UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number: 811-21233
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PARADIGM FUNDS
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(Exact name of registrant as specified in charter)
Nine Elk Street, Albany , NY 12207-1002
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(Address of principle executive offices)
Mae Cavoli
Paradigm Funds
Nine Elk Street, Albany, NY 12207-1002
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(Name and address of agent for service)
Registrant's telephone number, including area code: 518-431-3500
Date of Fiscal year-end: 12/31/2004
Date of reporting period: 7/1/2003 - 6/30/2004
Item 1. Proxy Voting Record
Account Number: 42540000
ISSUER NAME | TICKER | CUSIP | MTG DATE | MTG TYPE | |||
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| Proposal Type | Voted? | Vote | For/Agnst Mgmt |
Interland | INLD | 458727104 | 7/1/03 | Annual | |||
1.00 | Elect Directors | MGMT | YES | FOR | FOR | ||
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CSS Industries | CSS | 125906107 | 8/6/03 | Annual | |||
1.00 | Elect Directors | MGMT | YES | FOR | FOR | ||
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Columbus McKinnon | CMCO | 199333105 | 8/18/03 | Annual | |||
1.00 | Elect Directors | MGMT | YES | FOR | FOR | ||
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Monro Muffler Brake | MNRO | 610236101 | 8/19/03 | Annual | |||
1.00 | Elect Directors | MGMT | YES | FOR | FOR | ||
2.00 | Adopt Director Stock Option Plan | MGMT | YES | FOR | FOR | ||
3.00 | Add Shares to Stock Option Plan | MGMT | YES | AGNST | AGNST | ||
4.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
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Gerber Scientific | GRB | 373730100 | 9/18/03 | Annual | |||
1.00 | Elect Directors | MGMT | YES | FOR | FOR | ||
2.00 | Adopt Stock Option Plan | MGMT | YES | FOR | FOR | ||
3.00 | Adopt Deferred Compensation Plan | MGMT | YES | FOR | FOR | ||
4.00 | Repeal Classified Board | SHLDR | YES | AGNST | FOR | ||
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Cadmus Communications | CDMS | 127587103 | 11/5/03 | Annual | |||
1.00 | Elect Directors | MGMT | YES | FOR | FOR | ||
2.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
3.00 | Approve Other Business | MGMT | YES | FOR | FOR | ||
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Motorcar Parts & Accessories, Inc. | MPAA | 620071100 | 12/17/03 | Annual | |||
1.00 | Elect Directors | MGMT | YES | FOR | FOR | ||
| Elect Director Nominee | ||||||
2.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
| Ratify Selection of Auditors | ||||||
3.00 | Adopt Stock Option Plan | MGMT | YES | AGNST | AGNST | ||
4.00 | Approve Name Change | MGMT | YES | FOR | FOR | ||
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Sylvan | SYLN | 871371100 | 12/29/03 | Annual | |||
1.00 | Elect Directors | MGMT | YES | FOR | FOR | ||
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Intermet | INMT | 45881K104 | 4/15/04 | Annual | |||
1.01 | Elect John E. Doddridge | MGMT | YES | FOR | FOR | ||
1.02 | Elect John P. Crecine | MGMT | YES | FOR | FOR | ||
1.03 | Elect Julia D. Darlow | MGMT | YES | FOR | FOR | ||
1.04 | Elect Norman Ehlers | MGMT | YES | FOR | FOR | ||
1.05 | Elect John R. Horne | MGMT | YES | FOR | FOR | ||
1.06 | Elect Thomas H. Jeffs II | MGMT | YES | FOR | FOR | ||
1.07 | Elect Charles G. McClure | MGMT | YES | FOR | FOR | ||
1.08 | Elect Richard A. Nawrocki | MGMT | YES | FOR | FOR | ||
1.09 | Elect Richard J. Peters | MGMT | YES | FOR | FOR | ||
1.10 | Elect Pamela E. Rodgers | MGMT | YES | FOR | FOR | ||
1.11 | Elect Gary F. Ruff | MGMT | YES | FOR | FOR | ||
2.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
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Curtiss-Wright | CW | 231561101 | 4/23/04 | Annual | |||
1.01 | Elect Martin R. Benante | MGMT | YES | FOR | FOR | ||
1.02 | Elect James B. Busey IV | MGMT | YES | FOR | FOR | ||
1.03 | Elect David Lasky | MGMT | YES | FOR | FOR | ||
1.04 | Elect Carl G. Miller | MGMT | YES | FOR | FOR | ||
1.05 | Elect William B. Mitchell | MGMT | YES | FOR | FOR | ||
1.06 | Elect John R. Myers | MGMT | YES | FOR | FOR | ||
1.07 | Elect William W. Sihler | MGMT | YES | FOR | FOR | ||
1.08 | Elect J. McLain Stewart | MGMT | YES | FOR | FOR | ||
2.01 | Elect S. Marce Fuller | MGMT | YES | FOR | FOR | ||
3.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
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Blair | BL | 092828102 | 4/29/04 | Annual | |||
1.01 | Elect Steven M. Blair | MGMT | YES | FOR | FOR | ||
1.02 | Elect Robert D. Crowley | MGMT | YES | FOR | FOR | ||
1.03 | Elect Harriet Edelman | MGMT | YES | FOR | FOR | ||
1.04 | Elect Cynthia A. Fields | MGMT | YES | FOR | FOR | ||
1.05 | Elect Bryan J. Flanagan | MGMT | YES | FOR | FOR | ||
1.06 | Elect John O. Hanna | MGMT | YES | FOR | FOR | ||
1.07 | Elect Craig N. Johnson | MGMT | YES | FOR | FOR | ||
1.08 | Elect Murray K. McComas | MGMT | YES | FOR | FOR | ||
1.09 | Elect Thomas P. McKeever | MGMT | YES | FOR | FOR | ||
1.10 | Elect Ronald L. Ramseyer | MGMT | YES | FOR | FOR | ||
1.11 | Elect Michael A. Schuler | MGMT | YES | FOR | FOR | ||
1.12 | Elect John E. Zawacki | MGMT | YES | FOR | FOR | ||
2.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
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Rogers | ROG | 775133101 | 4/29/04 | Annual | |||
1.00 | Approve Board Size | MGMT | YES | FOR | FOR | ||
2.01 | Elect Leonard M. Baker | MGMT | YES | FOR | FOR | ||
2.02 | Elect Walter E. Boomer | MGMT | YES | FOR | FOR | ||
2.03 | Elect Edward L. Diefenthal | MGMT | YES | FOR | FOR | ||
2.04 | Elect Gregory B. Howey | MGMT | YES | FOR | FOR | ||
2.05 | Elect Leonard R. Jaskol | MGMT | YES | FOR | FOR | ||
2.06 | Elect Eileen S. Kraus | MGMT | YES | FOR | FOR | ||
2.07 | Elect William E. Mitchell | MGMT | YES | FOR | FOR | ||
2.08 | Elect Robert G. Paul | MGMT | YES | FOR | FOR | ||
2.09 | Elect Robert D. Wachob | MGMT | YES | FOR | FOR | ||
3.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
4.00 | Approve Non-Technical Bylaw Amendments | MGMT | YES | FOR | FOR | ||
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Brush Engineered Materials | BW | 117421107 | 5/4/04 | Annual | |||
1.01 | Elect Joseph P. Keithley | MGMT | YES | FOR | FOR | ||
1.02 | Elect William R. Robertson | MGMT | YES | FOR | FOR | ||
1.03 | Elect John Sherwin Jr. | MGMT | YES | FOR | FOR | ||
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Aquila | ILA | 03840P102 | 5/5/04 | Annual | |||
1.01 | Elect John R. Baker | MGMT | YES | FOR | FOR | ||
1.02 | Elect Irvine O. Hockaday Jr. | MGMT | YES | FOR | FOR | ||
1.03 | Elect Heidi E. Hutter | MGMT | YES | FOR | FOR | ||
1.04 | Elect Stanley O. Ikenberry | MGMT | YES | FOR | FOR | ||
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Washington Group International | WGII | 938862208 | 5/7/04 | Annual | |||
1.00 | Repeal Classified Board | MGMT | YES | FOR | FOR | ||
2.01 | Elect Stephen G. Hanks | MGMT | YES | FOR | FOR | ||
2.02 | Elect Michael P. Monaco | MGMT | YES | FOR | FOR | ||
2.03 | Elect Cordell Reed | MGMT | YES | FOR | FOR | ||
2.04 | Elect Bettina M. Whyte | MGMT | YES | FOR | FOR | ||
3.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
4.00 | Adopt Stock Option Plan | MGMT | YES | FOR | FOR | ||
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Lesco | LSCO | 526872106 | 5/12/04 | Annual | |||
1.01 | Elect Ronald Best | MGMT | YES | FOR | FOR | ||
1.02 | Elect Robert F. Burkhardt | MGMT | YES | FOR | FOR | ||
1.03 | Elect Michael P. DiMino | MGMT | YES | FOR | FOR | ||
1.04 | Elect J. Martin Erbaugh | MGMT | YES | FOR | FOR | ||
1.05 | Elect Michael E. Gibbons | MGMT | YES | FOR | FOR | ||
1.06 | Elect Enrique Foster Gittes | MGMT | YES | FOR | FOR | ||
1.07 | Elect Lee C. Howley Jr. | MGMT | YES | FOR | FOR | ||
1.08 | Elect Christopher H.B. Mills | MGMT | YES | FOR | FOR | ||
1.09 | Elect R. Lawrence Roth | MGMT | YES | FOR | FOR | ||
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K-Tron International | KTII | 482730108 | 5/14/04 | Annual | |||
1.01 | Elect Norman Cohen | MGMT | YES | FOR | FOR | ||
1.02 | Elect Richard J. Pinola | MGMT | YES | FOR | FOR | ||
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Metals USA | MUSA | 591324207 | 5/17/04 | Annual | |||
1.00 | Elect Directors | MGMT | YES | FOR | FOR | ||
| Elect Director Nominee | ||||||
2.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
| Ratify Selection of Auditors | ||||||
3.00 | Adopt Stock Option Plan | MGMT | YES | AGNST | AGNST | ||
4.00 | Approve Name Change | MGMT | YES | FOR | FOR | ||
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Allied Holdings Inc | AHI | 019223106 | 5/19/04 | Annual | |||
1.01 | Elect Thomas E. Boland | MGMT | YES | FOR | FOR | ||
1.02 | Elect Guy W. Rutland IV | MGMT | YES | FOR | FOR | ||
1.03 | Elect Berner F. Wilson Jr. | MGMT | YES | FOR | FOR | ||
2.00 | Adopt Stock Option Plan | MGMT | YES | FOR | FOR | ||
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Corn Products International Inc | CPO | 219023108 | 5/19/04 | Annual | |||
1.01 | Elect Karen L. Hendricks | MGMT | YES | FOR | FOR | ||
1.02 | Elect Bernard H. Kastory | MGMT | YES | FOR | FOR | ||
1.03 | Elect Barbara A. Klein | MGMT | YES | FOR | FOR | ||
1.04 | Elect Samuel C. Scott III | MGMT | YES | FOR | FOR | ||
2.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
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Friendly Ice Cream | FRN | 358497105 | 5/19/04 | Annual | |||
1.01 | Elect Michael J. Daly | MGMT | YES | FOR | FOR | ||
1.02 | Elect Burton J. Manning | MGMT | YES | FOR | FOR | ||
2.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
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SEACOR Holdings Inc | CKH | 811904101 | 5/19/04 | Annual | |||
1.01 | Elect Charles L. Fabrikant | MGMT | YES | FOR | FOR | ||
1.02 | Elect Andrew R. Morse | MGMT | YES | FOR | FOR | ||
1.03 | Elect Michael E. Gellert | MGMT | YES | FOR | FOR | ||
1.04 | Elect Stephen Stamas | MGMT | YES | FOR | FOR | ||
1.05 | Elect Richard M. Fairbanks III | MGMT | YES | FOR | FOR | ||
1.06 | Elect Pierre de Demandolx | MGMT | YES | FOR | FOR | ||
1.07 | Elect John C. Hadjipateras | MGMT | YES | FOR | FOR | ||
1.08 | Elect Oivind A. F. Lorentzen | MGMT | YES | FOR | FOR | ||
1.09 | Elect James A. F. Cowderoy | MGMT | YES | FOR | FOR | ||
1.10 | Elect Steven J. Wisch | MGMT | YES | FOR | FOR | ||
2.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
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Harvest Natural Resources | HNR | 41754V103 | 5/20/04 | Annual | |||
1.01 | Elect Stephen D. Chesebro | MGMT | YES | FOR | FOR | ||
1.02 | Elect John U. Clarke | MGMT | YES | FOR | FOR | ||
1.03 | Elect Byron A. Dunn | MGMT | YES | FOR | FOR | ||
1.04 | Elect H. H. Hardee | MGMT | YES | FOR | FOR | ||
1.05 | Elect Peter J. Hill | MGMT | YES | FOR | FOR | ||
1.06 | Elect Patrick M. Murray | MGMT | YES | FOR | FOR | ||
2.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
3.00 | Adopt Stock Option Plan | MGMT | YES | FOR | FOR | ||
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Sierra Health Services | SIE | 826322109 | 5/20/04 | Annual | |||
1.01 | Elect Albert L. Greene | MGMT | YES | FOR | FOR | ||
1.02 | Elect Erin E. MacDonald | MGMT | YES | FOR | FOR | ||
1.03 | Elect William J. Raggio | MGMT | YES | FOR | FOR | ||
1.04 | Elect Charles L. Ruthe | MGMT | YES | FOR | FOR | ||
2.00 | Add Shares to Employee Stock Purchase Plan | MGMT | YES | FOR | FOR | ||
3.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
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Atlantic Tele-Network | ANK | 049079205 | 5/21/04 | Annual | |||
1.01 | Elect Ernest A. Burri | MGMT | YES | FOR | FOR | ||
1.02 | Elect Cornelius B. Prior, Jr | MGMT | YES | FOR | FOR | ||
1.03 | Elect Charles J. Roesslein | MGMT | YES | FOR | FOR | ||
1.04 | Elect Henry U. Wheatley | MGMT | YES | FOR | FOR | ||
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Mestek Inc | MCC | 590829107 | 5/25/04 | Annual | |||
1.01 | Elect William J. Coad | MGMT | YES | FOR | FOR | ||
1.02 | Elect David M. Kelly | MGMT | YES | FOR | FOR | ||
1.03 | Elect Winston R. Hindle Jr. | MGMT | YES | FOR | FOR | ||
1.04 | Elect David W. Hunter | MGMT | YES | FOR | FOR | ||
1.05 | Elect George F. King | MGMT | YES | FOR | FOR | ||
1.06 | Elect John E. Reed | MGMT | YES | FOR | FOR | ||
1.07 | Elect Stewart B. Reed | MGMT | YES | FOR | FOR | ||
1.08 | Elect Edward J. Trainor | MGMT | YES | FOR | FOR | ||
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MIM | MIMS | 553044108 | 5/25/04 | Annual | |||
1.01 | Elect Richard A. Cirillo | MGMT | YES | FOR | FOR | ||
1.02 | Elect Charlotte W. Collins | MGMT | YES | FOR | FOR | ||
1.03 | Elect Louis T. DiFazio | MGMT | YES | FOR | FOR | ||
1.04 | Elect Harold Ford Sr. | MGMT | YES | FOR | FOR | ||
1.05 | Elect Richard H. Friedman | MGMT | YES | FOR | FOR | ||
1.06 | Elect Michael Kooper | MGMT | YES | FOR | FOR | ||
1.07 | Elect Louis A. Luzzi | MGMT | YES | FOR | FOR | ||
1.08 | Elect Jack L. Salzman | MGMT | YES | FOR | FOR | ||
1.09 | Elect Ronald K. Shelp | MGMT | YES | FOR | FOR | ||
2.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
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Superior Energy Services | SPN | 868157108 | 5/25/04 | Annual | |||
1.01 | Elect Terence E. Hall | MGMT | YES | FOR | FOR | ||
1.02 | Elect Joseph R. Edwards | MGMT | YES | FOR | FOR | ||
1.03 | Elect Justin L. Sullivan | MGMT | YES | FOR | FOR | ||
1.04 | Elect Ben A. Guill | MGMT | YES | FOR | FOR | ||
1.05 | Elect Richard A. Bachmann | MGMT | YES | FOR | FOR | ||
1.06 | Elect Richard A. Pattarozzi | MGMT | YES | FOR | FOR | ||
1.07 | Elect Enoch L. Dawkins | MGMT | YES | FOR | FOR | ||
2.00 | Adopt Director Stock Award Plan | MGMT | YES | FOR | FOR | ||
3.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
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21st Century Insurance Group | TW | 90130N103 | 5/26/04 | Annual | |||
1.01 | Elect John B. De Nault III | MGMT | YES | FOR | FOR | ||
1.02 | Elect Carlene M. Ellis | MGMT | YES | FOR | FOR | ||
1.03 | Elect R. Scott Foster | MGMT | YES | FOR | FOR | ||
1.04 | Elect Roxani M. Gillespie | MGMT | YES | FOR | FOR | ||
1.05 | Elect Jeffery L. Hayman | MGMT | YES | FOR | FOR | ||
1.06 | Elect Phillip I. Isenberg | MGMT | YES | FOR | FOR | ||
1.07 | Elect Bruce W. Marlow | MGMT | YES | FOR | FOR | ||
1.08 | Elect James P. Miscoll | MGMT | YES | FOR | FOR | ||
1.09 | Elect Keith W. Renken | MGMT | YES | FOR | FOR | ||
1.10 | Elect Robert M. Sandler | MGMT | YES | FOR | FOR | ||
1.11 | Elect Howard I. Smith | MGMT | YES | FOR | FOR | ||
2.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
3.00 | Approve Annual Bonus Plan | MGMT | YES | FOR | FOR | ||
4.00 | Adopt Stock Option Plan | MGMT | YES | FOR | FOR | ||
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Pre-Paid Legal Services Inc | PPD | 740065107 | 5/28/04 | Annual | |||
1.01 | Elect Peter K. Grunebaum | MGMT | YES | FOR | FOR | ||
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Virco Manufacturing | VIR | 927651109 | 6/8/04 | Annual | |||
1.01 | Elect Douglas A. Virtue | MGMT | YES | FOR | FOR | ||
1.02 | Elect Evan M. Gruber | MGMT | YES | FOR | FOR | ||
1.03 | Elect Albert J. Moyer | MGMT | YES | FOR | FOR | ||
2.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
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United Industrial Corp | UIC | 910671106 | 6/10/04 | Annual | |||
1.00 | Repeal Classified Board | MGMT | YES | FOR | FOR | ||
2.00 | Eliminate Supermajority Lock-in | MGMT | YES | FOR | FOR | ||
3.00 | Approve Non-Technical Charter Amendments | MGMT | YES | FOR | FOR | ||
4.00 | Approve Name Change | MGMT | YES | FOR | FOR | ||
5.00 | Authorize Preferred Stock | MGMT | YES | FOR | FOR | ||
6.00 | Eliminate Cumulative Voting | MGMT | YES | FOR | FOR | ||
7.00 | Adopt Stock Option Plan | MGMT | YES | FOR | FOR | ||
8.01 | Elect Warren G. Lichtenstein | MGMT | YES | FOR | FOR | ||
8.02 | Elect Richard I. Neal | MGMT | YES | FOR | FOR | ||
9.00 | Ratify Selection of Auditors | MGMT | YES | FOR | FOR | ||
10.00 | Approve Other Business | MGMT | YES | FOR | FOR | ||
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Aviall Inc | AVL | 05366B102 | 6/18/04 | Annual | |||
1.01 | Elect Donald R. Muzyka | MGMT | YES | FOR | FOR | ||
1.02 | Elect Jonathan M. Schofield | MGMT | YES | FOR | FOR | ||
1.03 | Elect Peter J. Clare | MGMT | YES | FOR | FOR | ||
2.00 | Add Shares to Director Stock Option Plan | MGMT | YES | FOR | FOR | ||
3.00 | Amend Stock Option Plan | MGMT | YES | FOR | FOR | ||
| Add Shares to Stock Option Plan | ||||||
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National Western Life Insurance | NWLIA | 638522102 | 6/25/04 | Annual | |||
1.01 | Elect Robert L. Moody | MGMT | YES | FOR | FOR | ||
1.02 | Elect Harry L. Edwards | MGMT | YES | FOR | FOR | ||
1.03 | Elect Stephen E. Glasgow | MGMT | YES | FOR | FOR | ||
1.04 | Elect E.J. Pederson | MGMT | YES | FOR | FOR | ||
2.00 | Amend Director Stock Option Plan | MGMT | YES | FOR | FOR | ||
| Extend Term of Stock Option Plan | ||||||
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Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted against management's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation or has recommended that shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a ballot item: 1) a ballot market 'Abstain' is considered to have been voted for management's recommendation to 'Abstain' and 2) a ballot voted 'For" or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, the abbreviation "N/A" is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PARADIGM FUNDS
(Registrant)
By: /s/ Candace King Weir
Candace King Weir, President
Date: 8/31/04