Nomura (NMR) 6-K Current report (foreign)

FORM6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule13a-16 or15d-16 of

the Securities Exchange Act of 1934

Commission File Number:1-15270

For the month of May 2020

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi1-chome

Chuo-ku, Tokyo103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form20-F or Form40-F.

Form20-F      X            Form40-F              

Indicate by check mark if the registrant is submitting the Form6-K in paper as permitted by RegulationS-T Rule 101(b)(1):            

Indicate by check mark if the registrant is submitting the Form6-K in paper as permitted by RegulationS-T Rule 101(b)(7):            

Information furnished on this form:

EXHIBIT

Exhibit Number
1.	Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	NOMURA HOLDINGS, INC.
Date: May 12, 2020	By:	/s/ Go Sugiyama
		Go Sugiyama
		Senior Managing Director

Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award

Tokyo, May 12, 2020—Nomura Holdings, Inc. (the “Company”) today announced that the number of shares disposed and the number of allottees, etc., of Restricted Stock Unit (RSU) No.2 and Restricted Stock Unit (RSU) No.8 have been finalized, which relate to the disposition of treasury stock determined by its Executive Management Board held on May 14, 2018 (the “2018 Decision”), announced in its news release “Nomura Determines to Make Disposition of Treasury Shares as Stock Award and Submits Shelf Registration Statement” dated May 14, 2018, and Executive Management Board held on May 16, 2019 (the “2019 Decision”), announced in its news release “Nomura Determines to Make Disposition of Treasury Shares as Stock Award” dated May 16, 2019 as outlined below.

	RSU No.2
1.  Disposition Date of Treasury Shares	May 11, 2020
2.  Class and Number of Shares Disposed	9,000,347 shares of common stock of the Company
3.  Disposition Price	611.4 yen per share
4.  Total Amount of Disposition Price	5,502,812,156 yen
5.  Assets Contributed and Description and Value of Such Assets	Assets Contributed: assets other than cash(contribution-in-kind) Description of Assets: monetary compensation claims granted by the Company pursuant to the 2018 Decision
	Value of Assets to be Contributed: 5,502,812,156 yen (price per share is equivalent to the disposition price)
6.  Method of Disposition	Allotted as a stock award to the allottees listed in 8 below
7.  Method of Performance of Contribution	Through a contributionin-kind of monetary compensation claims
8.  Allottees and Number of Shares Allotted	10 Directors and Executive Officers of the Company (Excluding Outside Directors) 93,340 shares
	20 Employees, etc. of the Company 22,475 shares
	1,808 Directors, Executive Officers, and employees, etc., of the Company’s subsidiaries 8,884,532 shares

	RSU No.8
1.  Disposition Date of Treasury Shares	May 11, 2020
2.  Class and Number of Shares Disposed	6,270,570 shares of common stock of the Company

3.  Disposition Price	371 yen per share
4.  Total Amount of Disposition Price	2,326,381,470 yen
5.  Assets Contributed and Description and Value of Such Assets	Assets Contributed: assets other than cash(contribution-in-kind) Description of Assets: monetary compensation claims granted by the Company pursuant to the 2019 Decision
	Value of Assets to be Contributed: 2,326,381,470 yen (price per share is equivalent to the disposition price)
6.  Method of Disposition	Allotted as a stock award to the allottees listed in 8 below
7.  Method of Performance of Contribution	Through a contributionin-kind of monetary compensation claims
8.  Allottees and Number of Shares Allotted	7 Directors and Executive Officers of the Company (Excluding Outside Directors) 41,862 shares
	3 Employees, etc. of the Company 5,005 shares
	1,283 Directors, Executive Officers, and employees, etc., of the Company’s subsidiaries 6,223,703 shares

    ends    

For further information please contact:

Name	Company	Telephone
Kenji Yamashita	Nomura Holdings, Inc. Group Corporate Communications Dept.	81-3-3278-0591

Nomura

Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Retail, Asset Management, Wholesale (Global Markets and Investment Banking), and Merchant Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visitwww.nomura.com/