | Management | For | For | For | |||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE | Management | For | For | For | |||||||||||||||||
4. | TO RATIFY THE SELECTION OF DELOITTE & | Management | For | For | For | |||||||||||||||||
5. | TO APPROVE A SHAREHOLDER PROPOSAL | Shareholder | Against | For | Against | |||||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 10,000 | 0 | 01-May-2013 | 01-May-2013 | |||||||||||||||
| WAL-MART STORES, INC. | |||||||||||||||||||||
Security | 931142103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WMT | Meeting Date | 07-Jun-2013 | |||||||||||||||||||
ISIN | US9311421039 | Agenda | 933799364 - Management | |||||||||||||||||||
Record Date | 11-Apr-2013 | Holding Recon Date | 11-Apr-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Type | Vote | For/Against |
| Managements Rec | |||||||||||||
1A. | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: JAMES I. CASH, | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROGER C. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: TIMOTHY P. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: MARISSA A. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: GREGORY B. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: STEVEN S | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: S. ROBSON | Management | For | For | For | |||||||||||||||||
1M. | ELECTION OF DIRECTOR: CHRISTOPHER J. | Management | For | For | For | |||||||||||||||||
1N. | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | |||||||||||||||||
4. | APPROVAL OF THE WAL-MART STORES, INC. | Management | For | For | For | |||||||||||||||||
5. | SPECIAL SHAREOWNER MEETING RIGHT | Shareholder | Against | For | Against | |||||||||||||||||
6. | EQUITY RETENTION REQUIREMENT | Shareholder | Against | For | Against | |||||||||||||||||
7. | INDEPENDENT CHAIRMAN | Shareholder | Against | For | Against | |||||||||||||||||
8. | REQUEST FOR ANNUAL REPORT ON | Shareholder | Against | For | Against | |||||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 14,800 | 0 | 21-May-2013 | 21-May-2013 | |||||||||||||||
| BED BATH & BEYOND INC. | |||||||||||||||||||||
Security | 075896100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BBBY | Meeting Date | 28-Jun-2013 | |||||||||||||||||||
ISIN | US0758961009 | Agenda | 933837811 - Management | |||||||||||||||||||
Record Date | 03-May-2013 | Holding Recon Date | 03-May-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Jun-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Type | Vote | For/Against |
| Managements Rec | |||||||||||||
1A. | ELECTION OF DIRECTOR: WARREN | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: LEONARD | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEVEN H. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: DEAN S. ADLER | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: STANLEY F. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: KLAUS EPPLER | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: PATRICK R. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: JORDAN HELLER | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: VICTORIA A. | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE | Management | For | For | For | |||||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 12,000 | 0 | 31-May-2013 | 31-May-2013 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BLUE CHIP INVESTOR FUNDS
By: /s/Ross C. Provence
Ross C. Provence, President
Date: 8/23/13