UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21233
PARADIGM FUNDS
(Exact name of registrant as specified in charter)
Nine Elk Street, Albany, NY 12207-1002
(Address of principal executive offices) (Zip code)
Robert A. Benton
Paradigm Funds
Nine Elk Street, Albany, NY 12207-1002
(Name and address of agent for service)
Registrant's telephone number, including area code: (518) 431-3500
Date of fiscal year end: December 31
Date of reporting period: July 1, 2010 – June 30, 2011
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Account Name: PARADIGM VALUE FUND
Custodial Bank: US BANK, N.A.
Compuware Corporation |
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Ticker CPWR | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 24-Aug-10 |
| Annual | 28-Jun-10 | 384,000 |
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| CUSIP: 205638109 |
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| Meeting ID: 592542 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director Dennis W. Archer | Mgmt | For |
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| For |
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1.2 | Elect Director Gurminder S. Bedi | Mgmt | For |
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| For |
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1.3 | Elect Director William O. Grabe | Mgmt | For |
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| For |
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1.4 | Elect Director William R. Halling | Mgmt | For |
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| For |
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1.5 | Elect Director Peter Karmanos, Jr. | Mgmt | For |
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| For |
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1.6 | Elect Director Faye Alexander Nelson | Mgmt | For |
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| For |
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1.7 | Elect Director Glenda D. Price | Mgmt | For |
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| For |
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1.8 | Elect Director Robert C. Paul | Mgmt | For |
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| For |
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1.9 | Elect Director W. James Prowse | Mgmt | For |
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| For |
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1.10 | Elect Director G. Scott Romney | Mgmt | For |
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| For |
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1.11 | Elect Director Ralph J. Szygenda | Mgmt | For |
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| For |
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2 | Ratify Auditors | Mgmt | For |
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| For |
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QLogic Corporation |
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Ticker QLGC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 26-Aug-10 |
| Annual | 01-Jul-10 | 163,800 |
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| CUSIP: 747277101 |
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| Meeting ID: 594669 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1 | Elect Director H.K. Desai | Mgmt | For |
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| For |
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2 | Elect Director Joel S. Birnbaum | Mgmt | For |
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| For |
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3 | Elect Director James R. Fiebiger | Mgmt | For |
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| For |
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4 | Elect Director Balakrishnan S. Iyer | Mgmt | For |
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| For |
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5 | Elect Director Kathryn B. Lewis | Mgmt | For |
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| For |
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6 | Elect Director George D. Wells | Mgmt | For |
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| For |
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7 | Ratify Auditors | Mgmt | For |
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| For |
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Ruby Tuesday, Inc. |
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Ticker RT | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 06-Oct-10 |
| Annual | 09-Aug-10 | 299,000 |
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| CUSIP: 781182100 |
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| Meeting ID: 598001 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1 | Elect Director Samuel E. Beall, III | Mgmt | For |
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| For |
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2 | Elect Director Bernard Lanigan, Jr. | Mgmt | For |
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| For |
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3 | Approve Executive Incentive Bonus Plan | Mgmt | For |
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| For |
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4 | Ratify Auditors | Mgmt | For |
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| For |
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Lawson Software, Inc. |
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Ticker LWSN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 18-Oct-10 |
| Annual | 25-Aug-10 | 338,100 |
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| CUSIP: 52078P102 |
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| Meeting ID: 600285 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director Steven C. Chang | Mgmt | For |
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| For |
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1.2 | Elect Director Harry Debes | Mgmt | For |
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| For |
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1.3 | Elect Director Peter Gyenes | Mgmt | For |
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| For |
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1.4 | Elect Director David R. Hubers | Mgmt | For |
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| For |
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1.5 | Elect Director H. Richard Lawson | Mgmt | For |
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| For |
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1.6 | Elect Director Michael A. Rocca | Mgmt | For |
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| For |
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1.7 | Elect Director Robert A. Schriesheim | Mgmt | For |
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| For |
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1.8 | Elect Director Romesh Wadhwani | Mgmt | For |
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| For |
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1.9 | Elect Director Paul Wahl | Mgmt | For |
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| For |
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2 | Ratify Auditors | Mgmt | For |
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| For |
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3 | Approve Omnibus Stock Plan | Mgmt | For |
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| Against |
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Matrix Service Company |
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Ticker MTRX | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 02-Dec-10 |
| Annual | 13-Oct-10 | 242,400 |
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| CUSIP: 576853105 |
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| Meeting ID: 604185 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director Michael J. Bradley | Mgmt | For |
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| For |
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1.2 | Elect Director Michael J. Hall | Mgmt | For |
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| For |
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1.3 | Elect Director I. Edgar (Ed) Hendrix | Mgmt | For |
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| For |
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1.4 | Elect Director Paul K. Lackey | Mgmt | For |
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| For |
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1.5 | Elect Director Tom E. Maxwell | Mgmt | For |
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| For |
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1.6 | Elect Director David J. Tippeconnic | Mgmt | For |
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| For |
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2 | Ratify Auditors | Mgmt | For |
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| For |
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Myriad Genetics, Inc. |
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Ticker MYGN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 03-Dec-10 |
| Annual | 04-Oct-10 | 154,800 |
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| CUSIP: 62855J104 |
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| Meeting ID: 604799 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director Heiner Dreismann | Mgmt | For |
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| For |
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1.2 | Elect Director Peter D. Meldrum | Mgmt | For |
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| For |
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2 | Approve Omnibus Stock Plan | Mgmt | For |
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| For |
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3 | Ratify Auditors | Mgmt | For |
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| For |
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CKX, Inc. |
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Ticker CKXE | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 14-Dec-10 |
| Annual | 26-Oct-10 | 343,700 |
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| CUSIP: 12562M106 |
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| Meeting ID: 608730 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director Michael G. Ferrel | Mgmt | For |
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| For |
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1.2 | Elect Director Howard J. Tytel | Mgmt | For |
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| For |
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1.3 | Elect Director Edwin M. Banks | Mgmt | For |
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| For |
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1.4 | Elect Director Bryan E. Bloom | Mgmt | For |
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| For |
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1.5 | Elect Director Kathleen Dore | Mgmt | For |
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| For |
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1.6 | Elect Director Jacques D. Kerrest | Mgmt | For |
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| For |
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1.7 | Elect Director Jack Langer | Mgmt | For |
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| For |
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2 | Ratify Auditors | Mgmt | For |
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| For |
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McMoRan Exploration Co. |
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Ticker MMR | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 30-Dec-10 |
| Special | 15-Nov-10 | 99,200 |
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| CUSIP: 582411104 |
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| Meeting ID: 611780 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1 | Acquire Certain Assets of Another Company | Mgmt | For |
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| For |
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2 | Approve Issuance of Shares for a Private Placement | Mgmt | For |
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| For |
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3 | Adjourn Meeting | Mgmt | For |
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| For |
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Microsemi Corporation |
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Ticker MSCC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 19-Jan-11 |
| Annual | 22-Nov-10 | 150,800 |
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| CUSIP: 595137100 |
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| Meeting ID: 612993 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director James J. Peterson | Mgmt | For |
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| For |
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1.2 | Elect Director Dennis R. Leibel | Mgmt | For |
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| For |
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1.3 | Elect Director Thomas R. Anderson | Mgmt | For |
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| For |
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1.4 | Elect Director William E. Bendush | Mgmt | For |
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| For |
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1.5 | Elect Director William L. Healey | Mgmt | For |
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| For |
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1.6 | Elect Director Paul F. Folino | Mgmt | For |
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| For |
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1.7 | Elect Director Matthew E. Massengill | Mgmt | For |
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| For |
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2 | Ratify Auditors | Mgmt | For |
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| For |
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Schnitzer Steel Industries, Inc. |
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Ticker SCHN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 19-Jan-11 |
| Annual | 23-Nov-10 | 63,000 |
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| CUSIP: 806882106 |
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| Meeting ID: 612417 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director Wayland R. Hicks | Mgmt | For |
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| For |
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1.2 | Elect Director Judith A. Johansen | Mgmt | For |
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| For |
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1.3 | Elect Director Tamara L. Lundgren | Mgmt | For |
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| For |
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Fair Isaac Corporation |
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Ticker FICO | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 01-Feb-11 |
| Annual | 08-Dec-10 | 58,300 |
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| CUSIP: 303250104 |
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| Meeting ID: 615436 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director A. George Battle | Mgmt | For |
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| For |
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1.2 | Elect Director Nicholas F. Graziano | Mgmt | For |
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| For |
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1.3 | Elect Director Mark N. Greene | Mgmt | For |
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| For |
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1.4 | Elect Director Alex W. Hart | Mgmt | For |
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| For |
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1.5 | Elect Director James D. Kirsner | Mgmt | For |
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| For |
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1.6 | Elect Director William J. Lansing | Mgmt | For |
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| For |
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1.7 | Elect Director Rahul N. Merchant | Mgmt | For |
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| For |
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1.8 | Elect Director Margaret L. Taylor | Mgmt | For |
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| For |
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1.9 | Elect Director Duane E. White | Mgmt | For |
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| For |
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2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
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| For |
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3 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years |
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| One Year |
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4 | Ratify Auditors | Mgmt | For |
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| For |
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Atwood Oceanics, Inc. |
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Ticker ATW | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 10-Feb-11 |
| Annual | 10-Jan-11 | 82,300 |
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| CUSIP: 050095108 |
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| Meeting ID: 617327 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director Deborah A. Beck | Mgmt | For |
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| For |
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1.2 | Elect Director Robert W. Burgess | Mgmt | For |
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| For |
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1.3 | Elect Directo George S. Dotson | Mgmt | For |
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| For |
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1.4 | Elect Director Jack E. Golden | Mgmt | For |
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| For |
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1.5 | Elect Directo Hans Helmerich | Mgmt | For |
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| For |
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1.6 | Elect Director James R. Montague | Mgmt | For |
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| For |
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1.7 | Elect Director Robert J. Saltiel | Mgmt | For |
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| For |
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2 | Amend Omnibus Stock Plan | Mgmt | For |
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| For |
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3 | Ratify Auditors | Mgmt | For |
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| For |
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4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
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| For |
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5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
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| One Year |
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Arkansas Best Corporation |
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Ticker ABFS | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 21-Apr-11 |
| Annual | 22-Feb-11 | 105,700 |
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| CUSIP: 040790107 |
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| Meeting ID: 624562 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director John W. Alden | Mgmt | For |
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| For |
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1.2 | Elect Director Frank Edelstein | Mgmt | For |
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| For |
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1.3 | Elect Director William M. Legg | Mgmt | For |
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| For |
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1.4 | Elect Director Judy R. McReynolds | Mgmt | For |
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| For |
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1.5 | Elect Director Robert A. Young III | Mgmt | For |
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| For |
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2 | Ratify Auditors | Mgmt | For |
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| For |
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3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
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| For |
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4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
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| One Year |
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Sensient Technologies Corporation |
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Ticker SXT | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 21-Apr-11 |
| Annual | 25-Feb-11 | 195,677 |
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| CUSIP: 81725T100 |
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| Meeting ID: 629425 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director Hank Brown | Mgmt | For |
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| For |
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1.2 | Elect Director Fergus M. Clydesdale | Mgmt | For |
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| For |
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1.3 | Elect Director James A. D. Croft | Mgmt | For |
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| For |
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1.4 | Elect Director William V. Hickey | Mgmt | For |
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| For |
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1.5 | Elect Director Kenneth P. Manning | Mgmt | For |
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| For |
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1.6 | Elect Director Peter M. Salmon | Mgmt | For |
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| For |
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1.7 | Elect Director Elaine R. Wedral | Mgmt | For |
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| For |
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1.8 | Elect Director Essie Whitelaw | Mgmt | For |
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| For |
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2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
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| For |
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3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
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| One Year |
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4 | Ratify Auditors | Mgmt | For |
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| For |
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United Financial Bancorp, Inc. |
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Ticker UBNK | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| 21-Apr-11 |
| Annual | 04-Mar-11 | 210,400 |
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| CUSIP: 91030T109 |
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| Meeting ID: 629934 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director Paula A. Aiello | Mgmt | For |
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| For |
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1.2 | Elect Director Richard B. Collins | Mgmt | For |
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| For |
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1.3 | Elect Director Michael F. Werenski | Mgmt | For |
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| For |
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2 | Ratify Auditors | Mgmt | For |
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| For |
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3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
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| For |
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4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
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| One Year |
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Force Protection, Inc. |
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Ticker FRPT | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| |
| 22-Apr-11 |
| Annual | 16-Mar-11 | 1,032,825 |
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| CUSIP: 345203202 |
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| Meeting ID: 633075 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director John S. Day | Mgmt | For |
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| For |
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1.2 | Elect Director John W. Paxton, Sr. | Mgmt | For |
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| For |
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1.3 | Elect Director Thomas A. Corcoran | Mgmt | For |
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| For |
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2 | Ratify Auditors | Mgmt | For |
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| For |
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3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
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| For |
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4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
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| One Year |
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5 | Amend Omnibus Stock Plan | Mgmt | For |
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| For |
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GATX Corporation |
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Ticker GMT | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
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| |
| 22-Apr-11 |
| Annual | 25-Feb-11 | 84,200 |
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| CUSIP: 361448103 |
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| Meeting ID: 628415 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
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1.1 | Elect Director Anne L. Arvia | Mgmt | For |
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| For |
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1.2 | Elect Director Deborah M. Fretz | Mgmt | For |
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| For |
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1.3 | Elect Director Ernst A. Haberli | Mgmt | For |
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| For |
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1.4 | Elect Director Brian A. Kenney | Mgmt | For |
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| For |
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1.5 | Elect Director Mark G. McGrath | Mgmt | For |
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| For |
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1.6 | Elect Director James B. Ream | Mgmt | For |
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| For |
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1.7 | Elect Director David S. Sutherland | Mgmt | For |
|
| For |
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1.8 | Elect Director Casey J. Sylla | Mgmt | For |
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| For |
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2 | Ratify Auditors | Mgmt | For |
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| For |
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3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
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| For |
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4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
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| One Year |
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PerkinElmer, Inc. |
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Ticker PKI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 26-Apr-11 |
| Annual | 28-Feb-11 | 176,600 |
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| |
| CUSIP: 714046109 |
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| Meeting ID: 627648 |
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| Proponent | Mgmt Rec |
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| Vote Instruction |
| |
1 | Elect Director Robert F. Friel | Mgmt | For |
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| For |
| |
2 | Elect Director Nicholas A. Lopardo | Mgmt | For |
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| For |
| |
3 | Elect Director Alexis P. Michas | Mgmt | For |
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| For |
| |
4 | Elect Director James C. Mullen | Mgmt | For |
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| For |
| |
5 | Elect Director Dr. Vicki L. Sato | Mgmt | For |
|
| For |
| |
6 | Elect Director Gabriel Schmergel | Mgmt | For |
|
| For |
| |
7 | Elect Director Kenton J. Sicchitano | Mgmt | For |
|
| For |
| |
8 | Elect Director Patrick J. Sullivan | Mgmt | For |
|
| For |
| |
9 | Elect Director G. Robert Tod | Mgmt | For |
|
| For |
| |
10 | Ratify Auditors | Mgmt | For |
|
| For |
| |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Convergys Corporation |
|
|
|
|
|
| ||
Ticker CVG | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 27-Apr-11 |
| Annual | 28-Feb-11 | 331,400 |
|
| |
| CUSIP: 212485106 |
|
|
|
| Meeting ID: 627652 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Jeffrey H. Fox | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Ronald L. Nelson | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
| For |
| |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Harleysville Group Inc. |
|
|
|
|
|
| ||
Ticker HGIC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 27-Apr-11 |
| Annual | 28-Feb-11 | 26,000 |
|
| |
| CUSIP: 412824104 |
|
|
|
| Meeting ID: 631432 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director W. Thacher Brown | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Mirian M. Graddick-Weir | Mgmt | For |
|
| For |
| |
1.3 | Elect Director William W. Scranton III | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Arch Chemicals, Inc. |
|
|
|
|
|
| ||
Ticker ARJ | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 28-Apr-11 |
| Annual | 03-Mar-11 | 100,700 |
|
| |
| CUSIP: 03937R102 |
|
|
|
| Meeting ID: 627172 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Michael E. Campbell | Mgmt | For |
|
| For |
| |
1.2 | Elect Director David Lilley | Mgmt | For |
|
| For |
| |
2 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For |
|
| Against |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
5 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Life Technologies Corporation |
|
|
|
|
|
| ||
Ticker LIFE | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 28-Apr-11 |
| Annual | 28-Feb-11 | 92,700 |
|
| |
| CUSIP: 53217V109 |
|
|
|
| Meeting ID: 630148 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1 | Elect Director Balakrishnan S. Iyer | Mgmt | For |
|
| For |
| |
2 | Elect Director Gregory T. Lucier | Mgmt | For |
|
| For |
| |
3 | EleElect Director Ronald A. Matricaria | Mgmt | For |
|
| For |
| |
4 | Elect Director David C. U Prichard | Mgmt | For |
|
| For |
| |
5 | Elect Director William H. Longfield | Mgmt | For |
|
| For |
| |
6 | Elect Director Ora H. Pescovitz | Mgmt | For |
|
| For |
| |
7 | Ratify Auditors | Mgmt | For |
|
| For |
| |
8 | Amend Certificate of Incorporation | Mgmt | For |
|
| For |
| |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Olin Corporation |
|
|
|
|
|
| ||
Ticker OLN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 28-Apr-11 |
| Annual | 28-Feb-11 | 258,400 |
|
| |
| CUSIP: 680665205 |
|
|
|
| Meeting ID: 625781 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Gray G. Benoist | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Richard M. Rompala | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Joseph D. Rupp | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Symmetry Medical Inc. |
|
|
|
|
|
| ||
Ticker SMA | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 29-Apr-11 |
| Annual | 03-Mar-11 | 392,426 |
|
| |
| CUSIP: 871546206 |
|
|
|
| Meeting ID: 629689 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Thomas J. Sullivan | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Francis T. Nusspickel | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Regal Entertainment Group |
|
|
|
|
|
| ||
Ticker RGC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 04-May-11 |
| Annual | 09-Mar-11 | 340,750 |
|
| |
| CUSIP: 758766109 |
|
|
|
| Meeting ID: 640972 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Stephen A. Kaplan | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Jack Tyrrell | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Nestor R. Weigand, Jr. | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
MEDNAX, Inc. |
|
|
|
|
|
| ||
Ticker MD | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 05-May-11 |
| Annual | 08-Mar-11 | 74,100 |
|
| |
| CUSIP: 58502B106 |
|
|
|
| Meeting ID: 631452 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Cesar L. Alvarez | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Waldemar A. Carlo | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Michael B. Fernandez | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Roger K. Freeman | Mgmt | For |
|
| For |
| |
1.5 | Elect Director Paul G. Gabos | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Dany Garcia | Mgmt | For |
|
| For |
| |
1.7 | Elect Director P.J. Goldschmidt | Mgmt | For |
|
| For |
| |
1.8 | Elect Director Manuel Kadre | Mgmt | For |
|
| For |
| |
1.9 | Elect Director Roger J. Medel | Mgmt | For |
|
| For |
| |
1.10 | Elect Director Donna E. Shalala | Mgmt | For |
|
| For |
| |
1.11 | Elect Director Enrique J. Sosa | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Brightpoint, Inc. |
|
|
|
|
|
| ||
Ticker CELL | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 10-May-11 |
| Annual | 18-Mar-11 | 317,700 |
|
| |
| CUSIP: 109473405 |
|
|
|
| Meeting ID: 633923 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Richard W. Roedel | Mgmt | For |
|
| For |
| |
1.2 | Elect Director John F. Levy | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Chemtura Corporation |
|
|
|
|
|
| ||
Ticker CHMT | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 10-May-11 |
| Annual | 21-Mar-11 | 384,100 |
|
| |
| CUSIP: 163893209 |
|
|
|
| Meeting ID: 636624 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Jeffrey D. Benjamin | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Timothy J. Bernlohr | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Anna C. Catalano | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Alan S. Cooper | Mgmt | For |
|
| For |
| |
1.5 | Elect Director James W. Crownover | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Jonathan F. Foster | Mgmt | For |
|
| For |
| |
1.7 | Elect Director Craig A. Rogerson | Mgmt | For |
|
| For |
| |
1.8 | Elect Director John K. Wulff | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Compass Minerals International, Inc. |
|
|
|
|
|
| ||
Ticker CMP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 11-May-11 |
| Annual | 14-Mar-11 | 33,375 |
|
| |
| CUSIP: 20451N101 |
|
|
|
| Meeting ID: 634414 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Bradley J. Bell | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Richard S. Grant | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | None |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Innospec Inc. |
|
|
|
|
|
|
| |
Ticker IOSP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 11-May-11 |
| Annual | 22-Mar-11 | 119,000 |
|
| |
| CUSIP: 45768S105 |
|
|
|
| Meeting ID: 634410 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Milton C. Blackmore | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Hugh G.C. Aldous | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Joachim Roeser | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
4 | Amend Stock Option Plan | Mgmt | For |
|
| Against |
| |
5 | Amend Stock Option Plan | Mgmt | For |
|
| For |
| |
6 | Amend Non-Employee Director Stock Option Plan | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Knight Capital Group, Inc. |
|
|
|
|
|
| ||
Ticker KCG | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 11-May-11 |
| Annual | 01-Apr-11 | 483,300 |
|
| |
| CUSIP: 499005106 |
|
|
|
| Meeting ID: 636866 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director William L. Bolster | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Thomas M. Joyce | Mgmt | For |
|
| For |
| |
1.3 | Elect Director James W. Lewis | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Thomas C. Lockburner | Mgmt | For |
|
| For |
| |
1.5 | Elect Director James T. Milde | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Christopher C. Quick | Mgmt | For |
|
| For |
| |
1.7 | Elect Director Laurie M. Shahon | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
SI Financial Group, Inc. |
|
|
|
|
|
| ||
Ticker SIFI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 11-May-11 |
| Annual | 14-Mar-11 | 368,600 |
|
| |
| CUSIP: 78425W102 |
|
|
|
| Meeting ID: 635620 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Mark D. Alliod | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Michael R. Garvey | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Robert O. Gillard | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
AMERIGROUP Corporation |
|
|
|
|
|
| ||
Ticker AGP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 12-May-11 |
| Annual | 16-Mar-11 | 89,600 |
|
| |
| CUSIP: 03073T102 |
|
|
|
| Meeting ID: 634421 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Directors James G. Carlson | Mgmt | For |
|
| For |
| |
1.2 | Elect Directors Jeffrey B. Child | Mgmt | For |
|
| For |
| |
1.3 | Elect Directors Richard D. Shirk | Mgmt | For |
|
| For |
| |
1.4 | Elect Directors John W. Snow | Mgmt | For |
|
| For |
| |
1.5 | Elect Directors Adm. Joseph W. Prueher | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
PetroQuest Energy, Inc. |
|
|
|
|
|
| ||
Ticker PQ | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 12-May-11 |
| Annual | 17-Mar-11 | 270,000 |
|
| |
| CUSIP: 716748108 |
|
|
|
| Meeting ID: 634980 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Charles T. Goodson | Mgmt | For |
|
| For |
| |
1.2 | Elect Director William W. Rucks, IV | Mgmt | For |
|
| For |
| |
1.3 | Elect Director E. Wayne Nordberg | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Michael L. Finch | Mgmt | For |
|
| For |
| |
1.5 | Elect Director W.J. Gordon, III | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Charles F. Mitchell, II | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Foot Locker, Inc. |
|
|
|
|
|
| ||
Ticker FL | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 18-May-11 |
| Annual | 21-Mar-11 | 209,400 |
|
| |
| CUSIP: 344849104 |
|
|
|
| Meeting ID: 636817 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Nicholas DiPaolo | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Matthew M. McKenna | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Allen Questrom | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Cheryl Nido Turpin | Mgmt | For |
|
| For |
| |
1.5 | Elect Director Guillermo Marmol | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
| |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Magellan Health Services, Inc. |
|
|
|
|
|
| ||
Ticker MGLN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 18-May-11 |
| Annual | 31-Mar-11 | 137,900 |
|
| |
| CUSIP: 559079207 |
|
|
|
| Meeting ID: 638508 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director William J. McBride | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Robert M. Le Blanc | Mgmt | For |
|
| For |
| |
1.3 | Elect Director William D. Forrest | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Barry M. Smith | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
4 | Approve Omnibus Stock Plan | Mgmt | For |
|
| Against |
| |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
| |
6 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Career Education Corporation |
|
|
|
|
|
| ||
Ticker CECO | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 19-May-11 |
| Annual | 21-Mar-11 | 150,900 |
|
| |
| CUSIP: 141665109 |
|
|
|
| Meeting ID: 635732 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1 | Elect Director Dennis H. Chookaszian | Mgmt | For |
|
| For |
| |
2 | Elect Director David W. Devonshire | Mgmt | For |
|
| For |
| |
3 | Elect Director Patrick W. Gross | Mgmt | For |
|
| For |
| |
4 | Elect Director Gregory L. Jackson | Mgmt | For |
|
| For |
| |
5 | Elect Director Thomas B. Lally | Mgmt | For |
|
| For |
| |
6 | Elect Director Steven H. Lesnik | Mgmt | For |
|
| For |
| |
7 | Elect Director Gary E. McCullough | Mgmt | For |
|
| For |
| |
8 | Elect Director Leslie T. Thornton | Mgmt | For |
|
| For |
| |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
11 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Cymer, Inc. |
|
|
|
|
|
|
| |
Ticker CYMI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 19-May-11 |
| Annual | 21-Mar-11 | 96,200 |
|
| |
| CUSIP: 232572107 |
|
|
|
| Meeting ID: 632799 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Charles J. Abbe | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Robert P. Akins | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Edward H. Braun | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Michael R. Gaulke | Mgmt | For |
|
| For |
| |
1.5 | Elect Director William G. Oldham | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Eric M. Ruttenberg | Mgmt | For |
|
| For |
| |
1.7 | Elect Director Peter J. Simone | Mgmt | For |
|
| For |
| |
1.8 | Elect Director Young K. Sohn | Mgmt | For |
|
| For |
| |
1.9 | Elect Director Jon D. Tompkins | Mgmt | For |
|
| For |
| |
2 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For |
| |
3 | Ratify Auditors | Mgmt | For |
|
| For |
| |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Dole Food Company, Inc. |
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| ||
Ticker DOLE | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 19-May-11 |
| Annual | 25-Mar-11 | 242,700 |
|
| |
| CUSIP: 256603101 |
|
|
|
| Meeting ID: 637791 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Elaine L. Chao | Mgmt | For |
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| For |
| |
1.2 | Elect Director Sherry Lansing | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Global Power Equipment Group Inc. |
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| ||
Ticker GLPW | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 19-May-11 |
| Annual | 28-Mar-11 | 210,973 |
|
| |
| CUSIP: N/A |
|
|
|
| Meeting ID: 636642 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director David L. Keller | Mgmt | For |
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| For |
| |
1.2 | Elect Director Charles Macaluso | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Carl Bartoli | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Terence J. Cryan | Mgmt | For |
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| For |
| |
1.5 | Elect Director Eugene I. Davis | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Frank E. Williams, Jr. | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For |
| |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
|
|
|
|
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| |
Lender Processing Services, Inc. |
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| ||
Ticker LPS | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 19-May-11 |
| Annual | 21-Mar-11 | 137,800 |
|
| |
| CUSIP: 52602E102 |
|
|
|
| Meeting ID: 635004 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Lee A. Kennedy | Mgmt | For |
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| For |
| |
1.2 | Elect Director Philip G. Heasley | Mgmt | For |
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| For |
| |
1.3 | Elect Director Susan E. Lester | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
5 | Amend Omnibus Stock Plan | Mgmt | For |
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| For |
| |
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|
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| |
Westfield Financial, Inc. |
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|
| ||
Ticker WFD | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 19-May-11 |
| Annual | 31-Mar-11 | 372,500 |
|
| |
| CUSIP: 96008P104 |
|
|
|
| Meeting ID: 638591 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Donna J. Damon | Mgmt | For |
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| For |
| |
1.2 | Elect Director Robert T. Crowley, Jr. | Mgmt | For |
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| For |
| |
1.3 | Elect Director Paul R. Pohl | Mgmt | For |
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| For |
| |
1.4 | Elect Director Steven G. Richter | Mgmt | For |
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| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Innophos Holdings, Inc. |
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|
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|
| ||
Ticker IPHS | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 20-May-11 |
| Annual | 11-Apr-11 | 111,300 |
|
| |
| CUSIP: 45774N108 |
|
|
|
| Meeting ID: 643038 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Gary Cappeline | Mgmt | For |
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| For |
| |
1.2 | Elect Director Amado Cavazos | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Randolph Gress | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Linda Myrick | Mgmt | For |
|
| For |
| |
1.5 | Elect Director Karen Osar | Mgmt | For |
|
| For |
| |
1.6 | Elect Director John Steitz | Mgmt | For |
|
| For |
| |
1.7 | Elect Director Stephen M. Zide | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
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| |
Superior Industries International, Inc. |
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| ||
Ticker SUP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 20-May-11 |
| Annual | 21-Mar-11 | 155,200 |
|
| |
| CUSIP: 868168105 |
|
|
|
| Meeting ID: 632832 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Lois L. Borick | Mgmt | For |
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| For |
| |
1.2 | Elect Director Steven J. Borick | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Francisco S. Uranga | Mgmt | For |
|
| For |
| |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years |
|
| One Year |
| |
5 | Require a Majority Vote for the Election of Directors | SH | Against |
|
| Against |
| |
|
|
|
|
|
|
|
| |
MFA Financial, Inc. |
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|
|
| ||
Ticker MFA | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 24-May-11 |
| Annual | 22-Mar-11 | 405,800 |
|
| |
| CUSIP: 55272X102 |
|
|
|
| Meeting ID: 639726 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Stephen R. Blank | Mgmt | For |
|
| For |
| |
1.2 | Elect Director William S. Gorin | Mgmt | For |
|
| For |
| |
2 | Increase Authorized Capital Stock | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
5 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
ViewPoint Financial Group, Inc. |
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|
|
|
|
| ||
Ticker VPFG | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 24-May-11 |
| Annual | 04-Apr-11 | 513,000 |
|
| |
| CUSIP: 92672A101 |
|
|
|
| Meeting ID: 642257 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director James B. McCarley | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Karen H. O'Shea | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Anworth Mortgage Asset Corporation |
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|
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|
| ||
Ticker ANH | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 25-May-11 |
| Annual | 25-Mar-11 | 674,900 |
|
| |
| CUSIP: 037347101 |
|
|
|
| Meeting ID: 634207 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1 | Elect Director Lloyd McAdams | Mgmt | For |
|
| For |
| |
2 | Elect Director Lee A. Ault, III | Mgmt | For |
|
| For |
| |
3 | Elect Director Charles H. Black | Mgmt | For |
|
| For |
| |
4 | Elect Director Joe E. Davis | Mgmt | For |
|
| For |
| |
5 | Elect Director Robert C. Davis | Mgmt | For |
|
| For |
| |
6 | Elect Director Joseph E. McAdams | Mgmt | For |
|
| For |
| |
7 | Approve Externalization Proposal | Mgmt | For |
|
| For |
| |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
10 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Endo Pharmaceuticals Holdings Inc. |
|
|
|
|
|
| ||
Ticker ENDP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 25-May-11 |
| Annual | 15-Apr-11 | 127,800 |
|
| |
| CUSIP: 29264F205 |
|
|
|
| Meeting ID: 645772 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director John J. Delucca | Mgmt | For |
|
| For |
| |
1.2 | Elect Director David P. Holveck | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Nancy J. Hutson | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Michael Hyatt | Mgmt | For |
|
| For |
| |
1.5 | Elect Director Roger H. Kimmel | Mgmt | For |
|
| For |
| |
1.6 | Elect Director William P. Montague | Mgmt | For |
|
| For |
| |
1.7 | Elect Director David B. Nash | Mgmt | For |
|
| For |
| |
1.8 | Elect Director Joseph C. Scodari | Mgmt | For |
|
| For |
| |
1.9 | Elect Director William F. Spengler | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
SM Energy Co. |
|
|
|
|
|
| ||
Ticker SM | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 25-May-11 |
| Annual | 28-Mar-11 | 56,300 |
|
| |
| CUSIP: 792228108 |
|
|
|
| Meeting ID: 638699 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1 | Elect Director Barbara M. Baumann | Mgmt | For |
|
| For |
| |
2 | Elect Director Anthony J. Best | Mgmt | For |
|
| For |
| |
3 | Elect Director Larry W. Bickle | Mgmt | For |
|
| For |
| |
4 | Elect Director Stephen R. Brand | Mgmt | For |
|
| For |
| |
5 | Elect Director William J. Gardiner | Mgmt | For |
|
| For |
| |
6 | Elect Director Julio M. Quintana | Mgmt | For |
|
| For |
| |
7 | Elect Director John M. Seidl | Mgmt | For |
|
| For |
| |
8 | Elect Director William D. Sullivan | Mgmt | For |
|
| For |
| |
9 | Ratify Auditors | Mgmt | For |
|
| For |
| |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Big Lots, Inc. |
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|
|
|
|
|
| |
Ticker BIG | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 26-May-11 |
| Annual | 28-Mar-11 | 92,700 |
|
| |
| CUSIP: 089302103 |
|
|
|
| Meeting ID: 640348 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Steven S. Fishman | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Peter J. Hayes | Mgmt | For |
|
| For |
| |
1.4 | Elect Director David T. Kollat | Mgmt | For |
|
| For |
| |
1.5 | Elect Director Brenda J. Lauderback | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Philip E. Mallott | Mgmt | For |
|
| For |
| |
1.7 | Elect Director Russell Solt | Mgmt | For |
|
| For |
| |
1.8 | Elect Director James R. Tener | Mgmt | For |
|
| For |
| |
1.9 | Elect Director Dennis B. Tishkoff | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Diodes Incorporated |
|
|
|
|
|
| ||
Ticker DIOD | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 26-May-11 |
| Annual | 31-Mar-11 | 119,900 |
|
| |
| CUSIP: 254543101 |
|
|
|
| Meeting ID: 638709 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director C.H. Chen | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Michael R. Giordano | Mgmt | For |
|
| For |
| |
1.3 | Elect Director L.P. Hsu | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Keh-Shew Lu | Mgmt | For |
|
| For |
| |
1.5 | Elect Director Raymond Soong | Mgmt | For |
|
| For |
| |
1.6 | Elect Director John M. Stich | Mgmt | For |
|
| For |
| |
1.7 | Elect Director Michael K.C. Tsai | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Mid-America Apartment Communities, Inc. |
|
|
|
|
|
| ||
Ticker MAA | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 26-May-11 |
| Annual | 18-Mar-11 | 81,500 |
|
| |
| CUSIP: 59522J103 |
|
|
|
| Meeting ID: 642280 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director H. Eric Bolton, Jr. | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Alan B. Graf, jr. | Mgmt | For |
|
| For |
| |
1.3 | Elect Director John S. Grinalds | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Ralph Horn | Mgmt | For |
|
| For |
| |
1.5 | Elect Director Philip W. Norwood | Mgmt | For |
|
| For |
| |
1.6 | Elect Director W. Reid Sanders | Mgmt | For |
|
| For |
| |
1.7 | Elect Director William B. Sansom | Mgmt | For |
|
| For |
| |
1.8 | Elect Director Simon R.C. Wadsworth | Mgmt | For |
|
| For |
| |
2 | Increase Authorized Common Stock | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
5 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Smurfit-Stone Container Corporation |
|
|
|
|
|
| ||
Ticker SSCC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 27-May-11 |
| Special | 08-Apr-11 | 90,900 |
|
| |
| CUSIP: 83272A104 |
|
|
|
| Meeting ID: 644872 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1 | Approve Merger Agreement | Mgmt | For |
|
| For |
| |
2 | Adjourn Meeting | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
EMCOR Group, Inc. |
|
|
|
|
|
| ||
Ticker EME | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 01-Jun-11 |
| Annual | 06-Apr-11 | 136,300 |
|
| |
| CUSIP: 29084Q100 |
|
|
|
| Meeting ID: 642248 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Stephen W. Bershad | Mgmt | For |
|
| For |
| |
1.2 | Elect Director David A.B. Brown | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Larry J. Bump | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Albert Fried, Jr. | Mgmt | For |
|
| For |
| |
1.5 | Elect Director Anthony J. Guzzi | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Richard F. Hamm, Jr. | Mgmt | For |
|
| For |
| |
1.7 | Elect Director David H. Laidley | Mgmt | For |
|
| For |
| |
1.8 | Elect Director Frank T. MacInnis | Mgmt | For |
|
| For |
| |
1.9 | Elect Director Jerry E. Ryan | Mgmt | For |
|
| For |
| |
1.10 | Elect Director Michael T. Yonker | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
FTI Consulting, Inc. |
|
|
|
|
|
| ||
Ticker FCN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 01-Jun-11 |
| Annual | 21-Mar-11 | 49,200 |
|
| |
| CUSIP: 302941109 |
|
|
|
| Meeting ID: 642056 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Mark H. Berey | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Jack B. Dunn, IV | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Gerard E. Holthaus | Mgmt | For |
|
| For |
| |
2 | Declassify the Board of Directors | Mgmt | For |
|
| For |
| |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Vishay Intertechnology, Inc. |
|
|
|
|
|
| ||
Ticker VSH | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 01-Jun-11 |
| Annual | 04-Apr-11 | 355,800 |
|
| |
| CUSIP: 928298108 |
|
|
|
| Meeting ID: 640092 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Eliyahu Hurvitz | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Abraham Ludomirski | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Wayne M. Rogers | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Ronald Ruzic | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Avatar Holdings Inc. |
|
|
|
|
|
| ||
Ticker AVTR | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 02-Jun-11 |
| Annual | 04-Apr-11 | 110,500 |
|
| |
| CUSIP: 053494100 |
|
|
|
| Meeting ID: 645647 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director A.J. Anderson | Mgmt | For |
|
| For |
| |
1.2 | Elect Director P.D. Barnett | Mgmt | For |
|
| For |
| |
1.3 | Elect Director J.M. Donnell | Mgmt | For |
|
| For |
| |
1.4 | Elect Director M. Dresner | Mgmt | For |
|
| For |
| |
1.5 | Elect Director R.W. Eliniger | Mgmt | For |
|
| For |
| |
1.6 | Elect Director R.S. Leibowitz | Mgmt | For |
|
| For |
| |
1.7 | Elect Director J. Nash | Mgmt | For |
|
| For |
| |
1.8 | Elect Director K.T. Rosen | Mgmt | For |
|
| For |
| |
1.9 | Elect Director J.M. Simon | Mgmt | For |
|
| For |
| |
1.10 | Elect Director B.A. Stewart | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
| |
4 | Amend Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
| |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Carrizo Oil & Gas, Inc. |
|
|
|
|
|
| ||
Ticker CRZO | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 02-Jun-11 |
| Annual | 11-Apr-11 | 121,300 |
|
| |
| CUSIP: 144577103 |
|
|
|
| Meeting ID: 646110 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director S.P. Johnson, IV | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Steven A. Webster | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Thomas L. Carter, Jr. | Mgmt | For |
|
| For |
| |
1.4 | Elect Director F. Gardner Parker | Mgmt | For |
|
| For |
| |
1.5 | Elect Director Roger A. Ramsey | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Frank A. Wojtek | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| Against |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
5 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against |
|
| Against |
| |
|
|
|
|
|
|
|
| |
Resolute Energy Corporation |
|
|
|
|
|
| ||
Ticker REN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 02-Jun-11 |
| Annual | 18-Apr-11 | 179,000 |
|
| |
| CUSIP: 76116A108 |
|
|
|
| Meeting ID: 644160 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Richard L. Covington | Mgmt | For |
|
| For |
| |
1.2 | Elect Director James M. Piccone | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Robert M. Swartz | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
4 | Amend Omnibus Stock Plan | Mgmt | For |
|
| Against |
| |
5 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Express, Inc. |
|
|
|
|
|
|
| |
Ticker EXPR | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 03-Jun-11 |
| Annual | 18-Apr-11 | 175,500 |
|
| |
| CUSIP: 30219E103 |
|
|
|
| Meeting ID: 646085 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director David C. Dominik | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Sam K. Duncan | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| Against |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
McMoRan Exploration Co. |
|
|
|
|
|
| ||
Ticker MMR | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 15-Jun-11 |
| Annual | 19-Apr-11 | 261,800 |
|
| |
| CUSIP: 582411104 |
|
|
|
| Meeting ID: 639450 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Richard C. Adkerson | Mgmt | For |
|
| For |
| |
1.2 | Elect Director A. Peyton Bush, III | Mgmt | For |
|
| For |
| |
1.3 | Elect Director William P. Carmichael | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Robert A. Day | Mgmt | For |
|
| For |
| |
1.5 | Elect Director James C. Flores | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Gerald J. Ford | Mgmt | For |
|
| For |
| |
1.7 | Elect Director H. Devon Graham, Jr. | Mgmt | For |
|
| For |
| |
1.8 | Elect Director Suzanne T. Mestayer | Mgmt | For |
|
| For |
| |
1.9 | Elect Director James R. Moffett | Mgmt | For |
|
| For |
| |
1.10 | Elect Director B. M. Rankin, Jr. | Mgmt | For |
|
| For |
| |
1.11 | Elect Director John F. Wombwell | Mgmt | For |
|
| For |
| |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
5 | Amend Certificate of Incorporation to Revise Definitions of | Mgmt | For |
|
| Against |
| |
| Continuing Director and Interested Stockholder |
|
|
|
|
|
| |
|
|
|
|
|
|
|
| |
Premiere Global Services, Inc. |
|
|
|
|
|
| ||
Ticker PGI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 15-Jun-11 |
| Annual | 07-Apr-11 | 603,952 |
|
| |
| CUSIP: 740585104 |
|
|
|
| Meeting ID: 645839 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Boland T. Jones | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Jeffrey T. Arnold | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Wilkie S. Colyer | Mgmt | For |
|
| For |
| |
1.4 | Elect Director John R. Harris | Mgmt | For |
|
| For |
| |
1.5 | Elect Director W. Steven Jones | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Raymond H. Pirtle, Jr. | Mgmt | For |
|
| For |
| |
1.7 | Elect Director J. Walker Smith, Jr. | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
The Men's Wearhouse, Inc. |
|
|
|
|
|
| ||
Ticker MW | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 15-Jun-11 |
| Annual | 18-Apr-11 | 202,100 |
|
| |
| CUSIP: 587118100 |
|
|
|
| Meeting ID: 646958 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director George Zimmer | Mgmt | For |
|
| For |
| |
1.2 | Elect Director David H. Edwab | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Rinaldo S. Brutoco | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Michael L. Ray | Mgmt | For |
|
| For |
| |
1.5 | Elect Director Sheldon I. Stein | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Deepak Chopra | Mgmt | For |
|
| For |
| |
1.7 | Elect Director William B. Sechrest | Mgmt | For |
|
| For |
| |
1.8 | Elect Director Larry R. Katzen | Mgmt | For |
|
| For |
| |
1.9 | Elect Director Grace Nichols | Mgmt | For |
|
| For |
| |
1.10 | Elect Director Douglas S. Ewert | Mgmt | For |
|
| For |
| |
2 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
| |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
| |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
6 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
IAC/InterActiveCorp |
|
|
|
|
|
| ||
Ticker IACI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 16-Jun-11 |
| Annual | 25-Apr-11 | 207,500 |
|
| |
| CUSIP: 44919P508 |
|
|
|
| Meeting ID: 646230 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Gregory R. Blatt | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Edgar Bronfman, Jr. | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Barry Diller | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Michael D. Eisner | Mgmt | For |
|
| For |
| |
1.5 | Elect Director Victor A. Kaufman | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Donald R. Keough | Mgmt | For |
|
| For |
| |
1.7 | Elect Director Bryan Lourd | Mgmt | For |
|
| For |
| |
1.8 | Elect Director Arthur C. Martinez | Mgmt | For |
|
| For |
| |
1.9 | Elect Director David Rosenblatt | Mgmt | For |
|
| For |
| |
1.10 | Elect Director Alan G. Spoon | Mgmt | For |
|
| For |
| |
1.11 | Elect Director Alexander von Furstenberg | Mgmt | For |
|
| For |
| |
1.12 | Elect Director Richard F. Zannino | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Vanda Pharmaceuticals Inc. |
|
|
|
|
|
| ||
Ticker VNDA | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 16-Jun-11 |
| Annual | 20-Apr-11 | 507,218 |
|
| |
| CUSIP: 921659108 |
|
|
|
| Meeting ID: 645629 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Richard W. Dugan | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Vincent J. Milano | Mgmt | For |
|
| For |
| |
2 | Ratify Auditors | Mgmt | For |
|
| For |
| |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
National Western Life Insurance Company |
|
|
|
|
|
| ||
Ticker NWLI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 17-Jun-11 |
| Annual | 20-Apr-11 | 23,625 |
|
| |
| CUSIP: 638522102 |
|
|
|
| Meeting ID: 645712 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Robert L. Moody | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Stephen E. Glasgow | Mgmt | For |
|
| For |
| |
1.3 | Elect Director E. J. Pederson | Mgmt | For |
|
| For |
| |
2 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
| |
3 | Ratify Auditors | Mgmt | For |
|
| For |
| |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
American Eagle Outfitters, Inc. |
|
|
|
|
|
| ||
Ticker AEO | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 21-Jun-11 |
| Annual | 25-Apr-11 | 399,900 |
|
| |
| CUSIP: 02553E106 |
|
|
|
| Meeting ID: 646324 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1 | Elect Director Michael G. Jesselson | Mgmt | For |
|
| For |
| |
2 | Elect Director Roger S. Markfield | Mgmt | For |
|
| For |
| |
3 | Elect Director Jay L. Schottenstein | Mgmt | For |
|
| For |
| |
4 | Ratify Auditors | Mgmt | For |
|
| For |
| |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
|
|
|
|
|
|
|
| |
Metalico, Inc. |
|
|
|
|
|
| ||
Ticker MEA | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 22-Jun-11 |
| Annual | 03-May-11 | 969,100 |
|
| |
| CUSIP: 591176102 |
|
|
|
| Meeting ID: 648706 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1 | Elect Director Carlos E. Aguero | Mgmt | For |
|
| For |
| |
2 | Elect Director Michael J. Drury | Mgmt | For |
|
| For |
| |
3 | Elect Director Bret R. Maxwell | Mgmt | For |
|
| For |
| |
4 | Elect Director Walter H. Barandiaran | Mgmt | For |
|
| For |
| |
5 | Elect Director Paul A. Garrett | Mgmt | For |
|
| For |
| |
6 | Elect Director Sean P. Duffy | Mgmt | For |
|
| For |
| |
7 | Ratify Auditors | Mgmt | For |
|
| For |
| |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
10 | Other Business | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
| |
Phillips-Van Heusen Corporation |
|
|
|
|
|
| ||
Ticker PVH | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| |
| 23-Jun-11 |
| Annual | 26-Apr-11 | 95,100 |
|
| |
| CUSIP: 718592108 |
|
|
|
| Meeting ID: 648855 |
| |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
| |
1.1 | Elect Director Mary Baglivo | Mgmt | For |
|
| For |
| |
1.2 | Elect Director Emanuel Chirico | Mgmt | For |
|
| For |
| |
1.3 | Elect Director Juan Figuereo | Mgmt | For |
|
| For |
| |
1.4 | Elect Director Joseph B. Fuller | Mgmt | For |
|
| For |
| |
1.5 | Elect Director Fred Gehring | Mgmt | For |
|
| For |
| |
1.6 | Elect Director Margaret L. Jenkins | Mgmt | For |
|
| For |
| |
1.7 | Elect Director David Landau | Mgmt | For |
|
| For |
| |
1.8 | Elect Director Bruce Maggin | Mgmt | For |
|
| For |
| |
1.9 | Elect Director V. James Marino | Mgmt | For |
|
| For |
| |
1.10 | Elect Director Henry Nasella | Mgmt | For |
|
| For |
| |
1.11 | Elect Director Rita M. Rodriguez | Mgmt | For |
|
| For |
| |
1.12 | Elect Director Craig Rydin | Mgmt | For |
|
| For |
| |
1.13 | Elect Director Christian Stahl | Mgmt | For |
|
| For |
| |
2 | Change Company Name | Mgmt | For |
|
| For |
| |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
| |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
| |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
| |
6 | Ratify Auditors | Mgmt | For |
|
| For |
| |
|
|
|
|
|
|
|
|
Account Name: PARADIGM SELECT FUND
Custodial Bank: US BANK, N.A.
Alliant Techsystems Inc. |
|
|
|
|
| |
Ticker ATK | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 03-Aug-10 |
| Annual | 07-Jun-10 | 400 |
|
| CUSIP: 018804104 |
|
|
|
| Meeting ID: 590700 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Roxanne J. Decyk | Mgmt | For |
|
| For |
1.2 | Elect Director Mark W. DeYoung | Mgmt | For |
|
| For |
1.3 | Elect Director Martin C. Faga | Mgmt | For |
|
| For |
1.4 | Elect Director Ronald R. Fogleman | Mgmt | For |
|
| For |
1.5 | Elect Director April H. Foley | Mgmt | For |
|
| For |
1.6 | Elect Director Tig H. Krekel | Mgmt | For |
|
| For |
1.7 | Elect Director Douglas L. Maine | Mgmt | For |
|
| For |
1.8 | Elect Director Roman Martinez IV | Mgmt | For |
|
| For |
1.9 | Elect Director Mark H. Ronald | Mgmt | For |
|
| For |
1.10 | Elect Director William G. Van Dyke | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Precision Castparts Corp. |
|
|
|
|
| |
Ticker PCP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 10-Aug-10 |
| Annual | 14-Jun-10 | 400 |
|
| CUSIP: 740189105 |
|
|
|
| Meeting ID: 590936 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Daniel J. Murphy | Mgmt | For |
|
| For |
1.2 | Elect Director Steven G. Rothmeier | Mgmt | For |
|
| For |
1.3 | Elect Director Richard L. Wambold | Mgmt | For |
|
| For |
1.4 | Elect Director Timothy A. Wicks | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Declassify the Board of Directors | SH | Against |
|
| Against |
|
|
|
|
|
|
|
The J. M. Smucker Company |
|
|
|
|
| |
Ticker SJM | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 18-Aug-10 |
| Annual | 23-Jun-10 | 700 |
|
| CUSIP: 832696405 |
|
|
|
| Meeting ID: 592631 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Kathryn W. Dindo | Mgmt | For |
|
| For |
2 | Elect Director Richard K. Smucker | Mgmt | For |
|
| For |
3 | Elect Director William H. Steinbrink | Mgmt | For |
|
| For |
4 | Elect Director Paul Smucker Wagstaff | Mgmt | For |
|
| For |
5 | Ratify Auditors | Mgmt | For |
|
| For |
6 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Compuware Corporation |
|
|
|
|
| |
Ticker CPWR | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 24-Aug-10 |
| Annual | 28-Jun-10 | 6,200 |
|
| CUSIP: 205638109 |
|
|
|
| Meeting ID: 592542 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Dennis W. Archer | Mgmt | For |
|
| For |
1.2 | Elect Director Gurminder S. Bedi | Mgmt | For |
|
| For |
1.3 | Elect Director William O. Grabe | Mgmt | For |
|
| For |
1.4 | Elect Director William R. Halling | Mgmt | For |
|
| For |
1.5 | Elect Director Peter Karmanos, Jr. | Mgmt | For |
|
| For |
1.6 | Elect Director Faye Alexander Nelson | Mgmt | For |
|
| For |
1.7 | Elect Director Glenda D. Price | Mgmt | For |
|
| For |
1.8 | Elect Director Robert C. Paul | Mgmt | For |
|
| For |
1.9 | Elect Director W. James Prowse | Mgmt | For |
|
| For |
1.10 | Elect Director G. Scott Romney | Mgmt | For |
|
| For |
1.11 | Elect Director Ralph J. Szygenda | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
QLogic Corporation |
|
|
|
|
| |
Ticker QLGC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 26-Aug-10 |
| Annual | 01-Jul-10 | 2,500 |
|
| CUSIP: 747277101 |
|
|
|
| Meeting ID: 594669 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director H.K. Desai | Mgmt | For |
|
| For |
2 | Elect Director Joel S. Birnbaum | Mgmt | For |
|
| For |
3 | Elect Director James R. Fiebiger | Mgmt | For |
|
| For |
4 | Elect Director Balakrishnan S. Iyer | Mgmt | For |
|
| For |
5 | Elect Director Kathryn B. Lewis | Mgmt | For |
|
| For |
6 | Elect Director George D. Wells | Mgmt | For |
|
| For |
7 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Lawson Software, Inc. |
|
|
|
|
| |
Ticker LWSN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 18-Oct-10 |
| Annual | 25-Aug-10 | 5,400 |
|
| CUSIP: 52078P102 |
|
|
|
| Meeting ID: 600285 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Steven C. Chang | Mgmt | For |
|
| For |
1.2 | Elect Director Harry Debes | Mgmt | For |
|
| For |
1.3 | Elect Director Peter Gyenes | Mgmt | For |
|
| For |
1.4 | Elect Director David R. Hubers | Mgmt | For |
|
| For |
1.5 | Elect Director H. Richard Lawson | Mgmt | For |
|
| For |
1.6 | Elect Director Michael A. Rocca | Mgmt | For |
|
| For |
1.7 | Elect Director Robert A. Schriesheim | Mgmt | For |
|
| For |
1.8 | Elect Director Romesh Wadhwani | Mgmt | For |
|
| For |
1.9 | Elect Director Paul Wahl | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Approve Omnibus Stock Plan | Mgmt | For |
|
| Against |
|
|
|
|
|
|
|
Matrix Service Company |
|
|
|
|
| |
Ticker MTRX | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 02-Dec-10 |
| Annual | 13-Oct-10 | 3,500 |
|
| CUSIP: 576853105 |
|
|
|
| Meeting ID: 604185 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Michael J. Bradley | Mgmt | For |
|
| For |
1.2 | Elect Director Michael J. Hall | Mgmt | For |
|
| For |
1.3 | Elect Director I. Edgar (Ed) Hendrix | Mgmt | For |
|
| For |
1.4 | Elect Director Paul K. Lackey | Mgmt | For |
|
| For |
1.5 | Elect Director Tom E. Maxwell | Mgmt | For |
|
| For |
1.6 | Elect Director David J. Tippeconnic | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Myriad Genetics, Inc. |
|
|
|
|
| |
Ticker MYGN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 03-Dec-10 |
| Annual | 04-Oct-10 | 2,000 |
|
| CUSIP: 62855J104 |
|
|
|
| Meeting ID: 604799 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Heiner Dreismann | Mgmt | For |
|
| For |
1.2 | Elect Director Peter D. Meldrum | Mgmt | For |
|
| For |
2 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Microsemi Corporation |
|
|
|
|
| |
Ticker MSCC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 19-Jan-11 |
| Annual | 22-Nov-10 | 2,600 |
|
| CUSIP: 595137100 |
|
|
|
| Meeting ID: 612993 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director James J. Peterson | Mgmt | For |
|
| For |
1.2 | Elect Director Dennis R. Leibel | Mgmt | For |
|
| For |
1.3 | Elect Director Thomas R. Anderson | Mgmt | For |
|
| For |
1.4 | Elect Director William E. Bendush | Mgmt | For |
|
| For |
1.5 | Elect Director William L. Healey | Mgmt | For |
|
| For |
1.6 | Elect Director Paul F. Folino | Mgmt | For |
|
| For |
1.7 | Elect Director Matthew E. Massengill | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Schnitzer Steel Industries, Inc. |
|
|
|
|
| |
Ticker SCHN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 19-Jan-11 |
| Annual | 23-Nov-10 | 1,000 |
|
| CUSIP: 806882106 |
|
|
|
| Meeting ID: 612417 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Wayland R. Hicks | Mgmt | For |
|
| For |
1.2 | Elect Director Judith A. Johansen | Mgmt | For |
|
| For |
1.3 | Elect Director Tamara L. Lundgren | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Fair Isaac Corporation |
|
|
|
|
| |
Ticker FICO | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 01-Feb-11 |
| Annual | 08-Dec-10 | 1,200 |
|
| CUSIP: 303250104 |
|
|
|
| Meeting ID: 615436 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director A. George Battle | Mgmt | For |
|
| For |
1.2 | Elect Director Nicholas F. Graziano | Mgmt | For |
|
| For |
1.3 | Elect Director Mark N. Greene | Mgmt | For |
|
| For |
1.4 | Elect Director Alex W. Hart | Mgmt | For |
|
| For |
1.5 | Elect Director James D. Kirsner | Mgmt | For |
|
| For |
1.6 | Elect Director William J. Lansing | Mgmt | For |
|
| For |
1.7 | Elect Director Rahul N. Merchant | Mgmt | For |
|
| For |
1.8 | Elect Director Margaret L. Taylor | Mgmt | For |
|
| For |
1.9 | Elect Director Duane E. White | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Oshkosh Corporation |
|
|
|
|
| |
Ticker OSK | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 01-Feb-11 |
| Annual | 13-Dec-10 | 1,100 |
|
| CUSIP: 688239201 |
|
|
|
| Meeting ID: 614842 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Richard M. Donnelly | Mgmt | For |
|
| For |
2 | Elect Director Michael W. Grebe | Mgmt | For |
|
| For |
3 | Elect Director John J. Hamre | Mgmt | For |
|
| For |
4 | Elect Director Kathleen J. Hempel | Mgmt | For |
|
| For |
5 | Elect Director Leslie F. Kenne | Mgmt | For |
|
| For |
6 | Elect Director Harvey N. Medvin | Mgmt | For |
|
| For |
7 | Elect Director J. Peter Mosling, Jr. | Mgmt | For |
|
| For |
8 | Elect Director Craig P. Omtvedt | Mgmt | For |
|
| For |
9 | Elect Director Richard G. Sim | Mgmt | For |
|
| For |
10 | Elect Director Charles L. Szews | Mgmt | For |
|
| For |
11 | Elect Director William S. Wallace | Mgmt | For |
|
| For |
12 | Ratify Auditors | Mgmt | For |
|
| For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
|
|
|
|
|
|
|
Sensient Technologies Corporation |
|
|
|
|
| |
Ticker SXT | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 21-Apr-11 |
| Annual | 25-Feb-11 | 2,500 |
|
| CUSIP: 81725T100 |
|
|
|
| Meeting ID: 629425 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Hank Brown | Mgmt | For |
|
| For |
1.2 | Elect Director Fergus M. Clydesdale | Mgmt | For |
|
| For |
1.3 | Elect Director James A. D. Croft | Mgmt | For |
|
| For |
1.4 | Elect Director William V. Hickey | Mgmt | For |
|
| For |
1.5 | Elect Director Kenneth P. Manning | Mgmt | For |
|
| For |
1.6 | Elect Director Peter M. Salmon | Mgmt | For |
|
| For |
1.7 | Elect Director Elaine R. Wedral | Mgmt | For |
|
| For |
1.8 | Elect Director Essie Whitelaw | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
PerkinElmer, Inc. |
|
|
|
|
| |
Ticker PKI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 26-Apr-11 |
| Annual | 28-Feb-11 | 3,900 |
|
| CUSIP: 714046109 |
|
|
|
| Meeting ID: 627648 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Robert F. Friel | Mgmt | For |
|
| For |
2 | Elect Director Nicholas A. Lopardo | Mgmt | For |
|
| For |
3 | Elect Director Alexis P. Michas | Mgmt | For |
|
| For |
4 | Elect Director James C. Mullen | Mgmt | For |
|
| For |
5 | Elect Director Dr. Vicki L. Sato | Mgmt | For |
|
| For |
6 | Elect Director Gabriel Schmergel | Mgmt | For |
|
| For |
7 | Elect Director Kenton J. Sicchitano | Mgmt | For |
|
| For |
8 | Elect Director Patrick J. Sullivan | Mgmt | For |
|
| For |
9 | Elect Director G. Robert Tod | Mgmt | For |
|
| For |
10 | Ratify Auditors | Mgmt | For |
|
| For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Convergys Corporation |
|
|
|
|
| |
Ticker CVG | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 27-Apr-11 |
| Annual | 28-Feb-11 | 6,800 |
|
| CUSIP: 212485106 |
|
|
|
| Meeting ID: 627652 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Jeffrey H. Fox | Mgmt | For |
|
| For |
1.2 | Elect Director Ronald L. Nelson | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
| For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
|
|
|
|
|
|
|
Harleysville Group Inc. |
|
|
|
|
| |
Ticker HGIC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 27-Apr-11 |
| Annual | 28-Feb-11 | 1,600 |
|
| CUSIP: 412824104 |
|
|
|
| Meeting ID: 631432 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director W. Thacher Brown | Mgmt | For |
|
| For |
1.2 | Elect Director Mirian M. Graddick-Weir | Mgmt | For |
|
| For |
1.3 | Elect Director William W. Scranton III | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Life Technologies Corporation |
|
|
|
|
| |
Ticker LIFE | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 28-Apr-11 |
| Annual | 28-Feb-11 | 2,000 |
|
| CUSIP: 53217V109 |
|
|
|
| Meeting ID: 630148 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Balakrishnan S. Iyer | Mgmt | For |
|
| For |
2 | Elect Director Gregory T. Lucier | Mgmt | For |
|
| For |
3 | EleElect Director Ronald A. Matricaria | Mgmt | For |
|
| For |
4 | Elect Director David C. U Prichard | Mgmt | For |
|
| For |
5 | Elect Director William H. Longfield | Mgmt | For |
|
| For |
6 | Elect Director Ora H. Pescovitz | Mgmt | For |
|
| For |
7 | Ratify Auditors | Mgmt | For |
|
| For |
8 | Amend Certificate of Incorporation | Mgmt | For |
|
| For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years |
|
| One Year |
|
|
|
|
|
|
|
Olin Corporation |
|
|
|
|
| |
Ticker OLN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 28-Apr-11 |
| Annual | 28-Feb-11 | 3,600 |
|
| CUSIP: 680665205 |
|
|
|
| Meeting ID: 625781 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Gray G. Benoist | Mgmt | For |
|
| For |
1.2 | Elect Director Richard M. Rompala | Mgmt | For |
|
| For |
1.3 | Elect Director Joseph D. Rupp | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Alleghany Corporation |
|
|
|
|
| |
Ticker Y | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 29-Apr-11 |
| Annual | 07-Mar-11 | 254 |
|
| CUSIP: 017175100 |
|
|
|
| Meeting ID: 630296 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Rex D. Adams | Mgmt | For |
|
| For |
2 | Elect Director Weston M. Hicks | Mgmt | For |
|
| For |
3 | Elect Director Jefferson W. Kirby | Mgmt | For |
|
| For |
4 | Ratify Auditors | Mgmt | For |
|
| For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
|
|
|
|
|
|
|
Whiting Petroleum Corporation |
|
|
|
|
| |
Ticker WLL | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 03-May-11 |
| Annual | 11-Mar-11 | 1,000 |
|
| CUSIP: 966387102 |
|
|
|
| Meeting ID: 635676 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director D. Sherwin Artus | Mgmt | For |
|
| For |
1.2 | Elect Director Phillip E. Doty | Mgmt | For |
|
| For |
2 | Increase Authorized Common Stock | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
5 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Aptargroup, Inc. |
|
|
|
|
| |
Ticker ATR | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 04-May-11 |
| Annual | 10-Mar-11 | 1,800 |
|
| CUSIP: 038336103 |
|
|
|
| Meeting ID: 630160 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director George L. Fotiades | Mgmt | For |
|
| For |
1.2 | Elect Director King W. Harris | Mgmt | For |
|
| For |
1.3 | Elect Director Peter H. Pfeiffer | Mgmt | For |
|
| For |
1.4 | Elect Director Joanne C. Smith | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For |
|
| Against |
5 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Regal Entertainment Group |
|
|
|
|
| |
Ticker RGC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 04-May-11 |
| Annual | 09-Mar-11 | 6,900 |
|
| CUSIP: 758766109 |
|
|
|
| Meeting ID: 640972 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Stephen A. Kaplan | Mgmt | For |
|
| For |
1.2 | Elect Director Jack Tyrrell | Mgmt | For |
|
| For |
1.3 | Elect Director Nestor R. Weigand, Jr. | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
MEDNAX, Inc. |
|
|
|
|
|
|
Ticker MD | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 05-May-11 |
| Annual | 08-Mar-11 | 1,400 |
|
| CUSIP: 58502B106 |
|
|
|
| Meeting ID: 631452 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Cesar L. Alvarez | Mgmt | For |
|
| For |
1.2 | Elect Director Waldemar A. Carlo | Mgmt | For |
|
| For |
1.3 | Elect Director Michael B. Fernandez | Mgmt | For |
|
| For |
1.4 | Elect Director Roger K. Freeman | Mgmt | For |
|
| For |
1.5 | Elect Director Paul G. Gabos | Mgmt | For |
|
| For |
1.6 | Elect Director Dany Garcia | Mgmt | For |
|
| For |
1.7 | Elect Director P.J. Goldschmidt | Mgmt | For |
|
| For |
1.8 | Elect Director Manuel Kadre | Mgmt | For |
|
| For |
1.9 | Elect Director Roger J. Medel | Mgmt | For |
|
| For |
1.10 | Elect Director Donna E. Shalala | Mgmt | For |
|
| For |
1.11 | Elect Director Enrique J. Sosa | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Plains Exploration & Production Company |
|
|
|
|
| |
Ticker PXP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 05-May-11 |
| Annual | 24-Mar-11 | 4,050 |
|
| CUSIP: 726505100 |
|
|
|
| Meeting ID: 635109 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director James C. Flores | Mgmt | For |
|
| For |
2 | Elect Director Isaac Arnold, Jr. | Mgmt | For |
|
| For |
3 | Elect Director Alan R. Buckwalter, III | Mgmt | For |
|
| For |
4 | Elect Director Jerry L. Dees | Mgmt | For |
|
| For |
5 | Elect Director Tom H. Delimitros | Mgmt | For |
|
| For |
6 | Elect Director Thomas A. Fry, III | Mgmt | For |
|
| For |
7 | Elect Director Charles G. Groat | Mgmt | For |
|
| For |
8 | Elect Director John H. Lollar | Mgmt | For |
|
| For |
9 | Ratify Auditors | Mgmt | For |
|
| For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Jefferies Group, Inc. |
|
|
|
|
| |
Ticker JEF | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 09-May-11 |
| Annual | 14-Mar-11 | 3,400 |
|
| CUSIP: 472319102 |
|
|
|
| Meeting ID: 633025 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Richard B. Handler | Mgmt | For |
|
| For |
1.2 | Elect Director Brian P. Friedman | Mgmt | For |
|
| For |
1.3 | Elect Director W. Patrick Campbell | Mgmt | For |
|
| For |
1.4 | Elect Director Ian M. Cumming | Mgmt | For |
|
| For |
1.5 | Elect Director Richard G. Dooley | Mgmt | For |
|
| For |
1.6 | Elect Director Robert E. Joyal | Mgmt | For |
|
| For |
1.7 | Elect Director Michael T. O'Kane | Mgmt | For |
|
| For |
1.8 | Elect Director Joseph S. Steinberg | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Markel Corporation |
|
|
|
|
| |
Ticker MKL | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 09-May-11 |
| Annual | 03-Mar-11 | 150 |
|
| CUSIP: 570535104 |
|
|
|
| Meeting ID: 628213 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Mgmt | For |
|
| For |
1.2 | Elect Director Douglas C. Eby | Mgmt | For |
|
| For |
1.3 | Elect Director Stewart M. Kasen | Mgmt | For |
|
| For |
1.4 | Elect Director Alan I. Kirshner | Mgmt | For |
|
| For |
1.5 | Elect Director Lemuel E. Lewis | Mgmt | For |
|
| For |
1.6 | Elect Director Darrell D. Martin | Mgmt | For |
|
| For |
1.7 | Elect Director Anthony F. Markel | Mgmt | For |
|
| For |
1.8 | Elect Director Steven A. Markel | Mgmt | For |
|
| For |
1.9 | Elect Director Jay M. Weinberg | Mgmt | For |
|
| For |
1.10 | Elect Director Debora J. Wilson | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Brightpoint, Inc. |
|
|
|
|
| |
Ticker CELL | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 10-May-11 |
| Annual | 18-Mar-11 | 6,200 |
|
| CUSIP: 109473405 |
|
|
|
| Meeting ID: 633923 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Richard W. Roedel | Mgmt | For |
|
| For |
1.2 | Elect Director John F. Levy | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Chemtura Corporation |
|
|
|
|
| |
Ticker CHMT | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 10-May-11 |
| Annual | 21-Mar-11 | 5,900 |
|
| CUSIP: 163893209 |
|
|
|
| Meeting ID: 636624 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Jeffrey D. Benjamin | Mgmt | For |
|
| For |
1.2 | Elect Director Timothy J. Bernlohr | Mgmt | For |
|
| For |
1.3 | Elect Director Anna C. Catalano | Mgmt | For |
|
| For |
1.4 | Elect Director Alan S. Cooper | Mgmt | For |
|
| For |
1.5 | Elect Director James W. Crownover | Mgmt | For |
|
| For |
1.6 | Elect Director Jonathan F. Foster | Mgmt | For |
|
| For |
1.7 | Elect Director Craig A. Rogerson | Mgmt | For |
|
| For |
1.8 | Elect Director John K. Wulff | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
American Financial Group, Inc. |
|
|
|
|
| |
Ticker AFG | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 11-May-11 |
| Annual | 15-Mar-11 | 1,900 |
|
| CUSIP: 025932104 |
|
|
|
| Meeting ID: 633098 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Carl H. Lindner | Mgmt | For |
|
| For |
1.2 | Elect Director Carl H. Lindner, III | Mgmt | For |
|
| For |
1.3 | Elect Director S. Craig Lindner | Mgmt | For |
|
| For |
1.4 | Elect Director Kenneth C. Ambrecht | Mgmt | For |
|
| For |
1.5 | Elect Director Theodore H. Emmerich | Mgmt | For |
|
| For |
1.6 | Elect Director James E. Evans | Mgmt | For |
|
| For |
1.7 | Elect Director Terry S. Jacobs | Mgmt | For |
|
| For |
1.8 | Elect Director Gregory G. Joseph | Mgmt | For |
|
| For |
1.9 | Elect Director William W. Verity | Mgmt | For |
|
| For |
1.10 | Elect Director John I. Von Lehman | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Approve Omnibus Stock Plan | Mgmt | For |
|
| Against |
4 | Approve Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual | SH | Against |
|
| Against |
| Orientation and Gender Identity |
|
|
|
|
|
8 | Adopt Policy and Report on Board Diversity | SH | Against |
|
| Against |
|
|
|
|
|
|
|
Compass Minerals International, Inc. |
|
|
|
|
| |
Ticker CMP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 11-May-11 |
| Annual | 14-Mar-11 | 1,000 |
|
| CUSIP: 20451N101 |
|
|
|
| Meeting ID: 634414 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Bradley J. Bell | Mgmt | For |
|
| For |
1.2 | Elect Director Richard S. Grant | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | None |
|
| One Year |
|
|
|
|
|
|
|
Innospec Inc. |
|
|
|
|
|
|
Ticker IOSP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 11-May-11 |
| Annual | 22-Mar-11 | 3,100 |
|
| CUSIP: 45768S105 |
|
|
|
| Meeting ID: 634410 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Milton C. Blackmore | Mgmt | For |
|
| For |
1.2 | Elect Director Hugh G.C. Aldous | Mgmt | For |
|
| For |
1.3 | Elect Director Joachim Roeser | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Amend Stock Option Plan | Mgmt | For |
|
| Against |
5 | Amend Stock Option Plan | Mgmt | For |
|
| For |
6 | Amend Non-Employee Director Stock Option Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Knight Capital Group, Inc. |
|
|
|
|
| |
Ticker KCG | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 11-May-11 |
| Annual | 01-Apr-11 | 9,000 |
|
| CUSIP: 499005106 |
|
|
|
| Meeting ID: 636866 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director William L. Bolster | Mgmt | For |
|
| For |
1.2 | Elect Director Thomas M. Joyce | Mgmt | For |
|
| For |
1.3 | Elect Director James W. Lewis | Mgmt | For |
|
| For |
1.4 | Elect Director Thomas C. Lockburner | Mgmt | For |
|
| For |
1.5 | Elect Director James T. Milde | Mgmt | For |
|
| For |
1.6 | Elect Director Christopher C. Quick | Mgmt | For |
|
| For |
1.7 | Elect Director Laurie M. Shahon | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
|
|
|
|
|
|
|
AMERIGROUP Corporation |
|
|
|
|
| |
Ticker AGP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 12-May-11 |
| Annual | 16-Mar-11 | 1,800 |
|
| CUSIP: 03073T102 |
|
|
|
| Meeting ID: 634421 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Directors James G. Carlson | Mgmt | For |
|
| For |
1.2 | Elect Directors Jeffrey B. Child | Mgmt | For |
|
| For |
1.3 | Elect Directors Richard D. Shirk | Mgmt | For |
|
| For |
1.4 | Elect Directors John W. Snow | Mgmt | For |
|
| For |
1.5 | Elect Directors Adm. Joseph W. Prueher | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
PetroQuest Energy, Inc. |
|
|
|
|
| |
Ticker PQ | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 12-May-11 |
| Annual | 17-Mar-11 | 6,300 |
|
| CUSIP: 716748108 |
|
|
|
| Meeting ID: 634980 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Charles T. Goodson | Mgmt | For |
|
| For |
1.2 | Elect Director William W. Rucks, IV | Mgmt | For |
|
| For |
1.3 | Elect Director E. Wayne Nordberg | Mgmt | For |
|
| For |
1.4 | Elect Director Michael L. Finch | Mgmt | For |
|
| For |
1.5 | Elect Director W.J. Gordon, III | Mgmt | For |
|
| For |
1.6 | Elect Director Charles F. Mitchell, II | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Foot Locker, Inc. |
|
|
|
|
| |
Ticker FL | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 18-May-11 |
| Annual | 21-Mar-11 | 3,600 |
|
| CUSIP: 344849104 |
|
|
|
| Meeting ID: 636817 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Nicholas DiPaolo | Mgmt | For |
|
| For |
1.2 | Elect Director Matthew M. McKenna | Mgmt | For |
|
| For |
1.3 | Elect Director Allen Questrom | Mgmt | For |
|
| For |
1.4 | Elect Director Cheryl Nido Turpin | Mgmt | For |
|
| For |
1.5 | Elect Director Guillermo Marmol | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Magellan Health Services, Inc. |
|
|
|
|
| |
Ticker MGLN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 18-May-11 |
| Annual | 31-Mar-11 | 2,700 |
|
| CUSIP: 559079207 |
|
|
|
| Meeting ID: 638508 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director William J. McBride | Mgmt | For |
|
| For |
1.2 | Elect Director Robert M. Le Blanc | Mgmt | For |
|
| For |
1.3 | Elect Director William D. Forrest | Mgmt | For |
|
| For |
1.4 | Elect Director Barry M. Smith | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For |
|
| Against |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
6 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Career Education Corporation |
|
|
|
|
| |
Ticker CECO | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 19-May-11 |
| Annual | 21-Mar-11 | 3,000 |
|
| CUSIP: 141665109 |
|
|
|
| Meeting ID: 635732 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Dennis H. Chookaszian | Mgmt | For |
|
| For |
2 | Elect Director David W. Devonshire | Mgmt | For |
|
| For |
3 | Elect Director Patrick W. Gross | Mgmt | For |
|
| For |
4 | Elect Director Gregory L. Jackson | Mgmt | For |
|
| For |
5 | Elect Director Thomas B. Lally | Mgmt | For |
|
| For |
6 | Elect Director Steven H. Lesnik | Mgmt | For |
|
| For |
7 | Elect Director Gary E. McCullough | Mgmt | For |
|
| For |
8 | Elect Director Leslie T. Thornton | Mgmt | For |
|
| For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
11 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Cymer, Inc. |
|
|
|
|
|
|
Ticker CYMI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 19-May-11 |
| Annual | 21-Mar-11 | 2,500 |
|
| CUSIP: 232572107 |
|
|
|
| Meeting ID: 632799 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Charles J. Abbe | Mgmt | For |
|
| For |
1.2 | Elect Director Robert P. Akins | Mgmt | For |
|
| For |
1.3 | Elect Director Edward H. Braun | Mgmt | For |
|
| For |
1.4 | Elect Director Michael R. Gaulke | Mgmt | For |
|
| For |
1.5 | Elect Director William G. Oldham | Mgmt | For |
|
| For |
1.6 | Elect Director Eric M. Ruttenberg | Mgmt | For |
|
| For |
1.7 | Elect Director Peter J. Simone | Mgmt | For |
|
| For |
1.8 | Elect Director Young K. Sohn | Mgmt | For |
|
| For |
1.9 | Elect Director Jon D. Tompkins | Mgmt | For |
|
| For |
2 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Ratify Auditors | Mgmt | For |
|
| For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
|
|
|
|
|
|
|
Dole Food Company, Inc. |
|
|
|
|
| |
Ticker DOLE | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 19-May-11 |
| Annual | 25-Mar-11 | 4,800 |
|
| CUSIP: 256603101 |
|
|
|
| Meeting ID: 637791 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Elaine L. Chao | Mgmt | For |
|
| For |
1.2 | Elect Director Sherry Lansing | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Lender Processing Services, Inc. |
|
|
|
|
| |
Ticker LPS | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 19-May-11 |
| Annual | 21-Mar-11 | 3,089 |
|
| CUSIP: 52602E102 |
|
|
|
| Meeting ID: 635004 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Lee A. Kennedy | Mgmt | For |
|
| For |
1.2 | Elect Director Philip G. Heasley | Mgmt | For |
|
| For |
1.3 | Elect Director Susan E. Lester | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
5 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Westlake Chemical Corporation |
|
|
|
|
| |
Ticker WLK | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 20-May-11 |
| Annual | 01-Apr-11 | 1,100 |
|
| CUSIP: 960413102 |
|
|
|
| Meeting ID: 639871 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Dorothy C. Jenkins | Mgmt | For |
|
| For |
1.2 | Elect Director Max L. Lukens | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
MFA Financial, Inc. |
|
|
|
|
| |
Ticker MFA | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 24-May-11 |
| Annual | 22-Mar-11 | 10,300 |
|
| CUSIP: 55272X102 |
|
|
|
| Meeting ID: 639726 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Stephen R. Blank | Mgmt | For |
|
| For |
1.2 | Elect Director William S. Gorin | Mgmt | For |
|
| For |
2 | Increase Authorized Capital Stock | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
5 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Anworth Mortgage Asset Corporation |
|
|
|
|
| |
Ticker ANH | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 25-May-11 |
| Annual | 25-Mar-11 | 12,200 |
|
| CUSIP: 037347101 |
|
|
|
| Meeting ID: 634207 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Lloyd McAdams | Mgmt | For |
|
| For |
2 | Elect Director Lee A. Ault, III | Mgmt | For |
|
| For |
3 | Elect Director Charles H. Black | Mgmt | For |
|
| For |
4 | Elect Director Joe E. Davis | Mgmt | For |
|
| For |
5 | Elect Director Robert C. Davis | Mgmt | For |
|
| For |
6 | Elect Director Joseph E. McAdams | Mgmt | For |
|
| For |
7 | Approve Externalization Proposal | Mgmt | For |
|
| For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
10 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Endo Pharmaceuticals Holdings Inc. |
|
|
|
|
| |
Ticker ENDP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 25-May-11 |
| Annual | 15-Apr-11 | 2,500 |
|
| CUSIP: 29264F205 |
|
|
|
| Meeting ID: 645772 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director John J. Delucca | Mgmt | For |
|
| For |
1.2 | Elect Director David P. Holveck | Mgmt | For |
|
| For |
1.3 | Elect Director Nancy J. Hutson | Mgmt | For |
|
| For |
1.4 | Elect Director Michael Hyatt | Mgmt | For |
|
| For |
1.5 | Elect Director Roger H. Kimmel | Mgmt | For |
|
| For |
1.6 | Elect Director William P. Montague | Mgmt | For |
|
| For |
1.7 | Elect Director David B. Nash | Mgmt | For |
|
| For |
1.8 | Elect Director Joseph C. Scodari | Mgmt | For |
|
| For |
1.9 | Elect Director William F. Spengler | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
SM Energy Co. |
|
|
|
|
|
|
Ticker SM | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 25-May-11 |
| Annual | 28-Mar-11 | 1,000 |
|
| CUSIP: 792228108 |
|
|
|
| Meeting ID: 638699 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Barbara M. Baumann | Mgmt | For |
|
| For |
2 | Elect Director Anthony J. Best | Mgmt | For |
|
| For |
3 | Elect Director Larry W. Bickle | Mgmt | For |
|
| For |
4 | Elect Director Stephen R. Brand | Mgmt | For |
|
| For |
5 | Elect Director William J. Gardiner | Mgmt | For |
|
| For |
6 | Elect Director Julio M. Quintana | Mgmt | For |
|
| For |
7 | Elect Director John M. Seidl | Mgmt | For |
|
| For |
8 | Elect Director William D. Sullivan | Mgmt | For |
|
| For |
9 | Ratify Auditors | Mgmt | For |
|
| For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Big Lots, Inc. |
|
|
|
|
|
|
Ticker BIG | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 26-May-11 |
| Annual | 28-Mar-11 | 2,100 |
|
| CUSIP: 089302103 |
|
|
|
| Meeting ID: 640348 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For |
|
| For |
1.2 | Elect Director Steven S. Fishman | Mgmt | For |
|
| For |
1.3 | Elect Director Peter J. Hayes | Mgmt | For |
|
| For |
1.4 | Elect Director David T. Kollat | Mgmt | For |
|
| For |
1.5 | Elect Director Brenda J. Lauderback | Mgmt | For |
|
| For |
1.6 | Elect Director Philip E. Mallott | Mgmt | For |
|
| For |
1.7 | Elect Director Russell Solt | Mgmt | For |
|
| For |
1.8 | Elect Director James R. Tener | Mgmt | For |
|
| For |
1.9 | Elect Director Dennis B. Tishkoff | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Diodes Incorporated |
|
|
|
|
| |
Ticker DIOD | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 26-May-11 |
| Annual | 31-Mar-11 | 2,400 |
|
| CUSIP: 254543101 |
|
|
|
| Meeting ID: 638709 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director C.H. Chen | Mgmt | For |
|
| For |
1.2 | Elect Director Michael R. Giordano | Mgmt | For |
|
| For |
1.3 | Elect Director L.P. Hsu | Mgmt | For |
|
| For |
1.4 | Elect Director Keh-Shew Lu | Mgmt | For |
|
| For |
1.5 | Elect Director Raymond Soong | Mgmt | For |
|
| For |
1.6 | Elect Director John M. Stich | Mgmt | For |
|
| For |
1.7 | Elect Director Michael K.C. Tsai | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Mid-America Apartment Communities, Inc. |
|
|
|
|
| |
Ticker MAA | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 26-May-11 |
| Annual | 18-Mar-11 | 1,500 |
|
| CUSIP: 59522J103 |
|
|
|
| Meeting ID: 642280 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director H. Eric Bolton, Jr. | Mgmt | For |
|
| For |
1.2 | Elect Director Alan B. Graf, jr. | Mgmt | For |
|
| For |
1.3 | Elect Director John S. Grinalds | Mgmt | For |
|
| For |
1.4 | Elect Director Ralph Horn | Mgmt | For |
|
| For |
1.5 | Elect Director Philip W. Norwood | Mgmt | For |
|
| For |
1.6 | Elect Director W. Reid Sanders | Mgmt | For |
|
| For |
1.7 | Elect Director William B. Sansom | Mgmt | For |
|
| For |
1.8 | Elect Director Simon R.C. Wadsworth | Mgmt | For |
|
| For |
2 | Increase Authorized Common Stock | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
5 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Smurfit-Stone Container Corporation |
|
|
|
|
| |
Ticker SSCC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 27-May-11 |
| Special | 08-Apr-11 | 3,600 |
|
| CUSIP: 83272A104 |
|
|
|
| Meeting ID: 644872 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For |
|
| For |
2 | Adjourn Meeting | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
EMCOR Group, Inc. |
|
|
|
|
| |
Ticker EME | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 01-Jun-11 |
| Annual | 06-Apr-11 | 2,800 |
|
| CUSIP: 29084Q100 |
|
|
|
| Meeting ID: 642248 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Stephen W. Bershad | Mgmt | For |
|
| For |
1.2 | Elect Director David A.B. Brown | Mgmt | For |
|
| For |
1.3 | Elect Director Larry J. Bump | Mgmt | For |
|
| For |
1.4 | Elect Director Albert Fried, Jr. | Mgmt | For |
|
| For |
1.5 | Elect Director Anthony J. Guzzi | Mgmt | For |
|
| For |
1.6 | Elect Director Richard F. Hamm, Jr. | Mgmt | For |
|
| For |
1.7 | Elect Director David H. Laidley | Mgmt | For |
|
| For |
1.8 | Elect Director Frank T. MacInnis | Mgmt | For |
|
| For |
1.9 | Elect Director Jerry E. Ryan | Mgmt | For |
|
| For |
1.10 | Elect Director Michael T. Yonker | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
FTI Consulting, Inc. |
|
|
|
|
| |
Ticker FCN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 01-Jun-11 |
| Annual | 21-Mar-11 | 1,700 |
|
| CUSIP: 302941109 |
|
|
|
| Meeting ID: 642056 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Mark H. Berey | Mgmt | For |
|
| For |
1.2 | Elect Director Jack B. Dunn, IV | Mgmt | For |
|
| For |
1.3 | Elect Director Gerard E. Holthaus | Mgmt | For |
|
| For |
2 | Declassify the Board of Directors | Mgmt | For |
|
| For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
4 | Ratify Auditors | Mgmt | For |
|
| For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Vishay Intertechnology, Inc. |
|
|
|
|
| |
Ticker VSH | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 01-Jun-11 |
| Annual | 04-Apr-11 | 9,100 |
|
| CUSIP: 928298108 |
|
|
|
| Meeting ID: 640092 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Eliyahu Hurvitz | Mgmt | For |
|
| For |
1.2 | Elect Director Abraham Ludomirski | Mgmt | For |
|
| For |
1.3 | Elect Director Wayne M. Rogers | Mgmt | For |
|
| For |
1.4 | Elect Director Ronald Ruzic | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Carrizo Oil & Gas, Inc. |
|
|
|
|
| |
Ticker CRZO | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 02-Jun-11 |
| Annual | 11-Apr-11 | 2,275 |
|
| CUSIP: 144577103 |
|
|
|
| Meeting ID: 646110 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director S.P. Johnson, IV | Mgmt | For |
|
| For |
1.2 | Elect Director Steven A. Webster | Mgmt | For |
|
| For |
1.3 | Elect Director Thomas L. Carter, Jr. | Mgmt | For |
|
| For |
1.4 | Elect Director F. Gardner Parker | Mgmt | For |
|
| For |
1.5 | Elect Director Roger A. Ramsey | Mgmt | For |
|
| For |
1.6 | Elect Director Frank A. Wojtek | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
5 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against |
|
| Against |
|
|
|
|
|
|
|
Resolute Energy Corporation |
|
|
|
|
| |
Ticker REN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 02-Jun-11 |
| Annual | 18-Apr-11 | 3,800 |
|
| CUSIP: 76116A108 |
|
|
|
| Meeting ID: 644160 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Richard L. Covington | Mgmt | For |
|
| For |
1.2 | Elect Director James M. Piccone | Mgmt | For |
|
| For |
1.3 | Elect Director Robert M. Swartz | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Amend Omnibus Stock Plan | Mgmt | For |
|
| Against |
5 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Express, Inc. |
|
|
|
|
|
|
Ticker EXPR | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 03-Jun-11 |
| Annual | 18-Apr-11 | 3,300 |
|
| CUSIP: 30219E103 |
|
|
|
| Meeting ID: 646085 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director David C. Dominik | Mgmt | For |
|
| For |
1.2 | Elect Director Sam K. Duncan | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Premiere Global Services, Inc. |
|
|
|
|
| |
Ticker PGI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 15-Jun-11 |
| Annual | 07-Apr-11 | 9,870 |
|
| CUSIP: 740585104 |
|
|
|
| Meeting ID: 645839 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Boland T. Jones | Mgmt | For |
|
| For |
1.2 | Elect Director Jeffrey T. Arnold | Mgmt | For |
|
| For |
1.3 | Elect Director Wilkie S. Colyer | Mgmt | For |
|
| For |
1.4 | Elect Director John R. Harris | Mgmt | For |
|
| For |
1.5 | Elect Director W. Steven Jones | Mgmt | For |
|
| For |
1.6 | Elect Director Raymond H. Pirtle, Jr. | Mgmt | For |
|
| For |
1.7 | Elect Director J. Walker Smith, Jr. | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
The Men's Wearhouse, Inc. |
|
|
|
|
| |
Ticker MW | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 15-Jun-11 |
| Annual | 18-Apr-11 | 4,200 |
|
| CUSIP: 587118100 |
|
|
|
| Meeting ID: 646958 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director George Zimmer | Mgmt | For |
|
| For |
1.2 | Elect Director David H. Edwab | Mgmt | For |
|
| For |
1.3 | Elect Director Rinaldo S. Brutoco | Mgmt | For |
|
| For |
1.4 | Elect Director Michael L. Ray | Mgmt | For |
|
| For |
1.5 | Elect Director Sheldon I. Stein | Mgmt | For |
|
| For |
1.6 | Elect Director Deepak Chopra | Mgmt | For |
|
| For |
1.7 | Elect Director William B. Sechrest | Mgmt | For |
|
| For |
1.8 | Elect Director Larry R. Katzen | Mgmt | For |
|
| For |
1.9 | Elect Director Grace Nichols | Mgmt | For |
|
| For |
1.10 | Elect Director Douglas S. Ewert | Mgmt | For |
|
| For |
2 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
6 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
IAC/InterActiveCorp |
|
|
|
|
| |
Ticker IACI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 16-Jun-11 |
| Annual | 25-Apr-11 | 3,700 |
|
| CUSIP: 44919P508 |
|
|
|
| Meeting ID: 646230 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Gregory R. Blatt | Mgmt | For |
|
| For |
1.2 | Elect Director Edgar Bronfman, Jr. | Mgmt | For |
|
| For |
1.3 | Elect Director Barry Diller | Mgmt | For |
|
| For |
1.4 | Elect Director Michael D. Eisner | Mgmt | For |
|
| For |
1.5 | Elect Director Victor A. Kaufman | Mgmt | For |
|
| For |
1.6 | Elect Director Donald R. Keough | Mgmt | For |
|
| For |
1.7 | Elect Director Bryan Lourd | Mgmt | For |
|
| For |
1.8 | Elect Director Arthur C. Martinez | Mgmt | For |
|
| For |
1.9 | Elect Director David Rosenblatt | Mgmt | For |
|
| For |
1.10 | Elect Director Alan G. Spoon | Mgmt | For |
|
| For |
1.11 | Elect Director Alexander von Furstenberg | Mgmt | For |
|
| For |
1.12 | Elect Director Richard F. Zannino | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
American Eagle Outfitters, Inc. |
|
|
|
|
| |
Ticker AEO | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 21-Jun-11 |
| Annual | 25-Apr-11 | 7,300 |
|
| CUSIP: 02553E106 |
|
|
|
| Meeting ID: 646324 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Michael G. Jesselson | Mgmt | For |
|
| For |
2 | Elect Director Roger S. Markfield | Mgmt | For |
|
| For |
3 | Elect Director Jay L. Schottenstein | Mgmt | For |
|
| For |
4 | Ratify Auditors | Mgmt | For |
|
| For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
|
|
|
|
|
|
|
Phillips-Van Heusen Corporation |
|
|
|
|
| |
Ticker PVH | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 23-Jun-11 |
| Annual | 26-Apr-11 | 1,880 |
|
| CUSIP: 718592108 |
|
|
|
| Meeting ID: 648855 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Mary Baglivo | Mgmt | For |
|
| For |
1.2 | Elect Director Emanuel Chirico | Mgmt | For |
|
| For |
1.3 | Elect Director Juan Figuereo | Mgmt | For |
|
| For |
1.4 | Elect Director Joseph B. Fuller | Mgmt | For |
|
| For |
1.5 | Elect Director Fred Gehring | Mgmt | For |
|
| For |
1.6 | Elect Director Margaret L. Jenkins | Mgmt | For |
|
| For |
1.7 | Elect Director David Landau | Mgmt | For |
|
| For |
1.8 | Elect Director Bruce Maggin | Mgmt | For |
|
| For |
1.9 | Elect Director V. James Marino | Mgmt | For |
|
| For |
1.10 | Elect Director Henry Nasella | Mgmt | For |
|
| For |
1.11 | Elect Director Rita M. Rodriguez | Mgmt | For |
|
| For |
1.12 | Elect Director Craig Rydin | Mgmt | For |
|
| For |
1.13 | Elect Director Christian Stahl | Mgmt | For |
|
| For |
2 | Change Company Name | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
6 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Account Name: PARADIGM OPPORTUNITY FUND
Custodial Bank: US BANK, N.A.
Compuware Corporation |
|
|
|
|
| |
Ticker CPWR | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 24-Aug-10 |
| Annual | 28-Jun-10 | 15,300 |
|
| CUSIP: 205638109 |
|
|
|
| Meeting ID: 592542 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Dennis W. Archer | Mgmt | For |
|
| For |
1.2 | Elect Director Gurminder S. Bedi | Mgmt | For |
|
| For |
1.3 | Elect Director William O. Grabe | Mgmt | For |
|
| For |
1.4 | Elect Director William R. Halling | Mgmt | For |
|
| For |
1.5 | Elect Director Peter Karmanos, Jr. | Mgmt | For |
|
| For |
1.6 | Elect Director Faye Alexander Nelson | Mgmt | For |
|
| For |
1.7 | Elect Director Glenda D. Price | Mgmt | For |
|
| For |
1.8 | Elect Director Robert C. Paul | Mgmt | For |
|
| For |
1.9 | Elect Director W. James Prowse | Mgmt | For |
|
| For |
1.10 | Elect Director G. Scott Romney | Mgmt | For |
|
| For |
1.11 | Elect Director Ralph J. Szygenda | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
QLogic Corporation |
|
|
|
|
| |
Ticker QLGC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 26-Aug-10 |
| Annual | 01-Jul-10 | 6,900 |
|
| CUSIP: 747277101 |
|
|
|
| Meeting ID: 594669 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director H.K. Desai | Mgmt | For |
|
| For |
2 | Elect Director Joel S. Birnbaum | Mgmt | For |
|
| For |
3 | Elect Director James R. Fiebiger | Mgmt | For |
|
| For |
4 | Elect Director Balakrishnan S. Iyer | Mgmt | For |
|
| For |
5 | Elect Director Kathryn B. Lewis | Mgmt | For |
|
| For |
6 | Elect Director George D. Wells | Mgmt | For |
|
| For |
7 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Ruby Tuesday, Inc. |
|
|
|
|
| |
Ticker RT | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 06-Oct-10 |
| Annual | 09-Aug-10 | 12,400 |
|
| CUSIP: 781182100 |
|
|
|
| Meeting ID: 598001 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Samuel E. Beall, III | Mgmt | For |
|
| For |
2 | Elect Director Bernard Lanigan, Jr. | Mgmt | For |
|
| For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Lawson Software, Inc. |
|
|
|
|
| |
Ticker LWSN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 18-Oct-10 |
| Annual | 25-Aug-10 | 15,400 |
|
| CUSIP: 52078P102 |
|
|
|
| Meeting ID: 600285 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Steven C. Chang | Mgmt | For |
|
| For |
1.2 | Elect Director Harry Debes | Mgmt | For |
|
| For |
1.3 | Elect Director Peter Gyenes | Mgmt | For |
|
| For |
1.4 | Elect Director David R. Hubers | Mgmt | For |
|
| For |
1.5 | Elect Director H. Richard Lawson | Mgmt | For |
|
| For |
1.6 | Elect Director Michael A. Rocca | Mgmt | For |
|
| For |
1.7 | Elect Director Robert A. Schriesheim | Mgmt | For |
|
| For |
1.8 | Elect Director Romesh Wadhwani | Mgmt | For |
|
| For |
1.9 | Elect Director Paul Wahl | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Approve Omnibus Stock Plan | Mgmt | For |
|
| Against |
|
|
|
|
|
|
|
Matrix Service Company |
|
|
|
|
| |
Ticker MTRX | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 02-Dec-10 |
| Annual | 13-Oct-10 | 12,400 |
|
| CUSIP: 576853105 |
|
|
|
| Meeting ID: 604185 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Michael J. Bradley | Mgmt | For |
|
| For |
1.2 | Elect Director Michael J. Hall | Mgmt | For |
|
| For |
1.3 | Elect Director I. Edgar (Ed) Hendrix | Mgmt | For |
|
| For |
1.4 | Elect Director Paul K. Lackey | Mgmt | For |
|
| For |
1.5 | Elect Director Tom E. Maxwell | Mgmt | For |
|
| For |
1.6 | Elect Director David J. Tippeconnic | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Microsemi Corporation |
|
|
|
|
| |
Ticker MSCC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 19-Jan-11 |
| Annual | 22-Nov-10 | 6,800 |
|
| CUSIP: 595137100 |
|
|
|
| Meeting ID: 612993 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director James J. Peterson | Mgmt | For |
|
| For |
1.2 | Elect Director Dennis R. Leibel | Mgmt | For |
|
| For |
1.3 | Elect Director Thomas R. Anderson | Mgmt | For |
|
| For |
1.4 | Elect Director William E. Bendush | Mgmt | For |
|
| For |
1.5 | Elect Director William L. Healey | Mgmt | For |
|
| For |
1.6 | Elect Director Paul F. Folino | Mgmt | For |
|
| For |
1.7 | Elect Director Matthew E. Massengill | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Sensient Technologies Corporation |
|
|
|
|
| |
Ticker SXT | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 21-Apr-11 |
| Annual | 25-Feb-11 | 5,800 |
|
| CUSIP: 81725T100 |
|
|
|
| Meeting ID: 629425 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Hank Brown | Mgmt | For |
|
| For |
1.2 | Elect Director Fergus M. Clydesdale | Mgmt | For |
|
| For |
1.3 | Elect Director James A. D. Croft | Mgmt | For |
|
| For |
1.4 | Elect Director William V. Hickey | Mgmt | For |
|
| For |
1.5 | Elect Director Kenneth P. Manning | Mgmt | For |
|
| For |
1.6 | Elect Director Peter M. Salmon | Mgmt | For |
|
| For |
1.7 | Elect Director Elaine R. Wedral | Mgmt | For |
|
| For |
1.8 | Elect Director Essie Whitelaw | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
PerkinElmer, Inc. |
|
|
|
|
| |
Ticker PKI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 26-Apr-11 |
| Annual | 28-Feb-11 | 6,700 |
|
| CUSIP: 714046109 |
|
|
|
| Meeting ID: 627648 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Robert F. Friel | Mgmt | For |
|
| For |
2 | Elect Director Nicholas A. Lopardo | Mgmt | For |
|
| For |
3 | Elect Director Alexis P. Michas | Mgmt | For |
|
| For |
4 | Elect Director James C. Mullen | Mgmt | For |
|
| For |
5 | Elect Director Dr. Vicki L. Sato | Mgmt | For |
|
| For |
6 | Elect Director Gabriel Schmergel | Mgmt | For |
|
| For |
7 | Elect Director Kenton J. Sicchitano | Mgmt | For |
|
| For |
8 | Elect Director Patrick J. Sullivan | Mgmt | For |
|
| For |
9 | Elect Director G. Robert Tod | Mgmt | For |
|
| For |
10 | Ratify Auditors | Mgmt | For |
|
| For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Convergys Corporation |
|
|
|
|
| |
Ticker CVG | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 27-Apr-11 |
| Annual | 28-Feb-11 | 10,600 |
|
| CUSIP: 212485106 |
|
|
|
| Meeting ID: 627652 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Jeffrey H. Fox | Mgmt | For |
|
| For |
1.2 | Elect Director Ronald L. Nelson | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For |
|
| For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
|
|
|
|
|
|
|
Life Technologies Corporation |
|
|
|
|
| |
Ticker LIFE | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 28-Apr-11 |
| Annual | 28-Feb-11 | 3,100 |
|
| CUSIP: 53217V109 |
|
|
|
| Meeting ID: 630148 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Balakrishnan S. Iyer | Mgmt | For |
|
| For |
2 | Elect Director Gregory T. Lucier | Mgmt | For |
|
| For |
3 | EleElect Director Ronald A. Matricaria | Mgmt | For |
|
| For |
4 | Elect Director David C. U Prichard | Mgmt | For |
|
| For |
5 | Elect Director William H. Longfield | Mgmt | For |
|
| For |
6 | Elect Director Ora H. Pescovitz | Mgmt | For |
|
| For |
7 | Ratify Auditors | Mgmt | For |
|
| For |
8 | Amend Certificate of Incorporation | Mgmt | For |
|
| For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years |
|
| One Year |
|
|
|
|
|
|
|
Symmetry Medical Inc. |
|
|
|
|
| |
Ticker SMA | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 29-Apr-11 |
| Annual | 03-Mar-11 | 10,200 |
|
| CUSIP: 871546206 |
|
|
|
| Meeting ID: 629689 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Thomas J. Sullivan | Mgmt | For |
|
| For |
1.2 | Elect Director Francis T. Nusspickel | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Regal Entertainment Group |
|
|
|
|
| |
Ticker RGC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 04-May-11 |
| Annual | 09-Mar-11 | 10,400 |
|
| CUSIP: 758766109 |
|
|
|
| Meeting ID: 640972 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Stephen A. Kaplan | Mgmt | For |
|
| For |
1.2 | Elect Director Jack Tyrrell | Mgmt | For |
|
| For |
1.3 | Elect Director Nestor R. Weigand, Jr. | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
MEDNAX, Inc. |
|
|
|
|
|
|
Ticker MD | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 05-May-11 |
| Annual | 08-Mar-11 | 2,300 |
|
| CUSIP: 58502B106 |
|
|
|
| Meeting ID: 631452 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Cesar L. Alvarez | Mgmt | For |
|
| For |
1.2 | Elect Director Waldemar A. Carlo | Mgmt | For |
|
| For |
1.3 | Elect Director Michael B. Fernandez | Mgmt | For |
|
| For |
1.4 | Elect Director Roger K. Freeman | Mgmt | For |
|
| For |
1.5 | Elect Director Paul G. Gabos | Mgmt | For |
|
| For |
1.6 | Elect Director Dany Garcia | Mgmt | For |
|
| For |
1.7 | Elect Director P.J. Goldschmidt | Mgmt | For |
|
| For |
1.8 | Elect Director Manuel Kadre | Mgmt | For |
|
| For |
1.9 | Elect Director Roger J. Medel | Mgmt | For |
|
| For |
1.10 | Elect Director Donna E. Shalala | Mgmt | For |
|
| For |
1.11 | Elect Director Enrique J. Sosa | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Knight Capital Group, Inc. |
|
|
|
|
| |
Ticker KCG | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 11-May-11 |
| Annual | 01-Apr-11 | 14,300 |
|
| CUSIP: 499005106 |
|
|
|
| Meeting ID: 636866 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director William L. Bolster | Mgmt | For |
|
| For |
1.2 | Elect Director Thomas M. Joyce | Mgmt | For |
|
| For |
1.3 | Elect Director James W. Lewis | Mgmt | For |
|
| For |
1.4 | Elect Director Thomas C. Lockburner | Mgmt | For |
|
| For |
1.5 | Elect Director James T. Milde | Mgmt | For |
|
| For |
1.6 | Elect Director Christopher C. Quick | Mgmt | For |
|
| For |
1.7 | Elect Director Laurie M. Shahon | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
|
|
|
|
|
|
|
AMERIGROUP Corporation |
|
|
|
|
| |
Ticker AGP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 12-May-11 |
| Annual | 16-Mar-11 | 2,800 |
|
| CUSIP: 03073T102 |
|
|
|
| Meeting ID: 634421 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Directors James G. Carlson | Mgmt | For |
|
| For |
1.2 | Elect Directors Jeffrey B. Child | Mgmt | For |
|
| For |
1.3 | Elect Directors Richard D. Shirk | Mgmt | For |
|
| For |
1.4 | Elect Directors John W. Snow | Mgmt | For |
|
| For |
1.5 | Elect Directors Adm. Joseph W. Prueher | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
PetroQuest Energy, Inc. |
|
|
|
|
| |
Ticker PQ | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 12-May-11 |
| Annual | 17-Mar-11 | 8,500 |
|
| CUSIP: 716748108 |
|
|
|
| Meeting ID: 634980 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Charles T. Goodson | Mgmt | For |
|
| For |
1.2 | Elect Director William W. Rucks, IV | Mgmt | For |
|
| For |
1.3 | Elect Director E. Wayne Nordberg | Mgmt | For |
|
| For |
1.4 | Elect Director Michael L. Finch | Mgmt | For |
|
| For |
1.5 | Elect Director W.J. Gordon, III | Mgmt | For |
|
| For |
1.6 | Elect Director Charles F. Mitchell, II | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Foot Locker, Inc. |
|
|
|
|
| |
Ticker FL | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 18-May-11 |
| Annual | 21-Mar-11 | 6,100 |
|
| CUSIP: 344849104 |
|
|
|
| Meeting ID: 636817 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Nicholas DiPaolo | Mgmt | For |
|
| For |
1.2 | Elect Director Matthew M. McKenna | Mgmt | For |
|
| For |
1.3 | Elect Director Allen Questrom | Mgmt | For |
|
| For |
1.4 | Elect Director Cheryl Nido Turpin | Mgmt | For |
|
| For |
1.5 | Elect Director Guillermo Marmol | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For |
|
| For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Magellan Health Services, Inc. |
|
|
|
|
| |
Ticker MGLN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 18-May-11 |
| Annual | 31-Mar-11 | 4,100 |
|
| CUSIP: 559079207 |
|
|
|
| Meeting ID: 638508 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director William J. McBride | Mgmt | For |
|
| For |
1.2 | Elect Director Robert M. Le Blanc | Mgmt | For |
|
| For |
1.3 | Elect Director William D. Forrest | Mgmt | For |
|
| For |
1.4 | Elect Director Barry M. Smith | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For |
|
| Against |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
6 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Career Education Corporation |
|
|
|
|
| |
Ticker CECO | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 19-May-11 |
| Annual | 21-Mar-11 | 4,500 |
|
| CUSIP: 141665109 |
|
|
|
| Meeting ID: 635732 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Dennis H. Chookaszian | Mgmt | For |
|
| For |
2 | Elect Director David W. Devonshire | Mgmt | For |
|
| For |
3 | Elect Director Patrick W. Gross | Mgmt | For |
|
| For |
4 | Elect Director Gregory L. Jackson | Mgmt | For |
|
| For |
5 | Elect Director Thomas B. Lally | Mgmt | For |
|
| For |
6 | Elect Director Steven H. Lesnik | Mgmt | For |
|
| For |
7 | Elect Director Gary E. McCullough | Mgmt | For |
|
| For |
8 | Elect Director Leslie T. Thornton | Mgmt | For |
|
| For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
11 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Dole Food Company, Inc. |
|
|
|
|
| |
Ticker DOLE | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 19-May-11 |
| Annual | 25-Mar-11 | 7,600 |
|
| CUSIP: 256603101 |
|
|
|
| Meeting ID: 637791 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Elaine L. Chao | Mgmt | For |
|
| For |
1.2 | Elect Director Sherry Lansing | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Endo Pharmaceuticals Holdings Inc. |
|
|
|
|
| |
Ticker ENDP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 25-May-11 |
| Annual | 15-Apr-11 | 3,700 |
|
| CUSIP: 29264F205 |
|
|
|
| Meeting ID: 645772 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director John J. Delucca | Mgmt | For |
|
| For |
1.2 | Elect Director David P. Holveck | Mgmt | For |
|
| For |
1.3 | Elect Director Nancy J. Hutson | Mgmt | For |
|
| For |
1.4 | Elect Director Michael Hyatt | Mgmt | For |
|
| For |
1.5 | Elect Director Roger H. Kimmel | Mgmt | For |
|
| For |
1.6 | Elect Director William P. Montague | Mgmt | For |
|
| For |
1.7 | Elect Director David B. Nash | Mgmt | For |
|
| For |
1.8 | Elect Director Joseph C. Scodari | Mgmt | For |
|
| For |
1.9 | Elect Director William F. Spengler | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
SM Energy Co. |
|
|
|
|
|
|
Ticker SM | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 25-May-11 |
| Annual | 28-Mar-11 | 1,600 |
|
| CUSIP: 792228108 |
|
|
|
| Meeting ID: 638699 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Barbara M. Baumann | Mgmt | For |
|
| For |
2 | Elect Director Anthony J. Best | Mgmt | For |
|
| For |
3 | Elect Director Larry W. Bickle | Mgmt | For |
|
| For |
4 | Elect Director Stephen R. Brand | Mgmt | For |
|
| For |
5 | Elect Director William J. Gardiner | Mgmt | For |
|
| For |
6 | Elect Director Julio M. Quintana | Mgmt | For |
|
| For |
7 | Elect Director John M. Seidl | Mgmt | For |
|
| For |
8 | Elect Director William D. Sullivan | Mgmt | For |
|
| For |
9 | Ratify Auditors | Mgmt | For |
|
| For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Big Lots, Inc. |
|
|
|
|
|
|
Ticker BIG | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 26-May-11 |
| Annual | 28-Mar-11 | 2,900 |
|
| CUSIP: 089302103 |
|
|
|
| Meeting ID: 640348 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For |
|
| For |
1.2 | Elect Director Steven S. Fishman | Mgmt | For |
|
| For |
1.3 | Elect Director Peter J. Hayes | Mgmt | For |
|
| For |
1.4 | Elect Director David T. Kollat | Mgmt | For |
|
| For |
1.5 | Elect Director Brenda J. Lauderback | Mgmt | For |
|
| For |
1.6 | Elect Director Philip E. Mallott | Mgmt | For |
|
| For |
1.7 | Elect Director Russell Solt | Mgmt | For |
|
| For |
1.8 | Elect Director James R. Tener | Mgmt | For |
|
| For |
1.9 | Elect Director Dennis B. Tishkoff | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Mid-America Apartment Communities, Inc. |
|
|
|
|
| |
Ticker MAA | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 26-May-11 |
| Annual | 18-Mar-11 | 2,400 |
|
| CUSIP: 59522J103 |
|
|
|
| Meeting ID: 642280 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director H. Eric Bolton, Jr. | Mgmt | For |
|
| For |
1.2 | Elect Director Alan B. Graf, jr. | Mgmt | For |
|
| For |
1.3 | Elect Director John S. Grinalds | Mgmt | For |
|
| For |
1.4 | Elect Director Ralph Horn | Mgmt | For |
|
| For |
1.5 | Elect Director Philip W. Norwood | Mgmt | For |
|
| For |
1.6 | Elect Director W. Reid Sanders | Mgmt | For |
|
| For |
1.7 | Elect Director William B. Sansom | Mgmt | For |
|
| For |
1.8 | Elect Director Simon R.C. Wadsworth | Mgmt | For |
|
| For |
2 | Increase Authorized Common Stock | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
5 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
EMCOR Group, Inc. |
|
|
|
|
| |
Ticker EME | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 01-Jun-11 |
| Annual | 06-Apr-11 | 4,000 |
|
| CUSIP: 29084Q100 |
|
|
|
| Meeting ID: 642248 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Stephen W. Bershad | Mgmt | For |
|
| For |
1.2 | Elect Director David A.B. Brown | Mgmt | For |
|
| For |
1.3 | Elect Director Larry J. Bump | Mgmt | For |
|
| For |
1.4 | Elect Director Albert Fried, Jr. | Mgmt | For |
|
| For |
1.5 | Elect Director Anthony J. Guzzi | Mgmt | For |
|
| For |
1.6 | Elect Director Richard F. Hamm, Jr. | Mgmt | For |
|
| For |
1.7 | Elect Director David H. Laidley | Mgmt | For |
|
| For |
1.8 | Elect Director Frank T. MacInnis | Mgmt | For |
|
| For |
1.9 | Elect Director Jerry E. Ryan | Mgmt | For |
|
| For |
1.10 | Elect Director Michael T. Yonker | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
Carrizo Oil & Gas, Inc. |
|
|
|
|
| |
Ticker CRZO | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 02-Jun-11 |
| Annual | 11-Apr-11 | 3,500 |
|
| CUSIP: 144577103 |
|
|
|
| Meeting ID: 646110 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director S.P. Johnson, IV | Mgmt | For |
|
| For |
1.2 | Elect Director Steven A. Webster | Mgmt | For |
|
| For |
1.3 | Elect Director Thomas L. Carter, Jr. | Mgmt | For |
|
| For |
1.4 | Elect Director F. Gardner Parker | Mgmt | For |
|
| For |
1.5 | Elect Director Roger A. Ramsey | Mgmt | For |
|
| For |
1.6 | Elect Director Frank A. Wojtek | Mgmt | For |
|
| For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
4 | Ratify Auditors | Mgmt | For |
|
| For |
5 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against |
|
| Against |
|
|
|
|
|
|
|
Express, Inc. |
|
|
|
|
|
|
Ticker EXPR | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 03-Jun-11 |
| Annual | 18-Apr-11 | 5,000 |
|
| CUSIP: 30219E103 |
|
|
|
| Meeting ID: 646085 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director David C. Dominik | Mgmt | For |
|
| For |
1.2 | Elect Director Sam K. Duncan | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
Premiere Global Services, Inc. |
|
|
|
|
| |
Ticker PGI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 15-Jun-11 |
| Annual | 07-Apr-11 | 15,600 |
|
| CUSIP: 740585104 |
|
|
|
| Meeting ID: 645839 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Boland T. Jones | Mgmt | For |
|
| For |
1.2 | Elect Director Jeffrey T. Arnold | Mgmt | For |
|
| For |
1.3 | Elect Director Wilkie S. Colyer | Mgmt | For |
|
| For |
1.4 | Elect Director John R. Harris | Mgmt | For |
|
| For |
1.5 | Elect Director W. Steven Jones | Mgmt | For |
|
| For |
1.6 | Elect Director Raymond H. Pirtle, Jr. | Mgmt | For |
|
| For |
1.7 | Elect Director J. Walker Smith, Jr. | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
The Men's Wearhouse, Inc. |
|
|
|
|
| |
Ticker MW | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 15-Jun-11 |
| Annual | 18-Apr-11 | 6,000 |
|
| CUSIP: 587118100 |
|
|
|
| Meeting ID: 646958 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director George Zimmer | Mgmt | For |
|
| For |
1.2 | Elect Director David H. Edwab | Mgmt | For |
|
| For |
1.3 | Elect Director Rinaldo S. Brutoco | Mgmt | For |
|
| For |
1.4 | Elect Director Michael L. Ray | Mgmt | For |
|
| For |
1.5 | Elect Director Sheldon I. Stein | Mgmt | For |
|
| For |
1.6 | Elect Director Deepak Chopra | Mgmt | For |
|
| For |
1.7 | Elect Director William B. Sechrest | Mgmt | For |
|
| For |
1.8 | Elect Director Larry R. Katzen | Mgmt | For |
|
| For |
1.9 | Elect Director Grace Nichols | Mgmt | For |
|
| For |
1.10 | Elect Director Douglas S. Ewert | Mgmt | For |
|
| For |
2 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
6 | Ratify Auditors | Mgmt | For |
|
| For |
|
|
|
|
|
|
|
IAC/InterActiveCorp |
|
|
|
|
| |
Ticker IACI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 16-Jun-11 |
| Annual | 25-Apr-11 | 6,100 |
|
| CUSIP: 44919P508 |
|
|
|
| Meeting ID: 646230 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1.1 | Elect Director Gregory R. Blatt | Mgmt | For |
|
| For |
1.2 | Elect Director Edgar Bronfman, Jr. | Mgmt | For |
|
| For |
1.3 | Elect Director Barry Diller | Mgmt | For |
|
| For |
1.4 | Elect Director Michael D. Eisner | Mgmt | For |
|
| For |
1.5 | Elect Director Victor A. Kaufman | Mgmt | For |
|
| For |
1.6 | Elect Director Donald R. Keough | Mgmt | For |
|
| For |
1.7 | Elect Director Bryan Lourd | Mgmt | For |
|
| For |
1.8 | Elect Director Arthur C. Martinez | Mgmt | For |
|
| For |
1.9 | Elect Director David Rosenblatt | Mgmt | For |
|
| For |
1.10 | Elect Director Alan G. Spoon | Mgmt | For |
|
| For |
1.11 | Elect Director Alexander von Furstenberg | Mgmt | For |
|
| For |
1.12 | Elect Director Richard F. Zannino | Mgmt | For |
|
| For |
2 | Ratify Auditors | Mgmt | For |
|
| For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year |
|
|
|
|
|
|
|
American Eagle Outfitters, Inc. |
|
|
|
|
| |
Ticker AEO | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
|
| 21-Jun-11 |
| Annual | 25-Apr-11 | 11,800 |
|
| CUSIP: 02553E106 |
|
|
|
| Meeting ID: 646324 |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction |
1 | Elect Director Michael G. Jesselson | Mgmt | For |
|
| For |
2 | Elect Director Roger S. Markfield | Mgmt | For |
|
| For |
3 | Elect Director Jay L. Schottenstein | Mgmt | For |
|
| For |
4 | Ratify Auditors | Mgmt | For |
|
| For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year |
|
|
|
|
|
|
|
Account Name: PARADIGM INTRINSIC VALUE FUND
Custodial Bank: US BANK, N.A.
Alliant Techsystems Inc. |
|
|
|
|
| ||
Ticker ATK | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 03-Aug-10 |
| Annual | 07-Jun-10 | 580 |
| |
| CUSIP: 018804104 |
|
|
|
| Meeting ID: 590700 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Roxanne J. Decyk | Mgmt | For |
|
| For | |
1.2 | Elect Director Mark W. DeYoung | Mgmt | For |
|
| For | |
1.3 | Elect Director Martin C. Faga | Mgmt | For |
|
| For | |
1.4 | Elect Director Ronald R. Fogleman | Mgmt | For |
|
| For | |
1.5 | Elect Director April H. Foley | Mgmt | For |
|
| For | |
1.6 | Elect Director Tig H. Krekel | Mgmt | For |
|
| For | |
1.7 | Elect Director Douglas L. Maine | Mgmt | For |
|
| For | |
1.8 | Elect Director Roman Martinez IV | Mgmt | For |
|
| For | |
1.9 | Elect Director Mark H. Ronald | Mgmt | For |
|
| For | |
1.10 | Elect Director William G. Van Dyke | Mgmt | For |
|
| For | |
2 | Ratify Auditors | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
Precision Castparts Corp. |
|
|
|
|
| ||
Ticker PCP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 10-Aug-10 |
| Annual | 14-Jun-10 | 490 |
| |
| CUSIP: 740189105 |
|
|
|
| Meeting ID: 590936 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Daniel J. Murphy | Mgmt | For |
|
| For | |
1.2 | Elect Director Steven G. Rothmeier | Mgmt | For |
|
| For | |
1.3 | Elect Director Richard L. Wambold | Mgmt | For |
|
| For | |
1.4 | Elect Director Timothy A. Wicks | Mgmt | For |
|
| For | |
2 | Ratify Auditors | Mgmt | For |
|
| For | |
3 | Declassify the Board of Directors | SH | Against |
|
| Against | |
|
|
|
|
|
|
| |
QLogic Corporation |
|
|
|
|
| ||
Ticker QLGC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 26-Aug-10 |
| Annual | 01-Jul-10 | 1,725 |
| |
| CUSIP: 747277101 |
|
|
|
| Meeting ID: 594669 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1 | Elect Director H.K. Desai | Mgmt | For |
|
| For | |
2 | Elect Director Joel S. Birnbaum | Mgmt | For |
|
| For | |
3 | Elect Director James R. Fiebiger | Mgmt | For |
|
| For | |
4 | Elect Director Balakrishnan S. Iyer | Mgmt | For |
|
| For | |
5 | Elect Director Kathryn B. Lewis | Mgmt | For |
|
| For | |
6 | Elect Director George D. Wells | Mgmt | For |
|
| For | |
7 | Ratify Auditors | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
Avnet, Inc. |
|
|
|
|
|
| |
Ticker AVT | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 05-Nov-10 |
| Annual | 08-Sep-10 | 3,180 |
| |
| CUSIP: 053807103 |
|
|
|
| Meeting ID: 602567 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Eleanor Baum | Mgmt | For |
|
| For | |
1.2 | Elect Director J. Veronica Biggins | Mgmt | For |
|
| For | |
1.3 | Elect Director Ehud Houminer | Mgmt | For |
|
| For | |
1.4 | Elect Director Frank R. Noonan | Mgmt | For |
|
| For | |
1.5 | Elect Director Ray M. Robinson | Mgmt | For |
|
| For | |
1.6 | Elect Director William H. Schumann III | Mgmt | For |
|
| For | |
1.7 | Elect Director William P. Sullivan | Mgmt | For |
|
| For | |
1.8 | Elect Director Gary L. Tooker | Mgmt | For |
|
| For | |
1.9 | Elect Director Roy Vallee | Mgmt | For |
|
| For | |
2 | Approve Omnibus Stock Plan | Mgmt | For |
|
| For | |
3 | Ratify Auditors | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
Royal Gold, Inc. |
|
|
|
|
| ||
Ticker RGLD | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 17-Nov-10 |
| Annual | 23-Sep-10 | 1,030 |
| |
| CUSIP: 780287108 |
|
|
|
| Meeting ID: 604026 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1 | Elect Director William Hayes | Mgmt | For |
|
| For | |
2 | Elect Director James W. Stuckert | Mgmt | For |
|
| For | |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For | |
4 | Ratify Auditors | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
Schnitzer Steel Industries, Inc. |
|
|
|
|
| ||
Ticker SCHN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 19-Jan-11 |
| Annual | 23-Nov-10 | 1,270 |
| |
| CUSIP: 806882106 |
|
|
|
| Meeting ID: 612417 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Wayland R. Hicks | Mgmt | For |
|
| For | |
1.2 | Elect Director Judith A. Johansen | Mgmt | For |
|
| For | |
1.3 | Elect Director Tamara L. Lundgren | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
Nestle SA |
|
|
|
|
|
| |
Ticker NESN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 14-Apr-11 |
| Annual | 07-Mar-11 | 1,652 |
| |
| CUSIP: H57312649 |
|
|
|
| Meeting ID: 629573 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
| Meeting for ADR Holders | Mgmt |
|
|
|
| |
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For |
|
| For | |
1.2 | Approve Remuneration Report | Mgmt | For |
|
| For | |
2 | Approve Discharge of Board and Senior Management | Mgmt | For |
|
| For | |
3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Mgmt | For |
|
| For | |
4.1.1 | Reelect Paul Bulcke as Director | Mgmt | For |
|
| For | |
4.1.2 | Reelect Andreas Koopmann as Director | Mgmt | For |
|
| For | |
4.1.3 | Reelect Rolf Haenggi as Director | Mgmt | For |
|
| For | |
4.1.4 | Reelect Jean-Pierre Meyers as Director | Mgmt | For |
|
| For | |
4.1.5 | Reelect Naina Lal Kidwai as Director | Mgmt | For |
|
| For | |
4.1.6 | Reelect Beat Hess as Director | Mgmt | For |
|
| For | |
4.2 | Elect Ann Veneman as Director | Mgmt | For |
|
| For | |
4.3 | Ratify KPMG AG as Auditors | Mgmt | For |
|
| For | |
5 | Approve CHF 16.5 Million Reduction in Share Capital via | Mgmt | For |
|
| For | |
| Cancellation of 165 Million Shares |
|
|
|
|
| |
6 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | None |
|
| Against | |
7 | Mark the box at the right if you wish to give a Proxy to the independent | Mgmt | None |
|
| Against | |
| representative, Mr. Jean-Ludovic Hartmann |
|
|
|
|
| |
|
|
|
|
|
|
| |
PerkinElmer, Inc. |
|
|
|
|
| ||
Ticker PKI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 26-Apr-11 |
| Annual | 28-Feb-11 | 3,225 |
| |
| CUSIP: 714046109 |
|
|
|
| Meeting ID: 627648 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1 | Elect Director Robert F. Friel | Mgmt | For |
|
| For | |
2 | Elect Director Nicholas A. Lopardo | Mgmt | For |
|
| For | |
3 | Elect Director Alexis P. Michas | Mgmt | For |
|
| For | |
4 | Elect Director James C. Mullen | Mgmt | For |
|
| For | |
5 | Elect Director Dr. Vicki L. Sato | Mgmt | For |
|
| For | |
6 | Elect Director Gabriel Schmergel | Mgmt | For |
|
| For | |
7 | Elect Director Kenton J. Sicchitano | Mgmt | For |
|
| For | |
8 | Elect Director Patrick J. Sullivan | Mgmt | For |
|
| For | |
9 | Elect Director G. Robert Tod | Mgmt | For |
|
| For | |
10 | Ratify Auditors | Mgmt | For |
|
| For | |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
|
|
|
|
|
|
| |
Canadian National Railway Company |
|
|
|
|
| ||
Ticker CNR | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 27-Apr-11 |
| Annual | 09-Mar-11 | 1,220 |
| |
| CUSIP: 136375102 |
|
|
|
| Meeting ID: 620836 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1 | Elect Michael R. Armellino as Director | Mgmt | For |
|
| For | |
2 | Elect A. Charles Baillie as Director | Mgmt | For |
|
| For | |
3 | Elect Hugh J. Bolton as Director | Mgmt | For |
|
| For | |
4 | Elect Donald J. Carty as Director | Mgmt | For |
|
| For | |
5 | Elect Gordon D. Giffin as Director | Mgmt | For |
|
| For | |
6 | Elect Edith E. Holiday as Director | Mgmt | For |
|
| For | |
7 | Elect V. Maureen Kempston Darkes as Director | Mgmt | For |
|
| For | |
8 | Elect Denis Losier as Director | Mgmt | For |
|
| For | |
9 | Elect Edward C. Lumley as Director | Mgmt | For |
|
| For | |
10 | Elect David G.A. McLean as Director | Mgmt | For |
|
| For | |
11 | Elect Claude Mongeau as Director | Mgmt | For |
|
| For | |
12 | Elect James E. O'Connor as Director | Mgmt | For |
|
| For | |
13 | Elect Robert Pace as Director | Mgmt | For |
|
| For | |
2 | Ratify KPMG LLP as Auditors | Mgmt | For |
|
| For | |
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
Berkshire Hathaway Inc. |
|
|
|
|
| ||
Ticker BRK.B | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 30-Apr-11 |
| Annual | 02-Mar-11 | 700 |
| |
| CUSIP: 084670108 |
|
|
|
| Meeting ID: 628276 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Warren E. Buffett | Mgmt | For |
|
| For | |
1.2 | Elect Director Charles T. Munger | Mgmt | For |
|
| For | |
1.3 | Elect Director Howard G. Buffett | Mgmt | For |
|
| For | |
1.4 | Elect Director Stephen B. Burke | Mgmt | For |
|
| For | |
1.5 | Elect Director Susan L. Decker | Mgmt | For |
|
| For | |
1.6 | Elect Director William H. Gates III | Mgmt | For |
|
| For | |
1.7 | Elect Director David S. Gottesman | Mgmt | For |
|
| For | |
1.8 | Elect Director Charlotte Guyman | Mgmt | For |
|
| For | |
1.9 | Elect Director Donald R. Keough | Mgmt | For |
|
| For | |
1.10 | Elect Director Thomas S. Murphy | Mgmt | For |
|
| For | |
1.11 | Elect Director Ronald L. Olson | Mgmt | For |
|
| For | |
1.12 | Elect Director Walter Scott, Jr. | Mgmt | For |
|
| For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
4 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against |
|
| Against | |
|
|
|
|
|
|
| |
General Dynamics Corporation |
|
|
|
|
| ||
Ticker GD | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 04-May-11 |
| Annual | 07-Mar-11 | 1,415 |
| |
| CUSIP: 369550108 |
|
|
|
| Meeting ID: 630724 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1 | Elect Director Mary T. Barra | Mgmt | For |
|
| For | |
2 | Elect Director Nicholas D. Chabraja | Mgmt | For |
|
| For | |
3 | Elect Director James S. Crown | Mgmt | For |
|
| For | |
4 | Elect Director William P. Fricks | Mgmt | For |
|
| For | |
5 | Elect Director Jay L. Johnson | Mgmt | For |
|
| For | |
6 | Elect Director George A. Joulwan | Mgmt | For |
|
| For | |
7 | Elect Director Paul G. Kaminski | Mgmt | For |
|
| For | |
8 | Elect Director John M. Keane | Mgmt | For |
|
| For | |
9 | Elect Director Lester L. Lyles | Mgmt | For |
|
| For | |
10 | Elect Director William A. Osborn | Mgmt | For |
|
| For | |
11 | Elect Director Robert Walmsley | Mgmt | For |
|
| For | |
12 | Ratify Auditors | Mgmt | For |
|
| For | |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
15 | Review and Assess Human Rights Policies | SH | Against |
|
| Against | |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against |
|
| For | |
|
|
|
|
|
|
| |
Plains Exploration & Production Company |
|
|
|
|
| ||
Ticker PXP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 05-May-11 |
| Annual | 24-Mar-11 | 4,530 |
| |
| CUSIP: 726505100 |
|
|
|
| Meeting ID: 635109 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1 | Elect Director James C. Flores | Mgmt | For |
|
| For | |
2 | Elect Director Isaac Arnold, Jr. | Mgmt | For |
|
| For | |
3 | Elect Director Alan R. Buckwalter, III | Mgmt | For |
|
| For | |
4 | Elect Director Jerry L. Dees | Mgmt | For |
|
| For | |
5 | Elect Director Tom H. Delimitros | Mgmt | For |
|
| For | |
6 | Elect Director Thomas A. Fry, III | Mgmt | For |
|
| For | |
7 | Elect Director Charles G. Groat | Mgmt | For |
|
| For | |
8 | Elect Director John H. Lollar | Mgmt | For |
|
| For | |
9 | Ratify Auditors | Mgmt | For |
|
| For | |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
|
|
|
|
|
|
| |
Jefferies Group, Inc. |
|
|
|
|
| ||
Ticker JEF | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 09-May-11 |
| Annual | 14-Mar-11 | 3,725 |
| |
| CUSIP: 472319102 |
|
|
|
| Meeting ID: 633025 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Richard B. Handler | Mgmt | For |
|
| For | |
1.2 | Elect Director Brian P. Friedman | Mgmt | For |
|
| For | |
1.3 | Elect Director W. Patrick Campbell | Mgmt | For |
|
| For | |
1.4 | Elect Director Ian M. Cumming | Mgmt | For |
|
| For | |
1.5 | Elect Director Richard G. Dooley | Mgmt | For |
|
| For | |
1.6 | Elect Director Robert E. Joyal | Mgmt | For |
|
| For | |
1.7 | Elect Director Michael T. O'Kane | Mgmt | For |
|
| For | |
1.8 | Elect Director Joseph S. Steinberg | Mgmt | For |
|
| For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
4 | Ratify Auditors | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
Brightpoint, Inc. |
|
|
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| ||
Ticker CELL | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 10-May-11 |
| Annual | 18-Mar-11 | 7,290 |
| |
| CUSIP: 109473405 |
|
|
|
| Meeting ID: 633923 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Richard W. Roedel | Mgmt | For |
|
| For | |
1.2 | Elect Director John F. Levy | Mgmt | For |
|
| For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year | |
4 | Ratify Auditors | Mgmt | For |
|
| For | |
|
|
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|
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| |
Chemtura Corporation |
|
|
|
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| ||
Ticker CHMT | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 10-May-11 |
| Annual | 21-Mar-11 | 8,530 |
| |
| CUSIP: 163893209 |
|
|
|
| Meeting ID: 636624 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Jeffrey D. Benjamin | Mgmt | For |
|
| For | |
1.2 | Elect Director Timothy J. Bernlohr | Mgmt | For |
|
| For | |
1.3 | Elect Director Anna C. Catalano | Mgmt | For |
|
| For | |
1.4 | Elect Director Alan S. Cooper | Mgmt | For |
|
| For | |
1.5 | Elect Director James W. Crownover | Mgmt | For |
|
| For | |
1.6 | Elect Director Jonathan F. Foster | Mgmt | For |
|
| For | |
1.7 | Elect Director Craig A. Rogerson | Mgmt | For |
|
| For | |
1.8 | Elect Director John K. Wulff | Mgmt | For |
|
| For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year | |
4 | Ratify Auditors | Mgmt | For |
|
| For | |
|
|
|
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| |
Compass Minerals International, Inc. |
|
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|
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| ||
Ticker CMP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 11-May-11 |
| Annual | 14-Mar-11 | 870 |
| |
| CUSIP: 20451N101 |
|
|
|
| Meeting ID: 634414 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Bradley J. Bell | Mgmt | For |
|
| For | |
1.2 | Elect Director Richard S. Grant | Mgmt | For |
|
| For | |
2 | Ratify Auditors | Mgmt | For |
|
| For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | None |
|
| One Year | |
|
|
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| |
CVS Caremark Corporation |
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| ||
Ticker CVS | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 11-May-11 |
| Annual | 15-Mar-11 | 2,775 |
| |
| CUSIP: 126650100 |
|
|
|
| Meeting ID: 633933 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1 | Elect Director Edwin M. Banks | Mgmt | For |
|
| For | |
2 | Elect Director C. David Brown II | Mgmt | For |
|
| For | |
3 | Elect Director David W. Dorman | Mgmt | For |
|
| For | |
4 | Elect Director Anne M. Finucane | Mgmt | For |
|
| For | |
5 | Elect Director Kristen Gibney Williams | Mgmt | For |
|
| For | |
6 | Elect Director Marian L. Heard | Mgmt | For |
|
| For | |
7 | Elect Director Larry J. Merlo | Mgmt | For |
|
| For | |
8 | Elect Director Jean-Pierre Millon | Mgmt | For |
|
| For | |
9 | Elect Director Terrence Murray | Mgmt | For |
|
| For | |
10 | Elect Director C.A. Lance Piccolo | Mgmt | For |
|
| For | |
11 | Elect Director Richard J. Swift | Mgmt | For |
|
| For | |
12 | Elect Director Tony L. White | Mgmt | For |
|
| For | |
13 | Ratify Auditors | Mgmt | For |
|
| For | |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year | |
16 | Report on Political Contributions | SH | Against |
|
| For | |
17 | Provide Right to Act by Written Consent | SH | Against |
|
| For | |
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|
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| |
Innospec Inc. |
|
|
|
|
|
| |
Ticker IOSP | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 11-May-11 |
| Annual | 22-Mar-11 | 3,200 |
| |
| CUSIP: 45768S105 |
|
|
|
| Meeting ID: 634410 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Milton C. Blackmore | Mgmt | For |
|
| For | |
1.2 | Elect Director Hugh G.C. Aldous | Mgmt | For |
|
| For | |
1.3 | Elect Director Joachim Roeser | Mgmt | For |
|
| For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
4 | Amend Stock Option Plan | Mgmt | For |
|
| Against | |
5 | Amend Stock Option Plan | Mgmt | For |
|
| For | |
6 | Amend Non-Employee Director Stock Option Plan | Mgmt | For |
|
| For | |
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|
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| |
SI Financial Group, Inc. |
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| ||
Ticker SIFI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 11-May-11 |
| Annual | 14-Mar-11 | 11,420 |
| |
| CUSIP: 78425W102 |
|
|
|
| Meeting ID: 635620 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Mark D. Alliod | Mgmt | For |
|
| For | |
1.2 | Elect Director Michael R. Garvey | Mgmt | For |
|
| For | |
1.3 | Elect Director Robert O. Gillard | Mgmt | For |
|
| For | |
2 | Ratify Auditors | Mgmt | For |
|
| For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
|
|
|
|
|
|
| |
Magellan Health Services, Inc. |
|
|
|
|
| ||
Ticker MGLN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 18-May-11 |
| Annual | 31-Mar-11 | 1,525 |
| |
| CUSIP: 559079207 |
|
|
|
| Meeting ID: 638508 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director William J. McBride | Mgmt | For |
|
| For | |
1.2 | Elect Director Robert M. Le Blanc | Mgmt | For |
|
| For | |
1.3 | Elect Director William D. Forrest | Mgmt | For |
|
| For | |
1.4 | Elect Director Barry M. Smith | Mgmt | For |
|
| For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
4 | Approve Omnibus Stock Plan | Mgmt | For |
|
| Against | |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For |
|
| For | |
6 | Ratify Auditors | Mgmt | For |
|
| For | |
|
|
|
|
|
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| |
Lender Processing Services, Inc. |
|
|
|
|
| ||
Ticker LPS | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 19-May-11 |
| Annual | 21-Mar-11 | 2,550 |
| |
| CUSIP: 52602E102 |
|
|
|
| Meeting ID: 635004 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Lee A. Kennedy | Mgmt | For |
|
| For | |
1.2 | Elect Director Philip G. Heasley | Mgmt | For |
|
| For | |
1.3 | Elect Director Susan E. Lester | Mgmt | For |
|
| For | |
2 | Ratify Auditors | Mgmt | For |
|
| For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year | |
5 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
Innophos Holdings, Inc. |
|
|
|
|
| ||
Ticker IPHS | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 20-May-11 |
| Annual | 11-Apr-11 | 1,920 |
| |
| CUSIP: 45774N108 |
|
|
|
| Meeting ID: 643038 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Gary Cappeline | Mgmt | For |
|
| For | |
1.2 | Elect Director Amado Cavazos | Mgmt | For |
|
| For | |
1.3 | Elect Director Randolph Gress | Mgmt | For |
|
| For | |
1.4 | Elect Director Linda Myrick | Mgmt | For |
|
| For | |
1.5 | Elect Director Karen Osar | Mgmt | For |
|
| For | |
1.6 | Elect Director John Steitz | Mgmt | For |
|
| For | |
1.7 | Elect Director Stephen M. Zide | Mgmt | For |
|
| For | |
2 | Ratify Auditors | Mgmt | For |
|
| For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
|
|
|
|
|
|
| |
MFA Financial, Inc. |
|
|
|
|
| ||
Ticker MFA | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 24-May-11 |
| Annual | 22-Mar-11 | 6,785 |
| |
| CUSIP: 55272X102 |
|
|
|
| Meeting ID: 639726 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Stephen R. Blank | Mgmt | For |
|
| For | |
1.2 | Elect Director William S. Gorin | Mgmt | For |
|
| For | |
2 | Increase Authorized Capital Stock | Mgmt | For |
|
| For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
5 | Ratify Auditors | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
ViewPoint Financial Group, Inc. |
|
|
|
|
| ||
Ticker VPFG | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 24-May-11 |
| Annual | 04-Apr-11 | 9,520 |
| |
| CUSIP: 92672A101 |
|
|
|
| Meeting ID: 642257 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director James B. McCarley | Mgmt | For |
|
| For | |
1.2 | Elect Director Karen H. O'Shea | Mgmt | For |
|
| For | |
2 | Ratify Auditors | Mgmt | For |
|
| For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
|
|
|
|
|
|
| |
Anworth Mortgage Asset Corporation |
|
|
|
|
| ||
Ticker ANH | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 25-May-11 |
| Annual | 25-Mar-11 | 9,210 |
| |
| CUSIP: 037347101 |
|
|
|
| Meeting ID: 634207 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1 | Elect Director Lloyd McAdams | Mgmt | For |
|
| For | |
2 | Elect Director Lee A. Ault, III | Mgmt | For |
|
| For | |
3 | Elect Director Charles H. Black | Mgmt | For |
|
| For | |
4 | Elect Director Joe E. Davis | Mgmt | For |
|
| For | |
5 | Elect Director Robert C. Davis | Mgmt | For |
|
| For | |
6 | Elect Director Joseph E. McAdams | Mgmt | For |
|
| For | |
7 | Approve Externalization Proposal | Mgmt | For |
|
| For | |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year | |
10 | Ratify Auditors | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
Smurfit-Stone Container Corporation |
|
|
|
|
| ||
Ticker SSCC | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 27-May-11 |
| Special | 08-Apr-11 | 1,589 |
| |
| CUSIP: 83272A104 |
|
|
|
| Meeting ID: 644872 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1 | Approve Merger Agreement | Mgmt | For |
|
| For | |
2 | Adjourn Meeting | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
Vishay Intertechnology, Inc. |
|
|
|
|
| ||
Ticker VSH | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 01-Jun-11 |
| Annual | 04-Apr-11 | 5,005 |
| |
| CUSIP: 928298108 |
|
|
|
| Meeting ID: 640092 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Eliyahu Hurvitz | Mgmt | For |
|
| For | |
1.2 | Elect Director Abraham Ludomirski | Mgmt | For |
|
| For | |
1.3 | Elect Director Wayne M. Rogers | Mgmt | For |
|
| For | |
1.4 | Elect Director Ronald Ruzic | Mgmt | For |
|
| For | |
2 | Ratify Auditors | Mgmt | For |
|
| For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
|
|
|
|
|
|
| |
Resolute Energy Corporation |
|
|
|
|
| ||
Ticker REN | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 02-Jun-11 |
| Annual | 18-Apr-11 | 2,570 |
| |
| CUSIP: 76116A108 |
|
|
|
| Meeting ID: 644160 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Richard L. Covington | Mgmt | For |
|
| For | |
1.2 | Elect Director James M. Piccone | Mgmt | For |
|
| For | |
1.3 | Elect Director Robert M. Swartz | Mgmt | For |
|
| For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
4 | Amend Omnibus Stock Plan | Mgmt | For |
|
| Against | |
5 | Ratify Auditors | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
IAC/InterActiveCorp |
|
|
|
|
| ||
Ticker IACI | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 16-Jun-11 |
| Annual | 25-Apr-11 | 3,510 |
| |
| CUSIP: 44919P508 |
|
|
|
| Meeting ID: 646230 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Gregory R. Blatt | Mgmt | For |
|
| For | |
1.2 | Elect Director Edgar Bronfman, Jr. | Mgmt | For |
|
| For | |
1.3 | Elect Director Barry Diller | Mgmt | For |
|
| For | |
1.4 | Elect Director Michael D. Eisner | Mgmt | For |
|
| For | |
1.5 | Elect Director Victor A. Kaufman | Mgmt | For |
|
| For | |
1.6 | Elect Director Donald R. Keough | Mgmt | For |
|
| For | |
1.7 | Elect Director Bryan Lourd | Mgmt | For |
|
| For | |
1.8 | Elect Director Arthur C. Martinez | Mgmt | For |
|
| For | |
1.9 | Elect Director David Rosenblatt | Mgmt | For |
|
| For | |
1.10 | Elect Director Alan G. Spoon | Mgmt | For |
|
| For | |
1.11 | Elect Director Alexander von Furstenberg | Mgmt | For |
|
| For | |
1.12 | Elect Director Richard F. Zannino | Mgmt | For |
|
| For | |
2 | Ratify Auditors | Mgmt | For |
|
| For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
|
|
|
|
|
|
| |
Vanda Pharmaceuticals Inc. |
|
|
|
|
| ||
Ticker VNDA | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 16-Jun-11 |
| Annual | 20-Apr-11 | 10,180 |
| |
| CUSIP: 921659108 |
|
|
|
| Meeting ID: 645629 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Richard W. Dugan | Mgmt | For |
|
| For | |
1.2 | Elect Director Vincent J. Milano | Mgmt | For |
|
| For | |
2 | Ratify Auditors | Mgmt | For |
|
| For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years |
|
| One Year | |
|
|
|
|
|
|
| |
American Eagle Outfitters, Inc. |
|
|
|
|
| ||
Ticker AEO | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 21-Jun-11 |
| Annual | 25-Apr-11 | 6,775 |
| |
| CUSIP: 02553E106 |
|
|
|
| Meeting ID: 646324 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1 | Elect Director Michael G. Jesselson | Mgmt | For |
|
| For | |
2 | Elect Director Roger S. Markfield | Mgmt | For |
|
| For | |
3 | Elect Director Jay L. Schottenstein | Mgmt | For |
|
| For | |
4 | Ratify Auditors | Mgmt | For |
|
| For | |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year | |
|
|
|
|
|
|
| |
Metalico, Inc. |
|
|
|
|
|
| |
Ticker MEA | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 22-Jun-11 |
| Annual | 03-May-11 | 17,785 |
| |
| CUSIP: 591176102 |
|
|
|
| Meeting ID: 648706 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1 | Elect Director Carlos E. Aguero | Mgmt | For |
|
| For | |
2 | Elect Director Michael J. Drury | Mgmt | For |
|
| For | |
3 | Elect Director Bret R. Maxwell | Mgmt | For |
|
| For | |
4 | Elect Director Walter H. Barandiaran | Mgmt | For |
|
| For | |
5 | Elect Director Paul A. Garrett | Mgmt | For |
|
| For | |
6 | Elect Director Sean P. Duffy | Mgmt | For |
|
| For | |
7 | Ratify Auditors | Mgmt | For |
|
| For | |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year | |
10 | Other Business | Mgmt | For |
|
| For | |
|
|
|
|
|
|
| |
Phillips-Van Heusen Corporation |
|
|
|
|
| ||
Ticker PVH | Meeting Date |
| Meeting Type | Record Date | Shares Voted |
| |
| 23-Jun-11 |
| Annual | 26-Apr-11 | 1,720 |
| |
| CUSIP: 718592108 |
|
|
|
| Meeting ID: 648855 | |
|
| Proponent | Mgmt Rec |
|
| Vote Instruction | |
1.1 | Elect Director Mary Baglivo | Mgmt | For |
|
| For | |
1.2 | Elect Director Emanuel Chirico | Mgmt | For |
|
| For | |
1.3 | Elect Director Juan Figuereo | Mgmt | For |
|
| For | |
1.4 | Elect Director Joseph B. Fuller | Mgmt | For |
|
| For | |
1.5 | Elect Director Fred Gehring | Mgmt | For |
|
| For | |
1.6 | Elect Director Margaret L. Jenkins | Mgmt | For |
|
| For | |
1.7 | Elect Director David Landau | Mgmt | For |
|
| For | |
1.8 | Elect Director Bruce Maggin | Mgmt | For |
|
| For | |
1.9 | Elect Director V. James Marino | Mgmt | For |
|
| For | |
1.10 | Elect Director Henry Nasella | Mgmt | For |
|
| For | |
1.11 | Elect Director Rita M. Rodriguez | Mgmt | For |
|
| For | |
1.12 | Elect Director Craig Rydin | Mgmt | For |
|
| For | |
1.13 | Elect Director Christian Stahl | Mgmt | For |
|
| For | |
2 | Change Company Name | Mgmt | For |
|
| For | |
3 | Amend Omnibus Stock Plan | Mgmt | For |
|
| For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For |
|
| For | |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year |
|
| One Year | |
6 | Ratify Auditors | Mgmt | For |
|
| For | |
|
|
|
|
|
|
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PARADIGM FUNDS
By: /s/ Candace King Weir
Candace King Weir, President
Date: 8-25-11