UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of the
Securities Exchange Act of 1934
Date: February 28, 2019
Commission File Number: 001-37946
Algonquin Power & Utilities Corp.
(Translation of registrant’s name into English)
354 Davis Road
Oakville, Ontario, L6J 2X1, Canada
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
INCORPORATION BY REFERENCE
The exhibits to this Report on Form 6-K are hereby incorporated by reference into the following Registration Statements of Algonquin Power & Utilities Corp. (the “Company”): (i) Exhibits 99.1 and 99.2 are incorporated into Forms S-8, File Nos. 333-177418, 333-213648, 333-213650 and 333-218810, and Forms F-3, File Nos. 333-220059 and 333-227246 and (ii) Exhibit 99.1 is incorporated by reference into Forms F-10, File Nos. 333-216616 and 333-227245, and the Company’s Registration Statements on Form 8-A.
EXHIBIT INDEX
The following exhibits are filed as part of this Form 6-K:
| Exhibit | Description |
| 2019 AQN Advance Notice By-Law (By-Law 5)
|
| 2019 AQN Stock Option Plan |
| 2019 AQN Code of Business Conduct and Ethics |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | ALGONQUIN POWER & UTILITIES CORP. |
| | (registrant) |
| Date: February 28, 2019 |
|
| By: /s/ “David Bronicheski” |
| Name: David Bronicheski |
| | Title: Chief Financial Officer |
