UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21233
PARADIGM FUNDS
(Exact name of registrant as specified in charter)
Nine Elk Street, Albany, NY 12207-1002
(Address of principal executive offices) (Zip code)
Robert A. Benton
Paradigm Funds
Nine Elk Street, Albany, NY 12207-1002
(Name and address of agent for service)
Registrant's telephone number, including area code: (518) 431-3500
Date of fiscal year end: December 31
Date of reporting period: July 1, 2006 – June 30, 2007
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
PARADIGM VALUE FUND - PROXY VOTING RECORDS 7/1/06 - 6/30/07 | ||||||||
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
A.S.V., Inc. | ASVI | 001963107 | 6/1/2007 | Elect Director Richard A. Benson | Mgmt | Yes | For | For |
A.S.V., Inc. | ASVI | 001963107 | 6/1/2007 | Elect Director Lynn M. Cortright | Mgmt | Yes | For | For |
A.S.V., Inc. | ASVI | 001963107 | 6/1/2007 | Elect Director Bruce D. Iserman | Mgmt | Yes | For | For |
A.S.V., Inc. | ASVI | 001963107 | 6/1/2007 | Elect Director Leland T. Lynch | Mgmt | Yes | For | For |
A.S.V., Inc. | ASVI | 001963107 | 6/1/2007 | Elect Director Jerome T. Miner | Mgmt | Yes | For | For |
A.S.V., Inc. | ASVI | 001963107 | 6/1/2007 | Elect Director William D. Morton | Mgmt | Yes | For | For |
A.S.V., Inc. | ASVI | 001963107 | 6/1/2007 | Elect Director Karlin S. Symons | Mgmt | Yes | For | For |
A.S.V., Inc. | ASVI | 001963107 | 6/1/2007 | Elect Director Kenneth J. Zika | Mgmt | Yes | For | For |
A.S.V., Inc. | ASVI | 001963107 | 6/1/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Alfa Corp. | ALFA | 015385107 | 5/3/2007 | Elect Director Jerry A. Newby | Mgmt | Yes | For | For |
Alfa Corp. | ALFA | 015385107 | 5/3/2007 | Elect Director Hal F. Lee | Mgmt | Yes | For | For |
Alfa Corp. | ALFA | 015385107 | 5/3/2007 | Elect Director Russell R Wiggins | Mgmt | Yes | For | For |
Alfa Corp. | ALFA | 015385107 | 5/3/2007 | Elect Director Dean Wysner | Mgmt | Yes | For | For |
Alfa Corp. | ALFA | 015385107 | 5/3/2007 | Elect Director Jacob C. Harper | Mgmt | Yes | For | For |
Alfa Corp. | ALFA | 015385107 | 5/3/2007 | Elect Director Steve Dunn | Mgmt | Yes | For | For |
Alfa Corp. | ALFA | 015385107 | 5/3/2007 | Elect Director B. Phil Richardson | Mgmt | Yes | For | For |
Alfa Corp. | ALFA | 015385107 | 5/3/2007 | Elect Director Boyd E. Christenberry | Mgmt | Yes | For | For |
Alfa Corp. | ALFA | 015385107 | 5/3/2007 | Elect Director John R. Thomas | Mgmt | Yes | For | For |
Alfa Corp. | ALFA | 015385107 | 5/3/2007 | Elect Director Larry E. Newman | Mgmt | Yes | For | For |
Alfa Corp. | ALFA | 015385107 | 5/3/2007 | Elect Director C. Lee Ellis | Mgmt | Yes | For | For |
Alpharma Inc. | ALO | 020813101 | 6/5/2007 | Elect Director Finn Berg Jacobsen | Mgmt | Yes | For | For |
Alpharma Inc. | ALO | 020813101 | 6/5/2007 | Elect Director Peter W. Ladell | Mgmt | Yes | For | For |
Alpharma Inc. | ALO | 020813101 | 6/5/2007 | Elect Director Dean J. Mitchell | Mgmt | Yes | For | For |
Alpharma Inc. | ALO | 020813101 | 6/5/2007 | Elect Director Ramon M. Perez | Mgmt | Yes | For | For |
Alpharma Inc. | ALO | 020813101 | 6/5/2007 | Elect Director David C. U'Prichard | Mgmt | Yes | For | For |
Alpharma Inc. | ALO | 020813101 | 6/5/2007 | Elect Director Peter G. Tombros | Mgmt | Yes | For | For |
Alpharma Inc. | ALO | 020813101 | 6/5/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Apogee Enterprises, Inc. | APOG | 037598109 | 6/27/2007 | Elect Director Jerome L. Davis | Mgmt | Yes | For | For |
Apogee Enterprises, Inc. | APOG | 037598109 | 6/27/2007 | Elect Director James L. Martineau | Mgmt | Yes | For | For |
Apogee Enterprises, Inc. | APOG | 037598109 | 6/27/2007 | Elect Director Richard V. Reynolds | Mgmt | Yes | For | For |
Apogee Enterprises, Inc. | APOG | 037598109 | 6/27/2007 | Amend Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
Apogee Enterprises, Inc. | APOG | 037598109 | 6/27/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Arch Chemicals, Inc. | ARJ | 03937R102 | 4/26/2007 | Elect Director Richard E. Cavanagh | Mgmt | Yes | For | For |
Arch Chemicals, Inc. | ARJ | 03937R102 | 4/26/2007 | Elect Director Michael O. Magdol | Mgmt | Yes | For | For |
Arch Chemicals, Inc. | ARJ | 03937R102 | 4/26/2007 | Elect Director Douglas J. Wetmore | Mgmt | Yes | For | For |
Arch Chemicals, Inc. | ARJ | 03937R102 | 4/26/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Arkansas Best Corp. | ABFS | 040790107 | 4/24/2007 | Elect Director John W. Alden | Mgmt | Yes | For | For |
Arkansas Best Corp. | ABFS | 040790107 | 4/24/2007 | Elect Director Frank Edelstein | Mgmt | Yes | For | For |
Arkansas Best Corp. | ABFS | 040790107 | 4/24/2007 | Elect Director Robert A. Young III | Mgmt | Yes | For | For |
Arkansas Best Corp. | ABFS | 040790107 | 4/24/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Arkansas Best Corp. | ABFS | 040790107 | 4/24/2007 | Declassify the Board of Directors | ShrHoldr | Yes | Against | For |
Avx Corp. | AVX | 002444107 | 7/19/2006 | Elect Director John S. Gilbertson | Mgmt | Yes | For | For |
Avx Corp. | AVX | 002444107 | 7/19/2006 | Elect Director Makoto Kawamura | Mgmt | Yes | For | For |
Avx Corp. | AVX | 002444107 | 7/19/2006 | Elect Director Rodney N. Lanthorne | Mgmt | Yes | For | For |
Avx Corp. | AVX | 002444107 | 7/19/2006 | Elect Director Joseph Stach | Mgmt | Yes | For | For |
Black Box Corp. | BBOX | 091826107 | 8/8/2006 | Elect Director William F. Andrews | Mgmt | Yes | For | For |
Black Box Corp. | BBOX | 091826107 | 8/8/2006 | Elect Director Richard L. Crouch | Mgmt | Yes | For | For |
Black Box Corp. | BBOX | 091826107 | 8/8/2006 | Elect Director Thomas W. Golonski | Mgmt | Yes | For | For |
Black Box Corp. | BBOX | 091826107 | 8/8/2006 | Elect Director Thomas G. Greig | Mgmt | Yes | For | For |
Black Box Corp. | BBOX | 091826107 | 8/8/2006 | Elect Director Edward A Nicholson, Ph.D. | Mgmt | Yes | For | For |
Black Box Corp. | BBOX | 091826107 | 8/8/2006 | Elect Director Fred C. Young | Mgmt | Yes | For | For |
Black Box Corp. | BBOX | 091826107 | 8/8/2006 | Amend Stock Option Plan | Mgmt | Yes | Against | Against |
Black Box Corp. | BBOX | 091826107 | 8/8/2006 | Amend Non-Employee Director Stock Option Plan | Mgmt | Yes | Against | Against |
Black Box Corp. | BBOX | 091826107 | 8/8/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Cadmus Communications Corp. | CDMS | 127587103 | 11/8/2006 | Elect Director G. Waddy Garrett | Mgmt | Yes | For | For |
Cadmus Communications Corp. | CDMS | 127587103 | 11/8/2006 | Elect Director Thomas C. Norris | Mgmt | Yes | For | For |
Cadmus Communications Corp. | CDMS | 127587103 | 11/8/2006 | Elect Director Bruce V. Thomas | Mgmt | Yes | For | For |
Cadmus Communications Corp. | CDMS | 127587103 | 11/8/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Cadmus Communications Corp. | CDMS | 127587103 | 3/7/2007 | Approve Merger Agreement | Mgmt | Yes | For | For |
Cadmus Communications Corp. | CDMS | 127587103 | 3/7/2007 | Adjourn Meeting | Mgmt | Yes | For | For |
Cantel Medical Corp | CMN | 138098108 | 1/10/2007 | Elect Director Robert L. Barbanell | Mgmt | Yes | For | For |
Cantel Medical Corp | CMN | 138098108 | 1/10/2007 | Elect Director Alan R. Batkin | Mgmt | Yes | For | For |
Cantel Medical Corp | CMN | 138098108 | 1/10/2007 | Elect Director Joseph M. Cohen | Mgmt | Yes | For | For |
Cantel Medical Corp | CMN | 138098108 | 1/10/2007 | Elect Director Charles M. Diker | Mgmt | Yes | For | For |
Cantel Medical Corp | CMN | 138098108 | 1/10/2007 | Elect Director Darwin C. Dornbush | Mgmt | Yes | For | For |
Cantel Medical Corp | CMN | 138098108 | 1/10/2007 | Elect Director Spencer Foreman, M.D. | Mgmt | Yes | For | For |
Cantel Medical Corp | CMN | 138098108 | 1/10/2007 | Elect Director Alan J. Hirschfield | Mgmt | Yes | For | For |
Cantel Medical Corp | CMN | 138098108 | 1/10/2007 | Elect Director Elizabeth Mccaughey | Mgmt | Yes | For | For |
Cantel Medical Corp | CMN | 138098108 | 1/10/2007 | Elect Director James P. Reilly | Mgmt | Yes | For | For |
Cantel Medical Corp | CMN | 138098108 | 1/10/2007 | Elect Director Bruce Slovin | Mgmt | Yes | For | For |
Cantel Medical Corp | CMN | 138098108 | 1/10/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Cantel Medical Corp | CMN | 138098108 | 1/10/2007 | Ratify Auditors | Mgmt | Yes | For | For |
CBIZ, Inc. | CBZ | 124805102 | 5/17/2007 | Elect Director Rick L. Burdick | Mgmt | Yes | For | For |
CBIZ, Inc. | CBZ | 124805102 | 5/17/2007 | Elect Director Steven L. Gerard | Mgmt | Yes | For | For |
CBIZ, Inc. | CBZ | 124805102 | 5/17/2007 | Approve Qualified Employee Stock Purchase Plan | Mgmt | Yes | For | For |
CBIZ, Inc. | CBZ | 124805102 | 5/17/2007 | Other Business | Mgmt | Yes | For | For |
CKE Restaurants, Inc. | CKR | 12561E105 | 6/11/2007 | Elect Director Byron Allumbaugh | Mgmt | Yes | For | For |
CKE Restaurants, Inc. | CKR | 12561E105 | 6/11/2007 | Elect Director Frank P. Willey | Mgmt | Yes | For | For |
CKE Restaurants, Inc. | CKR | 12561E105 | 6/11/2007 | Elect Director Matthew Goldfarb | Mgmt | Yes | For | For |
CKE Restaurants, Inc. | CKR | 12561E105 | 6/11/2007 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
CKE Restaurants, Inc. | CKR | 12561E105 | 6/11/2007 | Ratify Auditors | Mgmt | Yes | For | For |
CKE Restaurants, Inc. | CKR | 12561E105 | 6/11/2007 | Other Business | Mgmt | Yes | For | For |
Corn Products International, Inc. | CPO | 219023108 | 5/16/2007 | Elect Director Karen L. Hendricks | Mgmt | Yes | For | For |
Corn Products International, Inc. | CPO | 219023108 | 5/16/2007 | Elect Director Bernard H. Kastory | Mgmt | Yes | For | For |
Corn Products International, Inc. | CPO | 219023108 | 5/16/2007 | Elect Director Barbara A. Klein | Mgmt | Yes | For | For |
Corn Products International, Inc. | CPO | 219023108 | 5/16/2007 | Elect Director Samuel C. Scott, III | Mgmt | Yes | For | For |
Corn Products International, Inc. | CPO | 219023108 | 5/16/2007 | Ratify Auditors | Mgmt | Yes | For | For |
CSS Industries, Inc. | CSS | 125906107 | 8/2/2006 | Elect Director Scott A. Beaumont | Mgmt | Yes | For | For |
CSS Industries, Inc. | CSS | 125906107 | 8/2/2006 | Elect Director James H. Bromley | Mgmt | Yes | For | For |
CSS Industries, Inc. | CSS | 125906107 | 8/2/2006 | Elect Director Jack Farber | Mgmt | Yes | For | For |
CSS Industries, Inc. | CSS | 125906107 | 8/2/2006 | Elect Director Leonard E. Grossman | Mgmt | Yes | For | For |
CSS Industries, Inc. | CSS | 125906107 | 8/2/2006 | Elect Director James E. Ksansnak | Mgmt | Yes | For | For |
CSS Industries, Inc. | CSS | 125906107 | 8/2/2006 | Elect Director Rebecca C. Matthias | Mgmt | Yes | For | For |
CSS Industries, Inc. | CSS | 125906107 | 8/2/2006 | Elect Director Christopher J. Munyan | Mgmt | Yes | For | For |
CSS Industries, Inc. | CSS | 125906107 | 8/2/2006 | Approve Non-Employee Director Stock Option Plan | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director Martin R. Benante | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director James B. Busey Iv | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director S. Marce Fuller | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director Allen A. Kozinski | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director Carl G. Miller | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director William B. Mitchell | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director John R. Myers | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director William W. Sihler | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director Albert E. Smith | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Ratify Auditors | Mgmt | Yes | For | For |
D&E Communications, Inc. | DECC | 232860106 | 4/26/2007 | Elect Director Paul W. Brubaker | Mgmt | Yes | For | For |
D&E Communications, Inc. | DECC | 232860106 | 4/26/2007 | Elect Director Hugh G. Courtney | Mgmt | Yes | For | For |
D&E Communications, Inc. | DECC | 232860106 | 4/26/2007 | Elect Director Steven B. Silverman | Mgmt | Yes | For | For |
D&E Communications, Inc. | DECC | 232860106 | 4/26/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Drew Industries, Inc. | DW | 26168L205 | 5/31/2007 | Elect Director Edward W. Rose, III | Mgmt | Yes | For | For |
Drew Industries, Inc. | DW | 26168L205 | 5/31/2007 | Elect Director Leigh J. Abrams | Mgmt | Yes | For | For |
Drew Industries, Inc. | DW | 26168L205 | 5/31/2007 | Elect Director David L. Webster | Mgmt | Yes | For | For |
Drew Industries, Inc. | DW | 26168L205 | 5/31/2007 | Elect Director L. Douglas Lippert | Mgmt | Yes | For | For |
Drew Industries, Inc. | DW | 26168L205 | 5/31/2007 | Elect Director James F. Gero | Mgmt | Yes | For | For |
Drew Industries, Inc. | DW | 26168L205 | 5/31/2007 | Elect Director Frederick B. Hegi, Jr. | Mgmt | Yes | For | For |
Drew Industries, Inc. | DW | 26168L205 | 5/31/2007 | Elect Director David A. Reed | Mgmt | Yes | For | For |
Drew Industries, Inc. | DW | 26168L205 | 5/31/2007 | Elect Director John B. Lowe, Jr. | Mgmt | Yes | For | For |
Drew Industries, Inc. | DW | 26168L205 | 5/31/2007 | Ratify Auditors | Mgmt | Yes | For | For |
ELKCORP | ELK | 287456107 | 10/31/2006 | Elect Director Thomas D. Karol | Mgmt | Yes | For | For |
ELKCORP | ELK | 287456107 | 10/31/2006 | Elect Director Dale V. Kesler | Mgmt | Yes | For | For |
ELKCORP | ELK | 287456107 | 10/31/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Escalade, Inc. | ESCA | 296056104 | 4/27/2007 | Elect Director Robert E. Griffin | Mgmt | Yes | For | For |
Escalade, Inc. | ESCA | 296056104 | 4/27/2007 | Elect Director R.F. Baalmann, Jr. | Mgmt | Yes | For | For |
Escalade, Inc. | ESCA | 296056104 | 4/27/2007 | Elect Director Blaine E. Matthews, Jr. | Mgmt | Yes | For | For |
Escalade, Inc. | ESCA | 296056104 | 4/27/2007 | Elect Director Daniel A. Messmer | Mgmt | Yes | For | For |
Escalade, Inc. | ESCA | 296056104 | 4/27/2007 | Elect Director George Savitsky | Mgmt | Yes | For | For |
Escalade, Inc. | ESCA | 296056104 | 4/27/2007 | Elect Director Richard D. White | Mgmt | Yes | For | For |
Escalade, Inc. | ESCA | 296056104 | 4/27/2007 | Elect Director Edward E.(ned) Williams | Mgmt | Yes | For | For |
Escalade, Inc. | ESCA | 296056104 | 4/27/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Ethan Allen Interiors Inc. | ETH | 297602104 | 11/14/2006 | Elect Director Richard A Sandberg | Mgmt | Yes | For | For |
Ethan Allen Interiors Inc. | ETH | 297602104 | 11/14/2006 | Elect Director Frank G. Wisner | Mgmt | Yes | For | For |
Ethan Allen Interiors Inc. | ETH | 297602104 | 11/14/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Ethan Allen Interiors Inc. | ETH | 297602104 | 11/14/2006 | Amend Stock Option Plan | Mgmt | Yes | For | For |
Evolution Petroleum Corp | EPM | 30049A107 | 12/6/2006 | Elect Director Robert S. Herlin | Mgmt | Yes | For | For |
Evolution Petroleum Corp | EPM | 30049A107 | 12/6/2006 | Elect Director Laird Q. Cagan | Mgmt | Yes | For | For |
Evolution Petroleum Corp | EPM | 30049A107 | 12/6/2006 | Elect Director Gene Stoever | Mgmt | Yes | For | For |
Evolution Petroleum Corp | EPM | 30049A107 | 12/6/2006 | Elect Director E.J. Dipaolo | Mgmt | Yes | For | For |
Evolution Petroleum Corp | EPM | 30049A107 | 12/6/2006 | Elect Director William Dozier | Mgmt | Yes | For | For |
Evolution Petroleum Corp | EPM | 30049A107 | 12/6/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Flowers Foods, Inc. | FLO | 343498101 | 6/1/2007 | Elect Director Franklin L. Burke | Mgmt | Yes | For | For |
Flowers Foods, Inc. | FLO | 343498101 | 6/1/2007 | Elect Director George E. Deese | Mgmt | Yes | For | For |
Flowers Foods, Inc. | FLO | 343498101 | 6/1/2007 | Elect Director Manuel A. Fernandez | Mgmt | Yes | For | For |
Flowers Foods, Inc. | FLO | 343498101 | 6/1/2007 | Elect Director Melvin T. Stith | Mgmt | Yes | For | For |
Flowers Foods, Inc. | FLO | 343498101 | 6/1/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Frontier Airlines Holdings Inc. | FRNT | 359059102 | 9/7/2006 | Elect Director Samuel D. Addoms | Mgmt | Yes | For | For |
Frontier Airlines Holdings Inc. | FRNT | 359059102 | 9/7/2006 | Elect Director D. Dale Browning | Mgmt | Yes | For | For |
Frontier Airlines Holdings Inc. | FRNT | 359059102 | 9/7/2006 | Elect Director Paul S. Dempsey | Mgmt | Yes | For | For |
Frontier Airlines Holdings Inc. | FRNT | 359059102 | 9/7/2006 | Elect Director Patricia A. Engels | Mgmt | Yes | For | For |
Frontier Airlines Holdings Inc. | FRNT | 359059102 | 9/7/2006 | Elect Director B. LaRae Orullian | Mgmt | Yes | For | For |
Frontier Airlines Holdings Inc. | FRNT | 359059102 | 9/7/2006 | Elect Director Jeff S. Potter | Mgmt | Yes | For | For |
Frontier Airlines Holdings Inc. | FRNT | 359059102 | 9/7/2006 | Elect Director James B. Upchurch | Mgmt | Yes | For | For |
Hanmi Financial Corporation | HAFC | 410495105 | 5/23/2007 | Elect Director Ki Tae Hong | Mgmt | Yes | For | For |
Hanmi Financial Corporation | HAFC | 410495105 | 5/23/2007 | Elect Director Sung Won Sohn, Ph.D. | Mgmt | Yes | For | For |
Hanmi Financial Corporation | HAFC | 410495105 | 5/23/2007 | Elect Director Won R. Yoon, M.D. | Mgmt | Yes | For | For |
Hanmi Financial Corporation | HAFC | 410495105 | 5/23/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Hanmi Financial Corporation | HAFC | 410495105 | 5/23/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Harvest Natural Resource, Inc | HNR | 41754V103 | 5/17/2007 | Elect Director Stephen D. Chesebro' | Mgmt | Yes | For | For |
Harvest Natural Resource, Inc | HNR | 41754V103 | 5/17/2007 | Elect Director John U. Clarke | Mgmt | Yes | For | For |
Harvest Natural Resource, Inc | HNR | 41754V103 | 5/17/2007 | Elect Director James A. Edmiston | Mgmt | Yes | For | For |
Harvest Natural Resource, Inc | HNR | 41754V103 | 5/17/2007 | Elect Director H.H. Hardee | Mgmt | Yes | For | For |
Harvest Natural Resource, Inc | HNR | 41754V103 | 5/17/2007 | Elect Director Patrick M. Murray | Mgmt | Yes | For | For |
Harvest Natural Resource, Inc | HNR | 41754V103 | 5/17/2007 | Elect Director J. Michael Stinson | Mgmt | Yes | For | For |
Harvest Natural Resource, Inc | HNR | 41754V103 | 5/17/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Imation Corp. | IMN | 45245A107 | 5/2/2007 | Elect Director Charles A. Haggerty | Mgmt | Yes | For | For |
Imation Corp. | IMN | 45245A107 | 5/2/2007 | Elect Director Glen A. Taylor | Mgmt | Yes | For | For |
Imation Corp. | IMN | 45245A107 | 5/2/2007 | Elect Director Daryl J. White | Mgmt | Yes | For | For |
Imation Corp. | IMN | 45245A107 | 5/2/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Innospec Inc | IOSP | 45768S105 | 5/8/2007 | Elect Director Robert E. Bew | Mgmt | Yes | For | For |
Innospec Inc | IOSP | 45768S105 | 5/8/2007 | Elect Director Martin M. Hale | Mgmt | Yes | For | For |
Innospec Inc | IOSP | 45768S105 | 5/8/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Intergraph Corp. | INGR | 458683109 | 11/20/2006 | Approve Merger Agreement | Mgmt | Yes | For | For |
Intergraph Corp. | INGR | 458683109 | 11/20/2006 | Adjourn Meeting | Mgmt | Yes | For | For |
Jakks Pacific, Inc. | JAKK | 47012E106 | 9/15/2006 | Elect Director Jack Friedman | Mgmt | Yes | For | For |
Jakks Pacific, Inc. | JAKK | 47012E106 | 9/15/2006 | Elect Director Stephen G. Berman | Mgmt | Yes | For | For |
Jakks Pacific, Inc. | JAKK | 47012E106 | 9/15/2006 | Elect Director Dan Almagor | Mgmt | Yes | For | For |
Jakks Pacific, Inc. | JAKK | 47012E106 | 9/15/2006 | Elect Director David C. Blatte | Mgmt | Yes | For | For |
Jakks Pacific, Inc. | JAKK | 47012E106 | 9/15/2006 | Elect Director Robert E. Glick | Mgmt | Yes | For | For |
Jakks Pacific, Inc. | JAKK | 47012E106 | 9/15/2006 | Elect Director Michael G. Miller | Mgmt | Yes | For | For |
Jakks Pacific, Inc. | JAKK | 47012E106 | 9/15/2006 | Elect Director Murray L. Skala | Mgmt | Yes | For | For |
Jakks Pacific, Inc. | JAKK | 47012E106 | 9/15/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Jakks Pacific, Inc. | JAKK | 47012E106 | 9/15/2006 | Other Business | Mgmt | Yes | For | For |
K-Tron International, Inc. | KTII | 482730108 | 5/11/2007 | Elect Director Robert A. Engel | Mgmt | Yes | For | For |
Kaman Corp. | KAMN | 483548103 | 4/17/2007 | Elect Director Eileen S. Kraus | Mgmt | Yes | For | For |
Kaman Corp. | KAMN | 483548103 | 4/17/2007 | Elect Director Richard J. Swift | Mgmt | Yes | For | For |
Kaman Corp. | KAMN | 483548103 | 4/17/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Kansas City Southern | KSU | 485170302 | 5/3/2007 | Elect Director Terrence P. Dunn | Mgmt | Yes | For | For |
Kansas City Southern | KSU | 485170302 | 5/3/2007 | Elect Director James R. Jones | Mgmt | Yes | For | For |
Kansas City Southern | KSU | 485170302 | 5/3/2007 | Elect Director Karen L. Pletz | Mgmt | Yes | For | For |
Kansas City Southern | KSU | 485170302 | 5/3/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Leadis Technology Inc | LDIS | 52171N103 | 6/6/2007 | Elect Director Kenneth Goldman | Mgmt | Yes | For | For |
Leadis Technology Inc | LDIS | 52171N103 | 6/6/2007 | Elect Director Douglas McBurnie | Mgmt | Yes | For | For |
Leadis Technology Inc | LDIS | 52171N103 | 6/6/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Lesco, Inc. | LSCO | 526872106 | 5/3/2007 | Approve Merger Agreement | Mgmt | Yes | For | For |
Lesco, Inc. | LSCO | 526872106 | 5/3/2007 | Adjourn Meeting | Mgmt | Yes | For | For |
Lithia Motors, Inc. | LAD | 536797103 | 5/10/2007 | Elect Director Sidney B. Deboer | Mgmt | Yes | For | For |
Lithia Motors, Inc. | LAD | 536797103 | 5/10/2007 | Elect Director M.L. Dick Heimann | Mgmt | Yes | For | For |
Lithia Motors, Inc. | LAD | 536797103 | 5/10/2007 | Elect Director Thomas Becker | Mgmt | Yes | For | For |
Lithia Motors, Inc. | LAD | 536797103 | 5/10/2007 | Elect Director William J. Young | Mgmt | Yes | For | For |
Lithia Motors, Inc. | LAD | 536797103 | 5/10/2007 | Elect Director Maryann N. Keller | Mgmt | Yes | For | For |
Lodgenet Entertainment Corp. | LNET | 540211109 | 5/9/2007 | Elect Director Scott C. Petersen | Mgmt | Yes | For | For |
Lodgenet Entertainment Corp. | LNET | 540211109 | 5/9/2007 | Elect Director Scott H. Shlecter | Mgmt | Yes | For | For |
Lodgenet Entertainment Corp. | LNET | 540211109 | 5/9/2007 | Adopt Shareholder Rights Plan (Poison Pill) | Mgmt | Yes | Abstain | Against |
Lodgenet Entertainment Corp. | LNET | 540211109 | 5/9/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Measurement Specialties, Inc. | MEAS | 583421102 | 9/14/2006 | Elect Director R. Barry Uber | Mgmt | Yes | For | For |
Measurement Specialties, Inc. | MEAS | 583421102 | 9/14/2006 | Elect Director Satish Rishi | Mgmt | Yes | For | For |
Measurement Specialties, Inc. | MEAS | 583421102 | 9/14/2006 | Increase Authorized Preferred and Common Stock | Mgmt | Yes | For | For |
Measurement Specialties, Inc. | MEAS | 583421102 | 9/14/2006 | Approve Omnibus Stock Plan | Mgmt | Yes | Against | Against |
Measurement Specialties, Inc. | MEAS | 583421102 | 9/14/2006 | Approve Qualified Employee Stock Purchase Plan | Mgmt | Yes | For | For |
Measurement Specialties, Inc. | MEAS | 583421102 | 9/14/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Mestek, Inc. | MCCK | 590829107 | 8/29/2006 | Elect Director William J. Coad | Mgmt | Yes | For | For |
Mestek, Inc. | MCCK | 590829107 | 8/29/2006 | Elect Director Winston R. Hindle, Jr. | Mgmt | Yes | For | For |
Mestek, Inc. | MCCK | 590829107 | 8/29/2006 | Elect Director David W. Hunter | Mgmt | Yes | For | For |
Mestek, Inc. | MCCK | 590829107 | 8/29/2006 | Elect Director David M. Kelly | Mgmt | Yes | For | For |
Mestek, Inc. | MCCK | 590829107 | 8/29/2006 | Elect Director George F. King | Mgmt | Yes | For | For |
Mestek, Inc. | MCCK | 590829107 | 8/29/2006 | Elect Director John E. Reed | Mgmt | Yes | For | For |
Mestek, Inc. | MCCK | 590829107 | 8/29/2006 | Elect Director Stewart B. Reed | Mgmt | Yes | For | For |
Mestek, Inc. | MCCK | 590829107 | 8/29/2006 | Elect Director Edward J. Trainor | Mgmt | Yes | For | For |
Mestek, Inc. | MCCK | 590829107 | 8/29/2006 | Approve Reverse Stock Split | Mgmt | Yes | For | For |
Mestek, Inc. | MCCK | 590829107 | 8/29/2006 | Approve Stock Split | Mgmt | Yes | For | For |
Mestek, Inc. | MCCK | 590829107 | 8/29/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Mity Enterprises, Inc. | MITY | 606850105 | 8/3/2006 | Elect Director Gregory L. Wilson | Mgmt | Yes | For | For |
Mity Enterprises, Inc. | MITY | 606850105 | 8/3/2006 | Elect Director Ralph E. Crump | Mgmt | Yes | For | For |
Mity Enterprises, Inc. | MITY | 606850105 | 8/3/2006 | Elect Director C. Lewis Wilson | Mgmt | Yes | For | For |
Mity Enterprises, Inc. | MITY | 606850105 | 8/3/2006 | Elect Director Peter Najar | Mgmt | Yes | For | For |
Mity Enterprises, Inc. | MITY | 606850105 | 8/3/2006 | Elect Director Hal B. Heaton | Mgmt | Yes | For | For |
Mity Enterprises, Inc. | MITY | 606850105 | 8/3/2006 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Mity Enterprises, Inc. | MITY | 606850105 | 6/26/2007 | Approve Merger Agreement | Mgmt | Yes | For | For |
Mity Enterprises, Inc. | MITY | 606850105 | 6/26/2007 | Adjourn Meeting | Mgmt | Yes | For | For |
Monro Muffler Brake, Inc. | MNRO | 610236101 | 8/8/2006 | Elect Director Richard A. Berenson | Mgmt | Yes | For | For |
Monro Muffler Brake, Inc. | MNRO | 610236101 | 8/8/2006 | Elect Director Donald Glickman | Mgmt | Yes | For | For |
Monro Muffler Brake, Inc. | MNRO | 610236101 | 8/8/2006 | Elect Director Robert E. Mellor | Mgmt | Yes | For | For |
Monro Muffler Brake, Inc. | MNRO | 610236101 | 8/8/2006 | Elect Director Lionel B. Spiro | Mgmt | Yes | For | For |
Monro Muffler Brake, Inc. | MNRO | 610236101 | 8/8/2006 | Ratify Auditors | Mgmt | Yes | For | For |
National Western Life Insurance Co. | NWLIA | 638522102 | 6/15/2007 | Elect Director Robert L. Moody | Mgmt | Yes | For | For |
National Western Life Insurance Co. | NWLIA | 638522102 | 6/15/2007 | Elect Director Harry L. Edwards | Mgmt | Yes | For | For |
National Western Life Insurance Co. | NWLIA | 638522102 | 6/15/2007 | Elect Director Stephen E. Glasgow | Mgmt | Yes | For | For |
National Western Life Insurance Co. | NWLIA | 638522102 | 6/15/2007 | Elect Director E.J. Pederson | Mgmt | Yes | For | For |
NN, Inc. | NNBR | 629337106 | 5/17/2007 | Elect Director Michael E. Werner | Mgmt | Yes | For | For |
NN, Inc. | NNBR | 629337106 | 5/17/2007 | Elect Director Richard G. Fanelli | Mgmt | Yes | For | For |
NN, Inc. | NNBR | 629337106 | 5/17/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Nobel Learning Communities, Inc. | NLCI | 654889104 | 11/8/2006 | Elect Director Richard J. Pinola | Mgmt | Yes | For | For |
Nobel Learning Communities, Inc. | NLCI | 654889104 | 11/8/2006 | Elect Director Ralph Smith | Mgmt | Yes | For | For |
Nobel Learning Communities, Inc. | NLCI | 654889104 | 11/8/2006 | Elect Director David L. Warnock | Mgmt | Yes | For | For |
Nobel Learning Communities, Inc. | NLCI | 654889104 | 11/8/2006 | Elect Director David Beale | Mgmt | Yes | For | For |
Nobel Learning Communities, Inc. | NLCI | 654889104 | 11/8/2006 | Elect Director Peter H. Havens | Mgmt | Yes | For | For |
Nobel Learning Communities, Inc. | NLCI | 654889104 | 11/8/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Owens & Minor, Inc. | OMI | 690732102 | 4/27/2007 | Elect Director A. Marshall Acuff, Jr. | Mgmt | Yes | For | For |
Owens & Minor, Inc. | OMI | 690732102 | 4/27/2007 | Elect Director Anne Marie Whittemore | Mgmt | Yes | For | For |
Owens & Minor, Inc. | OMI | 690732102 | 4/27/2007 | Approve Nonqualified Employee Stock Purchase Plan | Mgmt | Yes | For | For |
Owens & Minor, Inc. | OMI | 690732102 | 4/27/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Owens & Minor, Inc. | OMI | 690732102 | 4/27/2007 | Other Business | Mgmt | Yes | For | For |
Pre-Paid Legal Services, Inc. | PPD | 740065107 | 5/16/2007 | Elect Director Peter K. Grunebaum | Mgmt | Yes | For | For |
Pre-Paid Legal Services, Inc. | PPD | 740065107 | 5/16/2007 | Elect Director Orland G. Aldridge | Mgmt | Yes | For | For |
Pre-Paid Legal Services, Inc. | PPD | 740065107 | 5/16/2007 | Elect Director Duke R. Ligon | Mgmt | Yes | For | For |
Pre-Paid Legal Services, Inc. | PPD | 740065107 | 5/16/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Preformed Line Products Co. | PLPC | 740444104 | 4/23/2007 | Elect Director Frank B. Carr | Mgmt | Yes | For | For |
Preformed Line Products Co. | PLPC | 740444104 | 4/23/2007 | Elect Director John P. O'Brien | Mgmt | Yes | For | For |
Preformed Line Products Co. | PLPC | 740444104 | 4/23/2007 | Elect Director Barbara P. Ruhlman | Mgmt | Yes | For | For |
Preformed Line Products Co. | PLPC | 740444104 | 4/23/2007 | Elect Director Robert G. Ruhlman | Mgmt | Yes | For | For |
RehabCare Group, Inc. | RHB | 759148109 | 5/1/2007 | Elect Director C. Conway-Welch, Ph.D. | Mgmt | Yes | For | For |
RehabCare Group, Inc. | RHB | 759148109 | 5/1/2007 | Elect Director Anthony S. Piszel, Cpa | Mgmt | Yes | For | For |
RehabCare Group, Inc. | RHB | 759148109 | 5/1/2007 | Elect Director Suzan L. Rayner, Md | Mgmt | Yes | For | For |
RehabCare Group, Inc. | RHB | 759148109 | 5/1/2007 | Elect Director Harry E. Rich | Mgmt | Yes | For | For |
RehabCare Group, Inc. | RHB | 759148109 | 5/1/2007 | Elect Director John H. Short, Ph.D. | Mgmt | Yes | For | For |
RehabCare Group, Inc. | RHB | 759148109 | 5/1/2007 | Elect Director Larry Warren | Mgmt | Yes | For | For |
RehabCare Group, Inc. | RHB | 759148109 | 5/1/2007 | Elect Director Theodore M. Wight | Mgmt | Yes | For | For |
RehabCare Group, Inc. | RHB | 759148109 | 5/1/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Rent-A-Center, Inc. | RCII | 76009N100 | 5/15/2007 | Elect Director Mary Elizabeth Burton | Mgmt | Yes | For | For |
Rent-A-Center, Inc. | RCII | 76009N100 | 5/15/2007 | Elect Director Peter P. Copses | Mgmt | Yes | For | For |
Rent-A-Center, Inc. | RCII | 76009N100 | 5/15/2007 | Elect Director Mitchell E. Fadel | Mgmt | Yes | For | For |
Rent-A-Center, Inc. | RCII | 76009N100 | 5/15/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Leonard M. Baker | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Walter E. Boomer | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Charles M. Brennan, III | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Gregory B. Howey | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Leonard R. Jaskol | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Carol R. Jensen | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Eileen S. Kraus | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Robert G. Paul | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Robert D. Wachob | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Elect Director Charles Fabrikant | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Elect Director Andrew R. Morse | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Elect Director Michael E. Gellert | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Elect Director Stephen Stamas | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Elect Director Richard M. Fairbanks, III | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Elect Director Pierre de Demandolx | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Elect Director John C. Hadjipateras | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Elect Director Oivind Lorentzen | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Elect Director Steven J. Wisch | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Elect Director Christopher Regan | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Elect Director Steven Webster | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Seacor Holdings, Inc | CKH | 811904101 | 5/17/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Elect Director Edward E. Barr | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Elect Director Gail Binderman | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Elect Director Richard S. LeFrak | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Elect Director Michael I. Sovern | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Elect Director Fred R. Sullivan | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Elect Director Gerald Tsai, Jr. | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Elect Director Robert E. Weinberg | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Elect Director Martin Weinstein | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Elect Director Stanley R. Zax | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Increase Authorized Common Stock | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Amend Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
Sequa Corp. | SQA.A | 817320104 | 5/3/2007 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | Yes | For | For |
Silgan Holdings Inc. | SLGN | 827048109 | 5/31/2007 | Elect Director R. Philip Silver | Mgmt | Yes | For | For |
Silgan Holdings Inc. | SLGN | 827048109 | 5/31/2007 | Elect Director William C. Jennings | Mgmt | Yes | For | For |
Silgan Holdings Inc. | SLGN | 827048109 | 5/31/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Simpson Manufacturing Co., Inc. | SSD | 829073105 | 4/16/2007 | Elect Director Peter N. Louras, Jr. | Mgmt | Yes | For | For |
Simpson Manufacturing Co., Inc. | SSD | 829073105 | 4/16/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Spectrum Control, Inc. | SPEC | 847615101 | 4/2/2007 | Elect Director Scott D. Krentzman | Mgmt | Yes | For | For |
Spectrum Control, Inc. | SPEC | 847615101 | 4/2/2007 | Elect Director John M. Petersen | Mgmt | Yes | For | For |
Spectrum Control, Inc. | SPEC | 847615101 | 4/2/2007 | Elect Director Richard A. Southworth | Mgmt | Yes | For | For |
Spectrum Control, Inc. | SPEC | 847615101 | 4/2/2007 | Elect Director James F. Toohey | Mgmt | Yes | For | For |
Spectrum Control, Inc. | SPEC | 847615101 | 4/2/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Standex International Corp. | SXI | 854231107 | 10/31/2006 | Elect Director H.N. Muller, III* | Mgmt | Yes | For | For |
Standex International Corp. | SXI | 854231107 | 10/31/2006 | Elect Director C.H. Cannon, Jr.** | Mgmt | Yes | For | For |
Standex International Corp. | SXI | 854231107 | 10/31/2006 | Elect Director Christian Storch** | Mgmt | Yes | For | For |
Standex International Corp. | SXI | 854231107 | 10/31/2006 | Elect Director Edward J. Trainor** | Mgmt | Yes | For | For |
Standex International Corp. | SXI | 854231107 | 10/31/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Superior Industries International, Inc. | SUP | 868168105 | 5/24/2007 | Elect Director Sheldon I. Ausman | Mgmt | Yes | For | For |
Superior Industries International, Inc. | SUP | 868168105 | 5/24/2007 | Elect Director V. Bond Evans | Mgmt | Yes | For | For |
Superior Industries International, Inc. | SUP | 868168105 | 5/24/2007 | Elect Director Michael J. Joyce | Mgmt | Yes | For | For |
Superior Industries International, Inc. | SUP | 868168105 | 5/24/2007 | Require a Majority Vote for the Election of Directors | ShrHoldr | Yes | Against | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director H. Thomas Bryant | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director Francis A. Doyle | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director Peter K. Hoffman | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director Sir Paul Judge | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director Nancy F. Koehn | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director Christopher A. Masto | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director P. Andrews McLane | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director Robert B. Trussell, Jr. | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Ratify Auditors | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Elect Director Thomas A. Corcoran | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Elect Director Glen M. Kassan | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Elect Director Warren G. Lichtenstein | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Elect Director Robert F. Mehmel | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Elect Director Gen. R.I. Neal (ret.) | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Elect Director Frederick M. Strader | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Ratify Auditors | Mgmt | Yes | For | For |
USEC Inc. | USU | 90333E108 | 4/26/2007 | Elect Director James R. Mellor | Mgmt | Yes | For | For |
USEC Inc. | USU | 90333E108 | 4/26/2007 | Elect Director Michael H. Armacost | Mgmt | Yes | For | For |
USEC Inc. | USU | 90333E108 | 4/26/2007 | Elect Director Joyce F. Brown | Mgmt | Yes | For | For |
USEC Inc. | USU | 90333E108 | 4/26/2007 | Elect Director Joseph T. Doyle | Mgmt | Yes | For | For |
USEC Inc. | USU | 90333E108 | 4/26/2007 | Elect Director John R. Hall | Mgmt | Yes | For | For |
USEC Inc. | USU | 90333E108 | 4/26/2007 | Elect Director W. Henson Moore | Mgmt | Yes | For | For |
USEC Inc. | USU | 90333E108 | 4/26/2007 | Elect Director Joseph F. Paquette, Jr. | Mgmt | Yes | For | For |
USEC Inc. | USU | 90333E108 | 4/26/2007 | Elect Director John K. Welch | Mgmt | Yes | For | For |
USEC Inc. | USU | 90333E108 | 4/26/2007 | Ratify Auditors | Mgmt | Yes | For | For |
VAALCO Energy, Inc. | EGY | 91851C201 | 6/20/2007 | Elect Director O. Donaldson Chapoton | Mgmt | Yes | For | For |
VAALCO Energy, Inc. | EGY | 91851C201 | 6/20/2007 | Elect Director Robert L. Gerry, III | Mgmt | Yes | For | For |
VAALCO Energy, Inc. | EGY | 91851C201 | 6/20/2007 | Ratify Auditors | Mgmt | Yes | For | For |
VAALCO Energy, Inc. | EGY | 91851C201 | 6/20/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Virco Mfg. Corp. | VIRC | 927651109 | 6/19/2007 | Elect Director Douglas A. Virtue | Mgmt | Yes | For | For |
Virco Mfg. Corp. | VIRC | 927651109 | 6/19/2007 | Elect Director Thomas J. Schulte | Mgmt | Yes | For | For |
Virco Mfg. Corp. | VIRC | 927651109 | 6/19/2007 | Elect Director Albert J. Moyer | Mgmt | Yes | For | For |
Virco Mfg. Corp. | VIRC | 927651109 | 6/19/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Virco Mfg. Corp. | VIRC | 927651109 | 6/19/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Wd-40 Company | WDFC | 929236107 | 12/12/2006 | Elect Director John C. Adams Jr. | Mgmt | Yes | For | For |
Wd-40 Company | WDFC | 929236107 | 12/12/2006 | Elect Director Giles H. Bateman | Mgmt | Yes | For | For |
Wd-40 Company | WDFC | 929236107 | 12/12/2006 | Elect Director Peter D. Bewley | Mgmt | Yes | For | For |
Wd-40 Company | WDFC | 929236107 | 12/12/2006 | Elect Director Richard A. Collato | Mgmt | Yes | For | For |
Wd-40 Company | WDFC | 929236107 | 12/12/2006 | Elect Director Mario L. Crivello | Mgmt | Yes | For | For |
Wd-40 Company | WDFC | 929236107 | 12/12/2006 | Elect Director Linda A. Lang | Mgmt | Yes | For | For |
Wd-40 Company | WDFC | 929236107 | 12/12/2006 | Elect Director Gary L. Luick | Mgmt | Yes | For | For |
Wd-40 Company | WDFC | 929236107 | 12/12/2006 | Elect Director Kenneth E. Olson | Mgmt | Yes | For | For |
Wd-40 Company | WDFC | 929236107 | 12/12/2006 | Elect Director Gary O. Ridge | Mgmt | Yes | For | For |
Wd-40 Company | WDFC | 929236107 | 12/12/2006 | Elect Director Neal E. Schmale | Mgmt | Yes | For | For |
Wd-40 Company | WDFC | 929236107 | 12/12/2006 | Ratify Auditors | Mgmt | Yes | For | For |
White Electronic Designs Corp. | WEDC | 963801105 | 3/7/2007 | Elect Director Jack A. Henry | Mgmt | Yes | For | For |
White Electronic Designs Corp. | WEDC | 963801105 | 3/7/2007 | Elect Director Paul D. Quadros | Mgmt | Yes | For | For |
White Electronic Designs Corp. | WEDC | 963801105 | 3/7/2007 | Elect Director Thomas M. Reahard | Mgmt | Yes | For | For |
White Electronic Designs Corp. | WEDC | 963801105 | 3/7/2007 | Elect Director Thomas J. Toy | Mgmt | Yes | For | For |
White Electronic Designs Corp. | WEDC | 963801105 | 3/7/2007 | Elect Director Edward A. White | Mgmt | Yes | For | For |
White Electronic Designs Corp. | WEDC | 963801105 | 3/7/2007 | Elect Director Hamid R. Shokrgozar | Mgmt | Yes | For | For |
White Electronic Designs Corp. | WEDC | 963801105 | 3/7/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Whiting Petroleum Corp. | WLL | 966387102 | 5/8/2007 | Elect Director Thomas L. Aller | Mgmt | Yes | For | For |
Whiting Petroleum Corp. | WLL | 966387102 | 5/8/2007 | Elect Director Thomas P. Briggs | Mgmt | Yes | For | For |
Whiting Petroleum Corp. | WLL | 966387102 | 5/8/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Woodward Governor Company | WGOV | 980745103 | 1/24/2007 | Elect Director John D. Cohn | Mgmt | Yes | For | For |
Woodward Governor Company | WGOV | 980745103 | 1/24/2007 | Elect Director Michael H. Joyce | Mgmt | Yes | For | For |
Woodward Governor Company | WGOV | 980745103 | 1/24/2007 | Elect Director James R. Rulseh | Mgmt | Yes | For | For |
Woodward Governor Company | WGOV | 980745103 | 1/24/2007 | Ratify Auditors | Mgmt | Yes | For | For |
PARADIGM SELECT FUND - PROXY VOTING RECORDS 7/1/06 - 6/30/07 | ||||||||
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
Alleghany Corp. | Y | 017175100 | 4/27/2007 | Elect Director Allan P. Kirby, Jr. | Mgmt | Yes | For | For |
Alleghany Corp. | Y | 017175100 | 4/27/2007 | Elect Director Thomas S. Johnson | Mgmt | Yes | For | For |
Alleghany Corp. | Y | 017175100 | 4/27/2007 | Elect Director James F. Will | Mgmt | Yes | For | For |
Alleghany Corp. | Y | 017175100 | 4/27/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Alleghany Corp. | Y | 017175100 | 4/27/2007 | Ratify Auditors | Mgmt | Yes | For | For |
AptarGroup, Inc. | ATR | 038336103 | 5/2/2007 | Elect Director Alain Chevassus | Mgmt | Yes | For | For |
AptarGroup, Inc. | ATR | 038336103 | 5/2/2007 | Elect Director Stephen J. Hagge | Mgmt | Yes | For | For |
AptarGroup, Inc. | ATR | 038336103 | 5/2/2007 | Elect Director Carl A. Siebel | Mgmt | Yes | For | For |
Arthur J. Gallagher & Co. | AJG | 363576109 | 5/15/2007 | Elect Director William L. Bax | Mgmt | Yes | For | For |
Arthur J. Gallagher & Co. | AJG | 363576109 | 5/15/2007 | Elect Director T. Kimball Brooker | Mgmt | Yes | For | For |
Arthur J. Gallagher & Co. | AJG | 363576109 | 5/15/2007 | Elect Director David S. Johnson | Mgmt | Yes | For | For |
Arthur J. Gallagher & Co. | AJG | 363576109 | 5/15/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Aviall, Inc. | AVL | 05366B102 | 9/19/2006 | Approve Merger Agreement | Mgmt | Yes | For | For |
Aviall, Inc. | AVL | 05366B102 | 9/19/2006 | Adjourn Meeting | Mgmt | Yes | For | For |
Avnet, Inc. | AVT | 053807103 | 11/9/2006 | Elect Director Eleanor Baum | Mgmt | Yes | For | For |
Avnet, Inc. | AVT | 053807103 | 11/9/2006 | Elect Director J. Veronica Biggins | Mgmt | Yes | For | For |
Avnet, Inc. | AVT | 053807103 | 11/9/2006 | Elect Director Lawrence W. Clarkson | Mgmt | Yes | For | For |
Avnet, Inc. | AVT | 053807103 | 11/9/2006 | Elect Director Ehud Houminer | Mgmt | Yes | For | For |
Avnet, Inc. | AVT | 053807103 | 11/9/2006 | Elect Director James A. Lawrence | Mgmt | Yes | For | For |
Avnet, Inc. | AVT | 053807103 | 11/9/2006 | Elect Director Frank R. Noonan | Mgmt | Yes | For | For |
Avnet, Inc. | AVT | 053807103 | 11/9/2006 | Elect Director Ray M. Robinson | Mgmt | Yes | For | For |
Avnet, Inc. | AVT | 053807103 | 11/9/2006 | Elect Director Gary L. Tooker | Mgmt | Yes | For | For |
Avnet, Inc. | AVT | 053807103 | 11/9/2006 | Elect Director Roy Vallee | Mgmt | Yes | For | For |
Avnet, Inc. | AVT | 053807103 | 11/9/2006 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Avnet, Inc. | AVT | 053807103 | 11/9/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Avnet, Inc. | AVT | 053807103 | 11/9/2006 | Separate Chairman and CEO Positions | ShrHoldr | Yes | Against | For |
Avx Corp. | AVX | 002444107 | 7/19/2006 | Elect Director John S. Gilbertson | Mgmt | Yes | For | For |
Avx Corp. | AVX | 002444107 | 7/19/2006 | Elect Director Makoto Kawamura | Mgmt | Yes | For | For |
Avx Corp. | AVX | 002444107 | 7/19/2006 | Elect Director Rodney N. Lanthorne | Mgmt | Yes | For | For |
Avx Corp. | AVX | 002444107 | 7/19/2006 | Elect Director Joseph Stach | Mgmt | Yes | For | For |
Brunswick Corp. | BC | 117043109 | 5/2/2007 | Elect Director Nolan D. Archibald | Mgmt | Yes | For | For |
Brunswick Corp. | BC | 117043109 | 5/2/2007 | Elect Director Jeffrey L. Bleustein | Mgmt | Yes | For | For |
Brunswick Corp. | BC | 117043109 | 5/2/2007 | Elect Director Graham H. Phillips | Mgmt | Yes | For | For |
Brunswick Corp. | BC | 117043109 | 5/2/2007 | Elect Director Lawrence A. Zimmerman | Mgmt | Yes | For | For |
Brunswick Corp. | BC | 117043109 | 5/2/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Cabot Microelectronics Corp. | CCMP | 12709P103 | 3/6/2007 | Elect Director H. Laurance Fuller | Mgmt | Yes | For | For |
Cabot Microelectronics Corp. | CCMP | 12709P103 | 3/6/2007 | Elect Director Edward J. Mooney | Mgmt | Yes | For | For |
Cabot Microelectronics Corp. | CCMP | 12709P103 | 3/6/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Carlisle Companies Inc. | CSL | 142339100 | 4/20/2007 | Elect Director Donald G. Calder | Mgmt | Yes | For | For |
Carlisle Companies Inc. | CSL | 142339100 | 4/20/2007 | Elect Director Robin S. Callahan | Mgmt | Yes | For | For |
Carlisle Companies Inc. | CSL | 142339100 | 4/20/2007 | Elect Director Eriberto R. Scocimara | Mgmt | Yes | For | For |
Catalina Marketing Corp. | POS | 148867104 | 8/10/2006 | Elect Director Eugene P. Beard | Mgmt | Yes | For | For |
Catalina Marketing Corp. | POS | 148867104 | 8/10/2006 | Elect Director Robert G. Tobin | Mgmt | Yes | For | For |
Catalina Marketing Corp. | POS | 148867104 | 8/10/2006 | Elect Director Jeffrey W. Ubben | Mgmt | Yes | For | For |
Catalina Marketing Corp. | POS | 148867104 | 8/10/2006 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
Catalina Marketing Corp. | POS | 148867104 | 8/10/2006 | Ratify Auditors | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Michelle L. Collins | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Casey G. Cowell | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director John A. Edwardson | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Daniel S. Goldin | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Thomas J. Hansen | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Donald P. Jacobs | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Stephan A. James | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Michael P. Krasny | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Terry L. Lengfelder | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Susan D. Wellington | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Brian E. Williams | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Checkpoint Systems, Inc. | CKP | 162825103 | 5/31/2007 | Elect Director William S. Antle, III | Mgmt | Yes | For | For |
Checkpoint Systems, Inc. | CKP | 162825103 | 5/31/2007 | Elect Director R. Keith Elliott | Mgmt | Yes | For | For |
Checkpoint Systems, Inc. | CKP | 162825103 | 5/31/2007 | Elect Director George W. Off | Mgmt | Yes | For | For |
Church & Dwight Co., Inc. | CHD | 171340102 | 5/3/2007 | Elect Director Bradley C. Irwin | Mgmt | Yes | For | For |
Church & Dwight Co., Inc. | CHD | 171340102 | 5/3/2007 | Elect Director John O. Whitney | Mgmt | Yes | For | For |
Church & Dwight Co., Inc. | CHD | 171340102 | 5/3/2007 | Elect Director J. Richard Leaman, Jr. | Mgmt | Yes | For | For |
Church & Dwight Co., Inc. | CHD | 171340102 | 5/3/2007 | Approve Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
Church & Dwight Co., Inc. | CHD | 171340102 | 5/3/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Clarcor, Inc. | CLC | 179895107 | 3/26/2007 | Elect Director Mr. R.J. Burgstahler | Mgmt | Yes | For | For |
Clarcor, Inc. | CLC | 179895107 | 3/26/2007 | Elect Director Mr. Paul Donovan | Mgmt | Yes | For | For |
Clarcor, Inc. | CLC | 179895107 | 3/26/2007 | Elect Director Mr. Norman E. Johnson | Mgmt | Yes | For | For |
Clarcor, Inc. | CLC | 179895107 | 3/26/2007 | Approve Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
CMS Energy Corp. | CMS | 125896100 | 5/18/2007 | Elect Director Merribel S. Ayres | Mgmt | Yes | For | For |
CMS Energy Corp. | CMS | 125896100 | 5/18/2007 | Elect Director Jon E. Barfield | Mgmt | Yes | For | For |
CMS Energy Corp. | CMS | 125896100 | 5/18/2007 | Elect Director Richard M. Gabrys | Mgmt | Yes | For | For |
CMS Energy Corp. | CMS | 125896100 | 5/18/2007 | Elect Director David W. Joos | Mgmt | Yes | For | For |
CMS Energy Corp. | CMS | 125896100 | 5/18/2007 | Elect Director Philip R. Lochner, Jr. | Mgmt | Yes | For | For |
CMS Energy Corp. | CMS | 125896100 | 5/18/2007 | Elect Director Michael T. Monahan | Mgmt | Yes | For | For |
CMS Energy Corp. | CMS | 125896100 | 5/18/2007 | Elect Director Joseph F. Paquette, Jr. | Mgmt | Yes | For | For |
CMS Energy Corp. | CMS | 125896100 | 5/18/2007 | Elect Director Percy A. Pierre | Mgmt | Yes | For | For |
CMS Energy Corp. | CMS | 125896100 | 5/18/2007 | Elect Director Kenneth L. Way | Mgmt | Yes | For | For |
CMS Energy Corp. | CMS | 125896100 | 5/18/2007 | Elect Director Kenneth Whipple | Mgmt | Yes | For | For |
CMS Energy Corp. | CMS | 125896100 | 5/18/2007 | Elect Director John B. Yasinsky | Mgmt | Yes | For | For |
CMS Energy Corp. | CMS | 125896100 | 5/18/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Elect Director Moses Feldman | Mgmt | Yes | For | For |
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Elect Director Stanley A. Rabin | Mgmt | Yes | For | For |
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Elect Director Ralph E. Loewenberg | Mgmt | Yes | For | For |
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Elect Director Murray R. McClean | Mgmt | Yes | For | For |
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | Yes | For | For |
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Approve Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation | ShrHoldr | Yes | Against | For |
Convergys Corp. | CVG | 212485106 | 4/17/2007 | Elect Director Zoe Baird | Mgmt | Yes | For | For |
Convergys Corp. | CVG | 212485106 | 4/17/2007 | Elect Director Philip A. Odeen | Mgmt | Yes | For | For |
Convergys Corp. | CVG | 212485106 | 4/17/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Convergys Corp. | CVG | 212485106 | 4/17/2007 | Approve Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
Convergys Corp. | CVG | 212485106 | 4/17/2007 | Reincorporate in Another State [ Ohio to Delaware ] | ShrHoldr | Yes | Against | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director Martin R. Benante | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director James B. Busey Iv | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director S. Marce Fuller | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director Allen A. Kozinski | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director Carl G. Miller | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director William B. Mitchell | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director John R. Myers | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director William W. Sihler | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Elect Director Albert E. Smith | Mgmt | Yes | For | For |
Curtiss-Wright Corp. | CW | 231561101 | 5/4/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director Charles A. Haggerty | Mgmt | Yes | For | For |
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director Isaiah Harris, Jr. | Mgmt | Yes | For | For |
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director William A. Hawkins, III | Mgmt | Yes | For | For |
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director C. Mayberry Mckissack | Mgmt | Yes | For | For |
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director Stephen P. Nachtsheim | Mgmt | Yes | For | For |
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director Mary Ann O'Dwyer | Mgmt | Yes | For | For |
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director Martyn R. Redgrave | Mgmt | Yes | For | For |
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director Lee J. Schram | Mgmt | Yes | For | For |
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Dillards, Inc | DDS | 254067101 | 5/19/2007 | Elect Director Robert C. Connor | Mgmt | Yes | For | For |
Dillards, Inc | DDS | 254067101 | 5/19/2007 | Elect Director Will D. Davis | Mgmt | Yes | For | For |
Dillards, Inc | DDS | 254067101 | 5/19/2007 | Elect Director John Paul Hammerschmidt | Mgmt | Yes | For | For |
Dillards, Inc | DDS | 254067101 | 5/19/2007 | Elect Director Peter R. Johnson | Mgmt | Yes | For | For |
Dillards, Inc | DDS | 254067101 | 5/19/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Dillards, Inc | DDS | 254067101 | 5/19/2007 | Prepare Sustainability Report | ShrHoldr | Yes | Against | Against |
Dynegy, Inc. | DYN | 26816Q101 | 3/29/2007 | Approve Merger Agreement | Mgmt | Yes | For | For |
Eagle Materials Inc. | EXP | 26969P108 | 7/27/2006 | Elect Director F. William Barnett | Mgmt | Yes | For | For |
Eagle Materials Inc. | EXP | 26969P108 | 7/27/2006 | Elect Director O.G. Dagnan | Mgmt | Yes | For | For |
Eagle Materials Inc. | EXP | 26969P108 | 7/27/2006 | Elect Director David W. Quinn | Mgmt | Yes | For | For |
Eagle Materials Inc. | EXP | 26969P108 | 7/27/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Energy East Corporation | EAS | 29266M109 | 6/14/2007 | Elect Director James H. Brandi | Mgmt | Yes | For | For |
Energy East Corporation | EAS | 29266M109 | 6/14/2007 | Elect Director John T. Cardis | Mgmt | Yes | For | For |
Energy East Corporation | EAS | 29266M109 | 6/14/2007 | Elect Director Thomas B. Hogan, Jr. | Mgmt | Yes | For | For |
Energy East Corporation | EAS | 29266M109 | 6/14/2007 | Elect Director G. Jean Howard | Mgmt | Yes | For | For |
Energy East Corporation | EAS | 29266M109 | 6/14/2007 | Elect Director David M. Jagger | Mgmt | Yes | For | For |
Energy East Corporation | EAS | 29266M109 | 6/14/2007 | Elect Director Seth A. Kaplan | Mgmt | Yes | For | For |
Energy East Corporation | EAS | 29266M109 | 6/14/2007 | Elect Director Ben E. Lynch | Mgmt | Yes | For | For |
Energy East Corporation | EAS | 29266M109 | 6/14/2007 | Elect Director Peter J. Moynihan | Mgmt | Yes | For | For |
Energy East Corporation | EAS | 29266M109 | 6/14/2007 | Elect Director Patricia M. Nazemetz | Mgmt | Yes | For | For |
Energy East Corporation | EAS | 29266M109 | 6/14/2007 | Elect Director Walter G. Rich | Mgmt | Yes | For | For |
Energy East Corporation | EAS | 29266M109 | 6/14/2007 | Elect Director Wesley W. Von Schack | Mgmt | Yes | For | For |
Energy East Corporation | EAS | 29266M109 | 6/14/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Esterline Technologies Corp. | ESL | 297425100 | 3/7/2007 | Elect Director Paul V. Haack | Mgmt | Yes | For | For |
Esterline Technologies Corp. | ESL | 297425100 | 3/7/2007 | Elect Director John F. Clearman | Mgmt | Yes | For | For |
Esterline Technologies Corp. | ESL | 297425100 | 3/7/2007 | Elect Director Charles R. Larson | Mgmt | Yes | For | For |
Esterline Technologies Corp. | ESL | 297425100 | 3/7/2007 | Elect Director Jerry D. Leitman | Mgmt | Yes | For | For |
Flowers Foods, Inc. | FLO | 343498101 | 6/1/2007 | Elect Director Franklin L. Burke | Mgmt | Yes | For | For |
Flowers Foods, Inc. | FLO | 343498101 | 6/1/2007 | Elect Director George E. Deese | Mgmt | Yes | For | For |
Flowers Foods, Inc. | FLO | 343498101 | 6/1/2007 | Elect Director Manuel A. Fernandez | Mgmt | Yes | For | For |
Flowers Foods, Inc. | FLO | 343498101 | 6/1/2007 | Elect Director Melvin T. Stith | Mgmt | Yes | For | For |
Flowers Foods, Inc. | FLO | 343498101 | 6/1/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Harleysville Group, Inc. | HGIC | 412824104 | 4/25/2007 | Elect Director G. Lawrence Buhl | Mgmt | Yes | For | For |
Harleysville Group, Inc. | HGIC | 412824104 | 4/25/2007 | Elect Director William E. Storts | Mgmt | Yes | For | For |
Harleysville Group, Inc. | HGIC | 412824104 | 4/25/2007 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
Harleysville Group, Inc. | HGIC | 412824104 | 4/25/2007 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | Yes | Against | Against |
Harleysville Group, Inc. | HGIC | 412824104 | 4/25/2007 | Ratify Auditors | Mgmt | Yes | For | For |
HNI Corporation | HNI | 404251100 | 5/8/2007 | Elect Director Mary H. Bell | Mgmt | Yes | For | For |
HNI Corporation | HNI | 404251100 | 5/8/2007 | Elect Director John A. Halbrook | Mgmt | Yes | For | For |
HNI Corporation | HNI | 404251100 | 5/8/2007 | Elect Director James R. Jenkins | Mgmt | Yes | For | For |
HNI Corporation | HNI | 404251100 | 5/8/2007 | Elect Director Dennis J. Martin | Mgmt | Yes | For | For |
HNI Corporation | HNI | 404251100 | 5/8/2007 | Elect Director Abbie J. Smith | Mgmt | Yes | For | For |
HNI Corporation | HNI | 404251100 | 5/8/2007 | Reduce Supermajority Vote Requirement | Mgmt | Yes | For | For |
HNI Corporation | HNI | 404251100 | 5/8/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | Against | Against |
HNI Corporation | HNI | 404251100 | 5/8/2007 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | Yes | Against | Against |
HNI Corporation | HNI | 404251100 | 5/8/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director John R. Block | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Jeffrey M. Ettinger | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director E. Peter Gillette, Jr. | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Luella G. Goldberg | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Susan I. Marvin | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Michael J. Mccoy | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director John L. Morrison | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Elsa A. Murano | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Robert C. Nakasone | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Dakota A. Pippins | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Gary J. Ray | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Hugh C. Smith, M.D. | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director John G. Turner | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Report on Feasibility of Improving Animal Welfare Standards | ShrHoldr | Yes | Against | For |
Imation Corp. | IMN | 45245A107 | 5/2/2007 | Elect Director Charles A. Haggerty | Mgmt | Yes | For | For |
Imation Corp. | IMN | 45245A107 | 5/2/2007 | Elect Director Glen A. Taylor | Mgmt | Yes | For | For |
Imation Corp. | IMN | 45245A107 | 5/2/2007 | Elect Director Daryl J. White | Mgmt | Yes | For | For |
Imation Corp. | IMN | 45245A107 | 5/2/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Intergraph Corp. | INGR | 458683109 | 11/20/2006 | Approve Merger Agreement | Mgmt | Yes | For | For |
Intergraph Corp. | INGR | 458683109 | 11/20/2006 | Adjourn Meeting | Mgmt | Yes | For | For |
JACKSON HEWITT TAX SERVICE INC | JTX | 468202106 | 9/20/2006 | Elect Director James C. Spira | Mgmt | Yes | For | For |
JACKSON HEWITT TAX SERVICE INC | JTX | 468202106 | 9/20/2006 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
JACKSON HEWITT TAX SERVICE INC | JTX | 468202106 | 9/20/2006 | Ratify Auditors | Mgmt | Yes | For | For |
John H. Harland Co. | JH | 412693103 | 3/28/2007 | Approve Merger Agreement | Mgmt | Yes | For | For |
John H. Harland Co. | JH | 412693103 | 3/28/2007 | Adjourn Meeting | Mgmt | Yes | For | For |
Journal Communications, Inc. | JRN | 481130102 | 5/3/2007 | Elect Director Don H. Davis, Jr. | Mgmt | Yes | For | For |
Journal Communications, Inc. | JRN | 481130102 | 5/3/2007 | Elect Director David G. Meissner | Mgmt | Yes | For | For |
Journal Communications, Inc. | JRN | 481130102 | 5/3/2007 | Elect Director Ellen F. Siminoff | Mgmt | Yes | For | For |
Journal Communications, Inc. | JRN | 481130102 | 5/3/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Kansas City Southern | KSU | 485170302 | 5/3/2007 | Elect Director Terrence P. Dunn | Mgmt | Yes | For | For |
Kansas City Southern | KSU | 485170302 | 5/3/2007 | Elect Director James R. Jones | Mgmt | Yes | For | For |
Kansas City Southern | KSU | 485170302 | 5/3/2007 | Elect Director Karen L. Pletz | Mgmt | Yes | For | For |
Kansas City Southern | KSU | 485170302 | 5/3/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Labor Ready, Inc. | LRW | 505401208 | 5/16/2007 | Elect Director Steven C. Cooper | Mgmt | Yes | For | For |
Labor Ready, Inc. | LRW | 505401208 | 5/16/2007 | Elect Director Keith D. Grinstein | Mgmt | Yes | For | For |
Labor Ready, Inc. | LRW | 505401208 | 5/16/2007 | Elect Director Thomas E. Mcchesney | Mgmt | Yes | For | For |
Labor Ready, Inc. | LRW | 505401208 | 5/16/2007 | Elect Director Gates Mckibbin | Mgmt | Yes | For | For |
Labor Ready, Inc. | LRW | 505401208 | 5/16/2007 | Elect Director J.P. Sambataro, Jr. | Mgmt | Yes | For | For |
Labor Ready, Inc. | LRW | 505401208 | 5/16/2007 | Elect Director William W. Steele | Mgmt | Yes | For | For |
Labor Ready, Inc. | LRW | 505401208 | 5/16/2007 | Elect Director Robert J. Sullivan | Mgmt | Yes | For | For |
Labor Ready, Inc. | LRW | 505401208 | 5/16/2007 | Elect Director Craig E. Tall | Mgmt | Yes | For | For |
Labor Ready, Inc. | LRW | 505401208 | 5/16/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Lancaster Colony Corp. | LANC | 513847103 | 11/20/2006 | Elect Director James B. Bachmann | Mgmt | Yes | For | For |
Lancaster Colony Corp. | LANC | 513847103 | 11/20/2006 | Elect Director Neeli Bendapudi | Mgmt | Yes | For | For |
Lancaster Colony Corp. | LANC | 513847103 | 11/20/2006 | Elect Director Robert S. Hamilton | Mgmt | Yes | For | For |
Lancaster Colony Corp. | LANC | 513847103 | 11/20/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director John P. Byrnes | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director Stuart H. Altman, Ph.D. | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director Chester B. Black | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director Frank D. Byrne, M.D. | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director William F. Miller, III | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Adopt Board Diversity Policies | ShrHoldr | Yes | Abstain | Against |
Magellan Health Services, Inc. | MGLN | 559079207 | 5/15/2007 | Elect Director Nancy L. Johnson | Mgmt | Yes | For | For |
Magellan Health Services, Inc. | MGLN | 559079207 | 5/15/2007 | Elect Director Steven J. Shulman | Mgmt | Yes | For | For |
Magellan Health Services, Inc. | MGLN | 559079207 | 5/15/2007 | Elect Director Michael P. Ressner | Mgmt | Yes | For | For |
Magellan Health Services, Inc. | MGLN | 559079207 | 5/15/2007 | Elect Director Michael Diament | Mgmt | Yes | For | For |
Magellan Health Services, Inc. | MGLN | 559079207 | 5/15/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Media General, Inc. | MEG | 584404107 | 4/26/2007 | Elect Director Charles A. Davis | Mgmt | Yes | For | For |
Media General, Inc. | MEG | 584404107 | 4/26/2007 | Elect Director Rodney A. Smolla | Mgmt | Yes | For | For |
Media General, Inc. | MEG | 584404107 | 4/26/2007 | Elect Director Walter E. Williams | Mgmt | Yes | For | For |
Media General, Inc. | MEG | 584404107 | 4/26/2007 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
MEMC Electronic Materials, Inc. | WFR | 552715104 | 10/25/2006 | Elect Director Robert J. Boehlke | Mgmt | Yes | For | For |
MEMC Electronic Materials, Inc. | WFR | 552715104 | 10/25/2006 | Elect Director C. Douglas Marsh | Mgmt | Yes | For | For |
MoneyGram International, Inc. | MGI | 60935Y109 | 5/9/2007 | Elect Director Jess T. Hay | Mgmt | Yes | For | For |
MoneyGram International, Inc. | MGI | 60935Y109 | 5/9/2007 | Elect Director Linda Johnson Rice | Mgmt | Yes | For | For |
MoneyGram International, Inc. | MGI | 60935Y109 | 5/9/2007 | Elect Director Albert M. Teplin | Mgmt | Yes | For | For |
MoneyGram International, Inc. | MGI | 60935Y109 | 5/9/2007 | Elect Director Timothy R. Wallace | Mgmt | Yes | For | For |
MoneyGram International, Inc. | MGI | 60935Y109 | 5/9/2007 | Ratify Auditors | Mgmt | Yes | For | For |
MUELLER WTR PRODS INC | MWA | 624758207 | 3/22/2007 | Elect Director D. Boyce | Mgmt | Yes | For | For |
MUELLER WTR PRODS INC | MWA | 624758207 | 3/22/2007 | Elect Director H. Clark, Jr. | Mgmt | Yes | For | For |
MUELLER WTR PRODS INC | MWA | 624758207 | 3/22/2007 | Elect Director G. Hyland | Mgmt | Yes | For | For |
MUELLER WTR PRODS INC | MWA | 624758207 | 3/22/2007 | Elect Director J. Kolb | Mgmt | Yes | For | For |
MUELLER WTR PRODS INC | MWA | 624758207 | 3/22/2007 | Elect Director J. Leonard | Mgmt | Yes | For | For |
MUELLER WTR PRODS INC | MWA | 624758207 | 3/22/2007 | Elect Director M. O'Brien | Mgmt | Yes | For | For |
MUELLER WTR PRODS INC | MWA | 624758207 | 3/22/2007 | Elect Director B. Rethore | Mgmt | Yes | For | For |
MUELLER WTR PRODS INC | MWA | 624758207 | 3/22/2007 | Elect Director N. Springer | Mgmt | Yes | For | For |
MUELLER WTR PRODS INC | MWA | 624758207 | 3/22/2007 | Elect Director M. Tokarz | Mgmt | Yes | For | For |
NCI Building Systems, Inc. | NCS | 628852105 | 3/9/2007 | Elect Director Gary L. Forbes | Mgmt | Yes | For | For |
NCI Building Systems, Inc. | NCS | 628852105 | 3/9/2007 | Elect Director Max L. Lukens | Mgmt | Yes | For | For |
NCI Building Systems, Inc. | NCS | 628852105 | 3/9/2007 | Elect Director George Martinez | Mgmt | Yes | For | For |
NCI Building Systems, Inc. | NCS | 628852105 | 3/9/2007 | Increase Authorized Common Stock | Mgmt | Yes | For | For |
NCI Building Systems, Inc. | NCS | 628852105 | 3/9/2007 | Ratify Auditors | Mgmt | Yes | For | For |
NSTAR | NST | 67019E107 | 5/3/2007 | Elect Director Gary L. Countryman | Mgmt | Yes | For | For |
NSTAR | NST | 67019E107 | 5/3/2007 | Elect Director Daniel Dennis | Mgmt | Yes | For | For |
NSTAR | NST | 67019E107 | 5/3/2007 | Elect Director Thomas J. May | Mgmt | Yes | For | For |
NSTAR | NST | 67019E107 | 5/3/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
NSTAR | NST | 67019E107 | 5/3/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Overland Storage, Inc. | OVRL | 690310107 | 11/14/2006 | Elect Director Mark J. Barrenechea | Mgmt | Yes | For | For |
Overland Storage, Inc. | OVRL | 690310107 | 11/14/2006 | Elect Director Christopher P. Calisi | Mgmt | Yes | For | For |
Overland Storage, Inc. | OVRL | 690310107 | 11/14/2006 | Elect Director Robert A. Degan | Mgmt | Yes | For | For |
Overland Storage, Inc. | OVRL | 690310107 | 11/14/2006 | Elect Director Scott Mcclendon | Mgmt | Yes | For | For |
Overland Storage, Inc. | OVRL | 690310107 | 11/14/2006 | Elect Director William J. Miller | Mgmt | Yes | For | For |
Overland Storage, Inc. | OVRL | 690310107 | 11/14/2006 | Elect Director Michael Norkus | Mgmt | Yes | For | For |
Overland Storage, Inc. | OVRL | 690310107 | 11/14/2006 | Approve Qualified Employee Stock Purchase Plan | Mgmt | Yes | For | For |
Overland Storage, Inc. | OVRL | 690310107 | 11/14/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Parker Drilling Co. | PKD | 701081101 | 4/25/2007 | Elect Director Robert E. McKee, III | Mgmt | Yes | For | For |
Parker Drilling Co. | PKD | 701081101 | 4/25/2007 | Elect Director George J. Donnelly | Mgmt | Yes | For | For |
Parker Drilling Co. | PKD | 701081101 | 4/25/2007 | Increase Authorized Common Stock | Mgmt | Yes | For | For |
Parker Drilling Co. | PKD | 701081101 | 4/25/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Payless Shoesource, Inc. | PSS | 704379106 | 5/24/2007 | Elect Director Daniel Boggan, Jr. | Mgmt | Yes | For | For |
Payless Shoesource, Inc. | PSS | 704379106 | 5/24/2007 | Elect Director Michael A. Weiss | Mgmt | Yes | For | For |
Payless Shoesource, Inc. | PSS | 704379106 | 5/24/2007 | Elect Director Robert C. Wheeler | Mgmt | Yes | For | For |
Payless Shoesource, Inc. | PSS | 704379106 | 5/24/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Payless Shoesource, Inc. | PSS | 704379106 | 5/24/2007 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
Payless Shoesource, Inc. | PSS | 704379106 | 5/24/2007 | Amend Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
Pentair, Inc. | PNR | 709631105 | 5/3/2007 | Elect Director Glynis A. Bryan | Mgmt | Yes | For | For |
Pentair, Inc. | PNR | 709631105 | 5/3/2007 | Elect Director William T. Monahan | Mgmt | Yes | For | For |
Pentair, Inc. | PNR | 709631105 | 5/3/2007 | Elect Director T. Michael Glenn | Mgmt | Yes | For | For |
Pentair, Inc. | PNR | 709631105 | 5/3/2007 | Elect Director David H. Y. Ho | Mgmt | Yes | For | For |
Pentair, Inc. | PNR | 709631105 | 5/3/2007 | To Amend Articles of Incorporation and By Laws - Majority Vote for the Election of Directors | Mgmt | Yes | Against | Against |
Pentair, Inc. | PNR | 709631105 | 5/3/2007 | Fix Number of and Elect Directors | Mgmt | Yes | For | For |
Pentair, Inc. | PNR | 709631105 | 5/3/2007 | Amend EEO Statement to Include Reference to Sexual Orientation | ShrHoldr | Yes | Against | For |
Pentair, Inc. | PNR | 709631105 | 5/3/2007 | Prepare a Sustainability Report | ShrHoldr | Yes | Against | For |
Pentair, Inc. | PNR | 709631105 | 5/3/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Phoenix Companies, Inc. | PNX | 71902E109 | 4/26/2007 | Elect Director Jean S. Blackwell | Mgmt | Yes | For | For |
Phoenix Companies, Inc. | PNX | 71902E109 | 4/26/2007 | Elect Director Arthur P. Byrne | Mgmt | Yes | For | For |
Phoenix Companies, Inc. | PNX | 71902E109 | 4/26/2007 | Elect Director Ann Maynard Gray | Mgmt | Yes | For | For |
Phoenix Companies, Inc. | PNX | 71902E109 | 4/26/2007 | Elect Director Dona D. Young | Mgmt | Yes | For | For |
Phoenix Companies, Inc. | PNX | 71902E109 | 4/26/2007 | Ratify Auditors | Mgmt | Yes | For | For |
PREMIERE GLOBAL SVCS INC | PGI | 740585104 | 6/27/2007 | Elect Director W. Steven Jones | Mgmt | Yes | For | For |
PREMIERE GLOBAL SVCS INC | PGI | 740585104 | 6/27/2007 | Elect Director J. Walker Smith, Jr. | Mgmt | Yes | For | For |
PREMIERE GLOBAL SVCS INC | PGI | 740585104 | 6/27/2007 | Declassify the Board of Directors | Mgmt | Yes | For | For |
PREMIERE GLOBAL SVCS INC | PGI | 740585104 | 6/27/2007 | Adjourn Meeting | Mgmt | Yes | For | For |
Rent-A-Center, Inc. | RCII | 76009N100 | 5/15/2007 | Elect Director Mary Elizabeth Burton | Mgmt | Yes | For | For |
Rent-A-Center, Inc. | RCII | 76009N100 | 5/15/2007 | Elect Director Peter P. Copses | Mgmt | Yes | For | For |
Rent-A-Center, Inc. | RCII | 76009N100 | 5/15/2007 | Elect Director Mitchell E. Fadel | Mgmt | Yes | For | For |
Rent-A-Center, Inc. | RCII | 76009N100 | 5/15/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Reynolds & Reynolds Co. (The) | REY | 761695105 | 10/23/2006 | Approve Merger Agreement | Mgmt | Yes | For | For |
Reynolds & Reynolds Co. (The) | REY | 761695105 | 10/23/2006 | Adjourn Meeting | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Leonard M. Baker | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Walter E. Boomer | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Charles M. Brennan, III | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Gregory B. Howey | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Leonard R. Jaskol | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Carol R. Jensen | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Eileen S. Kraus | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Robert G. Paul | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Elect Director Robert D. Wachob | Mgmt | Yes | For | For |
Rogers Corp. | ROG | 775133101 | 4/26/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Scholastic Corp. | SCHL | 807066105 | 9/20/2006 | Elect Director John L. Davies | Mgmt | Yes | For | For |
Scholastic Corp. | SCHL | 807066105 | 9/20/2006 | Elect Director John G. Mcdonald | Mgmt | Yes | For | For |
Telephone and Data Systems, Inc. | TDS | 879433860 | 9/12/2006 | Elect Director C.D. O'Leary | Mgmt | Yes | For | For |
Telephone and Data Systems, Inc. | TDS | 879433860 | 9/12/2006 | Elect Director M.H. Saranow | Mgmt | Yes | For | For |
Telephone and Data Systems, Inc. | TDS | 879433860 | 9/12/2006 | Elect Director M.L. Solomon | Mgmt | Yes | For | For |
Telephone and Data Systems, Inc. | TDS | 879433860 | 9/12/2006 | Elect Director H.S. Wander | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director H. Thomas Bryant | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director Francis A. Doyle | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director Peter K. Hoffman | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director Sir Paul Judge | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director Nancy F. Koehn | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director Christopher A. Masto | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director P. Andrews McLane | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Elect Director Robert B. Trussell, Jr. | Mgmt | Yes | For | For |
Tempur-Pedic International, Inc | TPX | 88023U101 | 5/7/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Tootsie Roll Industries, Inc. | TR | 890516107 | 5/7/2007 | Elect Director Melvin J. Gordon | Mgmt | Yes | For | For |
Tootsie Roll Industries, Inc. | TR | 890516107 | 5/7/2007 | Elect Director Ellen R. Gordon | Mgmt | Yes | For | For |
Tootsie Roll Industries, Inc. | TR | 890516107 | 5/7/2007 | Elect Director Lana Jane Lewis-Brent | Mgmt | Yes | For | For |
Tootsie Roll Industries, Inc. | TR | 890516107 | 5/7/2007 | Elect Director Barre A. Seibert | Mgmt | Yes | For | For |
Tootsie Roll Industries, Inc. | TR | 890516107 | 5/7/2007 | Elect Director Richard P. Bergeman | Mgmt | Yes | For | For |
Tootsie Roll Industries, Inc. | TR | 890516107 | 5/7/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Tyler Technologies Inc. | TYL | 902252105 | 5/17/2007 | Elect Director Donald R. Brattain | Mgmt | Yes | For | For |
Tyler Technologies Inc. | TYL | 902252105 | 5/17/2007 | Elect Director J. Luther King, Jr. | Mgmt | Yes | For | For |
Tyler Technologies Inc. | TYL | 902252105 | 5/17/2007 | Elect Director John S. Marr, Jr. | Mgmt | Yes | For | For |
Tyler Technologies Inc. | TYL | 902252105 | 5/17/2007 | Elect Director G. Stuart Reeves | Mgmt | Yes | For | For |
Tyler Technologies Inc. | TYL | 902252105 | 5/17/2007 | Elect Director Michael D. Richards | Mgmt | Yes | For | For |
Tyler Technologies Inc. | TYL | 902252105 | 5/17/2007 | Elect Director Dustin R. Womble | Mgmt | Yes | For | For |
Tyler Technologies Inc. | TYL | 902252105 | 5/17/2007 | Elect Director John M. Yeaman | Mgmt | Yes | For | For |
Tyler Technologies Inc. | TYL | 902252105 | 5/17/2007 | Ratify Auditors | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Elect Director Thomas A. Corcoran | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Elect Director Glen M. Kassan | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Elect Director Warren G. Lichtenstein | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Elect Director Robert F. Mehmel | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Elect Director Gen. R.I. Neal (ret.) | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Elect Director Frederick M. Strader | Mgmt | Yes | For | For |
United Industrial Corp. | UIC | 910671106 | 5/18/2007 | Ratify Auditors | Mgmt | Yes | For | For |
USA Mobility Inc | USMO | 90341G103 | 5/16/2007 | Elect Director David Abrams | Mgmt | Yes | For | For |
USA Mobility Inc | USMO | 90341G103 | 5/16/2007 | Elect Director James V. Continenza | Mgmt | Yes | For | For |
USA Mobility Inc | USMO | 90341G103 | 5/16/2007 | Elect Director Nicholas A. Gallopo | Mgmt | Yes | For | For |
USA Mobility Inc | USMO | 90341G103 | 5/16/2007 | Elect Director Vincent D. Kelly | Mgmt | Yes | For | For |
USA Mobility Inc | USMO | 90341G103 | 5/16/2007 | Elect Director Brian O'Reilly | Mgmt | Yes | For | For |
USA Mobility Inc | USMO | 90341G103 | 5/16/2007 | Elect Director Matthew Oristano | Mgmt | Yes | For | For |
USA Mobility Inc | USMO | 90341G103 | 5/16/2007 | Elect Director Samme L. Thompson | Mgmt | Yes | For | For |
USA Mobility Inc | USMO | 90341G103 | 5/16/2007 | Elect Director Royce Yudkoff | Mgmt | Yes | For | For |
Varian Semiconductor Equipment Associates, Inc. | VSEA | 922207105 | 2/5/2007 | Elect Director Xun Chen | Mgmt | Yes | For | For |
Varian Semiconductor Equipment Associates, Inc. | VSEA | 922207105 | 2/5/2007 | Elect Director Dennis G. Schmal | Mgmt | Yes | For | For |
Varian Semiconductor Equipment Associates, Inc. | VSEA | 922207105 | 2/5/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Visteon Corporation | VC | 92839U107 | 5/16/2007 | Elect Director Patricia L. Higgins | Mgmt | Yes | For | For |
Visteon Corporation | VC | 92839U107 | 5/16/2007 | Elect Director Michael F. Johnston | Mgmt | Yes | For | For |
Visteon Corporation | VC | 92839U107 | 5/16/2007 | Elect Director Karl J. Krapek | Mgmt | Yes | For | For |
Visteon Corporation | VC | 92839U107 | 5/16/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Visteon Corporation | VC | 92839U107 | 5/16/2007 | Declassify the Board of Directors | Mgmt | Yes | For | For |
West Pharmaceutical Services, Inc. | WST | 955306105 | 5/1/2007 | Elect Director L. Robert Johnson | Mgmt | Yes | For | For |
West Pharmaceutical Services, Inc. | WST | 955306105 | 5/1/2007 | Elect Director John P. Neafsey | Mgmt | Yes | For | For |
West Pharmaceutical Services, Inc. | WST | 955306105 | 5/1/2007 | Elect Director Geoffrey F. Worden | Mgmt | Yes | For | For |
West Pharmaceutical Services, Inc. | WST | 955306105 | 5/1/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | Against | Against |
Whiting Petroleum Corp. | WLL | 966387102 | 5/8/2007 | Elect Director Thomas L. Aller | Mgmt | Yes | For | For |
Whiting Petroleum Corp. | WLL | 966387102 | 5/8/2007 | Elect Director Thomas P. Briggs | Mgmt | Yes | For | For |
Whiting Petroleum Corp. | WLL | 966387102 | 5/8/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Woodward Governor Company | WGOV | 980745103 | 1/24/2007 | Elect Director John D. Cohn | Mgmt | Yes | For | For |
Woodward Governor Company | WGOV | 980745103 | 1/24/2007 | Elect Director Michael H. Joyce | Mgmt | Yes | For | For |
Woodward Governor Company | WGOV | 980745103 | 1/24/2007 | Elect Director James R. Rulseh | Mgmt | Yes | For | For |
Woodward Governor Company | WGOV | 980745103 | 1/24/2007 | Ratify Auditors | Mgmt | Yes | For | For |
PARADIGM OPPORTUNITY FUND - PROXY VOTING RECORDS 7/1/06 - 6/30/07 | ||||||||
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
AMCOL International Corp. | ACO | 02341W103 | 5/10/2007 | Elect Director Arthur Brown | Mgmt | Yes | For | For |
AMCOL International Corp. | ACO | 02341W103 | 5/10/2007 | Elect Director Jay D. Proops | Mgmt | Yes | For | For |
AMCOL International Corp. | ACO | 02341W103 | 5/10/2007 | Elect Director Paul C. Weaver | Mgmt | Yes | For | For |
American Medical Systems Holdings, Inc. | AMMD | 02744M108 | 5/30/2007 | Elect Director Martin J. Emerson | Mgmt | Yes | For | For |
American Medical Systems Holdings, Inc. | AMMD | 02744M108 | 5/30/2007 | Elect Director Albert Jay Graf | Mgmt | Yes | For | For |
American Medical Systems Holdings, Inc. | AMMD | 02744M108 | 5/30/2007 | Elect Director Robert Mclellan | Mgmt | Yes | For | For |
American Medical Systems Holdings, Inc. | AMMD | 02744M108 | 5/30/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect E. Rolland Dickson as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Jacques Gauthier as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Leon F. Gosselin as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Louis Lacasse as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Colin R. Mallet as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Francois Painchaud as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Mary C. Ritchie as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Claude Sauriol as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Michael M. Tarnow as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Frank Verwiel as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Ratify Raymond Chabot Grant Thornton as Auditors | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Adopt General By-Law No 1-2006 | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Amend 2006 Stock Option Plan | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Amend 2002 Stock Option Plan | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect E. Rolland Dickson as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Jacques Gauthier as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Leon F. Gosselin as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Louis Lacasse as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Colin R. Mallet as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Francois Painchaud as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Mary C. Ritchie as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Claude Sauriol as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Michael M. Tarnow as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Elect Frank Verwiel as Director | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Ratify Raymond Chabot Grant Thornton as Auditors | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Adopt General By-Law No 1-2006 | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Amend 2006 Stock Option Plan | Mgmt | Yes | For | For |
Axcan Pharma Inc | AXCA | 054923107 | 2/28/2007 | Amend 2002 Stock Option Plan | Mgmt | Yes | For | For |
Big 5 Sporting Goods Corp. | BGFV | 08915P101 | 6/19/2007 | Elect Director Sandra N. Bane | Mgmt | Yes | For | For |
Big 5 Sporting Goods Corp. | BGFV | 08915P101 | 6/19/2007 | Elect Director Michael D. Miller | Mgmt | Yes | For | For |
Big 5 Sporting Goods Corp. | BGFV | 08915P101 | 6/19/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Bio-Reference Laboratories, Inc. | BRLI | 09057G602 | 7/20/2006 | Elect Director Joseph Benincasa | Mgmt | Yes | For | For |
Bio-Reference Laboratories, Inc. | BRLI | 09057G602 | 7/20/2006 | Elect Director Gary Lederman | Mgmt | Yes | For | For |
Bio-Reference Laboratories, Inc. | BRLI | 09057G602 | 7/20/2006 | Elect Director John Roglieri, M.D. | Mgmt | Yes | For | For |
Bio-Reference Laboratories, Inc. | BRLI | 09057G602 | 7/20/2006 | Other Business | Mgmt | Yes | For | For |
BJ Wholesale Club, Inc | BJ | 05548J106 | 5/24/2007 | Elect Director S. James Coppersmith | Mgmt | Yes | For | For |
BJ Wholesale Club, Inc | BJ | 05548J106 | 5/24/2007 | Elect Director Thomas J. Shields | Mgmt | Yes | For | For |
BJ Wholesale Club, Inc | BJ | 05548J106 | 5/24/2007 | Elect Director Herbert J Zarkin | Mgmt | Yes | For | For |
BJ Wholesale Club, Inc | BJ | 05548J106 | 5/24/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
BJ Wholesale Club, Inc | BJ | 05548J106 | 5/24/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Comtech Telecommunications Corp. | CMTL | 205826209 | 12/5/2006 | Elect Director Richard L. Goldberg | Mgmt | Yes | For | For |
Comtech Telecommunications Corp. | CMTL | 205826209 | 12/5/2006 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
Comtech Telecommunications Corp. | CMTL | 205826209 | 12/5/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Cybex International, Inc. | CYBI | 23252E106 | 5/9/2007 | Elect Director James H. Carll | Mgmt | Yes | For | For |
Cybex International, Inc. | CYBI | 23252E106 | 5/9/2007 | Elect Director Harvey Morgan | Mgmt | Yes | For | For |
Cybex International, Inc. | CYBI | 23252E106 | 5/9/2007 | Elect Director Arthur W. Hicks, Jr. | Mgmt | Yes | For | For |
Cybex International, Inc. | CYBI | 23252E106 | 5/9/2007 | Elect Director John McCarthy | Mgmt | Yes | For | For |
Cybex International, Inc. | CYBI | 23252E106 | 5/9/2007 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
Cybex International, Inc. | CYBI | 23252E106 | 5/9/2007 | Other Business | Mgmt | Yes | For | For |
DRS Technologies, Inc. | DRS | 23330X100 | 8/3/2006 | Elect Director Ira Albom | Mgmt | Yes | For | For |
DRS Technologies, Inc. | DRS | 23330X100 | 8/3/2006 | Elect Director Mark N. Kaplan | Mgmt | Yes | For | For |
DRS Technologies, Inc. | DRS | 23330X100 | 8/3/2006 | Elect Director D.J. Reimer, USA | Mgmt | Yes | For | For |
DRS Technologies, Inc. | DRS | 23330X100 | 8/3/2006 | Elect Director C.G. Boyd, USAF | Mgmt | Yes | For | For |
DRS Technologies, Inc. | DRS | 23330X100 | 8/3/2006 | Ratify Auditors | Mgmt | Yes | For | For |
DRS Technologies, Inc. | DRS | 23330X100 | 8/3/2006 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Epicor Software Corporation | EPIC | 29426L108 | 5/22/2007 | Elect Director L. George Klaus | Mgmt | Yes | For | For |
Epicor Software Corporation | EPIC | 29426L108 | 5/22/2007 | Elect Director Michael Kelly | Mgmt | Yes | For | For |
Epicor Software Corporation | EPIC | 29426L108 | 5/22/2007 | Elect Director Thomas F. Kelly | Mgmt | Yes | For | For |
Epicor Software Corporation | EPIC | 29426L108 | 5/22/2007 | Elect Director Harold D. Copperman | Mgmt | Yes | For | For |
Epicor Software Corporation | EPIC | 29426L108 | 5/22/2007 | Elect Director Robert H. Smith | Mgmt | Yes | For | For |
Epicor Software Corporation | EPIC | 29426L108 | 5/22/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | Against | Against |
Epicor Software Corporation | EPIC | 29426L108 | 5/22/2007 | Ratify Auditors | Mgmt | Yes | For | For |
First Midwest Bancorp, Inc. | FMBI | 320867104 | 5/16/2007 | Elect Director Vernon A. Brunner | Mgmt | Yes | For | For |
First Midwest Bancorp, Inc. | FMBI | 320867104 | 5/16/2007 | Elect Director Brother James Gaffney | Mgmt | Yes | For | For |
First Midwest Bancorp, Inc. | FMBI | 320867104 | 5/16/2007 | Elect Director John L. Sterling | Mgmt | Yes | For | For |
First Midwest Bancorp, Inc. | FMBI | 320867104 | 5/16/2007 | Elect Director J. Stephen Vanderwoude | Mgmt | Yes | For | For |
Foot Locker Inc | FL | 344849104 | 5/30/2007 | Elect Director James E. Preston | Mgmt | Yes | For | For |
Foot Locker Inc | FL | 344849104 | 5/30/2007 | Elect Director Matthew D. Serra | Mgmt | Yes | For | For |
Foot Locker Inc | FL | 344849104 | 5/30/2007 | Elect Director Dona D. Young | Mgmt | Yes | For | For |
Foot Locker Inc | FL | 344849104 | 5/30/2007 | Elect Director Christopher A Sinclair | Mgmt | Yes | For | For |
Foot Locker Inc | FL | 344849104 | 5/30/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Foot Locker Inc | FL | 344849104 | 5/30/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Green Mountain Coffee Roasters, Inc. | GMCR | 393122106 | 3/15/2007 | Increase Authorized Common Stock | Mgmt | Yes | For | For |
Green Mountain Coffee Roasters, Inc. | GMCR | 393122106 | 3/15/2007 | Elect Director Barbara D. Carlini | Mgmt | Yes | For | For |
Green Mountain Coffee Roasters, Inc. | GMCR | 393122106 | 3/15/2007 | Elect Director Hinda Miller | Mgmt | Yes | For | For |
H.B. Fuller Co. | FUL | 359694106 | 4/5/2007 | Elect Director Knut Kleedehn | Mgmt | Yes | For | For |
H.B. Fuller Co. | FUL | 359694106 | 4/5/2007 | Elect Director John C. Van Roden, Jr. | Mgmt | Yes | For | For |
H.B. Fuller Co. | FUL | 359694106 | 4/5/2007 | Elect Director Michele Volpi | Mgmt | Yes | For | For |
H.B. Fuller Co. | FUL | 359694106 | 4/5/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Hydril Company | HYDL | 448774109 | 5/2/2007 | Approve Merger Agreement | Mgmt | Yes | Abstain | Against |
Hydril Company | HYDL | 448774109 | 5/2/2007 | Adjourn Meeting | Mgmt | Yes | Abstain | Against |
Hyperion Solutions Corp. | HYSL | 44914M104 | 11/15/2006 | Elect Director Nanci Caldwell | Mgmt | Yes | For | For |
Hyperion Solutions Corp. | HYSL | 44914M104 | 11/15/2006 | Elect Director Jeffrey Rodek | Mgmt | Yes | For | For |
Hyperion Solutions Corp. | HYSL | 44914M104 | 11/15/2006 | Elect Director Maynard Webb | Mgmt | Yes | For | For |
Hyperion Solutions Corp. | HYSL | 44914M104 | 11/15/2006 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
Hyperion Solutions Corp. | HYSL | 44914M104 | 11/15/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Indus International Inc. | IINT | 45578L100 | 1/5/2007 | Approve Merger Agreement | Mgmt | Yes | For | For |
Indus International Inc. | IINT | 45578L100 | 1/5/2007 | Adjourn Meeting | Mgmt | Yes | For | For |
K-V Pharmaceutical Co. | KV.B | 482740206 | 8/4/2006 | Elect Director David S. Hermelin | Mgmt | Yes | For | For |
K-V Pharmaceutical Co. | KV.B | 482740206 | 8/4/2006 | Elect Director Jonathon E. Killmer | Mgmt | Yes | For | For |
K-V Pharmaceutical Co. | KV.B | 482740206 | 8/4/2006 | Elect Director Gerald R. Mitchell | Mgmt | Yes | For | For |
K-V Pharmaceutical Co. | KV.B | 482740206 | 8/4/2006 | Ratify Auditors | Mgmt | Yes | For | For |
K2 Inc. | KTO | 482732104 | 5/10/2007 | Elect Director Wilford D. Godbold, Jr. | Mgmt | Yes | Withhold | Against |
K2 Inc. | KTO | 482732104 | 5/10/2007 | Elect Director Lou L. Holtz | Mgmt | Yes | Withhold | Against |
K2 Inc. | KTO | 482732104 | 5/10/2007 | Elect Director Ann Meyers | Mgmt | Yes | Withhold | Against |
K2 Inc. | KTO | 482732104 | 5/10/2007 | Ratify Auditors | Mgmt | Yes | Abstain | Against |
K2 Inc. | KTO | 482732104 | 5/10/2007 | Pay For Superior Performance | ShrHoldr | Yes | Abstain | Against |
LMI Aerospace, Inc. | LMIA | 502079106 | 6/13/2007 | Elect Director Ronald S. Saks | Mgmt | Yes | For | For |
LMI Aerospace, Inc. | LMIA | 502079106 | 6/13/2007 | Elect Director Joseph Burstein | Mgmt | Yes | For | For |
LMI Aerospace, Inc. | LMIA | 502079106 | 6/13/2007 | Elect Director Brian D. Geary | Mgmt | Yes | For | For |
LMI Aerospace, Inc. | LMIA | 502079106 | 6/13/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Marine Products Corp | MPX | 568427108 | 4/24/2007 | Elect Director Wilton Looney | Mgmt | Yes | For | For |
Marine Products Corp | MPX | 568427108 | 4/24/2007 | Elect Director Gary W. Rollins | Mgmt | Yes | For | For |
Marine Products Corp | MPX | 568427108 | 4/24/2007 | Elect Director James A. Lane, Jr. | Mgmt | Yes | For | For |
Mcg Capital Corp | MCGC | 58047P107 | 5/9/2007 | Elect Director Steven F. Tunney | Mgmt | Yes | For | For |
Mcg Capital Corp | MCGC | 58047P107 | 5/9/2007 | Elect Director Edward S. Civera | Mgmt | Yes | For | For |
Mcg Capital Corp | MCGC | 58047P107 | 5/9/2007 | Elect Director Kim D. Kelly | Mgmt | Yes | For | For |
Mcg Capital Corp | MCGC | 58047P107 | 5/9/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Mentor Corp. | MNT | 587188103 | 9/13/2006 | Approve Decrease in Size of Board | Mgmt | Yes | For | For |
Mentor Corp. | MNT | 587188103 | 9/13/2006 | Elect Director Joseph E. Whitters | Mgmt | Yes | For | For |
Mentor Corp. | MNT | 587188103 | 9/13/2006 | Elect Director Michael L. Emmons | Mgmt | Yes | For | For |
Mentor Corp. | MNT | 587188103 | 9/13/2006 | Elect Director Walter W. Faster | Mgmt | Yes | For | For |
Mentor Corp. | MNT | 587188103 | 9/13/2006 | Elect Director Joshua H. Levine | Mgmt | Yes | For | For |
Mentor Corp. | MNT | 587188103 | 9/13/2006 | Elect Director Michael Nakonechny | Mgmt | Yes | For | For |
Mentor Corp. | MNT | 587188103 | 9/13/2006 | Elect Director Ronald J. Rossi | Mgmt | Yes | For | For |
Mentor Corp. | MNT | 587188103 | 9/13/2006 | Elect Director Jeffrey W. Ubben | Mgmt | Yes | For | For |
Mentor Corp. | MNT | 587188103 | 9/13/2006 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
Mentor Corp. | MNT | 587188103 | 9/13/2006 | Ratify Auditors | Mgmt | Yes | For | For |
MRO Software, Inc. | MROI | 55347W105 | 9/18/2006 | Approve Merger Agreement | Mgmt | Yes | For | For |
MRO Software, Inc. | MROI | 55347W105 | 9/18/2006 | Adjourn Meeting | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | Elect Director James F. Gero | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | Elect Director Peter J. Hewett | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | Elect Director Jerry C. Benjamin | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | Elect Director Charles W. Federico | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | Elect Director Guy J. Jordan | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | Elect Director Thomas J. Kester | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | Elect Director Alan W. Milinazzo | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | Elect Director Walter P. Von Wartburg | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | Elect Director Kenneth R. Weisshaar | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | PROPOSAL TO APPROVE AMENDMENT AND RESTATEMENT OF THE AMENDED AND RESTATED 2004 LONG-TERM INCENTIVE PLAN. | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | PROPOSAL TO APPROVE AMENDMENTS TO SECTION 8.3 OF THE ARTICLES OF ASSOCIATION. | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | PROPOSAL TO APPROVE AMENDMENTS TO ARTICLE 14 OF THE ARTICLES OF ASSOCIATION. | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | PROPOSAL TO APPROVE THE BALANCE SHEET AND INCOME STATEMENT AT AND FOR THE YEAR ENDED DECEMBER 31, 2006. | Mgmt | Yes | For | For |
Orthofix International | OFIX | N6748L102 | 6/20/2007 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Mgmt | Yes | For | For |
Parametric Technology Corp. | PMTC | 699173209 | 3/7/2007 | Elect Director Noel G. Posternak | Mgmt | Yes | For | For |
Parametric Technology Corp. | PMTC | 699173209 | 3/7/2007 | Elect Director Michael E. Porter | Mgmt | Yes | For | For |
Parametric Technology Corp. | PMTC | 699173209 | 3/7/2007 | Amend Omnibus Stock Plan | Mgmt | Yes | For | For |
Parametric Technology Corp. | PMTC | 699173209 | 3/7/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Per-Se Technologies, Inc. | PSTI | 713569309 | 1/24/2007 | Approve Merger Agreement | Mgmt | Yes | For | For |
Per-Se Technologies, Inc. | PSTI | 713569309 | 1/24/2007 | Adjourn Meeting | Mgmt | Yes | For | For |
Per-Se Technologies, Inc. | PSTI | 713569309 | 1/24/2007 | Other Business | Mgmt | Yes | For | For |
PerkinElmer Inc. | PKI | 714046109 | 4/24/2007 | Elect Director Robert F. Friel | Mgmt | Yes | For | For |
PerkinElmer Inc. | PKI | 714046109 | 4/24/2007 | Elect Director Nicholas A. Lopardo | Mgmt | Yes | For | For |
PerkinElmer Inc. | PKI | 714046109 | 4/24/2007 | Elect Director Alexis P. Michas | Mgmt | Yes | For | For |
PerkinElmer Inc. | PKI | 714046109 | 4/24/2007 | Elect Director James C. Mullen | Mgmt | Yes | For | For |
PerkinElmer Inc. | PKI | 714046109 | 4/24/2007 | Elect Director Vicki L. Sato | Mgmt | Yes | For | For |
PerkinElmer Inc. | PKI | 714046109 | 4/24/2007 | Elect Director Gabriel Schmergel | Mgmt | Yes | For | For |
PerkinElmer Inc. | PKI | 714046109 | 4/24/2007 | Elect Director Kenton J. Sicchitano | Mgmt | Yes | For | For |
PerkinElmer Inc. | PKI | 714046109 | 4/24/2007 | Elect Director Gregory L. Summe | Mgmt | Yes | For | For |
PerkinElmer Inc. | PKI | 714046109 | 4/24/2007 | Elect Director G. Robert Tod | Mgmt | Yes | For | For |
PerkinElmer Inc. | PKI | 714046109 | 4/24/2007 | Ratify Auditors | Mgmt | Yes | For | For |
PerkinElmer Inc. | PKI | 714046109 | 4/24/2007 | Amend Articles/Bylaws to Require Majority Vote For Uncontested Election of Directors | Mgmt | Yes | For | For |
PerkinElmer Inc. | PKI | 714046109 | 4/24/2007 | Pay For Superior Performance | ShrHoldr | Yes | For | Against |
Petsmart | PETM | 716768106 | 6/20/2007 | Elect Director Rakesh Gangwal | Mgmt | Yes | For | For |
Petsmart | PETM | 716768106 | 6/20/2007 | Elect Director Barbara A. Munder | Mgmt | Yes | For | For |
Petsmart | PETM | 716768106 | 6/20/2007 | Elect Director Thomas G. Stemberg | Mgmt | Yes | For | For |
Petsmart | PETM | 716768106 | 6/20/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Petsmart | PETM | 716768106 | 6/20/2007 | Amend Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
PRA International Inc | PRAI | 69353C101 | 6/12/2007 | Elect Director Melvin D. Booth | Mgmt | Yes | For | For |
PRA International Inc | PRAI | 69353C101 | 6/12/2007 | Elect Director Robert E. Conway | Mgmt | Yes | For | For |
PRA International Inc | PRAI | 69353C101 | 6/12/2007 | Elect Director Gregory P. Spivy | Mgmt | Yes | For | For |
PRA International Inc | PRAI | 69353C101 | 6/12/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Radiant Systems, Inc. | RADS | 75025N102 | 6/6/2007 | Elect Director James S. Balloun | Mgmt | Yes | For | For |
Radiant Systems, Inc. | RADS | 75025N102 | 6/6/2007 | Elect Director John H. Heyman | Mgmt | Yes | For | For |
Radiant Systems, Inc. | RADS | 75025N102 | 6/6/2007 | Elect Director Donna A. Lee | Mgmt | Yes | For | For |
Regal Entertainment Group | RGC | 758766109 | 5/9/2007 | Elect Director Thomas D. Bell, Jr. | Mgmt | Yes | For | For |
Regal Entertainment Group | RGC | 758766109 | 5/9/2007 | Elect Director David H. Keyte | Mgmt | Yes | For | For |
Regal Entertainment Group | RGC | 758766109 | 5/9/2007 | Elect Director Lee M. Thomas | Mgmt | Yes | For | For |
Regal Entertainment Group | RGC | 758766109 | 5/9/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Respironics, Inc. | RESP | 761230101 | 11/14/2006 | Elect Director Joseph C. Lawyer | Mgmt | Yes | For | For |
Respironics, Inc. | RESP | 761230101 | 11/14/2006 | Elect Director Sean C. Mcdonald | Mgmt | Yes | For | For |
Respironics, Inc. | RESP | 761230101 | 11/14/2006 | Elect Director Mylle H. Mangum | Mgmt | Yes | For | For |
Respironics, Inc. | RESP | 761230101 | 11/14/2006 | Elect Director John C. Miles Ii | Mgmt | Yes | For | For |
Respironics, Inc. | RESP | 761230101 | 11/14/2006 | Ratify Auditors | Mgmt | Yes | For | For |
Respironics, Inc. | RESP | 761230101 | 11/14/2006 | Approve Qualified Employee Stock Purchase Plan | Mgmt | Yes | For | For |
Sciele Pharma Inc | SCRX | 808627103 | 4/25/2007 | Elect Director Patrick P. Fourteau | Mgmt | Yes | For | For |
Sciele Pharma Inc | SCRX | 808627103 | 4/25/2007 | Elect Director Jon S. Saxe | Mgmt | Yes | For | For |
Sciele Pharma Inc | SCRX | 808627103 | 4/25/2007 | Elect Director Jerry C. Griffin | Mgmt | Yes | For | For |
Sciele Pharma Inc | SCRX | 808627103 | 4/25/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Sciele Pharma Inc | SCRX | 808627103 | 4/25/2007 | Ratify Auditors | Mgmt | Yes | For | For |
SYNERON MEDICAL LTD | ELOS | M87245102 | 9/28/2006 | RE-ELECTION OF DIRECTOR, MR. BUTLER, WHOSE CURRENT TERM EXPIRES AT THE MEETING | Mgmt | Yes | Abstain | Against |
SYNERON MEDICAL LTD | ELOS | M87245102 | 9/28/2006 | RE-ELECTION OF DIRECTOR, MS. KRINDEL, WHOSE CURRENT TERM EXPIRES AT THE MEETING | Mgmt | Yes | Abstain | Against |
SYNERON MEDICAL LTD | ELOS | M87245102 | 9/28/2006 | Ratify Auditors | Mgmt | Yes | Abstain | Against |
SYNERON MEDICAL LTD | ELOS | M87245102 | 9/28/2006 | AUTHORIZE THE BOARD OF DIRECTORS AND THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITORS REMUNERATION FOR AUDITING SERVICES AND FOR ADDITIONAL SERVICES | Mgmt | Yes | Abstain | Against |
SYNERON MEDICAL LTD | ELOS | M87245102 | 9/28/2006 | APPROVE THE INCREASE IN SCOPE OF SERVICE OF DR. ECKHOUSE AND THE TERMS OF AN OPTION GRANT TO DR. ECKHOUSE IN ACCORDANCE WITH THE ISRAELI COMPANIES LAW 1999 REQUIREMENT FOR APPROVAL OF RELATED PARTIES TRANSACTIONS | Mgmt | Yes | Abstain | Against |
SYNERON MEDICAL LTD | ELOS | M87245102 | 9/28/2006 | APPROVE THE OPTION GRANT TO DR. KREINDEL IN ACCORDANCE WITH THE ISRAELI COMPANIES LAW 1999 REQUIREMENT FOR RELATED TRANSACTIONS | Mgmt | Yes | Abstain | Against |
SYNERON MEDICAL LTD | ELOS | M87245102 | 9/28/2006 | APPROVE THE OPTION GRANT TO MR. BUTLER IN ACCORDANCE WITH THE ISRAELI COMPANIES LAW 1999 REQUIREMENT FOR RELATED TRANSACTIONS | Mgmt | Yes | Abstain | Against |
SYNERON MEDICAL LTD | ELOS | M87245102 | 9/28/2006 | Approve Stock Option Plan Grants | Mgmt | Yes | Abstain | Against |
SYNERON MEDICAL LTD | ELOS | M87245102 | 9/28/2006 | UPDATE OF THE D&O INSURANCE COVERAGE | Mgmt | Yes | Abstain | Against |
SYNERON MEDICAL LTD | ELOS | M87245102 | 9/28/2006 | AMEND THE COMPANY S ARTICLES OF ASSOCIATION TO ALLOW ADDITIONAL REIMBURSEMENT OF EXPENSES AND TO AMEND THE COMPANY S UNDERTAKINGS PURSUANT TO THE AMENDMENTS TO THE ISRAELI COMPANIES LAW 1999, WHICH ALLOWS SUCH ADDITIONAL REIMBURSEMENTS | Mgmt | Yes | Abstain | Against |
Trinity Biotech plc | TRIB | 896438306 | 6/14/2007 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2006 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREIN. | Mgmt | Yes | For | For |
Trinity Biotech plc | TRIB | 896438306 | 6/14/2007 | TO RE-ELECT MR. PETER COYNE AS A DIRECTOR WHO RETIRES BY ROTATION AND BEING ELIGIBLE OFFERS HIMSELF FOR RE-ELECTION. | Mgmt | Yes | For | For |
Trinity Biotech plc | TRIB | 896438306 | 6/14/2007 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR S REMUNERATION. | Mgmt | Yes | For | For |
Trinity Biotech plc | TRIB | 896438306 | 6/14/2007 | THAT THE COMPANY AND/OR SUBSIDIARY OF THE COMPANY BE GENERALLY AUTHORISED TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 212 OF THE COMPANIES ACT, 1990), ALL AS MORE FULLY DESCRIBED IN THE NOTICE OF MEETING. | Mgmt | Yes | For | For |
Trinity Biotech plc | TRIB | 896438306 | 6/14/2007 | THAT SUBJECT TO THE PASSING OF RESOLUTION 4 ABOVE AND TO THE PROVISIONS OF THE COMPANIES ACT 1990 FOR THE PURPOSES OF SECTION 209 OF THE COMPANIES ACT, 1990, THE RE-ISSUE PRICE RANGE AT WHICH A TREASURY SHARE MAY BE RE-ISSUED OFF-MARKET, ALL AS MORE FULL | Mgmt | Yes | For | For |
Unit Corporation | UNT | 909218109 | 5/2/2007 | Elect Director Larry D. Pinkston | Mgmt | Yes | For | For |
Unit Corporation | UNT | 909218109 | 5/2/2007 | Elect Director William B. Morgan | Mgmt | Yes | For | For |
Unit Corporation | UNT | 909218109 | 5/2/2007 | Elect Director John H. Williams | Mgmt | Yes | For | For |
Unit Corporation | UNT | 909218109 | 5/2/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director John M. Dunn | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director Niel C. Ellerbrook | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director John D. Engelbrecht | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director Anton H. George | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director Martin C. Jischke | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director Robert L. Koch Ii | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director William G. Mays | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director J. Timothy Mcginley | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director Richard P. Rechter | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director R. Daniel Sadlier | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director Richard W. Shymanski | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director Michael L. Smith | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Elect Director Jean L. Wojtowicz | Mgmt | Yes | For | For |
Vectren Corp. | VVC | 92240G101 | 5/9/2007 | Ratify Auditors | Mgmt | Yes | For | For |
ViaSat, Inc. | VSAT | 92552V100 | 10/4/2006 | Elect Director Dr. Robert Johnson | Mgmt | Yes | For | For |
ViaSat, Inc. | VSAT | 92552V100 | 10/4/2006 | Elect Director John P. Stenbit | Mgmt | Yes | For | For |
ViaSat, Inc. | VSAT | 92552V100 | 10/4/2006 | Amend Omnibus Stock Plan | Mgmt | Yes | Against | Against |
PARADIGM CAP APP FUND - PROXY VOTING RECORDS 7/1/06 - 6/30/07 | ||||||||
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Michelle L. Collins | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Casey G. Cowell | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director John A. Edwardson | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Daniel S. Goldin | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Thomas J. Hansen | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Donald P. Jacobs | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Stephan A. James | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Michael P. Krasny | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Terry L. Lengfelder | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Susan D. Wellington | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Brian E. Williams | Mgmt | Yes | For | For |
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Dynegy, Inc. | DYN | 26816Q101 | 3/29/2007 | Approve Merger Agreement | Mgmt | Yes | For | For |
Dynegy, Inc. | DYN | 26816Q101 | 3/29/2007 | Approve Merger Agreement | Mgmt | Yes | For | For |
Dynegy, Inc. | DYN | 26816Q101 | 3/29/2007 | Approve Merger Agreement | Mgmt | Yes | For | For |
Everest Re Group LTD | RE | G3223R108 | 5/23/2007 | Elect Director Kenneth J. Duffy | Mgmt | Yes | For | For |
Everest Re Group LTD | RE | G3223R108 | 5/23/2007 | Elect Director Joseph V. Taranto | Mgmt | Yes | For | For |
Everest Re Group LTD | RE | G3223R108 | 5/23/2007 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOU | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director Frank J. Bramanti | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director Patrick B. Collins | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director James R. Crane | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director J. Robert Dickerson | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director Walter M. Duer | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director Edward H. Ellis, Jr. | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director James C. Flagg, Ph.D. | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director Allan W. Fulkerson | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director John N. Molbeck, Jr. | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director Michael A.F. Roberts | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Approve Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Ratify Auditors | Mgmt | Yes | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Amend EEO Statement to Include Reference to Sexual Orientation | ShrHoldr | Yes | Against | For |
Helmerich & Payne, Inc. | HP | 423452101 | 3/7/2007 | Elect Director Hans Helmerich | Mgmt | Yes | For | For |
Helmerich & Payne, Inc. | HP | 423452101 | 3/7/2007 | Elect Director Randy A. Foutch | Mgmt | Yes | For | For |
Helmerich & Payne, Inc. | HP | 423452101 | 3/7/2007 | Elect Director Paula Marshall | Mgmt | Yes | For | For |
Hubbell Incorporated | HUB.B | 443510201 | 5/7/2007 | Elect Director E. Brooks | Mgmt | Yes | For | For |
Hubbell Incorporated | HUB.B | 443510201 | 5/7/2007 | Elect Director G. Edwards | Mgmt | Yes | For | For |
Hubbell Incorporated | HUB.B | 443510201 | 5/7/2007 | Elect Director A. Guzzi | Mgmt | Yes | For | For |
Hubbell Incorporated | HUB.B | 443510201 | 5/7/2007 | Elect Director J. Hoffman | Mgmt | Yes | For | For |
Hubbell Incorporated | HUB.B | 443510201 | 5/7/2007 | Elect Director A. Mcnally Iv | Mgmt | Yes | For | For |
Hubbell Incorporated | HUB.B | 443510201 | 5/7/2007 | Elect Director D. Meyer | Mgmt | Yes | For | For |
Hubbell Incorporated | HUB.B | 443510201 | 5/7/2007 | Elect Director T. Powers | Mgmt | Yes | For | For |
Hubbell Incorporated | HUB.B | 443510201 | 5/7/2007 | Elect Director G. Ratcliffe | Mgmt | Yes | For | For |
Hubbell Incorporated | HUB.B | 443510201 | 5/7/2007 | Elect Director R. Swift | Mgmt | Yes | For | For |
Hubbell Incorporated | HUB.B | 443510201 | 5/7/2007 | Elect Director D. Van Riper | Mgmt | Yes | For | For |
Hubbell Incorporated | HUB.B | 443510201 | 5/7/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Organization-Related-Approve Issuance of Common Stock without Par Value in Connection with the Merger | Mgmt | Yes | For | For |
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Elect Director Thomas E. Hoaglin | Mgmt | Yes | For | For |
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Elect Director David P. Lauer | Mgmt | Yes | For | For |
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Elect Director Kathleen H. Ransier | Mgmt | Yes | For | For |
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Amend Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Increase Authorized Common Stock | Mgmt | Yes | For | For |
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Other Business | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director John P. Byrnes | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director Stuart H. Altman, Ph.D. | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director Chester B. Black | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director Frank D. Byrne, M.D. | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director William F. Miller, III | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Approve Omnibus Stock Plan | Mgmt | Yes | For | For |
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Adopt Board Diversity Policies | ShrHoldr | Yes | Abstain | Against |
Sierra Health Services, Inc. | SIE | 826322109 | 6/27/2007 | Approve Merger Agreement | Mgmt | Yes | For | For |
Teradyne, Inc. | TER | 880770102 | 5/24/2007 | Elect Director Edwin J. Gillis | Mgmt | Yes | For | For |
Teradyne, Inc. | TER | 880770102 | 5/24/2007 | Elect Director Paul J. Tufano | Mgmt | Yes | For | For |
Teradyne, Inc. | TER | 880770102 | 5/24/2007 | Elect Director Patricia S. Wolpert | Mgmt | Yes | For | For |
Teradyne, Inc. | TER | 880770102 | 5/24/2007 | Amend Qualified Employee Stock Purchase Plan | Mgmt | Yes | For | For |
Teradyne, Inc. | TER | 880770102 | 5/24/2007 | Company Specific--Provide for Majority Voting for Uncontested Election of Directors | Mgmt | Yes | For | For |
Teradyne, Inc. | TER | 880770102 | 5/24/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/22/2007 | Elect Director Felix Zandman | Mgmt | Yes | For | For |
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/22/2007 | Elect Director Zvi Grinfas | Mgmt | Yes | For | For |
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/22/2007 | Elect Director Gerald Paul | Mgmt | Yes | For | For |
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/22/2007 | Ratify Auditors | Mgmt | Yes | For | For |
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/22/2007 | Approve Stock Option Plan Grants | Mgmt | Yes | For | For |
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/22/2007 | Approve Stock Option Plan | Mgmt | Yes | For | For |
Wilmington Trust Corp. | WL | 971807102 | 4/19/2007 | Elect Director R. Keith Elliott | Mgmt | Yes | For | For |
Wilmington Trust Corp. | WL | 971807102 | 4/19/2007 | Elect Director Gailen Krug | Mgmt | Yes | For | For |
Wilmington Trust Corp. | WL | 971807102 | 4/19/2007 | Elect Director Stacey J. Mobley | Mgmt | Yes | For | For |
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director Cassandra C. Carr | Mgmt | Yes | For | For |
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director Howard M. Dean | Mgmt | Yes | For | For |
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director John F. Fiedler | Mgmt | Yes | For | For |
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director Dennis E. Foster | Mgmt | Yes | For | For |
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director John C. McKelvey | Mgmt | Yes | For | For |
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director Phillip J. Meek | Mgmt | Yes | For | For |
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director William L. Trubeck | Mgmt | Yes | For | For |
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director Carl W. Vogt | Mgmt | Yes | For | For |
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director William D. Zollars | Mgmt | Yes | For | For |
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Approve Executive Incentive Bonus Plan | Mgmt | Yes | For | For |
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Ratify Auditors | Mgmt | Yes | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PARADIGM FUNDS
By: /s/ Candace King Weir
Candace King Weir, President
Date: 8/23/07