UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-10571
BLUE CHIP INVESTOR FUNDS
(Exact name of registrant as specified in charter)
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Address of principal executive offices) (Zip code)
Ross C. Provence
Blue Chip Investor Funds
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Name and address of agent for service)
Registrant's telephone number, including area code: (619) 588-9700
Date of fiscal year end: December 31
Date of reporting period: July 1, 2011 - June 30, 2012
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Blue Chip Investor Fund |
Custodied at US Bank |
| MEDTRONIC, INC. | |||||||||||||||||||||
Security | 585055106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MDT | Meeting Date | 25-Aug-2011 | |||||||||||||||||||
ISIN | US5850551061 | Agenda | 933486931 - Management | |||||||||||||||||||
Record Date | 27-Jun-2011 | Holding Recon Date | 27-Jun-2011 | |||||||||||||||||||
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| Item | Proposal |
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| Author | Vote Cast | For/Against |
| Managements Rec | |||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||
1 | RICHARD H. ANDERSON | For | For | For | ||||||||||||||||||
2 | DAVID L. CALHOUN | For | For | For | ||||||||||||||||||
3 | VICTOR J. DZAU, M.D. | For | For | For | ||||||||||||||||||
4 | OMAR ISHRAK | For | For | For | ||||||||||||||||||
5 | SHIRLEY ANN JACKSON PHD | For | For | For | ||||||||||||||||||
6 | JAMES T. LENEHAN | For | For | For | ||||||||||||||||||
7 | DENISE M. O'LEARY | For | For | For | ||||||||||||||||||
8 | KENDALL J. POWELL | For | For | For | ||||||||||||||||||
9 | ROBERT C. POZEN | For | For | For | ||||||||||||||||||
10 | JEAN-PIERRE ROSSO | For | For | For | ||||||||||||||||||
11 | JACK W. SCHULER | For | For | For | ||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
03 | A NON-BINDING ADVISORY VOTE ON | Management | For | For | For | |||||||||||||||||
04 | A NON-BINDING ADVISORY VOTE ON THE | Management | 1 Year | For | For | |||||||||||||||||
| Account |
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| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 15,000 | 07-Jul-2011 | 07-Jul-2011 | ||||||||||||||||
| THE PROCTER & GAMBLE COMPANY | |||||||||||||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PG | Meeting Date | 11-Oct-2011 | |||||||||||||||||||
ISIN | US7427181091 | Agenda | 933500705 - Management | |||||||||||||||||||
Record Date | 12-Aug-2011 | Holding Recon Date | 12-Aug-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Oct-2011 | |||||||||||||||||
SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against |
| Managements Rec | |||||||||||||
1A | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | For | |||||||||||||||||
1B | ELECTION OF DIRECTOR: KENNETH I. | Management | For | For | For | |||||||||||||||||
1C | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | For | |||||||||||||||||
1D | ELECTION OF DIRECTOR: SUSAN DESMOND- | Management | For | For | For | |||||||||||||||||
1E | ELECTION OF DIRECTOR: ROBERT A. | Management | For | For | For | |||||||||||||||||
1F | ELECTION OF DIRECTOR: W. JAMES | Management | For | For | For | |||||||||||||||||
1G | ELECTION OF DIRECTOR: JOHNATHAN A. | Management | For | For | For | |||||||||||||||||
1H | ELECTION OF DIRECTOR: MARGARET C. | Management | For | For | For | |||||||||||||||||
1I | ELECTION OF DIRECTOR: MARY AGNES | Management | For | For | For | |||||||||||||||||
1J | ELECTION OF DIRECTOR: PATRICIA A. | Management | For | For | For | |||||||||||||||||
1K | ELECTION OF DIRECTOR: ERNESTO | Management | For | For | For | |||||||||||||||||
02 | RATIFY APPOINTMENT OF THE | Management | For | For | For | |||||||||||||||||
03 | ADVISORY VOTE TO APPROVE THE | Management | For | For | For | |||||||||||||||||
04 | ADVISORY VOTE TO RECOMMEND THE | Management | 1 Year | For | For | |||||||||||||||||
05 | AMEND THE COMPANY'S AMENDED | Management | For | For | For | |||||||||||||||||
06 | SHAREHOLDER PROPOSAL #1 - | Shareholder | Against | For | Against | |||||||||||||||||
07 | SHAREHOLDER PROPOSAL #2 - ANIMAL | Shareholder | Against | For | Against | |||||||||||||||||
08 | SHAREHOLDER PROPOSAL #3 - | Shareholder | Against | For | Against | |||||||||||||||||
| Account |
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| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 5,000 | 23-Sep-2011 | 23-Sep-2011 | ||||||||||||||||
| MICROSOFT CORPORATION | |||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 15-Nov-2011 | |||||||||||||||||||
ISIN | US5949181045 | Agenda | 933510706 - Management | |||||||||||||||||||
Record Date | 02-Sep-2011 | Holding Recon Date | 02-Sep-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Nov-2011 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Type | Vote | For/Against |
| Managements Rec | |||||||||||||
1 | ELECTION OF DIRECTOR: STEVEN A. | Management | For | For | For | |||||||||||||||||
2 | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | For | |||||||||||||||||
3 | ELECTION OF DIRECTOR: WILLIAM H. GATES | Management | For | For | For | |||||||||||||||||
4 | ELECTION OF DIRECTOR: RAYMOND V. | Management | For | For | For | |||||||||||||||||
5 | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For | For | |||||||||||||||||
6 | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | For | |||||||||||||||||
7 | ELECTION OF DIRECTOR: DAVID F. | Management | For | For | For | |||||||||||||||||
8 | ELECTION OF DIRECTOR: CHARLES H. | Management | For | For | For | |||||||||||||||||
9 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | For | |||||||||||||||||
10 | ADVISORY VOTE ON NAMED EXECUTIVE | Management | For | For | For | |||||||||||||||||
11 | ADVISORY VOTE ON FREQUENCY OF | Management | 1 Year | For | For | |||||||||||||||||
12 | RATIFICATION OF THE SELECTION OF | Management | For | For | For | |||||||||||||||||
13 | SHAREHOLDER PROPOSAL 1. | Shareholder | Against | For | Against | |||||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 23,000 | 24-Oct-2011 | 24-Oct-2011 | ||||||||||||||||
| CISCO SYSTEMS, INC. | |||||||||||||||||||||
Security | 17275R102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CSCO | Meeting Date | 07-Dec-2011 | |||||||||||||||||||
ISIN | US17275R1023 | Agenda | 933516885 - Management | |||||||||||||||||||
Record Date | 10-Oct-2011 | Holding Recon Date | 10-Oct-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Dec-2011 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Managements Rec | |||||||||||||
1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | For | |||||||||||||||||
1B | ELECTION OF DIRECTOR: M. MICHELE | Management | For | For | For | |||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL D. | Management | For | For | For | |||||||||||||||||
1D | ELECTION OF DIRECTOR: LARRY R. CARTER | Management | For | For | For | |||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN T. | Management | For | For | For | |||||||||||||||||
1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | For | |||||||||||||||||
1G | ELECTION OF DIRECTOR: DR. JOHN L. | Management | For | For | For | |||||||||||||||||
1H | ELECTION OF DIRECTOR: RICHARD M. | Management | For | For | For | |||||||||||||||||
1I | ELECTION OF DIRECTOR: RODERICK C. | Management | For | For | For | |||||||||||||||||
1J | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | For | |||||||||||||||||
1K | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | For | |||||||||||||||||
1L | ELECTION OF DIRECTOR: JERRY YANG | Management | For | For | For | |||||||||||||||||
2 | APPROVAL OF AMENDMENT AND | Management | For | For | For | |||||||||||||||||
3 | APPROVAL, ON AN ADVISORY BASIS, OF | Management | For | For | For | |||||||||||||||||
4 | RECOMMENDATION, ON AN ADVISORY | Management | 1 Year | For | For | |||||||||||||||||
5 | RATIFICATION OF | Management | For | For | For | |||||||||||||||||
6 | APPROVAL TO AMEND CISCO'S BYLAWS TO | Shareholder | Against | For | Against | |||||||||||||||||
7 | APPROVAL TO REQUIRE THE BOARD TO | Shareholder | Against | For | Against | |||||||||||||||||
8 | APPROVAL TO REQUIRE THAT CISCO | Shareholder | Against | For | Against | |||||||||||||||||
| Account |
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| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 19,000 | 24-Oct-2011 | 24-Oct-2011 | ||||||||||||||||
| WALGREEN CO. | |||||||||||||||||||||
Security | 931422109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WAG | Meeting Date | 11-Jan-2012 | |||||||||||||||||||
ISIN | US9314221097 | Agenda | 933529717 - Management | |||||||||||||||||||
Record Date | 14-Nov-2011 | Holding Recon Date | 14-Nov-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jan-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Managements Rec | |||||||||||||
1A | ELECTION OF DIRECTOR: DAVID J. BRAILER | Management | For | For | For | |||||||||||||||||
1B | ELECTION OF DIRECTOR: STEVEN A. DAVIS | Management | For | For | For | |||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | Management | For | For | For | |||||||||||||||||
1D | ELECTION OF DIRECTOR: MARK P. | Management | For | For | For | |||||||||||||||||
1E | ELECTION OF DIRECTOR: GINGER L. | Management | For | For | For | |||||||||||||||||
1F | ELECTION OF DIRECTOR: ALAN G. MCNALLY | Management | For | For | For | |||||||||||||||||
1G | ELECTION OF DIRECTOR: NANCY M. | Management | For | For | For | |||||||||||||||||
1H | ELECTION OF DIRECTOR: DAVID Y. | Management | For | For | For | |||||||||||||||||
1I | ELECTION OF DIRECTOR: ALEJANDRO SILVA | Management | For | For | For | |||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES A. | Management | For | For | For | |||||||||||||||||
1K | ELECTION OF DIRECTOR: GREGORY D. | Management | For | For | For | |||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & | Management | For | For | For | |||||||||||||||||
03 | APPROVAL OF THE WALGREEN CO. 2011 | Management | For | For | For | |||||||||||||||||
04 | ADVISORY VOTE ON THE APPROVAL OF | Management | For | For | For | |||||||||||||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF | Management | 1 Year | For | 1 Year | |||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING AN | Shareholder | Against | For | Against | |||||||||||||||||
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19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 17,500 | 09-Dec-2011 | 09-Dec-2011 | ||||||||||||||||
| BECTON, DICKINSON AND COMPANY | |||||||||||||||||||||
Security | 075887109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BDX | Meeting Date | 31-Jan-2012 | |||||||||||||||||||
ISIN | US0758871091 | Agenda | 933537411 - Management | |||||||||||||||||||
Record Date | 12-Dec-2011 | Holding Recon Date | 12-Dec-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Jan-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Type | Vote | For/Against |
| Managements Rec | |||||||||||||
1A | ELECTION OF DIRECTOR: BASIL L. | Management | For | For | For | |||||||||||||||||
1B | ELECTION OF DIRECTOR: HENRY P. | Management | For | For | For | |||||||||||||||||
1C | ELECTION OF DIRECTOR: EDWARD F. | Management | For | For | For | |||||||||||||||||
1D | ELECTION OF DIRECTOR: VINCENT A. | Management | For | For | For | |||||||||||||||||
1E | ELECTION OF DIRECTOR: CLAIRE M. | Management | For | For | For | |||||||||||||||||
1F | ELECTION OF DIRECTOR: CHRISTOPHER | Management | For | For | For | |||||||||||||||||
1G | ELECTION OF DIRECTOR: MARSHALL O. | Management | For | For | For | |||||||||||||||||
1H | ELECTION OF DIRECTOR: EDWARD J. | Management | For | For | For | |||||||||||||||||
1I | ELECTION OF DIRECTOR: ADEL A.F. | Management | For | For | For | |||||||||||||||||
1J | ELECTION OF DIRECTOR: GARY A. | Management | For | For | For | |||||||||||||||||
1K | ELECTION OF DIRECTOR: JAMES F. ORR | Management | For | For | For | |||||||||||||||||
1L | ELECTION OF DIRECTOR: WILLARD J. | Management | For | For | For | |||||||||||||||||
1M | ELECTION OF DIRECTOR: BERTRAM L. | Management | For | For | For | |||||||||||||||||
1N | ELECTION OF DIRECTOR: ALFRED SOMMER | Management | For | For | For | |||||||||||||||||
02 | RATIFICATION OF SELECTION OF | Management | For | For | For | |||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE | Management | For | For | For | |||||||||||||||||
04 | CUMULATIVE VOTING. | Shareholder | Against | For | Against | |||||||||||||||||
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| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 7,500 | 19-Jan-2012 | 19-Jan-2012 | ||||||||||||||||
| EMERSON ELECTRIC CO. | |||||||||||||||||||||
Security | 291011104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EMR | Meeting Date | 07-Feb-2012 | |||||||||||||||||||
ISIN | US2910111044 | Agenda | 933535695 - Management | |||||||||||||||||||
Record Date | 29-Nov-2011 | Holding Recon Date | 29-Nov-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Feb-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Type | Vote | For/Against |
| Managements Rec | |||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||
1 | C. FERNANDEZ G.* | For | For | For | ||||||||||||||||||
2 | A.F. GOLDEN* | For | For | For | ||||||||||||||||||
3 | W.R. JOHNSON* | For | For | For | ||||||||||||||||||
4 | J.B. MENZER* | For | For | For | ||||||||||||||||||
5 | A.A. BUSCH III** | For | For | For | ||||||||||||||||||
6 | R.L. RIDGWAY** | For | For | For | ||||||||||||||||||
02 | APPROVAL, BY NON-BINDING ADVISORY | Management | For | For | For | |||||||||||||||||
03 | RATIFICATION OF KPMG LLP AS | Management | For | For | For | |||||||||||||||||
04 | APPROVAL OF THE STOCKHOLDER | Shareholder | Against | For | Against | |||||||||||||||||
05 | APPROVAL OF THE STOCKHOLDER | Shareholder | Against | For | Against | |||||||||||||||||
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19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 6,500 | 19-Jan-2012 | 19-Jan-2012 | ||||||||||||||||
| ACCENTURE PLC | |||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 09-Feb-2012 | |||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 933540343 - Management | |||||||||||||||||||
Record Date | 12-Dec-2011 | Holding Recon Date | 12-Dec-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Feb-2012 | |||||||||||||||||
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| Item | Proposal |
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01 | ACCEPTANCE, IN A NON-BINDING VOTE, OF | Management | For | For | For | |||||||||||||||||
2A | RE-APPOINTMENT OF DIRECTOR: DINA | Management | For | For | For | |||||||||||||||||
2B | RE-APPOINTMENT OF DIRECTOR: WILLIAM | Management | For | For | For | |||||||||||||||||
2C | RE-APPOINTMENT OF DIRECTOR: NOBUYUKI | Management | For | For | For | |||||||||||||||||
2D | RE-APPOINTMENT OF DIRECTOR: MARJORIE | Management | For | For | For | |||||||||||||||||
03 | RATIFICATION, IN A NON-BINDING VOTE, OF | Management | For | For | For | |||||||||||||||||
04 | APPROVAL, IN A NON-BINDING VOTE, OF | Management | For | For | For | |||||||||||||||||
05 | APPROVAL OF AMENDMENTS TO | Management | For | For | For | |||||||||||||||||
06 | AUTHORIZATION TO HOLD THE 2013 | Management | For | For | For | |||||||||||||||||
07 | AUTHORIZATION OF ACCENTURE TO MAKE | Management | For | For | For | |||||||||||||||||
08 | DETERMINATION OF THE PRICE RANGE AT | Management | For | For | For | |||||||||||||||||
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| Unavailable |
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19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 6,000 | 19-Jan-2012 | 19-Jan-2012 | ||||||||||||||||
| HEWLETT-PACKARD COMPANY | |||||||||||||||||||||
Security | 428236103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HPQ | Meeting Date | 21-Mar-2012 | |||||||||||||||||||
ISIN | US4282361033 | Agenda | 933549834 - Management | |||||||||||||||||||
Record Date | 23-Jan-2012 | Holding Recon Date | 23-Jan-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Mar-2012 | |||||||||||||||||
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1A | ELECTION OF DIRECTOR: M. L. | Management | For | For | For | |||||||||||||||||
1B | ELECTION OF DIRECTOR: S. BANERJI | Management | For | For | For | |||||||||||||||||
1C | ELECTION OF DIRECTOR: R. L. GUPTA | Management | For | For | For | |||||||||||||||||
1D | ELECTION OF DIRECTOR: J. H. | Management | For | For | For | |||||||||||||||||
1E | ELECTION OF DIRECTOR: R. J. LANE | Management | For | For | For | |||||||||||||||||
1F | ELECTION OF DIRECTOR: A. M. LIVERMORE | Management | For | For | For | |||||||||||||||||
1G | ELECTION OF DIRECTOR: G. M. REINER | Management | For | For | For | |||||||||||||||||
1H | ELECTION OF DIRECTOR: P. F. RUSSO | Management | For | For | For | |||||||||||||||||
1I | ELECTION OF DIRECTOR: G. K. THOMPSON | Management | For | For | For | |||||||||||||||||
1J | ELECTION OF DIRECTOR: M. C. WHITMAN | Management | For | For | For | |||||||||||||||||
1K | ELECTION OF DIRECTOR: R. V. WHITWORTH | Management | For | For | For | |||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3 | ADVISORY VOTE ON EXECUTIVE | Management | For | For | For | |||||||||||||||||
4 | STOCKHOLDER PROPOSAL ENTITLED | Shareholder | Against | For | Against | |||||||||||||||||
| Account |
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19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 15,000 | 17-Feb-2012 | 17-Feb-2012 | ||||||||||||||||
| WELLS FARGO & COMPANY | |||||||||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 24-Apr-2012 | |||||||||||||||||||
ISIN | US9497461015 | Agenda | 933560369 - Management | |||||||||||||||||||
Record Date | 24-Feb-2012 | Holding Recon Date | 24-Feb-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Managements Rec | |||||||||||||
1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | For | |||||||||||||||||
1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | For | |||||||||||||||||
1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | For | |||||||||||||||||
1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | For | |||||||||||||||||
1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | For | |||||||||||||||||
1F) | ELECTION OF DIRECTOR: ENRIQUE | Management | For | For | For | |||||||||||||||||
1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | For | |||||||||||||||||
1H) | ELECTION OF DIRECTOR: CYNTHIA H. | Management | For | For | For | |||||||||||||||||
1I) | ELECTION OF DIRECTOR: NICHOLAS G. | Management | For | For | For | |||||||||||||||||
1J) | ELECTION OF DIRECTOR: FEDERICO F. | Management | For | For | For | |||||||||||||||||
1K) | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | Management | For | For | For | |||||||||||||||||
1L) | ELECTION OF DIRECTOR: JUDITH M. | Management | For | For | For | |||||||||||||||||
1M) | ELECTION OF DIRECTOR: STEPHEN W. | Management | For | For | For | |||||||||||||||||
1N) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | For | |||||||||||||||||
1O) | ELECTION OF DIRECTOR: SUSAN G. | Management | For | For | For | |||||||||||||||||
2. | PROPOSAL TO APPROVE AN ADVISORY | Management | For | For | For | |||||||||||||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT | Management | For | For | For | |||||||||||||||||
4. | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Against | For | Against | |||||||||||||||||
5. | STOCKHOLDER PROPOSAL TO PROVIDE | Shareholder | Against | For | Against | |||||||||||||||||
6. | STOCKHOLDER PROPOSAL TO AMEND THE | Shareholder | Against | For | Against | |||||||||||||||||
7. | STOCKHOLDER PROPOSAL REGARDING AN | Shareholder | Against | For | Against | |||||||||||||||||
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19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 30,000 | 18-Apr-2012 | 18-Apr-2012 | ||||||||||||||||
| STRYKER CORPORATION | |||||||||||||||||||||
Security | 863667101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SYK | Meeting Date | 24-Apr-2012 | |||||||||||||||||||
ISIN | US8636671013 | Agenda | 933566258 - Management | |||||||||||||||||||
Record Date | 05-Mar-2012 | Holding Recon Date | 05-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Type | Vote | For/Against |
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1. | DIRECTOR | Management | ||||||||||||||||||||
1 | HOWARD E. COX, JR. | For | For | For | ||||||||||||||||||
2 | S.M. DATAR, PH.D. | For | For | For | ||||||||||||||||||
3 | ROCH DOLIVEUX, DVM | For | For | For | ||||||||||||||||||
4 | LOUISE L. FRANCESCONI | For | For | For | ||||||||||||||||||
5 | ALLAN C. GOLSTON | For | For | For | ||||||||||||||||||
6 | HOWARD L. LANCE | For | For | For | ||||||||||||||||||
7 | WILLIAM U. PARFET | For | For | For | ||||||||||||||||||
8 | RONDA E. STRYKER | For | For | For | ||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF ERNST & | Management | For | For | For | |||||||||||||||||
3. | APPROVAL OF AN AMENDMENT TO THE | Management | For | For | For | |||||||||||||||||
4. | RE-APPROVAL OF THE MATERIAL TERMS OF | Management | For | For | For | |||||||||||||||||
5. | APPROVAL, IN AN ADVISORY VOTE, OF THE | Management | For | For | For | |||||||||||||||||
| Account |
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| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 6,000 | 30-Mar-2012 | 30-Mar-2012 | ||||||||||||||||
| THE COCA-COLA COMPANY | |||||||||||||||||||||
Security | 191216100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KO | Meeting Date | 25-Apr-2012 | |||||||||||||||||||
ISIN | US1912161007 | Agenda | 933558035 - Management | |||||||||||||||||||
Record Date | 27-Feb-2012 | Holding Recon Date | 27-Feb-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Managements Rec | |||||||||||||
1A. | ELECTION OF DIRECTOR: HERBERT A. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: HOWARD G. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: RICHARD M. | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: EVAN G. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: ALEXIS M. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: DONALD R. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: ROBERT A. | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: MARIA ELENA | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: DONALD F. | Management | For | For | For | |||||||||||||||||
1M. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | For | |||||||||||||||||
1N. | ELECTION OF DIRECTOR: JAMES D. | Management | For | For | For | |||||||||||||||||
1O. | ELECTION OF DIRECTOR: PETER V. | Management | For | For | For | |||||||||||||||||
1P. | ELECTION OF DIRECTOR: JACOB | Management | For | For | For | |||||||||||||||||
1Q. | ELECTION OF DIRECTOR: JAMES B. | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For | For | For | |||||||||||||||||
| Account |
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| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 6,000 | 18-Apr-2012 | 18-Apr-2012 | ||||||||||||||||
| JOHNSON & JOHNSON | |||||||||||||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 26-Apr-2012 | |||||||||||||||||||
ISIN | US4781601046 | Agenda | 933562301 - Management | |||||||||||||||||||
Record Date | 28-Feb-2012 | Holding Recon Date | 28-Feb-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1A. | ELECTION OF DIRECTOR: MARY SUE | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL M.E. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: SUSAN L. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: ANNE M. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: DAVID SATCHER | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: WILLIAM C. | Management | For | For | For | |||||||||||||||||
1M. | ELECTION OF DIRECTOR: RONALD A. | Management | For | For | For | |||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | |||||||||||||||||
3. | APPROVAL OF THE COMPANY'S 2012 LONG- | Management | For | For | For | |||||||||||||||||
4. | RATIFICATION OF APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL ON | Shareholder | Against | For | Against | |||||||||||||||||
6. | SHAREHOLDER PROPOSAL ON BINDING | Shareholder | Against | For | Against | |||||||||||||||||
7. | SHAREHOLDER PROPOSAL ON ADOPTING | Shareholder | Against | For | Against | |||||||||||||||||
| Account |
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| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 12,000 | 30-Apr-2012 | |||||||||||||||||
| ABBOTT LABORATORIES | |||||||||||||||||||||
Security | 002824100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ABT | Meeting Date | 27-Apr-2012 | |||||||||||||||||||
ISIN | US0028241000 | Agenda | 933560408 - Management | |||||||||||||||||||
Record Date | 29-Feb-2012 | Holding Recon Date | 29-Feb-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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1. | DIRECTOR | Management | ||||||||||||||||||||
1 | R.J. ALPERN | For | For | For | ||||||||||||||||||
2 | R.S. AUSTIN | For | For | For | ||||||||||||||||||
3 | S.E. BLOUNT | For | For | For | ||||||||||||||||||
4 | W.J. FARRELL | For | For | For | ||||||||||||||||||
5 | E.M. LIDDY | For | For | For | ||||||||||||||||||
6 | N. MCKINSTRY | For | For | For | ||||||||||||||||||
7 | P.N. NOVAKOVIC | For | For | For | ||||||||||||||||||
8 | W.A. OSBORN | For | For | For | ||||||||||||||||||
9 | S.C. SCOTT III | For | For | For | ||||||||||||||||||
10 | G.F. TILTON | For | For | For | ||||||||||||||||||
11 | M.D. WHITE | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP | Management | For | For | For | |||||||||||||||||
3. | SAY ON PAY - AN ADVISORY VOTE TO | Management | For | For | For | |||||||||||||||||
4. | SHAREHOLDER PROPOSAL - | Shareholder | Against | For | Against | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL - LOBBYING | Shareholder | Against | For | Against | |||||||||||||||||
6. | SHAREHOLDER PROPOSAL - INDEPENDENT | Shareholder | Against | For | Against | |||||||||||||||||
7. | SHAREHOLDER PROPOSAL - TAX GROSS- | Shareholder | Against | For | Against | |||||||||||||||||
8. | SHAREHOLDER PROPOSAL - EQUITY | Shareholder | Against | For | Against | |||||||||||||||||
9. | SHAREHOLDER PROPOSAL - INCENTIVE | Shareholder | Against | For | Against | |||||||||||||||||
10. | SHAREHOLDER PROPOSAL - BAN | Shareholder | Against | For | Against | |||||||||||||||||
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| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 16,000 | 30-Apr-2012 | |||||||||||||||||
| PEPSICO, INC. | |||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 02-May-2012 | |||||||||||||||||||
ISIN | US7134481081 | Agenda | 933566842 - Management | |||||||||||||||||||
Record Date | 02-Mar-2012 | Holding Recon Date | 02-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Managements Rec | |||||||||||||
1A. | ELECTION OF DIRECTOR: S.L. BROWN | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: I.M. COOK | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: D. DUBLON | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: V.J. DZAU | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: R.L. HUNT | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: A. IBARGUEN | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: I.K. NOOYI | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: S.P. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: J.J. SCHIRO | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: L.G. TROTTER | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: D. VASELLA | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: A. WEISSER | Management | For | For | For | |||||||||||||||||
2. | RATIFY THE APPOINTMENT KPMG LLP AS | Management | For | For | For | |||||||||||||||||
3. | APPROVAL, BY NON-BINDING VOTE, OF | Management | For | For | For | |||||||||||||||||
4. | RE-APPROVAL OF THE PERFORMANCE | Management | For | For | For | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL - LOBBYING | Shareholder | Against | For | Against | |||||||||||||||||
6. | SHAREHOLDER PROPOSAL - FORMATION OF | Shareholder | Against | For | Against | |||||||||||||||||
7. | SHAREHOLDER PROPOSAL - CHAIRMAN OF | Shareholder | Against | For | Against | |||||||||||||||||
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| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 8,000 | 30-Apr-2012 | 30-Apr-2012 | ||||||||||||||||
| BERKSHIRE HATHAWAY INC. | |||||||||||||||||||||
Security | 084670108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 05-May-2012 | |||||||||||||||||||
ISIN | US0846701086 | Agenda | 933565092 - Management | |||||||||||||||||||
Record Date | 07-Mar-2012 | Holding Recon Date | 07-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1. | DIRECTOR | Management | ||||||||||||||||||||
1 | WARREN E. BUFFETT | For | For | For | ||||||||||||||||||
2 | CHARLES T. MUNGER | For | For | For | ||||||||||||||||||
3 | HOWARD G. BUFFETT | For | For | For | ||||||||||||||||||
4 | STEPHEN B. BURKE | For | For | For | ||||||||||||||||||
5 | SUSAN L. DECKER | For | For | For | ||||||||||||||||||
6 | WILLIAM H. GATES III | For | For | For | ||||||||||||||||||
7 | DAVID S. GOTTESMAN | For | For | For | ||||||||||||||||||
8 | CHARLOTTE GUYMAN | For | For | For | ||||||||||||||||||
9 | DONALD R. KEOUGH | For | For | For | ||||||||||||||||||
10 | THOMAS S. MURPHY | For | For | For | ||||||||||||||||||
11 | RONALD L. OLSON | For | For | For | ||||||||||||||||||
12 | WALTER SCOTT, JR. | For | For | For | ||||||||||||||||||
2. | SHAREHOLDER PROPOSAL REGARDING | Shareholder | Against | For | Against | |||||||||||||||||
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| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 40 | 30-Apr-2012 | 30-Apr-2012 | ||||||||||||||||
| AFLAC INCORPORATED | |||||||||||||||||||||
Security | 001055102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AFL | Meeting Date | 07-May-2012 | |||||||||||||||||||
ISIN | US0010551028 | Agenda | 933570358 - Management | |||||||||||||||||||
Record Date | 29-Feb-2012 | Holding Recon Date | 29-Feb-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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| Item | Proposal |
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| Managements Rec | |||||||||||||
1A. | ELECTION OF DIRECTOR: DANIEL P. AMOS | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN SHELBY | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: PAUL S. AMOS II | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: KRISS CLONINGER | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: ELIZABETH J. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: DOUGLAS W. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT B. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: CHARLES B. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: E. STEPHEN | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: BARBARA K. | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: MARVIN R. | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: MELVIN T. STITH | Management | For | For | For | |||||||||||||||||
1M. | ELECTION OF DIRECTOR: DAVID GARY | Management | For | For | For | |||||||||||||||||
1N. | ELECTION OF DIRECTOR: TAKURO YOSHIDA | Management | For | For | For | |||||||||||||||||
2. | TO CONSIDER THE FOLLOWING NON- | Management | For | For | For | |||||||||||||||||
3. | TO CONSIDER AND ADOPT AN AMENDED | Management | For | For | For | |||||||||||||||||
4. | TO CONSIDER AND ADOPT AN AMENDED | Management | For | For | For | |||||||||||||||||
5. | RATIFICATION OF APPOINTMENT OF KPMG | Management | For | For | For | |||||||||||||||||
| Account |
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| Account Name |
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| Unavailable |
| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 25,000 | 30-Apr-2012 | 30-Apr-2012 | ||||||||||||||||
| 3M COMPANY | |||||||||||||||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MMM | Meeting Date | 08-May-2012 | |||||||||||||||||||
ISIN | US88579Y1010 | Agenda | 933562185 - Management | |||||||||||||||||||
Record Date | 09-Mar-2012 | Holding Recon Date | 09-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1A. | ELECTION OF DIRECTOR: LINDA G. | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: VANCE D. | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL L. | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: W. JAMES | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: HERBERT L. | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT S. | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: AULANA L. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: INGE G. THULIN | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For | For | |||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE | Management | For | For | For | |||||||||||||||||
4. | TO APPROVE THE 2012 AMENDED AND | Management | For | For | For | |||||||||||||||||
5. | TO APPROVE THE AMENDED 2008 LONG- | Management | For | For | For | |||||||||||||||||
6. | STOCKHOLDER PROPOSAL ON LOBBYING. | Shareholder | Against | For | Against | |||||||||||||||||
7. | STOCKHOLDER PROPOSAL TO PROHIBIT | Shareholder | Against | For | Against | |||||||||||||||||
8. | STOCKHOLDER PROPOSAL ON | Shareholder | Against | For | Against | |||||||||||||||||
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| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 4,000 | 30-Apr-2012 | 30-Apr-2012 | ||||||||||||||||
| OMNICOM GROUP INC. | |||||||||||||||||||||
Security | 681919106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | OMC | Meeting Date | 22-May-2012 | |||||||||||||||||||
ISIN | US6819191064 | Agenda | 933598344 - Management | |||||||||||||||||||
Record Date | 02-Apr-2012 | Holding Recon Date | 02-Apr-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
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1A. | ELECTION OF DIRECTOR: JOHN D. WREN | Management | For | For | For | |||||||||||||||||
1B. | ELECTION OF DIRECTOR: BRUCE | Management | For | For | For | |||||||||||||||||
1C. | ELECTION OF DIRECTOR: ALAN R. BATKIN | Management | For | For | For | |||||||||||||||||
1D. | ELECTION OF DIRECTOR: MARY C. CHOKSI | Management | For | For | For | |||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT CHARLES | Management | For | For | For | |||||||||||||||||
1F. | ELECTION OF DIRECTOR: LEONARD S. | Management | For | For | For | |||||||||||||||||
1G. | ELECTION OF DIRECTOR: ERROL M. COOK | Management | For | For | For | |||||||||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN S. | Management | For | For | For | |||||||||||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. | Management | For | For | For | |||||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN R. MURPHY | Management | For | For | For | |||||||||||||||||
1K. | ELECTION OF DIRECTOR: JOHN R. PURCELL | Management | For | For | For | |||||||||||||||||
1L. | ELECTION OF DIRECTOR: LINDA JOHNSON | Management | For | For | For | |||||||||||||||||
1M. | ELECTION OF DIRECTOR: GARY L. ROUBOS | Management | For | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF | Management | For | For | For | |||||||||||||||||
3. | COMPANY PROPOSAL TO APPROVE THE | Management | For | For | For | |||||||||||||||||
4. | ADVISORY VOTE ON THE COMPANY'S | Management | For | For | For | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING | Shareholder | Against | For | Against | |||||||||||||||||
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| Vote | Date | |||||||||
19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 13,000 | 30-Apr-2012 | 30-Apr-2012 | ||||||||||||||||
| FISERV, INC. | |||||||||||||||||||||
Security | 337738108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FISV | Meeting Date | 23-May-2012 | |||||||||||||||||||
ISIN | US3377381088 | Agenda | 933604197 - Management | |||||||||||||||||||
Record Date | 28-Mar-2012 | Holding Recon Date | 28-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2012 | |||||||||||||||||
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1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DANIEL P. KEARNEY 2015 | For | For | For | ||||||||||||||||||
2 | JEFFERY W. YABUKI 2015 | For | For | For | ||||||||||||||||||
2. | TO APPROVE AN AMENDMENT TO OUR | Management | For | For | For | |||||||||||||||||
3. | TO APPROVE PERFORMANCE GOALS AND | Management | For | For | For | |||||||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE | Management | For | For | For | |||||||||||||||||
5. | TO RATIFY THE SELECTION OF DELOITTE & | Management | For | For | For | |||||||||||||||||
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| Account Name |
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19-0788 | BLUE CHIP | 19-0788 | U.S. BANK | 10,000 | 30-Apr-2012 | 30-Apr-2012 | ||||||||||||||||
| WAL-MART STORES, INC. | |||||||||||||||||||||
Security | 931142103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WMT | Meeting Date | 01-Jun-2012 | |||||||||||||||||||
ISIN | US9311421039 | �� | Agenda | 933607408 - Management | ||||||||||||||||||
Record Date | 04-Apr-2012 | Holding Recon Date | 04-Apr-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2012 | |||||||||||||||||
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1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | For | |||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For | For | |||||||||||||||||
1C | ELECTION OF DIRECTOR: M. MICHELE | Management | For | For | For | |||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES I. CASH, | Management | For | For | For | |||||||||||||||||
1E | ELECTION OF DIRECTOR: ROGER C. | Management | For | For | For | |||||||||||||||||
1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For | For | |||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For | For | |||||||||||||||||
1H | ELECTION OF DIRECTOR: MARISSA A. | Management | For | For | For | |||||||||||||||||
1I | ELECTION OF DIRECTOR: GREGORY B. | Management | For | For | For | |||||||||||||||||
1J | ELECTION OF DIRECTOR: STEVEN S | Management | For | For | For | |||||||||||||||||
1K | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For | For | |||||||||||||||||
1L | ELECTION OF DIRECTOR: ARNE M. | Management | For | For | For | |||||||||||||||||
1M | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For | For | |||||||||||||||||
1N | ELECTION OF DIRECTOR: S. ROBSON | Management | For | For | For | |||||||||||||||||
1O | ELECTION OF DIRECTOR: CHRISTOPHER J. | Management | For | For | For | |||||||||||||||||
1P | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For | For | |||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS | Management | For | For | For | |||||||||||||||||
03 | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | |||||||||||||||||
04 | POLITICAL CONTRIBUTIONS REPORT | Shareholder | Against | For | Against | |||||||||||||||||
05 | DIRECTOR NOMINATION POLICY | Shareholder | Against | For | Against | |||||||||||||||||
06 | REPORT REGARDING INCENTIVE | Shareholder | Against | For | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BLUE CHIP INVESTOR FUNDS
By: /s/Ross C. Provence
Ross C. Provence, President
Date: 8/14/12