Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Account Name: Neiman Large Cap Value Fund | | | |
Custodian Name: US Bank, N.A. | | | | | |
| | | | | | | |
Company Name | Meeting Date | | | Shares Voted | CUSIP | Ticker |
| | | | | | |
Vote | MRV | vs. Mgmt. | Author | Proposal | | |
| | | | | | | |
| | | | | | | |
THE DOW CHEMICAL COMPANY | 7/20/2016 | | | 12,500 | 260543103- | DOW |
FOR | FOR | WITH | ISSUER | 1. ADOPTION OF THE MERGER AGREEMENT. TO CONSIDER AND VOTE ON A PROPOSAL |
| | | | | (THE "DOW MERGER PROPOSAL") T ADOPT THE AGREEMENT AND PLAN OF MERGER |
| | | | | DATED AS OF DECEMBER 11, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE |
| | | | | "MERGER AGREEMENT") BY AND AMONG DIAMOND-ORION HOLDCO INC, A DELAWARE |
| | | | | CORPORATION, (N/K/A DOWDUPONT INC), THE DOW CHEMICAL COMPANY, A DELAWARE |
| | | | | CORPORATION ("DOW"), DIAMOND MERGER SUB, INC, A DELAWARE CORPORATION, |
| | | | | ORION MERGER SU INC, A DELAWARE CORPORATION AND E.I. DU PONT DE NEWOURS |
| | | | | AND COMPANY, A DELAWARE CORPORATION, A COPY OF WHICH IS ATTACHED AS |
| | | | | ANNEX A TO THE JOINT PROXY STATEMENT/PROSPECTUS ACCOMPANYING THIS NOTICE |
FOR | FOR | WITH | ISSUER | 2. ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER AND VOTE ON A PROPOSAL TO |
| | | | | ADJOURN THE DOW SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT |
| | | | | ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE DOW |
| | | | | MERGER PROPOSAL (THE "DOW ADJOURNMENT PROPOSAL") AND |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE REGARDING MERGER-RELATED NAMED EXECUTIVE OFFICER |
| | | | | COMPENSATION. TO CONSIDER AND VOTE ON A NON-BINDING ADVISORY PROPOSAL |
| | | | | TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO DOW'S |
| | | | | NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTION (THE "DOW |
| | | | COMPENSATION PROPOSAL") | |
| | | | | | | |
APPLE INC | 2/28/2017 | | | 4,500 | 037833100- | AAPL |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: JAMES BELL |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: TIM COOK |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: AL GORE |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: BOB IGER |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ANDREA JUNG |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: ART LEVINSON |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: RON SUGAR |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: SUE WAGNER |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
FOR | FOR | WITH | ISSUER | 3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 4. ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE |
| | | | | COMPENSATION | | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING- RECIPIENTS INTENTS |
| | | | | AND BENEFITS" | | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR |
| | | | | MANAGEMENT AND BOARD OF DIRECTORS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" |
AGAINST | AGAINST | WITH | SHAREHOLDER | 8. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM" |
AGAINST | AGAINST | WITH | SHAREHOLDER | 9. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" |
| | | | | | | |
| | | | | | | |
AFLAC INCORPORATED | 5/1/2017 | | | 6,700 | 001055102- | AFL |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: DANIEL P AMOS |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: PAUL S AMOS II |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: W PAUL BOWERS |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: KRIS CLONINGER III |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: TOSHIHIKO FUKUZAWA |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: ELIZABETH J HUDSON |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: DOUGLAS W JOHNSON |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: ROBERT B JOHNSON |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: THOMAS J KENNY |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: CHARLES B KNAPP |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: KAROLE F LLOYD |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: JOSEPH L MOSKOWITZ |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: BARBARA K RIMER DRPH |
FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: MELVIN T STITH |
FOR | FOR | WITH | ISSUER | 2. TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY PROPOSAL: |
| | | | | "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE |
| | | | | COMPANY'S NAMED EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION |
| | | | | DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, |
| | | | | INCLUDING AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS, |
| | | | | EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE |
| | | | | DISCUSSION IN THE PROXY STATEMENT" |
FOR | 1 YEAR | WITH | ISSUER | 3. NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES |
| | | | | ON EXECUTIVE COMPENSATION EVERY |
FOR | FOR | WITH | ISSUER | 4. TO CONSIDER AND ACT UPON THE RATIFICATION OF THE APPOINTMENT OF |
| | | | | KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE |
| | | | | COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017 |
FOR | FOR | WITH | ISSUER | 5. TO APPROVE THE ADOPTION OF THE AFLAC INCORPORATED LONG-TERM INCENTIVE PLAN |
| | | | | (AS AMENDED AND RESTATED FEBRUARY 14, 2017) ("2017 LTIP") WITH ADDITIONAL SHARES |
| | | | | AUTHORIZED UNDER THE 2017 LTIP | |
FOR | FOR | WITH | ISSUER | 6. TO APPROVE THE ADOPTION OF THE 2018 MANAGEMENT INCENTIVE PLAN ("2018 LTIP") |
| | | | | | | |
AGRIUM INC | 11/3/2016 | | | 5,400 | 008916108- | AGU |
FOR | FOR | WITH | ISSUER | 1. THE SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO |
| | | | | THE ACCOMPANYING JOINT INFORMATION CIRCULAR DATED OCTOBER 3, 2016, |
| | | | | APPROVING A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS |
| | | | | CORPORATIONS ACT INVOLVING, AMONG OTHERS, AGRIUM INC ("AGRIUM"), |
| | | | | SHAREHOLDERS OF AGRIUM, POTASH CORPORATION OF SASKATCHEWAN INC |
| | | | | ("POTASHCORP"), SHAREHOLDERS OF POTASHCORP AND A NEWLY-INCORPORATED |
| | | | | PARENT ENTITY FORMED TO MANAGE AND HOLD THE COMBINED BUSINESS OF AGRIUM AND |
| | | | | POTASHCORP, ALL AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING |
| | | | INFORMATION CIRCULAR | |
| | | | | | | |
AGRIUM INC | 5/2/2017 | | | 5,400 | 008916108- | AGU |
| | | | | 1. ELECTION OF DIRECTORS | |
FOR | FOR | WITH | ISSUER | 1. MAURA J CLARK | |
FOR | FOR | WITH | ISSUER | 2. DAVID C EVERITT | |
FOR | FOR | WITH | ISSUER | 3. RUSSELL K GIRLING | |
FOR | FOR | WITH | ISSUER | 4. RUSSELL J HORNER | |
FOR | FOR | WITH | ISSUER | 5. MIRANDA C HUBBS | |
FOR | FOR | WITH | ISSUER | 6. CHARLES V MAGRO | |
FOR | FOR | WITH | ISSUER | 7. A ANNE MCLELLAN | |
FOR | FOR | WITH | ISSUER | 8. DEREK G PANNELL | |
FOR | FOR | WITH | ISSUER | 9. MAYO M SCHMIDT | |
FOR | FOR | WITH | ISSUER | 2. THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS |
| | | | | OF THE CORPORATION | |
FOR | FOR | WITH | ISSUER | 3. A RESOLUTION TO APPROVE THE CORPORATION'S APPROACH TO |
| | | | EXECUTIVE COMPENSATION | |
| | | | | | | |
AXIS CAPITAL HOLDINGS LIMITED | 5/4/2017 | | | 8,800 | G0692U109 | AXS |
| | | | | 1. ELECTION OF DIRECTOR | |
FOR | FOR | WITH | ISSUER | 1. ROBERT L FRIEDMAN | |
FOR | FOR | WITH | ISSUER | 2. CHERYL-ANN LISTER | |
FOR | FOR | WITH | ISSUER | 3. THOMAS C RAMEY | |
FOR | FOR | WITH | ISSUER | 4. WILHELM ZELLER | |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION PAID TO OUR |
| | | | | NAMED EXECUTIVE OFFICERS | |
FOR | FOR | WITH | ISSUER | 3. TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF SHAREHOLDER VOTES |
| | | | | ON NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. TO APPOINT DELOITTE LTD, HAMILTON, BERMUDA, TO ACT AS THE INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR THE |
| | | | | FISCAL YEAR ENDING DECEMBER 31, 2017 AND TO AUTHORIZE THE BOARD, ACTING |
| | | | | THROUGH THE AUDIT COMMITTEE, TO SET THE FEES FOR THE INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM |
FOR | FOR | WITH | ISSUER | 5. TO APPROVE THE AXIS CAPITAL HOLDINGS LIMITED 2017 LONG-TERM EQUITY |
| | | | COMPENSATION PLAN | |
| | | | | | | |
CHUBB LIMITED | 5/18/2017 | | | 3,880 | 171232101- | CB |
FOR | FOR | WITH | ISSUER | 1. APPROVAL OF THE MANAGEMENT REPORT, STANDALONE FINANCIAL STATEMENTS |
| | | | | AND CONSOLIDATED FINANCIAL STATEMENTS OF CHUBB LIMITED FOR THE YEAR |
| | | | | ENDED DECEMBER 31, 2016 | |
FOR | FOR | WITH | ISSUER | 2A. ALLOCATION OF DISPOSABLE PROFIT |
FOR | FOR | WITH | ISSUER | 2B. DISTRIBUTION OF A DIVIDEND OUT OF LEGAL RESERVES (BY WAY OF RELEASE |
| | | | | ALLOCATION TO A DIVIDEND RESERVE) |
FOR | FOR | WITH | ISSUER | 3. DISCHARGE OF THE BOARD OF DIRECTORS |
FOR | FOR | WITH | ISSUER | 4A. ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR |
FOR | FOR | WITH | ISSUER | 4B. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP |
| | | | | (UNITED STATES) AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR |
| | | | | PURPOSES OF U.S. SECURITIES LAW REPORTING |
FOR | FOR | WITH | ISSUER | 4C. ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDIT FIRM |
FOR | FOR | WITH | ISSUER | 5A. ELECTIN OF THE BOARD OF DIRECTORS: EVAN G GREENBERG |
FOR | FOR | WITH | ISSUER | 5B. ELECTIN OF THE BOARD OF DIRECTORS: ROBERT M HERNANDEZ |
FOR | FOR | WITH | ISSUER | 5C. ELECTIN OF THE BOARD OF DIRECTORS: MICHAEL G ATIEH |
FOR | FOR | WITH | ISSUER | 5D. ELECTIN OF THE BOARD OF DIRECTORS: SHEILA P BURKE |
FOR | FOR | WITH | ISSUER | 5E. ELECTIN OF THE BOARD OF DIRECTORS: JAMES I CASH |
FOR | FOR | WITH | ISSUER | 5F. ELECTIN OF THE BOARD OF DIRECTORS: MARY A CIRILLO |
FOR | FOR | WITH | ISSUER | 5G. ELECTIN OF THE BOARD OF DIRECTORS: MICHAEL P CONNORS |
FOR | FOR | WITH | ISSUER | 5H. ELECTIN OF THE BOARD OF DIRECTORS: JOHN EDWARDSON |
FOR | FOR | WITH | ISSUER | 5I. ELECTIN OF THE BOARD OF DIRECTORS: LEO F MULLIN |
FOR | FOR | WITH | ISSUER | 5J. ELECTIN OF THE BOARD OF DIRECTORS: KIMBERLY ROSS |
FOR | FOR | WITH | ISSUER | 5K. ELECTIN OF THE BOARD OF DIRECTORS: ROBERT SCULLY |
FOR | FOR | WITH | ISSUER | 5L. ELECTIN OF THE BOARD OF DIRECTORS: EUGENE B SHANKS JR |
FOR | FOR | WITH | ISSUER | 5M. ELECTIN OF THE BOARD OF DIRECTORS: THEODORE E SHASTA |
FOR | FOR | WITH | ISSUER | 5N. ELECTIN OF THE BOARD OF DIRECTORS: DAVID SIDWELL |
FOR | FOR | WITH | ISSUER | 5O. ELECTIN OF THE BOARD OF DIRECTORS: OLIVIER STEIMER |
FOR | FOR | WITH | ISSUER | 5P. ELECTIN OF THE BOARD OF DIRECTORS: JAMES ZIMMERMAN |
FOR | FOR | WITH | ISSUER | 6. ELECTION OF EVAN G GREENBERG AS CHAIRMAN OF THE BOARD OF DIRECTORS |
FOR | FOR | WITH | ISSUER | 7A. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: |
| | | | | MICHAEL P CONNORS | |
FOR | FOR | WITH | ISSUER | 7B. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: |
| | | | | MARY A CIRILLO | | |
FOR | FOR | WITH | ISSUER | 7C. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: |
| | | | | ROBERT M HERNANDEZ | |
FOR | FOR | WITH | ISSUER | 7D. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: |
| | | | | ROBERT SCULLY | |
FOR | FOR | WITH | ISSUER | 7E. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: |
| | | | | JAMES M ZIMMERMAN | |
FOR | FOR | WITH | ISSUER | 8. ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY |
FOR | FOR | WITH | ISSUER | 9. APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK |
| | | | | PURCHASE PLAN | |
FOR | FOR | WITH | ISSUER | 10A. COMPENSATION OF THE BOARD OF DIRECTORS UNTIL THE NEXT ANNUAL |
| | | | | GENERAL MEETING | |
FOR | FOR | WITH | ISSUER | 10B. COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE NEXT CALENDAR YEAR |
FOR | FOR | WITH | ISSUER | 11. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION UNDER U.S. SECURITIES |
| | | | | LAW REQUIREMENTS | |
FOR | FOR | WITH | ISSUER | 12. ADVISORY VOTE ON FREQUENCY OF SUBMISSION OF THE ADVISORY VOTE TO |
| | | | | APPROVE EXECUTIVE COMPENSATION UNDER US SECURITIES LAW REQUIREMENTS |
FOR | FOR | WITH | ISSUER | 13. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR AN EXISTING AGENDA ITEM |
| | | | | IS PUT BEFORE THE MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT THE |
| | | | | INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK "FOR" TO VOTE IN ACCORDANCE |
| | | | | WITH THE POSITION OF OUR BOARD OF DIRECTORS, MARK "AGAINST" TO VOTE |
| | | | AGAINST NEW ITEMS AND PROPOSALS, AND MARK "ABSTAIN" TO ABSTAIN |
| | | | | | | |
CANADIAN IMPERIAL BANK OF COMMERCE | 4/6/2017 | | | 6,200 | 136069101- | CM |
| | | | | 1. ELECTION OF DIRECTOR | |
FOR | FOR | WITH | ISSUER | 1. BRENT S BELZBERG | |
FOR | FOR | WITH | ISSUER | 2. NANCI E CALDWELL | |
FOR | FOR | WITH | ISSUER | 3. GARY F COLTER | |
FOR | FOR | WITH | ISSUER | 4. PATRICK D DANIEL | |
FOR | FOR | WITH | ISSUER | 5. LUC DESJARDINS | |
FOR | FOR | WITH | ISSUER | 6. VICTOR G DODIG | |
FOR | FOR | WITH | ISSUER | 7. LINDA S HASENFRATZ | |
FOR | FOR | WITH | ISSUER | 8. KEVIN J KELLY | |
FOR | FOR | WITH | ISSUER | 9. CHRISTINE E LARSEN | |
FOR | FOR | WITH | ISSUER | 10. NICHOLAS D LE PAN | |
FOR | FOR | WITH | ISSUER | 11. JOHN P MANLEY | |
FOR | FOR | WITH | ISSUER | 12. JANE L PEVERETT | |
FOR | FOR | WITH | ISSUER | 13. KATHARINE B STEVENSON | |
FOR | FOR | WITH | ISSUER | 14. MARINE TURCOTTE | |
FOR | FOR | WITH | ISSUER | 15. RONALD W TYSOE | |
FOR | FOR | WITH | ISSUER | 16. BARRY L ZUBROW | |
FOR | FOR | WITH | ISSUER | 2. APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS |
FOR | FOR | WITH | ISSUER | 3. ADVISORY RESOLUTION ABOUT OUR EXECUTIVE COMPENSATION APPROACH |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL | |
| | | | | | | |
CANADIAN NATIONAL RAILWAY | 4/25/2017 | | | 7,500 | 136375102- | CNI |
| | | | | ELECTION OF DIRECTORS | |
FOR | FOR | WITH | ISSUER | 1. SHAUNEEN BRUDER | |
FOR | FOR | WITH | ISSUER | 2. DONALD J CARTY | |
FOR | FOR | WITH | ISSUER | 3. AMB. GORDON D GIFFIN | |
FOR | FOR | WITH | ISSUER | 4. JULIE GODIN | | |
FOR | FOR | WITH | ISSUER | 5. EDITH E HOLIDAY | |
FOR | FOR | WITH | ISSUER | 6. LUC JOBIN | | |
FOR | FOR | WITH | ISSUER | 7. V.M. KEMPSTON DARKES | |
FOR | FOR | WITH | ISSUER | 8. HON. DENIS LOSIER | |
FOR | FOR | WITH | ISSUER | 9. HON. KEVIN G. LYNCH | |
FOR | FOR | WITH | ISSUER | 10. JAMES E O'CONNOR | |
FOR | FOR | WITH | ISSUER | 11. ROBERT PACE | |
FOR | FOR | WITH | ISSUER | 12. ROBERT L. PHILLIPS | |
FOR | FOR | WITH | ISSUER | 13. LAURA STEIN | |
FOR | FOR | WITH | ISSUER | 2. APPOINTMENT OF KPMG LLP AS AUDITORS |
FOR | FOR | WITH | ISSUER | 3. NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO |
| | | | | EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT |
| | | | | INFORMATION CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION SET OUT ON P. 9 |
| | | | OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR |
| | | | | | | |
COSTCO WHOLESALE CORPORATION | 1/26/2017 | | | 2,900 | 2216K105- | COST |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | | |
| | | | | SUSAN L DECKER, RICHARD A GALANTI, JOHN W MEISENBACH, CHARLES T MUNGER |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS |
FOR | FOR | WITH | ISSUER | 3. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 4. APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY |
| | | | VOTE ON EXECUTIVE COMPENSATION | |
| | | | | | | |
CHEVRON CORPORATION | 5/31/2017 | | | 4,800 | 166764100- | CVX |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: W M AUSTIN |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: L F DEILY |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: R E DENHAM |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: A P GAST |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: E HERNANDEZ |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR:C.W. MOORMAN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: D F MOYO |
FOR | FOR | WITH | ISSUER | 1JI ELECTION OF DIRECTOR: R.D. SUGAR |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: I G THULIN |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: J S WATSON |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: M K WIRTH |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED |
| | | | | EXECUTIVE OFFICER COMPENSATION | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. REPORT ON LOBBYING | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. REPORT ON FEASIBILITY OF POLICY ON NOT DOING BUSINESS WITH CONLICT |
| | | | | COMPLICIT GOVERNMENTS | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT |
AGAINST | AGAINST | WITH | SHAREHOLDER | 8. REPORT ON TRANSITION TO A LOW CARBON ECONOMY |
AGAINST | AGAINST | WITH | SHAREHOLDER | 9. ADOPT POLICY ON INDEPENDENT CHAIRMAN |
AGAINST | AGAINST | WITH | SHAREHOLDER | 10. RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE |
AGAINST | AGAINST | WITH | SHAREHOLDER | 11. SET SPECIAL MEETINGS THRESHOLD AT 10% |
| | | | | | | |
THE DOW CHEMICAL COMPANY | 5/11/2017 | | | 9,200 | 260543103- | DOW |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: AJAY BANGA |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JACQUELINE K BARTON |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JAMES A BELL |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: RICHARD K DAVIS |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: JEFF M FETTIG |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: ANDREW N LIVERIS |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MARK LOUGHRIDGE |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: RAYMOND J MILCHOVICH |
FOR | FOR | WITH | ISSUER | 1JI ELECTION OF DIRECTOR: ROBERT S (STEVE) MILLER |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: PAUL POLMAN |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: DENNIS H REILLEY |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: JAMES M RINGLER |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: RUTH G SHAW |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 4. ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO |
| | | | APPROVE EXECUTIVE COMPENSATION |
| | | | | | | |
EMERSON ELECTRIC CO | 2/7/2017 | | | 9,100 | 291011104- | EMR |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | | |
| | | | | D.N FARR, W.R JOHNSON, M.S. LEVATICH, J.W. PRUEHER |
FOR | FOR | WITH | ISSUER | 2. APPROVAL BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO |
| | | | | EXECUTIVE COMPENSATION | |
FOR | 1 YEAR | WITH | ISSUER | 3. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF KPMG LLC AS INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. APPROVAL OF THE STOCKHOLDER PROPOSAL TO ADOPT AN INDEPENDENT BOARD |
| | | | | CHAIR POLICY AS DESCRIBED IN THE PROXY STATEMENT |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE |
| | | | | OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE |
| | | | | OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT |
AGAINST | AGAINST | WITH | SHAREHOLDER | 8. APPROVAL OF THE STOCKHOLDER PROPOSAL ON GREENHOUSE GAS |
| | | | EMISSIONS AS DECRIBED IN THE PROXY STATEMENT |
| | | | | | | |
GENUINE PARTS COMPANY | 4/24/2017 | | | 3,800 | 372460105- | GPC |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | | |
| | | | | ELIZABETH W CAMP, PAUL D DONAHUE, GARY P FAYARD, THOMAS C GALLAGHER |
| | | | | JOHN R HOLDER, DONNA W HYLAND, JOHN D JOHNS, ROBERT C LOUDERMILK JR, |
| | | | | WENDY NEEDHAM, JERRY W NIX, E JENNER WOOD III |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 3. FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S |
| | | | INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 |
| | | | | | | |
HONEYWELL INTERNATIONAL INC | 4/24/2017 | | | 4,200 | 438516106- | HON |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: DARIUS ADAMCZYK |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: WILLIAM S AYER |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: KEVIN BURKE |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JAIME CHICO PARDO |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DAVID M COTE |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: D SCOTT DAVIS |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: LINNET F DEILY |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: JUDD GREGG |
FOR | FOR | WITH | ISSUER | 1JI ELECTION OF DIRECTOR: CLIVE HOLLICK |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: GRACE D LIEBLEIN |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: GEORGE PAZ |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: BRADLEY T SHEARES |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: ROBIN L WASHINGTON |
FOR | 1 YEAR | WITH | ISSUER | 2. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE |
| | | | | EXECUTIVE COMPENSATION | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF INDEPENDENT ACCOUNTANTS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. INDEPENDENT BOARD CHAIRMAN | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. POLITICAL LOBBYING AND CONTRIBUTIONS |
| | | | | | | |
INTEL CORPORATION | 5/18/2017 | | | 13,900 | 458140100- | INTC |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ANEEL BHURSI |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ANDY D BRYANT |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: REED E HUNDT |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: OMAR ISHRAK |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: BRIAN M KRZANICH |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: TSU-JAE KING LU |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: DAVID S POTTRUCK |
FOR | FOR | WITH | ISSUER | 1JI ELECTION OF DIRECTOR: GREGORY D SMITH |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: FRANK D YEARY |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: DAVID B YOFFIE |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2006 EQUITY INCENTIVE PLAN |
FOR | 1 YEAR | WITH | ISSUER | 5. ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO |
| | | | | APPROVE EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. STOCKHOLDER PROPOSAL REQUESTING AN ANNUAL ADVISORY STOCKHOLDER VOTE |
| | | | | ON POLITICAL CONTRIBUTIONS | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. STOCKHOLDER PROPOSAL REQUESTING THAT VOTES COUNTED ON STOCKHOLDER |
| | | | PROPOSALS EXCLUDE ABSTENTIONS. |
| | | | | | | |
JOHNSON & JOHNSONS | 4/27/2017 | | | 4,100 | 478160104- | JNJ |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: MARY C BECKERLE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: D SCOTT DAVIS |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: IAN E L DAVIS |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: ALEX GORSKY |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: MARK B MCCLELLAN |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: ANNE M MULCAHY |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: WILLIAM D PEREZ |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: CHARLES PRINCE |
FOR | FOR | WITH | ISSUER | 1JI ELECTION OF DIRECTOR: A EUGENE WASHINGTON |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: RONALD A WILLIAMS |
FOR | 1 YEAR | WITH | ISSUER | 2. ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE |
| | | | | OFFICER COMPENSATION | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE |
| | | | | 2012 LONG-TERM INCENTIVE PLAN | |
FOR | FOR | WITH | ISSUER | 5. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL- INDEPENDENT BOARD CHAIRMAN |
| | | | | | | |
MCDONALDS CORPORATION | 5/24/2017 | | | 4,300 | 580135101- | MCD |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: LLOYD DEAN |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: STEPHEN J EASTERBROOK |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ROBERT A ECKERT |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MARGARET H GEORGIADIS |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ JR |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JEANNE P JACKSON |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: RICHARD H. LENNY |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: JOHN MULLIGAN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: SHEILA A. PENROSE |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: JOHN W. ROGERS JR. |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: MILES D. WHITE |
FOR | FOR | WITH | ISSUER | 2. ADIVSORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE |
| | | | | EXECUTIVE COMPENSATION | |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR AWARDS |
| | | | | UNDER THE MCDONALD'S CORPORATION 2012 OMNIBUS STOCK OWNERSHIP PLAN |
FOR | FOR | WITH | ISSUER | 5. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP |
| | | | | AS INDEPENDENT AUDITOR FOR 2017 | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A CHANGE TO THE |
| | | | | VOTE-COUNTING STANDARD FOR SHAREHOLDER PROPOSALS, IF PROPERLY PRESENTED. |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REGARDING THE THRESHOLD TO |
| | | | | CALL SPECIAL SHAREHOLDER MEETINGS, IF PROPERLY PRESENTED |
AGAINST | AGAINST | WITH | SHAREHOLDER | 8. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL TO ISSUE A CLASS OF |
| | | | | PREFERRED STOCK WITH THE RIGHT TO ELECT ITS OWN DIRECTOR, IF PROPERLY PRESENTED |
AGAINST | AGAINST | WITH | SHAREHOLDER | 9. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD |
| | | | | MAKE ALL LAWFUL EFFORTS TO IMPLEMENT AND/OR INCREASE ACTIVITY ON THE HOLY |
| | | | | LAND PRINCIPLES, IF PROPERLY PRESENTED |
AGAINST | AGAINST | WITH | SHAREHOLDER | 10. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO UPDATE |
| | | | | THE COMPANY'S POLICY REGARDING USE OF ANTIBOTICS BY ITS MEAT SUPPLIERS, IF |
| | | | | PROPERLY PRESENTED | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 11. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A REPORT ASSESSING |
| | | | | THE ENVIRONMENTAL IMPACTS OF POLYSTYRENE FOAM BEVERAGE CUPS, IF |
| | | | | PROPERLY PRESENTED | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 12. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A REPORT ON |
| | | | CHARITABLE CONTRIBUTIONS, IF PROPERLY PRESENTED |
| | | | | | | |
ALTRIA GROUP INC | 5/18/2017 | | | 7,400 | 02209S103 | MO |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: GERALD L BALILES |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: MARTIN J BARRINGTON |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JOHN T CASTEEN III |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: DINYAR S DEVITRE |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: THOMAS F FARRELL II |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: DEBRA J KELLY-ENNIS |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: W LEO KIELY III |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: KATHRYN B MCQUADE |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: GEORGE MUNOZ |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: NABIL Y SAKKAB |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: VIRGINIA E SHANKS |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE SELECTION OF INDPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
FOR | FOR | WITH | ISSUER | 3. NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF ALTRIA'S |
| | | | | NAMED EXECUTIVE OFFICERS | |
FOR | 1 YEAR | WITH | ISSUER | 4. NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO |
| | | | | APPROVE THE COMPENSATION OF ALTRIA'S NAMED EXECUTIVE OFFICERS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL- ADVERTISING IN MINORITY/LOW INCOME NEIGHBORHOODS |
| | | | | | | |
NIKE INC | 9/22/2016 | | | 8,100 | 654106103 | NKE |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | | |
| | | | | ALAN B GRAFJR, MICHELLE A PELUSO, PHYLLIS M WISE |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE |
FOR | FOR | WITH | ISSUER | 3. TO APPROVE AN AMENDMENT TO THE NIKE, INC EMPLOYEE STOCK PURCHASE PLAN |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS |
FOR | FOR | WITH | ISSUER | 5. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS |
| | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
| | | | | | | |
PUBLIC SERVICE ENTERPISE GROUP INC | 4/18/2017 | | | 11,300 | 744573106- | PEG |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: WILLIE A DEESE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ALBERT R GAMPER JR |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: WILLIAM V HICKEY |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: RALPH IZZO |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: DAVID LILLEY |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: THOMAS A RENYI |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: HAK CHEOL SHIN |
FOR | FOR | WITH | ISSUER | 1JI ELECTION OF DIRECTOR: RICHARD J SWIFT |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: SUSAN TOMASKY |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: ALFRED W ZOLLAR |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO |
| | | | | ON EXECUTIVE COMPENSATION | |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT |
| | | | AUDITOR FOR THE YEAR 2017 | |
| | | | | | | |
PRINCIPAL FINANCIAL GROUP INC | 5/16/2017 | | | 10,200 | 74251V102- | PFG |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: BETSY J BERNARD |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: DENNIS H FERRO |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: SCOTT M MILLS |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO |
| | | | | ON EXECUTIVE COMPENSATION | |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS |
| | | | | | | |
PROCTER & GAMBLE COMPANY | 10/11/2016 | | | 5,600 | 742718109 | PG |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: FRANCES S BLAKE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ANGELA F BRALY |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: KENNETH I CHENAULT |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: SCOTT D COOK |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: DAVID S TAYLOR |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MARGARET C WHITMAN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: PARTICIA A WOERTZ |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: ERNESTO ZEDILLO |
FOR | FOR | WITH | ISSUER | 2. RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL- REPORT ON LOBBYING POLICIES OF THIRD PARTY ORGANIZATIONS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL- REPORT ON APPLICATION OF COMPANY NON-DISCRIMINATION |
| | | | POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS |
| | | | | | | |
THE PROGRESSIVE CORPORATION | 5/12/2017 | | | 12,100 | 743315103- | PGR |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: STUART B BURGDOERFER |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: CHARLES A DAVIS |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ROGER N FARAH |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: LAWTON W FITT |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: SUSAN PATRICIA GRIFFITH |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JEFFREY D KELLY |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: PATRICK H NETTLES PHD |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: GLENN M RENWICK |
FOR | FOR | WITH | ISSUER | 1JI ELECTION OF DIRECTOR: BRADLEY T SHEARES PHD |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: BARBARA R SNYDER |
FOR | FOR | WITH | ISSUER | 2. APPROVE THE PROGRESSIVE CORPORATION 2017 EXECUTIVE ANNUAL INCENTIVE PLAN |
FOR | 1 YEAR | WITH | ISSUER | 3. APPROVE THE PROGRESSIVE CORPORATION 2017 DIRECTORS EQUITY INCENTIVE PLAN |
| | | | | 4. CAST AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION PROGRAM |
FOR | FOR | WITH | ISSUER | 5. CAST AN ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER VOTE TO APPROVE |
| | | | | OUR EXECUTIVE COMPENSATION PROGRAM |
FOR | FOR | WITH | ISSUER | 6. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS |
| | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
| | | | | | | |
PHILLIP MORRIS INTERNATIONAL | 5/2/2017 | | | 4,900 | 718172109 | PM |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: HAROLD BROWN |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: LOUIS C CAMILLERI |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MASSIMO FERRAGAMO |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: WERNER GEISSLER |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JENNIFER LI |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR:JUN MAKIHARA |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: KALPANA MORPARIA |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: LUCIO A. NOTO |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: FREDERIK PAULSEN |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: ROBERT POLET |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 3. ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON |
| | | | | EXECUTIVE COMPENSATION | |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN |
FOR | FOR | WITH | ISSUER | 5. APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS |
FOR | FOR | WITH | ISSUER | 6. RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS POLICY |
AGAINST | AGAIINST | WITH | SHAREHOLDER | 8. SHAREHOLDER PROPOSAL 2 - MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS |
| | | | | | | |
PNC FINANCIAL SERVICES GROUP, INC | 4/25/2017 | | | 4,100 | 693475105 | PNC |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: CHARLES E BUNCH |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: MARJORIE RODGERS CHESHIRE |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: WILLIAM S DEMCHAK |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DANIEL R HESSE |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: KAY COLES JAMES |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: RICHARD B. KELSON |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: JANE G PEPPER |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: DONALD J SHEPARD |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: LORENE K STEFFES |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: DENNIS F STRIGL |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: MICHAEL J WARD |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: GREGORY D WASSON |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE AUDIT COMMITTEES SELECTION OF |
| | | | | PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM FOR 2017 | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 4. RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE |
| | | | | COMPENSATION | | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. A SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY REPORT WITH SPECIFIC |
| | | | ADDITIONAL DISCLOSURE, INCLUDING EEOC-DEFINED METRICS |
| | | | | | | |
PHILLIPS 66 | 5/3/2017 | | | 6,300 | 718546104 | PSX |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: WILLIAM R LOOMIS JR |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: GLENN F TILTON |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: MARNA C WHITTINGTON |
FOR | FOR | WITH | ISSUER | 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 |
FOR | FOR | WITH | ISSUER | 3. TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE, ON AN ADVSIORY |
| | | | (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMES EXECUTIVE OFFICERS |
| | | | | | | |
QUALCOMM INCORPORATED | 3/7/2017 | | | 7,000 | 747525103 | QCOM |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: BARBARA T ALEXANDER |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JEFFERY W HENDERSON |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: THOMAS W HORTON |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: PAUL E JACOBS |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ANN M LIVERMORE |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DRIECTOR: HARISH MANWANI |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MARK D MCLAUGHLIN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DRIECTOR: STEVEN M. MOLLENKOPF |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: FRANCISCO ROS |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: ANTHONY J VINCIQUERRA |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR |
| | | | | INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR |
| | | | | ENDING SEPTEMBER 24, 2017 | |
FOR | FOR | WITH | ISSUER | 3. APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION PLAN |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. STOCKHOLDER PROPOSAL TO AMEND THE PROXY ACCESS PROVISION OF OUR AMENDED |
| | | | AND RESTATED BYLAWS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING |
| | | | | | | |
REINSURANCE GROUP OF AMERICA, INC | 5/23/2017 | | | 4,700 | 759351604 | RGA |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: PATRICIA L GUINN |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ARNOUD W A BOOT |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JOHN F DANAHY |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: J CLIFF EASON |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ANNA MANNING |
FOR | 1 YEAR | WITH | ISSUER | 2. VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE NAMED EXECUTIVE |
| | | | | OFFICER COMPENSATION | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. VOTE TO APPROVE THE COMPANY'S AMENDED & RESTATED FLEXIBLE STOCK PLAN |
FOR | FOR | WITH | ISSUER | 5. VOTE TO APPROVE THE COMPANY'S AMENDED & RESTATED FLEXIBLE STOCK PLAN |
| | | | | FOR DIRECTORS | | |
FOR | FOR | WITH | ISSUER | 6. VOTE TO APPROVE THE COMPANY'S AMENDED & RESTATED PHANTOM STOCK PLAN |
| | | | | FOR DIRECTORS | | |
FOR | FOR | WITH | ISSUER | 7. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT |
| | | | AUDITOR FOR THE FIDCAL YEAR ENDING DECEMBER 31, 2017 |
| | | | | | | |
RAYTHEON COMPANY | 5/25/2017 | | | 2,500 | 755111507 | RTN |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: TRACY A ATKINSON |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ROBERT E BEAUCHAMP |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: VERNON E CLARK |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: STEPHEN J HADLEY |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: THOMAS A KENNEDY |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: LETITIA A LONG |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: GEORGE R OLIVER |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: DINESH C PALIWAL |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: WILLIAM R SPIVEY |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: JAMES A WINNEFELD JR |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO |
| | | | | ON EXECUTIVE COMPENSATION | |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF THE RAYTHEON 2017 INCENTIVE PLAN FOR SECTION 162(M) PURPOSES |
FOR | FOR | WITH | ISSUER | 5. RATIFICATION OF INDEPENDENT AUDITORS |
| | | | | | | |
SUN LIFE FINANCIAL INC | 5/10/2017 | | | 15,300 | 866796105- | SLF |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | | |
| | | | | WILLIAM D ANDERSON, DEAN A CONNOR, STEPHANIE L COYLES, MARTIN JG GLYNN |
| | | | | M MARIANNE HARRIS, SARA GROOTWASSINK LEWIS, CHRISTOPHER J MCCORMICK |
| | | | | SCOTT F POWERS, REAL RAYMOND, HUGH D SEGAL, BARBARA G STYMIEST, A GREIG WOODRING |
FOR | FOR | WITH | ISSUER | 2. APPOINTMENT OF DELOITTE LLP AS AUDITOR |
FOR | FOR | WITH | ISSUER | 3. NON-BINDING ADVISORY VOTE ON APPROACH TO EXECUTIVE COMPENSATION |
| | | | | | | |
THE SOUTHERN COMPANY | 5/24/2017 | | | 9,500 | 842587107- | SO |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: J P BARANCO |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: J A BOSCIA |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: H A CLARK III |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: T A FANNING |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: D J GRAIN |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: V M HAGEN |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: W A HOOD JR |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: L.P. HUDSON |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: D M JAMES |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: J D JOHNS |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: D E KLEIN |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: W G SMITH JR |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: S R SPECKER |
FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: L D THOMPSON |
FOR | FOR | WITH | ISSUER | 1O. ELECTION OF DIRECTOR: E J WOOD III |
FOR | FOR | WITH | ISSUER | 2. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE TO REDUCE THE SUPERMAJORITY |
FOR | FOR | WITH | ISSUER | VOTE REQUIREMENTS TO A MAJORITY VOTE |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON |
| | | | | EXECUTIVE COMPENSATION | |
FOR | FOR | WITH | ISSUER | 5. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
AGAINST | AGAINST | WITH | STOCKHOLDER | 6. STOCKHOLDER PROPOSAL ON 2 CELSIUS SCENARIO REPORT |
| | | | | | | |
SEMPRA ENERGY | 5/12/2017 | | | 3,700 | 816851109- | SRE |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ALAN L BOECKMAN |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: KATHLEEN L. BROWN |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ANDRES CONESA |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MARIA CONTRERAS-SWEET |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: PABLO A FERRERO |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: WILLIAM D. JONES |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: BETHANY J MAYER |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: WILLIAM G. OUCHI |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: DEBRA L. REED |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: LYNN SCHENK |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: JACK T. TAYLOR |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: JAMES C. YARDLEY |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
FOR | FOR | WITH | ISSUER | 3. ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 4. ADVISORY APPROVAL OF HOW OFTEN SHAREHOLDERS WILL VOTE ON OUR |
| | | | EXECUTIVE COMPENSATION | |
| | | | | | | |
AT&T INC | 4/28/2017 | | | 11,900 | 00206R102- | T |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: RANDALL L STEPHENSON |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: SAMUEL A DI PIAZZA JR |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: RICHARD W FISHER |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: SCOTT T FORD |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: GLENN H HUTCHINS |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: WILLIAM E KENNARD |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MICHAEL B MCCALLISTER |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: BETH E MOONEY |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: JOYCE M ROCHE |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: MATTHEW K ROSE |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: CYNTHIA B TAYLOR |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: GEOFFREY Y YANG |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS |
FOR | FOR | WITH | ISSUER | 3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 4. ADVISORY APPROVAL OF FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | STOCKHOLDER | 5. PREPARE POLITICAL SPENDING REPORT |
AGAINST | AGAINST | WITH | STOCKHOLDER | 6. PREPARE LOBBYING REPORT | |
AGAINST | AGAINST | WITH | STOCKHOLDER | 7. MODIFY PROXY ACCESS REQUIREMENTS |
AGAINST | AGAINST | WITH | STOCKHOLDER | 8. REDUCE VOTE REQUIRED FOR WRITTEN CONSENT |
| | | | | | | |
THE TORONTO-DOMINION BANK | 3/30/2017 | | | 11,100 | 891160509 | TD |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | | |
| | | | | WILLIAM E BENNETT, AMY W BRINKLEY, BRIAN C FERGUSON, COLLEEN A GOGGINS |
| | | | | MARY JO HADDAD, JEAN-RENE HALDE, DAVID E KEPLER, BRIAN M LEVITT, ALAN N MACGIBBON |
| | | | | KAREN E MAIDMENT, BHARAT B MASRANI, IRENE R MILLER, NADIR H MOHAMED |
FOR | FOR | WITH | ISSUER | 2. APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR |
| | | | | 3. APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN |
| | | | | RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE |
| | | | | MANAGEMENT PROXY CIRCULAR *ADVISORY VOTE* |
AGAINST | AGAINST | WITH | STOCKHOLDER | 4. SHAREHOLDER PROPOSAL A | |
AGAINST | AGAINST | WITH | STOCKHOLDER | 5. SHAREHOLDER PROPOSAL B | |
AGAINST | AGAINST | WITH | STOCKHOLDER | 6. SHAREHOLDER PROPOSAL C | |
AGAINST | AGAINST | WITH | STOCKHOLDER | 7. SHAREHOLDER PROPOSAL D | |
AGAINST | AGAINST | WITH | STOCKHOLDER | 8. SHAREHOLDER PROPOSAL E | |
AGAINST | AGAINST | WITH | STOCKHOLDER | 9. SHAREHOLDER PROPOSAL F | |
AGAINST | AGAINST | WITH | STOCKHOLDER | 10. SHAREHOLDER PROPOSAL G | |
| | | | | | | |
TOYOTA MOTOR CORPORATION | 6/14/2017 | | | 3700 | 892331307- | TM |
FOR | FOR | WITH | ISSUER | 1.1. ELECTION OF DIRECTOR: TAKESHI UCHIYAMADA |
| | | | | 1.2. ELECTION OF DIRECTOR: SHIGERU HAYAKAWA |
FOR | FOR | WITH | ISSUER | 1.3. ELECTION OF DIRECTOR: AKIO TOYODA |
FOR | FOR | WITH | ISSUER | 1.4. ELECTION OF DIRECTOR: DIDIER LEROY |
FOR | FOR | WITH | ISSUER | 1.5. ELECTION OF DIRECTOR: SHIGEKI TERASHI |
FOR | FOR | WITH | ISSUER | 1.6. ELECTION OF DIRECTOR: OSAMU NAGATA |
FOR | FOR | WITH | ISSUER | 1.7. ELECTION OF DIRECTOR: IKUO UNO |
FOR | FOR | WITH | ISSUER | 1.8. ELECTION OF DIRECTOR: HARUHIKO KATO |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: MARK T HOGAN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: IKUO UNO | |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: HARUHIKO KATO |
FOR | FOR | WITH | ISSUER | 1.9. ELECTION OF DIRECTOR: MARK T HOGAN |
FOR | FOR | WITH | ISSUER | 2. ELECTION OF 1 SUBSTITUTE AUDIT & SUPERVISORY BOARD MEMBER: RYUJI SAKAI |
FOR | FOR | WITH | ISSUER | 3. PAYMENT OF BONUSES TO MEMBERS OF THE BOARD OF DIRECTORS |
FOR | FOR | WITH | ISSUER | 4. REVISION OF THE AMOUNT OF COMPENSATION PAYABLE TO MEMBERS OF THE BOARD OF |
| | | | DIRECTORS | | |
| | | | | | | |
THE TRAVELERS COMPANIES INV | 5/18/2017 | | | 4,200 | 89417E109- | TRV |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ALLAN L BELLER |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JOHN H DASBURG |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JANET M DOLAN |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: KENNETH M DUBERSTEIN |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: PATRICIA L HIGGINS |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: WILLIAM J KANE |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: CLEVE L KILLINGSWORTH JR |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: PHILIP T RUEGGER III |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: TODD C SCHERMERHORN |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: ALAN D SCHNITZER |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: DONALD J SHEPARD |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: LAURIE J THOMSEN |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE TRAVELERS COMPANIES INC |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
FOR | 1 YEAR | WITH | ISSUER | 3. NON-BINDING VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 5. APPROVE AN AMENDMENT TO THE TRAVELERS COMPANIES INC AMENDED AND RESTATED |
| | | | | 2014 STOCK INCENTIVE PLAN | |
AGAINST | AGAINST | WITH | STOCKHOLDER | 6. SHAREHOLDER PROPOSAL RELATING TO INCREASED DISCLOSURE OF LOBBYING, |
| | | | | IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS |
AGAINST | AGAINST | WITH | STOCKHOLDER | 7. SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF A GENDER PAY EQUITY REPORT, |
| | | | | IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS |
AGAINST | AGAINST | WITH | STOCKHOLDER | 8. SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF A DIVERSITY REPORT, |
| | | | IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS |
| | | | | | | |
UNITED HEALTH GROUP INC | 6/5/2017 | | | 3,500 | 91324P102- | UNH |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: WILLIAM C BALLARD JR |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: RICHARD T BURKE |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: TIMOTHY P FLYNN |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: STEPHEN J HEMSLEY |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: MICHELE J HOOPER |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: ROGER A LAWSON |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: GLENN M RENWICK |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: KENNETH I SHINE MD |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: GAIL R WILENSKY PHD |
FOR | FOR | WITH | ISSUER | 2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. ADVISORY APPROVAL OF THE FREQUENCY OF HOLDING FUTURE SAY-ON-PAY VOTES |
FOR | FOR | WITH | ISSUER | 4.RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE |
| | | | | YEAR ENDING DECEMBER 31, 2017 | |
AGAINST | AGAINST | WITH | STOCKHOLDER | 5. SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL |
| | | | LOBBYING DISCLOSURE, IF PRESENTED AT THE 2017 ANNUAL MEETING OF SHAREHOLDERS |
| | | | | | | |
UNION PACIFIC CORPORATION | 5/11/2017 | | | 5,100 | 907818108- | UNP |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: A H CARD JR |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: E B DAVIS JR |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: D.B. DILLON |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: L. M. FRITZ |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: D C HOPKINS |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: J H LUTE | |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: M R MCCARTHY |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: M W MCCONNELL |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: T F MCLARTY III |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: S R ROGEL |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: J H VILLARREAL |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE |
FOR | FOR | WITH | ISSUER | 3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 4. AN ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE ADVISORY VOTES |
| | | | | TO APPROVE EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN |
| | | | IF PROPERLY PRESENTED AT THE ANNUAL MEETING |
| | | | | | | |
UNITED TECHNOLOGIES CORPORATION | 4/24/2017 | | | 4,500 | 913017109 | UTX |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: LLOYD J AUSTIN III |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: DIANE M BRYANT |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JOHN V FARACI |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: GREGORY J. HAYES |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: EDWARD A KANGAS |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: ELLEN J KULLMAN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MARSHALL O LARSEN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: HAROLD MCGRAW III |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: FREDIRIC G REYNOLDS |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: BRIAN C ROGERS |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN |
FOR | FOR | WITH | ISSUER | 2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS |
| | | | | INDEPENDENT AUDITOR FOR 2017 | |
FOR | FOR | WITH | ISSUER | 3. AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED |
| | | | | EXECUTIVE OFFICERS | |
FOR | 1 YEAR | WITH | ISSUER | 4. ADVISORY VOTE ON THE FREQUENCY OF SHAREOWNER VOTES ON NAMED EXECUTIVE |
| | | | OFFICER COMPENSATION | |
| | | | | | | |
VF CORP | 4/25/2017 | | | 7,600 | 918204108- | VFC |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | | |
| | | | | RICHARD T. CARUCCI | |
| | | | | JULIANA L. CHUGG | |
| | | | | BENNO DORER | | |
| | | | | MARK S. HOPLAMAZIAN | |
| | | | | ROBERT J. HURST | |
| | | | | LAURA W. LANG | | |
| | | | | W. ALAN MCCOLLOUGH | |
| | | | | W RODNEY MCMULLEN | |
| | | | | CLARENCE OTIS JR. | |
| | | | | STEVEN E RENDLE | |
| | | | | CAROL L ROBERTS | |
| | | | | MATTHEW J. SHATTOCK | |
| | | | | ERIC C. WISEMAN | |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE |
| | | | | COMPENSATION | | |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF'S |
| | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR |
| | | | | | | |
VALERO ENERGY CORPORATION | 5/3/2017 | | | 7,800 | 91913Y100- | VLO |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: H PAULETT EBERHART |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: KIMBERLY S GREENE |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: DEBORAH P MAJORAS |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DONALD L. NICKLES |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: ROBERTA A. PROFUSEK |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: STEPHEN M. WATERS |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. |
FOR | FOR | WITH | ISSUER | 2. RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY'S INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
FOR | FOR | WITH | ISSUER | 3. APPROVE, BY NON-BINDING VOTE, THE 2016 COMPENSATION OF OUR NAMED |
| | | | | EXECUTIVE OFFICERS | |
FOR | 1 YEAR | WITH | ISSUER | 4. ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF STOCKHOLDER VOTES ON |
| | | | EXECUTIVE COMPENSATION | |
| | | | | | | |
WESTERN DIGITAL CORPORATION | 11/4/2016 | | | 10,900 | 958102105 | WDC |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: MARTIN I COLE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: KATHLEEN A. COTE |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: HENRY T. DENERO |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MICHAE D. LAMBERT |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: LEN J. LAUER |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: SANJAY MEHROTRA |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: PAULA A. PRICE |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE ON AN ADVISORY BASIS THE NAMED EXECUTIVE OFFICER |
| | | | | COMPENSATION DISCLOSED IN THE PROXY STATEMENT |
| | | | | 5. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED |
| | | | PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2017 |
| | | | | | | |
Account Name: Neiman Opportunities Fund | | | | |
Custodian Name: US Bank, N.A. | | | | | |
| | | | | | | |
Company Name | Meeting Date | | | Shares Voted | CUSIP | Ticker |
| | | | | | |
Vote | MRV | vs. Mgmt. | Author | Proposal | | |
| | | | | | | |
ARCH CAPITAL GROUP LTD | 5/4/2017 | | | 1,350 | G045A105 | ACGL |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: KEWSONG LEE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: LUOIS J PAGLIA |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: BRIAN S POSNER |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JOHN D VOLLARO |
FOR | FOR | WITH | ISSUER | 2A. ELECTION OF DIRECTOR: ROBERT APPLEBY |
FOR | FOR | WITH | ISSUER | 2B. ELECTION OF DIRECTOR: ANTHONY ASQUITH |
FOR | FOR | WITH | ISSUER | 2C. ELECTION OF DIRECTOR: DENNIS BRAND |
FOR | FOR | WITH | ISSUER | 2D. ELECTION OF DIRECTOR: IAN BRITCHFIELD |
FOR | FOR | WITH | ISSUER | 2E. ELECTION OF DIRECTOR: PIERRE-ANDRE CAMPS |
FOR | FOR | WITH | ISSUER | 2F. ELECTION OF DIRECTOR: PAUL COLE |
FOR | FOR | WITH | ISSUER | 2G. ELECTION OF DIRECTOR: GRAHAM B R COLLIS |
FOR | FOR | WITH | ISSUER | 2H. ELECTION OF DIRECTOR: MICHAEL CONSTANTINIDES |
FOR | FOR | WITH | ISSUER | 2I. ELECTION OF DIRECTOR: STEPHEN J CURLEY |
FOR | FOR | WITH | ISSUER | 2J. ELECTION OF DIRECTOR: NICK DENNISTON |
FOR | FOR | WITH | ISSUER | 2K. ELECTION OF DIRECTOR: SEAMUS FEARON |
FOR | FOR | WITH | ISSUER | 2L. ELECTION OF DIRECTOR: MICHAEL FEETHAM |
FOR | FOR | WITH | ISSUER | 2M. ELECTION OF DIRECTOR: BEAU H FRANKLIN |
FOR | FOR | WITH | ISSUER | 2N. ELECTION OF DIRECTOR: GIULIANO GIOVANNETTI |
FOR | FOR | WITH | ISSUER | 2O. ELECTION OF DIRECTOR: MICHAEL HAMMER |
FOR | FOR | WITH | ISSUER | 2P. ELECTION OF DIRECTOR: W PRESTON HUTCHINGS |
FOR | FOR | WITH | ISSUER | 2Q. ELECTION OF DIRECTOR: CONSTANTINE IORDANOU |
FOR | FOR | WITH | ISSUER | 2R. ELECTION OF DIRECTOR: MICHAEL H KIER |
FOR | FOR | WITH | ISSUER | 2S. ELECTION OF DIRECTOR: JASON KITTINGER |
FOR | FOR | WITH | ISSUER | 2T. ELECTION OF DIRECTOR: GERALD KONIG |
FOR | FOR | WITH | ISSUER | 2U. ELECTION OF DIRECTOR: MARY D LYONS |
FOR | FOR | WITH | ISSUER | 2V. ELECTION OF DIRECTOR: PATRICK MAILLOUX |
FOR | FOR | WITH | ISSUER | 2W. ELECTION OF DIRECTOR: PAUL MARTIN |
FOR | FOR | WITH | ISSUER | 2X. ELECTION OF DIRECTOR: ROBERT MCDOWELL |
FOR | FOR | WITH | ISSUER | 2Y. ELECTION OF DIRECTOR: DAVID H MCELROY |
FOR | FOR | WITH | ISSUER | 2Z. ELECTION OF DIRECTOR: FRANCOIS MORIN |
FOR | FOR | WITH | ISSUER | 2AA. ELECTION OF DIRECTOR: DAVID J MULHOLLAND |
FOR | FOR | WITH | ISSUER | 2AB. ELECTION OF DIRECTOR: MARK NOLAN |
FOR | FOR | WITH | ISSUER | 2AC. ELECTION OF DIRECTOR: NICOLAS PAPADOPOLUP |
FOR | FOR | WITH | ISSUER | 2AD. ELECTION OF DIRECTOR: MICHAEL PRICE |
FOR | FOR | WITH | ISSUER | 2AE. ELECTION OF DIRECTOR: ALISABETH QUINN |
FOR | FOR | WITH | ISSUER | 2AF. ELECTION OF DIRECTOR: MAAMOUN RAJEH |
FOR | FOR | WITH | ISSUER | 2AG. ELECTION OF DIRECTOR: ANDREW T RIPPERT |
FOR | FOR | WITH | ISSUER | 2AH. ELECTION OF DIRECTOR: ARTHUR SCACE |
FOR | FOR | WITH | ISSUER | 2AI. ELECTION OF DIRECTOR: SOREN SCHEUER |
FOR | FOR | WITH | ISSUER | 2AJ. ELECTION OF DIRECTOR: MATTHEW SHULMAN |
FOR | FOR | WITH | ISSUER | 2AK. ELECTION OF DIRECTOR: BUDHI SINGH |
FOR | FOR | WITH | ISSUER | 2AL. ELECTION OF DIRECTOR: WILLIAM A SOARES |
FOR | FOR | WITH | ISSUER | 2AM. ELECTION OF DIRECTOR: SCOTT STIRLING |
FOR | FOR | WITH | ISSUER | 2AN. ELECTION OF DIRECTOR: HUGH STURGESS |
FOR | FOR | WITH | ISSUER | 2AO. ELECTION OF DIRECTOR: ROSS TOTTEN |
FOR | FOR | WITH | ISSUER | 2AP. ELECTION OF DIRECTOR: GERALD WOLFE |
FOR | FOR | WITH | ISSUER | 3. TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR |
| | | | | ENDING DECEMBER 31, 2017 | |
FOR | FOR | WITH | ISSUER | 4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 5. ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY |
| | | | VOTES ON EXECUTIVE OFFICER COMPENSATION |
| | | | | | | |
APPLIED INDUSTRIAL TECHNOLOGIES, INC | 10/25/2016 | | | 1680 | 03820C105 | AIT |
FOR | FOR | WITH | ISSUER | 1. DIRECTORS AS A GROUP | |
| | | | | L THOMAS HILTZ, EDITH KELLY-GREEN, DAN P KOMNENOVICH |
FOR | FOR | WITH | ISSUER | 2. SAY ON PAY- TO APPROVE, THROUGH A NON-BINDING ADVISORY VOTE, THE |
| | | | | COMPENSATION OF APPLIED'S NAMED EXECUTIVE OFFICERS |
FOR | FOR | WITH | ISSUER | 3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF INDEPENDENT AUDITORS |
| | | | | | | |
ALLETE INC | 5/9/2017 | | | 1,830 | -18522300 | ALE |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: KATHRYN W DINDO |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: SIDNEY W EMERY |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: GEORGE G GOLDFARB |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JAMES S HAINES |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ALAN R HODNIK |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JAMES J HOOLIHAN |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: HEIDE E JIMMERSON |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MADELIENE W LUDLOW |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: DOUGLAS C NEVE |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: LEONARD C RODMAN |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES |
| | | | | ON EXECUTIVE COMPENSATION | |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP |
| | | | AS ALLETE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
| | | | | | | |
APOGEE ENTERPRISES INC | 6/22/2017 | | | 2070 | -37598109 | APOG |
FOR | FOR | WITH | ISSUER | 1. DIRECTORS AS A GROUP | |
| | | | | DONALD A NOLAN, PATRICIA K WAGNER, ROBERT J MARZEC |
FOR | FOR | WITH | ISSUER | 2. ADVISORY APPROVAL OF APOGEE'S EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 3. NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE |
| | | | | ON EXECUTIVE COMPENSATION PLAN | |
| | | | | 4. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS APOGEE'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR |
| | | | ENDING MARCH 3, 2018 | |
| | | | | | | |
AXIS CAPITAL HOLDINGS LIMITED | 5/4/2017 | | | 1,760 | G0692U109 | AXS |
| | | | | 1. ELECTION OF DIRECTOR | |
FOR | FOR | WITH | ISSUER | 1. ROBERT L FRIEDMAN | |
FOR | FOR | WITH | ISSUER | 2. CHERYL-ANN LISTER | |
FOR | FOR | WITH | ISSUER | 3. THOMAS C RAMEY | |
FOR | FOR | WITH | ISSUER | 4. WILHELM ZELLER | |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION PAID TO OUR |
| | | | | NAMED EXECUTIVE OFFICERS | |
FOR | FOR | WITH | ISSUER | 3. TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF SHAREHOLDER VOTES |
| | | | | ON NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. TO APPOINT DELOITTE LTD, HAMILTON, BERMUDA, TO ACT AS THE INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR THE |
| | | | | FISCAL YEAR ENDING DECEMBER 31, 2017 AND TO AUTHORIZE THE BOARD, ACTING |
| | | | | THROUGH THE AUDIT COMMITTEE, TO SET THE FEES FOR THE INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM |
FOR | FOR | WITH | ISSUER | 5. TO APPROVE THE AXIS CAPITAL HOLDINGS LIMITED 2017 LONG-TERM EQUITY |
| | | | COMPENSATION PLAN | |
| | | | | | | |
AMDOCS LIMITED | 1/27/2017 | | | 1,335 | G02602103 | DOX |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ROBERT A MINICUCCI |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ADRIAN GARDNER |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JOHN T MCLENNAN |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: SIMON OLSWANG |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ZOHAR ZISAPEL |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JULIAN A BRODSKY |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: CLAYTON CHRISTENSEN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: ELI GELMAN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: JAMES S KAHAN |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: RICHARD T C LEFAVE |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: GIORA YARON |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE AN AMENDMENT OF THE 1998 STOCK OPTION AND INCENTIVE |
FOR | FOR | WITH | ISSUER | 3. TO APPROVE AN INCREASE IN THE DIVIDEND RATE UNDER OUR QUARTERLY |
FOR | FOR | WITH | ISSUER | 4. TO APPROVE OUR CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL |
FOR | FOR | WITH | ISSUER | 5. TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP |
| | | | | | | |
LCI INDUSTRIES | 5/25/2017 | | | 1130 | 50189K103 | LCII |
FOR | FOR | WITH | ISSUER | 1. DIRECTORS AS A GROUP | |
| | | | | JAMES F GERGO, FREDERICK B HEGI JR, DAVID A REED, JOHN B LOWE JR, |
| | | | | JASON D LIPPERT, BRENDEN J DEELY, FRANK J CRESPO, KIERAN M O'SULLIVAN |
| | | | | TRACY D GRAHAM | |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED |
| | | | | EXECUTIVE OFFICERS | |
FOR | 1 YEAR | WITH | ISSUER | 3. ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER VOTES |
| | | | | ON EXECUTIVE COMPENSATION | |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS |
| | | | FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017 |
| | | | | | | |
GRAND CANYON EDUCATION | 6/14/2017 | | | 2025 | 38526M106 | LOPE |
FOR | FOR | WITH | ISSUER | 1.1 ELECTION OF DIRECTOR: BRIAN E MUELLER |
FOR | FOR | WITH | ISSUER | 1.2 ELECTION OF DIRECTOR: SARA R DIAL |
FOR | FOR | WITH | ISSUER | 1.3 ELECTION OF DIRECTOR: JACK A HENRY |
FOR | FOR | WITH | ISSUER | 1.4 ELECTION OF DIRECTOR: KEVIN F WARREN |
FOR | FOR | WITH | ISSUER | 1.5 ELECTION OF DIRECTOR: DAVID J JOHNSON |
FOR | FOR | WITH | ISSUER | 2.TO ADOPT OUR 2017 EQUITY INCENTIVE PLAN |
FOR | FOR | WITH | ISSUER | 3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED |
| | | | | EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT |
FOR | 1 YEAR | WITH | ISSUER | 4. TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY |
| | | | | VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS |
FOR | FOR | WITH | ISSUER | 5. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED |
| | | | PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2107 |
| | | | | | | |
MOHAWK INDUSTRIES | 5/18/2017 | | | 555 | -608190104 | MHK |
FOR | FOR | WITH | ISSUER | 1.1 ELECTION OF DIRECTOR: MR ILL | |
FOR | FOR | WITH | ISSUER | 1.2 ELECTION OF DIRECTOR: MR LORBERBAUM |
FOR | FOR | WITH | ISSUER | 1.3 ELECTION OF DIRECTOR: DR SMITH BOGART |
FOR | FOR | WITH | ISSUER | 2. THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION, AS DISCLOSED |
| | | | | IN THE COMPANY'S PROZY STATEMENT FOR THE 2017 ANNUAL MEETING |
FOR | 1 YEAR | WITH | ISSUER | 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON |
| | | | | EXECUTIVE COMPENSATION | |
FOR | FOR | WITH | ISSUER | 5. APPROVAL OF MOHAWK INDUSTRIES INC 2017 INCENTIVE PLAN |
| | | | | | | |
NICE-SYSTEMS LTD | 12/21/2016 | | | 1,195 | 653656108 | NICE |
FOR | FOR | WITH | ISSUER | 1. TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION |
FOR | FOR | WITH | ISSUER | 2. TO AMEND THE COMPANY'S COMPENSATION POLICY FOR OFFICE HOLDERS |
AGAINST | AGAINST | WITH | ISSUER | 2A. REGARDING PROPOSAL 2, INDICATE WHETHER YOU ARE A "CONTROLLING |
| | | | | SHAREHOLDER" OR HAVE A PERSONAL BENEFIT OR OTHER PERSONAL |
| | | | INTEREST IN THIS PROPOSAL. MARK "FOR" = YES OR "AGAINST" = NO |
| | | | | | | |
NICE-SYSTEMS LTD | 6/27/2017 | | | 1,695 | 653656108 | NICE |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: DAVID KOSTMAN |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: RIMON BEN-SHAOUL |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: YEHOSHUA (SHUKI) EHRLICH |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: LEO APOTHEKER |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: JOE COWAN |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE A GRANT OF OPTIONS AND RESTRICTED SHARE UNITS TO THE |
| | | | | COMPANY'S NON-EXECUTIVE DIRECTORS. |
FOR | FOR | WITH | ISSUER | 3. TO APPROVE A ONE-TIME GRANT OF OPTIONS TO THE CHAIRMAN OF THE |
| | | | | BOARD OF DIRECTORS | |
AGAINST | AGAINST | WITH | ISSUER | 3A. INDICATE WHETHER YOU ARE A "CONTROLLING |
| | | | | SHAREHOLDER" OR HAVE A PERSONAL BENEFIT OR OTHER PERSONAL |
| | | | | INTEREST IN THIS PROPOSAL. MARK "FOR" = YES OR "AGAINST" = NO |
FOR | FOR | WITH | ISSUER | 4. TO APPROVE CERTAIN COMPONENTS OF OUR CHIEF EXECUTIVE OFFICER'S |
| | | | | COMPENSATION | | |
AGAINST | AGAINST | WITH | ISSUER | 4A. INDICATE WHETHER YOU ARE A "CONTROLLING |
| | | | | SHAREHOLDER" OR HAVE A PERSONAL BENEFIT OR OTHER PERSONAL |
| | | | | INTEREST IN THIS PROPOSAL. MARK "FOR" = YES OR "AGAINST" = NO |
FOR | FOR | WITH | ISSUER | 5. TO REAPPOINT THE COMPANY'S INDEPENDENT AUDITORS |
| | | | | | | |
OLD DOMINION FREIGHT LINE INC | 5/17/2017 | | | 1335 | -679580100 | ODFL |
FOR | FOR | WITH | ISSUER | 1. DIRECTORS AS A GROUP | |
| | | | | EARL E CONGDON, DAVID S CONGDON, JOHN R CONGDON JR, ROBERT G CULP III |
| | | | | BRADLEY R GABOSCH, PATRICK D HANLEY, JOHN D KASARDA, LEO H SUGGS, |
| | | | | D. MICHAEL WRAY | |
FOR | FOR | WITH | ISSUER | 2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE |
| | | | | COMPANY'S NAMED EXECUTIVE OFFICERS |
FOR | 1 YEAR | WITH | ISSUER | 3. VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF FUTURE ADVISORY |
| | | | | VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE |
| | | | | COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR |
| | | | THE YEAR ENDING DECEMBER 31, 2017 |
| | | | | | | |
PS BUSINESS PARKS INC | 4/25/2017 | | | 1045 | 69360J107 | PSB |
FOR | FOR | WITH | ISSUER | 1. DIRECTORS AS A GROUP | |
| | | | | RONALD L HAVNER JR, MARIA R HAWTHORNE, JENNIFER HOLDEN DUNBAR |
| | | | | JAMES H KROPP, SARA GROOTWASSINK LEWIS, GARY E PRUITT, |
| | | | | ROBERT S ROLLO, JOSEPH D RUSSELL JR, PETER SCHULTZ |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY |
| | | | | VOTES TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, TO AUDIT THE ACCOUNTS OF |
| | | | PS BUSINESS PARKS INC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 |
| | | | | | | |
STANLEY BLACK & DECKER INC | 4/20/2017 | | | 975 | -854616109 | SWK |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ANDREA J AYERS |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: GEORGE W BUCKLEY |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: PATRICK D CAMPBELL |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: CARLOS M CARDOSO |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ROBERT B COUTTS |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: DEBRA A CREW |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MICHAEL D HANKIN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: JAMES M LOREE |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: MARIANNE M PARRS |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: ROBERT L RYAN |
FOR | FOR | WITH | ISSUER | 2. APPROVE 2017 MANAGEMENT INCENTIVE COMPENSATION PLAN |
FOR | FOR | WITH | ISSUER | 3. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE |
| | | | | COMPANY'S NAMED EXECUTIVE OFFICERS |
FOR | 1 YEAR | WITH | ISSUER | 4. RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH THE |
| | | | | COMPANY SHOULD CONDUCT FUTURE SHAREHOLDER ADVISORY VOTES ON |
| | | | | NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | FOR | WITH | ISSUER | 5. APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S |
| | | | INDEPENDENT AUDITORS FOR THE COMPANY'S 2017 FISCAL YEAR |
| | | | | | | |
THOR INDUSTRIES INC | 12/9/2016 | | | 1000 | -885160101 | THO |
FOR | FOR | WITH | ISSUER | 1. DIRECTORS AS A GROUP | |
| | | | | PETER B ORTHWEIN, ROBERT W MARTIN, JAMES L ZIEMER |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR 2017 |
FOR | FOR | WITH | ISSUER | 3. NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR |
| | | | | NAMED EXECUTIVE OFFICERS | |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF THE THOR INDUSTRIES INC 2016 EQUITY AND INCENTIVE PLAN |
| | | | | | | |
VALIDUS HOLDINGS LTD | 5/10/2017 | | | 2095 | G9319H102 | VR |
FOR | FOR | WITH | ISSUER | 1. DIRECTORS AS A GROUP | |
| | | | | MATTHEW J GRAYSON, JEAN-MARIE NESSI, MANDAKINI PURI |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE THE COMPANY' EXECUTIVE COMPENSATION |
FOR | 1 YEAR | WITH | ISSUER | 3.TO SELECT THE FREQUENCY AT WHICH SHAREHOLDERS WILL BE ASKED |
| | | | | TO APPROVE THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED |
| | | | | EXECUTIVE OFFICERS | |
FOR | FOR | WITH | ISSUER | 4. TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS LTD, HAMILTON |
| | | | | BERMUDA TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING |
| | | | FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
