UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 6-K
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REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of the
Securities Exchange Act of 1934
Date: November 11, 2021
Commission File Number: 001-37946
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| Algonquin Power & Utilities Corp. | ||
(Translation of registrant’s name into English)
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354 Davis Road
Oakville, Ontario, L6J 2X1, Canada
(Address of principal executive offices)
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Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F □ Form 40-F ☒
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): □
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): □
Exhibits 99.1 and 99.2 to this Report on Form 6-K are hereby incorporated by reference into Algonquin Power & Utilities Corp.’s Registration Statements on Forms F-3 (File Nos. 333-220059 and 333-227246), Forms F-10 (File Nos. 333-216616, 333-227245 and 333-236975) and Forms S-8 (File Nos. 333-177418, 333-213648, 333-213650, 333-218810, 333-232012 and 333-238961).
EXHIBIT INDEX
The following exhibits are filed as part of this Form 6-K:
| Exhibit | Description | ||||
| 99.1 | Unaudited Financial Statements for the quarter ended September 30, 2021 | ||||
| 99.2 | Management's Discussion & Analysis for quarter ended September 30, 2021 | ||||
| 99.3 | Certification of Chief Executive Officer | ||||
| 99.4 | Certification of Chief Financial Officer | ||||
| 99.5 | Earnings Press Release for the quarter ended September 30, 2021 | ||||
| 99.6 | Q4 2021 Common Share & Preferred Dividend Press Release | ||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ALGONQUIN POWER & UTILITIES CORP. | |||||
| (registrant) | |||||
| Date: November 11, 2021 | By: (signed) "Arthur Kacprzak" | ||||
| Name: Arthur Kacprzak | |||||
| Title: Chief Financial Officer | |||||