UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21233
PARADIGM FUNDS
(Exact name of registrant as specified in charter)
Nine Elk Street, Albany, NY 12207-1002
(Address of principal executive offices) (Zip code)
Robert A. Benton
Paradigm Funds
Nine Elk Street, Albany, NY 12207-1002
(Name and address of agent for service)
Registrant's telephone number, including area code: (518) 431-3500
Date of fiscal year end: December 31
Date of reporting period: July 1, 2009 – June 30, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Account Name: PARADIGM VALUE FUND
Custodial Bank: US BANK, N.A.
Steris Corp. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: STE | 23-Jul-09 | Annual | 26-May-09 | 71,600 | ||
CUSIP: 859152100 | Meeting ID: 522009 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Richard C. Breeden | Mgmt | For | For | ||
1.2 | Elect Director Cynthia L. Feldmann | Mgmt | For | For | ||
1.3 | Elect Director Robert H. Fields | Mgmt | For | For | ||
1.4 | Elect Director Jacqueline B. Kosecoff | Mgmt | For | For | ||
1.5 | Elect Director Kevin M. McMullen | Mgmt | For | For | ||
1.6 | Elect Director Walter M Rosebrough, Jr. | Mgmt | For | For | ||
1.7 | Elect Director Mohsen M. Sohi | Mgmt | For | For | ||
1.8 | Elect Director John P. Wareham | Mgmt | For | For | ||
1.9 | Elect Director Loyal W. Wilson | Mgmt | For | For | ||
1.10 | Elect Director Michael B. Wood | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Columbus Mckinnon Corp. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CMCO | 27-Jul-09 | Annual | 05-Jun-09 | 72,400 | ||
CUSIP: 199333105 | Meeting ID: 524589 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Timothy T. Tevens | Mgmt | For | For | ||
1.2 | Elect Director Richard H. Fleming | Mgmt | For | For | ||
1.3 | Elect Director Ernest R. Verebelyi | Mgmt | For | For | ||
1.4 | Elect Director Wallace W. Creek | Mgmt | For | For | ||
1.5 | Elect Director Stephen Rabinowitz | Mgmt | For | For | ||
1.6 | Elect Director Linda A. Goodspeed | Mgmt | For | For | ||
1.7 | Elect Director Nicholas T. Pinchuk | Mgmt | For | For | ||
1.8 | Elect Director Liam G. Mccarthy | Mgmt | For | For | ||
1.9 | Elect Director Christian B. Ragot | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
QLogic Corp. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: QLGC | 20-Aug-09 | Annual | 25-Jun-09 | 109,100 | ||
CUSIP: 747277101 | Meeting ID: 527245 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director H.K. Desai | Mgmt | For | For | ||
2 | Elect Director Joel S. Birnbaum | Mgmt | For | For | ||
3 | Elect Director James R. Fiebiger | Mgmt | For | For | ||
4 | Elect Director Balakrishnan S. Iyer | Mgmt | For | For | ||
5 | Elect Director Kathryn B. Lewis | Mgmt | For | For | ||
6 | Elect Director George D. Wells | Mgmt | For | For | ||
7 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
8 | Ratify Auditors | Mgmt | For | For | ||
Compuware Corp. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CPWR | 25-Aug-09 | Annual | 30-Jun-09 | 260,500 | ||
CUSIP: 205638109 | Meeting ID: 526641 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Dennis W. Archer | Mgmt | For | For | ||
1.2 | Elect Director Gurminder S. Bedi | Mgmt | For | For | ||
1.3 | Elect Director William O. Grabe | Mgmt | For | For | ||
1.4 | Elect Director William R. Halling | Mgmt | For | For | ||
1.5 | Elect Director Peter Karmanos, Jr. | Mgmt | For | For | ||
1.6 | Elect Director Faye Alexander Nelson | Mgmt | For | For | ||
1.7 | Elect Director Glenda D. Price | Mgmt | For | For | ||
1.8 | Elect Director W. James Prowse | Mgmt | For | For | ||
1.9 | Elect Director G. Scott Romney | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Amend Shareholder Rights Plan (Poison Pill) | Mgmt | For | For | ||
3com Corp. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: COMS | 23-Sep-09 | Annual | 27-Jul-09 | 315,500 | ||
CUSIP: 885535104 | Meeting ID: 529572 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Kathleen A. Cote | Mgmt | For | For | ||
1.2 | Elect Director David H.Y. Ho | Mgmt | For | For | ||
1.3 | Elect Director Robert Y.L. Mao | Mgmt | For | For | ||
1.4 | Elect Director J. Donald Sherman | Mgmt | For | For | ||
1.5 | Elect Director Dominique Trempont | Mgmt | For | For | ||
2 | Declassify the Board of Directors | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
Iridium Communications Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: IRDM.1 | 23-Sep-09 | Special | 27-Aug-09 | 41,600 | ||
CUSIP: 46269C102 | Meeting ID: 533291 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve SPAC Transaction | Mgmt | For | For | ||
2 | If you vote FOR Proposal 1 you should also vote FOR this proposal. If you voted AGAINST Proposal 1 and wish to Exercise your Conversion Rights, you should vote AGAINST this proposal and follow the instructions in the company's filing with the SEC | Mgmt | None |
|
| For |
3 | Amend Certificate of Incorporation to Make Certain Changes | Mgmt | For |
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| For |
4 | Issue Shares in Connection with Acquisition | Mgmt | For | For | ||
5 | Approve Omnibus Stock Plan | Mgmt | For | For | ||
6 | Adjourn Meeting | Mgmt | For | For | ||
SEI Daily Income Trust | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: N/A | 25-Sep-09 | Special | 29-Jun-09 | 6,214,807 | ||
CUSIP: N/A | Meeting ID: 527366 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Amend Investment Advisory Agreement | Mgmt | For | For | ||
Lawson Software, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: LWSN | 15-Oct-09 | Annual | 17-Aug-09 | 220,100 | ||
CUSIP: 52078P102 | Meeting ID: 533003 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Steven C. Chang | Mgmt | For | For | ||
1.2 | Elect Director Harry Debes | Mgmt | For | For | ||
1.3 | Elect Director Peter Gyenes | Mgmt | For | For | ||
1.4 | Elect Director David R. Hubers | Mgmt | For | For | ||
1.5 | Elect Director H. Richard Lawson | Mgmt | For | For | ||
1.6 | Elect Director Michael A. Rocca | Mgmt | For | For | ||
1.7 | Elect Director Robert A. Schriesheim | Mgmt | For | For | ||
1.8 | Elect Director Romesh Wadhwani | Mgmt | For | For | ||
1.9 | Elect Director Paul Wahl | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Matrix Service Co. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: MTRX | 23-Oct-09 | Annual | 02-Sep-09 | 152,500 | ||
CUSIP: 576853105 | Meeting ID: 534701 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Michael J. Bradley | Mgmt | For | For | ||
1.2 | Elect Director Michael J. Hall | Mgmt | For | For | ||
1.3 | Elect Director I. Edgar (Ed) Hendrix | Mgmt | For | For | ||
1.4 | Elect Director Paul K. Lackey | Mgmt | For | For | ||
1.5 | Elect Director Tom E. Maxwell | Mgmt | For | For | ||
1.6 | Elect Director David J. Tippeconnic | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
MICROS Systems, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: MCRS | 20-Nov-09 | Annual | 05-Oct-09 | 51,800 | ||
CUSIP: 594901100 | Meeting ID: 538916 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Louis M. Brown, Jr. | Mgmt | For | For | ||
1.2 | Elect Director B. Gary Dando | Mgmt | For | For | ||
1.3 | Elect Director A.L. Giannopoulos | Mgmt | For | For | ||
1.4 | Elect Director F. Suzanne Jenniches | Mgmt | For | For | ||
1.5 | Elect Director John G. Puente | Mgmt | For | For | ||
1.6 | Elect Director Dwight S. Taylor | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Amend Stock Option Plan | Mgmt | For | For | ||
4 | Amend Stock Option Plan | Mgmt | For | For | ||
Cantel Medical Corp | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CMN | 17-Dec-09 | Annual | 04-Nov-09 | 95,700 | ||
CUSIP: 138098108 | Meeting ID: 544411 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Robert L. Barbanell | Mgmt | For | For | ||
1.2 | Elect Director Alan R. Batkin | Mgmt | For | For | ||
1.3 | Elect Director Joseph M. Cohen | Mgmt | For | For | ||
1.4 | Elect Director Charles M. Diker | Mgmt | For | For | ||
1.5 | Elect Director Mark N. Diker | Mgmt | For | For | ||
1.6 | Elect Director George L. Fotiades | Mgmt | For | For | ||
1.7 | Elect Director Alan J. Hirschfield | Mgmt | For | For | ||
1.8 | Elect Director Andrew A. Krakauer | Mgmt | For | For | ||
1.9 | Elect Director Bruce Slovin | Mgmt | For | For | ||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
Fair Isaac Corp. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: FICO | 02-Feb-10 | Annual | 08-Dec-09 | 0 | ||
CUSIP: 303250104 | Meeting ID: 548669 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director A. George Battle | Mgmt | For | For | ||
1.2 | Elect Director Nicholas F. Graziano | Mgmt | For | For | ||
1.3 | Elect Director Mark N. Greene | Mgmt | For | For | ||
1.4 | Elect Director Alex W. Hart | Mgmt | For | For | ||
1.5 | Elect Director James D. Kirsner | Mgmt | For | For | ||
1.6 | Elect Director William J. Lansing | Mgmt | For | For | ||
1.7 | Elect Director Rahul N. Merchant | Mgmt | For | For | ||
1.8 | Elect Director Margaret L. Taylor | Mgmt | For | For | ||
1.9 | Elect Director Duane E. White | Mgmt | For | For | ||
2 | Eliminate Cumulative Voting | Mgmt | For | For | ||
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
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|
|
4 | Ratify Auditors | Mgmt | For | For | ||
Atwood Oceanics, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: ATW | 11-Feb-10 | Annual | 15-Dec-09 | 49,800 | ||
CUSIP: 050095108 | Meeting ID: 550462 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Deborah A. Beck | Mgmt | For | For | ||
1.2 | Elect Director Robert W. Burgess | Mgmt | For | For | ||
1.3 | Elect Director George S. Dotson | Mgmt | For | For | ||
1.4 | Elect Director Jack E. Golden | Mgmt | For | For | ||
1.5 | Elect Director Hans Helmerich | Mgmt | For | For | ||
1.6 | Elect Director James R. Montague | Mgmt | For | For | ||
1.7 | Elect Director Robert J. Saltiel | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
American Italian Pasta Co. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: AIPC | 25-Feb-10 | Annual | 07-Jan-10 | 37,200 | ||
CUSIP: 027070101 | Meeting ID: 551162 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director David W. Allen | Mgmt | For | For | ||
1.2 | Elect Director Cathleen S. Curless | Mgmt | For | For | ||
1.3 | Elect Director Tim M. Pollak | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Verigy Limited | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: VRGY | 06-Apr-10 | Annual | 06-Apr-10 | 189,000 | ||
CUSIP: Y93691106 | Meeting ID: 555327 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Reelect Eric Meurice as Director | Mgmt | For | For | ||
2 | Reelect Steven W. Berglund as Director | Mgmt | For | For | ||
3 | Reelect Claudine Simson as Director | Mgmt | For | For | ||
4 | Reappoint PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For |
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| For |
5 | Approve Annual Cash Compensation and Pro Rated Cash Compensation to Non-Employee Directors, Lead Independent Director, or Committee Chairperson for Services Rendered | Mgmt | For |
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| For |
6 | Approve Issuance of Shares without Preemptive Rights | Mgmt | For |
|
| For |
7 | Authorize Share Repurchase Program | Mgmt | For | For | ||
8 | Amend 2006 Equity Incentive Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 3.0 Million Ordinary Shares | Mgmt | For |
|
| For |
9 | Amend 2006 Employee Shares Purchase Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 1.5 Million Ordinary Shares | Mgmt | For |
|
| For |
Spectrum Control, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: SPEC | 12-Apr-10 | Annual | 19-Feb-10 | 208,400 | ||
CUSIP: 847615101 | Meeting ID: 559127 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Director Charles S. Mahan, Jr. | Mgmt | For | For | ||
1.2 | Director Richard A. Southworth | Mgmt | For | For | ||
1.3 | Director James F. Toohey | Mgmt | For | For | ||
2 | Establish Range For Board Size | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
United Financial Bancorp, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: UBNK | 15-Apr-10 | Annual | 24-Feb-10 | 137,800 | ||
CUSIP: 91030T109 | Meeting ID: 561842 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Michael F. Crowley | Mgmt | For | For | ||
1.2 | Elect Director Carol Moore Cutting | Mgmt | For | For | ||
1.3 | Elect Director Carol A. Leary | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Convergys Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CVG | 20-Apr-10 | Annual | 22-Feb-10 | 214,500 | ||
CUSIP: 212485106 | Meeting ID: 560457 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Zoe Baird | Mgmt | For | For | ||
1.2 | Elect Director Richard R. Devenuti | Mgmt | For | For | ||
1.3 | Elect Director Thomas L. Monahan Iii | Mgmt | For | For | ||
1.4 | Elect Director Philip A. Odeen | Mgmt | For | For | ||
1.5 | Elect Director Richard F. Wallman | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Declassify the Board of Directors | Mgmt | For | For | ||
Kaman Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: KAMN | 21-Apr-10 | Annual | 16-Feb-10 | 59,300 | ||
CUSIP: 483548103 | Meeting ID: 556985 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director George E. Minnich | Mgmt | For | For | ||
1.2 | Elect Director Neal J. Keating | Mgmt | For | For | ||
1.3 | Elect Director Eileen S. Kraus | Mgmt | For | For | ||
1.4 | Elect Director Richard J. Swift | Mgmt | For | For | ||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
4 | Ratify Auditors | Mgmt | For | For | ||
Olin Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: OLN | 22-Apr-10 | Annual | 26-Feb-10 | 102,200 | ||
CUSIP: 680665205 | Meeting ID: 558439 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director C. Robert Bunch | Mgmt | For | For | ||
1.2 | Elect Director RandallL W. Larrimore | Mgmt | For | For | ||
1.3 | Elect Director John M. B. O'Connor | Mgmt | For | For | ||
2 | Amend Non-Employee Director Stock Option Plan | Mgmt | For |
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| For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||
4 | Ratify Auditors | Mgmt | For | For | ||
Sensient Technologies Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: SXT | 22-Apr-10 | Annual | 26-Feb-10 | 92,600 | ||
CUSIP: 81725T100 | Meeting ID: 562332 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Hank Brown | Mgmt | For | For | ||
1.2 | Elect Director Fergus M. Clydesdale | Mgmt | For | For | ||
1.3 | Elect Director James A. D. Croft | Mgmt | For | For | ||
1.4 | Elect Director William V. Hickey | Mgmt | For | For | ||
1.5 | Elect Director Kenneth P. Manning | Mgmt | For | For | ||
1.6 | Elect Director Peter M. Salmon | Mgmt | For | For | ||
1.7 | Elect Director Elaine R. Wedral | Mgmt | For | For | ||
1.8 | Elect Director Essie Whitelaw | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
GATX Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: GMT | 23-Apr-10 | Annual | 26-Feb-10 | 77,700 | ||
CUSIP: 361448103 | Meeting ID: 561406 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Anne L. Arvia | Mgmt | For | For | ||
1.2 | Elect Director Richard Fairbanks | Mgmt | For | For | ||
1.3 | Elect Director Deborah M. Fretz | Mgmt | For | For | ||
1.4 | Elect Director Ernst A. Häberli | Mgmt | For | For | ||
1.5 | Elect Director Brian A. Kenney | Mgmt | For | For | ||
1.6 | Elect Director Mark G. McGrath | Mgmt | For | For | ||
1.7 | Elect Director James B. Ream | Mgmt | For | For | ||
1.8 | Elect Director David S. Sutherland | Mgmt | For | For | ||
1.9 | Elect Director Casey J. Sylla | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
PerkinElmer, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: PKI | 27-Apr-10 | Annual | 01-Mar-10 | 118,000 | ||
CUSIP: 714046109 | Meeting ID: 561594 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director Robert F. Friel | Mgmt | For | For | ||
2 | Elect Director Nicholas A. Lopardo | Mgmt | For | For | ||
3 | Elect Director Alexis P. Michas | Mgmt | For | For | ||
4 | Elect Director James C. Mullen | Mgmt | For | For | ||
5 | Elect Director Vicki L. Sato | Mgmt | For | For | ||
6 | Elect Director Gabriel Schmergel | Mgmt | For | For | ||
7 | Elect Director Kenton J. Sicchitano | Mgmt | For | For | ||
8 | Elect Director Patrick J. Sullivan | Mgmt | For | For | ||
9 | Elect Director G. Robert Tod | Mgmt | For | For | ||
10 | Ratify Auditors | Mgmt | For | For | ||
Harleysville Group Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: HGIC | 28-Apr-10 | Annual | 01-Mar-10 | 56,500 | ||
CUSIP: 412824104 | Meeting ID: 565692 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director Barbara A. Austell | Mgmt | For | For | ||
2 | Elect Director G. Lawrence Buhl | Mgmt | For | For | ||
3 | Elect Director William E. Storts | Mgmt | For | For | ||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
5 | Ratify Auditors | Mgmt | For | For | ||
Walter Investment Management Corp. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: WAC | 30-Apr-10 | Annual | 08-Mar-10 | 135,000 | ||
CUSIP: 93317W102 | Meeting ID: 564384 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Ellyn L. Brown | Mgmt | For | For | ||
1.2 | Elect Director Denmar J. Dixon | Mgmt | For | For | ||
1.3 | Elect Director Steven Berrard | Mgmt | For | For | ||
1.4 | Elect Director Mark J. O?Brien | Mgmt | For | For | ||
1.5 | Elect Director Shannon E. Smith | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Arch Chemicals, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: ARJ | 04-May-10 | Annual | 10-Mar-10 | 81,300 | ||
CUSIP: 03937R102 | Meeting ID: 565610 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Richard E.Cavanagh | Mgmt | For | For | ||
1.2 | Elect Director Douglas J. Wetmore | Mgmt | For | For | ||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
EarthLink, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: ELNK | 04-May-10 | Annual | 15-Mar-10 | 0 | ||
CUSIP: 270321102 | Meeting ID: 563922 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Susan D. Bowick | Mgmt | For | For | ||
1.2 | Elect Director Terrell B. Jones | Mgmt | For | For | ||
1.3 | Elect Director David A. Koretz | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Report on Adoption of Free and Open Internet Policy | SH | Against |
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Volcom, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: VLCM | 04-May-10 | Annual | 08-Mar-10 | 117,444 | ||
CUSIP: 92864N101 | Meeting ID: 563199 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director René R. Woolcott | Mgmt | For | For | ||
1.2 | Elect Director Richard R. Woolcott | Mgmt | For | For | ||
1.3 | Elect Director Douglas S. Ingram | Mgmt | For | For | ||
1.4 | Elect Director Anthony M. Palma | Mgmt | For | For | ||
1.5 | Elect Director Joseph B. Tyson | Mgmt | For | For | ||
1.6 | Elect Director Carl W. Womack | Mgmt | For | For | ||
1.7 | Elect Director Kevin G. Wulff | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Compass Minerals International, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CMP | 05-May-10 | Annual | 12-Mar-10 | 31,175 | ||
CUSIP: 20451N101 | Meeting ID: 566920 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Mgmt | For | For | ||
1.2 | Elect Director Timothy R. Snider | Mgmt | For | For | ||
1.3 | Elect Director Paul S. Williams | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
Fresh Del Monte Produce Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: FDP | 05-May-10 | Annual | 11-Mar-10 | 0 | ||
CUSIP: G36738105 | Meeting ID: 565974 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1a | Re-elect Amir Abu-Ghazaleh as Director | Mgmt | For | |||
1b | Re-elect Salvatore H. Alfiero as Director | Mgmt | For | |||
1c | Re-elect Edward L. Boykin as Director | Mgmt | For | |||
2 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For |
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3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | |||
4 | Approve Non-Employee Directors Equity Plan | Mgmt | For | |||
5 | Approve and Adopt Performance Incentive Plan for Senior Executives | Mgmt | For |
|
|
|
6 | Approve and Adopt Long-Term Incentive Plan | Mgmt | For | |||
Piper Jaffray Companies | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: PJC | 05-May-10 | Annual | 09-Mar-10 | 52,400 | ||
CUSIP: 724078100 | Meeting ID: 563179 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Andrew S. Duff | Mgmt | For | For | ||
1.2 | Elect Director Michael R. Francis | Mgmt | For | For | ||
1.3 | Elect Director Virginia Gambale | Mgmt | For | For | ||
1.4 | Elect Director B. Kristine Johnson | Mgmt | For | For | ||
1.5 | Elect Director Addison L. Piper | Mgmt | For | For | ||
1.6 | Elect Director Lisa K. Polsky | Mgmt | For | For | ||
1.7 | Elect Director Frank L. Sims | Mgmt | For | For | ||
1.8 | Elect Director Jean M. Taylor | Mgmt | For | For | ||
1.9 | Elect Director Michele Volpi | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Regal Entertainment Group | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: RGC | 05-May-10 | Annual | 10-Mar-10 | 190,500 | ||
CUSIP: 758766109 | Meeting ID: 572798 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Thomas D. Bell, Jr. | Mgmt | For | For | ||
1.2 | Elect Director David H. Keyte | Mgmt | For | For | ||
1.3 | Elect Director Amy E. Miles | Mgmt | For | For | ||
1.4 | Elect Director Lee M. Thomas | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Dole Food Company, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: DOLE | 06-May-10 | Annual | 25-Mar-10 | 250,200 | ||
CUSIP: 256603101 | Meeting ID: 568958 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Andrew J. Conrad | Mgmt | For | For | ||
1.2 | Elect Director Justin M. Murdock | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
MEDNAX, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: MD | 06-May-10 | Annual | 09-Mar-10 | 41,000 | ||
CUSIP: 58502B106 | Meeting ID: 564113 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Cesar L. Alvarez | Mgmt | For | For | ||
1.2 | Elect Director Waldemar A. Carlo, M.D. | Mgmt | For | For | ||
1.3 | Elect Director Michael B. Fernandez | Mgmt | For | For | ||
1.4 | Elect Director Roger K. Freeman, M.D. | Mgmt | For | For | ||
1.5 | Elect Director Paul G. Gabos | Mgmt | For | For | ||
1.6 | Elect Director Dany Garcia | Mgmt | For | For | ||
1.7 | Elect Director Pascal J. Goldschmidt, M.D. | Mgmt | For | For | ||
1.8 | Elect Director Manuel Kadre | Mgmt | For | For | ||
1.9 | Elect Director Roger J. Medel, M.D. | Mgmt | For | For | ||
1.10 | Elect Director Donna E. Shalala, Ph.D. | Mgmt | For | For | ||
1.11 | Elect Director Enrique J. Sosa, Ph.D. | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Mirant Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: MIR | 06-May-10 | Annual | 08-Mar-10 | 67,200 | ||
CUSIP: 60467R100 | Meeting ID: 563715 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Thomas W. Cason | Mgmt | For | For | ||
1.2 | Elect Director A.D. (Pete) Correll | Mgmt | For | For | ||
1.3 | Elect Director Terry G. Dallas | Mgmt | For | For | ||
1.4 | Elect Director Thomas H. Johnson | Mgmt | For | For | ||
1.5 | Elect Director John T. Miller | Mgmt | For | For | ||
1.6 | Elect Director Edward R. Muller | Mgmt | For | For | ||
1.7 | Elect Director Robert C. Murray | Mgmt | For | For | ||
1.8 | Elect Director William L. Thacker | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Adopt NOL Rights Plan (NOL Pill) | Mgmt | For | For | ||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
5 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against |
|
| Against |
Whiting Petroleum Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: WLL | 06-May-10 | Annual | 12-Mar-10 | 24,400 | ||
CUSIP: 966387102 | Meeting ID: 568365 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Thomas L. Aller | Mgmt | For | For | ||
1.2 | Elect Director Thomas P. Briggs | Mgmt | For | For | ||
2 | Increase Authorized Common Stock | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
Invesco Mortgage Capital Inc | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: IVR | 10-May-10 | Annual | 18-Mar-10 | 100,800 | ||
CUSIP: 46131B100 | Meeting ID: 566823 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director G. Mark Armour | Mgmt | For | For | ||
2 | Elect Director James S. Balloun | Mgmt | For | For | ||
3 | Elect Director John S. Day | Mgmt | For | For | ||
4 | Elect Director Karen Dunn Kelley | Mgmt | For | For | ||
5 | Elect Director Neil Williams | Mgmt | For | For | ||
6 | Ratify Auditors | Mgmt | For | For | ||
Brightpoint, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CELL | 11-May-10 | Annual | 19-Mar-10 | 347,400 | ||
CUSIP: 109473405 | Meeting ID: 566820 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Eliza Hermann | Mgmt | For | For | ||
1.2 | Elect Director Robert J. Laikin | Mgmt | For | For | ||
1.3 | Elect Director Cynthia L. Lucchese | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
American Financial Group, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: AFG | 12-May-10 | Annual | 15-Mar-10 | 58,100 | ||
CUSIP: 025932104 | Meeting ID: 566012 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Carl H. Lindner | Mgmt | For | For | ||
1.2 | Elect Director Carl H. Lindner III | Mgmt | For | For | ||
1.3 | Elect Director S. Craig Lindner | Mgmt | For | For | ||
1.4 | Elect Director Kenneth C. Ambrecht | Mgmt | For | For | ||
1.5 | Elect Director Theodore H. Emmerich | Mgmt | For | For | ||
1.6 | Elect Director James E. Evans | Mgmt | For | For | ||
1.7 | Elect Director Terry S. Jacobs | Mgmt | For | For | ||
1.8 | Elect Director Gregory G. Joseph | Mgmt | For | For | ||
1.9 | Elect Director William W. Verity | Mgmt | For | For | ||
1.10 | Elect Director John I. Von Lehman | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
Innospec Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: IOSP | 12-May-10 | Annual | 16-Mar-10 | 134,200 | ||
CUSIP: 45768S105 | Meeting ID: 564127 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Robert I. Paller | Mgmt | For | For | ||
1.2 | Elect Director Patrick S. Williams | Mgmt | For | Withhold | ||
1.3 | Elect Director Robert E. Bew | Mgmt | For | Withhold | ||
1.4 | Elect Director Martin M. Hale | Mgmt | For | Withhold | ||
2 | Ratify Auditors | Mgmt | For | For | ||
AMERIGROUP Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: AGP | 13-May-10 | Annual | 16-Mar-10 | 76,900 | ||
CUSIP: 03073T102 | Meeting ID: 568115 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Kay Coles James | Mgmt | For | For | ||
1.2 | Elect Director Hala Moddelmog | Mgmt | For | For | ||
1.3 | Elect Director Uwe E. Reinhardt, Ph.d. | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Sybase, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: SY | 13-May-10 | Annual | 31-Mar-10 | 49,200 | ||
CUSIP: 871130100 | Meeting ID: 563957 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director John S. Chen | Mgmt | For | For | ||
1.2 | Elect Director Richard C. Alberding | Mgmt | For | For | ||
1.3 | Elect Director Cecilia Claudio | Mgmt | For | For | ||
1.4 | Elect Director Michael A. Daniels | Mgmt | For | For | ||
1.5 | Elect Director L. William Krause | Mgmt | For | For | ||
1.6 | Elect Director Alan B. Salisbury | Mgmt | For | For | ||
1.7 | Elect Director Jack E. Sum | Mgmt | For | For | ||
1.8 | Elect Director Robert P. Wayman | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||
Jefferies Group, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: JEF | 17-May-10 | Annual | 19-Mar-10 | 105,100 | ||
CUSIP: 472319102 | Meeting ID: 570031 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Richard B. Handler | Mgmt | For | For | ||
1.2 | Elect Director Brian P. Friedman | Mgmt | For | For | ||
1.3 | Elect Director W. Patrick Campbell | Mgmt | For | For | ||
1.4 | Elect Director Ian M. Cumming | Mgmt | For | For | ||
1.5 | Elect Director Richard G. Dooley | Mgmt | For | For | ||
1.6 | Elect Director Robert E. Joyal | Mgmt | For | For | ||
1.7 | Elect Director Michael T. O?Kane | Mgmt | For | For | ||
1.8 | Elect Director Joseph S. Steinberg | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
LaBranche & Co Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: LAB | 18-May-10 | Annual | 19-Mar-10 | 341,500 | ||
CUSIP: 505447102 | Meeting ID: 569720 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Katherine E. Dietze | Mgmt | For | For | ||
1.2 | Elect Director Donald E. Kiernan | Mgmt | For | For | ||
2 | Approve Omnibus Stock Plan | Mgmt | For | Against | ||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||
4 | Ratify Auditors | Mgmt | For | For | ||
Career Education Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CECO | 19-May-10 | Annual | 29-Mar-10 | 77,800 | ||
CUSIP: 141665109 | Meeting ID: 569285 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director Dennis H. Chookaszian | Mgmt | For | For | ||
2 | Elect Director David W. Devonshire | Mgmt | For | For | ||
3 | Elect Director Patrick W. Gross | Mgmt | For | For | ||
4 | Elect Director Gregory L. Jackson | Mgmt | For | For | ||
5 | Elect Director Thomas B. Lally | Mgmt | For | For | ||
6 | Elect Director Steven H. Lesnik | Mgmt | For | For | ||
7 | Elect Director Gary E. McCullough | Mgmt | For | For | ||
8 | Elect Director Edward A. Snyder | Mgmt | For | For | ||
9 | Elect Director Leslie T. Thornton | Mgmt | For | For | ||
10 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
11 | Ratify Auditors | Mgmt | For | For | ||
Corn Products International, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CPO | 19-May-10 | Annual | 22-Mar-10 | 74,300 | ||
CUSIP: 219023108 | Meeting ID: 570686 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Ilene S. Gordon | Mgmt | For | For | ||
1.2 | Elect Director Karen L. Hendricks | Mgmt | For | For | ||
1.3 | Elect Director Barbara A. Klein | Mgmt | For | For | ||
1.4 | Elect Director Dwayne A. Wilson | Mgmt | For | For | ||
2 | Declassify the Board of Directors | Mgmt | For | For | ||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||
5 | Ratify Auditors | Mgmt | For | For | ||
Foot Locker, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: FL | 19-May-10 | Annual | 22-Mar-10 | 114,300 | ||
CUSIP: 344849104 | Meeting ID: 568798 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Ken C. Hicks | Mgmt | For | For | ||
1.2 | Elect Director James E. Preston | Mgmt | For | For | ||
1.3 | Elect Director Dona D. Young | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
Magellan Health Services, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: MGLN | 20-May-10 | Annual | 31-Mar-10 | 54,600 | ||
CUSIP: 559079207 | Meeting ID: 570178 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Michael P. Ressner | Mgmt | For | For | ||
1.2 | Elect Director Michael S. Diament | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
MFA Financial Inc | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: MFA | 20-May-10 | Annual | 23-Mar-10 | 186,300 | ||
CUSIP: 55272X102 | Meeting ID: 569254 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Stewart Zimmerman | Mgmt | For | For | ||
1.2 | Elect Director James A. Brodsky | Mgmt | For | For | ||
1.3 | Elect Director Alan L. Gosule | Mgmt | For | For | ||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
Orion Marine Group, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: ORN | 20-May-10 | Annual | 30-Mar-10 | 62,900 | ||
CUSIP: 68628V308 | Meeting ID: 573011 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director Austin J. Shanfelter | Mgmt | For | For | ||
2 | Elect Director Gene Stoever | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
SEACOR Holdings Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CKH | 20-May-10 | Annual | 22-Mar-10 | 13,800 | ||
CUSIP: 811904101 | Meeting ID: 574209 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Charles Fabrikant | Mgmt | For | For | ||
1.2 | Elect Director Pierre de Demandolx | Mgmt | For | For | ||
1.3 | Elect Director Richard Fairbanks | Mgmt | For | For | ||
1.4 | Elect Director John C. Hadjipateras | Mgmt | For | For | ||
1.5 | Elect Director Oivind Lorentzen | Mgmt | For | For | ||
1.6 | Elect Director Andrew R. Morse | Mgmt | For | For | ||
1.7 | Elect Director Christopher Regan | Mgmt | For | For | ||
1.8 | Elect Director Steven Webster | Mgmt | For | For | ||
1.9 | Elect Director Steven J. Wisch | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
TNS, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: TNS | 20-May-10 | Annual | 08-Apr-10 | 112,600 | ||
CUSIP: 872960109 | Meeting ID: 575968 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director John B. Benton | Mgmt | For | For | ||
1.2 | Elect Director Henry H. Graham, Jr. | Mgmt | For | For | ||
1.3 | Elect Director Stephen X. Graham | Mgmt | For | For | ||
1.4 | Elect Director John V. Sponyoe | Mgmt | For | For | ||
1.5 | Elect Director Jay E. Ricks | Mgmt | For | For | ||
1.6 | Elect Director Thomas E. Wheeler | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Anworth Mortgage Asset Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: ANH | 21-May-10 | Annual | 23-Mar-10 | 160,400 | ||
CUSIP: 037347101 | Meeting ID: 566808 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Election Director Lloyd Mcadams | Mgmt | For | For | ||
2 | Election Director Lee A. Ault | Mgmt | For | For | ||
3 | Election Director Charles H. Black | Mgmt | For | For | ||
4 | Election Director Joe E. Davis | Mgmt | For | For | ||
5 | Election Director Robert C. Davis | Mgmt | For | For | ||
6 | Election Director Joseph E. Mcadams | Mgmt | For | For | ||
7 | Ratify Auditors | Mgmt | For | For | ||
Superior Industries International, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: SUP | 21-May-10 | Annual | 22-Mar-10 | 104,100 | ||
CUSIP: 868168105 | Meeting ID: 570677 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Sheldon I. Ausman | Mgmt | For | For | ||
1.2 | Elect Director V. Bond Evans | Mgmt | For | For | ||
1.3 | Elect Director Michael J. Joyce | Mgmt | For | For | ||
2 | Approve Decrease in Size of Board | Mgmt | For | For | ||
3 | Require a Majority Vote for the Election of Directors | SH | Against |
|
| Abstain |
Iridium Communications Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: IRDM | 25-May-10 | Annual | 09-Apr-10 | 88,800 | ||
CUSIP: 46269C102 | Meeting ID: 575653 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Robert H. Niehaus | Mgmt | For | For | ||
1.2 | Elect Director J. Darrel Barros | Mgmt | For | For | ||
1.3 | Elect Director Scott L. Bok | Mgmt | For | For | ||
1.4 | Elect Director Thomas C. Canfield | Mgmt | For | For | ||
1.5 | Elect Director Peter M. Dawkins | Mgmt | For | For | ||
1.6 | Elect Director Matthew J. Desch | Mgmt | For | For | ||
1.7 | Elect Director Terry L. Jones | Mgmt | For | For | ||
1.8 | Elect Director Alvin B. Krongard | Mgmt | For | For | ||
1.9 | Elect Director Steven B. Pfeiffer | Mgmt | For | For | ||
1.10 | Elect Director Parker W. Rush | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Endo Pharmaceuticals Holdings Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: ENDP | 26-May-10 | Annual | 14-Apr-10 | 143,000 | ||
CUSIP: 29264F205 | Meeting ID: 578039 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director John J. Delucca | Mgmt | For | For | ||
1.2 | Elect Director David P. Holveck | Mgmt | For | For | ||
1.3 | Elect Director Nancy J Hutson | Mgmt | For | For | ||
1.4 | Elect Director Michael Hyatt | Mgmt | For | For | ||
1.5 | Elect Director Roger H. Kimmel | Mgmt | For | For | ||
1.6 | Elect Director William P. Montague | Mgmt | For | For | ||
1.7 | Elect Director Joseph C. Scodari | Mgmt | For | For | ||
1.8 | Elect Director William F. Spengler | Mgmt | For | For | ||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
St. Mary Land & Exploration Company | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: SM | 26-May-10 | Annual | 29-Mar-10 | 55,800 | ||
CUSIP: 792228108 | Meeting ID: 571882 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director Barbara M. Baumann | Mgmt | For | For | ||
2 | Elect Director Anthony J. Best | Mgmt | For | For | ||
3 | Elect Director Larry W. Bickle | Mgmt | For | For | ||
4 | Elect Director William J. Gardiner | Mgmt | For | For | ||
5 | Elect Director Julio M. Quintana | Mgmt | For | For | ||
6 | Elect Director John M. Seidl | Mgmt | For | For | ||
7 | Elect Director William D. Sullivan | Mgmt | For | For | ||
8 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
9 | Change Company Name | Mgmt | For | For | ||
10 | Ratify Auditors | Mgmt | For | For | ||
Big Lots, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: BIG | 27-May-10 | Annual | 29-Mar-10 | 65,200 | ||
CUSIP: 089302103 | Meeting ID: 571908 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For | For | ||
1.2 | Elect Director Steven S. Fishman | Mgmt | For | For | ||
1.3 | Elect Director Peter J. Hayes | Mgmt | For | For | ||
1.4 | Elect Director David T. Kollat | Mgmt | For | For | ||
1.5 | Elect Director Brenda J. Lauderback | Mgmt | For | For | ||
1.6 | Elect Director Philip E. Mallott | Mgmt | For | For | ||
1.7 | Elect Director Russell Solt | Mgmt | For | For | ||
1.8 | Elect Director James R. Tener | Mgmt | For | For | ||
1.9 | Elect Director Dennis B. Tishkoff | Mgmt | For | For | ||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||
4 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
| For |
5 | Require Advance Notice for Shareholder Director Nominations | Mgmt | For |
|
| For |
6 | Ratify Auditors | Mgmt | For | For | ||
Chart Industries, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: GTLS | 27-May-10 | Annual | 30-Mar-10 | 123,600 | ||
CUSIP: 16115Q308 | Meeting ID: 573020 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Samuel F. Thomas | Mgmt | For | For | ||
1.2 | Elect Director W. Douglas Brown | Mgmt | For | For | ||
1.3 | Elect Director Richard E. Goodrich | Mgmt | For | For | ||
1.4 | Elect Director Steven W. Krablin | Mgmt | For | For | ||
1.5 | Elect Director Michael W. Press | Mgmt | For | For | ||
1.6 | Elect Director James M. Tidwell | Mgmt | For | For | ||
1.7 | Elect Director Thomas L. Williams | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Mid-America Apartment Communities, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: MAA | 27-May-10 | Annual | 19-Mar-10 | 40,400 | ||
CUSIP: 59522J103 | Meeting ID: 573000 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director H. Eric Bolton, Jr. | Mgmt | For | For | ||
1.2 | Elect Director Alan B. Graf, Jr. | Mgmt | For | For | ||
1.3 | Elect Director John S. Grinalds | Mgmt | For | For | ||
1.4 | Elect Director Ralph Horn | Mgmt | For | For | ||
1.5 | Elect Director W. Reid Sanders | Mgmt | For | For | ||
1.6 | Elect Director William B. Sansom | Mgmt | For | For | ||
1.7 | Elect Director Philip W. Norwood | Mgmt | For | For | ||
1.8 | Elect Director Simon R.C. Wadsworth | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Westfield Financial, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: WFD | 27-May-10 | Annual | 29-Mar-10 | 102,400 | ||
CUSIP: 96008P104 | Meeting ID: 571891 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Victor J. Carra | Mgmt | For | For | ||
1.2 | Elect Director Richard C. Placek | Mgmt | For | For | ||
1.3 | Elect Director Charles E. Sullivan | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
FTI Consulting, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: FCN | 02-Jun-10 | Annual | 01-Apr-10 | 42,800 | ||
CUSIP: 302941109 | Meeting ID: 574978 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Brenda J. Bacon | Mgmt | For | For | ||
1.2 | Elect Director James W. Crownover | Mgmt | For | For | ||
1.3 | Elect Director Dennis J. Shaughnessy | Mgmt | For | For | ||
1.4 | Elect Director George P. Stamas | Mgmt | For | For | ||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
Avatar Holdings Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: AVTR | 03-Jun-10 | Annual | 05-Apr-10 | 88,200 | ||
CUSIP: 053494100 | Meeting ID: 578415 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director P.D. Barnett | Mgmt | For | For | ||
1.2 | Elect Director M. Dresner | Mgmt | For | For | ||
1.3 | Elect Director R.W. Einiger | Mgmt | For | For | ||
1.4 | Elect Director G.D. Kelfer | Mgmt | For | For | ||
1.5 | Elect Director Joshua Nash | Mgmt | For | For | ||
1.6 | Elect Director K.T. Rosen | Mgmt | For | For | ||
1.7 | Elect Director J.M. Simon | Mgmt | For | For | ||
1.8 | Elect Director B.A. Stewart | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Flowers Foods, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: FLO | 04-Jun-10 | Annual | 01-Apr-10 | 83,050 | ||
CUSIP: 343498101 | Meeting ID: 573841 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director David V. Singer | Mgmt | For | For | ||
1.2 | Elect Director Franklin L. Burke | Mgmt | For | For | ||
1.3 | Elect Director George E. Deese | Mgmt | For | For | ||
1.4 | Elect Director Manuel A. Fernandez | Mgmt | For | For | ||
1.5 | Elect Director Melvin T. Stith | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Silgan Holdings Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: SLGN | 07-Jun-10 | Annual | 16-Apr-10 | 46,200 | ||
CUSIP: 827048109 | Meeting ID: 579003 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Amend Stockholder Voting Standard From A Majority Of Shares Outstanding Standard To A Majority Of Votes Cast Standard | Mgmt | For |
|
| For |
2 | Increase Authorized Common Stock | Mgmt | For | For | ||
3.1 | Elect Director R. Philip Silver | Mgmt | For | For | ||
3.2 | Elect Director William C. Jennings | Mgmt | For | For | ||
4 | Ratify Auditors | Mgmt | For | For | ||
American Eagle Outfitters, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: AEO | 09-Jun-10 | Annual | 12-Apr-10 | 130,900 | ||
CUSIP: 02553E106 | Meeting ID: 576242 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director Alan T. Kane | Mgmt | For | For | ||
2 | Elect Director Cary D. McMillan | Mgmt | For | For | ||
3 | Elect Director James V. O'Donnell | Mgmt | For | For | ||
4 | Ratify Auditors | Mgmt | For | For | ||
Hilltop Holdings Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: HTH | 10-Jun-10 | Annual | 05-Apr-10 | 114,600 | ||
CUSIP: 432748101 | Meeting ID: 580560 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Rhodes R. Bobbitt | Mgmt | For | For | ||
1.2 | Elect Director W. Joris Brinkerhoff | Mgmt | For | For | ||
1.3 | Elect Director Charles R. Cummings | Mgmt | For | For | ||
1.4 | Elect Director Gerald J. Ford | Mgmt | For | For | ||
1.5 | Elect Director Jeremy B. Ford | Mgmt | For | For | ||
1.6 | Elect Director J. Markham Green | Mgmt | For | For | ||
1.7 | Elect Director Jess T. Hay | Mgmt | For | For | ||
1.8 | Elect Director William T. Hill, Jr. | Mgmt | For | For | ||
1.9 | Elect Director W. Robert Nichols, III | Mgmt | For | For | ||
1.10 | Elect Director C. Clifton Robinson | Mgmt | For | For | ||
1.11 | Elect Director Carl B. Webb | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Resolute Energy Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: REN | 10-Jun-10 | Annual | 19-Apr-10 | 206,600 | ||
CUSIP: 76116A108 | Meeting ID: 581036 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director William H. Cunningham | Mgmt | For | For | ||
1.2 | Elect Director James E. Duffy | Mgmt | For | For | ||
1.3 | Elect Director William J. Quinn | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
EMCOR Group, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: EME | 11-Jun-10 | Annual | 20-Apr-10 | 99,200 | ||
CUSIP: 29084Q100 | Meeting ID: 576898 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Stephen W. Bershad | Mgmt | For | For | ||
1.2 | Elect Director David A.B. Brown | Mgmt | For | For | ||
1.3 | Elect Director Larry J. Bump | Mgmt | For | For | ||
1.4 | Elect Director Albert Fried, Jr. | Mgmt | For | For | ||
1.5 | Elect Director Anthony J. Guzzi | Mgmt | For | For | ||
1.6 | Elect Director Richard F. Hamm, Jr. | Mgmt | For | For | ||
1.7 | Elect Director David H. Laidley | Mgmt | For | For | ||
1.8 | Elect Director Frank T. MacInnis | Mgmt | For | For | ||
1.9 | Elect Director Jerry E. Ryan | Mgmt | For | For | ||
1.10 | Elect Director Michael T. Yonker | Mgmt | For | For | ||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
Premiere Global Services, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: PGI | 16-Jun-10 | Annual | 08-Apr-10 | 288,605 | ||
CUSIP: 740585104 | Meeting ID: 578439 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Boland T. Jones | Mgmt | For | For | ||
1.2 | Elect Director Jeffrey T. Arnold | Mgmt | For | For | ||
1.3 | Elect Director Wilkie S. Colyer | Mgmt | For | For | ||
1.4 | Elect Director John R. Harris | Mgmt | For | For | ||
1.5 | Elect Director W. Steven Jones | Mgmt | For | For | ||
1.6 | Elect Director Raymond H. Pirtle, Jr. | Mgmt | For | For | ||
1.7 | Elect Director J. Walker Smith, Jr. | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
4 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For |
|
| Against |
Vishay Intertechnology, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: VSH | 16-Jun-10 | Annual | 19-Apr-10 | 229,400 | ||
CUSIP: 928298108 | Meeting ID: 578434 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Felix Zandman | Mgmt | For | For | ||
1.2 | Elect Director Gerald Paul | Mgmt | For | For | ||
1.3 | Elect Director Frank Maier | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Seek Sale of Company | SH | Against | For | ||
DXP Enterprises, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: DXPE | 18-Jun-10 | Annual | 20-Apr-10 | 147,800 | ||
CUSIP: 233377407 | Meeting ID: 579319 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director David R. Little | Mgmt | For | For | ||
1.2 | Elect Director Cletus Davis | Mgmt | For | For | ||
1.3 | Elect Director Kenneth H. Miller | Mgmt | For | For | ||
1.4 | Elect Director Timothy P. Halter | Mgmt | For | For | ||
2 | Other Business | Mgmt | For | For | ||
LMI Aerospace, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: LMIA | 22-Jun-10 | Annual | 22-Apr-10 | 89,300 | ||
CUSIP: 502079106 | Meeting ID: 581638 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Ronald S. Saks | Mgmt | For | For | ||
1.2 | Elect Director Joseph Burstein | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Phillips-Van Heusen Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: PVH | 24-Jun-10 | Annual | 29-Apr-10 | 47,700 | ||
CUSIP: 718592108 | Meeting ID: 583812 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Mary Baglivo | Mgmt | For | For | ||
1.2 | Elect Director Emanuel Chirico | Mgmt | For | For | ||
1.3 | Elect Director Edward H. Cohen | Mgmt | For | For | ||
1.4 | Elect Director Joseph B. Fuller | Mgmt | For | For | ||
1.5 | Elect Director Fred Gehring | Mgmt | For | For | ||
1.6 | Elect Director Margaret L. Jenkins | Mgmt | For | For | ||
1.7 | Elect Director David Landau | Mgmt | For | For | ||
1.8 | Elect Director Bruce Maggin | Mgmt | For | For | ||
1.9 | Elect Director V. James Marino | Mgmt | For | For | ||
1.10 | Elect Director Henry Nasella | Mgmt | For | For | ||
1.11 | Elect Director Rita M. Rodriguez | Mgmt | For | For | ||
1.12 | Elect Director Craig Rydin | Mgmt | For | For | ||
1.13 | Elect Director Christian Stahl | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Info Group Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: IUSA | 29-Jun-10 | Special | 27-May-10 | 190,800 | ||
CUSIP: 45670G108 | Meeting ID: 585299 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Merger Agreement | Mgmt | For | Against | ||
2 | Adjourn Meeting | Mgmt | For | For | ||
National Western Life Insurance Company | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: NWLI | 29-Jun-10 | Annual | 26-Apr-10 | 8,100 | ||
CUSIP: 638522102 | Meeting ID: 581723 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Robert L. Moody | Mgmt | For | For | ||
1.2 | Elect Director Stephen E. Glasgow | Mgmt | For | For | ||
1.3 | Elect Director E. J. Pederson | Mgmt | For | For | ||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For |
Account Name: PARADIGM SELECT FUND
Custodial Bank: US BANK, N.A.
Steris Corp. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: STE | 23-Jul-09 |
| Annual | 26-May-09 | 1,700 |
|
CUSIP: 859152100 |
|
| Meeting ID: 522009 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Richard C. Breeden | Mgmt | For |
|
| For |
1.2 | Elect Director Cynthia L. Feldmann | Mgmt | For |
|
| For |
1.3 | Elect Director Robert H. Fields | Mgmt | For |
|
| For |
1.4 | Elect Director Jacqueline B. Kosecoff | Mgmt | For |
|
| For |
1.5 | Elect Director Kevin M. McMullen | Mgmt | For |
|
| For |
1.6 | Elect Director Walter M Rosebrough, Jr. | Mgmt | For |
|
| For |
1.7 | Elect Director Mohsen M. Sohi | Mgmt | For |
|
| For |
1.8 | Elect Director John P. Wareham | Mgmt | For |
|
| For |
1.9 | Elect Director Loyal W. Wilson | Mgmt | For |
|
| For |
1.10 | Elect Director Michael B. Wood | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Alliant Techsystems Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: ATK | 04-Aug-09 |
| Annual | 08-Jun-09 | 400 |
|
CUSIP: 018804104 |
|
| Meeting ID: 524274 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Frances D. Cook | Mgmt | For |
|
| For |
1.2 | Elect Director Martin C. Faga | Mgmt | For |
|
| For |
1.3 | Elect Director Ronald R. Fogleman | Mgmt | For |
|
| For |
1.4 | Elect Director Douglas L. Maine | Mgmt | For |
|
| For |
1.5 | Elect Director Roman Martinez, IV | Mgmt | For |
|
| For |
1.6 | Elect Director Daniel J. Murphy | Mgmt | For |
|
| For |
1.7 | Elect Director Mark H. Ronald | Mgmt | For |
|
| For |
1.8 | Elect Director William G. Van Dyke | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Precision Castparts Corp. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: PCP | 11-Aug-09 |
| Annual | 15-Jun-09 | 500 |
|
CUSIP: 740189105 |
|
| Meeting ID: 524743 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Mark Donegan | Mgmt | For |
|
| For |
1.2 | Elect Director Vernon E. Oechsle | Mgmt | For |
|
| For |
1.3 | Elect Director Rick Schmidt | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
The J. M. Smucker Co. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: SJM | 19-Aug-09 |
| Annual | 23-Jun-09 | 1,100 |
|
CUSIP: 832696405 |
|
| Meeting ID: 526212 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Paul J. Dolan | Mgmt | For |
|
| For |
2 | Elect Director Nancy Lopez Knight | Mgmt | For |
|
| For |
3 | Elect Director Gary A. Oatey | Mgmt | For |
|
| For |
4 | Elect Director Alex Shumate | Mgmt | For |
|
| For |
5 | Elect Director Timothy P. Smucker | Mgmt | For |
|
| For |
6 | Ratify Auditors | Mgmt | For |
|
| For |
7 | Eliminate Cumulative Voting | Mgmt | For |
|
| For |
8 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
| For |
9 | Approve Board to Amend the Amendment Regulations to the Extent Permitted By Law | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
QLogic Corp. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: QLGC | 20-Aug-09 |
| Annual | 25-Jun-09 | 2,500 |
|
CUSIP: 747277101 |
|
| Meeting ID: 527245 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director H.K. Desai | Mgmt | For |
|
| For |
2 | Elect Director Joel S. Birnbaum | Mgmt | For |
|
| For |
3 | Elect Director James R. Fiebiger | Mgmt | For |
|
| For |
4 | Elect Director Balakrishnan S. Iyer | Mgmt | For |
|
| For |
5 | Elect Director Kathryn B. Lewis | Mgmt | For |
|
| For |
6 | Elect Director George D. Wells | Mgmt | For |
|
| For |
7 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
8 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Compuware Corp. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CPWR | 25-Aug-09 |
| Annual | 30-Jun-09 | 6,000 |
|
CUSIP: 205638109 |
|
| Meeting ID: 526641 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Dennis W. Archer | Mgmt | For |
|
| For |
1.2 | Elect Director Gurminder S. Bedi | Mgmt | For |
|
| For |
1.3 | Elect Director William O. Grabe | Mgmt | For |
|
| For |
1.4 | Elect Director William R. Halling | Mgmt | For |
|
| For |
1.5 | Elect Director Peter Karmanos, Jr. | Mgmt | For |
|
| For |
1.6 | Elect Director Faye Alexander Nelson | Mgmt | For |
|
| For |
1.7 | Elect Director Glenda D. Price | Mgmt | For |
|
| For |
1.8 | Elect Director W. James Prowse | Mgmt | For |
|
| For |
1.9 | Elect Director G. Scott Romney | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Shareholder Rights Plan (Poison Pill) | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Iridium Communications Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: IRDM.1 | 23-Sep-09 |
| Special | 27-Aug-09 | 1,200 |
|
CUSIP: 46269C102 |
|
| Meeting ID: 533291 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Approve SPAC Transaction | Mgmt | For |
|
| For |
2 | If you vote FOR Proposal 1 you should also vote FOR this proposal. If you voted AGAINST Proposal 1 and wish to Exercise your Conversion Rights, you should vote AGAINST this proposal and follow the instructions in the company's filing with the SEC | Mgmt | None |
|
| For |
3 | Amend Certificate of Incorporation to Make Certain Changes | Mgmt | For |
|
| For |
4 | Issue Shares in Connection with Acquisition | Mgmt | For |
|
| For |
5 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For |
6 | Adjourn Meeting | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
SEI Daily Income Trust | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: N/A | 25-Sep-09 |
| Special | 29-Jun-09 | 152,736 |
|
CUSIP: N/A |
|
| Meeting ID: 527366 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Amend Investment Advisory Agreement | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Avnet, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: AVT | 05-Nov-09 |
| Annual | 08-Sep-09 | 1,500 |
|
CUSIP: 053807103 |
|
| Meeting ID: 535322 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Eleanor Baum | Mgmt | For |
|
| For |
1.2 | Elect Director J. Veronica Biggins | Mgmt | For |
|
| For |
1.3 | Elect Director Lawrence W. Clarkson | Mgmt | For |
|
| For |
1.4 | Elect Director Ehud Houminer | Mgmt | For |
|
| For |
1.5 | Elect Director Frank R. Noonan | Mgmt | For |
|
| For |
1.6 | Elect Director Ray M. Robinson | Mgmt | For |
|
| For |
1.7 | Elect Director William P. Sullivan | Mgmt | For |
|
| For |
1.8 | Elect Director Gary L. Tooker | Mgmt | For |
|
| For |
1.9 | Elect Director Roy Vallee | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Royal Gold, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: RGLD | 18-Nov-09 |
| Annual | 29-Sep-09 | 700 |
|
CUSIP: 780287108 |
|
| Meeting ID: 538115 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Stanley Dempsey | Mgmt | For |
|
| For |
2 | Elect Director Tony Jensen | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
MICROS Systems, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: MCRS | 20-Nov-09 |
| Annual | 05-Oct-09 | 1,200 |
|
CUSIP: 594901100 |
|
| Meeting ID: 538916 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Louis M. Brown, Jr. | Mgmt | For |
|
| For |
1.2 | Elect Director B. Gary Dando | Mgmt | For |
|
| For |
1.3 | Elect Director A.L. Giannopoulos | Mgmt | For |
|
| For |
1.4 | Elect Director F. Suzanne Jenniches | Mgmt | For |
|
| For |
1.5 | Elect Director John G. Puente | Mgmt | For |
|
| For |
1.6 | Elect Director Dwight S. Taylor | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Stock Option Plan | Mgmt | For |
|
| For |
4 | Amend Stock Option Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Robbins & Myers, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: RBN | 06-Jan-10 |
| Annual | 18-Nov-09 | 900 |
|
CUSIP: 770196103 |
|
| Meeting ID: 546323 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Richard J. Giromini | Mgmt | For |
|
| For |
1.2 | Elect Director Stephen F. Kirk | Mgmt | For |
|
| For |
1.3 | Elect Director Peter C. Wallace | Mgmt | For |
|
| For |
2 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Fair Isaac Corp. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: FICO | 02-Feb-10 |
| Annual | 08-Dec-09 | 0 |
|
CUSIP: 303250104 |
|
| Meeting ID: 548669 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director A. George Battle | Mgmt | For |
|
| For |
1.2 | Elect Director Nicholas F. Graziano | Mgmt | For |
|
| For |
1.3 | Elect Director Mark N. Greene | Mgmt | For |
|
| For |
1.4 | Elect Director Alex W. Hart | Mgmt | For |
|
| For |
1.5 | Elect Director James D. Kirsner | Mgmt | For |
|
| For |
1.6 | Elect Director William J. Lansing | Mgmt | For |
|
| For |
1.7 | Elect Director Rahul N. Merchant | Mgmt | For |
|
| For |
1.8 | Elect Director Margaret L. Taylor | Mgmt | For |
|
| For |
1.9 | Elect Director Duane E. White | Mgmt | For |
|
| For |
2 | Eliminate Cumulative Voting | Mgmt | For |
|
| For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
|
|
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Rockwell Collins, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: COL | 09-Feb-10 |
| Annual | 11-Dec-09 | 800 |
|
CUSIP: 774341101 |
|
| Meeting ID: 547938 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Donald R. Beall | Mgmt | For |
|
| For |
1.2 | Elect Director Mark Donegan | Mgmt | For |
|
| For |
1.3 | Elect Director Andrew J. Policano | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against |
|
| For |
|
|
|
|
|
|
|
American Italian Pasta Co. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: AIPC | 25-Feb-10 |
| Annual | 07-Jan-10 | 800 |
|
CUSIP: 027070101 |
|
| Meeting ID: 551162 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director David W. Allen | Mgmt | For |
|
| For |
1.2 | Elect Director Cathleen S. Curless | Mgmt | For |
|
| For |
1.3 | Elect Director Tim M. Pollak | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Verigy Limited | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: VRGY | 06-Apr-10 |
| Annual | 06-Apr-10 | 3,400 |
|
CUSIP: Y93691106 |
|
| Meeting ID: 555327 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Reelect Eric Meurice as Director | Mgmt | For |
|
| For |
2 | Reelect Steven W. Berglund as Director | Mgmt | For |
|
| For |
3 | Reelect Claudine Simson as Director | Mgmt | For |
|
| For |
4 | Reappoint PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For |
|
| For |
5 | Approve Annual Cash Compensation and Pro Rated Cash Compensation to Non-Employee Directors, Lead Independent Director, or Committee Chairperson for Services Rendered | Mgmt | For |
|
| For |
6 | Approve Issuance of Shares without Preemptive Rights | Mgmt | For |
|
| For |
7 | Authorize Share Repurchase Program | Mgmt | For |
|
| For |
8 | Amend 2006 Equity Incentive Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 3.0 Million Ordinary Shares | Mgmt | For |
|
| Against |
9 | Amend 2006 Employee Shares Purchase Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 1.5 Million Ordinary Shares | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Convergys Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CVG | 20-Apr-10 |
| Annual | 22-Feb-10 | 3,900 |
|
CUSIP: 212485106 |
|
| Meeting ID: 560457 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Zoe Baird | Mgmt | For |
|
| For |
1.2 | Elect Director Richard R. Devenuti | Mgmt | For |
|
| For |
1.3 | Elect Director Thomas L. Monahan Iii | Mgmt | For |
|
| For |
1.4 | Elect Director Philip A. Odeen | Mgmt | For |
|
| For |
1.5 | Elect Director Richard F. Wallman | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Declassify the Board of Directors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Olin Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: OLN | 22-Apr-10 |
| Annual | 26-Feb-10 | 1,800 |
|
CUSIP: 680665205 |
|
| Meeting ID: 558439 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director C. Robert Bunch | Mgmt | For |
|
| For |
1.2 | Elect Director RandallL W. Larrimore | Mgmt | For |
|
| For |
1.3 | Elect Director John M. B. O'Connor | Mgmt | For |
|
| For |
2 | Amend Non-Employee Director Stock Option Plan | Mgmt | For |
|
| For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Sensient Technologies Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: SXT | 22-Apr-10 |
| Annual | 26-Feb-10 | 1,700 |
|
CUSIP: 81725T100 |
|
| Meeting ID: 562332 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Hank Brown | Mgmt | For |
|
| For |
1.2 | Elect Director Fergus M. Clydesdale | Mgmt | For |
|
| For |
1.3 | Elect Director James A. D. Croft | Mgmt | For |
|
| For |
1.4 | Elect Director William V. Hickey | Mgmt | For |
|
| For |
1.5 | Elect Director Kenneth P. Manning | Mgmt | For |
|
| For |
1.6 | Elect Director Peter M. Salmon | Mgmt | For |
|
| For |
1.7 | Elect Director Elaine R. Wedral | Mgmt | For |
|
| For |
1.8 | Elect Director Essie Whitelaw | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Alleghany Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: Y | 23-Apr-10 |
| Annual | 01-Mar-10 | 151 |
|
CUSIP: 017175100 |
|
| Meeting ID: 562604 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Karen Brenner | Mgmt | For |
|
| For |
2 | Elect Director Thomas S. Johnson | Mgmt | For |
|
| For |
3 | Elect Director Phillip M. Martineau | Mgmt | For |
|
| For |
4 | Elect Director James F. Will | Mgmt | For |
|
| For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For |
|
| For |
6 | Approve Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
7 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
PerkinElmer, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: PKI | 27-Apr-10 |
| Annual | 01-Mar-10 | 2,150 |
|
CUSIP: 714046109 |
|
| Meeting ID: 561594 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Robert F. Friel | Mgmt | For |
|
| For |
2 | Elect Director Nicholas A. Lopardo | Mgmt | For |
|
| For |
3 | Elect Director Alexis P. Michas | Mgmt | For |
|
| For |
4 | Elect Director James C. Mullen | Mgmt | For |
|
| For |
5 | Elect Director Vicki L. Sato | Mgmt | For |
|
| For |
6 | Elect Director Gabriel Schmergel | Mgmt | For |
|
| For |
7 | Elect Director Kenton J. Sicchitano | Mgmt | For |
|
| For |
8 | Elect Director Patrick J. Sullivan | Mgmt | For |
|
| For |
9 | Elect Director G. Robert Tod | Mgmt | For |
|
| For |
10 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Harleysville Group Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: HGIC | 28-Apr-10 |
| Annual | 01-Mar-10 | 1,200 |
|
CUSIP: 412824104 |
|
| Meeting ID: 565692 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Barbara A. Austell | Mgmt | For |
|
| For |
2 | Elect Director G. Lawrence Buhl | Mgmt | For |
|
| For |
3 | Elect Director William E. Storts | Mgmt | For |
|
| For |
4 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
5 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Life Technologies Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: LIFE | 29-Apr-10 |
| Annual | 01-Mar-10 | 1,000 |
|
CUSIP: 53217V109 |
|
| Meeting ID: 562610 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director George F. Adam, Jr. | Mgmt | For |
|
| For |
1.2 | Elect Director Raymond V. Dittamore | Mgmt | For |
|
| For |
1.3 | Elect Director Arnold J. Levine, Ph.D. | Mgmt | For |
|
| For |
1.4 | Elect Director Bradley G. Lorimier | Mgmt | For |
|
| For |
1.5 | Elect Director David C. U'Prichard, Ph.D. | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
| For |
4 | Eliminate Supermajority Vote Requirement | Mgmt | For |
|
| For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
| For |
6 | Eliminate Supermajority Vote Requirement | Mgmt | For |
|
| For |
7 | Approve Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Walter Investment Management Corp. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: WAC | 30-Apr-10 |
| Annual | 08-Mar-10 | 2,300 |
|
CUSIP: 93317W102 |
|
| Meeting ID: 564384 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Ellyn L. Brown | Mgmt | For |
|
| For |
1.2 | Elect Director Denmar J. Dixon | Mgmt | For |
|
| For |
1.3 | Elect Director Steven Berrard | Mgmt | For |
|
| For |
1.4 | Elect Director Mark J. O?Brien | Mgmt | For |
|
| For |
1.5 | Elect Director Shannon E. Smith | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
EarthLink, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: ELNK | 04-May-10 |
| Annual | 15-Mar-10 | 0 |
|
CUSIP: 270321102 |
|
| Meeting ID: 563922 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Susan D. Bowick | Mgmt | For |
|
| For |
1.2 | Elect Director Terrell B. Jones | Mgmt | For |
|
| For |
1.3 | Elect Director David A. Koretz | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Report on Adoption of Free and Open Internet Policy | SH | Against |
|
|
|
|
|
|
|
|
|
|
AptarGroup, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: ATR | 05-May-10 |
| Annual | 11-Mar-10 | 600 |
|
CUSIP: 038336103 |
|
| Meeting ID: 563760 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Alain Chevassus | Mgmt | For |
|
| For |
1.2 | Elect Director Stephen J. Hagge | Mgmt | For |
|
| For |
1.3 | Elect Director Giovanna Kampouri Monnas | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Compass Minerals International, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CMP | 05-May-10 |
| Annual | 12-Mar-10 | 600 |
|
CUSIP: 20451N101 |
|
| Meeting ID: 566920 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Mgmt | For |
|
| For |
1.2 | Elect Director Timothy R. Snider | Mgmt | For |
|
| For |
1.3 | Elect Director Paul S. Williams | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Fresh Del Monte Produce Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: FDP | 05-May-10 |
| Annual | 11-Mar-10 | 0 |
|
CUSIP: G36738105 |
|
| Meeting ID: 565974 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1a | Re-elect Amir Abu-Ghazaleh as Director | Mgmt | For |
|
|
|
1b | Re-elect Salvatore H. Alfiero as Director | Mgmt | For |
|
|
|
1c | Re-elect Edward L. Boykin as Director | Mgmt | For |
|
|
|
2 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For |
|
|
|
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For |
|
|
|
4 | Approve Non-Employee Directors Equity Plan | Mgmt | For |
|
|
|
5 | Approve and Adopt Performance Incentive Plan for Senior Executives | Mgmt | For |
|
|
|
6 | Approve and Adopt Long-Term Incentive Plan | Mgmt | For |
|
|
|
|
|
|
|
|
|
|
Piper Jaffray Companies | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: PJC | 05-May-10 |
| Annual | 09-Mar-10 | 800 |
|
CUSIP: 724078100 |
|
| Meeting ID: 563179 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Andrew S. Duff | Mgmt | For |
|
| For |
1.2 | Elect Director Michael R. Francis | Mgmt | For |
|
| For |
1.3 | Elect Director Virginia Gambale | Mgmt | For |
|
| For |
1.4 | Elect Director B. Kristine Johnson | Mgmt | For |
|
| For |
1.5 | Elect Director Addison L. Piper | Mgmt | For |
|
| For |
1.6 | Elect Director Lisa K. Polsky | Mgmt | For |
|
| For |
1.7 | Elect Director Frank L. Sims | Mgmt | For |
|
| For |
1.8 | Elect Director Jean M. Taylor | Mgmt | For |
|
| For |
1.9 | Elect Director Michele Volpi | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Regal Entertainment Group | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: RGC | 05-May-10 |
| Annual | 10-Mar-10 | 3,300 |
|
CUSIP: 758766109 |
|
| Meeting ID: 572798 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Thomas D. Bell, Jr. | Mgmt | For |
|
| For |
1.2 | Elect Director David H. Keyte | Mgmt | For |
|
| For |
1.3 | Elect Director Amy E. Miles | Mgmt | For |
|
| For |
1.4 | Elect Director Lee M. Thomas | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Church & Dwight Co., Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CHD | 06-May-10 |
| Annual | 08-Mar-10 | 600 |
|
CUSIP: 171340102 |
|
| Meeting ID: 564983 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Bradley C. Irwin | Mgmt | For |
|
| For |
1.2 | Elect Director Jeffrey A. Levick | Mgmt | For |
|
| For |
1.3 | Elect Director Arthur B. Winkleblack | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Dole Food Company, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: DOLE | 06-May-10 |
| Annual | 25-Mar-10 | 4,300 |
|
CUSIP: 256603101 |
|
| Meeting ID: 568958 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Andrew J. Conrad | Mgmt | For |
|
| For |
1.2 | Elect Director Justin M. Murdock | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
MEDNAX, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: MD | 06-May-10 |
| Annual | 09-Mar-10 | 700 |
|
CUSIP: 58502B106 |
|
| Meeting ID: 564113 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Cesar L. Alvarez | Mgmt | For |
|
| For |
1.2 | Elect Director Waldemar A. Carlo, M.D. | Mgmt | For |
|
| For |
1.3 | Elect Director Michael B. Fernandez | Mgmt | For |
|
| For |
1.4 | Elect Director Roger K. Freeman, M.D. | Mgmt | For |
|
| For |
1.5 | Elect Director Paul G. Gabos | Mgmt | For |
|
| For |
1.6 | Elect Director Dany Garcia | Mgmt | For |
|
| For |
1.7 | Elect Director Pascal J. Goldschmidt, M.D. | Mgmt | For |
|
| For |
1.8 | Elect Director Manuel Kadre | Mgmt | For |
|
| For |
1.9 | Elect Director Roger J. Medel, M.D. | Mgmt | For |
|
| For |
1.10 | Elect Director Donna E. Shalala, Ph.D. | Mgmt | For |
|
| For |
1.11 | Elect Director Enrique J. Sosa, Ph.D. | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
| �� |
|
Mirant Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: MIR | 06-May-10 |
| Annual | 08-Mar-10 | 1,100 |
|
CUSIP: 60467R100 |
|
| Meeting ID: 563715 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Thomas W. Cason | Mgmt | For |
|
| For |
1.2 | Elect Director A.D. (Pete) Correll | Mgmt | For |
|
| For |
1.3 | Elect Director Terry G. Dallas | Mgmt | For |
|
| For |
1.4 | Elect Director Thomas H. Johnson | Mgmt | For |
|
| For |
1.5 | Elect Director John T. Miller | Mgmt | For |
|
| For |
1.6 | Elect Director Edward R. Muller | Mgmt | For |
|
| For |
1.7 | Elect Director Robert C. Murray | Mgmt | For |
|
| For |
1.8 | Elect Director William L. Thacker | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Adopt NOL Rights Plan (NOL Pill) | Mgmt | For |
|
| For |
4 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
5 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against |
|
| Against |
|
|
|
|
|
|
|
Plains Exploration & Production Company | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: PXP | 06-May-10 |
| Annual | 25-Mar-10 | 1,150 |
|
CUSIP: 726505100 |
|
| Meeting ID: 566964 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director James C. Flores | Mgmt | For |
|
| For |
1.2 | Elect Director Isaac Arnold, Jr. | Mgmt | For |
|
| For |
1.3 | Elect Director Alan R. Buckwalter, III | Mgmt | For |
|
| For |
1.4 | Elect Director Jerry L. Dees | Mgmt | For |
|
| For |
1.5 | Elect Director Tom H. Delimitros | Mgmt | For |
|
| For |
1.6 | Elect Director Thomas A. Fry, III | Mgmt | For |
|
| For |
1.7 | Elect Director Robert L. Gerry, III | Mgmt | For |
|
| For |
1.8 | Elect Director Charles G. Groat | Mgmt | For |
|
| For |
1.9 | Elect Director John H. Lollar | Mgmt | For |
|
| For |
2 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Whiting Petroleum Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: WLL | 06-May-10 |
| Annual | 12-Mar-10 | 400 |
|
CUSIP: 966387102 |
|
| Meeting ID: 568365 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Thomas L. Aller | Mgmt | For |
|
| For |
1.2 | Elect Director Thomas P. Briggs | Mgmt | For |
|
| For |
2 | Increase Authorized Common Stock | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Curtiss-Wright Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CW | 07-May-10 |
| Annual | 01-Mar-10 | 800 |
|
CUSIP: 231561101 |
|
| Meeting ID: 563779 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Martin R. Benante | Mgmt | For |
|
| For |
1.2 | Elect Director S. Marce Fuller | Mgmt | For |
|
| For |
1.3 | Elect Director Allen A. Kozinski | Mgmt | For |
|
| For |
1.4 | Elect Director Carl G. Miller | Mgmt | For |
|
| For |
1.5 | Elect Director William B. Mitchell | Mgmt | For |
|
| For |
1.6 | Elect Director John R. Myers | Mgmt | For |
|
| For |
1.7 | Elect Director John B. Nathman | Mgmt | For |
|
| For |
1.8 | Elect Director William W. Sihler | Mgmt | For |
|
| For |
1.9 | Elect Director Albert E. Smith | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Invesco Mortgage Capital Inc | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: IVR | 10-May-10 |
| Annual | 18-Mar-10 | 1,200 |
|
CUSIP: 46131B100 |
|
| Meeting ID: 566823 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director G. Mark Armour | Mgmt | For |
|
| For |
2 | Elect Director James S. Balloun | Mgmt | For |
|
| For |
3 | Elect Director John S. Day | Mgmt | For |
|
| For |
4 | Elect Director Karen Dunn Kelley | Mgmt | For |
|
| For |
5 | Elect Director Neil Williams | Mgmt | For |
|
| For |
6 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Lincare Holdings, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: LNCR | 10-May-10 |
| Annual | 15-Mar-10 | 900 |
|
CUSIP: 532791100 |
|
| Meeting ID: 568399 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director John P. Byrnes | Mgmt | For |
|
| For |
1.2 | Elect Director Stuart H. Altman, Ph.D. | Mgmt | For |
|
| For |
1.3 | Elect Director Chester B. Black | Mgmt | For |
|
| For |
1.4 | Elect Director Frank D. Byrne, M.D. | Mgmt | For |
|
| For |
1.5 | Elect Director William F. Miller, III | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Markel Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: MKL | 10-May-10 |
| Annual | 02-Mar-10 | 50 |
|
CUSIP: 570535104 |
|
| Meeting ID: 560465 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Mgmt | For |
|
| For |
1.2 | Elect Director Douglas C. Eby | Mgmt | For |
|
| For |
1.3 | Elect Director Stewart M. Kasen | Mgmt | For |
|
| For |
1.4 | Elect Director Alan I. Kirshner | Mgmt | For |
|
| For |
1.5 | Elect Director Lemuel E. Lewis | Mgmt | For |
|
| For |
1.6 | Elect Director Darrell D. Martin | Mgmt | For |
|
| For |
1.7 | Elect Director Anthony F. Markel | Mgmt | For |
|
| For |
1.8 | Elect Director Steven A. Markel | Mgmt | For |
|
| For |
1.9 | Elect Director Jay M. Weinberg | Mgmt | For |
|
| For |
1.10 | Elect Director Debora J. Wilson | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Brightpoint, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CELL | 11-May-10 |
| Annual | 19-Mar-10 | 6,200 |
|
CUSIP: 109473405 |
|
| Meeting ID: 566820 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Eliza Hermann | Mgmt | For |
|
| For |
1.2 | Elect Director Robert J. Laikin | Mgmt | For |
|
| For |
1.3 | Elect Director Cynthia L. Lucchese | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
American Financial Group, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: AFG | 12-May-10 |
| Annual | 15-Mar-10 | 1,100 |
|
CUSIP: 025932104 |
|
| Meeting ID: 566012 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Carl H. Lindner | Mgmt | For |
|
| For |
1.2 | Elect Director Carl H. Lindner III | Mgmt | For |
|
| For |
1.3 | Elect Director S. Craig Lindner | Mgmt | For |
|
| For |
1.4 | Elect Director Kenneth C. Ambrecht | Mgmt | For |
|
| For |
1.5 | Elect Director Theodore H. Emmerich | Mgmt | For |
|
| For |
1.6 | Elect Director James E. Evans | Mgmt | For |
|
| For |
1.7 | Elect Director Terry S. Jacobs | Mgmt | For |
|
| For |
1.8 | Elect Director Gregory G. Joseph | Mgmt | For |
|
| For |
1.9 | Elect Director William W. Verity | Mgmt | For |
|
| For |
1.10 | Elect Director John I. Von Lehman | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Innospec Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: IOSP | 12-May-10 |
| Annual | 16-Mar-10 | 2,700 |
|
CUSIP: 45768S105 |
|
| Meeting ID: 564127 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Robert I. Paller | Mgmt | For |
|
| For |
1.2 | Elect Director Patrick S. Williams | Mgmt | For |
|
| Withhold |
1.3 | Elect Director Robert E. Bew | Mgmt | For |
|
| Withhold |
1.4 | Elect Director Martin M. Hale | Mgmt | For |
|
| Withhold |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
AMERIGROUP Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: AGP | 13-May-10 |
| Annual | 16-Mar-10 | 1,400 |
|
CUSIP: 03073T102 |
|
| Meeting ID: 568115 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Kay Coles James | Mgmt | For |
|
| For |
1.2 | Elect Director Hala Moddelmog | Mgmt | For |
|
| For |
1.3 | Elect Director Uwe E. Reinhardt, Ph.d. | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Sybase, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: SY | 13-May-10 |
| Annual | 31-Mar-10 | 900 |
|
CUSIP: 871130100 |
|
| Meeting ID: 563957 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director John S. Chen | Mgmt | For |
|
| For |
1.2 | Elect Director Richard C. Alberding | Mgmt | For |
|
| For |
1.3 | Elect Director Cecilia Claudio | Mgmt | For |
|
| For |
1.4 | Elect Director Michael A. Daniels | Mgmt | For |
|
| For |
1.5 | Elect Director L. William Krause | Mgmt | For |
|
| For |
1.6 | Elect Director Alan B. Salisbury | Mgmt | For |
|
| For |
1.7 | Elect Director Jack E. Sum | Mgmt | For |
|
| For |
1.8 | Elect Director Robert P. Wayman | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Jefferies Group, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: JEF | 17-May-10 |
| Annual | 19-Mar-10 | 1,900 |
|
CUSIP: 472319102 |
|
| Meeting ID: 570031 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Richard B. Handler | Mgmt | For |
|
| For |
1.2 | Elect Director Brian P. Friedman | Mgmt | For |
|
| For |
1.3 | Elect Director W. Patrick Campbell | Mgmt | For |
|
| For |
1.4 | Elect Director Ian M. Cumming | Mgmt | For |
|
| For |
1.5 | Elect Director Richard G. Dooley | Mgmt | For |
|
| For |
1.6 | Elect Director Robert E. Joyal | Mgmt | For |
|
| For |
1.7 | Elect Director Michael T. O?Kane | Mgmt | For |
|
| For |
1.8 | Elect Director Joseph S. Steinberg | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Career Education Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CECO | 19-May-10 |
| Annual | 29-Mar-10 | 1,400 |
|
CUSIP: 141665109 |
|
| Meeting ID: 569285 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Dennis H. Chookaszian | Mgmt | For |
|
| For |
2 | Elect Director David W. Devonshire | Mgmt | For |
|
| For |
3 | Elect Director Patrick W. Gross | Mgmt | For |
|
| For |
4 | Elect Director Gregory L. Jackson | Mgmt | For |
|
| For |
5 | Elect Director Thomas B. Lally | Mgmt | For |
|
| For |
6 | Elect Director Steven H. Lesnik | Mgmt | For |
|
| For |
7 | Elect Director Gary E. McCullough | Mgmt | For |
|
| For |
8 | Elect Director Edward A. Snyder | Mgmt | For |
|
| For |
9 | Elect Director Leslie T. Thornton | Mgmt | For |
|
| For |
10 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
11 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Corn Products International, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CPO | 19-May-10 |
| Annual | 22-Mar-10 | 1,300 |
|
CUSIP: 219023108 |
|
| Meeting ID: 570686 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Ilene S. Gordon | Mgmt | For |
|
| For |
1.2 | Elect Director Karen L. Hendricks | Mgmt | For |
|
| For |
1.3 | Elect Director Barbara A. Klein | Mgmt | For |
|
| For |
1.4 | Elect Director Dwayne A. Wilson | Mgmt | For |
|
| For |
2 | Declassify the Board of Directors | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
4 | Amend Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
5 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Everest Re Group LTD | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: RE | 19-May-10 |
| Annual | 26-Mar-10 | 0 |
|
CUSIP: G3223R108 |
|
| Meeting ID: 573005 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Kenneth J. Duffy as Director | Mgmt | For |
|
|
|
1.2 | Elect Joseph V. Taranto as Director | Mgmt | For |
|
|
|
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For |
|
|
|
3 | Approve Omnibus Stock Plan | Mgmt | For |
|
|
|
|
|
|
|
|
|
|
Foot Locker, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: FL | 19-May-10 |
| Annual | 22-Mar-10 | 2,000 |
|
CUSIP: 344849104 |
|
| Meeting ID: 568798 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Ken C. Hicks | Mgmt | For |
|
| For |
1.2 | Elect Director James E. Preston | Mgmt | For |
|
| For |
1.3 | Elect Director Dona D. Young | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Hasbro, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: HAS | 20-May-10 |
| Annual | 26-Mar-10 | 1,000 |
|
CUSIP: 418056107 |
|
| Meeting ID: 569284 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Basil L. Anderson | Mgmt | For |
|
| For |
1.2 | Elect Director Alan R. Batkin | Mgmt | For |
|
| For |
1.3 | Elect Director Frank J. Biondi, Jr. | Mgmt | For |
|
| For |
1.4 | Elect Director Kenneth A. Bronfin | Mgmt | For |
|
| For |
1.5 | Elect Director John M. Connors, Jr. | Mgmt | For |
|
| For |
1.6 | Elect Director Michael W.o. Garrett | Mgmt | For |
|
| For |
1.7 | Elect Director Brian Goldner | Mgmt | For |
|
| For |
1.8 | Elect Director Jack M. Greenberg | Mgmt | For |
|
| For |
1.9 | Elect Director Alan G. Hassenfeld | Mgmt | For |
|
| For |
1.10 | Elect Director Tracy A. Leinbach | Mgmt | For |
|
| For |
1.11 | Elect Director Edward M. Philip | Mgmt | For |
|
| For |
1.12 | Elect Director Alfred J. Verrecchia | Mgmt | For |
|
| For |
2 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Magellan Health Services, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: MGLN | 20-May-10 |
| Annual | 31-Mar-10 | 1,000 |
|
CUSIP: 559079207 |
|
| Meeting ID: 570178 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Michael P. Ressner | Mgmt | For |
|
| For |
1.2 | Elect Director Michael S. Diament | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
MFA Financial Inc | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: MFA | 20-May-10 |
| Annual | 23-Mar-10 | 4,000 |
|
CUSIP: 55272X102 |
|
| Meeting ID: 569254 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Stewart Zimmerman | Mgmt | For |
|
| For |
1.2 | Elect Director James A. Brodsky | Mgmt | For |
|
| For |
1.3 | Elect Director Alan L. Gosule | Mgmt | For |
|
| For |
2 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
TNS, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: TNS | 20-May-10 |
| Annual | 08-Apr-10 | 1,900 |
|
CUSIP: 872960109 |
|
| Meeting ID: 575968 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director John B. Benton | Mgmt | For |
|
| For |
1.2 | Elect Director Henry H. Graham, Jr. | Mgmt | For |
|
| For |
1.3 | Elect Director Stephen X. Graham | Mgmt | For |
|
| For |
1.4 | Elect Director John V. Sponyoe | Mgmt | For |
|
| For |
1.5 | Elect Director Jay E. Ricks | Mgmt | For |
|
| For |
1.6 | Elect Director Thomas E. Wheeler | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Anworth Mortgage Asset Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: ANH | 21-May-10 |
| Annual | 23-Mar-10 | 2,900 |
|
CUSIP: 037347101 |
|
| Meeting ID: 566808 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Election Director Lloyd Mcadams | Mgmt | For |
|
| For |
2 | Election Director Lee A. Ault | Mgmt | For |
|
| For |
3 | Election Director Charles H. Black | Mgmt | For |
|
| For |
4 | Election Director Joe E. Davis | Mgmt | For |
|
| For |
5 | Election Director Robert C. Davis | Mgmt | For |
|
| For |
6 | Election Director Joseph E. Mcadams | Mgmt | For |
|
| For |
7 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
CMS Energy Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CMS | 21-May-10 |
| Annual | 26-Mar-10 | 1,600 |
|
CUSIP: 125896100 |
|
| Meeting ID: 571648 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Merribel S. Ayres | Mgmt | For |
|
| For |
1.2 | Elect Director Jon E. Barfield | Mgmt | For |
|
| For |
1.3 | Elect Director Stephen E. Ewing | Mgmt | For |
|
| For |
1.4 | Elect Director Richard M. Gabrys | Mgmt | For |
|
| For |
1.5 | Elect Director David W. Joos | Mgmt | For |
|
| For |
1.6 | Elect Director Philip R. Lochner, Jr | Mgmt | For |
|
| For |
1.7 | Elect Director Michael T. Monahan | Mgmt | For |
|
| For |
1.8 | Elect Director John G. Russell | Mgmt | For |
|
| For |
1.9 | Elect Director Kenneth L. Way | Mgmt | For |
|
| For |
1.10 | Elect Director John B. Yasinsky | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against |
|
| For |
4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | SH | Against |
|
| For |
|
|
|
|
|
|
|
Iridium Communications Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: IRDM | 25-May-10 |
| Annual | 09-Apr-10 | 1,600 |
|
CUSIP: 46269C102 |
|
| Meeting ID: 575653 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Robert H. Niehaus | Mgmt | For |
|
| For |
1.2 | Elect Director J. Darrel Barros | Mgmt | For |
|
| For |
1.3 | Elect Director Scott L. Bok | Mgmt | For |
|
| For |
1.4 | Elect Director Thomas C. Canfield | Mgmt | For |
|
| For |
1.5 | Elect Director Peter M. Dawkins | Mgmt | For |
|
| For |
1.6 | Elect Director Matthew J. Desch | Mgmt | For |
|
| For |
1.7 | Elect Director Terry L. Jones | Mgmt | For |
|
| For |
1.8 | Elect Director Alvin B. Krongard | Mgmt | For |
|
| For |
1.9 | Elect Director Steven B. Pfeiffer | Mgmt | For |
|
| For |
1.10 | Elect Director Parker W. Rush | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Endo Pharmaceuticals Holdings Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: ENDP | 26-May-10 |
| Annual | 14-Apr-10 | 2,600 |
|
CUSIP: 29264F205 |
|
| Meeting ID: 578039 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director John J. Delucca | Mgmt | For |
|
| For |
1.2 | Elect Director David P. Holveck | Mgmt | For |
|
| For |
1.3 | Elect Director Nancy J Hutson | Mgmt | For |
|
| For |
1.4 | Elect Director Michael Hyatt | Mgmt | For |
|
| For |
1.5 | Elect Director Roger H. Kimmel | Mgmt | For |
|
| For |
1.6 | Elect Director William P. Montague | Mgmt | For |
|
| For |
1.7 | Elect Director Joseph C. Scodari | Mgmt | For |
|
| For |
1.8 | Elect Director William F. Spengler | Mgmt | For |
|
| For |
2 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
St. Mary Land & Exploration Company | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: SM | 26-May-10 |
| Annual | 29-Mar-10 | 1,000 |
|
CUSIP: 792228108 |
|
| Meeting ID: 571882 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Barbara M. Baumann | Mgmt | For |
|
| For |
2 | Elect Director Anthony J. Best | Mgmt | For |
|
| For |
3 | Elect Director Larry W. Bickle | Mgmt | For |
|
| For |
4 | Elect Director William J. Gardiner | Mgmt | For |
|
| For |
5 | Elect Director Julio M. Quintana | Mgmt | For |
|
| For |
6 | Elect Director John M. Seidl | Mgmt | For |
|
| For |
7 | Elect Director William D. Sullivan | Mgmt | For |
|
| For |
8 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
9 | Change Company Name | Mgmt | For |
|
| For |
10 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Telephone and Data Systems, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: TDS | 26-May-10 |
| Annual | 30-Mar-10 | 900 |
|
CUSIP: 879433100 |
|
| Meeting ID: 577607 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director C.A. Davis | Mgmt | For |
|
| For |
1.2 | Elect Director C.D. O'Leary | Mgmt | For |
|
| For |
1.3 | Elect Director G.L. Sugarman | Mgmt | For |
|
| For |
1.4 | Elect Director H.S. Wander | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against |
|
| For |
|
|
|
|
|
|
|
Big Lots, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: BIG | 27-May-10 |
| Annual | 29-Mar-10 | 1,100 |
|
CUSIP: 089302103 |
|
| Meeting ID: 571908 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For |
|
| For |
1.2 | Elect Director Steven S. Fishman | Mgmt | For |
|
| For |
1.3 | Elect Director Peter J. Hayes | Mgmt | For |
|
| For |
1.4 | Elect Director David T. Kollat | Mgmt | For |
|
| For |
1.5 | Elect Director Brenda J. Lauderback | Mgmt | For |
|
| For |
1.6 | Elect Director Philip E. Mallott | Mgmt | For |
|
| For |
1.7 | Elect Director Russell Solt | Mgmt | For |
|
| For |
1.8 | Elect Director James R. Tener | Mgmt | For |
|
| For |
1.9 | Elect Director Dennis B. Tishkoff | Mgmt | For |
|
| For |
2 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
| For |
5 | Require Advance Notice for Shareholder Director Nominations | Mgmt | For |
|
| For |
6 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Chart Industries, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: GTLS | 27-May-10 |
| Annual | 30-Mar-10 | 1,700 |
|
CUSIP: 16115Q308 |
|
| Meeting ID: 573020 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Samuel F. Thomas | Mgmt | For |
|
| For |
1.2 | Elect Director W. Douglas Brown | Mgmt | For |
|
| For |
1.3 | Elect Director Richard E. Goodrich | Mgmt | For |
|
| For |
1.4 | Elect Director Steven W. Krablin | Mgmt | For |
|
| For |
1.5 | Elect Director Michael W. Press | Mgmt | For |
|
| For |
1.6 | Elect Director James M. Tidwell | Mgmt | For |
|
| For |
1.7 | Elect Director Thomas L. Williams | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
FTI Consulting, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: FCN | 02-Jun-10 |
| Annual | 01-Apr-10 | 1,000 |
|
CUSIP: 302941109 |
|
| Meeting ID: 574978 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Brenda J. Bacon | Mgmt | For |
|
| For |
1.2 | Elect Director James W. Crownover | Mgmt | For |
|
| For |
1.3 | Elect Director Dennis J. Shaughnessy | Mgmt | For |
|
| For |
1.4 | Elect Director George P. Stamas | Mgmt | For |
|
| For |
2 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Flowers Foods, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: FLO | 04-Jun-10 |
| Annual | 01-Apr-10 | 1,375 |
|
CUSIP: 343498101 |
|
| Meeting ID: 573841 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director David V. Singer | Mgmt | For |
|
| For |
1.2 | Elect Director Franklin L. Burke | Mgmt | For |
|
| For |
1.3 | Elect Director George E. Deese | Mgmt | For |
|
| For |
1.4 | Elect Director Manuel A. Fernandez | Mgmt | For |
|
| For |
1.5 | Elect Director Melvin T. Stith | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Silgan Holdings Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: SLGN | 07-Jun-10 |
| Annual | 16-Apr-10 | 700 |
|
CUSIP: 827048109 |
|
| Meeting ID: 579003 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Amend Stockholder Voting Standard From A Majority Of Shares Outstanding Standard To A Majority Of Votes Cast Standard | Mgmt | For |
|
| For |
2 | Increase Authorized Common Stock | Mgmt | For |
|
| For |
3.1 | Elect Director R. Philip Silver | Mgmt | For |
|
| For |
3.2 | Elect Director William C. Jennings | Mgmt | For |
|
| For |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
American Eagle Outfitters, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: AEO | 09-Jun-10 |
| Annual | 12-Apr-10 | 2,300 |
|
CUSIP: 02553E106 |
|
| Meeting ID: 576242 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Alan T. Kane | Mgmt | For |
|
| For |
2 | Elect Director Cary D. McMillan | Mgmt | For |
|
| For |
3 | Elect Director James V. O'Donnell | Mgmt | For |
|
| For |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Hilltop Holdings Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: HTH | 10-Jun-10 |
| Annual | 05-Apr-10 | 2,500 |
|
CUSIP: 432748101 |
|
| Meeting ID: 580560 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Rhodes R. Bobbitt | Mgmt | For |
|
| For |
1.2 | Elect Director W. Joris Brinkerhoff | Mgmt | For |
|
| For |
1.3 | Elect Director Charles R. Cummings | Mgmt | For |
|
| For |
1.4 | Elect Director Gerald J. Ford | Mgmt | For |
|
| For |
1.5 | Elect Director Jeremy B. Ford | Mgmt | For |
|
| For |
1.6 | Elect Director J. Markham Green | Mgmt | For |
|
| For |
1.7 | Elect Director Jess T. Hay | Mgmt | For |
|
| For |
1.8 | Elect Director William T. Hill, Jr. | Mgmt | For |
|
| For |
1.9 | Elect Director W. Robert Nichols, III | Mgmt | For |
|
| For |
1.10 | Elect Director C. Clifton Robinson | Mgmt | For |
|
| For |
1.11 | Elect Director Carl B. Webb | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Resolute Energy Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: REN | 10-Jun-10 |
| Annual | 19-Apr-10 | 3,700 |
|
CUSIP: 76116A108 |
|
| Meeting ID: 581036 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director William H. Cunningham | Mgmt | For |
|
| For |
1.2 | Elect Director James E. Duffy | Mgmt | For |
|
| For |
1.3 | Elect Director William J. Quinn | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
EMCOR Group, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: EME | 11-Jun-10 |
| Annual | 20-Apr-10 | 1,800 |
|
CUSIP: 29084Q100 |
|
| Meeting ID: 576898 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Stephen W. Bershad | Mgmt | For |
|
| For |
1.2 | Elect Director David A.B. Brown | Mgmt | For |
|
| For |
1.3 | Elect Director Larry J. Bump | Mgmt | For |
|
| For |
1.4 | Elect Director Albert Fried, Jr. | Mgmt | For |
|
| For |
1.5 | Elect Director Anthony J. Guzzi | Mgmt | For |
|
| For |
1.6 | Elect Director Richard F. Hamm, Jr. | Mgmt | For |
|
| For |
1.7 | Elect Director David H. Laidley | Mgmt | For |
|
| For |
1.8 | Elect Director Frank T. MacInnis | Mgmt | For |
|
| For |
1.9 | Elect Director Jerry E. Ryan | Mgmt | For |
|
| For |
1.10 | Elect Director Michael T. Yonker | Mgmt | For |
|
| For |
2 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Premiere Global Services, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: PGI | 16-Jun-10 |
| Annual | 08-Apr-10 | 5,300 |
|
CUSIP: 740585104 |
|
| Meeting ID: 578439 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Boland T. Jones | Mgmt | For |
|
| For |
1.2 | Elect Director Jeffrey T. Arnold | Mgmt | For |
|
| For |
1.3 | Elect Director Wilkie S. Colyer | Mgmt | For |
|
| For |
1.4 | Elect Director John R. Harris | Mgmt | For |
|
| For |
1.5 | Elect Director W. Steven Jones | Mgmt | For |
|
| For |
1.6 | Elect Director Raymond H. Pirtle, Jr. | Mgmt | For |
|
| For |
1.7 | Elect Director J. Walker Smith, Jr. | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For |
|
| Against |
|
|
|
|
|
|
|
Vishay Intertechnology, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: VSH | 16-Jun-10 |
| Annual | 19-Apr-10 | 3,700 |
|
CUSIP: 928298108 |
|
| Meeting ID: 578434 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Felix Zandman | Mgmt | For |
|
| For |
1.2 | Elect Director Gerald Paul | Mgmt | For |
|
| For |
1.3 | Elect Director Frank Maier | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Seek Sale of Company | SH | Against |
|
| For |
|
|
|
|
|
|
|
EXCO Resources, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: XCO | 17-Jun-10 |
| Annual | 22-Apr-10 | 2,200 |
|
CUSIP: 269279402 |
|
| Meeting ID: 578443 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Douglas H. Miller | Mgmt | For |
|
| For |
1.2 | Elect Director Stephen F. Smith | Mgmt | For |
|
| For |
1.3 | Elect Director Jeffrey D. Benjamin | Mgmt | For |
|
| For |
1.4 | Elect Director Vincent J. Cebula | Mgmt | For |
|
| For |
1.5 | Elect Director Earl E. Ellis | Mgmt | For |
|
| For |
1.6 | Elect Director B. James Ford | Mgmt | For |
|
| For |
1.7 | Elect Director Mark Mulhern | Mgmt | For |
|
| For |
1.8 | Elect Director T. Boone Pickens | Mgmt | For |
|
| For |
1.9 | Elect Director Jeffrey S. Serota | Mgmt | For |
|
| For |
1.10 | Elect Director Robert L. Stillwell | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Adopt Policy on Board Diversity | SH | Against |
|
| Abstain |
|
|
|
|
|
|
|
DXP Enterprises, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: DXPE | 18-Jun-10 |
| Annual | 20-Apr-10 | 2,400 |
|
CUSIP: 233377407 |
|
| Meeting ID: 579319 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director David R. Little | Mgmt | For |
|
| For |
1.2 | Elect Director Cletus Davis | Mgmt | For |
|
| For |
1.3 | Elect Director Kenneth H. Miller | Mgmt | For |
|
| For |
1.4 | Elect Director Timothy P. Halter | Mgmt | For |
|
| For |
2 | Other Business | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Phillips-Van Heusen Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: PVH | 24-Jun-10 |
| Annual | 29-Apr-10 | 1,080 |
|
CUSIP: 718592108 |
|
| Meeting ID: 583812 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Mary Baglivo | Mgmt | For |
|
| For |
1.2 | Elect Director Emanuel Chirico | Mgmt | For |
|
| For |
1.3 | Elect Director Edward H. Cohen | Mgmt | For |
|
| For |
1.4 | Elect Director Joseph B. Fuller | Mgmt | For |
|
| For |
1.5 | Elect Director Fred Gehring | Mgmt | For |
|
| For |
1.6 | Elect Director Margaret L. Jenkins | Mgmt | For |
|
| For |
1.7 | Elect Director David Landau | Mgmt | For |
|
| For |
1.8 | Elect Director Bruce Maggin | Mgmt | For |
|
| For |
1.9 | Elect Director V. James Marino | Mgmt | For |
|
| For |
1.10 | Elect Director Henry Nasella | Mgmt | For |
|
| For |
1.11 | Elect Director Rita M. Rodriguez | Mgmt | For |
|
| For |
1.12 | Elect Director Craig Rydin | Mgmt | For |
|
| For |
1.13 | Elect Director Christian Stahl | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
National Western Life Insurance Company | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: NWLI | 29-Jun-10 |
| Annual | 26-Apr-10 | 105 |
|
CUSIP: 638522102 |
|
| Meeting ID: 581723 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Robert L. Moody | Mgmt | For |
|
| For |
1.2 | Elect Director Stephen E. Glasgow | Mgmt | For |
|
| For |
1.3 | Elect Director E. J. Pederson | Mgmt | For |
|
| For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
Account Name: PARADIGM OPPORTUNITY FUND
Custodial Bank: US BANK, N.A.
Steris Corp. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: STE | 23-Jul-09 |
| Annual | 26-May-09 | 3,300 |
|
CUSIP: 859152100 |
|
| Meeting ID: 522009 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Richard C. Breeden | Mgmt | For |
|
| For |
1.2 | Elect Director Cynthia L. Feldmann | Mgmt | For |
|
| For |
1.3 | Elect Director Robert H. Fields | Mgmt | For |
|
| For |
1.4 | Elect Director Jacqueline B. Kosecoff | Mgmt | For |
|
| For |
1.5 | Elect Director Kevin M. McMullen | Mgmt | For |
|
| For |
1.6 | Elect Director Walter M Rosebrough, Jr. | Mgmt | For |
|
| For |
1.7 | Elect Director Mohsen M. Sohi | Mgmt | For |
|
| For |
1.8 | Elect Director John P. Wareham | Mgmt | For |
|
| For |
1.9 | Elect Director Loyal W. Wilson | Mgmt | For |
|
| For |
1.10 | Elect Director Michael B. Wood | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Columbus Mckinnon Corp. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CMCO | 27-Jul-09 |
| Annual | 05-Jun-09 | 5,900 |
|
CUSIP: 199333105 |
|
| Meeting ID: 524589 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Timothy T. Tevens | Mgmt | For |
|
| For |
1.2 | Elect Director Richard H. Fleming | Mgmt | For |
|
| For |
1.3 | Elect Director Ernest R. Verebelyi | Mgmt | For |
|
| For |
1.4 | Elect Director Wallace W. Creek | Mgmt | For |
|
| For |
1.5 | Elect Director Stephen Rabinowitz | Mgmt | For |
|
| For |
1.6 | Elect Director Linda A. Goodspeed | Mgmt | For |
|
| For |
1.7 | Elect Director Nicholas T. Pinchuk | Mgmt | For |
|
| For |
1.8 | Elect Director Liam G. Mccarthy | Mgmt | For |
|
| For |
1.9 | Elect Director Christian B. Ragot | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
QLogic Corp. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: QLGC | 20-Aug-09 |
| Annual | 25-Jun-09 | 6,300 |
|
CUSIP: 747277101 |
|
| Meeting ID: 527245 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director H.K. Desai | Mgmt | For |
|
| For |
2 | Elect Director Joel S. Birnbaum | Mgmt | For |
|
| For |
3 | Elect Director James R. Fiebiger | Mgmt | For |
|
| For |
4 | Elect Director Balakrishnan S. Iyer | Mgmt | For |
|
| For |
5 | Elect Director Kathryn B. Lewis | Mgmt | For |
|
| For |
6 | Elect Director George D. Wells | Mgmt | For |
|
| For |
7 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
8 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Compuware Corp. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CPWR | 25-Aug-09 |
| Annual | 30-Jun-09 | 12,200 |
|
CUSIP: 205638109 |
|
| Meeting ID: 526641 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Dennis W. Archer | Mgmt | For |
|
| For |
1.2 | Elect Director Gurminder S. Bedi | Mgmt | For |
|
| For |
1.3 | Elect Director William O. Grabe | Mgmt | For |
|
| For |
1.4 | Elect Director William R. Halling | Mgmt | For |
|
| For |
1.5 | Elect Director Peter Karmanos, Jr. | Mgmt | For |
|
| For |
1.6 | Elect Director Faye Alexander Nelson | Mgmt | For |
|
| For |
1.7 | Elect Director Glenda D. Price | Mgmt | For |
|
| For |
1.8 | Elect Director W. James Prowse | Mgmt | For |
|
| For |
1.9 | Elect Director G. Scott Romney | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Shareholder Rights Plan (Poison Pill) | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
3com Corp. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: COMS | 23-Sep-09 |
| Annual | 27-Jul-09 | 19,700 |
|
CUSIP: 885535104 |
|
| Meeting ID: 529572 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Kathleen A. Cote | Mgmt | For |
|
| For |
1.2 | Elect Director David H.Y. Ho | Mgmt | For |
|
| For |
1.3 | Elect Director Robert Y.L. Mao | Mgmt | For |
|
| For |
1.4 | Elect Director J. Donald Sherman | Mgmt | For |
|
| For |
1.5 | Elect Director Dominique Trempont | Mgmt | For |
|
| For |
2 | Declassify the Board of Directors | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Iridium Communications Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: IRDM.1 | 23-Sep-09 |
| Special | 27-Aug-09 | 3,300 |
|
CUSIP: 46269C102 |
|
| Meeting ID: 533291 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Approve SPAC Transaction | Mgmt | For |
|
| For |
2 | If you vote FOR Proposal 1 you should also vote FOR this proposal. If you voted AGAINST Proposal 1 and wish to Exercise your Conversion Rights, you should vote AGAINST this proposal and follow the instructions in the company's filing with the SEC | Mgmt | None |
|
| For |
3 | Amend Certificate of Incorporation to Make Certain Changes | Mgmt | For |
|
| For |
4 | Issue Shares in Connection with Acquisition | Mgmt | For |
|
| For |
5 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For |
6 | Adjourn Meeting | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
SEI Daily Income Trust | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: N/A | 25-Sep-09 |
| Special | 29-Jun-09 | 147,880 |
|
CUSIP: N/A |
|
| Meeting ID: 527366 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Amend Investment Advisory Agreement | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Lawson Software, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: LWSN | 15-Oct-09 |
| Annual | 17-Aug-09 | 16,000 |
|
CUSIP: 52078P102 |
|
| Meeting ID: 533003 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Steven C. Chang | Mgmt | For |
|
| For |
1.2 | Elect Director Harry Debes | Mgmt | For |
|
| For |
1.3 | Elect Director Peter Gyenes | Mgmt | For |
|
| For |
1.4 | Elect Director David R. Hubers | Mgmt | For |
|
| For |
1.5 | Elect Director H. Richard Lawson | Mgmt | For |
|
| For |
1.6 | Elect Director Michael A. Rocca | Mgmt | For |
|
| For |
1.7 | Elect Director Robert A. Schriesheim | Mgmt | For |
|
| For |
1.8 | Elect Director Romesh Wadhwani | Mgmt | For |
|
| For |
1.9 | Elect Director Paul Wahl | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Matrix Service Co. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: MTRX | 23-Oct-09 |
| Annual | 02-Sep-09 | 8,300 |
|
CUSIP: 576853105 |
|
| Meeting ID: 534701 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Michael J. Bradley | Mgmt | For |
|
| For |
1.2 | Elect Director Michael J. Hall | Mgmt | For |
|
| For |
1.3 | Elect Director I. Edgar (Ed) Hendrix | Mgmt | For |
|
| For |
1.4 | Elect Director Paul K. Lackey | Mgmt | For |
|
| For |
1.5 | Elect Director Tom E. Maxwell | Mgmt | For |
|
| For |
1.6 | Elect Director David J. Tippeconnic | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
MICROS Systems, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: MCRS | 20-Nov-09 |
| Annual | 05-Oct-09 | 2,900 |
|
CUSIP: 594901100 |
|
| Meeting ID: 538916 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Louis M. Brown, Jr. | Mgmt | For |
|
| For |
1.2 | Elect Director B. Gary Dando | Mgmt | For |
|
| For |
1.3 | Elect Director A.L. Giannopoulos | Mgmt | For |
|
| For |
1.4 | Elect Director F. Suzanne Jenniches | Mgmt | For |
|
| For |
1.5 | Elect Director John G. Puente | Mgmt | For |
|
| For |
1.6 | Elect Director Dwight S. Taylor | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Stock Option Plan | Mgmt | For |
|
| For |
4 | Amend Stock Option Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Verigy Limited | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: VRGY | 06-Apr-10 |
| Annual | 06-Apr-10 | 10,600 |
|
CUSIP: Y93691106 |
|
| Meeting ID: 555327 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Reelect Eric Meurice as Director | Mgmt | For |
|
| For |
2 | Reelect Steven W. Berglund as Director | Mgmt | For |
|
| For |
3 | Reelect Claudine Simson as Director | Mgmt | For |
|
| For |
4 | Reappoint PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For |
|
| For |
5 | Approve Annual Cash Compensation and Pro Rated Cash Compensation to Non-Employee Directors, Lead Independent Director, or Committee Chairperson for Services Rendered | Mgmt | For |
|
| For |
6 | Approve Issuance of Shares without Preemptive Rights | Mgmt | For |
|
| For |
7 | Authorize Share Repurchase Program | Mgmt | For |
|
| For |
8 | Amend 2006 Equity Incentive Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 3.0 Million Ordinary Shares | Mgmt | For |
|
| Against |
9 | Amend 2006 Employee Shares Purchase Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 1.5 Million Ordinary Shares | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Spectrum Control, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: SPEC | 12-Apr-10 |
| Annual | 19-Feb-10 | 9,300 |
|
CUSIP: 847615101 |
|
| Meeting ID: 559127 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Director Charles S. Mahan, Jr. | Mgmt | For |
|
| For |
1.2 | Director Richard A. Southworth | Mgmt | For |
|
| For |
1.3 | Director James F. Toohey | Mgmt | For |
|
| For |
2 | Establish Range For Board Size | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Convergys Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CVG | 20-Apr-10 |
| Annual | 22-Feb-10 | 10,400 |
|
CUSIP: 212485106 |
|
| Meeting ID: 560457 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Zoe Baird | Mgmt | For |
|
| For |
1.2 | Elect Director Richard R. Devenuti | Mgmt | For |
|
| For |
1.3 | Elect Director Thomas L. Monahan Iii | Mgmt | For |
|
| For |
1.4 | Elect Director Philip A. Odeen | Mgmt | For |
|
| For |
1.5 | Elect Director Richard F. Wallman | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Declassify the Board of Directors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
PerkinElmer, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: PKI | 27-Apr-10 |
| Annual | 01-Mar-10 | 6,100 |
|
CUSIP: 714046109 |
|
| Meeting ID: 561594 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Robert F. Friel | Mgmt | For |
|
| For |
2 | Elect Director Nicholas A. Lopardo | Mgmt | For |
|
| For |
3 | Elect Director Alexis P. Michas | Mgmt | For |
|
| For |
4 | Elect Director James C. Mullen | Mgmt | For |
|
| For |
5 | Elect Director Vicki L. Sato | Mgmt | For |
|
| For |
6 | Elect Director Gabriel Schmergel | Mgmt | For |
|
| For |
7 | Elect Director Kenton J. Sicchitano | Mgmt | For |
|
| For |
8 | Elect Director Patrick J. Sullivan | Mgmt | For |
|
| For |
9 | Elect Director G. Robert Tod | Mgmt | For |
|
| For |
10 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Life Technologies Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: LIFE | 29-Apr-10 |
| Annual | 01-Mar-10 | 2,700 |
|
CUSIP: 53217V109 |
|
| Meeting ID: 562610 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director George F. Adam, Jr. | Mgmt | For |
|
| For |
1.2 | Elect Director Raymond V. Dittamore | Mgmt | For |
|
| For |
1.3 | Elect Director Arnold J. Levine, Ph.D. | Mgmt | For |
|
| For |
1.4 | Elect Director Bradley G. Lorimier | Mgmt | For |
|
| For |
1.5 | Elect Director David C. U'Prichard, Ph.D. | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
| For |
4 | Eliminate Supermajority Vote Requirement | Mgmt | For |
|
| For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
| For |
6 | Eliminate Supermajority Vote Requirement | Mgmt | For |
|
| For |
7 | Approve Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Volcom, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: VLCM | 04-May-10 |
| Annual | 08-Mar-10 | 4,800 |
|
CUSIP: 92864N101 |
|
| Meeting ID: 563199 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director René R. Woolcott | Mgmt | For |
|
| For |
1.2 | Elect Director Richard R. Woolcott | Mgmt | For |
|
| For |
1.3 | Elect Director Douglas S. Ingram | Mgmt | For |
|
| For |
1.4 | Elect Director Anthony M. Palma | Mgmt | For |
|
| For |
1.5 | Elect Director Joseph B. Tyson | Mgmt | For |
|
| For |
1.6 | Elect Director Carl W. Womack | Mgmt | For |
|
| For |
1.7 | Elect Director Kevin G. Wulff | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Fresh Del Monte Produce Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: FDP | 05-May-10 |
| Annual | 11-Mar-10 | 0 |
|
CUSIP: G36738105 |
|
| Meeting ID: 565974 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1a | Re-elect Amir Abu-Ghazaleh as Director | Mgmt | For |
|
|
|
1b | Re-elect Salvatore H. Alfiero as Director | Mgmt | For |
|
|
|
1c | Re-elect Edward L. Boykin as Director | Mgmt | For |
|
|
|
2 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For |
|
|
|
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For |
|
|
|
4 | Approve Non-Employee Directors Equity Plan | Mgmt | For |
|
|
|
5 | Approve and Adopt Performance Incentive Plan for Senior Executives | Mgmt | For |
|
|
|
6 | Approve and Adopt Long-Term Incentive Plan | Mgmt | For |
|
|
|
|
|
|
|
|
|
|
Regal Entertainment Group | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: RGC | 05-May-10 |
| Annual | 10-Mar-10 | 8,500 |
|
CUSIP: 758766109 |
|
| Meeting ID: 572798 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Thomas D. Bell, Jr. | Mgmt | For |
|
| For |
1.2 | Elect Director David H. Keyte | Mgmt | For |
|
| For |
1.3 | Elect Director Amy E. Miles | Mgmt | For |
|
| For |
1.4 | Elect Director Lee M. Thomas | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Dole Food Company, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: DOLE | 06-May-10 |
| Annual | 25-Mar-10 | 11,500 |
|
CUSIP: 256603101 |
|
| Meeting ID: 568958 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Andrew J. Conrad | Mgmt | For |
|
| For |
1.2 | Elect Director Justin M. Murdock | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
MEDNAX, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: MD | 06-May-10 |
| Annual | 09-Mar-10 | 2,200 |
|
CUSIP: 58502B106 |
|
| Meeting ID: 564113 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Cesar L. Alvarez | Mgmt | For |
|
| For |
1.2 | Elect Director Waldemar A. Carlo, M.D. | Mgmt | For |
|
| For |
1.3 | Elect Director Michael B. Fernandez | Mgmt | For |
|
| For |
1.4 | Elect Director Roger K. Freeman, M.D. | Mgmt | For |
|
| For |
1.5 | Elect Director Paul G. Gabos | Mgmt | For |
|
| For |
1.6 | Elect Director Dany Garcia | Mgmt | For |
|
| For |
1.7 | Elect Director Pascal J. Goldschmidt, M.D. | Mgmt | For |
|
| For |
1.8 | Elect Director Manuel Kadre | Mgmt | For |
|
| For |
1.9 | Elect Director Roger J. Medel, M.D. | Mgmt | For |
|
| For |
1.10 | Elect Director Donna E. Shalala, Ph.D. | Mgmt | For |
|
| For |
1.11 | Elect Director Enrique J. Sosa, Ph.D. | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
AMERIGROUP Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: AGP | 13-May-10 |
| Annual | 16-Mar-10 | 3,900 |
|
CUSIP: 03073T102 |
|
| Meeting ID: 568115 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Kay Coles James | Mgmt | For |
|
| For |
1.2 | Elect Director Hala Moddelmog | Mgmt | For |
|
| For |
1.3 | Elect Director Uwe E. Reinhardt, Ph.d. | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Career Education Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: CECO | 19-May-10 |
| Annual | 29-Mar-10 | 4,200 |
|
CUSIP: 141665109 |
|
| Meeting ID: 569285 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Dennis H. Chookaszian | Mgmt | For |
|
| For |
2 | Elect Director David W. Devonshire | Mgmt | For |
|
| For |
3 | Elect Director Patrick W. Gross | Mgmt | For |
|
| For |
4 | Elect Director Gregory L. Jackson | Mgmt | For |
|
| For |
5 | Elect Director Thomas B. Lally | Mgmt | For |
|
| For |
6 | Elect Director Steven H. Lesnik | Mgmt | For |
|
| For |
7 | Elect Director Gary E. McCullough | Mgmt | For |
|
| For |
8 | Elect Director Edward A. Snyder | Mgmt | For |
|
| For |
9 | Elect Director Leslie T. Thornton | Mgmt | For |
|
| For |
10 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
11 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Magellan Health Services, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: MGLN | 20-May-10 |
| Annual | 31-Mar-10 | 1,400 |
|
CUSIP: 559079207 |
|
| Meeting ID: 570178 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Michael P. Ressner | Mgmt | For |
|
| For |
1.2 | Elect Director Michael S. Diament | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Orion Marine Group, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: ORN | 20-May-10 |
| Annual | 30-Mar-10 | 4,500 |
|
CUSIP: 68628V308 |
|
| Meeting ID: 573011 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Austin J. Shanfelter | Mgmt | For |
|
| For |
2 | Elect Director Gene Stoever | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
TNS, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: TNS | 20-May-10 |
| Annual | 08-Apr-10 | 5,800 |
|
CUSIP: 872960109 |
|
| Meeting ID: 575968 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director John B. Benton | Mgmt | For |
|
| For |
1.2 | Elect Director Henry H. Graham, Jr. | Mgmt | For |
|
| For |
1.3 | Elect Director Stephen X. Graham | Mgmt | For |
|
| For |
1.4 | Elect Director John V. Sponyoe | Mgmt | For |
|
| For |
1.5 | Elect Director Jay E. Ricks | Mgmt | For |
|
| For |
1.6 | Elect Director Thomas E. Wheeler | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Endo Pharmaceuticals Holdings Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: ENDP | 26-May-10 |
| Annual | 14-Apr-10 | 5,500 |
|
CUSIP: 29264F205 |
|
| Meeting ID: 578039 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director John J. Delucca | Mgmt | For |
|
| For |
1.2 | Elect Director David P. Holveck | Mgmt | For |
|
| For |
1.3 | Elect Director Nancy J Hutson | Mgmt | For |
|
| For |
1.4 | Elect Director Michael Hyatt | Mgmt | For |
|
| For |
1.5 | Elect Director Roger H. Kimmel | Mgmt | For |
|
| For |
1.6 | Elect Director William P. Montague | Mgmt | For |
|
| For |
1.7 | Elect Director Joseph C. Scodari | Mgmt | For |
|
| For |
1.8 | Elect Director William F. Spengler | Mgmt | For |
|
| For |
2 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Big Lots, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: BIG | 27-May-10 |
| Annual | 29-Mar-10 | 3,400 |
|
CUSIP: 089302103 |
|
| Meeting ID: 571908 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For |
|
| For |
1.2 | Elect Director Steven S. Fishman | Mgmt | For |
|
| For |
1.3 | Elect Director Peter J. Hayes | Mgmt | For |
|
| For |
1.4 | Elect Director David T. Kollat | Mgmt | For |
|
| For |
1.5 | Elect Director Brenda J. Lauderback | Mgmt | For |
|
| For |
1.6 | Elect Director Philip E. Mallott | Mgmt | For |
|
| For |
1.7 | Elect Director Russell Solt | Mgmt | For |
|
| For |
1.8 | Elect Director James R. Tener | Mgmt | For |
|
| For |
1.9 | Elect Director Dennis B. Tishkoff | Mgmt | For |
|
| For |
2 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
| For |
5 | Require Advance Notice for Shareholder Director Nominations | Mgmt | For |
|
| For |
6 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Mid-America Apartment Communities, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: MAA | 27-May-10 |
| Annual | 19-Mar-10 | 2,200 |
|
CUSIP: 59522J103 |
|
| Meeting ID: 573000 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director H. Eric Bolton, Jr. | Mgmt | For |
|
| For |
1.2 | Elect Director Alan B. Graf, Jr. | Mgmt | For |
|
| For |
1.3 | Elect Director John S. Grinalds | Mgmt | For |
|
| For |
1.4 | Elect Director Ralph Horn | Mgmt | For |
|
| For |
1.5 | Elect Director W. Reid Sanders | Mgmt | For |
|
| For |
1.6 | Elect Director William B. Sansom | Mgmt | For |
|
| For |
1.7 | Elect Director Philip W. Norwood | Mgmt | For |
|
| For |
1.8 | Elect Director Simon R.C. Wadsworth | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
American Eagle Outfitters, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: AEO | 09-Jun-10 |
| Annual | 12-Apr-10 | 6,800 |
|
CUSIP: 02553E106 |
|
| Meeting ID: 576242 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Alan T. Kane | Mgmt | For |
|
| For |
2 | Elect Director Cary D. McMillan | Mgmt | For |
|
| For |
3 | Elect Director James V. O'Donnell | Mgmt | For |
|
| For |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Resolute Energy Corporation | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: REN | 10-Jun-10 |
| Annual | 19-Apr-10 | 10,000 |
|
CUSIP: 76116A108 |
|
| Meeting ID: 581036 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director William H. Cunningham | Mgmt | For |
|
| For |
1.2 | Elect Director James E. Duffy | Mgmt | For |
|
| For |
1.3 | Elect Director William J. Quinn | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
EMCOR Group, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: EME | 11-Jun-10 |
| Annual | 20-Apr-10 | 5,500 |
|
CUSIP: 29084Q100 |
|
| Meeting ID: 576898 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Stephen W. Bershad | Mgmt | For |
|
| For |
1.2 | Elect Director David A.B. Brown | Mgmt | For |
|
| For |
1.3 | Elect Director Larry J. Bump | Mgmt | For |
|
| For |
1.4 | Elect Director Albert Fried, Jr. | Mgmt | For |
|
| For |
1.5 | Elect Director Anthony J. Guzzi | Mgmt | For |
|
| For |
1.6 | Elect Director Richard F. Hamm, Jr. | Mgmt | For |
|
| For |
1.7 | Elect Director David H. Laidley | Mgmt | For |
|
| For |
1.8 | Elect Director Frank T. MacInnis | Mgmt | For |
|
| For |
1.9 | Elect Director Jerry E. Ryan | Mgmt | For |
|
| For |
1.10 | Elect Director Michael T. Yonker | Mgmt | For |
|
| For |
2 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Premiere Global Services, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: PGI | 16-Jun-10 |
| Annual | 08-Apr-10 | 16,400 |
|
CUSIP: 740585104 |
|
| Meeting ID: 578439 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Boland T. Jones | Mgmt | For |
|
| For |
1.2 | Elect Director Jeffrey T. Arnold | Mgmt | For |
|
| For |
1.3 | Elect Director Wilkie S. Colyer | Mgmt | For |
|
| For |
1.4 | Elect Director John R. Harris | Mgmt | For |
|
| For |
1.5 | Elect Director W. Steven Jones | Mgmt | For |
|
| For |
1.6 | Elect Director Raymond H. Pirtle, Jr. | Mgmt | For |
|
| For |
1.7 | Elect Director J. Walker Smith, Jr. | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For |
|
| Against |
|
|
|
|
|
|
|
LMI Aerospace, Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: LMIA | 22-Jun-10 |
| Annual | 22-Apr-10 | 4,500 |
|
CUSIP: 502079106 |
|
| Meeting ID: 581638 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Ronald S. Saks | Mgmt | For |
|
| For |
1.2 | Elect Director Joseph Burstein | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Info Group Inc. | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: IUSA | 29-Jun-10 |
| Special | 27-May-10 | 14,800 |
|
CUSIP: 45670G108 |
|
| Meeting ID: 585299 |
|
|
|
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For |
|
| Against |
2 | Adjourn Meeting | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Account Name: PARADIGM INTRINSIC VALUE FUND
Custodial Bank: US BANK, N.A.
Alliant Techsystems Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: ATK | 04-Aug-09 | Annual | 08-Jun-09 | 435 | ||
CUSIP: 018804104 | Meeting ID: 524274 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Frances D. Cook | Mgmt | For | For | ||
1.2 | Elect Director Martin C. Faga | Mgmt | For | For | ||
1.3 | Elect Director Ronald R. Fogleman | Mgmt | For | For | ||
1.4 | Elect Director Douglas L. Maine | Mgmt | For | For | ||
1.5 | Elect Director Roman Martinez, IV | Mgmt | For | For | ||
1.6 | Elect Director Daniel J. Murphy | Mgmt | For | For | ||
1.7 | Elect Director Mark H. Ronald | Mgmt | For | For | ||
1.8 | Elect Director William G. Van Dyke | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
Precision Castparts Corp. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: PCP | 11-Aug-09 | Annual | 15-Jun-09 | 550 | ||
CUSIP: 740189105 | Meeting ID: 524743 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Mark Donegan | Mgmt | For | For | ||
1.2 | Elect Director Vernon E. Oechsle | Mgmt | For | For | ||
1.3 | Elect Director Rick Schmidt | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
QLogic Corp. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: QLGC | 20-Aug-09 | Annual | 25-Jun-09 | 1,285 | ||
CUSIP: 747277101 | Meeting ID: 527245 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director H.K. Desai | Mgmt | For | For | ||
2 | Elect Director Joel S. Birnbaum | Mgmt | For | For | ||
3 | Elect Director James R. Fiebiger | Mgmt | For | For | ||
4 | Elect Director Balakrishnan S. Iyer | Mgmt | For | For | ||
5 | Elect Director Kathryn B. Lewis | Mgmt | For | For | ||
6 | Elect Director George D. Wells | Mgmt | For | For | ||
7 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
8 | Ratify Auditors | Mgmt | For | For | ||
Compuware Corp. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CPWR | 25-Aug-09 | Annual | 30-Jun-09 | 5,995 | ||
CUSIP: 205638109 | Meeting ID: 526641 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Dennis W. Archer | Mgmt | For | For | ||
1.2 | Elect Director Gurminder S. Bedi | Mgmt | For | For | ||
1.3 | Elect Director William O. Grabe | Mgmt | For | For | ||
1.4 | Elect Director William R. Halling | Mgmt | For | For | ||
1.5 | Elect Director Peter Karmanos, Jr. | Mgmt | For | For | ||
1.6 | Elect Director Faye Alexander Nelson | Mgmt | For | For | ||
1.7 | Elect Director Glenda D. Price | Mgmt | For | For | ||
1.8 | Elect Director W. James Prowse | Mgmt | For | For | ||
1.9 | Elect Director G. Scott Romney | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Amend Shareholder Rights Plan (Poison Pill) | Mgmt | For | For | ||
SEI Daily Income Trust | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: N/A | 25-Sep-09 | Special | 29-Jun-09 | 164,255 | ||
CUSIP: N/A | Meeting ID: 527366 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Amend Investment Advisory Agreement | Mgmt | For | For | ||
Avnet, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: AVT | 05-Nov-09 | Annual | 08-Sep-09 | 2,370 | ||
CUSIP: 053807103 | Meeting ID: 535322 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Eleanor Baum | Mgmt | For | For | ||
1.2 | Elect Director J. Veronica Biggins | Mgmt | For | For | ||
1.3 | Elect Director Lawrence W. Clarkson | Mgmt | For | For | ||
1.4 | Elect Director Ehud Houminer | Mgmt | For | For | ||
1.5 | Elect Director Frank R. Noonan | Mgmt | For | For | ||
1.6 | Elect Director Ray M. Robinson | Mgmt | For | For | ||
1.7 | Elect Director William P. Sullivan | Mgmt | For | For | ||
1.8 | Elect Director Gary L. Tooker | Mgmt | For | For | ||
1.9 | Elect Director Roy Vallee | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Royal Gold, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: RGLD | 18-Nov-09 | Annual | 29-Sep-09 | 770 | ||
CUSIP: 780287108 | Meeting ID: 538115 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director Stanley Dempsey | Mgmt | For | For | ||
2 | Elect Director Tony Jensen | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
EnCana Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: ECA | 25-Nov-09 | Special | 06-Oct-09 | 245 | ||
CUSIP: 292505104 | Meeting ID: 534619 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Reorganization/Restructuring Plan to Create Two Companies | Mgmt | For |
|
| For |
2 | Approve Employee Stock Option Plan for Cenovus Energy Inc. | Mgmt | For |
|
| For |
3 | Approve Shareholder Rights Plan for Cenovus Energy Inc. | Mgmt | For |
|
| For |
Berkshire Hathaway Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: BRK.A | 20-Jan-10 | Special | 30-Nov-09 | 12 | ||
CUSIP: 084670108 | Meeting ID: 546868 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Stock Split | Mgmt | For | For | ||
2 | Approve Split of Class B Stock Without Splitting Class A Stock | Mgmt | For |
|
| For |
3 | Adjust Par Value of Common Stock | Mgmt | For | For | ||
4 | Increase Authorized Common Stock | Mgmt | For | For | ||
5 | Remove Requirement of Issuing Physical Stock Certificates for Class B Stock Upon Conversion of Class A Stock | Mgmt | For |
|
| For |
Fair Isaac Corp. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: FICO | 02-Feb-10 | Annual | 08-Dec-09 | 0 | ||
CUSIP: 303250104 | Meeting ID: 548669 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director A. George Battle | Mgmt | For | For | ||
1.2 | Elect Director Nicholas F. Graziano | Mgmt | For | For | ||
1.3 | Elect Director Mark N. Greene | Mgmt | For | For | ||
1.4 | Elect Director Alex W. Hart | Mgmt | For | For | ||
1.5 | Elect Director James D. Kirsner | Mgmt | For | For | ||
1.6 | Elect Director William J. Lansing | Mgmt | For | For | ||
1.7 | Elect Director Rahul N. Merchant | Mgmt | For | For | ||
1.8 | Elect Director Margaret L. Taylor | Mgmt | For | For | ||
1.9 | Elect Director Duane E. White | Mgmt | For | For | ||
2 | Eliminate Cumulative Voting | Mgmt | For | For | ||
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
|
|
4 | Ratify Auditors | Mgmt | For | For | ||
Applied Materials, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: AMAT | 09-Mar-10 | Annual | 12-Jan-10 | 2,630 | ||
CUSIP: 038222105 | Meeting ID: 551832 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Michael R. Splinter | Mgmt | For | For | ||
1.2 | Elect Director Aart J. de Geus | Mgmt | For | For | ||
1.3 | Elect Director Stephen R. Forrest | Mgmt | For | For | ||
1.4 | Elect Director Thomas J. Iannotti | Mgmt | For | For | ||
1.5 | Elect Director Susan M. James | Mgmt | For | For | ||
1.6 | Elect Director Alexander A. Karsner | Mgmt | For | For | ||
1.7 | Elect Director Gerhard H. Parker | Mgmt | For | For | ||
1.8 | Elect Director Dennis D. Powell | Mgmt | For | For | ||
1.9 | Elect Director Willem P. Roelandts | Mgmt | For | For | ||
1.10 | Elect Director James E. Rogers | Mgmt | For | For | ||
1.11 | Elect Director Robert H. Swan | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Nestle SA | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: N/A | 15-Apr-10 | Annual | 08-Mar-10 | 1,652 | ||
CUSIP: H57312649 | Meeting ID: 562482 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Meeting for ADR Holders | Mgmt | |||||
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For |
|
| For |
1.2 | Approve Remuneration Report | Mgmt | For | For | ||
2 | Approve Discharge of Board and Senior Management | Mgmt | For |
|
| For |
3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Mgmt | For |
|
| For |
4.1.1 | Reelect Andre Kudelski as Director | Mgmt | For | For | ||
4.1.2 | Reelect Jean-Rene Fourtou as Director | Mgmt | For | For | ||
4.1.3 | Reelect Steven Hoch as Director | Mgmt | For | For | ||
4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Mgmt | For | For | ||
4.2.1 | Elect Titia de Lange as Director | Mgmt | For | For | ||
4.2.2 | Elect Jean-Pierre Roth as Director | Mgmt | For | For | ||
4.3 | Ratify KPMG AG as Auditors | Mgmt | For | For | ||
5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For |
|
| For |
6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Mgmt | For |
|
| For |
7 | Mark the box at the right if you wish to give a Proxy to the independent representative, Mr. Jean-Ludovic Hartmann | Mgmt | None |
|
| Abstain |
EnCana Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: ECA | 21-Apr-10 | Annual/Special | 09-Mar-10 | 320 | ||
CUSIP: 292505104 | Meeting ID: 554213 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Peter A. Dea as Director | Mgmt | For | For | ||
1.2 | Elect Randall K. Eresman as Director | Mgmt | For | For | ||
1.3 | Elect Claire S. Farley as Director | Mgmt | For | For | ||
1.4 | Elect Fred J. Fowler as Director | Mgmt | For | For | ||
1.5 | Elect Barry W. Harrison as Director | Mgmt | For | For | ||
1.6 | Elect Suzanne P Nimocks as Director | Mgmt | For | For | ||
1.7 | Elect David P. O?Brien as Director | Mgmt | For | For | ||
1.8 | Elect Jane L. Peverett as Director | Mgmt | For | For | ||
1.9 | Elect Allan P. Sawin as Director | Mgmt | For | For | ||
1.10 | Elect Bruce G. Waterman as Director | Mgmt | For | For | ||
1.11 | Elect Clayton H. Woitas as Director | Mgmt | For | For | ||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For |
|
| For |
3 | Approve Shareholder Rights Plan | Mgmt | For | For | ||
4 | Amend By-Law No.1 | Mgmt | For | For | ||
Canadian National Railway Company | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CNR | 27-Apr-10 | Annual | 15-Mar-10 | 1,220 | ||
CUSIP: 136375102 | Meeting ID: 552772 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Michael R. Armellino as Director | Mgmt | For | For | ||
1.2 | Elect A. Charles Baillie as Director | Mgmt | For | For | ||
1.3 | Elect Hugh J. Bolton as Director | Mgmt | For | For | ||
1.4 | Elect Gordon D. Giffin as Director | Mgmt | For | For | ||
1.5 | Elect Edith E. Holiday as Director | Mgmt | For | For | ||
1.6 | Elect V. Maureen Kempston Darkes as Director | Mgmt | For | For | ||
1.7 | Elect Denis Losier as Director | Mgmt | For | For | ||
1.8 | Elect Edward C. Lumley as Director | Mgmt | For | For | ||
1.9 | Elect David G.A. McLean as Director | Mgmt | For | For | ||
1.10 | Elect Claude Mongeau as Director | Mgmt | For | For | ||
1.11 | Elect Robert Pace as Director | Mgmt | For | For | ||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | ||
PerkinElmer, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: PKI | 27-Apr-10 | Annual | 01-Mar-10 | 3,225 | ||
CUSIP: 714046109 | Meeting ID: 561594 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director Robert F. Friel | Mgmt | For | For | ||
2 | Elect Director Nicholas A. Lopardo | Mgmt | For | For | ||
3 | Elect Director Alexis P. Michas | Mgmt | For | For | ||
4 | Elect Director James C. Mullen | Mgmt | For | For | ||
5 | Elect Director Vicki L. Sato | Mgmt | For | For | ||
6 | Elect Director Gabriel Schmergel | Mgmt | For | For | ||
7 | Elect Director Kenton J. Sicchitano | Mgmt | For | For | ||
8 | Elect Director Patrick J. Sullivan | Mgmt | For | For | ||
9 | Elect Director G. Robert Tod | Mgmt | For | For | ||
10 | Ratify Auditors | Mgmt | For | For | ||
Berkshire Hathaway Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: BRK.B | 01-May-10 | Annual | 03-Mar-10 | 700 | ||
CUSIP: 084670108 | Meeting ID: 561364 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Warren E. Buffett | Mgmt | For | For | ||
1.2 | Elect Director Charles T. Munger | Mgmt | For | For | ||
1.3 | Elect Director Howard G. Buffett | Mgmt | For | For | ||
1.4 | Elect director Stephen Burke | Mgmt | For | For | ||
1.5 | Elect Director Susan L. Decker | Mgmt | For | For | ||
1.6 | Elect Director William H. Gates III | Mgmt | For | For | ||
1.7 | Elect Director David S. Gottesman | Mgmt | For | For | ||
1.8 | Elect Director Charlotte Guyman | Mgmt | For | For | ||
1.9 | Elect Director Donald R. Keough | Mgmt | For | For | ||
1.10 | Elect Director Thomas S. Murphy | Mgmt | For | For | ||
1.11 | Elect Director Ronald L. Olson | Mgmt | For | For | ||
1.12 | Elect Director Walter Scott, Jr. | Mgmt | For | For | ||
Arch Chemicals, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: ARJ | 04-May-10 | Annual | 10-Mar-10 | 1,915 | ||
CUSIP: 03937R102 | Meeting ID: 565610 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Richard E.Cavanagh | Mgmt | For | For | ||
1.2 | Elect Director Douglas J. Wetmore | Mgmt | For | For | ||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
EarthLink, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: ELNK | 04-May-10 | Annual | 15-Mar-10 | 0 | ||
CUSIP: 270321102 | Meeting ID: 563922 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Susan D. Bowick | Mgmt | For | For | ||
1.2 | Elect Director Terrell B. Jones | Mgmt | For | For | ||
1.3 | Elect Director David A. Koretz | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Report on Adoption of Free and Open Internet Policy | SH | Against |
|
|
|
General Dynamics Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: GD | 05-May-10 | Annual | 08-Mar-10 | 1,415 | ||
CUSIP: 369550108 | Meeting ID: 563387 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director Nicholas D. Chabraja | Mgmt | For | For | ||
2 | Elect Director James S. Crown | Mgmt | For | For | ||
3 | Elect Director William P. Fricks | Mgmt | For | For | ||
4 | Elect Director Jay L. Johnson | Mgmt | For | For | ||
5 | Elect Director George A. Joulwan | Mgmt | For | For | ||
6 | Elect Director Paul G. Kaminski | Mgmt | For | For | ||
7 | Elect Director John M. Keane | Mgmt | For | For | ||
8 | Elect Director Lester L. Lyles | Mgmt | For | For | ||
9 | Elect Director William A. Osborn | Mgmt | For | For | ||
10 | Elect Director Robert Walmsley | Mgmt | For | For | ||
11 | Ratify Auditors | Mgmt | For | For | ||
12 | Report on Space-based Weapons Program | SH | Against | Against | ||
PepsiCo, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: PEP | 05-May-10 | Annual | 05-Mar-10 | 875 | ||
CUSIP: 713448108 | Meeting ID: 564652 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director Shona L. Brown | Mgmt | For | For | ||
2 | Elect Director Ian M. Cook | Mgmt | For | For | ||
3 | Elect Director Dina Dublon | Mgmt | For | For | ||
4 | Elect Director Victor J. Dzau | Mgmt | For | For | ||
5 | Elect Director Ray L. Hunt | Mgmt | For | For | ||
6 | Elect Director Alberto Ibarguen | Mgmt | For | For | ||
7 | Elect Director Arthur C. Martinez | Mgmt | For | For | ||
8 | Elect Director Indra K. Nooyi | Mgmt | For | For | ||
9 | Elect Director Sharon P. Rockefeller | Mgmt | For | For | ||
10 | Elect Director James J. Schiro | Mgmt | For | For | ||
11 | Elect Director Lloyd G. Trotter | Mgmt | For | For | ||
12 | Elect Director Daniel Vasella | Mgmt | For | For | ||
13 | Ratify Auditors | Mgmt | For | For | ||
14 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
15 | Report on Charitable Contributions | SH | Against | Against | ||
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against |
|
| Against |
17 | Report on Public Policy Advocacy Process | SH | Against | Against | ||
Mirant Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: MIR | 06-May-10 | Annual | 08-Mar-10 | 1,550 | ||
CUSIP: 60467R100 | Meeting ID: 563715 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Thomas W. Cason | Mgmt | For | For | ||
1.2 | Elect Director A.D. (Pete) Correll | Mgmt | For | For | ||
1.3 | Elect Director Terry G. Dallas | Mgmt | For | For | ||
1.4 | Elect Director Thomas H. Johnson | Mgmt | For | For | ||
1.5 | Elect Director John T. Miller | Mgmt | For | For | ||
1.6 | Elect Director Edward R. Muller | Mgmt | For | For | ||
1.7 | Elect Director Robert C. Murray | Mgmt | For | For | ||
1.8 | Elect Director William L. Thacker | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Adopt NOL Rights Plan (NOL Pill) | Mgmt | For | For | ||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
5 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against |
|
| Against |
Onex Corp. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: OCX | 06-May-10 | Annual | 18-Mar-10 | 2,135 | ||
CUSIP: 68272K103 | Meeting ID: 557344 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||
2 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | ||
3 | Holders of Subordinate Voting Shares: Elect William A. Etherington, Peter C. Godsoe, Serge Gouin and Arni C. Thorsteinson as Directors | Mgmt | For |
|
| For |
Plains Exploration & Production Company | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
Ticker: PXP | 06-May-10 | Annual | 25-Mar-10 | 765 | ||
CUSIP: 726505100 | Meeting ID: 566964 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director James C. Flores | Mgmt | For | For | ||
1.2 | Elect Director Isaac Arnold, Jr. | Mgmt | For | For | ||
1.3 | Elect Director Alan R. Buckwalter, III | Mgmt | For | For | ||
1.4 | Elect Director Jerry L. Dees | Mgmt | For | For | ||
1.5 | Elect Director Tom H. Delimitros | Mgmt | For | For | ||
1.6 | Elect Director Thomas A. Fry, III | Mgmt | For | For | ||
1.7 | Elect Director Robert L. Gerry, III | Mgmt | For | For | ||
1.8 | Elect Director Charles G. Groat | Mgmt | For | For | ||
1.9 | Elect Director John H. Lollar | Mgmt | For | For | ||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
Leucadia National Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: LUK | 10-May-10 | Annual | 22-Mar-10 | 3,070 | ||
CUSIP: 527288104 | Meeting ID: 569994 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Ian M. Cumming | Mgmt | For | For | ||
1.2 | Elect Director Paul M. Dougan | Mgmt | For | For | ||
1.3 | Elect Director Alan J. Hirschfield | Mgmt | For | For | ||
1.4 | Elect Director James E. Jordan | Mgmt | For | For | ||
1.5 | Elect Director Jeffrey C. Keil | Mgmt | For | For | ||
1.6 | Elect Director Jesse Clyde Nichols, III | Mgmt | For | For | ||
1.7 | Elect Director Michael Sorkin | Mgmt | For | For | ||
1.8 | Elect Director Joseph S. Steinberg | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Brightpoint, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CELL | 11-May-10 | Annual | 19-Mar-10 | 10,930 | ||
CUSIP: 109473405 | Meeting ID: 566820 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Eliza Hermann | Mgmt | For | For | ||
1.2 | Elect Director Robert J. Laikin | Mgmt | For | For | ||
1.3 | Elect Director Cynthia L. Lucchese | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
American Financial Group, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: AFG | 12-May-10 | Annual | 15-Mar-10 | 1,645 | ||
CUSIP: 025932104 | Meeting ID: 566012 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Carl H. Lindner | Mgmt | For | For | ||
1.2 | Elect Director Carl H. Lindner III | Mgmt | For | For | ||
1.3 | Elect Director S. Craig Lindner | Mgmt | For | For | ||
1.4 | Elect Director Kenneth C. Ambrecht | Mgmt | For | For | ||
1.5 | Elect Director Theodore H. Emmerich | Mgmt | For | For | ||
1.6 | Elect Director James E. Evans | Mgmt | For | For | ||
1.7 | Elect Director Terry S. Jacobs | Mgmt | For | For | ||
1.8 | Elect Director Gregory G. Joseph | Mgmt | For | For | ||
1.9 | Elect Director William W. Verity | Mgmt | For | For | ||
1.10 | Elect Director John I. Von Lehman | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
ConocoPhillips | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: COP | 12-May-10 | Annual | 15-Mar-10 | 0 | ||
CUSIP: 20825C104 | Meeting ID: 566790 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Richard L. Armitage | Mgmt | For | For | ||
1.2 | Elect Director Richard H. Auchinleck | Mgmt | For | For | ||
1.3 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | ||
1.4 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | ||
1.5 | Elect Director Ruth R. Harkin | Mgmt | For | For | ||
1.6 | Elect Director Harold W. Mcgraw III | Mgmt | For | For | ||
1.7 | Elect Director James J. Mulva | Mgmt | For | For | ||
1.8 | Elect Director Robert A. Niblock | Mgmt | For | For | ||
1.9 | Elect Director Harald J. Norvik | Mgmt | For | For | ||
1.10 | Elect Director William K. Reilly | Mgmt | For | For | ||
1.11 | Elect Director Bobby S. Shackouls | Mgmt | For | For | ||
1.12 | Elect Director Victoria J. Tschinkel | Mgmt | For | For | ||
1.13 | Elect Director Kathryn C. Turner | Mgmt | For | For | ||
1.14 | Elect Director William E. Wade, Jr. | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Report on Board Risk Management Oversight | SH | Against | |||
4 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against |
|
|
|
5 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against |
|
|
|
6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against |
|
|
|
7 | Report on Financial Risks of Climate Change | SH | Against | |||
8 | Adopt Goals to Reduce Emission of TRI Chemicals | SH | Against |
|
|
|
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | SH | Against |
|
|
|
10 | Report on Political Contributions | SH | Against | |||
CVS Caremark Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CVS | 12-May-10 | Annual | 15-Mar-10 | 0 | ||
CUSIP: 126650100 | Meeting ID: 566799 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director Edwin M. Banks | Mgmt | For | For | ||
2 | Elect Director C. David Brown II | Mgmt | For | For | ||
3 | Elect Director David W. Dorman | Mgmt | For | For | ||
4 | Elect Director Kristen Gibney Williams | Mgmt | For | For | ||
5 | Elect Director Marian L. Heard | Mgmt | For | For | ||
6 | Elect Director William H. Joyce | Mgmt | For | For | ||
7 | Elect Director Jean-Pierre Millon | Mgmt | For | For | ||
8 | Elect Director Terrence Murray | Mgmt | For | For | ||
9 | Elect Director C.A. Lance Piccolo | Mgmt | For | For | ||
10 | Elect Director Sheli Z. Rosenberg | Mgmt | For | For | ||
11 | Elect Director Thomas M. Ryan | Mgmt | For | For | ||
12 | Elect Director Richard J. Swift | Mgmt | For | For | ||
13 | Ratify Auditors | Mgmt | For | For | ||
14 | Approve Omnibus Stock Plan | Mgmt | For | For | ||
15 | Provide Right to Call Special Meeting | Mgmt | For | |||
16 | Report on Political Contributions | SH | Against | |||
17 | Adopt Global Warming Principles | SH | Against | |||
Innospec Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: IOSP | 12-May-10 | Annual | 16-Mar-10 | 5,900 | ||
CUSIP: 45768S105 | Meeting ID: 564127 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Robert I. Paller | Mgmt | For | For | ||
1.2 | Elect Director Patrick S. Williams | Mgmt | For | Withhold | ||
1.3 | Elect Director Robert E. Bew | Mgmt | For | Withhold | ||
1.4 | Elect Director Martin M. Hale | Mgmt | For | Withhold | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Jefferies Group, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: JEF | 17-May-10 | Annual | 19-Mar-10 | 3,725 | ||
CUSIP: 472319102 | Meeting ID: 570031 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Richard B. Handler | Mgmt | For | For | ||
1.2 | Elect Director Brian P. Friedman | Mgmt | For | For | ||
1.3 | Elect Director W. Patrick Campbell | Mgmt | For | For | ||
1.4 | Elect Director Ian M. Cumming | Mgmt | For | For | ||
1.5 | Elect Director Richard G. Dooley | Mgmt | For | For | ||
1.6 | Elect Director Robert E. Joyal | Mgmt | For | For | ||
1.7 | Elect Director Michael T. O?Kane | Mgmt | For | For | ||
1.8 | Elect Director Joseph S. Steinberg | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
LaBranche & Co Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: LAB | 18-May-10 | Annual | 19-Mar-10 | 12,905 | ||
CUSIP: 505447102 | Meeting ID: 569720 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Katherine E. Dietze | Mgmt | For | For | ||
1.2 | Elect Director Donald E. Kiernan | Mgmt | For | For | ||
2 | Approve Omnibus Stock Plan | Mgmt | For | Against | ||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||
4 | Ratify Auditors | Mgmt | For | For | ||
Corn Products International, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: CPO | 19-May-10 | Annual | 22-Mar-10 | 2,840 | ||
CUSIP: 219023108 | Meeting ID: 570686 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Ilene S. Gordon | Mgmt | For | For | ||
1.2 | Elect Director Karen L. Hendricks | Mgmt | For | For | ||
1.3 | Elect Director Barbara A. Klein | Mgmt | For | For | ||
1.4 | Elect Director Dwayne A. Wilson | Mgmt | For | For | ||
2 | Declassify the Board of Directors | Mgmt | For | For | ||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||
5 | Ratify Auditors | Mgmt | For | For | ||
Magellan Health Services, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: MGLN | 20-May-10 | Annual | 31-Mar-10 | 1,525 | ||
CUSIP: 559079207 | Meeting ID: 570178 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Michael P. Ressner | Mgmt | For | For | ||
1.2 | Elect Director Michael S. Diament | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
MFA Financial Inc | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: MFA | 20-May-10 | Annual | 23-Mar-10 | 6,785 | ||
CUSIP: 55272X102 | Meeting ID: 569254 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Stewart Zimmerman | Mgmt | For | For | ||
1.2 | Elect Director James A. Brodsky | Mgmt | For | For | ||
1.3 | Elect Director Alan L. Gosule | Mgmt | For | For | ||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||
3 | Ratify Auditors | Mgmt | For | For | ||
Silgan Holdings Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: SLGN | 07-Jun-10 | Annual | 16-Apr-10 | 1,515 | ||
CUSIP: 827048109 | Meeting ID: 579003 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Amend Stockholder Voting Standard From A Majority Of Shares Outstanding Standard To A Majority Of Votes Cast Standard | Mgmt | For |
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| For |
2 | Increase Authorized Common Stock | Mgmt | For | For | ||
3.1 | Elect Director R. Philip Silver | Mgmt | For | For | ||
3.2 | Elect Director William C. Jennings | Mgmt | For | For | ||
4 | Ratify Auditors | Mgmt | For | For | ||
Resolute Energy Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: REN | 10-Jun-10 | Annual | 19-Apr-10 | 5,135 | ||
CUSIP: 76116A108 | Meeting ID: 581036 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director William H. Cunningham | Mgmt | For | For | ||
1.2 | Elect Director James E. Duffy | Mgmt | For | For | ||
1.3 | Elect Director William J. Quinn | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
Vishay Intertechnology, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: VSH | 16-Jun-10 | Annual | 19-Apr-10 | 7,500 | ||
CUSIP: 928298108 | Meeting ID: 578434 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Felix Zandman | Mgmt | For | For | ||
1.2 | Elect Director Gerald Paul | Mgmt | For | For | ||
1.3 | Elect Director Frank Maier | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Seek Sale of Company | SH | Against | For | ||
EXCO Resources, Inc. | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: XCO | 17-Jun-10 | Annual | 22-Apr-10 | 5,590 | ||
CUSIP: 269279402 | Meeting ID: 578443 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Douglas H. Miller | Mgmt | For | For | ||
1.2 | Elect Director Stephen F. Smith | Mgmt | For | For | ||
1.3 | Elect Director Jeffrey D. Benjamin | Mgmt | For | For | ||
1.4 | Elect Director Vincent J. Cebula | Mgmt | For | For | ||
1.5 | Elect Director Earl E. Ellis | Mgmt | For | For | ||
1.6 | Elect Director B. James Ford | Mgmt | For | For | ||
1.7 | Elect Director Mark Mulhern | Mgmt | For | For | ||
1.8 | Elect Director T. Boone Pickens | Mgmt | For | For | ||
1.9 | Elect Director Jeffrey S. Serota | Mgmt | For | For | ||
1.10 | Elect Director Robert L. Stillwell | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
3 | Adopt Policy on Board Diversity | SH | Against | Abstain | ||
Phillips-Van Heusen Corporation | Meeting Date | Meeting Type | Record Date | Shares Voted | ||
Ticker: PVH | 24-Jun-10 | Annual | 29-Apr-10 | 1,290 | ||
CUSIP: 718592108 | Meeting ID: 583812 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Mary Baglivo | Mgmt | For | For | ||
1.2 | Elect Director Emanuel Chirico | Mgmt | For | For | ||
1.3 | Elect Director Edward H. Cohen | Mgmt | For | For | ||
1.4 | Elect Director Joseph B. Fuller | Mgmt | For | For | ||
1.5 | Elect Director Fred Gehring | Mgmt | For | For | ||
1.6 | Elect Director Margaret L. Jenkins | Mgmt | For | For | ||
1.7 | Elect Director David Landau | Mgmt | For | For | ||
1.8 | Elect Director Bruce Maggin | Mgmt | For | For | ||
1.9 | Elect Director V. James Marino | Mgmt | For | For | ||
1.10 | Elect Director Henry Nasella | Mgmt | For | For | ||
1.11 | Elect Director Rita M. Rodriguez | Mgmt | For | For | ||
1.12 | Elect Director Craig Rydin | Mgmt | For | For | ||
1.13 | Elect Director Christian Stahl | Mgmt | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | ||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PARADIGM FUNDS
By: /s/ Candace King Weir
Candace King Weir, President
Date: 8-26-10