Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Account Name: Neiman Large Cap Value Fund | | |
Custodian Name: US Bank, N.A. | | | | | |
| | | | | | | |
Company Name | Meeting Date | | | Shares Voted | CUSIP | Ticker |
| | | | | | |
Vote | MRV | vs. Mgmt. | Author | Proposal | | |
| | | | | | | |
ACE LIMITED | 5/21/2015 | | | 6,400 | H0023R105 | ACE |
FOR | FOR | WITH | ISSUER | 1. APPROVAL OF THE ANNUAL REPORT, STANDALONE FINANCIAL STATEMENTS |
| | | | | AND CONSOLIDATED FINANCIAL STATEMENTS OF ACE LIMITED FOR THE |
| | | | | YEAR ENDED DECEMBER 31, 2014 | |
FOR | FOR | WITH | ISSUER | 2A. ALLOCATION OF DISPOSABLE PROFIT | |
FOR | FOR | WITH | ISSUER | 2B. DISTRIBUTION OF A DIVIDEND OUT OF LEGAL RESERVES (BY WAY OF RELEASE |
| | | | | AND ALLOCATION TO A DIVIDEND RESERVE) |
FOR | FOR | WITH | ISSUER | 3. DISCHARGE OF THE BOARD OF DIRECTORS |
FOR | FOR | WITH | ISSUER | 4A. ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY |
| | | | | AUDITOR | | |
FOR | FOR | WITH | ISSUER | 4B. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (UNITED |
| | | | | STATES) AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES |
| | | | | OF US SECURITIES LAW REPORTING | |
FOR | FOR | WITH | ISSUER | 4C. ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDIT FIRM |
FOR | FOR | WITH | ISSUER | 5A. ELECTION OF DIRECTOR: EVAN G GREENBERG |
FOR | FOR | WITH | ISSUER | 5B. ELECTION OF DIRECTOR: ROBERT M HERNANDEZ |
FOR | FOR | WITH | ISSUER | 5C. ELECTION OF DIRECTOR: MICHAEL G ATIEH |
FOR | FOR | WITH | ISSUER | 5D. ELECTION OF DIRECTOR: MARY A CIRILLO |
FOR | FOR | WITH | ISSUER | 5E. ELECTION OF DIRECTOR: MICHAEL P CONNORS |
FOR | FOR | WITH | ISSUER | 5F. ELECTION OF DIRECTOR: JOHN EDWARDSON |
FOR | FOR | WITH | ISSUER | 5G. ELECTION OF DIRECTOR: PETER MENIKOFF |
FOR | FOR | WITH | ISSUER | 5H. ELECTION OF DIRECTOR: LEO F MULLIN |
FOR | FOR | WITH | ISSUER | 5I. ELECTION OF DIRECTOR: KIMBERLY ROSS |
FOR | FOR | WITH | ISSUER | 5J. ELECTION OF DIRECTOR: ROBERT SCULLY |
FOR | FOR | WITH | ISSUER | 5K. ELECTION OF DIRECTOR: EUGENE SHANKS JR |
FOR | FOR | WITH | ISSUER | 5L. ELECTION OF DIRECTOR: THEODORE E SHASTA |
FOR | FOR | WITH | ISSUER | 5M. ELECTION OF DIRECTOR: DAVID SIDWELL |
FOR | FOR | WITH | ISSUER | 5N. ELECTION OF DIRECTOR: OLIVIER STEIMER |
FOR | FOR | WITH | ISSUER | 6. ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS |
FOR | FOR | WITH | ISSUER | 7A. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF |
| | | | | DIRECTOR: MICHAEL P CONNORS | |
FOR | FOR | WITH | ISSUER | 7B. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF |
| | | | | DIRECTOR: MARY A CIRILLO | |
FOR | FOR | WITH | ISSUER | 7C. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF |
| | | | | DIRECTOR: JOHN EDWARDSON | |
FOR | FOR | WITH | ISSUER | 7D. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF |
| | | | | DIRECTOR: ROBERT M HERNANDEZ | |
FOR | FOR | WITH | ISSUER | 8. ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY |
FOR | FOR | WITH | ISSUER | 9. AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO IMPLEMENT NEW |
| | | | | REQUIREMENTS UNDER THE MINDER ORDINANCE REGARDING ELECTIONS, RELATED |
| | | | | CORPORATE GOVERNANCE AND CERTAIN OTHER MATTERS |
FOR | FOR | WITH | ISSUER | 10. AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO IMPLEMENT NEW |
| | | | | REQUIREMENTS UNDER THE MINDER ORDINANCE REGARDING THE COMPENSATION |
| | | | | OF THE BOARD OF DIRRECTORS AND EXECUTIVE MANAGEMENT AND RELATED MATTERS |
FOR | FOR | WITH | ISSUER | 11A. COMPENSATION OF THE BOARD OF DIRECTORS UNTIL THE NEXT ANNUAL |
| | | | | GENERAL MEETING | |
FOR | FOR | WITH | ISSUER | 11B. COMPENSATION OF EXECUTIVE MANAGEMENT FOR THE NEXT CALENDAR YEAR |
FOR | FOR | WITH | ISSUER | 12. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION UNDER US SECURITIES |
| | | | | LAW REQUIREMENTS | |
FOR | FOR | WITH | ISSUER | 13. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR AN EXISTING AGENDA ITEM IS |
| | | | | PUT BEFORE THE MEETING, I/WE HERBY AUTHORIZE AND INSTRUCT THE INDEPEN- |
| | | | | DENT PROXY TO VOTE AS FOLLOWS: MARK "FOR" TO VOTE IN ACCORDNACE WITH THE |
| | | | | POSITION OF THE BOARD OF DIRECTORS; MARK "AGAINST" TO VOTE AGAINST NEW |
| | | | ITEMS AND PROPOSALS; MARK 'ABSTAIN' TO ABSTAIN |
APPLE INC | 3/10/2015 | | | 6,800 | 037833100- | AAPL |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: TIM COOK | |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: AL GORE | |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: BOB IGER | |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: ANDREA JUNG |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ART LEVINSON |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: RON SUGAR | |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: SUE WAGNER |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
FOR | FOR | WITH | ISSUER | 3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. THE AMENDMENT OF THE APPLE INC EMPLOYEE STOCK PURCHASE PLAN |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC POLICY |
| | | | | RESEARCH ENTITLED "RISK REPORT" | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. A SHAREHOLDER PROPOSAL BY MR JAMES MCRITCHIE AND MR JOHN |
| | | | HARRINGTON ENTITLED "PROXY ACCESS FOR SHAREHOLDERS" |
| | | | | | | |
AMERICAN ELECTRIC POWER | 4/21/2015 | | | 11,000 | 025537101- | AEP |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: NICHOLAS K AKINS |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: DAVID J ANDERSON |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: J. BARNIE BEASLEY, JR. |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: RALPH D CROSBY JR |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: LINDA A GOODSPEED |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: THOMAS E HOAGLIN |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: SANDRA BEACH LIN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: RICHARD C NOTEBAERT |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: LIONEL L NOWELL III |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: STEPHEN S RASMUSSEN |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: OLIVER G RICHARD III |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR |
| | | | | ENDING DECEMBER 31, 2015 | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. APPROVE THE AMERICAN ELECTRIC POWER SYSTEM 2015 LONG-TERM |
| | | | | INCENTIVE PLAN | | |
FOR | FOR | WITH | ISSUER | 5. AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO |
| | | | | ELIMINATE ARTICLE 7 | |
FOR | FOR | WITH | ISSUER | 6. AMENDMNET TO THE BY-LAWS TO ELIMINATE THE SUPERMAJORITY PROVISIONS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. SHAREHOLDER PROPOSAL FOR PROXY ACCESS |
| | | | | | | |
AETNA INC | 5/15/2015 | | | 6,900 | 00817Y108- | AET |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: MARK T BERTOLINI |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: FRANK M CLARK |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: BETSY Z COHEN |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: MOLLY J COYE MD |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: ROGER N FARAH |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: JEFFREY E GARTEN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: ELLEN M HANCOCK |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: RICHARD J HARRINGTON |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: EDWARD J LUDWIG |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: JOSEPH P NEWHOUSE |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: OLYMPIA J SNOWE |
FOR | FOR | WITH | ISSUER | 2. APPROVAL OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM | |
FOR | FOR | WITH | ISSUER | 3. APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ON A NON-BINDING |
| | | | | ADVISORY BASIS | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4A. SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS DISCLOSURE |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4B. SHAREHOLDER PROPOSAL ON EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
| | | | | | | |
AFLAC INCORPORATED | 5/4/2015 | | | 12,200 | 001055102 | AFL |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: DANIEL P AMOS |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: PAUL S AMOS II |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: W PAUL BOWERS |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: KRIS CLONINGER III |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ELIZABETH J HUDSON |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: DOUGLAS W JOHNSON |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: ROBERT B JOHNSON |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: THOMAS J KENNY |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: CHARLES B KNAPP |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: JOSEPH L MOSKOWITZ |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: BARBARA K RIMER DRPH |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: MELVIN T STITH |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: TAKURO YOSHIDA |
FOR | FOR | WITH | ISSUER | 2. TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY PROPOSAL: |
| | | | | "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE |
| | | | | COMPANY'S NAMED EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION |
| | | | | DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, |
| | | | | INCLUDING AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS, |
| | | | | EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE |
| | | | | DISCUSSION IN THE PROXY STATEMENT" | |
FOR | FOR | WITH | ISSUER | 3. TO CONSIDER AND ACT UPON THE RATIFICATION OF THE APPOINTMENT OF |
| | | | | KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE |
| | | | COMPANY FOR THE YEAR ENDING DECEMBER 31, 2015 |
| | | | | | | |
AGRIUM INC | 5/6/2015 | | | 6,700 | 008916108- | agu |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: DAVID C. EVERITT |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: RUSSELL K. BIRLING |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: M. MARIANNE HARRIS |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: SUSAN A. HENRY |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: RUSSELL J. HORNER |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JOHN E. LOWE |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: CHARLES V. MAGRO |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DRIECTOR: A. ANNE MCLELLAN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: DEREK G. PANNELL |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: MAYO M. SCHMIDT |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: VICTOR J. ZALESCHUK |
FOR | FOR | WITH | ISSUER | 2. THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS |
| | | | | OF THE CORPORATION | |
FOR | FOR | WITH | ISSUER | 3. A RESOLUTION TO APPROVE THE CORPORATION'S ADVISORY VOTE ON |
| | | | | EXECUTIVE COMPENSATION | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. THE SHAREHOLDER PROPOSAL AS DESCRIBED IN THE CORPORATION'S 2015 |
| | | | MANAGEMENT PROXY CIRCULAR | |
| | | | | | | |
AXIS CAPITAL HOLDINGS LIMITED | 7/24/2015 | | | 16,500 | G0692U109 | AXS |
| | | | | 1. TO APPROVE AMENDING THE AXIS BYE-LAWS BY INSERTING THE WORDS |
FOR | FOR | WITH | ISSUER | "(INCLUDING FOR THE PURPOSES OF SECTION 106(4A) OF THE ACT)" AFTER THE FIRST |
| | | | | MENTION OF THE WORD "BUSINESS" IN BYE-LAW 38 (QUORUM FOR GENERAL |
| | | | | MEETINGS) AND AFTER THE WORD "MEETING" IN SUBPARAGRAPH (1) OF BYE-LAW 43 |
| | | | | (VOTING AT MEETINGS) | |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE AND ADOPT THE AMALGAMATION AGREEMENT, THE STATUTORY |
| | | | | AMALGAMATION AGREEMENT AND THE AMALGAMATION. |
FOR | FOR | WITH | ISSUER | 3. TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION |
| | | | | THAT MAY BE PAID OR BECOME PAYABLE TO AXIS' NAMED EXECUTIVE OFFICERS |
| | | | | IN CONNECTION WITH THE AMALGAMATION |
FOR | FOR | WITH | ISSUER | 4. TO ADJOURN THE AXIS SPECIAL GENERAL MEETING, IF NECESSARY OR |
| | | | | APPROPRIATE TO SOLICIT ADDITIONAL PROXIES, IF THERE ARE INSUFFICIENT VOTES |
| | | | TO APPROVE THE AMALGAMATION PROPOSAL AT SUCH SPECIAL GENERAL MEETING |
| | | | | | | |
BANK OF MONTREAL | 3/31/2015 | | | 11,300 | 063671101- | BMO |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: JANICE M BABIAK |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: SOPHIE BROCHU |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: GEORGE A COPE |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: WILLIAM A DOWNE |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: CHRISTINE A EDWARDS |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: MARTIN S EICHENBAUM |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: RONALD H FARMER |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DRIECTOR: ERIC LA FLECHE |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: LORRAINE MITCHELMORE |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: PHILIP S ORSINO |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: MARTHA C PIPER |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: J. ROBERT S. PRICHARD |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: DON M WILSON III |
FOR | FOR | WITH | ISSUER | 2. APPOINTMENT OF SHAREHOLDERS' AUDITORS |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE ON THE BANK'S APPROACH TO EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL NO 1 | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL NO 2 | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL NO 3 | |
| | | | | | | |
THE CHUBB CORPORATION | 4/28/2015 | | | 6,300 | 171232101- | CB |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: SHEILA P BURKE |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JAMES I CASH JR |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JOHN D FINNEGAN |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: KAREN M. HOGUET |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MARTIN G. MCGUINN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: LAWRENCE M. SMALL |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: JESS SODERBERG |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: DANIEL E. SOMERS |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON |
| | | | | 1M. ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN |
| | | | | 1N. ELECTION OF DIRECTOR: ALFRED W. ZOLLAR |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS |
| | | | | INDEPENDENT AUDITOR | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE ON THE COMPENSATION PAID TO OUR NAMED |
| | | | | EXECUTIVE OFFICERS | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL REGARDING PREPERATION OF AN ANNUAL |
| | | | SUSTAINABILITY REPORT | |
| | | | | | | |
CF INDUSTRIES HOLDINGS INC | 5/15/2015 | | | 2,300 | 125269100 | CF |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ROBERT C ARZBAECHER |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: WILLIAM DAVISSON |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: STEPHEN A. FURBACHER |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: STEPHEN J. HAGGE |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: JOHN D. JOHNSON |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: ROBERT G. KUHBACH |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: EDWARD A. SCHMITT |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: THERESA E. WAGLER |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: W. ANTHONY WILL |
FOR | FOR | WITH | ISSUER | 2. APPROVAL OF AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF |
| | | | | CF INDUSTRIES HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, |
| | | | | INC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED |
| | | | | AT THE MEETING | | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. STOCKHOLDER PROPOSAL REGARDING THE RIGHT TO ACT BY WRITTEN CONSENT, |
| | | | IF PROPERLY PRESENTED AT THE MEETING |
| | | | | | | |
CANADIAN NATIONAL RAILWAY | 4/21/2015 | | | 9,500 | 136375102- | CNI |
| | | | | ELECTION OF DIRECTORS | |
FOR | FOR | WITH | ISSUER | 1. DONALD J. CARTY | |
FOR | FOR | WITH | ISSUER | 2. AMB GORDON D GIFFIN | |
FOR | FOR | WITH | ISSUER | 3. EDITH E. HOLIDAY | |
FOR | FOR | WITH | ISSUER | 4. V.M. KEMPSTON DARKES | |
FOR | FOR | WITH | ISSUER | 5. HON. DENIS LOSIER | |
FOR | FOR | WITH | ISSUER | 6. HON. KEVIN G. LYNCH | |
FOR | FOR | WITH | ISSUER | 7. CLAUDE MONGEAU | |
FOR | FOR | WITH | ISSUER | 8. JAMES E O'CONNOR | |
FOR | FOR | WITH | ISSUER | 9. ROBERT PACE | |
FOR | FOR | WITH | ISSUER | 10. ROBERT L. PHILLIPS | |
FOR | FOR | WITH | ISSUER | 11. LAURA STEIN | |
FOR | FOR | WITH | ISSUER | 2. APPOINTMENT OF KPMG LLP AS AUDITORS |
FOR | FOR | WITH | ISSUER | 3. NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO |
| | | | | EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT |
| | | | | INFORMATION CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION SET OUT ON P. 9 |
| | | | OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. |
| | | | | | | |
COACH INC | 11/6/2014 | | | 20,500 | 189754104- | COH |
| | | | | ELECTION OF DIRECTORS | |
FOR | FOR | WITH | ISSUER | 1. DAVID DENTON | |
FOR | FOR | WITH | ISSUER | 2. SUSAN KROPF | |
FOR | FOR | WITH | ISSUER | 3. GARY LOVEMAN | |
FOR | FOR | WITH | ISSUER | 4. VICTOR LUIS | | |
FOR | FOR | WITH | ISSUER | 5. IVAN MENEZES | |
FOR | FOR | WITH | ISSUER | 6. WILLIAM NUTI | | |
FOR | FOR | WITH | ISSUER | 7. STEPHANIE TILENIUS | |
FOR | FOR | WITH | ISSUER | 8. JIDE ZEITLIN | | |
FOR | FOR | WITH | ISSUER | 9. ROBERT PACE | |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE |
| | | | | COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR |
| | | | | FISCAL YEAR 2015 | |
FOR | FOR | WITH | ISSUER | 3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPANY'S |
| | | | | EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT FOR THE |
| | | | | 2014 ANNUAL MEETING | |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF THE AMENDED AND RESTATED COACH INC 2010 STOCK |
| | | | INCENTIVE PLAN | | |
| | | | | | | |
COSTCO WHOLESALE CORPORATION | 1/29/2015 | | | 4,700 | 2216K105- | COST |
| | | | | DIRECTOR | | |
FOR | FOR | WITH | ISSUER | 1. JEFFREY H BROTMAN | |
FOR | FOR | WITH | ISSUER | 2. DANIEL J EVANS | |
FOR | FOR | WITH | ISSUER | 3. RICHARD GALANTI | |
FOR | FOR | WITH | ISSUER | 4. JEFFREY S RAIKES | |
FOR | FOR | WITH | ISSUER | 5. JAMES D SINEGAL | |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS |
FOR | FOR | WITH | ISSUER | 3. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. TO AMEND AND RESTATE THE COMPANY'S SIXTH RESTATED STOCK |
| | | | | INCENTIVE PLAN | | |
FOR | FOR | WITH | ISSUER | 5A. TO AMEND THE ARTICLES OF INCORPORATION TO REDUCE VOTING STANDARD |
| | | | | FOR REMOVAL OF DIRECTORS | |
FOR | FOR | WITH | ISSUER | 5B. TO AMEND THE ARTICLES OF INCORPORATION TO REDUCE VOTING STANDARD |
| | | | | FOR AMENDING THE ARTICLE DEALING WITH REMOVAL OF DIRECTORS FOR CAUSE |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL TO REGULATE DIRECTOR TENURE |
| | | | | | | |
CHEVRON CORPORATION | 5/27/2015 | | | 6,700 | 166764100- | CVX |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: A B CUMMINGS JR |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: L F DEILY | |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: R E DENHAM | |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: A P GAST | |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: E HERNANDEZ |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR:C.W. MOORMAN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: J G STUMPF | |
FOR | FOR | WITH | ISSUER | 1JI ELECTION OF DIRECTOR: R.D. SUGAR | |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: I G THULIN | |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: C. WARE | |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: J.S. WATSON |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. DISCLOSE CHARITABLE CONTRIBUTIONS OF $5,000 OR MORE |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. REPORT ON LOBBYING | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. CEASE USING CORPORATE FUNDS FOR POLITICAL PUPOSES |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. ADOPT DIVIDEND POLICY | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 8. ADOPT TARGETS TO REDUCE GHG EMISSIONS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 9. REPORT ON SHALE ENERGY OPERATIONS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 10. ADOPT PROXY ACCESS BYLAW | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 11. ADOPT POLICY FOR INDEPENDENT CHAIRMAN |
AGAINST | AGAINST | WITH | SHAREHOLDER | 12. RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE |
AGAINST | AGAINST | WITH | SHAREHOLDER | 13. SET SPECIAL MEETINGS THRESHOLD AT 10% |
| | | | | | | |
EMERSON ELECTRIC CO | 2/3/2015 | | | 10,800 | 291011104- | EMR |
| | | | | 1. DIRECTOR | | |
FOR | FOR | WITH | ISSUER | 1. A.F. GOLDEN | | |
FOR | FOR | WITH | ISSUER | 2. W.R. JOHNSON | |
FOR | FOR | WITH | ISSUER | 3. C. KENDLE | | |
FOR | FOR | WITH | ISSUER | 4. J.S. TURLEY | | |
FOR | FOR | WITH | ISSUER | 5. A.A. BUSCH III | | |
FOR | FOR | WITH | ISSUER | 2. APPROVAL BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO |
| | | | | EXECUTIVE COMPENSATION | |
FOR | FOR | WITH | ISSUER | 3. APPROVAL OF THE EMERSON ELECTRIC CO 2015 INCENTIVE SHARES PLAN |
FOR | FOR | WITH | ISSUER | 4. RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON |
| | | | | ELECTRIC CO ANNUAL INCENTIVE PLAN | |
FOR | FOR | WITH | ISSUER | 5. RATIFICATION OF KPMG LLC AS INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE |
| | | | | OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE |
| | | | | OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT |
AGAINST | AGAINST | WITH | SHAREHOLDER | 8. APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE |
| | | | OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT |
| | | | | | | |
INVESCO LTD | 5/15/2015 | | | 21,900 | G491BT108- | IVZ |
FOR | FOR | WITH | ISSUER | 1.1. ELECTION OF DIRECTOR: MARTIN L FLANAGAN |
FOR | FOR | WITH | ISSUER | 1.2. ELECTION OF DIRECTOR: C. ROBERT HENRIKSON |
FOR | FOR | WITH | ISSUER | 1.3. ELECTION OF DIRECTOR: BEN F. JOHNSON III |
FOR | FOR | WITH | ISSUER | 1.4. ELECTION OF DIRECTOR: SIR NIGEL SHEINWALD |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE THE COMPANY'S 2014 EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S |
| | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
| | | | | | | |
KRAFT FOODS GROUP INC | 5/5/2015 | | | 10,633 | 50076Q106 | KRFT |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ABELARDO E. BRU |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JOHN T. CAHILL |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: L. KEVIN COX |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MYRA M. HART |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: PETER B. HENRY |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JEANNE P. JACKSON |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: TERRY J. LUNDGREN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MACKEY J. MACDONALD |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: JOHN C. POPE | |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: E. FOLLIN SMITH |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR |
| | | | | INDEPENDENT AUDITORS FOR 2015 | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO EGG-LAYING CHICKENS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO DEFORESTATION REPORTING |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO PACKAGING REPORTING |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. SHAREHOLDER PROPOSAL- RESOLUTION RELATED TO SUSTAINABILITY REPORTING |
| | | | | | | |
KOHL'S CORPORATION | 5/14/2015 | | | 11,500 | 500255104- | KSS |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: PETER BONEPARTH |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: STEVEN A. BURD |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: DALE E. JONES |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: KEVIN MANSELL |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: FRANK V. SICA |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: STEPHANIE A. STREETER |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: NINA G. VACA |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: STEPHEN E. WATSON |
FOR | FOR | WITH | ISSUER | 2.RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED |
| | | | | PUBLIC ACCOUNTING FIRM | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL: RECOVERY OF UNEARNED MANAGEMENT BONUSES |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL- PROXY ACCESS |
| | | | | | | |
ELI LILLY AND COMPANY | 5/4/2015 | | | 9,900 | 532457108- | LLY |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: K. BAICKER | |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: J.E. FYRWALD |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: E.R. MARRAM |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: J.P. TAI | |
FOR | FOR | WITH | ISSUER | 2. APPROVE ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY'S |
| | | | | NAMED EXECUTIVE OFFICERS | |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE |
| | | | | BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT |
| | | | AUDITOR FOR 2015 | |
| | | | | | | |
MARATHON PETROLEUM CORPORATION | 4/29/2015 | | | 9,600 | 56585A102- | MPC |
| | | | | 1. DIRECTOR | | |
FOR | FOR | WITH | ISSUER | 1. DAVID A. DABERKO | |
FOR | FOR | WITH | ISSUER | 2. DONNA A. JAMES | |
FOR | FOR | WITH | ISSUER | 3. JAMES E. ROHR | |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE |
| | | | | COMPANY'S INDEPENDENT AUDITOR FOR 2015 |
FOR | FOR | WITH | ISSUER | 3. ADVISORY APPROVAL OF THE COMPANY'S 2015 NAMED EXECUTIVE |
| | | | | OFFICER COMPENSATION | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF QUANTITATIVE |
| | | | GREENHOUSE GAS EMISSION REDUCTION GOALS AND ASSOCIATED REPORTS |
MCDONALDS CORPORATION | 5/21/2015 | | | 7,900 | 580135101- | MCD |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: STEPHEN J EASTERBROOK |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ROBERT A ECKERT |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MARGARET H GEORGIADIS |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ JR |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JEANNE P JACKSON |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: RICHARD H. LENNY |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: WALTER E. MASSEY |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: ANDREW J MCKENNA |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: SHEILA A. PENROSE |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: JOHN W. ROGERS JR. |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: ROGER W. STONE |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: MILES D. WHITE |
FOR | FOR | WITH | ISSUER | 2. ADIVSORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP |
| | | | | AS INDEPENDENT AUDITOR FOR 2015 | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE BOARD ADOPT |
| | | | | A POLICY TO PROHINIT ACCELERATED VESTING OF PERFORMANCE-BASED RSUS IN |
| | | | | THE EVENT OF A CHANGE IN CONTROL, IF PRESENTED. |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING ABILITY OF |
| | | | | SHAREHOLDERS TO ACT BY WRITEEN CONSENT, IF PRESENTED. |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A PROXY |
| | | | | ACCESS BYLAW, IF PRESENTED | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL |
| | | | | CONGRUENCY ANALYSIS OF COMPANY VALUES AND POLITICAL |
| | | | | CONTRIBUTIONS, IF PRESENTED | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 8. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD |
| | | | | HAVE THE COMPANY BE MORE PRO-ACTIVE IN EDUCATING THE AMERICAN PUBLIC |
| | | | | ON THE HEALTH AND ENVIRONMENTAL BENEFITS OF GENETICALLY MODIFIED |
| | | | | ORGANISMS, IF PRESENTED | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 9. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD |
| | | | | PUBLISH AN ANNUAL REPORT PROVIDING METRICS AND KEY PERFORMANCE |
| | | | INDICATORS ON PALM OIL, IF PRESENTED. | |
| | | | | | | |
ALTRIA GROUP INC | 5/20/2015 | | | 13,000 | 02209S103 | MO |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: GERALD L BALILES |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: MARTIN J BARRINGTON |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JOHN T CASTEEN III |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: DINYAR S DEVITRE |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: THOMAS F FARRELL II |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: THOMAS W JONES |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: DEBRA J KELLY-ENNIS |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: W LEO KIELY III |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: KATHRYN B MCQUADE |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: GEORGE MUNOZ |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: NABIL Y SAKKAB |
FOR | FOR | WITH | ISSUER | 2. APPROVAL OF THE 2015 PERFORMANCE INCENTIVE PLAN |
FOR | FOR | WITH | ISSUER | 3. APPROVAL OF THE 2015 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE |
| | | | | DIRECTORS | | |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM | |
FOR | FOR | WITH | ISSUER | 5. NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE |
| | | | | COMPANY'S NAMED EXECUTIVE OFFICERS | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL- POLICY ON MIGRANT LABOR IN THE TOBACCO |
| | | | | SUPPLY CHAIN | | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. SHAREHOLDER PROPOSAL- PREPARATION OF HEALTH EFFECT AND CESSATION |
| | | | | MATERIALS FOR POOR AND LESS FORMALLY EDUCATED TOBACCO CONSUMERS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 8. SHAREHOLDER PROPOSAL- REPORT ON ACTIONS TAKEN TO REDUCE THE |
| | | | RISK OF GREEN TOBACCO SICKNESS | |
| | | | | | | |
NIKE INC | 9/18/2014 | | | 9,500 | 654106103 | NKE |
| | | | | 1. DIRECTOR | | |
FOR | FOR | WITH | ISSUER | 1. ALAN B. GRAF JR. | |
FOR | FOR | WITH | ISSUER | 2. JOHN C. LECHLEITER | |
FOR | FOR | WITH | ISSUER | 3. MICHELLE A. PELUSO | |
FOR | FOR | WITH | ISSUER | 4. PHYLLIS M. WISE | |
FOR | FOR | WITH | ISSUER | 2. TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS |
| | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
| | | | | | | |
NATIONAL OILWELL VARCO INC | 5/13/2015 | | | 13,100 | 637071101- | NOV |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: CLAY C WILLIAMS |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: GREG L ARMSTRONG |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ROBERT E BEAUCHAMP |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MARCELA E DONADIO |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: BEN A GUILL | |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: DAVID D HARRISON |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: ROGER L JARVIS |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: ERIC L MATTSON |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: JEFFERY A SMISEK |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF INDEPENDENT AUDITORS |
FOR | FOR | WITH | ISSUER | 3. APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED |
| | | | EXECUTIVE OFFICERS | |
| | | | | | | |
PROCTER & GAMBLE COMPANY | 10/14/2014 | | | 8,300 | 742718109 | PG |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ANGELA F BRALY |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: KENNETH I CHENAULT |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: SCOTT D COOK |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: SUSAN DESMOND-HELLMAN |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: A.G. LAFLEY | |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MARGARET C WHITMAN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: PARTICIA A WOERTZ |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO |
FOR | FOR | WITH | ISSUER | 2. RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
FOR | FOR | WITH | ISSUER | 3. APPROVE THE PROCTER & GAMBLE 2014 STOCK AND INCENTIVE |
| | | | | COMPENSATION PLAN | |
FOR | FOR | WITH | ISSUER | 4. ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE) |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL- REPORT ON UNRECYCLABLE PACKAGING |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL- REPORT ON ALIGNMENT BETWEEN CORPORATE |
| | | | VALUES AND POLITICAL CONTRIBUTIONS | |
| | | | | | | |
PHILLIP MORRIS INTERNATIONAL | 5/6/2015 | | | 8,700 | 718172109 | PM |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: HAROLD BROWN |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: LOUIS C CAMILLERI |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: WERNER GEISSLER |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: JENNIFER LI | |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR:JUN MAKIHARA |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: SERGIO MARCHIONNE |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: KALPANA MORPARIA |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: LUCIO A. NOTO |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: FREDERIK PAULSEN |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: ROBERT POLET |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: STEPHEN M. WOLF |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL 1 - LOBBYING |
AGAINST | AGAIINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL 2 - NON-EMPLOYMENT OF CERTAIN FARM WORKERS |
| | | | | | | |
PNC FINANCIAL SERVICES GROUP, INC | 4/28/2015 | | | 8,400 | 693475105 | PNC |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: CHARLES E BUNCH |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: PAUL W CHELLGREN |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: MARJORIE RODGERS CHESHIRE |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: WILLIAM S DEMCHAK |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: KAY COLES JAMES |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: RICHARD B. KELSON |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: ANTHONY A MASSARO |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: JANE G PEPPER |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: DONALD J SHEPARD |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: LORENE K STEFFES |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: DENNIS F STRIGL |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: THOMAS J USHER |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE AUDIT COMMITTEES SELECTION OF |
| | | | | PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM FOR 2015 | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| | | | | | | |
PHILLIPS 66 | 5/6/2015 | | | 10,200 | 718546104 | PSX |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: J. BRIAN FERGUSON |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: HAROLD W. MCGRAW III |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL |
FOR | FOR | WITH | ISSUER | 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015 |
FOR | FOR | WITH | ISSUER | 3. TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE, ON AN ADVSIORY |
| | | | | (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMES EXECUTIVE OFFICERS |
FOR | FOR | WITH | ISSUER | 4. TO CONSIDER AND VOTE ON A MANAGEMENT PROPOSAL REGARDING |
| | | | | THE ANNUAL ELECTION OF DIRECTORS. | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. TO CONSIDER AND VOTE ON A SHAREHOLDER PROPOSAL REGARDING |
| | | | GREENHOUSE GAS REDUCTION GOALS | |
| | | | | | | |
QUALCOMM INCORPORATED | 3/9/2015 | | | 9,400 | 747525103 | QCOM |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: BARBARA T ALEXANDER |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: DONALD G CRUICKSHANK |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: RAYMOND V DITTAMORE |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: THOMAS W HORTON |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: PAUL E JACOBS |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: SHERRY LANSING |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DRIECTOR: HARISH MANWANI |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DRIECTOR: STEVEN M. MOLLENKOPF |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: DUANE A. NELLES |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: FRANCISCO ROS |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: JONATHON J. RUBINSTEIN |
FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: BRENT SCOWCROFT |
FOR | FOR | WITH | ISSUER | 1O. ELECTION OF DIRECTOR: MARC. I. STERN |
FOR | FOR | WITH | ISSUER | 2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR |
| | | | | INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR |
| | | | | ENDING SEPTEMBER 27, 2015 | |
FOR | FOR | WITH | ISSUER | 3. TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE STOCK PURCHASE |
| | | | | PLAN TO INCREASE THE SHARE RESERVE BY 25,000,000 SHARES |
FOR | FOR | WITH | ISSUER | 4. TO HOLD AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION |
| | | | | | | |
REINSURANCE GROUP OF AMERICA, INC | 5/20/2015 | | | 7,700 | 759351604 | RGA |
| | | | | 1. DIRECTOR | | |
FOR | FOR | WITH | ISSUER | 1. FREDERICK J SIEVERT | |
FOR | FOR | WITH | ISSUER | 2. STANLEY B TULIN | |
FOR | FOR | WITH | ISSUER | 3. A GREIG WOODRING | |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S |
| | | | INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 |
| | | | | | | |
RAYTHEON COMPANY | 5/28/2015 | | | 6,700 | 755111507 | RTN |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: TRACY A ATKINSON |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JAMES E CARTWRIGHT |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: VERNON E CLARK |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: STEPHEN J HADLEY |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: THOMAS A KENNEDY |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: LETITIA A LONG |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: GEORGE R OLIVER |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MICHAEL C RUETTGERS |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: RONALD L SKATES |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: WILLIAM R SPIVEY |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. APPROVAL OF RAYTHEON COMPANY 2010 STOCK PLAN FOR IRC SECTION |
| | | | | 162 (M) PURPOSES | |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF INDEPENDENT AUDITORS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL REGARDING POLITICAL EXPENDITURES |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN |
| | | | | | | |
SCHLUMBERGER LIMITED | 4/8/2015 | | | 10,600 | 806857108 | SLB |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: PETER L S CURRIE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: K. VAMAN KAMATH |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: MAUREEN KEMPSTON DARKES |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: MICHAEL E. MARKS |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: INDRA K. NOOYI |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: LUBNA S OLAYAN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: TORE I SANDVOLD |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: HENRI SEYDOUX |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE |
| | | | | COMPENSATION | | |
FOR | FOR | WITH | ISSUER | 3. TO APPROVE THE COMPANY'S 2014 FINANCIAL STATEMENTS AND THE BOARD'S |
| | | | | 2014 DECLERATIONS OF DIVIDENDS | |
FOR | FOR | WITH | ISSUER | 4. TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE |
| | | | COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
| | | | | | | |
THE SOUTHERN COMPANY | 5/27/2015 | | | 13,400 | 842587107- | SO |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: J P BARANCO |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: J A BOSCIA | |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: H A CLARK III | |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: T A FANNING | |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: D J GRAIN | |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: V M HAGEN | |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: W A HOOD JR |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: L.P. HUDSON | |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: D M JAMES | |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: J D JOHNS | |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: D E KLEIN | |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: W G SMITH JR |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: S R SPECKER |
FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: L D THOMPSON |
FOR | FOR | WITH | ISSUER | 1O. ELECTION OF DIRECTOR: E J WOOD III | |
FOR | FOR | WITH | ISSUER | 2. APPROVAL OF THE OUTSIDE DIRECTORS STOCK PLAN |
FOR | FOR | WITH | ISSUER | 3. APPROVAL OF AN AMENDMENT TO THE BY-LAWS RELATED TO THE ABILITY |
| | | | | OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT TO AMEND THE BY-LAWS |
FOR | FOR | WITH | ISSUER | 4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER'S COMPENSATION |
FOR | FOR | WITH | ISSUER | 5. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE |
| | | | | COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
AGAINST | AGAINST | WITH | STOCKHOLDER | 6. STOCKHOLDER PROPOSAL ON PROXY ACCESS |
AGAINST | AGAINST | WITH | STOCKHOLDER | 4. STOCKHOLDER PROPOSAL ON GREENHOUSE GAS EMISSIONS REDUCTION GOALS |
| | | | | | | |
SEMPRA ENERGY | 5/13/2015 | | | 6,200 | 816851109- | SRE |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ALAN L BOECKMAN |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JAMES G BORCKSMITH JR |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: KATHLEEN L. BROWN |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: PABLO A. FERRERO |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: WILLIAM D. JONES |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: WILLIAM G. OUCHI |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: DEBRA L. REED |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: WILLIAM P. RUTELEDGE |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: LYNN SCHENK |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: JACK T. TAYLOR |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: LUIS M. TELLEZ |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: JAMES C. YARDLEY |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
FOR | FOR | WITH | ISSUER | 3. ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION |
AGAINST | AGAIINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN |
| | | | | | | |
T. ROWE PRICE GROUP INC | 4/23/2015 | | | 10,000 | 74144T108- | TROW |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: MARK S. BARTLETT |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: EDWARD C. BERNARD |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: MARY K. BUSH |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: DONALD B. HEBB JR. |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DR. FREEMAN A. HRABOWSKI III |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JAMES A.C. KENNEDY |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: ROBERT F. MACLELLAN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: BRIAN C. ROGERS |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: OLYMPIA J. SNOWE |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: DR. ALFRED SOMMER |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: DWIGHT S. TAYLOR |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID |
| | | | | BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS |
FOR | FOR | WITH | ISSUER | 3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUT INDEPENDENT REGISTERED |
| | | | PUBLIC ACCOUNTING FIRM FOR 2015 | |
| | | | | | | |
UNITED HEALTH GROUP INC | 6/1/2015 | | | 5,900 | 91324P102- | UNH |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: WILLIAM C BALLARD JR |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: EDSON BUENO MD |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: RICHARD T BURKE |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: ROBERT J DARRETTA |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: STEPHEN J HEMSLEY |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: MICHELE J HOOPER |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: ROGER A LAWSON |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: GLENN M RENWICK |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: KENNETH I SHINE MD |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: GAIL R WILENSKY PHD |
FOR | FOR | WITH | ISSUER | 2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. APPROVAL OF AMENDMENTS TO THE 2011 STOCK INCENTIVE PLAN |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF REINCORPORTAION OF THE COMPANY FROM MINNESOTA |
| | | | | TO DELAWARE | | |
FOR | FOR | WITH | ISSUER | 5.RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE |
| | | | | YEAR ENDING DECEMBER 31, 2015 | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT |
| | | | | REQUESTING A POLICY REUIRING AN INDEPENDENT BOARD CHAIR, IF PROPERLY |
| | | | PRESENTED AT THE 2015 ANNUAL MEETING OF SHAREHOLDERS |
| | | | | | | |
UNION PACIFIC CORPORATION | 5/14/2015 | | | 5,300 | 907818108- | UNP |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: A H CARD JR | |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: E B DAVIS JR | |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: D.B. DILLON | |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: L. M. FRITZ | |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: J.R. HOPE | |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: J J KORALESKI |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: C C KRULAK | |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: M R MCCARTHY |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: M W MCCONNELL |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: T F MCLARTY III |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: S R ROGEL | |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: J H VILLARREAL |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
FOR | FOR | WITH | ISSUER | 3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETIAN |
| | | | | SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN |
| | | | IF PROPERLY PRESENTED AT THE ANNUAL MEETING |
| | | | | | | |
UNITED TECHNOLOGIES CORPORATION | 4/27/2015 | | | 6,000 | 913017109 | UTX |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: JOHN V FARACI |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: GREGORY J. HAYES |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: EDWARD A KANGAS |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ELLEN J KULLMAN |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: MARSHALL O LARSEN |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: HAROLD MCGRAW III |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: RICHARD B MYERS |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: H PATRICK SWYGERT |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: ANDRE VILLENEUVE |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN |
FOR | FOR | WITH | ISSUER | 2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS |
| | | | | INDEPENDENT AUDITOR FOR 2015 | |
FOR | FOR | WITH | ISSUER | 3. AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED |
| | | | EXECTIVE OFFICERS | |
| | | | | | | |
VF CORP | 4/28/2015 | | | 9,000 | 918204108- | VFC |
| | | | | 1. DIRECTOR | | |
FOR | FOR | WITH | ISSUER | 1. RICHARD T. CARUCCI | |
FOR | FOR | WITH | ISSUER | 2. JULIANA L. CHUGG | |
FOR | FOR | WITH | ISSUER | 3. JUAN ERNESTO DE BEDOUT | |
FOR | FOR | WITH | ISSUER | 4. MARK S. HOPLAMAZIAN | |
FOR | FOR | WITH | ISSUER | 5. ROBERT J. HURST | |
FOR | FOR | WITH | ISSUER | 6. LAURA W. LANG | |
FOR | FOR | WITH | ISSUER | 7. W. ALAN MCCOLLOUGH | |
FOR | FOR | WITH | ISSUER | 8. CLARENCE OTIS JR. | |
FOR | FOR | WITH | ISSUER | 9. MATTHEW J. SHATTOCK | |
FOR | FOR | WITH | ISSUER | 10. RAYMOND G. VIAULT | |
FOR | FOR | WITH | ISSUER | 11. ERIC C. WISEMAN | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF'S |
| | | | INDEPENDENT REGISTRED PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR |
| | | | | | | |
VALERO ENERGY CORPORATION | 4/30/2015 | | | 16,700 | 91913Y100- | VLO |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: JERRY D. CHOATE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: DONALD L. NICKLES |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: ROBERTA A. PROFUSEK |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: STEPHEN M. WATERS |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. |
FOR | FOR | WITH | ISSUER | 2. RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY'S INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
FOR | FOR | WITH | ISSUER | 3. APPROVE, BY NON-BINDING VOTE, THE 2014 COMPENSATION OF OUR NAMED |
| | | | | EXECUTIVE OFFICERS | |
AGAINST | AGAIINST | WITH | SHAREHOLDER | 4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED "GREENHOUSE GAS EMISSIONS" |
| | | | | | | |
WESTERN DIGITAL CORPORATION | 11/5/2014 | | | 6,500 | 958102105 | WDC |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: KATHLEEN A. COTE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: HENRY T. DENERO |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: MICHAE D. LAMBERT |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: LEN J. LAUER |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: THOMAS E. PARDUN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: PAULA A. PRICE |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: MASAHIRO YAMAMURA |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE ON AN ADVISORY BASIS THE NAMED EXECUTIVE OFFICER |
| | | | | COMPENSATION IN THIS PROXY STATEMENT |
FOR | FOR | WITH | ISSUER | 3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED |
| | | | PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 3, 2015 |
| | | | | | | |
EXXON MOBIL CORPORATION | 5/27/2015 | | | 8,000 | 30231G102 | XOM |
FOR | FOR | WITH | ISSUER | 1.1 ELECTION OF DIRECTOR: M.J. BOSKIN | |
FOR | FOR | WITH | ISSUER | 1.2 ELECTION OF DIRECTOR: P. BRABECK-LETMATHE |
FOR | FOR | WITH | ISSUER | 1.3 ELECTION OF DIRECTOR: U.M. BURNS | |
FOR | FOR | WITH | ISSUER | 1.4 ELECTION OF DIRECTOR: L.R. FAULKNER |
FOR | FOR | WITH | ISSUER | 1.5 ELECTION OF DIRECTOR: J.S. FISHMAN | |
FOR | FOR | WITH | ISSUER | 1.6 ELECTION OF DIRECTOR: H.H. FORE | |
FOR | FOR | WITH | ISSUER | 1.7 ELECTION OF DIRECTOR: K.C. FRAZIER | |
FOR | FOR | WITH | ISSUER | 1.8 ELECTION OF DIRECTOR: D.R. OBERHELMAN |
FOR | FOR | WITH | ISSUER | 1.9 ELECTION OF DIRECTOR: S.J. PALMISANO |
FOR | FOR | WITH | ISSUER | 1.10 ELECTION OF DIRECTOR: S.S. REINEMUND |
FOR | FOR | WITH | ISSUER | 1.11 ELECTION OF DIRECTOR: R.W. TILLERSON |
FOR | FOR | WITH | ISSUER | 1.12 ELECTION OF DIRECTOR: W.C. WELDON |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF INDEPENDENT AUDITORS |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. INDEPENDENT CHAIRMAN | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. PROXY ACCESS BYLAW | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. CLIMATE EXPERT ON BOARD | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. BOARD QUOTA FOR WOMEN | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 8. REPORT ON COMPENSATION FOR WOMEN |
AGAINST | AGAINST | WITH | SHAREHOLDER | 9. REPORT ON LOBBYING | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 10. GREENHOUSE GAS EMISSIONS GOALS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 11. REPORT ON HYDRAULIC FRACTURING | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
