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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number | 811-21120 |
Conestoga Funds |
(Exact name of registrant as specified in charter) |
Conestoga Capital Advisors, 5500 E. Swedesford Rd., Suite 120, Wayne PA | 19087 |
(Address of principal executive offices) | (Zip code) |
Conestoga Capital Advisors, 5500 E. Swedesford Rd., Suite 120, Wayne PA 19087 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | 800-320-7790 |
Date of fiscal year end: | September 30 | |
Date of reporting period: | July 1, 2019 - June 30, 2020 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. | Proxy Voting Record. |
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
Fund Name: Conestoga Small Cap Fund
Proxy Voting Record
July 1, 2019 - June 30, 2020
Investment Company Report | ||||||||
NVE CORPORATION | ||||||||
Security | 629445206 | Meeting Type | Annual | |||||
Ticker Symbol | NVEC | Meeting Date | 01-Aug-2019 | |||||
ISIN | US6294452064 | Agenda | 935052124 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Terrence W. Glarner | For | For | |||||
2 | Daniel A. Baker | For | For | |||||
3 | Patricia M. Hollister | For | For | |||||
4 | Richard W. Kramp | For | For | |||||
5 | Gary R. Maharaj | For | For | |||||
2. | Advisory approval of named executive officer compensation. | Management | For | For | ||||
3. | Ratify the selection of Boulay PLLP as our independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 271,796 | 0 | 10-Jul-2019 | 11-Jul-2019 | |
WAGEWORKS, INC. | ||||||||
Security | 930427109 | Meeting Type | Special | |||||
Ticker Symbol | WAGE | Meeting Date | 28-Aug-2019 | |||||
ISIN | US9304271094 | Agenda | 935067478 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 26, 2019 by and among WageWorks, Inc., a Delaware corporation, HealthEquity, Inc., a Delaware corporation ("HealthEquity"), and Pacific Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of HealthEquity ("Merger Sub"), pursuant to which Merger Sub will be merged with and into WageWorks (the "merger") and WageWorks will survive the merger and become a wholly owned subsidiary of HealthEquity. | Management | For | For | ||||
2. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||||
3. | To approve, on an advisory (non-binding) basis, certain compensation that will or may become payable to the named executive officers of WageWorks in connection with the merger. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 932,339 | 0 | 08-Aug-2019 | 08-Aug-2019 | |
SOTHEBY'S | ||||||||
Security | 835898107 | Meeting Type | Special | |||||
Ticker Symbol | BID | Meeting Date | 05-Sep-2019 | |||||
ISIN | US8358981079 | Agenda | 935070134 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 16, 2019, as it may be amended from time to time (the "merger agreement"), by and among Sotheby's, BidFair USA LLC, ("Parent"), and BidFair MergeRight Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the merger agreement, Merger Sub will be merged with and into Sotheby's (the "merger"), with Sotheby's continuing as the surviving corporation and a wholly owned subsidiary of Parent. | Management | For | For | ||||
2. | To consider and vote on a proposal to approve, by non- binding, advisory vote, certain compensation arrangements for Sotheby's named executive officers in connection with the merger. | Management | Against | Against | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 707,430 | 0 | 23-Aug-2019 | 23-Aug-2019 | |
RBC BEARINGS INCORPORATED | ||||||||
Security | 75524B104 | Meeting Type | Annual | |||||
Ticker Symbol | ROLL | Meeting Date | 11-Sep-2019 | |||||
ISIN | US75524B1044 | Agenda | 935066250 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Edward D. Stewart | For | For | |||||
2 | Daniel A. Bergeron | Withheld | Against | |||||
3 | Michael H. Ambrose | For | For | |||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||
3. | To consider a resolution regarding the stockholder advisory vote on named executive officer compensation. | Management | Against | Against | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 165,260 | 0 | 20-Aug-2019 | 20-Aug-2019 | |
NEOGEN CORPORATION | ||||||||
Security | 640491106 | Meeting Type | Annual | |||||
Ticker Symbol | NEOG | Meeting Date | 03-Oct-2019 | |||||
ISIN | US6404911066 | Agenda | 935075552 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | JOHN E. ADENT | For | For | |||||
2 | WILLIAM T. BOEHM | For | For | |||||
3 | JAMES P. TOBIN | For | For | |||||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,053,641 | 0 | 09-Sep-2019 | 09-Sep-2019 | |
MERCURY SYSTEMS, INC. | ||||||||
Security | 589378108 | Meeting Type | Annual | |||||
Ticker Symbol | MRCY | Meeting Date | 23-Oct-2019 | |||||
ISIN | US5893781089 | Agenda | 935079548 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | James K. Bass# | For | For | |||||
2 | Michael A. Daniels# | For | For | |||||
3 | Lisa S. Disbrow# | For | For | |||||
4 | Barry R. Nearhos* | For | For | |||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 835,318 | 0 | 02-Oct-2019 | 02-Oct-2019 | |
BIO-TECHNE CORP | ||||||||
Security | 09073M104 | Meeting Type | Annual | |||||
Ticker Symbol | TECH | Meeting Date | 24-Oct-2019 | |||||
ISIN | US09073M1045 | Agenda | 935077784 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To set the number of Directors at nine. | Management | For | For | ||||
2A. | Election of Director: Robert V. Baumgartner | Management | For | For | ||||
2B. | Election of Director: John L. Higgins | Management | For | For | ||||
2C. | Election of Director: Joseph D. Keegan | Management | For | For | ||||
2D. | Election of Director: Charles R. Kummeth | Management | For | For | ||||
2E. | Election of Director: Roeland Nusse | Management | For | For | ||||
2F. | Election of Director: Alpna Seth | Management | For | For | ||||
2G. | Election of Director: Randolph Steer | Management | For | For | ||||
2H. | Election of Director: Rupert Vessey | Management | For | For | ||||
2I. | Election of Director: Harold J. Wiens | Management | For | For | ||||
3. | Cast a non-binding vote on named executive officer compensation. | Management | For | For | ||||
4. | Ratify the appointment of the Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 209,375 | 0 | 03-Oct-2019 | 03-Oct-2019 | |
MESA LABORATORIES, INC. | ||||||||
Security | 59064R109 | Meeting Type | Annual | |||||
Ticker Symbol | MLAB | Meeting Date | 05-Nov-2019 | |||||
ISIN | US59064R1095 | Agenda | 935082709 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | J. Sullivan | For | For | |||||
2 | G. Owens | For | For | |||||
3 | J. Schmieder | Withheld | Against | |||||
4 | R. Dwyer | For | For | |||||
5 | E. Guillemin | For | For | |||||
6 | D. Kelly | For | For | |||||
7 | D. Perez | For | For | |||||
8 | J. Alltoft | For | For | |||||
2. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Compensation Discussion and Analysis section and the Executive Compensation section of our Proxy Statement. | Management | For | For | ||||
3. | To ratify the appointment of Plante & Moran, PLCC ("The Audit Firm") as the Company's independent registered public accounting firm for the year ending March 31, 2020 (the "Ratification of Auditors Proposal"). | Management | For | For | ||||
4. | Non-binding, advisory vote regarding the frequency of voting on the compensation paid to the Company's named executive officers. | Management | 1 Year | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 317,011 | 0 | 15-Oct-2019 | 15-Oct-2019 | |
BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||||||
Security | 101388106 | Meeting Type | Annual | |||||
Ticker Symbol | EPAY | Meeting Date | 21-Nov-2019 | |||||
ISIN | US1013881065 | Agenda | 935094348 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jennifer M. Gray | For | For | |||||
2 | Paul H. Hough | For | For | |||||
3 | Benjamin E Robinson III | For | For | |||||
2. | Non-binding advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Approval of the Company's 2019 Stock Incentive Plan and the authorization to issue 1,000,000 shares of common stock thereunder. | Management | Against | Against | ||||
4. | Ratification of the selection of Ernst & Young LLP as the Company's registered public accounting firm for the current fiscal year. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,312,750 | 0 | 31-Oct-2019 | 31-Oct-2019 | |
WD-40 COMPANY | ||||||||
Security | 929236107 | Meeting Type | Annual | |||||
Ticker Symbol | WDFC | Meeting Date | 10-Dec-2019 | |||||
ISIN | US9292361071 | Agenda | 935096164 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Daniel T. Carter | For | For | |||||
2 | Melissa Claassen | For | For | |||||
3 | Eric P. Etchart | For | For | |||||
4 | Trevor I. Mihalik | For | For | |||||
5 | David B. Pendarvis | For | For | |||||
6 | Daniel E. Pittard | For | For | |||||
7 | Garry O. Ridge | For | For | |||||
8 | Gregory A. Sandfort | For | For | |||||
9 | Anne G. Saunders | For | For | |||||
10 | Neal E. Schmale | For | For | |||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 181,808 | 0 | 18-Nov-2019 | 18-Nov-2019 | |
PAYLOCITY HOLDING CORPORATION | ||||||||
Security | 70438V106 | Meeting Type | Annual | |||||
Ticker Symbol | PCTY | Meeting Date | 13-Dec-2019 | |||||
ISIN | US70438V1061 | Agenda | 935093776 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Steven R. Beauchamp | For | For | |||||
2 | Andres D. Reiner | For | For | |||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||
3. | Advisory vote to approve compensation of named executive officers. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 475,545 | 0 | 20-Nov-2019 | 20-Nov-2019 | |
EVI INDUSTRIES, INC. | ||||||||
Security | 26929N102 | Meeting Type | Annual | |||||
Ticker Symbol | EVI | Meeting Date | 16-Dec-2019 | |||||
ISIN | US26929N1028 | Agenda | 935111651 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Henry M. Nahmad | For | For | |||||
2 | Dennis Mack | For | For | |||||
3 | David Blyer | Withheld | Against | |||||
4 | Alan M. Grunspan | For | For | |||||
5 | Timothy P. LaMacchia | Withheld | Against | |||||
6 | Hal M. Lucas | For | For | |||||
7 | Glen Kruger | For | For | |||||
2. | Non-binding advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||||
3. | Non-binding advisory vote on the frequency with which the Company should hold future advisory votes on Named Executive Officer compensation. | Management | 1 Year | Against | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 354,622 | 0 | 04-Dec-2019 | 04-Dec-2019 | |
CANTEL MEDICAL CORP. | ||||||||
Security | 138098108 | Meeting Type | Annual | |||||
Ticker Symbol | CMD | Meeting Date | 18-Dec-2019 | |||||
ISIN | US1380981084 | Agenda | 935108705 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Charles M. Diker | Management | For | For | ||||
1B. | Election of Director: Alan R. Batkin | Management | For | For | ||||
1C. | Election of Director: Ann E. Berman | Management | For | For | ||||
1D. | Election of Director: Mark N. Diker | Management | For | For | ||||
1E. | Election of Director: Anthony B. Evnin | Management | For | For | ||||
1F. | Election of Director: Laura L. Forese | Management | For | For | ||||
1G. | Election of Director: George L. Fotiades | Management | For | For | ||||
1H. | Election of Director: Ronnie Myers | Management | For | For | ||||
1I. | Election of Director: Karen N. Prange | Management | For | For | ||||
1J. | Election of Director: Peter J. Pronovost | Management | For | For | ||||
2. | Advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||||
3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,114,870 | 0 | 26-Nov-2019 | 26-Nov-2019 | |
ESCO TECHNOLOGIES INC. | ||||||||
Security | 296315104 | Meeting Type | Annual | |||||
Ticker Symbol | ESE | Meeting Date | 31-Jan-2020 | |||||
ISIN | US2963151046 | Agenda | 935113718 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Patrick M. Dewar | For | For | |||||
2 | Vinod M. Khilnani | For | For | |||||
3 | Robert J. Phillippy | For | For | |||||
2. | Proposal to ratify independent public accounting firm for fiscal 2020. | Management | For | For | ||||
3. | Say on Pay- An advisory vote on the approval of executive compensation. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 650,400 | 0 | 10-Jan-2020 | 10-Jan-2020 | |
CONSTRUCTION PARTNERS INC | ||||||||
Security | 21044C107 | Meeting Type | Annual | |||||
Ticker Symbol | ROAD | Meeting Date | 06-Mar-2020 | |||||
ISIN | US21044C1071 | Agenda | 935125600 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class II director to serve for a three-year term expiring at the 2023: Craig Jennings | Management | For | For | ||||
1B. | Election of Class II director to serve for a three-year term expiring at the 2023: Mark R. Matteson | Management | For | For | ||||
2. | Proposal to ratify the appointment of RSM US LLP as the Company's independent registered public accountants for the fiscal year ending September 30, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,341,056 | 0 | 10-Feb-2020 | 10-Feb-2020 | |
SIMPSON MANUFACTURING CO., INC. | ||||||||
Security | 829073105 | Meeting Type | Annual | |||||
Ticker Symbol | SSD | Meeting Date | 23-Apr-2020 | |||||
ISIN | US8290731053 | Agenda | 935137732 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: James S. Andrasick | Management | For | For | ||||
1B. | Election of Director: Michael A. Bless | Management | Against | Against | ||||
1C. | Election of Director: Jennifer A. Chatman | Management | For | For | ||||
1D. | Election of Director: Karen Colonias | Management | For | For | ||||
1E. | Election of Director: Gary M. Cusumano | Management | For | For | ||||
1F. | Election of Director: Philip E. Donaldson | Management | For | For | ||||
1G. | Election of Director: Celeste Volz Ford | Management | For | For | ||||
1H. | Election of Director: Robin G. MacGillivray | Management | For | For | ||||
2. | Approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Ratify the Board of Directors' selection of Grant Thornton LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 872,935 | 0 | 20-Mar-2020 | 20-Mar-2020 | |
DOUGLAS DYNAMICS, INC | ||||||||
Security | 25960R105 | Meeting Type | Annual | |||||
Ticker Symbol | PLOW | Meeting Date | 28-Apr-2020 | |||||
ISIN | US25960R1059 | Agenda | 935166911 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | James L. Janik | For | For | |||||
2 | James D. Staley | For | For | |||||
2. | Advisory vote (non-binding) to approve the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | The ratification of the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||
4. | Approval of the Company's Amended and Restated 2010 Stock Incentive Plan. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,255,800 | 0 | 03-Apr-2020 | 03-Apr-2020 | |
PROS HOLDINGS, INC. | ||||||||
Security | 74346Y103 | Meeting Type | Annual | |||||
Ticker Symbol | PRO | Meeting Date | 29-Apr-2020 | |||||
ISIN | US74346Y1038 | Agenda | 935143406 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Greg B. Petersen# | For | For | |||||
2 | Timothy V. Williams# | For | For | |||||
3 | Mariette M Woestemeyer# | For | For | |||||
4 | Carlos Dominguez* | For | For | |||||
2. | To conduct an advisory vote on executive compensation. | Management | Against | Against | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of PROS Holdings, Inc. for the fiscal year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,171,205 | 0 | 30-Mar-2020 | 30-Mar-2020 | |
TREX COMPANY, INC. | ||||||||
Security | 89531P105 | Meeting Type | Annual | |||||
Ticker Symbol | TREX | Meeting Date | 29-Apr-2020 | |||||
ISIN | US89531P1057 | Agenda | 935137744 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Jay M. Gratz | Management | For | For | ||||
1.2 | Election of Director: Kristine L. Juster | Management | For | For | ||||
1.3 | Election of Director: Ronald W. Kaplan | Management | For | For | ||||
1.4 | Election of Director: Gerald Volas | Management | For | For | ||||
2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To approve the Fourth Certificate of Amendment to the Restated Certificate of Incorporation of Trex Company, Inc. to increase the number of authorized shares of common stock, $0.01 par value per share, from 120,000,000 to 180,000,000. | Management | For | For | ||||
4. | To ratify the appointment of Ernst & Young LLP as Trex Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 654,855 | 0 | 31-Mar-2020 | 31-Mar-2020 | |
BLACKLINE, INC. | ||||||||
Security | 09239B109 | Meeting Type | Annual | |||||
Ticker Symbol | BL | Meeting Date | 06-May-2020 | |||||
ISIN | US09239B1098 | Agenda | 935145400 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Marc Huffman | For | For | |||||
2 | Therese Tucker | For | For | |||||
3 | Thomas Unterman | For | For | |||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP ("PwC") as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | Approval, on a non-binding, advisory basis, of the 2019 compensation of the Company's named executive officers. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,056,740 | 0 | 06-Apr-2020 | 06-Apr-2020 | |
FOX FACTORY HOLDING CORP. | ||||||||
Security | 35138V102 | Meeting Type | Annual | |||||
Ticker Symbol | FOXF | Meeting Date | 07-May-2020 | |||||
ISIN | US35138V1026 | Agenda | 935153851 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Dudley W. Mendenhall | For | For | |||||
2 | Elizabeth A. Fetter | For | For | |||||
2. | To ratify the appointment of Grant Thornton LLP as Fox Factory Holding Corp.'s independent public accountants for fiscal year 2020. | Management | For | For | ||||
3. | To approve, on an advisory basis, the resolution approving the compensation of Fox Factory Holding Corp.'s named executive officers. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,092,703 | 0 | 15-Apr-2020 | 15-Apr-2020 | |
ROGERS CORPORATION | ||||||||
Security | 775133101 | Meeting Type | Annual | |||||
Ticker Symbol | ROG | Meeting Date | 07-May-2020 | |||||
ISIN | US7751331015 | Agenda | 935141159 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Keith L. Barnes | For | For | |||||
2 | Bruce D. Hoechner | For | For | |||||
3 | Carol R. Jensen | For | For | |||||
4 | Ganesh Moorthy | For | For | |||||
5 | Jeffrey J. Owens | For | For | |||||
6 | Helene Simonet | For | For | |||||
7 | Peter C. Wallace | For | For | |||||
2. | To vote on a non-binding advisory resolution to approve the 2019 compensation of the named executive officers of Rogers Corporation. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Rogers Corporation for the fiscal year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 380,565 | 0 | 14-Apr-2020 | 14-Apr-2020 | |
AAON, INC. | ||||||||
Security | 000360206 | Meeting Type | Annual | |||||
Ticker Symbol | AAON | Meeting Date | 12-May-2020 | |||||
ISIN | US0003602069 | Agenda | 935161846 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director for a term ending in 2023: Caron A. Lawhorn | Management | For | For | ||||
1.2 | Election of Director for a term ending in 2023: Stephen O. LeClair | Management | For | For | ||||
2. | Proposal to amend the Company's 2016 Incentive Plan to authorize an additional 2,500,000 shares for issuance thereunder | Management | For | For | ||||
3. | Proposal to approve, on an advisory basis, a resolution on the compensation of AAON's named executive officers as set forth in the Proxy Statement. | Management | For | For | ||||
4. | Proposal to ratify Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,102,550 | 0 | 21-Apr-2020 | 21-Apr-2020 | |
TYLER TECHNOLOGIES, INC. | ||||||||
Security | 902252105 | Meeting Type | Annual | |||||
Ticker Symbol | TYL | Meeting Date | 12-May-2020 | |||||
ISIN | US9022521051 | Agenda | 935189325 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Donald R. Brattain | Management | For | For | ||||
1B. | Election of Director: Glenn A. Carter | Management | For | For | ||||
1C. | Election of Director: Brenda A. Cline | Management | For | For | ||||
1D. | Election of Director: J. Luther King Jr. | Management | For | For | ||||
1E. | Election of Director: Mary L. Landrieu | Management | For | For | ||||
1F. | Election of Director: John S. Marr Jr. | Management | For | For | ||||
1G. | Election of Director: H. Lynn Moore Jr. | Management | For | For | ||||
1H. | Election of Director: Daniel M. Pope | Management | For | For | ||||
1I. | Election of Director: Dustin R. Womble | Management | For | For | ||||
2. | Ratification of Ernst & Young LLP as independent auditors. | Management | For | For | ||||
3. | Approval of an advisory resolution on executive compensation. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 104,745 | 0 | 20-Apr-2020 | 20-Apr-2020 | |
REPLIGEN CORPORATION | ||||||||
Security | 759916109 | Meeting Type | Annual | |||||
Ticker Symbol | RGEN | Meeting Date | 13-May-2020 | |||||
ISIN | US7599161095 | Agenda | 935202046 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Nicolas M. Barthelemy | Management | For | For | ||||
1B. | Election of Director: Karen A. Dawes | Management | For | For | ||||
1C. | Election of Director: Tony J. Hunt | Management | For | For | ||||
1D. | Election of Director: Rohin Mhatre, Ph.D. | Management | For | For | ||||
1E. | Election of Director: Glenn P. Muir | Management | For | For | ||||
1F. | Election of Director: Thomas F. Ryan, Jr. | Management | For | For | ||||
2. | To ratify the selection of Ernst & Young LLP as independent registered public accountants for fiscal year 2020. | Management | For | For | ||||
3. | Advisory vote to approve the compensation paid to Repligen Corporation's named executive officers. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 827,025 | 0 | 12-May-2020 | 12-May-2020 | |
SITEONE LANDSCAPE SUPPLY, INC. | ||||||||
Security | 82982L103 | Meeting Type | Annual | |||||
Ticker Symbol | SITE | Meeting Date | 13-May-2020 | |||||
ISIN | US82982L1035 | Agenda | 935164676 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | William W. Douglas, III | For | For | |||||
2 | Jeri L. Isbell | For | For | |||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the year ending January 3, 2021. | Management | For | For | ||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||
4. | Approve management's proposal to approve the SiteOne Landscape Supply, Inc. 2020 Omnibus Equity Incentive Plan. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 654,315 | 0 | 22-Apr-2020 | 22-Apr-2020 | |
ALBANY INTERNATIONAL CORP. | ||||||||
Security | 012348108 | Meeting Type | Annual | |||||
Ticker Symbol | AIN | Meeting Date | 14-May-2020 | |||||
ISIN | US0123481089 | Agenda | 935158659 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Christine L. Standish | For | For | |||||
2 | Erland E. Kailbourne | For | For | |||||
3 | John F. Cassidy Jr. | For | For | |||||
4 | John R. Scannell | Withheld | Against | |||||
5 | Katharine L. Plourde | For | For | |||||
6 | A. William Higgins | For | For | |||||
7 | Kenneth W. Krueger | For | For | |||||
8 | Lee C. Wortham | For | For | |||||
9 | Mark J. Murphy | For | For | |||||
2. | To ratify the appointment of KPMG LLP as our independent auditor. | Management | For | For | ||||
3. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||
4. | To consider and take action on a proposal to approve a new Directors' Annual Retainer Plan, increasing the stock portion of each Director's annual retainer from $90,000 to $105,000 and extending the term of the Plan. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 569,730 | 0 | 22-Apr-2020 | 22-Apr-2020 | |
DORMAN PRODUCTS, INC. | ||||||||
Security | 258278100 | Meeting Type | Annual | |||||
Ticker Symbol | DORM | Meeting Date | 14-May-2020 | |||||
ISIN | US2582781009 | Agenda | 935197079 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Steven L. Berman | Management | For | For | ||||
1B. | Election of Director: Kevin M. Olsen | Management | For | For | ||||
1C. | Election of Director: John J. Gavin | Management | For | For | ||||
1D. | Election of Director: Paul R. Lederer | Management | For | For | ||||
1E. | Election of Director: Richard T. Riley | Management | For | For | ||||
1F. | Election of Director: Kelly A. Romano | Management | For | For | ||||
1G. | Election of Director: G. Michael Stakias | Management | For | For | ||||
2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Ratification of KPMG LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 557,759 | 0 | 27-Apr-2020 | 27-Apr-2020 | |
JOHN BEAN TECHNOLOGIES CORPORATION | ||||||||
Security | 477839104 | Meeting Type | Annual | |||||
Ticker Symbol | JBT | Meeting Date | 15-May-2020 | |||||
ISIN | US4778391049 | Agenda | 935163244 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Barbara L. Brasier | Management | For | For | ||||
1B. | Election of Director: Thomas W. Giacomini | Management | For | For | ||||
1C. | Election of Director: Polly B. Kawalek | Management | For | For | ||||
2. | Approve on an advisory basis a non-binding resolution regarding the compensation of named executive officers. | Management | For | For | ||||
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 382,515 | 0 | 24-Apr-2020 | 24-Apr-2020 | |
THE CHEFS' WAREHOUSE, INC. | ||||||||
Security | 163086101 | Meeting Type | Annual | |||||
Ticker Symbol | CHEF | Meeting Date | 15-May-2020 | |||||
ISIN | US1630861011 | Agenda | 935154815 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Dominick Cerbone | Management | For | For | ||||
1B. | Election of Director: Joseph Cugine | Management | For | For | ||||
1C. | Election of Director: Steven F. Goldstone | Management | For | For | ||||
1D. | Election of Director: Alan Guarino | Management | For | For | ||||
1E. | Election of Director: Stephen Hanson | Management | For | For | ||||
1F. | Election of Director: Katherine Oliver | Management | For | For | ||||
1G. | Election of Director: Christopher Pappas | Management | For | For | ||||
1H. | Election of Director: John Pappas | Management | For | For | ||||
2. | To ratify the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 25, 2020. | Management | For | For | ||||
3. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the 2020 Proxy Statement. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,279,954 | 0 | 24-Apr-2020 | 24-Apr-2020 | |
FIVE9, INC. | ||||||||
Security | 338307101 | Meeting Type | Annual | |||||
Ticker Symbol | FIVN | Meeting Date | 18-May-2020 | |||||
ISIN | US3383071012 | Agenda | 935176974 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kimberly Alexy | Withheld | Against | |||||
2 | Michael Burkland | For | For | |||||
3 | Robert Zollars | For | For | |||||
2. | To approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the proxy statement. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 337,855 | 0 | 27-Apr-2020 | 27-Apr-2020 | |
NATIONAL RESEARCH CORPORATION | ||||||||
Security | 637372202 | Meeting Type | Annual | |||||
Ticker Symbol | NRC | Meeting Date | 18-May-2020 | |||||
ISIN | US6373722023 | Agenda | 935182218 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | JoAnn M. Martin | For | For | |||||
2. | VOTE ON THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020 | Management | For | For | ||||
3. | ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 414,619 | 0 | 26-Apr-2020 | 26-Apr-2020 | |
SPS COMMERCE, INC. | ||||||||
Security | 78463M107 | Meeting Type | Annual | |||||
Ticker Symbol | SPSC | Meeting Date | 18-May-2020 | |||||
ISIN | US78463M1071 | Agenda | 935170910 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Archie C. Black | Management | For | For | ||||
1B. | Election of Director: Martin J. Leestma | Management | For | For | ||||
1C. | Election of Director: James B. Ramsey | Management | For | For | ||||
1D. | Election of Director: Marty M. Reaume | Management | For | For | ||||
1E. | Election of Director: Tami L. Reller | Management | For | For | ||||
1F. | Election of Director: Philip E. Soran | Management | For | For | ||||
1G. | Election of Director: Sven A. Wehrwein | Management | For | For | ||||
2. | Ratification of the selection of KPMG LLP as the independent auditor of SPS Commerce, Inc. for the fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | Advisory approval of the compensation of the named executive officers of SPS Commerce, Inc. | Management | For | For | ||||
4. | Approval of an amendment to our Eighth Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 855,860 | 0 | 30-Apr-2020 | 30-Apr-2020 | |
ALTAIR ENGINEERING INC | ||||||||
Security | 021369103 | Meeting Type | Annual | |||||
Ticker Symbol | ALTR | Meeting Date | 19-May-2020 | |||||
ISIN | US0213691035 | Agenda | 935169943 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class III Director to serve until the 2023 annual meeting of stockholder: James R. Scapa | Management | For | For | ||||
1B. | Election of Class III Director to serve until the 2023 annual meeting of stockholders: Steve Earhart | Management | For | For | ||||
2. | To vote, on an advisory basis, on the compensation of the Company's named executive officers | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,287,710 | 0 | 27-Apr-2020 | 27-Apr-2020 | |
PROTO LABS, INC. | ||||||||
Security | 743713109 | Meeting Type | Annual | |||||
Ticker Symbol | PRLB | Meeting Date | 19-May-2020 | |||||
ISIN | US7437131094 | Agenda | 935163268 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Victoria M. Holt | Management | For | For | ||||
1B. | Election of Director: Archie C. Black | Management | For | For | ||||
1C. | Election of Director: Sujeet Chand | Management | For | For | ||||
1D. | Election of Director: Moonhie Chin | Management | For | For | ||||
1E. | Election of Director: Rainer Gawlick | Management | For | For | ||||
1F. | Election of Director: John B. Goodman | Management | For | For | ||||
1G. | Election of Director: Donald G. Krantz | Management | For | For | ||||
1H. | Election of Director: Sven A. Wehrwein | Management | For | For | ||||
2. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||
4. | Advisory approval of frequency of future say-on-pay votes. | Management | 1 Year | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 392,700 | 0 | 27-Apr-2020 | 27-Apr-2020 | |
NOVANTA INC. | ||||||||
Security | 67000B104 | Meeting Type | Annual and Special Meeting | |||||
Ticker Symbol | NOVT | Meeting Date | 26-May-2020 | |||||
ISIN | CA67000B1040 | Agenda | 935202589 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 | STEPHEN W. BERSHAD | For | For | |||||
2 | LONNY J. CARPENTER | For | For | |||||
3 | DEBORAH DISANZO | For | For | |||||
4 | MATTHIJS GLASTRA | For | For | |||||
5 | BRIAN D. KING | For | For | |||||
6 | IRA J. LAMEL | For | For | |||||
7 | MAXINE L. MAURICIO | For | For | |||||
8 | DOMINIC A. ROMEO | For | For | |||||
9 | THOMAS N. SECOR | For | For | |||||
02 | APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||
03 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE UNTIL THE 2021 ANNUAL MEETING OF SHAREHOLDERS. | Management | For | For | ||||
04 | TO APPROVE AN AMENDMENT TO THE COMPANY'S BY-LAWS TO ALLOW FOR REMOTE PARTICIPATION AT THE COMPANY'S SHAREHOLDER MEETINGS. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 665,995 | 0 | 04-May-2020 | 04-May-2020 | |
OMNICELL, INC. | ||||||||
Security | 68213N109 | Meeting Type | Annual | |||||
Ticker Symbol | OMCL | Meeting Date | 26-May-2020 | |||||
ISIN | US68213N1090 | Agenda | 935175338 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class I Director: Joanne B. Bauer | Management | For | For | ||||
1.2 | Election of Class I Director: Robin G. Seim | Management | For | For | ||||
1.3 | Election of Class I Director: Sara J. White | Management | For | For | ||||
2. | Say on Pay - An advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,017,285 | 0 | 04-May-2020 | 04-May-2020 | |
EXPONENT, INC. | ||||||||
Security | 30214U102 | Meeting Type | Annual | |||||
Ticker Symbol | EXPO | Meeting Date | 28-May-2020 | |||||
ISIN | US30214U1025 | Agenda | 935173221 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Catherine Ford Corrigan | Management | For | For | ||||
1.2 | Election of Director: Paul R. Johnston | Management | For | For | ||||
1.3 | Election of Director: Carol Lindstrom | Management | For | For | ||||
1.4 | Election of Director: Karen A. Richardson | Management | For | For | ||||
1.5 | Election of Director: John B. Shoven | Management | For | For | ||||
1.6 | Election of Director: Debra L. Zumwalt | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm for the Company for the fiscal year ending January 1, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the fiscal 2019 compensation of the Company's named executive officers. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,062,245 | 0 | 06-May-2020 | 06-May-2020 | |
THE DESCARTES SYSTEMS GROUP INC. | ||||||||
Security | 249906108 | Meeting Type | Annual and Special Meeting | |||||
Ticker Symbol | DSGX | Meeting Date | 28-May-2020 | |||||
ISIN | CA2499061083 | Agenda | 935211184 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | Deepak Chopra | For | For | |||||
2 | Deborah Close | For | For | |||||
3 | Eric Demirian | For | For | |||||
4 | Dennis Maple | For | For | |||||
5 | Chris Muntwyler | For | For | |||||
6 | Jane O'Hagan | For | For | |||||
7 | Edward J. Ryan | For | For | |||||
8 | John J. Walker | For | For | |||||
2 | Appointment of KPMG LLP, Chartered Professional Accountants, Licensed Public Accountants, as auditors of the Corporation to hold office until the next annual meeting of shareholders or until a successor is appointed. | Management | For | For | ||||
3 | Approval of the Say-On-Pay Resolution as set out on page 18 of the Corporation's Management Information Circular dated April 27, 2020. | Management | For | For | ||||
4 | Approval of the Shareholder Rights Plan Resolution as set out on page 19 of the Corporation's Management Information Circular dated April 27, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,839,556 | 0 | 11-May-2020 | 11-May-2020 | |
AXON ENTERPRISE, INC. | ||||||||
Security | 05464C101 | Meeting Type | Annual | |||||
Ticker Symbol | AAXN | Meeting Date | 29-May-2020 | |||||
ISIN | US05464C1018 | Agenda | 935178346 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Mark Kroll | For | For | |||||
2 | Matthew McBrady | For | For | |||||
3 | Patrick Smith | For | For | |||||
2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Against | Against | ||||
3. | Proposal No. 3 requests the ratification on the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||
4A. | Proposal No. 4A requests that shareholders vote to approve an amendment to Article 5 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. | Management | For | For | ||||
4B. | Proposal No. 4B requests that shareholders vote to approve an amendment to Article 6 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. | Management | For | For | ||||
5. | Proposal No. 5 is a shareholder proposal to elect each director annually. | Shareholder | For | Against | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 527,645 | 0 | 08-May-2020 | 08-May-2020 | |
CASELLA WASTE SYSTEMS, INC. | ||||||||
Security | 147448104 | Meeting Type | Annual | |||||
Ticker Symbol | CWST | Meeting Date | 02-Jun-2020 | |||||
ISIN | US1474481041 | Agenda | 935199871 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Michael L. Battles | For | For | |||||
2 | Joseph G. Doody | For | For | |||||
3 | Emily Nagle Green | For | For | |||||
2. | To approve, in an advisory "say-on-pay" vote, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of RSM US LLP as the Company's independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,199,450 | 0 | 11-May-2020 | 11-May-2020 | |
OMEGA FLEX, INC. | ||||||||
Security | 682095104 | Meeting Type | Annual | |||||
Ticker Symbol | OFLX | Meeting Date | 03-Jun-2020 | |||||
ISIN | US6820951043 | Agenda | 935185454 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kevin R. Hoben | For | For | |||||
2 | Mark F. Albino | For | For | |||||
3 | James M. Dubin | For | For | |||||
2. | to ratify the appointment by the audit committee of the board of directors of independent auditors for the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | to consider a shareholder proposal regarding a majority voting standard for election of directors, if properly presented at the meeting. | Shareholder | For | Against | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 236,450 | 0 | 13-May-2020 | 13-May-2020 | |
REALPAGE, INC. | ||||||||
Security | 75606N109 | Meeting Type | Annual | |||||
Ticker Symbol | RP | Meeting Date | 03-Jun-2020 | |||||
ISIN | US75606N1090 | Agenda | 935212629 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Alfred R. Berkeley, III | For | For | |||||
2 | Peter Gyenes | For | For | |||||
3 | Charles F. Kane | For | For | |||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | To approve an advisory (non-binding) proposal concerning our executive compensation program. | Management | For | For | ||||
4. | To approve the RealPage, Inc. 2020 Equity Incentive Plan. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 428,000 | 0 | 13-May-2020 | 13-May-2020 | |
VOCERA COMMUNICATIONS,INC. | ||||||||
Security | 92857F107 | Meeting Type | Annual | |||||
Ticker Symbol | VCRA | Meeting Date | 05-Jun-2020 | |||||
ISIN | US92857F1075 | Agenda | 935191421 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Julie Iskow | Management | For | For | ||||
1.2 | Election of Director: Howard E. Janzen | Management | For | For | ||||
1.3 | Election of Director: Alexa King | Management | For | For | ||||
2. | Proposal to ratify appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | Advisory vote on named executive officer compensation. | Management | Against | Against | ||||
4. | Proposal to adopt Vocera's 2020 Equity Incentive Plan. | Management | Against | Against | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 2,049,079 | 0 | 14-May-2020 | 14-May-2020 | |
ACI WORLDWIDE, INC. | ||||||||
Security | 004498101 | Meeting Type | Annual | |||||
Ticker Symbol | ACIW | Meeting Date | 09-Jun-2020 | |||||
ISIN | US0044981019 | Agenda | 935196647 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Odilon Almeida | For | For | |||||
2 | Janet O. Estep | For | For | |||||
3 | James C. Hale | For | For | |||||
4 | Pamela H. Patsley | For | For | |||||
5 | Charles E. Peters, Jr. | For | For | |||||
6 | David A. Poe | For | For | |||||
7 | Adalio T. Sanchez | For | For | |||||
8 | Thomas W. Warsop III | For | For | |||||
2. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||
3. | Advisory approval of the Company's named executive officer compensation | Management | For | For | ||||
4. | Approval of the Company's 2020 Equity and Incentive Compensation Plan | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 1,804,635 | 0 | 29-May-2020 | 29-May-2020 | |
BLACKBAUD, INC. | ||||||||
Security | 09227Q100 | Meeting Type | Annual | |||||
Ticker Symbol | BLKB | Meeting Date | 10-Jun-2020 | |||||
ISIN | US09227Q1004 | Agenda | 935190049 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class A Director: Timothy Chou, Ph.D. | Management | For | For | ||||
1B. | Election of Class A Director: Joyce M. Nelson | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE 2019 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 488,500 | 0 | 20-May-2020 | 20-May-2020 | |
LIGAND PHARMACEUTICALS INCORPORATED | ||||||||
Security | 53220K504 | Meeting Type | Annual | |||||
Ticker Symbol | LGND | Meeting Date | 10-Jun-2020 | |||||
ISIN | US53220K5048 | Agenda | 935202515 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jason M. Aryeh | For | For | |||||
2 | Sarah Boyce | For | For | |||||
3 | Todd C. Davis | For | For | |||||
4 | Nancy R. Gray, Ph.D. | For | For | |||||
5 | John L. Higgins | For | For | |||||
6 | John W. Kozarich, Ph.D. | For | For | |||||
7 | John L. LaMattina, Ph.D | For | For | |||||
8 | Sunil Patel | For | For | |||||
9 | Stephen L. Sabba, M.D. | For | For | |||||
2. | Ratification of Ernst & Young LLP as Ligand's Independent Registered Public Accounting Firm. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the Compensation of the Named Executive Officers. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 414,715 | 0 | 19-May-2020 | 19-May-2020 | |
GRAND CANYON EDUCATION, INC. | ||||||||
Security | 38526M106 | Meeting Type | Annual | |||||
Ticker Symbol | LOPE | Meeting Date | 11-Jun-2020 | |||||
ISIN | US38526M1062 | Agenda | 935202565 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Brian E. Mueller | Management | For | For | ||||
1.2 | Election of Director: Sara R. Dial | Management | For | For | ||||
1.3 | Election of Director: Jack A. Henry | Management | For | For | ||||
1.4 | Election of Director: Lisa Graham Keegan | Management | For | For | ||||
1.5 | Election of Director: Chevy Humphrey | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 528,770 | 0 | 22-May-2020 | 22-May-2020 | |
BALCHEM CORPORATION | ||||||||
Security | 057665200 | Meeting Type | Annual | |||||
Ticker Symbol | BCPC | Meeting Date | 18-Jun-2020 | |||||
ISIN | US0576652004 | Agenda | 935201816 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | David B. Fischer | For | For | |||||
2 | Perry W. Premdas | For | For | |||||
3 | Dr. John Y. Televantos | For | For | |||||
2. | Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year 2020. | Management | For | For | ||||
3. | Non-binding advisory approval of Named Executive Officers compensation as described in the Proxy Statement. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 547,920 | 0 | 27-May-2020 | 27-May-2020 | |
MERIT MEDICAL SYSTEMS, INC. | ||||||||
Security | 589889104 | Meeting Type | Annual | |||||
Ticker Symbol | MMSI | Meeting Date | 22-Jun-2020 | |||||
ISIN | US5898891040 | Agenda | 935233837 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Lonny J. Carpenter | For | For | |||||
2 | David K. Floyd | For | For | |||||
3 | James T. Hogan | For | For | |||||
2. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP to serve as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
131226.1 | CONESTOGA SMALL CAP FUND | 800 | UMB BANK, N.A. | 904,325 | 0 | 04-Jun-2020 | 04-Jun-2020 |
Fund Name: Conestoga Smid Cap Fund
Proxy Voting Record
July 1, 2019 - June 30, 2020
Investment Company Report | ||||||||
WAGEWORKS, INC. | ||||||||
Security | 930427109 | Meeting Type | Special | |||||
Ticker Symbol | WAGE | Meeting Date | 28-Aug-2019 | |||||
ISIN | US9304271094 | Agenda | 935067478 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 26, 2019 by and among WageWorks, Inc., a Delaware corporation, HealthEquity, Inc., a Delaware corporation ("HealthEquity"), and Pacific Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of HealthEquity ("Merger Sub"), pursuant to which Merger Sub will be merged with and into WageWorks (the "merger") and WageWorks will survive the merger and become a wholly owned subsidiary of HealthEquity. | Management | For | For | ||||
2. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||||
3. | To approve, on an advisory (non-binding) basis, certain compensation that will or may become payable to the named executive officers of WageWorks in connection with the merger. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 15,675 | 0 | 08-Aug-2019 | 08-Aug-2019 | |
RBC BEARINGS INCORPORATED | ||||||||
Security | 75524B104 | Meeting Type | Annual | |||||
Ticker Symbol | ROLL | Meeting Date | 11-Sep-2019 | |||||
ISIN | US75524B1044 | Agenda | 935066250 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Edward D. Stewart | For | For | |||||
2 | Daniel A. Bergeron | Withheld | Against | |||||
3 | Michael H. Ambrose | For | For | |||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||
3. | To consider a resolution regarding the stockholder advisory vote on named executive officer compensation. | Management | Against | Against | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 7,175 | 0 | 20-Aug-2019 | 20-Aug-2019 | |
NEOGEN CORPORATION | ||||||||
Security | 640491106 | Meeting Type | Annual | |||||
Ticker Symbol | NEOG | Meeting Date | 03-Oct-2019 | |||||
ISIN | US6404911066 | Agenda | 935075552 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | JOHN E. ADENT | For | For | |||||
2 | WILLIAM T. BOEHM | For | For | |||||
3 | JAMES P. TOBIN | For | For | |||||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 40,393 | 0 | 09-Sep-2019 | 09-Sep-2019 | |
MERCURY SYSTEMS, INC. | ||||||||
Security | 589378108 | Meeting Type | Annual | |||||
Ticker Symbol | MRCY | Meeting Date | 23-Oct-2019 | |||||
ISIN | US5893781089 | Agenda | 935079548 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | James K. Bass# | For | For | |||||
2 | Michael A. Daniels# | For | For | |||||
3 | Lisa S. Disbrow# | For | For | |||||
4 | Barry R. Nearhos* | For | For | |||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 35,595 | 0 | 02-Oct-2019 | 02-Oct-2019 | |
BIO-TECHNE CORP | ||||||||
Security | 09073M104 | Meeting Type | Annual | |||||
Ticker Symbol | TECH | Meeting Date | 24-Oct-2019 | |||||
ISIN | US09073M1045 | Agenda | 935077784 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To set the number of Directors at nine. | Management | For | For | ||||
2A. | Election of Director: Robert V. Baumgartner | Management | For | For | ||||
2B. | Election of Director: John L. Higgins | Management | For | For | ||||
2C. | Election of Director: Joseph D. Keegan | Management | For | For | ||||
2D. | Election of Director: Charles R. Kummeth | Management | For | For | ||||
2E. | Election of Director: Roeland Nusse | Management | For | For | ||||
2F. | Election of Director: Alpna Seth | Management | For | For | ||||
2G. | Election of Director: Randolph Steer | Management | For | For | ||||
2H. | Election of Director: Rupert Vessey | Management | For | For | ||||
2I. | Election of Director: Harold J. Wiens | Management | For | For | ||||
3. | Cast a non-binding vote on named executive officer compensation. | Management | For | For | ||||
4. | Ratify the appointment of the Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 9,670 | 0 | 03-Oct-2019 | 03-Oct-2019 | |
JACK HENRY & ASSOCIATES, INC. | ||||||||
Security | 426281101 | Meeting Type | Annual | |||||
Ticker Symbol | JKHY | Meeting Date | 14-Nov-2019 | |||||
ISIN | US4262811015 | Agenda | 935090201 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | M. Flanigan | For | For | |||||
2 | J. Prim | For | For | |||||
3 | T. Wilson | For | For | |||||
4 | J. Fiegel | For | For | |||||
5 | T. Wimsett | For | For | |||||
6 | L. Kelly | For | For | |||||
7 | S. Miyashiro | For | For | |||||
8 | W. Brown | For | For | |||||
9 | D. Foss | For | For | |||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the selection of the Company's independent registered public accounting firm. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 21,530 | 0 | 23-Oct-2019 | 23-Oct-2019 | |
BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||||||
Security | 101388106 | Meeting Type | Annual | |||||
Ticker Symbol | EPAY | Meeting Date | 21-Nov-2019 | |||||
ISIN | US1013881065 | Agenda | 935094348 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jennifer M. Gray | For | For | |||||
2 | Paul H. Hough | For | For | |||||
3 | Benjamin E Robinson III | For | For | |||||
2. | Non-binding advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Approval of the Company's 2019 Stock Incentive Plan and the authorization to issue 1,000,000 shares of common stock thereunder. | Management | Against | Against | ||||
4. | Ratification of the selection of Ernst & Young LLP as the Company's registered public accounting firm for the current fiscal year. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 32,000 | 0 | 31-Oct-2019 | 31-Oct-2019 | |
VAIL RESORTS, INC. | ||||||||
Security | 91879Q109 | Meeting Type | Annual | |||||
Ticker Symbol | MTN | Meeting Date | 05-Dec-2019 | |||||
ISIN | US91879Q1094 | Agenda | 935093790 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Susan L. Decker | Management | For | For | ||||
1b. | Election of Director: Robert A. Katz | Management | For | For | ||||
1c. | Election of Director: John T. Redmond | Management | For | For | ||||
1d. | Election of Director: Michele Romanow | Management | For | For | ||||
1e. | Election of Director: Hilary A. Schneider | Management | For | For | ||||
1f. | Election of Director: D. Bruce Sewell | Management | For | For | ||||
1g. | Election of Director: John F. Sorte | Management | For | For | ||||
1h. | Election of Director: Peter A. Vaughn | Management | For | For | ||||
2. | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||||
3. | Hold an advisory vote to approve executive compensation. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 12,155 | 0 | 13-Nov-2019 | 13-Nov-2019 | |
COPART, INC. | ||||||||
Security | 217204106 | Meeting Type | Annual | |||||
Ticker Symbol | CPRT | Meeting Date | 06-Dec-2019 | |||||
ISIN | US2172041061 | Agenda | 935099855 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Willis J. Johnson | Management | For | For | ||||
1.2 | Election of Director: A. Jayson Adair | Management | For | For | ||||
1.3 | Election of Director: Matt Blunt | Management | For | For | ||||
1.4 | Election of Director: Steven D. Cohan | Management | Against | Against | ||||
1.5 | Election of Director: Daniel J. Englander | Management | For | For | ||||
1.6 | Election of Director: James E. Meeks | Management | For | For | ||||
1.7 | Election of Director: Thomas N. Tryforos | Management | For | For | ||||
1.8 | Election of Director: Diane M. Morefield | Management | For | For | ||||
1.9 | Election of Director: Stephen Fisher | Management | For | For | ||||
2. | Advisory (non-binding) stockholder vote on executive compensation (say-on-pay vote). | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 27,170 | 0 | 13-Nov-2019 | 13-Nov-2019 | |
EVI INDUSTRIES, INC. | ||||||||
Security | 26929N102 | Meeting Type | Annual | |||||
Ticker Symbol | EVI | Meeting Date | 16-Dec-2019 | |||||
ISIN | US26929N1028 | Agenda | 935111651 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Henry M. Nahmad | For | For | |||||
2 | Dennis Mack | For | For | |||||
3 | David Blyer | Withheld | Against | |||||
4 | Alan M. Grunspan | For | For | |||||
5 | Timothy P. LaMacchia | Withheld | Against | |||||
6 | Hal M. Lucas | For | For | |||||
7 | Glen Kruger | For | For | |||||
2. | Non-binding advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||||
3. | Non-binding advisory vote on the frequency with which the Company should hold future advisory votes on Named Executive Officer compensation. | Management | 1 Year | Against | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 38,485 | 0 | 04-Dec-2019 | 04-Dec-2019 | |
GUIDEWIRE SOFTWARE INC | ||||||||
Security | 40171V100 | Meeting Type | Annual | |||||
Ticker Symbol | GWRE | Meeting Date | 17-Dec-2019 | |||||
ISIN | US40171V1008 | Agenda | 935107804 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Margaret Dillon | For | For | |||||
2 | Michael Keller | For | For | |||||
3 | Mike Rosenbaum | For | For | |||||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
4. | To approve the amendment and restatement of the Company's restated certificate of incorporation to eliminate the classified structure of the Company's Board of Directors. | Management | For | For | ||||
5. | To consider a stockholder proposal regarding majority voting for the election of directors, if properly presented at the annual meeting. | Shareholder | For | Against | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 25,285 | 0 | 26-Nov-2019 | 26-Nov-2019 | |
CANTEL MEDICAL CORP. | ||||||||
Security | 138098108 | Meeting Type | Annual | |||||
Ticker Symbol | CMD | Meeting Date | 18-Dec-2019 | |||||
ISIN | US1380981084 | Agenda | 935108705 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Charles M. Diker | Management | For | For | ||||
1B. | Election of Director: Alan R. Batkin | Management | For | For | ||||
1C. | Election of Director: Ann E. Berman | Management | For | For | ||||
1D. | Election of Director: Mark N. Diker | Management | For | For | ||||
1E. | Election of Director: Anthony B. Evnin | Management | For | For | ||||
1F. | Election of Director: Laura L. Forese | Management | For | For | ||||
1G. | Election of Director: George L. Fotiades | Management | For | For | ||||
1H. | Election of Director: Ronnie Myers | Management | For | For | ||||
1I. | Election of Director: Karen N. Prange | Management | For | For | ||||
1J. | Election of Director: Peter J. Pronovost | Management | For | For | ||||
2. | Advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||||
3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 39,179 | 0 | 26-Nov-2019 | 26-Nov-2019 | |
FAIR ISAAC CORPORATION | ||||||||
Security | 303250104 | Meeting Type | Annual | |||||
Ticker Symbol | FICO | Meeting Date | 04-Mar-2020 | |||||
ISIN | US3032501047 | Agenda | 935126056 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Braden R. Kelly | Management | For | For | ||||
1b. | Election of Director: Fabiola R. Arredondo | Management | For | For | ||||
1c. | Election of Director: A. George Battle | Management | For | For | ||||
1d. | Election of Director: James D. Kirsner | Management | For | For | ||||
1e. | Election of Director: William J. Lansing | Management | For | For | ||||
1f. | Election of Director: Eva Manolis | Management | For | For | ||||
1g. | Election of Director: Marc F. McMorris | Management | For | For | ||||
1h. | Election of Director: Joanna Rees | Management | For | For | ||||
1i. | Election of Director: David A. Rey | Management | For | For | ||||
2. | To approve the amendment to the 2012 Long-Term Incentive Plan. | Management | For | For | ||||
3. | To approve the advisory (non-binding) resolution relating to the named executive officer compensation as disclosed in the proxy statement. | Management | For | For | ||||
4. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending September 30,2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 9,400 | 0 | 11-Feb-2020 | 11-Feb-2020 | |
CONSTRUCTION PARTNERS INC | ||||||||
Security | 21044C107 | Meeting Type | Annual | |||||
Ticker Symbol | ROAD | Meeting Date | 06-Mar-2020 | |||||
ISIN | US21044C1071 | Agenda | 935125600 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class II director to serve for a three-year term expiring at the 2023: Craig Jennings | Management | For | For | ||||
1B. | Election of Class II director to serve for a three-year term expiring at the 2023: Mark R. Matteson | Management | For | For | ||||
2. | Proposal to ratify the appointment of RSM US LLP as the Company's independent registered public accountants for the fiscal year ending September 30, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 70,205 | 0 | 10-Feb-2020 | 10-Feb-2020 | |
HEICO CORPORATION | ||||||||
Security | 422806208 | Meeting Type | Annual | |||||
Ticker Symbol | HEIA | Meeting Date | 20-Mar-2020 | |||||
ISIN | US4228062083 | Agenda | 935128973 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Thomas M. Culligan | For | For | |||||
2 | Adolfo Henriques | For | For | |||||
3 | Mark H. Hildebrandt | Withheld | Against | |||||
4 | Eric A. Mendelson | For | For | |||||
5 | Laurans A. Mendelson | For | For | |||||
6 | Victor H. Mendelson | For | For | |||||
7 | Julie Neitzel | For | For | |||||
8 | Dr. Alan Schriesheim | For | For | |||||
9 | Frank J. Schwitter | For | For | |||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 41,270 | 0 | 24-Feb-2020 | 24-Feb-2020 | |
A.O. SMITH CORPORATION | ||||||||
Security | 831865209 | Meeting Type | Annual | |||||
Ticker Symbol | AOS | Meeting Date | 15-Apr-2020 | |||||
ISIN | US8318652091 | Agenda | 935136348 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | William P. Greubel | For | For | |||||
2 | Dr. Ilham Kadri | For | For | |||||
3 | Idelle K. Wolf | For | For | |||||
4 | Gene C. Wulf | For | For | |||||
2. | Proposal to approve, by nonbinding advisory vote, the compensation of our named executive officers. | Management | For | For | ||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the corporation. | Management | For | For | ||||
4. | Proposal to approve an amendment of the A. O. Smith Combined Incentive Compensation Plan and increase of authorized shares of Common Stock by 2,400,000. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 40,865 | 0 | 12-Mar-2020 | 12-Mar-2020 | |
COGNEX CORPORATION | ||||||||
Security | 192422103 | Meeting Type | Annual | |||||
Ticker Symbol | CGNX | Meeting Date | 23-Apr-2020 | |||||
ISIN | US1924221039 | Agenda | 935137237 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A | Election of Director: Patrick A. Alias | Management | Against | Against | ||||
1B | Election of Director: Theodor Krantz | Management | For | For | ||||
1C | Election of Director: Dianne M. Parrotte | Management | For | For | ||||
2. | To ratify the selection of Grant Thornton LLP as Cognex's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of Cognex's named executive officers as described in the proxy statement including the Compensation Discussion and Analysis, compensation tables and narrative discussion ("say-on-pay"). | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 47,060 | 0 | 25-Mar-2020 | 25-Mar-2020 | |
SIMPSON MANUFACTURING CO., INC. | ||||||||
Security | 829073105 | Meeting Type | Annual | |||||
Ticker Symbol | SSD | Meeting Date | 23-Apr-2020 | |||||
ISIN | US8290731053 | Agenda | 935137732 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: James S. Andrasick | Management | For | For | ||||
1B. | Election of Director: Michael A. Bless | Management | Against | Against | ||||
1C. | Election of Director: Jennifer A. Chatman | Management | For | For | ||||
1D. | Election of Director: Karen Colonias | Management | For | For | ||||
1E. | Election of Director: Gary M. Cusumano | Management | For | For | ||||
1F. | Election of Director: Philip E. Donaldson | Management | For | For | ||||
1G. | Election of Director: Celeste Volz Ford | Management | For | For | ||||
1H. | Election of Director: Robin G. MacGillivray | Management | For | For | ||||
2. | Approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Ratify the Board of Directors' selection of Grant Thornton LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 27,815 | 0 | 20-Mar-2020 | 20-Mar-2020 | |
GRACO INC. | ||||||||
Security | 384109104 | Meeting Type | Annual | |||||
Ticker Symbol | GGG | Meeting Date | 24-Apr-2020 | |||||
ISIN | US3841091040 | Agenda | 935137679 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Patrick J. McHale | Management | For | For | ||||
1B. | Election of Director: Lee R. Mitau | Management | For | For | ||||
1C. | Election of Director: Martha A. Morfitt | Management | For | For | ||||
1D. | Election of Director: Kevin J. Wheeler | Management | For | For | ||||
2. | Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 43,990 | 0 | 26-Mar-2020 | 26-Mar-2020 | |
DOUGLAS DYNAMICS, INC | ||||||||
Security | 25960R105 | Meeting Type | Annual | |||||
Ticker Symbol | PLOW | Meeting Date | 28-Apr-2020 | |||||
ISIN | US25960R1059 | Agenda | 935166911 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | James L. Janik | For | For | |||||
2 | James D. Staley | For | For | |||||
2. | Advisory vote (non-binding) to approve the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | The ratification of the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||
4. | Approval of the Company's Amended and Restated 2010 Stock Incentive Plan. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 73,575 | 0 | 03-Apr-2020 | 03-Apr-2020 | |
ROLLINS, INC. | ||||||||
Security | 775711104 | Meeting Type | Annual | |||||
Ticker Symbol | ROL | Meeting Date | 28-Apr-2020 | |||||
ISIN | US7757111049 | Agenda | 935144408 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | R. Randall Rollins | For | For | |||||
2 | Henry B. Tippie | Withheld | Against | |||||
3 | James B. Williams | For | For | |||||
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | To hold a nonbinding advisory vote to approve executive compensation as disclosed in these materials. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 112,540 | 0 | 27-Mar-2020 | 27-Mar-2020 | |
POOL CORPORATION | ||||||||
Security | 73278L105 | Meeting Type | Annual | |||||
Ticker Symbol | POOL | Meeting Date | 29-Apr-2020 | |||||
ISIN | US73278L1052 | Agenda | 935154839 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Peter D. Arvan | Management | For | For | ||||
1B. | Election of Director: Andrew W. Code | Management | For | For | ||||
1C. | Election of Director: Timothy M. Graven | Management | For | For | ||||
1D. | Election of Director: Debra S. Oler | Management | For | For | ||||
1E. | Election of Director: Manuel J. Perez de la Mesa | Management | For | For | ||||
1F. | Election of Director: Harlan F. Seymour | Management | For | For | ||||
1G. | Election of Director: Robert C. Sledd | Management | For | For | ||||
1H. | Election of Director: John E. Stokely | Management | For | For | ||||
1I. | Election of Director: David G. Whalen | Management | For | For | ||||
2. | Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
3. | Say-on-pay vote: Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 21,395 | 0 | 02-Apr-2020 | 02-Apr-2020 | |
TREX COMPANY, INC. | ||||||||
Security | 89531P105 | Meeting Type | Annual | |||||
Ticker Symbol | TREX | Meeting Date | 29-Apr-2020 | |||||
ISIN | US89531P1057 | Agenda | 935137744 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Jay M. Gratz | Management | For | For | ||||
1.2 | Election of Director: Kristine L. Juster | Management | For | For | ||||
1.3 | Election of Director: Ronald W. Kaplan | Management | For | For | ||||
1.4 | Election of Director: Gerald Volas | Management | For | For | ||||
2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To approve the Fourth Certificate of Amendment to the Restated Certificate of Incorporation of Trex Company, Inc. to increase the number of authorized shares of common stock, $0.01 par value per share, from 120,000,000 to 180,000,000. | Management | For | For | ||||
4. | To ratify the appointment of Ernst & Young LLP as Trex Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 31,220 | 0 | 31-Mar-2020 | 31-Mar-2020 | |
TELEFLEX INCORPORATED | ||||||||
Security | 879369106 | Meeting Type | Annual | |||||
Ticker Symbol | TFX | Meeting Date | 01-May-2020 | |||||
ISIN | US8793691069 | Agenda | 935164335 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: George Babich, Jr. | Management | For | For | ||||
1B. | Election of Director: Gretchen R. Haggerty | Management | For | For | ||||
1C. | Election of Director: Liam J. Kelly | Management | For | For | ||||
2. | Approval, on an advisory basis, of named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 8,970 | 0 | 09-Apr-2020 | 09-Apr-2020 | |
PLURALSIGHT, INC. | ||||||||
Security | 72941B106 | Meeting Type | Annual | |||||
Ticker Symbol | PS | Meeting Date | 05-May-2020 | |||||
ISIN | US72941B1061 | Agenda | 935152518 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Arne Duncan | For | For | |||||
2 | Leah Johnson | For | For | |||||
3 | Frederick Onion | For | For | |||||
4 | Karenann Terrell | Withheld | Against | |||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | Approve, on an advisory non-binding basis, the compensation of our named executive officers. | Management | For | For | ||||
4. | Approve, on an advisory non-binding basis, the frequency of future advisory votes to approve the compensation of our named executive officers. | Management | 1 Year | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 130,445 | 0 | 11-Apr-2020 | 11-Apr-2020 | |
WEST PHARMACEUTICAL SERVICES, INC. | ||||||||
Security | 955306105 | Meeting Type | Annual | |||||
Ticker Symbol | WST | Meeting Date | 05-May-2020 | |||||
ISIN | US9553061055 | Agenda | 935152493 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Mark A. Buthman | Management | For | For | ||||
1B. | Election of Director: William F. Feehery | Management | For | For | ||||
1C. | Election of Director: Robert Friel | Management | For | For | ||||
1D. | Election of Director: Eric M. Green | Management | For | For | ||||
1E. | Election of Director: Thomas W. Hofmann | Management | For | For | ||||
1F. | Election of Director: Paula A. Johnson | Management | For | For | ||||
1G. | Election of Director: Deborah L. V. Keller | Management | For | For | ||||
1H. | Election of Director: Myla P. Lai-Goldman | Management | For | For | ||||
1I. | Election of Director: Douglas A. Michels | Management | For | For | ||||
1J. | Election of Director: Paolo Pucci | Management | For | For | ||||
1K. | Election of Director: Patrick J. Zenner | Management | For | For | ||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | To approve an amendement to Article 5 of our Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock from 100 million to 200 million. | Management | For | For | ||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 27,174 | 0 | 13-Apr-2020 | 13-Apr-2020 | |
TYLER TECHNOLOGIES, INC. | ||||||||
Security | 902252105 | Meeting Type | Annual | |||||
Ticker Symbol | TYL | Meeting Date | 12-May-2020 | |||||
ISIN | US9022521051 | Agenda | 935189325 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Donald R. Brattain | Management | For | For | ||||
1B. | Election of Director: Glenn A. Carter | Management | For | For | ||||
1C. | Election of Director: Brenda A. Cline | Management | For | For | ||||
1D. | Election of Director: J. Luther King Jr. | Management | For | For | ||||
1E. | Election of Director: Mary L. Landrieu | Management | For | For | ||||
1F. | Election of Director: John S. Marr Jr. | Management | For | For | ||||
1G. | Election of Director: H. Lynn Moore Jr. | Management | For | For | ||||
1H. | Election of Director: Daniel M. Pope | Management | For | For | ||||
1I. | Election of Director: Dustin R. Womble | Management | For | For | ||||
2. | Ratification of Ernst & Young LLP as independent auditors. | Management | For | For | ||||
3. | Approval of an advisory resolution on executive compensation. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 12,630 | 0 | 20-Apr-2020 | 20-Apr-2020 | |
REPLIGEN CORPORATION | ||||||||
Security | 759916109 | Meeting Type | Annual | |||||
Ticker Symbol | RGEN | Meeting Date | 13-May-2020 | |||||
ISIN | US7599161095 | Agenda | 935202046 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Nicolas M. Barthelemy | Management | For | For | ||||
1B. | Election of Director: Karen A. Dawes | Management | For | For | ||||
1C. | Election of Director: Tony J. Hunt | Management | For | For | ||||
1D. | Election of Director: Rohin Mhatre, Ph.D. | Management | For | For | ||||
1E. | Election of Director: Glenn P. Muir | Management | For | For | ||||
1F. | Election of Director: Thomas F. Ryan, Jr. | Management | For | For | ||||
2. | To ratify the selection of Ernst & Young LLP as independent registered public accountants for fiscal year 2020. | Management | For | For | ||||
3. | Advisory vote to approve the compensation paid to Repligen Corporation's named executive officers. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 44,770 | 0 | 12-May-2020 | 12-May-2020 | |
SITEONE LANDSCAPE SUPPLY, INC. | ||||||||
Security | 82982L103 | Meeting Type | Annual | |||||
Ticker Symbol | SITE | Meeting Date | 13-May-2020 | |||||
ISIN | US82982L1035 | Agenda | 935164676 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | William W. Douglas, III | For | For | |||||
2 | Jeri L. Isbell | For | For | |||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the year ending January 3, 2021. | Management | For | For | ||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||
4. | Approve management's proposal to approve the SiteOne Landscape Supply, Inc. 2020 Omnibus Equity Incentive Plan. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 38,120 | 0 | 22-Apr-2020 | 22-Apr-2020 | |
ALBANY INTERNATIONAL CORP. | ||||||||
Security | 012348108 | Meeting Type | Annual | |||||
Ticker Symbol | AIN | Meeting Date | 14-May-2020 | |||||
ISIN | US0123481089 | Agenda | 935158659 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Christine L. Standish | For | For | |||||
2 | Erland E. Kailbourne | For | For | |||||
3 | John F. Cassidy Jr. | For | For | |||||
4 | John R. Scannell | Withheld | Against | |||||
5 | Katharine L. Plourde | For | For | |||||
6 | A. William Higgins | For | For | |||||
7 | Kenneth W. Krueger | For | For | |||||
8 | Lee C. Wortham | For | For | |||||
9 | Mark J. Murphy | For | For | |||||
2. | To ratify the appointment of KPMG LLP as our independent auditor. | Management | For | For | ||||
3. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||
4. | To consider and take action on a proposal to approve a new Directors' Annual Retainer Plan, increasing the stock portion of each Director's annual retainer from $90,000 to $105,000 and extending the term of the Plan. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 26,380 | 0 | 22-Apr-2020 | 22-Apr-2020 | |
ANSYS, INC. | ||||||||
Security | 03662Q105 | Meeting Type | Annual | |||||
Ticker Symbol | ANSS | Meeting Date | 15-May-2020 | |||||
ISIN | US03662Q1058 | Agenda | 935167418 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class III Director for three-year term: Ajei S. Gopal | Management | For | For | ||||
1B. | Election of Class III Director for three-year term: Glenda M. Dorchak | Management | For | For | ||||
1C. | Election of Class III Director for three-year term: Robert M. Calderoni | Management | For | For | ||||
2. | The ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||
3. | The advisory vote to approve compensation of our named executive officers. | Management | Against | Against | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 11,875 | 0 | 17-Apr-2020 | 17-Apr-2020 | |
JOHN BEAN TECHNOLOGIES CORPORATION | ||||||||
Security | 477839104 | Meeting Type | Annual | |||||
Ticker Symbol | JBT | Meeting Date | 15-May-2020 | |||||
ISIN | US4778391049 | Agenda | 935163244 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Barbara L. Brasier | Management | For | For | ||||
1B. | Election of Director: Thomas W. Giacomini | Management | For | For | ||||
1C. | Election of Director: Polly B. Kawalek | Management | For | For | ||||
2. | Approve on an advisory basis a non-binding resolution regarding the compensation of named executive officers. | Management | For | For | ||||
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 26,905 | 0 | 24-Apr-2020 | 24-Apr-2020 | |
THE CHEFS' WAREHOUSE, INC. | ||||||||
Security | 163086101 | Meeting Type | Annual | |||||
Ticker Symbol | CHEF | Meeting Date | 15-May-2020 | |||||
ISIN | US1630861011 | Agenda | 935154815 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Dominick Cerbone | Management | For | For | ||||
1B. | Election of Director: Joseph Cugine | Management | For | For | ||||
1C. | Election of Director: Steven F. Goldstone | Management | For | For | ||||
1D. | Election of Director: Alan Guarino | Management | For | For | ||||
1E. | Election of Director: Stephen Hanson | Management | For | For | ||||
1F. | Election of Director: Katherine Oliver | Management | For | For | ||||
1G. | Election of Director: Christopher Pappas | Management | For | For | ||||
1H. | Election of Director: John Pappas | Management | For | For | ||||
2. | To ratify the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 25, 2020. | Management | For | For | ||||
3. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the 2020 Proxy Statement. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 85,030 | 0 | 24-Apr-2020 | 24-Apr-2020 | |
SPS COMMERCE, INC. | ||||||||
Security | 78463M107 | Meeting Type | Annual | |||||
Ticker Symbol | SPSC | Meeting Date | 18-May-2020 | |||||
ISIN | US78463M1071 | Agenda | 935170910 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Archie C. Black | Management | For | For | ||||
1B. | Election of Director: Martin J. Leestma | Management | For | For | ||||
1C. | Election of Director: James B. Ramsey | Management | For | For | ||||
1D. | Election of Director: Marty M. Reaume | Management | For | For | ||||
1E. | Election of Director: Tami L. Reller | Management | For | For | ||||
1F. | Election of Director: Philip E. Soran | Management | For | For | ||||
1G. | Election of Director: Sven A. Wehrwein | Management | For | For | ||||
2. | Ratification of the selection of KPMG LLP as the independent auditor of SPS Commerce, Inc. for the fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | Advisory approval of the compensation of the named executive officers of SPS Commerce, Inc. | Management | For | For | ||||
4. | Approval of an amendment to our Eighth Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 34,834 | 0 | 30-Apr-2020 | 30-Apr-2020 | |
ALTAIR ENGINEERING INC | ||||||||
Security | 021369103 | Meeting Type | Annual | |||||
Ticker Symbol | ALTR | Meeting Date | 19-May-2020 | |||||
ISIN | US0213691035 | Agenda | 935169943 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class III Director to serve until the 2023 annual meeting of stockholder: James R. Scapa | Management | For | For | ||||
1B. | Election of Class III Director to serve until the 2023 annual meeting of stockholders: Steve Earhart | Management | For | For | ||||
2. | To vote, on an advisory basis, on the compensation of the Company's named executive officers | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 51,270 | 0 | 27-Apr-2020 | 27-Apr-2020 | |
CORE LABORATORIES N.V. | ||||||||
Security | N22717107 | Meeting Type | Annual | |||||
Ticker Symbol | CLB | Meeting Date | 20-May-2020 | |||||
ISIN | NL0000200384 | Agenda | 935179108 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class I Supervisory Director: Harvey Klingensmith. (Please note that an Abstain vote is treated as a Withhold) | Management | For | For | ||||
1B. | Election of Class I Supervisory Director: Monique van Dijken Eeuwijk. (Please note that an Abstain vote is treated as a Withhold) | Management | For | For | ||||
2. | To appoint KPMG, including its U.S. and Dutch affiliates (collectively, "KPMG") as Core Laboratories N.V.'s independent registered public accountants for the year ending December 31, 2020. | Management | For | For | ||||
3. | To confirm and adopt our Dutch Statutory Annual Accounts in the English language for the fiscal year ended December 31, 2019, following a discussion of our Dutch Report of the Management Board for that same period. | Management | For | For | ||||
4. | To approve and resolve the cancellation of our repurchased shares held at 12:01 a.m. CEST on May 20, 2020. | Management | For | For | ||||
5. | To approve and resolve the extension of the existing authority to repurchase up to 10% of our issued share capital from time to time for an 18-month period, until November 20, 2021, and such repurchased shares may be used for any legal purpose. | Management | For | For | ||||
6. | To approve and resolve the extension of the authority to issue shares and/or to grant rights (including options to purchase) with respect to our common and preference shares up to a maximum of 10% of outstanding shares per annum until November 20, 2021. | Management | For | For | ||||
7. | To approve and resolve the extension of the authority to limit or exclude the preemptive rights of the holders of our common shares and/or preference shares up to a maximum of 10% of outstanding shares per annum until November 20, 2021. | Management | For | For | ||||
8A. | Approve, on an advisory basis, the compensation philosophy, policies and procedures described in the section entitled Compensation Discussion and Analysis ("CD&A"), and the compensation of Core Laboratories N.V.'s named executive officers as disclosed pursuant to the United States Securities and Exchange Commission's compensation disclosure rules, including the compensation tables. | Management | For | For | ||||
8B. | Cast a favorable advisory vote on the remuneration report referred to in Section 2:135b of the Dutch Civil Code for the fiscal year ended December 31, 2019. | Management | For | For | ||||
8C. | Adopt the remuneration policy for the Management Board and the Supervisory Board in line with new Dutch legal requirements. | Management | For | For | ||||
9. | To approve and resolve the amendment and restatement of the Core Laboratories N.V. 2014 Long-Term Incentive Plan (the "LTIP"), the principal purposes of which are to increase the number of shares authorized for issuance thereunder, to extend the term of the LTIP through May 20, 2030, and for other purposes. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 24,945 | 0 | 30-Apr-2020 | 30-Apr-2020 | |
LCI INDUSTRIES | ||||||||
Security | 50189K103 | Meeting Type | Annual | |||||
Ticker Symbol | LCII | Meeting Date | 21-May-2020 | |||||
ISIN | US50189K1034 | Agenda | 935174045 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: James F. Gero | Management | For | For | ||||
1B. | Election of Director: Frank J. Crespo | Management | For | For | ||||
1C. | Election of Director: Brendan J. Deely | Management | For | For | ||||
1D. | Election of Director: Ronald J. Fenech | Management | For | For | ||||
1E. | Election of Director: Tracy D. Graham | Management | For | For | ||||
1F. | Election of Director: Virginia L. Henkels | Management | For | For | ||||
1G. | Election of Director: Jason D. Lippert | Management | For | For | ||||
1H. | Election of Director: Kieran M. O'Sullivan | Management | For | For | ||||
1I. | Election of Director: David A. Reed | Management | For | For | ||||
1J. | Election of Director: John A. Sirpilla | Management | For | For | ||||
2. | To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as independent auditor for the Company for the year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 22,200 | 0 | 02-May-2020 | 02-May-2020 | |
OMNICELL, INC. | ||||||||
Security | 68213N109 | Meeting Type | Annual | |||||
Ticker Symbol | OMCL | Meeting Date | 26-May-2020 | |||||
ISIN | US68213N1090 | Agenda | 935175338 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class I Director: Joanne B. Bauer | Management | For | For | ||||
1.2 | Election of Class I Director: Robin G. Seim | Management | For | For | ||||
1.3 | Election of Class I Director: Sara J. White | Management | For | For | ||||
2. | Say on Pay - An advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 58,205 | 0 | 04-May-2020 | 04-May-2020 | |
EXPONENT, INC. | ||||||||
Security | 30214U102 | Meeting Type | Annual | |||||
Ticker Symbol | EXPO | Meeting Date | 28-May-2020 | |||||
ISIN | US30214U1025 | Agenda | 935173221 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Catherine Ford Corrigan | Management | For | For | ||||
1.2 | Election of Director: Paul R. Johnston | Management | For | For | ||||
1.3 | Election of Director: Carol Lindstrom | Management | For | For | ||||
1.4 | Election of Director: Karen A. Richardson | Management | For | For | ||||
1.5 | Election of Director: John B. Shoven | Management | For | For | ||||
1.6 | Election of Director: Debra L. Zumwalt | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm for the Company for the fiscal year ending January 1, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the fiscal 2019 compensation of the Company's named executive officers. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 49,195 | 0 | 06-May-2020 | 06-May-2020 | |
THE DESCARTES SYSTEMS GROUP INC. | ||||||||
Security | 249906108 | Meeting Type | Annual and Special Meeting | |||||
Ticker Symbol | DSGX | Meeting Date | 28-May-2020 | |||||
ISIN | CA2499061083 | Agenda | 935211184 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | Deepak Chopra | For | For | |||||
2 | Deborah Close | For | For | |||||
3 | Eric Demirian | For | For | |||||
4 | Dennis Maple | For | For | |||||
5 | Chris Muntwyler | For | For | |||||
6 | Jane O'Hagan | For | For | |||||
7 | Edward J. Ryan | For | For | |||||
8 | John J. Walker | For | For | |||||
2 | Appointment of KPMG LLP, Chartered Professional Accountants, Licensed Public Accountants, as auditors of the Corporation to hold office until the next annual meeting of shareholders or until a successor is appointed. | Management | For | For | ||||
3 | Approval of the Say-On-Pay Resolution as set out on page 18 of the Corporation's Management Information Circular dated April 27, 2020. | Management | For | For | ||||
4 | Approval of the Shareholder Rights Plan Resolution as set out on page 19 of the Corporation's Management Information Circular dated April 27, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 97,075 | 0 | 11-May-2020 | 11-May-2020 | |
AXON ENTERPRISE, INC. | ||||||||
Security | 05464C101 | Meeting Type | Annual | |||||
Ticker Symbol | AAXN | Meeting Date | 29-May-2020 | |||||
ISIN | US05464C1018 | Agenda | 935178346 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Mark Kroll | For | For | |||||
2 | Matthew McBrady | For | For | |||||
3 | Patrick Smith | For | For | |||||
2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Against | Against | ||||
3. | Proposal No. 3 requests the ratification on the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||
4A. | Proposal No. 4A requests that shareholders vote to approve an amendment to Article 5 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. | Management | For | For | ||||
4B. | Proposal No. 4B requests that shareholders vote to approve an amendment to Article 6 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. | Management | For | For | ||||
5. | Proposal No. 5 is a shareholder proposal to elect each director annually. | Shareholder | For | Against | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 40,865 | 0 | 08-May-2020 | 08-May-2020 | |
WATSCO, INC. | ||||||||
Security | 942622200 | Meeting Type | Annual | |||||
Ticker Symbol | WSO | Meeting Date | 01-Jun-2020 | |||||
ISIN | US9426222009 | Agenda | 935205648 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Brian E. Keeley | For | For | |||||
2. | To approve a non-binding advisory resolution regarding the compensation of our named executive officers. | Management | Against | Against | ||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 17,180 | 0 | 08-May-2020 | 08-May-2020 | |
CASELLA WASTE SYSTEMS, INC. | ||||||||
Security | 147448104 | Meeting Type | Annual | |||||
Ticker Symbol | CWST | Meeting Date | 02-Jun-2020 | |||||
ISIN | US1474481041 | Agenda | 935199871 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Michael L. Battles | For | For | |||||
2 | Joseph G. Doody | For | For | |||||
3 | Emily Nagle Green | For | For | |||||
2. | To approve, in an advisory "say-on-pay" vote, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of RSM US LLP as the Company's independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 82,345 | 0 | 11-May-2020 | 11-May-2020 | |
REALPAGE, INC. | ||||||||
Security | 75606N109 | Meeting Type | Annual | |||||
Ticker Symbol | RP | Meeting Date | 03-Jun-2020 | |||||
ISIN | US75606N1090 | Agenda | 935212629 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Alfred R. Berkeley, III | For | For | |||||
2 | Peter Gyenes | For | For | |||||
3 | Charles F. Kane | For | For | |||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | To approve an advisory (non-binding) proposal concerning our executive compensation program. | Management | For | For | ||||
4. | To approve the RealPage, Inc. 2020 Equity Incentive Plan. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 21,025 | 0 | 13-May-2020 | 13-May-2020 | |
GARTNER, INC. | ||||||||
Security | 366651107 | Meeting Type | Annual | |||||
Ticker Symbol | IT | Meeting Date | 08-Jun-2020 | |||||
ISIN | US3666511072 | Agenda | 935192461 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Peter E. Bisson | Management | For | For | ||||
1B. | Election of Director: Richard J. Bressler | Management | For | For | ||||
1C. | Election of Director: Raul E. Cesan | Management | For | For | ||||
1D. | Election of Director: Karen E. Dykstra | Management | For | For | ||||
1E. | Election of Director: Anne Sutherland Fuchs | Management | For | For | ||||
1F. | Election of Director: William O. Grabe | Management | For | For | ||||
1G. | Election of Director: Eugene A. Hall | Management | For | For | ||||
1H. | Election of Director: Stephen G. Pagliuca | Management | For | For | ||||
1I. | Election of Director: Eileen M. Serra | Management | For | For | ||||
1J. | Election of Director: James C. Smith | Management | For | For | ||||
2. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 17,170 | 0 | 19-May-2020 | 19-May-2020 | |
ACI WORLDWIDE, INC. | ||||||||
Security | 004498101 | Meeting Type | Annual | |||||
Ticker Symbol | ACIW | Meeting Date | 09-Jun-2020 | |||||
ISIN | US0044981019 | Agenda | 935196647 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Odilon Almeida | For | For | |||||
2 | Janet O. Estep | For | For | |||||
3 | James C. Hale | For | For | |||||
4 | Pamela H. Patsley | For | For | |||||
5 | Charles E. Peters, Jr. | For | For | |||||
6 | David A. Poe | For | For | |||||
7 | Adalio T. Sanchez | For | For | |||||
8 | Thomas W. Warsop III | For | For | |||||
2. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||
3. | Advisory approval of the Company's named executive officer compensation | Management | For | For | ||||
4. | Approval of the Company's 2020 Equity and Incentive Compensation Plan | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 49,630 | 0 | 29-May-2020 | 29-May-2020 | |
LIGAND PHARMACEUTICALS INCORPORATED | ||||||||
Security | 53220K504 | Meeting Type | Annual | |||||
Ticker Symbol | LGND | Meeting Date | 10-Jun-2020 | |||||
ISIN | US53220K5048 | Agenda | 935202515 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jason M. Aryeh | For | For | |||||
2 | Sarah Boyce | For | For | |||||
3 | Todd C. Davis | For | For | |||||
4 | Nancy R. Gray, Ph.D. | For | For | |||||
5 | John L. Higgins | For | For | |||||
6 | John W. Kozarich, Ph.D. | For | For | |||||
7 | John L. LaMattina, Ph.D | For | For | |||||
8 | Sunil Patel | For | For | |||||
9 | Stephen L. Sabba, M.D. | For | For | |||||
2. | Ratification of Ernst & Young LLP as Ligand's Independent Registered Public Accounting Firm. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the Compensation of the Named Executive Officers. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 17,210 | 0 | 19-May-2020 | 19-May-2020 | |
GRAND CANYON EDUCATION, INC. | ||||||||
Security | 38526M106 | Meeting Type | Annual | |||||
Ticker Symbol | LOPE | Meeting Date | 11-Jun-2020 | |||||
ISIN | US38526M1062 | Agenda | 935202565 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Brian E. Mueller | Management | For | For | ||||
1.2 | Election of Director: Sara R. Dial | Management | For | For | ||||
1.3 | Election of Director: Jack A. Henry | Management | For | For | ||||
1.4 | Election of Director: Lisa Graham Keegan | Management | For | For | ||||
1.5 | Election of Director: Chevy Humphrey | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 27,475 | 0 | 22-May-2020 | 22-May-2020 | |
HEALTH CATALYST, INC. | ||||||||
Security | 42225T107 | Meeting Type | Annual | |||||
Ticker Symbol | HCAT | Meeting Date | 12-Jun-2020 | |||||
ISIN | US42225T1079 | Agenda | 935203997 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Timothy G. Ferris | Withheld | Against | |||||
2 | Anita V. Pramoda | Withheld | Against | |||||
3 | S. Dawn Smith | For | For | |||||
2. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm of Health Catalyst, Inc. for its fiscal year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 69,880 | 0 | 26-May-2020 | 26-May-2020 | |
BRIGHT HORIZONS FAMILY SOLUTIONS INC. | ||||||||
Security | 109194100 | Meeting Type | Annual | |||||
Ticker Symbol | BFAM | Meeting Date | 16-Jun-2020 | |||||
ISIN | US1091941005 | Agenda | 935203644 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class I Director, for a term of three years: Stephen H. Kramer | Management | For | For | ||||
1B. | Election of Class I Director, for a term of three years: Dr. Sara Lawrence-Lightfoot | Management | For | For | ||||
1C. | Election of Class I Director, for a term of three years: David H. Lissy | Management | For | For | ||||
1D. | Election of Class I Director, for a term of three years: Cathy E. Minehan | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation paid by the Company to its named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 45,025 | 0 | 26-May-2020 | 26-May-2020 | |
IAA, INC | ||||||||
Security | 449253103 | Meeting Type | Annual | |||||
Ticker Symbol | IAA | Meeting Date | 17-Jun-2020 | |||||
ISIN | US4492531037 | Agenda | 935198893 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class I Director: John W. Kett | Management | For | For | ||||
1B. | Election of Class I Director: Peter H. Kamin | Management | For | For | ||||
1C. | Election of Class I Director: Lynn Jolliffe | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To approve, on an advisory basis, the frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For | ||||
4. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 63,130 | 0 | 28-May-2020 | 28-May-2020 | |
BALCHEM CORPORATION | ||||||||
Security | 057665200 | Meeting Type | Annual | |||||
Ticker Symbol | BCPC | Meeting Date | 18-Jun-2020 | |||||
ISIN | US0576652004 | Agenda | 935201816 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | David B. Fischer | For | For | |||||
2 | Perry W. Premdas | For | For | |||||
3 | Dr. John Y. Televantos | For | For | |||||
2. | Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year 2020. | Management | For | For | ||||
3. | Non-binding advisory approval of Named Executive Officers compensation as described in the Proxy Statement. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 23,025 | 0 | 27-May-2020 | 27-May-2020 | |
MERIT MEDICAL SYSTEMS, INC. | ||||||||
Security | 589889104 | Meeting Type | Annual | |||||
Ticker Symbol | MMSI | Meeting Date | 22-Jun-2020 | |||||
ISIN | US5898891040 | Agenda | 935233837 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Lonny J. Carpenter | For | For | |||||
2 | David K. Floyd | For | For | |||||
3 | James T. Hogan | For | For | |||||
2. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP to serve as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |
141276.1 | CONESTOGA SMID CAP FUND | 993 | UMB BANK, N.A. | 51,463 | 0 | 04-Jun-2020 | 04-Jun-2020 |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Conestoga Funds |
By (Signature and Title)* | /s/ Duane D'Orazio | ||
Secretary | |||
Date | August 25, 2020 |
* | Print the name and title of each signing officer under his or her signature. |