| Manning & Napier Fund, Inc. |
Callodine Equity Income Series |
26 |
119.28 |
1.00 |
5.45 |
4.57 |
Long |
Sep 2024 |
| Two Roads Shared Trust |
Leadershares Activist Leaders ETF |
51 |
76.72 |
0.55 |
2.66 |
3.80 |
Long |
Oct 2024 |
| LAZARD FUNDS INC |
Lazard Global Listed Infrastructure Portfolio GLIFX, GLFOX |
61 |
9,132.45 |
41.86 |
228.73 |
2.51 |
Long |
Sep 2024 |
| First Trust Exchange-Traded Fund |
First Trust Water ETF FIW |
39 |
1,915.49 |
6.83 |
37.21 |
1.98 |
Long |
Sep 2024 |
| Unified Series Trust |
SYMONS VALUE INST FUND SAVIX |
33 |
12.75 |
0.02 |
0.25 |
1.93 |
Long |
Aug 2021 |
| Series Portfolios Trust |
InfraCap Equity Income Fund ETF ICAP |
167 |
80.05 |
0.23 |
1.13 |
1.87 |
Long |
Nov 2024 |
| ETF Opportunities Trust |
Formidable ETF FORH |
61 |
23.93 |
0.08 |
0.44 |
1.86 |
Long |
Sep 2024 |
| INVESTMENT MANAGERS SERIES TRUST |
EuroPac International Dividend Income Fund EPDPX, EPDIX |
62 |
120.83 |
0.35 |
1.69 |
1.40 |
Long |
Oct 2024 |
| Series Portfolios Trust |
Kayne Anderson Renewable Infrastructure Fund KARIX, KARRX |
37 |
36.37 |
0.08 |
0.45 |
1.27 |
Long |
Sep 2024 |
| John Hancock Premium Dividend Fund |
John Hancock Premium Dividend Fund |
129 |
1,049.96 |
1.74 |
8.43 |
1.26 |
Long |
Oct 2024 |
| John Hancock Tax-Advantaged Dividend Income Fund |
John Hancock Tax-Advantaged Dividend Income Fund |
117 |
1,303.73 |
2.15 |
10.39 |
1.19 |
Long |
Oct 2024 |
| DFA INVESTMENT TRUST CO |
The Canadian Small Company Series |
326 |
1,578.16 |
3.38 |
16.38 |
1.18 |
Long |
Oct 2024 |
| Series Portfolios Trust |
InfraCap Small Cap Income ETF SCAP |
82 |
15.92 |
0.03 |
0.13 |
1.05 |
Long |
Nov 2024 |
| John Hancock Preferred Income Fund III |
John Hancock Preferred Income Fund III |
149 |
758.09 |
0.98 |
4.74 |
0.99 |
Long |
Oct 2024 |
| John Hancock Preferred Income Fund |
John Hancock Preferred Income Fund |
150 |
709.75 |
0.91 |
4.43 |
0.99 |
Long |
Oct 2024 |
| John Hancock Preferred Income Fund II |
John Hancock Preferred Income Fund II |
152 |
569.28 |
0.71 |
3.43 |
0.96 |
Long |
Oct 2024 |
| Baird Funds Inc |
Baird Small/Mid Cap Value Fund BMVSX, BMVIX |
57 |
31.72 |
0.02 |
0.29 |
0.93 |
Long |
Sep 2021 |
| Putnam Variable Trust |
Putnam VT Small Cap Value Fund |
113 |
126.79 |
0.17 |
0.94 |
0.80 |
Long |
Sep 2024 |
| Tidal ETF Trust |
iClima Climate Change Solutions ETF CLMA |
160 |
1.60 |
0.00 |
0.01 |
0.79 |
Long |
Apr 2022 |
| 1290 Funds |
1290 GAMCO Small/Mid Cap Value Fund TNVAX, TNVIX, TNVRX |
181 |
160.90 |
0.25 |
1.21 |
0.76 |
Long |
Oct 2024 |
| Keeley Funds, Inc. |
Keeley Small-Mid Cap Value Fund KSMVX, KSMIX |
86 |
30.16 |
0.04 |
0.22 |
0.74 |
Long |
Sep 2024 |
| Northern Funds |
Multi-Manager Global Listed Infrastructure Fund NMFIX |
123 |
1,019.12 |
1.36 |
7.43 |
0.73 |
Long |
Sep 2024 |
| iShares Trust |
iShares U.S. Infrastructure ETF IFRA |
166 |
2,796.07 |
3.62 |
19.73 |
0.71 |
Long |
Sep 2024 |
| CALVERT IMPACT FUND INC |
Calvert Global Energy Solutions Fund CGAEX, CGACX, CAEIX |
180 |
170.63 |
0.20 |
1.07 |
0.67 |
Long |
Sep 2024 |
| Putnam Investment Funds |
Putnam Small Cap Value Fund PSLAX, PSLCX, PYSVX |
111 |
329.86 |
0.40 |
1.98 |
0.65 |
Long |
Nov 2024 |
| John Hancock Exchange-Traded Fund Trust |
John Hancock Preferred Income ETF JHPI |
142 |
44.17 |
0.05 |
0.25 |
0.56 |
Long |
Oct 2024 |
| Gabelli Global Utility & Income Trust |
Gabelli Global Utility & Income Trust |
272 |
130.99 |
0.09 |
0.51 |
0.51 |
Long |
Sep 2024 |
| Keeley Funds, Inc. |
Keeley Small Cap Dividend Value Fund KSDVX, KSDIX |
78 |
290.82 |
0.26 |
1.43 |
0.49 |
Long |
Sep 2024 |
| Gabelli 787 Fund, Inc. |
Enterprise Mergers and Acquisitions Fund EMAAX, EMACX, EMAYX, EAAAX |
209 |
51.04 |
0.05 |
0.24 |
0.48 |
Long |
Oct 2024 |
| Frontier Funds, Inc. |
Frontier MFG Core Infrastructure Fund FMGIX, FCIVX |
93 |
448.34 |
0.38 |
2.08 |
0.46 |
Long |
Sep 2024 |
| Direxion Shares ETF Trust |
Direxion Daily US Infrastructure Bull 2X Shares DOZR |
83 |
3.03 |
0.00 |
0.01 |
0.46 |
Long |
Jan 2023 |
| Comstock Funds, Inc. |
Comstock Capital Value Fund DRCVX, CPCCX, CPCRX, COMVX |
101 |
6.85 |
0.01 |
0.02 |
0.36 |
Long |
Oct 2024 |
| ETFis Series Trust I |
Virtus InfraCap U.S. Preferred Stock ETF PFFA |
216 |
1,703.57 |
0.93 |
4.49 |
0.33 |
Long |
Oct 2024 |
| iShares Trust |
iShares Global Utilities ETF JXI |
68 |
159.67 |
0.07 |
0.36 |
0.23 |
Long |
Sep 2024 |
| Gabelli Capital Series Funds Inc |
Gabelli Capital Asset Fund |
113 |
63.99 |
0.02 |
0.13 |
0.20 |
Long |
Sep 2024 |
| Gabelli Utility Trust |
Gabelli Utility Trust |
209 |
308.60 |
0.09 |
0.46 |
0.19 |
Long |
Sep 2024 |
| SCHWAB STRATEGIC TRUST |
Schwab International Small-Cap Equity ETF SCHC |
2,171 |
4,138.34 |
1.44 |
7.15 |
0.18 |
Long |
Nov 2024 |
| Forethought Variable Insurance Trust |
Global Atlantic BlackRock Disciplined International Core Portfolio |
618 |
144.17 |
0.05 |
0.25 |
0.17 |
Long |
Sep 2024 |
| Gabelli Global Small & Mid Cap Value Trust |
Gabelli Global Small & Mid Cap Value Trust |
270 |
136.97 |
0.04 |
0.19 |
0.16 |
Long |
Sep 2024 |
| Goldman Sachs ETF Trust |
Goldman Sachs Bloomberg Clean Energy Equity ETF GCLN |
189 |
11.27 |
0.00 |
0.02 |
0.14 |
Long |
Nov 2024 |
| Gabelli Utilities Fund |
The Gabelli Utilities Fund GAUAX, GABUX, GAUIX, GUXPX |
221 |
1,625.95 |
0.40 |
2.18 |
0.13 |
Long |
Sep 2024 |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDS |
VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND VFSNX, VSS, VFSAX |
4,846 |
10,839.51 |
2.62 |
12.68 |
0.12 |
Long |
Oct 2024 |
| Hennessy Funds Trust |
Hennessy Gas Utility Fund GASFX, HGASX |
50 |
478.67 |
0.11 |
0.55 |
0.12 |
Long |
Oct 2024 |
| John Hancock Variable Insurance Trust |
International Small Company Trust JAJDX, JAJCX, JAADX |
2,958 |
102.91 |
0.02 |
0.10 |
0.10 |
Long |
Sep 2024 |
| John Hancock Funds II |
International Small Company Fund JISAX, JISDX, JSCIX, JHSMX |
3,567 |
525.59 |
0.10 |
0.48 |
0.09 |
Long |
Nov 2024 |
| Dimensional ETF Trust |
Dimensional International Small Cap ETF DFIS |
3,428 |
2,153.59 |
0.38 |
1.84 |
0.09 |
Long |
Oct 2024 |
| American Century ETF Trust |
Avantis International Small Cap Equity ETF AVDS |
2,668 |
41.57 |
0.01 |
0.03 |
0.07 |
Long |
Nov 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC |
VA INTERNATIONAL SMALL PORTFOLIO |
3,717 |
327.00 |
0.05 |
0.22 |
0.07 |
Long |
Oct 2024 |
| First Trust Exchange-Traded Fund VI |
Developed International Equity Select ETF RNDM |
419 |
19.61 |
0.00 |
0.01 |
0.07 |
Long |
Mar 2023 |
| DBX ETF Trust |
Xtrackers US National Critical Technologies ETF CRTC |
225 |
58.39 |
0.01 |
0.04 |
0.07 |
Long |
Nov 2024 |
| TIAA-CREF Funds |
Nuveen Quant International Small Cap Equity Fund TAISX, TIISX, TPISX, TLISX, TTISX, TAIWX |
530 |
1,242.07 |
0.17 |
0.82 |
0.07 |
Long |
Oct 2024 |
| Dimensional ETF Trust |
Dimensional International Vector Equity ETF DXIV |
2,612 |
45.80 |
0.00 |
0.02 |
0.05 |
Long |
Oct 2024 |
| IVY FUNDS |
Ivy ProShares MSCI ACWI Index Fund IMWAX, IMWEX, IMWIX |
1,248 |
80.85 |
0.00 |
0.03 |
0.04 |
Long |
Mar 2021 |
| Gabelli Convertible & Income Securities Fund Inc |
Gabelli Convertible & Income Securities Fund Inc |
106 |
83.77 |
0.01 |
0.03 |
0.04 |
Long |
Sep 2024 |
| Invesco Exchange-Traded Fund Trust II |
Invesco FTSE RAFI Developed Markets ex-U.S. ETF PXF |
1,030 |
1,833.83 |
0.13 |
0.62 |
0.04 |
Long |
Oct 2024 |
| Brighthouse Funds Trust II |
Brighthouse/Dimensional International Small Company Portfolio |
3,597 |
563.13 |
0.03 |
0.14 |
0.03 |
Long |
Sep 2024 |
| SCHWAB STRATEGIC TRUST |
Schwab Fundamental International Equity ETF FNDF |
963 |
13,654.74 |
0.64 |
3.16 |
0.02 |
Long |
Nov 2024 |
| SCHWAB CAPITAL TRUST |
Schwab Fundamental International Equity Index Fund SFNNX |
963 |
2,927.47 |
0.14 |
0.66 |
0.02 |
Long |
Oct 2024 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST |
LVIP Dimensional International Core Equity Fund |
4,119 |
706.34 |
0.03 |
0.14 |
0.02 |
Long |
Dec 2024 |
| BNY Mellon ETF Trust |
BNY Mellon International Equity ETF BKIE |
987 |
725.39 |
0.03 |
0.14 |
0.02 |
Long |
Oct 2024 |
| John Hancock Funds II |
Strategic Equity Allocation Fund |
4,367 |
6,806.30 |
0.09 |
1.28 |
0.02 |
Long |
May 2020 |
| American Century ETF Trust |
Avantis International Equity ETF AVDE |
3,223 |
5,357.23 |
0.20 |
1.00 |
0.02 |
Long |
Nov 2024 |
| VANGUARD TAX-MANAGED FUNDS |
VANGUARD DEVELOPED MARKETS INDEX FUND VTMGX, VTMNX, VEA, VDIPX, VDVIX |
3,993 |
207,194.96 |
6.57 |
35.90 |
0.02 |
Long |
Sep 2024 |
| iShares Trust |
iShares Core MSCI International Developed Markets ETF IDEV |
2,251 |
14,557.14 |
0.49 |
2.38 |
0.02 |
Long |
Oct 2024 |
| Fidelity Concord Street Trust |
Fidelity ZERO International Index Fund FZILX |
2,256 |
4,535.81 |
0.12 |
0.59 |
0.01 |
Long |
Oct 2024 |
| Variable Insurance Products Fund II |
VIP International Index Portfolio |
2,254 |
654.12 |
0.02 |
0.08 |
0.01 |
Long |
Sep 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC |
International Vector Equity Portfolio |
4,512 |
3,636.47 |
0.09 |
0.42 |
0.01 |
Long |
Oct 2024 |
| VANGUARD STAR FUNDS |
VANGUARD TOTAL INTERNATIONAL STOCK INDEX FUND VGTSX, VTSNX, VTIAX, VXUS, VTPSX, VTISX |
8,702 |
443,656.96 |
10.68 |
51.62 |
0.01 |
Long |
Oct 2024 |
| American Century ETF Trust |
Avantis International Equity Fund AVDEX, AVDNX |
2,898 |
266.15 |
0.01 |
0.03 |
0.01 |
Long |
Nov 2024 |
| Fidelity Salem Street Trust |
Fidelity Total International Index Fund FTIHX |
5,090 |
13,565.92 |
0.32 |
1.56 |
0.01 |
Long |
Oct 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC |
World ex U.S. Core Equity Portfolio |
10,898 |
4,240.14 |
0.09 |
0.44 |
0.01 |
Long |
Oct 2024 |
| STATE STREET INSTITUTIONAL INVESTMENT TRUST |
State Street Global All Cap Equity ex-U.S. Index Portfolio SSGVX |
6,281 |
8,367.04 |
0.16 |
0.88 |
0.01 |
Long |
Sep 2024 |
| M FUND INC |
M International Equity Fund MBEQX |
1,968 |
273.33 |
0.01 |
0.03 |
0.01 |
Long |
Sep 2024 |
| iShares Trust |
iShares Core MSCI Total International Stock ETF IXUS |
4,386 |
38,687.93 |
0.81 |
3.89 |
0.01 |
Long |
Oct 2024 |
| Dimensional ETF Trust |
Dimensional World ex. U.S. Core Equity 2 ETF DFAX |
10,216 |
7,496.87 |
0.14 |
0.69 |
0.01 |
Long |
Oct 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC |
INTERNATIONAL CORE EQUITY PORTFOLIO DFIEX |
5,150 |
32,904.51 |
0.56 |
2.70 |
0.01 |
Long |
Oct 2024 |
| ADVISORS' INNER CIRCLE III |
PineBridge Dynamic Asset Allocation Fund PDAVX, PDAIX |
785 |
121.51 |
0.00 |
0.01 |
0.01 |
Long |
Oct 2024 |
| Dimensional ETF Trust |
Dimensional International Core Equity Market ETF DFAI |
3,882 |
7,187.51 |
0.10 |
0.49 |
0.01 |
Long |
Oct 2024 |
| SPDR INDEX SHARES FUNDS |
SPDR Portfolio Developed World ex- US ETF SPDW |
2,426 |
22,341.54 |
0.26 |
1.45 |
0.01 |
Long |
Sep 2024 |
| Allianz Variable Insurance Products Trust |
AZL DFA International Core Equity Fund |
3,825 |
351.42 |
0.00 |
0.02 |
0.01 |
Long |
Sep 2024 |
| ADVISORS' INNER CIRCLE III |
Legal & General Global Developed Equity Index Fund LDEIX |
1,463 |
26.88 |
0.00 |
0.00 |
0.01 |
Long |
Jan 2024 |
| Brighthouse Funds Trust I |
PanAgora Global Diversified Risk Portfolio |
1,122 |
234.65 |
0.00 |
0.01 |
0.01 |
Long |
Mar 2022 |
| FlexShares Trust |
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund TLTD |
2,488 |
471.77 |
0.01 |
0.02 |
0.01 |
Long |
Oct 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC |
T.A. World ex U.S. Core Equity Portfolio |
9,378 |
4,696.61 |
0.01 |
0.23 |
0.01 |
Long |
Jul 2021 |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDS |
VANGUARD TOTAL WORLD STOCK INDEX FUND VT, VTWIX, VTWAX |
9,880 |
52,906.81 |
0.46 |
2.23 |
0.00 |
Long |
Oct 2024 |
| AIM Growth Series (Invesco Growth Series) |
Invesco Income Advantage International Fund GTNDX, GNDCX, GNDIX, GTNRX, GTNYX |
1,264 |
64.40 |
0.00 |
0.00 |
0.00 |
Long |
Sep 2024 |
| College Retirement Equities Fund |
College Retirement Equities Fund - Stock Account QCSTRX, QCSTPX, QCSTIX, QCSTFX |
8,145 |
131,627.57 |
0.70 |
3.83 |
0.00 |
Long |
Sep 2024 |
| Dimensional ETF Trust |
Dimensional International Core Equity 2 ETF DFIC |
4,173 |
7,160.22 |
0.01 |
0.05 |
0.00 |
Long |
Oct 2024 |
| AQR Funds |
AQR Style Premia Alternative Fund QSPIX, QSPNX, QSPRX |
3,133 |
3,566.04 |
-0.23 |
-1.23 |
-0.10 |
Short |
Sep 2024 |
| AQR Funds |
AQR Alternative Risk Premia Fund QRPNX, QRPIX, QRPRX |
3,472 |
566.17 |
-0.08 |
-0.43 |
-0.20 |
Short |
Sep 2024 |
