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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number | 811-21120 |
Conestoga Funds |
(Exact name of registrant as specified in charter) |
Conestoga Capital Advisors, 550 E. Swedesford Rd., Suite 210, Wayne, PA | 19087 |
(Address of principal executive offices) | (Zip code) |
Conestoga Capital Advisors, 550 E. Swedesford Rd., Suite 210, Wayne, PA 19087 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | 800-320-7790 |
Date of fiscal year end: | September 30 | |
Date of reporting period: | July 1, 2017 – June 30, 2018 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. | Proxy Voting Record. |
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
Investment Company Report
Conestoga Small Cap Fund
NVE CORPORATION | |||||||||||||||||
Security | 629445206 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NVEC | Meeting Date | 03-Aug-2017 | ||||||||||||||
ISIN | US6294452064 | Agenda | 934649609 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | TERRENCE W. GLARNER | For | For | ||||||||||||||
2 | DANIEL A. BAKER | For | For | ||||||||||||||
3 | PATRICIA M. HOLLISTER | For | For | ||||||||||||||
4 | RICHARD W. KRAMP | For | For | ||||||||||||||
5 | GARY R. MAHARAJ | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 139,450 | 0 | 14-Jul-2017 | 04-Aug-2017 | ||||||||||
NEOGEN CORPORATION | |||||||||||||||||
Security | 640491106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NEOG | Meeting Date | 05-Oct-2017 | ||||||||||||||
ISIN | US6404911066 | Agenda | 934676670 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | JAMES L. HERBERT | For | For | ||||||||||||||
2 | G. BRUCE PAPESH | For | For | ||||||||||||||
3 | THOMAS H. REED | For | For | ||||||||||||||
4 | DARCI L. VETTER | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 517,600 | 0 | 15-Sep-2017 | 06-Oct-2017 | ||||||||||
BIO-TECHNE CORP | |||||||||||||||||
Security | 09073M104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TECH | Meeting Date | 26-Oct-2017 | ||||||||||||||
ISIN | US09073M1045 | Agenda | 934677216 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Fix Number of Directors | Management | For | For | |||||||||||||
2A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2B. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
2C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
5. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
6. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 120,000 | 0 | 11-Oct-2017 | 27-Oct-2017 | ||||||||||
MESA LABORATORIES, INC. | |||||||||||||||||
Security | 59064R109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MLAB | Meeting Date | 02-Nov-2017 | ||||||||||||||
ISIN | US59064R1095 | Agenda | 934680340 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | M. BROOKS | For | For | ||||||||||||||
2 | H. CAMPBELL | For | For | ||||||||||||||
3 | R. DWYER | For | For | ||||||||||||||
4 | E. GUILLEMIN | For | For | ||||||||||||||
5 | D. KELLY | For | For | ||||||||||||||
6 | J. SCHMIEDER | For | For | ||||||||||||||
7 | J. SULLIVAN | For | For | ||||||||||||||
8 | G. OWENS | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 230,386 | 0 | 13-Oct-2017 | 03-Nov-2017 | ||||||||||
BOTTOMLINE TECHNOLOGIES (DE), INC. | |||||||||||||||||
Security | 101388106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EPAY | Meeting Date | 16-Nov-2017 | ||||||||||||||
ISIN | US1013881065 | Agenda | 934688891 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | KENNETH J. D'AMATO | For | For | ||||||||||||||
2 | ROBERT A. EBERLE | For | For | ||||||||||||||
3 | JEFFREY C. LEATHE | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,015,000 | 0 | 27-Oct-2017 | 17-Nov-2017 | ||||||||||
WD-40 COMPANY | |||||||||||||||||
Security | 929236107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WDFC | Meeting Date | 12-Dec-2017 | ||||||||||||||
ISIN | US9292361071 | Agenda | 934695391 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | P.D. BEWLEY | For | For | ||||||||||||||
2 | D.T. CARTER | For | For | ||||||||||||||
3 | M. CLAASSEN | For | For | ||||||||||||||
4 | E.P. ETCHART | For | For | ||||||||||||||
5 | L.A. LANG | For | For | ||||||||||||||
6 | D.B. PENDARVIS | For | For | ||||||||||||||
7 | D.E. PITTARD | For | For | ||||||||||||||
8 | G.O. RIDGE | For | For | ||||||||||||||
9 | G.A. SANDFORT | Withheld | Against | ||||||||||||||
10 | N.E. SCHMALE | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 200,000 | 0 | 20-Nov-2017 | 13-Dec-2017 | ||||||||||
CANTEL MEDICAL CORP. | |||||||||||||||||
Security | 138098108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CMD | Meeting Date | 03-Jan-2018 | ||||||||||||||
ISIN | US1380981084 | Agenda | 934709986 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
4. | Approve Charter Amendment | Management | Against | Against | |||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 445,692 | 0 | 12-Dec-2017 | 04-Jan-2018 | ||||||||||
ESCO TECHNOLOGIES INC. | |||||||||||||||||
Security | 296315104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ESE | Meeting Date | 02-Feb-2018 | ||||||||||||||
ISIN | US2963151046 | Agenda | 934711296 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | GARY E. MUENSTER | For | For | ||||||||||||||
2 | JAMES M. STOLZE | For | For | ||||||||||||||
2. | Approve Charter Amendment | Management | For | For | |||||||||||||
3. | Adopt Omnibus Stock Option Plan | Management | For | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
5. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 533,800 | 0 | 01-Feb-2018 | 05-Feb-2018 | ||||||||||
NATIONAL RESEARCH CORPORATION | |||||||||||||||||
Security | 637372202 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | NRCIA | Meeting Date | 16-Apr-2018 | ||||||||||||||
ISIN | US6373722023 | Agenda | 934747861 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Approve Recapitalization Plan | Management | For | For | |||||||||||||
2. | Approve Charter Amendment | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 247,923 | 0 | 23-Mar-2018 | 17-Apr-2018 | ||||||||||
NATIONAL RESEARCH CORPORATION | |||||||||||||||||
Security | 637372301 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | NRCIB | Meeting Date | 16-Apr-2018 | ||||||||||||||
ISIN | US6373723013 | Agenda | 934747861 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Approve Recapitalization Plan | Management | For | For | |||||||||||||
2. | Approve Charter Amendment | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 68,951 | 0 | 23-Mar-2018 | 17-Apr-2018 | ||||||||||
ROLLINS, INC. | |||||||||||||||||
Security | 775711104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ROL | Meeting Date | 24-Apr-2018 | ||||||||||||||
ISIN | US7757111049 | Agenda | 934755325 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Gary W. Rollins | For | For | ||||||||||||||
2 | Larry L. Prince | For | For | ||||||||||||||
3 | Pamela R. Rollins | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 287,700 | 0 | 23-Apr-2018 | 25-Apr-2018 | ||||||||||
SIMPSON MANUFACTURING CO., INC. | |||||||||||||||||
Security | 829073105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SSD | Meeting Date | 24-Apr-2018 | ||||||||||||||
ISIN | US8290731053 | Agenda | 934741631 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 885,900 | 0 | 19-Mar-2018 | 25-Apr-2018 | ||||||||||
WESTWOOD HOLDINGS GROUP, INC. | |||||||||||||||||
Security | 961765104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WHG | Meeting Date | 25-Apr-2018 | ||||||||||||||
ISIN | US9617651040 | Agenda | 934748510 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Brian O. Casey | For | For | ||||||||||||||
2 | Richard M. Frank | For | For | ||||||||||||||
3 | Susan M. Byrne | For | For | ||||||||||||||
4 | Ellen H. Masterson | For | For | ||||||||||||||
5 | Robert D. McTeer | For | For | ||||||||||||||
6 | Geoffrey R. Norman | For | For | ||||||||||||||
7 | Martin J. Weiland | For | For | ||||||||||||||
8 | Raymond E. Wooldridge | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
4. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 484,321 | 0 | 26-Mar-2018 | 26-Apr-2018 | ||||||||||
DOUGLAS DYNAMICS, INC | |||||||||||||||||
Security | 25960R105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PLOW | Meeting Date | 01-May-2018 | ||||||||||||||
ISIN | US25960R1059 | Agenda | 934766378 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | James L. Packard | For | For | ||||||||||||||
2 | Kenneth W. Krueger | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 474,685 | 0 | 04-Apr-2018 | 02-May-2018 | ||||||||||
NIC INC. | |||||||||||||||||
Security | 62914B100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EGOV | Meeting Date | 01-May-2018 | ||||||||||||||
ISIN | US62914B1008 | Agenda | 934739814 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Harry H. Herington | For | For | ||||||||||||||
2 | Art N. Burtscher | For | For | ||||||||||||||
3 | Venmal (Raji) Arasu | For | For | ||||||||||||||
4 | Karen S. Evans | For | For | ||||||||||||||
5 | Ross C. Hartley | For | For | ||||||||||||||
6 | C. Brad Henry | For | For | ||||||||||||||
7 | Alexander C. Kemper | For | For | ||||||||||||||
8 | William M. Lyons | For | For | ||||||||||||||
9 | Pete Wilson | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,090,700 | 0 | 27-Mar-2018 | 02-May-2018 | ||||||||||
TREX COMPANY, INC. | |||||||||||||||||
Security | 89531P105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TREX | Meeting Date | 02-May-2018 | ||||||||||||||
ISIN | US89531P1057 | Agenda | 934737606 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | James E. Cline | For | For | ||||||||||||||
2 | Patricia B. Robinson | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Authorize Common Stock Increase | Management | For | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 438,025 | 0 | 27-Apr-2018 | 03-May-2018 | ||||||||||
FOX FACTORY HOLDING CORP. | |||||||||||||||||
Security | 35138V102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FOXF | Meeting Date | 03-May-2018 | ||||||||||||||
ISIN | US35138V1026 | Agenda | 934744524 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Michael Dennison | For | For | ||||||||||||||
2 | Ted Waitman | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,048,475 | 0 | 02-Apr-2018 | 04-May-2018 | ||||||||||
ROGERS CORPORATION | |||||||||||||||||
Security | 775133101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ROG | Meeting Date | 03-May-2018 | ||||||||||||||
ISIN | US7751331015 | Agenda | 934744029 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Keith L. Barnes | For | For | ||||||||||||||
2 | Michael F. Barry | For | For | ||||||||||||||
3 | Bruce D. Hoechner | For | For | ||||||||||||||
4 | Carol R. Jensen | For | For | ||||||||||||||
5 | Ganesh Moorthy | For | For | ||||||||||||||
6 | Jeffrey J. Owens | For | For | ||||||||||||||
7 | Helene Simonet | For | For | ||||||||||||||
8 | Peter C. Wallace | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 296,595 | 0 | 10-Apr-2018 | 04-May-2018 | ||||||||||
SOTHEBY'S | |||||||||||||||||
Security | 835898107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BID | Meeting Date | 03-May-2018 | ||||||||||||||
ISIN | US8358981079 | Agenda | 934747784 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Miscellaneous Compensation Plans | Management | For | For | |||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 839,880 | 0 | 04-Apr-2018 | 04-May-2018 | ||||||||||
BLACKLINE, INC. | |||||||||||||||||
Security | 09239B109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BL | Meeting Date | 09-May-2018 | ||||||||||||||
ISIN | US09239B1098 | Agenda | 934744512 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Hollie Haynes | Withheld | Against | ||||||||||||||
2 | Jason Babcoke | For | For | ||||||||||||||
3 | Kevin Thompson | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | Adopt Employee Stock Purchase Plan | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 598,100 | 0 | 10-Apr-2018 | 10-May-2018 | ||||||||||
BLACKLINE, INC. | |||||||||||||||||
Security | 09239B109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BL | Meeting Date | 09-May-2018 | ||||||||||||||
ISIN | US09239B1098 | Agenda | 934759537 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Jason Babcoke | For | For | ||||||||||||||
2 | Kevin Thompson | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | Adopt Employee Stock Purchase Plan | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 598,100 | 0 | 06-Apr-2018 | 10-May-2018 | ||||||||||
TYLER TECHNOLOGIES, INC. | |||||||||||||||||
Security | 902252105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TYL | Meeting Date | 09-May-2018 | ||||||||||||||
ISIN | US9022521051 | Agenda | 934772802 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||
5. | Transact Other Business | Management | Against | Against | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 110,300 | 0 | 27-Apr-2018 | 10-May-2018 | ||||||||||
DORMAN PRODUCTS, INC. | |||||||||||||||||
Security | 258278100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DORM | Meeting Date | 10-May-2018 | ||||||||||||||
ISIN | US2582781009 | Agenda | 934755058 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 421,649 | 0 | 13-Apr-2018 | 11-May-2018 | ||||||||||
JOHN BEAN TECHNOLOGIES CORPORATION | |||||||||||||||||
Security | 477839104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | JBT | Meeting Date | 11-May-2018 | ||||||||||||||
ISIN | US4778391049 | Agenda | 934749005 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 210,150 | 0 | 13-Apr-2018 | 14-May-2018 | ||||||||||
PROS HOLDINGS, INC. | |||||||||||||||||
Security | 74346Y103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PRO | Meeting Date | 11-May-2018 | ||||||||||||||
ISIN | US74346Y1038 | Agenda | 934757064 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Penelope Herscher | For | For | ||||||||||||||
2 | Leslie Rechan | For | For | ||||||||||||||
3 | William Russell | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,288,500 | 0 | 09-Apr-2018 | 14-May-2018 | ||||||||||
AAON, INC. | |||||||||||||||||
Security | 000360206 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AAON | Meeting Date | 15-May-2018 | ||||||||||||||
ISIN | US0003602069 | Agenda | 934766570 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2 | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
3 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,249,550 | 0 | 17-Apr-2018 | 16-May-2018 | ||||||||||
OMNICELL, INC. | |||||||||||||||||
Security | 68213N109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | OMCL | Meeting Date | 15-May-2018 | ||||||||||||||
ISIN | US68213N1090 | Agenda | 934769514 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Randall A. Lipps | For | For | ||||||||||||||
2 | Vance B. Moore | For | For | ||||||||||||||
3 | Mark W. Parrish | For | For | ||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,127,150 | 0 | 23-Apr-2018 | 16-May-2018 | ||||||||||
PROTO LABS, INC. | |||||||||||||||||
Security | 743713109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PRLB | Meeting Date | 16-May-2018 | ||||||||||||||
ISIN | US7437131094 | Agenda | 934764297 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Victoria M. Holt | For | For | ||||||||||||||
2 | Archie C. Black | For | For | ||||||||||||||
3 | Rainer Gawlick | For | For | ||||||||||||||
4 | John B. Goodman | For | For | ||||||||||||||
5 | Donald G. Krantz | For | For | ||||||||||||||
6 | Sven A. Wehrwein | For | For | ||||||||||||||
7 | Sujeet Chand | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 390,275 | 0 | 18-Apr-2018 | 17-May-2018 | ||||||||||
REPLIGEN CORPORATION | |||||||||||||||||
Security | 759916109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | RGEN | Meeting Date | 16-May-2018 | ||||||||||||||
ISIN | US7599161095 | Agenda | 934800168 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Nicolas M. Barthelemy | For | For | ||||||||||||||
2 | Glenn L. Cooper | For | For | ||||||||||||||
3 | John G. Cox | Withheld | Against | ||||||||||||||
4 | Karen A. Dawes | For | For | ||||||||||||||
5 | Tony J. Hunt | For | For | ||||||||||||||
6 | Glenn P. Muir | Withheld | Against | ||||||||||||||
7 | Thomas F. Ryan, Jr. | Withheld | Against | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | Adopt Stock Option Plan | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,074,400 | 0 | 27-Apr-2018 | 17-May-2018 | ||||||||||
SITEONE LANDSCAPE SUPPLY, INC. | |||||||||||||||||
Security | 82982L103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SITE | Meeting Date | 16-May-2018 | ||||||||||||||
ISIN | US82982L1035 | Agenda | 934764437 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Doug Black | For | For | ||||||||||||||
2 | Jack L. Wyszomierski | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 508,400 | 0 | 24-Apr-2018 | 17-May-2018 | ||||||||||
THE CHEFS' WAREHOUSE, INC. | |||||||||||||||||
Security | 163086101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CHEF | Meeting Date | 18-May-2018 | ||||||||||||||
ISIN | US1630861011 | Agenda | 934771583 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Christina Carroll | For | For | ||||||||||||||
2 | Dominick Cerbone | For | For | ||||||||||||||
3 | John A. Couri | For | For | ||||||||||||||
4 | Joseph Cugine | For | For | ||||||||||||||
5 | Steven F. Goldstone | For | For | ||||||||||||||
6 | Alan Guarino | For | For | ||||||||||||||
7 | Stephen Hanson | For | For | ||||||||||||||
8 | Katherine Oliver | For | For | ||||||||||||||
9 | Christopher Pappas | For | For | ||||||||||||||
10 | John Pappas | For | For | ||||||||||||||
11 | David E. Schreibman | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 559,711 | 0 | 27-Apr-2018 | 21-May-2018 | ||||||||||
MGP INGREDIENTS INC | |||||||||||||||||
Security | 55303J106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MGPI | Meeting Date | 23-May-2018 | ||||||||||||||
ISIN | US55303J1060 | Agenda | 934766683 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 574,166 | 0 | 22-May-2018 | 24-May-2018 | ||||||||||
HEALTHSTREAM, INC. | |||||||||||||||||
Security | 42222N103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HSTM | Meeting Date | 24-May-2018 | ||||||||||||||
ISIN | US42222N1037 | Agenda | 934780467 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Robert A. Frist, Jr. | For | For | ||||||||||||||
2 | Frank Gordon | For | For | ||||||||||||||
3 | C. Martin Harris, M.D. | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,081,727 | 0 | 03-May-2018 | 25-May-2018 | ||||||||||
HEALTHCARE SERVICES GROUP, INC. | |||||||||||||||||
Security | 421906108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HCSG | Meeting Date | 29-May-2018 | ||||||||||||||
ISIN | US4219061086 | Agenda | 934787144 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Theodore Wahl | For | For | ||||||||||||||
2 | John M. Briggs | For | For | ||||||||||||||
3 | Robert L. Frome | For | For | ||||||||||||||
4 | Robert J. Moss | For | For | ||||||||||||||
5 | Dino D. Ottaviano | For | For | ||||||||||||||
6 | Michael E. McBryan | For | For | ||||||||||||||
7 | Diane S. Casey | For | For | ||||||||||||||
8 | John J. McFadden | For | For | ||||||||||||||
9 | Jude Visconto | For | For | ||||||||||||||
10 | Daniela Castagnino | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 805,100 | 0 | 07-May-2018 | 30-May-2018 | ||||||||||
MEDIDATA SOLUTIONS, INC. | |||||||||||||||||
Security | 58471A105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MDSO | Meeting Date | 30-May-2018 | ||||||||||||||
ISIN | US58471A1051 | Agenda | 934793274 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
4. | Amend Employee Stock Purchase Plan | Management | For | For | |||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 464,250 | 0 | 08-May-2018 | 31-May-2018 | ||||||||||
NATIONAL RESEARCH CORPORATION | |||||||||||||||||
Security | 637372202 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NRC | Meeting Date | 30-May-2018 | ||||||||||||||
ISIN | US6373722023 | Agenda | 934812911 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Michael D. Hays | For | For | ||||||||||||||
2 | John N. Nunnelly | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | Amend Non-Employee Director Plan | Management | Against | Against | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 318,674 | 0 | 07-May-2018 | 31-May-2018 | ||||||||||
EXPONENT, INC. | |||||||||||||||||
Security | 30214U102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EXPO | Meeting Date | 31-May-2018 | ||||||||||||||
ISIN | US30214U1025 | Agenda | 934790228 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | Authorize Common Stock Increase | Management | For | For | |||||||||||||
4. | Approve Reverse Stock Split | Management | For | For | |||||||||||||
5. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 645,000 | 0 | 08-May-2018 | 01-Jun-2018 | ||||||||||
SPS COMMERCE, INC. | |||||||||||||||||
Security | 78463M107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SPSC | Meeting Date | 31-May-2018 | ||||||||||||||
ISIN | US78463M1071 | Agenda | 934783627 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 276,050 | 0 | 09-May-2018 | 01-Jun-2018 | ||||||||||
SUN HYDRAULICS CORPORATION | |||||||||||||||||
Security | 866942105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SNHY | Meeting Date | 31-May-2018 | ||||||||||||||
ISIN | US8669421054 | Agenda | 934789249 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Wolfgang H. Dangel | For | For | ||||||||||||||
2 | David W. Grzelak | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 806,150 | 0 | 08-May-2018 | 01-Jun-2018 | ||||||||||
THE DESCARTES SYSTEMS GROUP INC. | |||||||||||||||||
Security | 249906108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DSGX | Meeting Date | 31-May-2018 | ||||||||||||||
ISIN | CA2499061083 | Agenda | 934821530 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1 | Election of Directors (Majority Voting) | Management | |||||||||||||||
1 | David I. Beatson | For | For | ||||||||||||||
2 | Deborah Close | For | For | ||||||||||||||
3 | Eric A. Demirian | For | For | ||||||||||||||
4 | Chris Hewat | Withheld | Against | ||||||||||||||
5 | Dennis Maple | For | For | ||||||||||||||
6 | Jane O'Hagan | For | For | ||||||||||||||
7 | Edward J. Ryan | For | For | ||||||||||||||
8 | John J. Walker | For | For | ||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3 | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,915,275 | 0 | 10-May-2018 | 01-Jun-2018 | ||||||||||
VOCERA COMMUNICATIONS,INC. | |||||||||||||||||
Security | 92857F107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | VCRA | Meeting Date | 01-Jun-2018 | ||||||||||||||
ISIN | US92857F1075 | Agenda | 934795886 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
5. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,034,400 | 0 | 22-May-2018 | 04-Jun-2018 | ||||||||||
LEMAITRE VASCULAR, INC. | |||||||||||||||||
Security | 525558201 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | LMAT | Meeting Date | 05-Jun-2018 | ||||||||||||||
ISIN | US5255582018 | Agenda | 934810791 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Lawrence J. Jasinski | Withheld | Against | ||||||||||||||
2 | John J. O'Connor | For | For | ||||||||||||||
3 | Joseph P. Pellegrino Jr | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 898,099 | 0 | 04-Jun-2018 | 06-Jun-2018 | ||||||||||
COSTAR GROUP, INC. | |||||||||||||||||
Security | 22160N109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CSGP | Meeting Date | 06-Jun-2018 | ||||||||||||||
ISIN | US22160N1090 | Agenda | 934797272 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 45,000 | 0 | 15-May-2018 | 07-Jun-2018 | ||||||||||
MATADOR RESOURCES COMPANY | |||||||||||||||||
Security | 576485205 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MTDR | Meeting Date | 07-Jun-2018 | ||||||||||||||
ISIN | US5764852050 | Agenda | 934800738 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 679,106 | 0 | 17-May-2018 | 08-Jun-2018 | ||||||||||
STAMPS.COM INC. | |||||||||||||||||
Security | 852857200 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | STMP | Meeting Date | 11-Jun-2018 | ||||||||||||||
ISIN | US8528572006 | Agenda | 934819496 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | G. Bradford Jones | Withheld | Against | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 205,600 | 0 | 16-May-2018 | 12-Jun-2018 | ||||||||||
ACI WORLDWIDE, INC. | |||||||||||||||||
Security | 004498101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ACIW | Meeting Date | 12-Jun-2018 | ||||||||||||||
ISIN | US0044981019 | Agenda | 934810448 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Janet O. Estep | For | For | ||||||||||||||
2 | James C. Hale | For | For | ||||||||||||||
3 | Philip G. Heasley | For | For | ||||||||||||||
4 | Pamela H. Patsley | For | For | ||||||||||||||
5 | Charles E. Peters, Jr. | For | For | ||||||||||||||
6 | David A. Poe | For | For | ||||||||||||||
7 | Adalio T. Sanchez | For | For | ||||||||||||||
8 | Thomas W. Warsop III | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,432,915 | 0 | 21-May-2018 | 13-Jun-2018 | ||||||||||
BLACKBAUD, INC. | |||||||||||||||||
Security | 09227Q100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BLKB | Meeting Date | 12-Jun-2018 | ||||||||||||||
ISIN | US09227Q1004 | Agenda | 934797676 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 471,200 | 0 | 18-May-2018 | 13-Jun-2018 | ||||||||||
GRAND CANYON EDUCATION, INC. | |||||||||||||||||
Security | 38526M106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | LOPE | Meeting Date | 13-Jun-2018 | ||||||||||||||
ISIN | US38526M1062 | Agenda | 934811034 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 426,000 | 0 | 22-May-2018 | 14-Jun-2018 | ||||||||||
LIGAND PHARMACEUTICALS INCORPORATED | |||||||||||||||||
Security | 53220K504 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | LGND | Meeting Date | 19-Jun-2018 | ||||||||||||||
ISIN | US53220K5048 | Agenda | 934811539 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Jason M. Aryeh | For | For | ||||||||||||||
2 | Todd C. Davis | For | For | ||||||||||||||
3 | Nancy R. Gray | For | For | ||||||||||||||
4 | John L. Higgins | For | For | ||||||||||||||
5 | John W. Kozarich | For | For | ||||||||||||||
6 | John L. LaMattina | For | For | ||||||||||||||
7 | Sunil Patel | For | For | ||||||||||||||
8 | Stephen L. Sabba | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | Authorize Common Stock Increase | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 330,925 | 0 | 06-Jun-2018 | 20-Jun-2018 | ||||||||||
BALCHEM CORPORATION | |||||||||||||||||
Security | 057665200 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BCPC | Meeting Date | 20-Jun-2018 | ||||||||||||||
ISIN | US0576652004 | Agenda | 934812240 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Paul D. Coombs | For | For | ||||||||||||||
2 | Daniel E. Knutson | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 429,575 | 0 | 31-May-2018 | 21-Jun-2018 |
Investment Company Report
Conestoga Smid Cap Fund
NEOGEN CORPORATION | |||||||||||||||||
Security | 640491106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NEOG | Meeting Date | 05-Oct-2017 | ||||||||||||||
ISIN | US6404911066 | Agenda | 934676670 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | JAMES L. HERBERT | For | For | ||||||||||||||
2 | G. BRUCE PAPESH | For | For | ||||||||||||||
3 | THOMAS H. REED | For | For | ||||||||||||||
4 | DARCI L. VETTER | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 6,550 | 0 | 15-Sep-2017 | 06-Oct-2017 | ||||||||||
BIO-TECHNE CORP | |||||||||||||||||
Security | 09073M104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TECH | Meeting Date | 26-Oct-2017 | ||||||||||||||
ISIN | US09073M1045 | Agenda | 934677216 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Fix Number of Directors | Management | For | For | |||||||||||||
2A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2B. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
2C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
5. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
6. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 3,900 | 0 | 11-Oct-2017 | 27-Oct-2017 | ||||||||||
JACK HENRY & ASSOCIATES, INC. | |||||||||||||||||
Security | 426281101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | JKHY | Meeting Date | 09-Nov-2017 | ||||||||||||||
ISIN | US4262811015 | Agenda | 934686924 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | M. FLANIGAN | For | For | ||||||||||||||
2 | J. PRIM | For | For | ||||||||||||||
3 | T. WILSON | For | For | ||||||||||||||
4 | J. FIEGEL | For | For | ||||||||||||||
5 | T. WIMSETT | For | For | ||||||||||||||
6 | L. KELLY | For | For | ||||||||||||||
7 | S. MIYASHIRO | For | For | ||||||||||||||
8 | W. BROWN | For | For | ||||||||||||||
9 | D. FOSS | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 3,875 | 0 | 18-Oct-2017 | 10-Nov-2017 | ||||||||||
BOTTOMLINE TECHNOLOGIES (DE), INC. | |||||||||||||||||
Security | 101388106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EPAY | Meeting Date | 16-Nov-2017 | ||||||||||||||
ISIN | US1013881065 | Agenda | 934688891 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | KENNETH J. D'AMATO | For | For | ||||||||||||||
2 | ROBERT A. EBERLE | For | For | ||||||||||||||
3 | JEFFREY C. LEATHE | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 9,225 | 0 | 27-Oct-2017 | 17-Nov-2017 | ||||||||||
DONALDSON COMPANY, INC. | |||||||||||||||||
Security | 257651109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DCI | Meeting Date | 17-Nov-2017 | ||||||||||||||
ISIN | US2576511099 | Agenda | 934683827 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | TOD E. CARPENTER | For | For | ||||||||||||||
2 | PILAR CRUZ | For | For | ||||||||||||||
3 | AJITA G. RAJENDRA | Withheld | Against | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 4,975 | 0 | 27-Oct-2017 | 20-Nov-2017 | ||||||||||
GUIDEWIRE SOFTWARE INC | |||||||||||||||||
Security | 40171V100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | GWRE | Meeting Date | 07-Dec-2017 | ||||||||||||||
ISIN | US40171V1008 | Agenda | 934698739 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | ANDREW W.F. BROWN | For | For | ||||||||||||||
2 | CLIFTON T. WEATHERFORD | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 8,000 | 0 | 01-Dec-2017 | 08-Dec-2017 | ||||||||||
COPART, INC. | |||||||||||||||||
Security | 217204106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CPRT | Meeting Date | 08-Dec-2017 | ||||||||||||||
ISIN | US2172041061 | Agenda | 934698753 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1.7 | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1.8 | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 19,975 | 0 | 16-Nov-2017 | 11-Dec-2017 | ||||||||||
ENVIROSTAR, INC | |||||||||||||||||
Security | 29414M100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EVI | Meeting Date | 12-Dec-2017 | ||||||||||||||
ISIN | US29414M1009 | Agenda | 934700243 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | HENRY M. NAHMAD | For | For | ||||||||||||||
2 | MICHAEL S. STEINER | For | For | ||||||||||||||
3 | DENNIS MACK | For | For | ||||||||||||||
4 | DAVID BLYER | For | For | ||||||||||||||
5 | TIMOTHY P. LAMACCHIA | For | For | ||||||||||||||
6 | ALAN M. GRUNSPAN | Withheld | Against | ||||||||||||||
7 | HAL M. LUCAS | For | For | ||||||||||||||
8 | TODD ORETSKY | For | For | ||||||||||||||
2. | Adopt Employee Stock Purchase Plan | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 2,901 | 0 | 20-Nov-2017 | 13-Dec-2017 | ||||||||||
CANTEL MEDICAL CORP. | |||||||||||||||||
Security | 138098108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CMD | Meeting Date | 03-Jan-2018 | ||||||||||||||
ISIN | US1380981084 | Agenda | 934709986 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
4. | Approve Charter Amendment | Management | Against | Against | |||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 4,854 | 0 | 12-Dec-2017 | 04-Jan-2018 | ||||||||||
HEICO CORPORATION | |||||||||||||||||
Security | 422806208 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HEIA | Meeting Date | 16-Mar-2018 | ||||||||||||||
ISIN | US4228062083 | Agenda | 934729801 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Thomas M. Culligan | For | For | ||||||||||||||
2 | Adolfo Henriques | For | For | ||||||||||||||
3 | Mark H. Hildebrandt | Withheld | Against | ||||||||||||||
4 | Wolfgang Mayrhuber | For | For | ||||||||||||||
5 | Eric A. Mendelson | For | For | ||||||||||||||
6 | Laurans A. Mendelson | For | For | ||||||||||||||
7 | Victor H. Mendelson | For | For | ||||||||||||||
8 | Julie Neitzel | For | For | ||||||||||||||
9 | Dr. Alan Schriesheim | For | For | ||||||||||||||
10 | Frank J. Schwitter | For | For | ||||||||||||||
2. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||
4. | Authorize Common Stock Increase | Management | For | For | |||||||||||||
5. | Authorize Common Stock Increase | Management | For | For | |||||||||||||
6. | 14A Executive Compensation | Management | For | For | |||||||||||||
7. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 11,087 | 0 | 12-Mar-2018 | 19-Mar-2018 | ||||||||||
A.O. SMITH CORPORATION | |||||||||||||||||
Security | 831865209 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AOS | Meeting Date | 09-Apr-2018 | ||||||||||||||
ISIN | US8318652091 | Agenda | 934731060 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | William P. Greubel | For | For | ||||||||||||||
2 | Dr. Ilham Kadri | For | For | ||||||||||||||
3 | Idelle K. Wolf | For | For | ||||||||||||||
4 | Gene C. Wulf | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 6,515 | 0 | 09-Mar-2018 | 10-Apr-2018 | ||||||||||
ROLLINS, INC. | |||||||||||||||||
Security | 775711104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ROL | Meeting Date | 24-Apr-2018 | ||||||||||||||
ISIN | US7757111049 | Agenda | 934755325 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Gary W. Rollins | For | For | ||||||||||||||
2 | Larry L. Prince | For | For | ||||||||||||||
3 | Pamela R. Rollins | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 16,125 | 0 | 23-Apr-2018 | 25-Apr-2018 | ||||||||||
SIMPSON MANUFACTURING CO., INC. | |||||||||||||||||
Security | 829073105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SSD | Meeting Date | 24-Apr-2018 | ||||||||||||||
ISIN | US8290731053 | Agenda | 934741631 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 7,685 | 0 | 19-Mar-2018 | 25-Apr-2018 | ||||||||||
COGNEX CORPORATION | |||||||||||||||||
Security | 192422103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CGNX | Meeting Date | 25-Apr-2018 | ||||||||||||||
ISIN | US1924221039 | Agenda | 934740134 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Authorize Common Stock Increase | Management | For | For | |||||||||||||
3. | Adopt Stock Option Plan | Management | For | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
5. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 7,140 | 0 | 24-Apr-2018 | 26-Apr-2018 | ||||||||||
POLARIS INDUSTRIES INC. | |||||||||||||||||
Security | 731068102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PII | Meeting Date | 26-Apr-2018 | ||||||||||||||
ISIN | US7310681025 | Agenda | 934736387 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | Against | Against | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 5,445 | 0 | 28-Mar-2018 | 27-Apr-2018 | ||||||||||
GRACO INC. | |||||||||||||||||
Security | 384109104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | GGG | Meeting Date | 27-Apr-2018 | ||||||||||||||
ISIN | US3841091040 | Agenda | 934740083 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 17,405 | 0 | 26-Mar-2018 | 30-Apr-2018 | ||||||||||
WEST PHARMACEUTICAL SERVICES, INC. | |||||||||||||||||
Security | 955306105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WST | Meeting Date | 01-May-2018 | ||||||||||||||
ISIN | US9553061055 | Agenda | 934744334 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1i. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 6,084 | 0 | 29-Mar-2018 | 02-May-2018 | ||||||||||
POOL CORPORATION | |||||||||||||||||
Security | 73278L105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | POOL | Meeting Date | 02-May-2018 | ||||||||||||||
ISIN | US73278L1052 | Agenda | 934759777 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 6,370 | 0 | 10-Apr-2018 | 03-May-2018 | ||||||||||
TREX COMPANY, INC. | |||||||||||||||||
Security | 89531P105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TREX | Meeting Date | 02-May-2018 | ||||||||||||||
ISIN | US89531P1057 | Agenda | 934737606 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | James E. Cline | For | For | ||||||||||||||
2 | Patricia B. Robinson | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Authorize Common Stock Increase | Management | For | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 5,085 | 0 | 27-Apr-2018 | 03-May-2018 | ||||||||||
TELEFLEX INCORPORATED | |||||||||||||||||
Security | 879369106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TFX | Meeting Date | 04-May-2018 | ||||||||||||||
ISIN | US8793691069 | Agenda | 934765198 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 2,535 | 0 | 06-Apr-2018 | 07-May-2018 | ||||||||||
IDEXX LABORATORIES, INC. | |||||||||||||||||
Security | 45168D104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | IDXX | Meeting Date | 09-May-2018 | ||||||||||||||
ISIN | US45168D1046 | Agenda | 934755870 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||
4. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 4,396 | 0 | 06-Apr-2018 | 10-May-2018 | ||||||||||
TYLER TECHNOLOGIES, INC. | |||||||||||||||||
Security | 902252105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TYL | Meeting Date | 09-May-2018 | ||||||||||||||
ISIN | US9022521051 | Agenda | 934772802 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | |||||||||||||
5. | Transact Other Business | Management | Against | Against | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 5,024 | 0 | 27-Apr-2018 | 10-May-2018 | ||||||||||
JOHN BEAN TECHNOLOGIES CORPORATION | |||||||||||||||||
Security | 477839104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | JBT | Meeting Date | 11-May-2018 | ||||||||||||||
ISIN | US4778391049 | Agenda | 934749005 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 5,210 | 0 | 13-Apr-2018 | 14-May-2018 | ||||||||||
MARKEL CORPORATION | |||||||||||||||||
Security | 570535104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MKL | Meeting Date | 14-May-2018 | ||||||||||||||
ISIN | US5705351048 | Agenda | 934745881 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1i. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1j. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1l. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1m. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1n. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 455 | 0 | 19-Apr-2018 | 15-May-2018 | ||||||||||
THE ULTIMATE SOFTWARE GROUP, INC. | |||||||||||||||||
Security | 90385D107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ULTI | Meeting Date | 14-May-2018 | ||||||||||||||
ISIN | US90385D1072 | Agenda | 934753787 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | Against | Against | |||||||||||||
4. | Amend Stock Compensation Plan | Management | Against | Against | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 2,955 | 0 | 20-Apr-2018 | 15-May-2018 | ||||||||||
AAON, INC. | |||||||||||||||||
Security | 000360206 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AAON | Meeting Date | 15-May-2018 | ||||||||||||||
ISIN | US0003602069 | Agenda | 934766570 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2 | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
3 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 15,225 | 0 | 17-Apr-2018 | 16-May-2018 | ||||||||||
OMNICELL, INC. | |||||||||||||||||
Security | 68213N109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | OMCL | Meeting Date | 15-May-2018 | ||||||||||||||
ISIN | US68213N1090 | Agenda | 934769514 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Randall A. Lipps | For | For | ||||||||||||||
2 | Vance B. Moore | For | For | ||||||||||||||
3 | Mark W. Parrish | For | For | ||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 20,300 | 0 | 23-Apr-2018 | 16-May-2018 | ||||||||||
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | |||||||||||||||||
Security | 929740108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WAB | Meeting Date | 15-May-2018 | ||||||||||||||
ISIN | US9297401088 | Agenda | 934760314 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Erwan Faiveley | Withheld | Against | ||||||||||||||
2 | Linda S. Harty | For | For | ||||||||||||||
3 | Brian P. Hehir | For | For | ||||||||||||||
4 | Michael W.D. Howell | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 9,365 | 0 | 18-Apr-2018 | 16-May-2018 | ||||||||||
ALIGN TECHNOLOGY, INC. | |||||||||||||||||
Security | 016255101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ALGN | Meeting Date | 16-May-2018 | ||||||||||||||
ISIN | US0162551016 | Agenda | 934756567 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 3,670 | 0 | 24-Apr-2018 | 17-May-2018 | ||||||||||
PROTO LABS, INC. | |||||||||||||||||
Security | 743713109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PRLB | Meeting Date | 16-May-2018 | ||||||||||||||
ISIN | US7437131094 | Agenda | 934764297 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Victoria M. Holt | For | For | ||||||||||||||
2 | Archie C. Black | For | For | ||||||||||||||
3 | Rainer Gawlick | For | For | ||||||||||||||
4 | John B. Goodman | For | For | ||||||||||||||
5 | Donald G. Krantz | For | For | ||||||||||||||
6 | Sven A. Wehrwein | For | For | ||||||||||||||
7 | Sujeet Chand | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 4,165 | 0 | 18-Apr-2018 | 17-May-2018 | ||||||||||
REPLIGEN CORPORATION | |||||||||||||||||
Security | 759916109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | RGEN | Meeting Date | 16-May-2018 | ||||||||||||||
ISIN | US7599161095 | Agenda | 934800168 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Nicolas M. Barthelemy | For | For | ||||||||||||||
2 | Glenn L. Cooper | For | For | ||||||||||||||
3 | John G. Cox | Withheld | Against | ||||||||||||||
4 | Karen A. Dawes | For | For | ||||||||||||||
5 | Tony J. Hunt | For | For | ||||||||||||||
6 | Glenn P. Muir | Withheld | Against | ||||||||||||||
7 | Thomas F. Ryan, Jr. | Withheld | Against | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | Adopt Stock Option Plan | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 16,125 | 0 | 27-Apr-2018 | 17-May-2018 | ||||||||||
SITEONE LANDSCAPE SUPPLY, INC. | |||||||||||||||||
Security | 82982L103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SITE | Meeting Date | 16-May-2018 | ||||||||||||||
ISIN | US82982L1035 | Agenda | 934764437 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Doug Black | For | For | ||||||||||||||
2 | Jack L. Wyszomierski | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 6,195 | 0 | 24-Apr-2018 | 17-May-2018 | ||||||||||
ANSYS, INC. | |||||||||||||||||
Security | 03662Q105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ANSS | Meeting Date | 18-May-2018 | ||||||||||||||
ISIN | US03662Q1058 | Agenda | 934762065 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 5,175 | 0 | 18-Apr-2018 | 21-May-2018 | ||||||||||
THE CHEFS' WAREHOUSE, INC. | |||||||||||||||||
Security | 163086101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CHEF | Meeting Date | 18-May-2018 | ||||||||||||||
ISIN | US1630861011 | Agenda | 934771583 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Christina Carroll | For | For | ||||||||||||||
2 | Dominick Cerbone | For | For | ||||||||||||||
3 | John A. Couri | For | For | ||||||||||||||
4 | Joseph Cugine | For | For | ||||||||||||||
5 | Steven F. Goldstone | For | For | ||||||||||||||
6 | Alan Guarino | For | For | ||||||||||||||
7 | Stephen Hanson | For | For | ||||||||||||||
8 | Katherine Oliver | For | For | ||||||||||||||
9 | Christopher Pappas | For | For | ||||||||||||||
10 | John Pappas | For | For | ||||||||||||||
11 | David E. Schreibman | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 17,550 | 0 | 27-Apr-2018 | 21-May-2018 | ||||||||||
CORE LABORATORIES N.V. | |||||||||||||||||
Security | N22717107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CLB | Meeting Date | 24-May-2018 | ||||||||||||||
ISIN | NL0000200384 | Agenda | 934772030 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | Adopt Accounts for Past Year | Management | For | For | |||||||||||||
4. | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||
5. | Authorize Directors to Repurchase Shares | Management | For | For | |||||||||||||
6. | Stock Issuance | Management | For | For | |||||||||||||
7. | Eliminate Pre-Emptive Rights | Management | For | For | |||||||||||||
8a. | 14A Executive Compensation | Management | For | For | |||||||||||||
8b. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 3,805 | 0 | 01-May-2018 | 25-May-2018 | ||||||||||
CORE LABORATORIES N.V. | |||||||||||||||||
Security | N22717107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CLB | Meeting Date | 24-May-2018 | ||||||||||||||
ISIN | NL0000200384 | Agenda | 934816589 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Full Slate) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | Adopt Accounts for Past Year | Management | For | For | |||||||||||||
4. | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||
5. | Authorize Directors to Repurchase Shares | Management | For | For | |||||||||||||
6. | Stock Issuance | Management | For | For | |||||||||||||
7. | Eliminate Pre-Emptive Rights | Management | For | For | |||||||||||||
8a. | 14A Executive Compensation | Management | For | For | |||||||||||||
8b. | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 4,230 | 0 | 04-May-2018 | 25-May-2018 | ||||||||||
COTIVITI HOLDINGS, INC. | |||||||||||||||||
Security | 22164K101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | COTV | Meeting Date | 24-May-2018 | ||||||||||||||
ISIN | US22164K1016 | Agenda | 934774767 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Elizabeth C. Alexander | For | For | ||||||||||||||
2 | James Parisi | For | For | ||||||||||||||
3 | Christopher Pike | For | For | ||||||||||||||
4 | David Swift | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 13,450 | 0 | 02-May-2018 | 25-May-2018 | ||||||||||
GARTNER, INC. | |||||||||||||||||
Security | 366651107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | IT | Meeting Date | 24-May-2018 | ||||||||||||||
ISIN | US3666511072 | Agenda | 934777028 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | Against | Against | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 4,175 | 0 | 26-Apr-2018 | 25-May-2018 | ||||||||||
HEALTHCARE SERVICES GROUP, INC. | |||||||||||||||||
Security | 421906108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HCSG | Meeting Date | 29-May-2018 | ||||||||||||||
ISIN | US4219061086 | Agenda | 934787144 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Theodore Wahl | For | For | ||||||||||||||
2 | John M. Briggs | For | For | ||||||||||||||
3 | Robert L. Frome | For | For | ||||||||||||||
4 | Robert J. Moss | For | For | ||||||||||||||
5 | Dino D. Ottaviano | For | For | ||||||||||||||
6 | Michael E. McBryan | For | For | ||||||||||||||
7 | Diane S. Casey | For | For | ||||||||||||||
8 | John J. McFadden | For | For | ||||||||||||||
9 | Jude Visconto | For | For | ||||||||||||||
10 | Daniela Castagnino | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 17,945 | 0 | 07-May-2018 | 30-May-2018 | ||||||||||
MEDIDATA SOLUTIONS, INC. | |||||||||||||||||
Security | 58471A105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MDSO | Meeting Date | 30-May-2018 | ||||||||||||||
ISIN | US58471A1051 | Agenda | 934793274 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
4. | Amend Employee Stock Purchase Plan | Management | For | For | |||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 7,670 | 0 | 08-May-2018 | 31-May-2018 | ||||||||||
EXPONENT, INC. | |||||||||||||||||
Security | 30214U102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EXPO | Meeting Date | 31-May-2018 | ||||||||||||||
ISIN | US30214U1025 | Agenda | 934790228 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | Authorize Common Stock Increase | Management | For | For | |||||||||||||
4. | Approve Reverse Stock Split | Management | For | For | |||||||||||||
5. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 7,565 | 0 | 08-May-2018 | 01-Jun-2018 | ||||||||||
SPS COMMERCE, INC. | |||||||||||||||||
Security | 78463M107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SPSC | Meeting Date | 31-May-2018 | ||||||||||||||
ISIN | US78463M1071 | Agenda | 934783627 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 5,457 | 0 | 09-May-2018 | 01-Jun-2018 | ||||||||||
THE DESCARTES SYSTEMS GROUP INC. | |||||||||||||||||
Security | 249906108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DSGX | Meeting Date | 31-May-2018 | ||||||||||||||
ISIN | CA2499061083 | Agenda | 934821530 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1 | Election of Directors (Majority Voting) | Management | |||||||||||||||
1 | David I. Beatson | For | For | ||||||||||||||
2 | Deborah Close | For | For | ||||||||||||||
3 | Eric A. Demirian | For | For | ||||||||||||||
4 | Chris Hewat | Withheld | Against | ||||||||||||||
5 | Dennis Maple | For | For | ||||||||||||||
6 | Jane O'Hagan | For | For | ||||||||||||||
7 | Edward J. Ryan | For | For | ||||||||||||||
8 | John J. Walker | For | For | ||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3 | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 20,600 | 0 | 10-May-2018 | 01-Jun-2018 | ||||||||||
WATSCO, INC. | |||||||||||||||||
Security | 942622200 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WSO | Meeting Date | 04-Jun-2018 | ||||||||||||||
ISIN | US9426222009 | Agenda | 934805675 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Steven Rubin | For | For | ||||||||||||||
2 | George P. Sape | For | For | ||||||||||||||
2. | 14A Executive Compensation | Management | Against | Against | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 4,075 | 0 | 14-May-2018 | 05-Jun-2018 | ||||||||||
IPG PHOTONICS CORPORATION | |||||||||||||||||
Security | 44980X109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | IPGP | Meeting Date | 05-Jun-2018 | ||||||||||||||
ISIN | US44980X1090 | Agenda | 934785619 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | V.P. Gapontsev, Ph.D. | For | For | ||||||||||||||
2 | Eugene Scherbakov, Ph.D | For | For | ||||||||||||||
3 | Igor Samartsev | For | For | ||||||||||||||
4 | Michael C. Child | For | For | ||||||||||||||
5 | Henry E. Gauthier | For | For | ||||||||||||||
6 | Catherine P. Lego | For | For | ||||||||||||||
7 | Eric Meurice | For | For | ||||||||||||||
8 | John R. Peeler | For | For | ||||||||||||||
9 | Thomas J. Seifert | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 2,742 | 0 | 04-May-2018 | 06-Jun-2018 | ||||||||||
COSTAR GROUP, INC. | |||||||||||||||||
Security | 22160N109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CSGP | Meeting Date | 06-Jun-2018 | ||||||||||||||
ISIN | US22160N1090 | Agenda | 934797272 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1g. | Election of Directors (Majority Voting) | Management | Against | Against | |||||||||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 2,962 | 0 | 15-May-2018 | 07-Jun-2018 | ||||||||||
STAMPS.COM INC. | |||||||||||||||||
Security | 852857200 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | STMP | Meeting Date | 11-Jun-2018 | ||||||||||||||
ISIN | US8528572006 | Agenda | 934819496 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | G. Bradford Jones | Withheld | Against | ||||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | |||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 2,837 | 0 | 16-May-2018 | 12-Jun-2018 | ||||||||||
ACI WORLDWIDE, INC. | |||||||||||||||||
Security | 004498101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ACIW | Meeting Date | 12-Jun-2018 | ||||||||||||||
ISIN | US0044981019 | Agenda | 934810448 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Janet O. Estep | For | For | ||||||||||||||
2 | James C. Hale | For | For | ||||||||||||||
3 | Philip G. Heasley | For | For | ||||||||||||||
4 | Pamela H. Patsley | For | For | ||||||||||||||
5 | Charles E. Peters, Jr. | For | For | ||||||||||||||
6 | David A. Poe | For | For | ||||||||||||||
7 | Adalio T. Sanchez | For | For | ||||||||||||||
8 | Thomas W. Warsop III | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 18,450 | 0 | 21-May-2018 | 13-Jun-2018 | ||||||||||
BLACKBAUD, INC. | |||||||||||||||||
Security | 09227Q100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BLKB | Meeting Date | 12-Jun-2018 | ||||||||||||||
ISIN | US09227Q1004 | Agenda | 934797676 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 7,846 | 0 | 18-May-2018 | 13-Jun-2018 | ||||||||||
BRIGHT HORIZONS FAMILY SOLUTIONS INC. | |||||||||||||||||
Security | 109194100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BFAM | Meeting Date | 12-Jun-2018 | ||||||||||||||
ISIN | US1091941005 | Agenda | 934804293 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||
2. | 14A Executive Compensation | Management | For | For | |||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 11,380 | 0 | 19-May-2018 | 13-Jun-2018 | ||||||||||
LIGAND PHARMACEUTICALS INCORPORATED | |||||||||||||||||
Security | 53220K504 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | LGND | Meeting Date | 19-Jun-2018 | ||||||||||||||
ISIN | US53220K5048 | Agenda | 934811539 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Jason M. Aryeh | For | For | ||||||||||||||
2 | Todd C. Davis | For | For | ||||||||||||||
3 | Nancy R. Gray | For | For | ||||||||||||||
4 | John L. Higgins | For | For | ||||||||||||||
5 | John W. Kozarich | For | For | ||||||||||||||
6 | John L. LaMattina | For | For | ||||||||||||||
7 | Sunil Patel | For | For | ||||||||||||||
8 | Stephen L. Sabba | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
4. | Authorize Common Stock Increase | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 4,055 | 0 | 06-Jun-2018 | 20-Jun-2018 | ||||||||||
BALCHEM CORPORATION | |||||||||||||||||
Security | 057665200 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BCPC | Meeting Date | 20-Jun-2018 | ||||||||||||||
ISIN | US0576652004 | Agenda | 934812240 - Management | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Election of Directors | Management | |||||||||||||||
1 | Paul D. Coombs | For | For | ||||||||||||||
2 | Daniel E. Knutson | For | For | ||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||
3. | 14A Executive Compensation | Management | For | For | |||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 5,600 | 0 | 31-May-2018 | 21-Jun-2018 |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Conestoga Funds |
By (Signature and Title)* | \s\ Duane Dorazio | ||
Secretary | |||
Date | August 13, 2018 |
* | Print the name and title of each signing officer under his or her signature. |