Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Account Name: Neiman Large Cap Value Fund | | | | |
Custodian Name: US Bank, N.A. | | | | | |
| | | | | | | |
Company Name | Meeting Date | | | Shares Voted | CUSIP | Ticker |
| | | | | | |
Vote | MRV | vs. Mgmt. | Author | Proposal | | |
| | | | | | | |
APPLE INC | 3/1/2019 | | | 3,600 | 037833100- | AAPL |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: JAMES BELL |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: TIM COOK |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: AL GORE |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: BOB IGER |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ANDREA JUNG |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: ART LEVINSON |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: RON SUGAR |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: SUE WAGNER |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 |
FOR | FOR | WITH | ISSUER | 3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. A SHAREHOLDER PROPOSAL ENTITLED "TRUE DIVERSITY BOARD POLICY" |
| | | | | | | |
ACCENTURE PLC | 2/1/2019 | | | 4,100 | G1151C101 | ACN |
FOR | FOR | WITH | ISSUER | 1A. RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA |
FOR | FOR | WITH | ISSUER | 1B. RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER |
FOR | FOR | WITH | ISSUER | 1C. RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER |
FOR | FOR | WITH | ISSUER | 1D. RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY |
FOR | FOR | WITH | ISSUER | 1E. RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME |
FOR | FOR | WITH | ISSUER | 1F. RE-APPOINTMENT OF DIRECTOR: GILLES C PELISSON |
FOR | FOR | WITH | ISSUER | 1G. RE-APPOINTMENT OF DIRECTOR: PAULA A PRICE |
FOR | FOR | WITH | ISSUER | 1H. RE-APPOINTMENT OF DIRECTOR: VENKATA RENDUCHINTALA |
FOR | FOR | WITH | ISSUER | 1I. RE-APPOINTMENT OF DIRECTOR: ARUN SARIN |
FOR | FOR | WITH | ISSUER | 1J. RE-APPOINTMENT OF DIRECTOR: FRANK K TANG |
FOR | FOR | WITH | ISSUER | 1K. RE-APPOINTMENT OF DIRECTOR: TRACEY T TRAVIS |
FOR | FOR | WITH | ISSUER | 2. TO APPROV, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMES EXECUTIVE OFFICERS |
FOR | FOR | WITH | ISSUER | 3. TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS |
| | | | | OF ACCENTURE TO AUTHORIZE, IN A NON-BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD |
| | | | | OF DIRECTORS TO DETERMINE KPMG'S REMUNERATION |
FOR | FOR | WITH | ISSUER | 4. TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW |
FOR | FOR | WITH | ISSUER | 5. TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF PRE-EMPTION RIGHTS |
| | | | | UNDER IRISH LAW | |
FOR | FOR | WITH | ISSUER | 6. TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT |
| | | | ACQUIRES AS TREASURY SHARES UNDER IRISH LAW |
| | | | | | | |
AFLAC INCORPORATED | 5/6/2019 | | | 13,800 | 001055102- | AFL |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: DANIEL P AMOS |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: W PAUL BOWERS |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: TOSHIHIKO FUKUZAWA |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: ROBERT B JOHNSON |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: THOMAS J KENNY |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: GEORGETTE KISER |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: KAROLE F LLOYD |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: JOSEPH L MOSKOWITZ |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: BARBARA K RIMER DRPH |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: KATHERINE T ROHRER |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: MELVIN T STITH |
FOR | FOR | WITH | ISSUER | 2. TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY PROPOSAL: |
| | | | | "RESOLVED, ON AN ADVISORY BASIS, THE SHAREHOLDERS OF AFLAC INCORPORATED APPROVE |
| | | | | THE COMPENSATION OF THE NAMED EXECUTIVES, AS DISCLOSED PURSUANT TO THE COMPENSATION |
| | | | | DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, |
| | | | | INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, AND ACCOMPANYING |
| | | | | TABLES AND NARRATIVE OF THE NOTICE OF 2019 ANNUAL MEETING OF SHAREHOLDERS AND |
| | | | | PROXY STATEMENT" | |
FOR | FOR | WITH | ISSUER | 3. TO CONSIDER AND ACT UPON THE RATIFICATION OF THE APPOINTMENT OF |
| | | | | KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE |
| | | | COMPANY FOR THE YEAR ENDING DECEMBER 31, 2019 |
| | | | | | | |
BB&T CORP | 4/30/2019 | | | 13,800 | 054937107 | BBT |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: JENNIFER S BANNER |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: K DAVID BOYER JR |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ANNA R CABLIK |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: PATRICK C GRANEY III |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: I PATRICIA HENRY |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: KELLY S KING |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: LOUIS B LYNN PHD |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: EASTER A MAYNARD |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: CHARLES A PATTON |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: NIDO R QUBEIN |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: WILLIAM J REUTER |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: TOLLIE W RICH JR |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: CHRISTINE SEARS |
FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: THOMAS A SKAINS |
FOR | FOR | WITH | ISSUER | 1O. ELECTION OF DIRECTOR: THOMAS N THOMPSON |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF BB&T'S INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM FOR 2019 | |
FOR | FOR | WITH | ISSUER | 3. AN ADVISORY VOTE TO APPROVE BB&T'S EXECUTIVE COMPENSATION PROGRAM |
| | | | | | | |
BLACKROCK INC | 5/23/2019 | | | 1,600 | 09247X101 | BLK |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: BADER M ALSAAD |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: PAMELA DALEY |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: WILLIAM S DEMCHAK |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: JESSICA EINHORN |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: LAURENCE D FINK |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: WILLIAM E FORD |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: FABRIZIO FREDA |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: MURRY S GERBER |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: MARGARET L JOHNSON |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: ROBERT S KAPITO |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: CHERYL D MILLS |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: GRODON M NIXON |
FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: CHARELS H ROBBINS |
FOR | FOR | WITH | ISSUER | 1O. ELECTION OF DIRECTOR: IVAN G SEIDENBERG |
FOR | FOR | WITH | ISSUER | 1P. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM DOMIT |
FOR | FOR | WITH | ISSUER | 1Q. ELECTION OF DIRECTOR: SUSAN L WAGNER |
FOR | FOR | WITH | ISSUER | 1R. ELECTION OF DIRECTOR: MARK WILSON |
FOR | FOR | WITH | ISSUER | 2. APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION FOR NAMED |
| | | | | EXECUTIVE OFFICERS | |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE LLP AS BLACKROCK'S INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2019 |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL - PRODUCTION OF AN ANNUAL REPORT ON CERTAIN TRADE |
| | | | | ASSOCIATION AND LOBBYING EXPENDITURES |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL - SIMPLE MAJORITY VOTE REQUIREMENT |
| | | | | | | |
CHUBB LIMITED | 5/16/2019 | | | 5,180 | H1467J104 | CB |
FOR | FOR | WITH | ISSUER | 1. APPROVAL OF THE MANAGEMENT REPORT, STANDALONE FINANCIAL STATEMENTS |
| | | | | AND CONSOLIDATED FINANCIAL STATEMENTS OF CHUBB LIMITED FOR THE YEAR |
| | | | | ENDED DECEMBER 31, 2018 | |
FOR | FOR | WITH | ISSUER | 2A. ALLOCATION OF DISPOSABLE PROFIT |
FOR | FOR | WITH | ISSUER | 2B. DISTRIBUTION OF A DIVIDEND OUT OF LEGAL RESERVES (BY WAY OF RELEASE |
| | | | | ALLOCATION TO A DIVIDEND RESERVE) |
FOR | FOR | WITH | ISSUER | 3. DISCHARGE OF THE BOARD OF DIRECTORS |
FOR | FOR | WITH | ISSUER | 4A. ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR |
FOR | FOR | WITH | ISSUER | 4B. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP |
| | | | | (UNITED STATES) AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR |
| | | | | PURPOSES OF U.S. SECURITIES LAW REPORTING |
FOR | FOR | WITH | ISSUER | 4C. ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDIT FIRM |
FOR | FOR | WITH | ISSUER | 5A. ELECTIN OF THE BOARD OF DIRECTORS: EVAN G GREENBERG |
FOR | FOR | WITH | ISSUER | 5B. ELECTIN OF THE BOARD OF DIRECTORS: ROBERT M HERNANDEZ |
FOR | FOR | WITH | ISSUER | 5C. ELECTIN OF THE BOARD OF DIRECTORS: MICHAEL G ATIEH |
FOR | FOR | WITH | ISSUER | 5D. ELECTIN OF THE BOARD OF DIRECTORS: SHEILA P BURKE |
FOR | FOR | WITH | ISSUER | 5E. ELECTIN OF THE BOARD OF DIRECTORS: JAMES I CASH |
FOR | FOR | WITH | ISSUER | 5F. ELECTIN OF THE BOARD OF DIRECTORS: MARY A CIRILLO |
FOR | FOR | WITH | ISSUER | 5G. ELECTIN OF THE BOARD OF DIRECTORS: MICHAEL P CONNORS |
FOR | FOR | WITH | ISSUER | 5H. ELECTIN OF THE BOARD OF DIRECTORS: JOHN EDWARDSON |
FOR | FOR | WITH | ISSUER | 5I. ELECTIN OF THE BOARD OF DIRECTORS: KIMBERLY ROSS |
FOR | FOR | WITH | ISSUER | 5J. ELECTIN OF THE BOARD OF DIRECTORS: ROBERT SCULLY |
FOR | FOR | WITH | ISSUER | 5K. ELECTIN OF THE BOARD OF DIRECTORS: EUGENE B SHANKS JR |
FOR | FOR | WITH | ISSUER | 5L. ELECTIN OF THE BOARD OF DIRECTORS: THEODORE E SHASTA |
FOR | FOR | WITH | ISSUER | 5M. ELECTIN OF THE BOARD OF DIRECTORS: DAVID SIDWELL |
FOR | FOR | WITH | ISSUER | 5N. ELECTIN OF THE BOARD OF DIRECTORS: OLIVIER STEIMER |
FOR | FOR | WITH | ISSUER | 6. ELECTION OF EVAN G GREENBERG AS CHAIRMAN OF THE BOARD OF DIRECTORS |
FOR | FOR | WITH | ISSUER | 7A. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: |
| | | | | MICHAEL P CONNORS | |
FOR | FOR | WITH | ISSUER | 7B. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: |
| | | | | MARY A CIRILLO | |
FOR | FOR | WITH | ISSUER | 7C. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: |
| | | | | JOHN A EDWARDSON | |
FOR | FOR | WITH | ISSUER | 7D. ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: |
| | | | | ROBERT M HERNANDEZ | |
FOR | FOR | WITH | ISSUER | 8. ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY |
FOR | FOR | WITH | ISSUER | 9A. COMPENSATION OF THE BOARD OF DIRECTORS UNTIL THE NEXT ANNUAL |
| | | | | GENERAL MEETING | |
FOR | FOR | WITH | ISSUER | 9B. COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE NEXT CALENDAR YEAR |
FOR | FOR | WITH | ISSUER | 10. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION UNDER U.S. SECURITIES |
| | | | | LAW REQUIREMENTS | |
FOR | FOR | WITH | ISSUER | A. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR AN EXISTING AGENDA ITEM |
| | | | | IS PUT BEFORE THE MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT THE |
| | | | | INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK "FOR" TO VOTE IN ACCORDANCE |
| | | | | WITH THE POSITION OF OUR BOARD OF DIRECTORS, MARK "AGAINST" TO VOTE |
| | | | AGAINST NEW ITEMS AND PROPOSALS, AND MARK "ABSTAIN" TO ABSTAIN |
| | | | | | | |
CANADIAN IMPERIAL BANK OF COMMERCE | 4/4/2019 | | | 7,800 | 136069101- | CM |
FOR | FOR | WITH | ISSUER | 1. BRENT S BELZBERG | |
FOR | FOR | WITH | ISSUER | 2. NANCI E CALDWELL | |
FOR | FOR | WITH | ISSUER | 3. MICHELLE L COLLINS | |
FOR | FOR | WITH | ISSUER | 4. PATRICK D DANIEL | |
FOR | FOR | WITH | ISSUER | 5. LUC DESJARDINS | |
FOR | FOR | WITH | ISSUER | 6. VICTOR G DODIG | |
FOR | FOR | WITH | ISSUER | 7. LINDA S HASENFRATZ | |
FOR | FOR | WITH | ISSUER | 8. KEVIN J KELLY | |
FOR | FOR | WITH | ISSUER | 9. CHRISTINE E LARSEN | |
FOR | FOR | WITH | ISSUER | 10. NICHOLAS D LE PAN | |
FOR | FOR | WITH | ISSUER | 11. JOHN P MANLEY | |
FOR | FOR | WITH | ISSUER | 12. JANE L PEVERETT | |
FOR | FOR | WITH | ISSUER | 13. KATHARINE B STEVENSON |
FOR | FOR | WITH | ISSUER | 14. MARINE TURCOTTE | |
FOR | FOR | WITH | ISSUER | 16. BARRY L ZUBROW | |
FOR | FOR | WITH | ISSUER | 2. APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS |
FOR | FOR | WITH | ISSUER | 3. ADVISORY RESOLUTION ABOUT OUR EXECUTIVE COMPENSATION APPROACH |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL 1 |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL 2 |
| | | | | | | |
CME GROUP- SPECIAL MEETING | 11/5/2018 | | | 4,000 | 12572Q105 | CME |
FOR | FOR | WITH | ISSUER | 1. APPROVE AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION |
| | | | TO ELIMINATE ALL OR SOME OF THE CLASS B ELECTION RIGHTS |
| | | | | | | |
CME GROUP | 5/8/2019 | | | 4,100 | 12572Q105 | CME |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF EQUITY DIRECTOR: TERRENCE A DUFFY |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF EQUITY DIRECTOR: TIMOTHY S BITSBERGER |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF EQUITY DIRECTOR: CHARLES P CAREY |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF EQUITY DIRECTOR: DENNIS H CHOOKASZIAN |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF EQUITY DIRECTOR: ANA DUTRA |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF EQUITY DIRECTOR: MARTIN J GEPSMAN |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF EQUITY DIRECTOR: LARRY G GERDES |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF EQUITY DIRECTOR: DANIEL R GLICKMAN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF EQUITY DIRECTOR: DANIEL G KAYE |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF EQUITY DIRECTOR: PHYLLIS M LOCKETT |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF EQUITY DIRECTOR: DEBORAH J LUCAS |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF EQUITY DIRECTOR: ALEX J POLLOCK |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF EQUITY DIRECTOR: TERRY L SAVAGE |
FOR | FOR | WITH | ISSUER | 1N. ELECTION OF EQUITY DIRECTOR: WILLIAM R SHEPARD |
FOR | FOR | WITH | ISSUER | 1O. ELECTION OF EQUITY DIRECTOR: HOWARD J SIEGEL |
FOR | FOR | WITH | ISSUER | 1P. ELECTION OF EQUITY DIRECTOR: MICHAEL A SPENCER |
FOR | FOR | WITH | ISSUER | 1Q. ELECTION OF EQUITY DIRECTOR: DENNIS A SUSKIND |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED |
| | | | | PUBLIC ACCOUNTING FIRM FOR 2019 |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| | | | | | | |
CANADIAN NATIONAL RAILWAY | 4/30/2019 | | | 7,800 | 136375102- | CNI |
| | | | | ELECTION OF DIRECTORS | |
FOR | FOR | WITH | ISSUER | 1. SHAUNEEN BRUDER | |
FOR | FOR | WITH | ISSUER | 2. DONALD J CARTY | |
FOR | FOR | WITH | ISSUER | 3. AMB. GORDON D GIFFIN | |
FOR | FOR | WITH | ISSUER | 4. JULIE GODIN | |
FOR | FOR | WITH | ISSUER | 5. EDITH E HOLIDAY | |
FOR | FOR | WITH | ISSUER | 6. V.M. KEMPSTON DARKES | |
FOR | FOR | WITH | ISSUER | 7. HON. DENIS LOSIER | |
FOR | FOR | WITH | ISSUER | 8. HON. KEVIN G. LYNCH | |
FOR | FOR | WITH | ISSUER | 9. JAMES E O'CONNOR | |
FOR | FOR | WITH | ISSUER | 10. ROBERT PACE | |
FOR | FOR | WITH | ISSUER | 11. ROBERT L. PHILLIPS | |
FOR | FOR | WITH | ISSUER | 12. JEAN-JACQUES RUEST | |
FOR | FOR | WITH | ISSUER | 13. LAURA STEIN | |
FOR | FOR | WITH | ISSUER | 2. APPOINTMENT OF KPMG LLP AS AUDITORS |
FOR | FOR | WITH | ISSUER | 3. NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO |
| | | | | EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT |
| | | | | INFORMATION CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION SET OUT ON P. 9 |
| | | | OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR |
| | | | | | | |
COSTCO WHOLESALE CORPORATION | 1/24/2019 | | | 3,100 | 2216K105- | COST |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | |
| | | | | HAMILTON E JAMES, JOHN W STANTON, MARY A WILDEROTTER |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS |
FOR | FOR | WITH | ISSUER | 3. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF ADOPTION OF THE 2019 INCENTIVE PLAN |
FOR | FOR | WITH | ISSUER | 5. APPROVAL TO AMEND ARTICLES OF INCORPORATION TO DECLASSFY THE BOARD AND PROVIDE |
| | | | | FOR ANNUAL ELECTION OF DIRECTORS |
FOR | FOR | WITH | ISSUER | 6. APPROVAL TO AMEND ARTICLES OF INCORPORATION TO ELIMINATE SUPERMAJORITY |
| | | | | VOTE REQUIREMENT | |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. SHAREHOLDER PROPOSAL REGARDING PRISON LABOR |
| | | | | | | |
CHEVRON CORPORATION | 5/29/2019 | | | 5,800 | 166764100- | CVX |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: W M AUSTIN |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: J B FRANK |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: A P GAST |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: E HERNANDEZ |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: C.W. MOORMAN IV |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: D F MOYO |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: D REED-KLAGES |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: R D SUGAR |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: I G THULIN |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: D J UMPLEBY III |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: M K WIRTH |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. REPORT ON HUMAN RIGHT TO WATER |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. REPORT ON REDUCING CARBON FOOTPRINT |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. CREATE A BOARD COMMITTEE ON CLIMATE CHANGE |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. ADOPT POLICY ON INDEPENDENT CHAIRMAN |
AGAINST | AGAINST | WITH | SHAREHOLDER | 8. SET SPECIAL MEETINGS THRESHOLD AT 10% |
| | | | | | | |
THE WALT DISNEY COMPANY | 3/7/2019 | | | 5,500 | 254687106- | DIS |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: SUSAN E ARNOLD |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: MARY T BARRA |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: SAFRA A CATZ |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: FRANCIS A DESOUZA |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: MICHAEL FROMAN |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: ROBERT A IGER |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MARK G PARKER |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: DERICA W RICE |
FOR | FOR | WITH | ISSUER | 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S |
| | | | | REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2019 |
FOR | FOR | WITH | ISSUER | 3. TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION |
| | | | | REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON USE OF ADDITIONAL CYBER SECURITY |
| | | | AND DATA PRIVACY METRICS IN DETERMINING COMPENSATION OF SENIOR EXECUTIVES |
| | | | | | | |
DARDEN RESTAURANTS INC | 9/19/2018 | | | 6,100 | 237194105- | DRI |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | |
| | | | | MARGARET SHAN ATKINS, JAMES P FOGARTY, CYNTHIA T JAMISON, EUGENE I LEE JR |
| | | | | NANA MENSAH, WILLIAM S SIMON, CHARLES M SONSTEBY, TIMOTHY J WILMOTT |
FOR | FOR | WITH | ISSUER | 2. TO OBTAIN ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 26,2019 |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE COMPANY ISSUE A REPORT ON |
| | | | | THE FEASIBILITY OF ADOPTING A POLICY TO ELIMINATE THE USE OF MEDICALLY IMPORTANT |
| | | | ANTIBIOTICS FOR DISEASE PREVENTION IN ITS SUPPLY CHAIN |
| | | | | | | |
EMERSON ELECTRIC CO | 2/5/2019 | | | 7,100 | 291011104- | EMR |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | |
| | | | | C A H BOERSIG, J B BOLTEN, L M LEE |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF KPMG LLC AS INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM | |
FOR | FOR | WITH | ISSUER | 3. APPROVAL BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO |
| | | | EXECUTIVE COMPENSATION | |
| | | | | | | |
INTEL CORPORATION | 5/16/2019 | | | 16,200 | 458140100- | INTC |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ANEEL BHURSI |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ANDY D BRYANT |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: REED E HUNDT |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: OMAR ISHRAK |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: TSU-JAE KING LU |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: GREGORY D SMITH |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: ROBERT H SWAN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: ANDREW M WILSON |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: FRANK D YEARY |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION OF OUR LISTED OFFICERS |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 200 EQUITY INCENTIVE PLAN |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. STOCKHOLDER PROPOSAL ON WHETHER TO ALLOW STOCKHOLDERS TO ACT BY WRITTEN |
| | | | | CONSENT IF PROPERLY PRESENTED |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE RISKS ASSOCIATED WITH |
| | | | | EMERGING PUBLIC POLICIES ADDRESSING THE GENDER PAY GAP, IF PROPERLY PRESENTED |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. STOCKHOLDER PROPOSAL REQUESTING AN ANNUAL ADVISORY VOTE ON POLITICAL |
| | | | CONTRIBUTIONS, IF PROPERLY PRESENTED |
| | | | | | | |
JOHNSON & JOHNSON | 4/25/2019 | | | 5,000 | 478160104- | JNJ |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: MARY C BECKERLE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: D SCOTT DAVIS |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: IAN E L DAVIS |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JENNIFER A DOUDNA |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ALEX GORSKY |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: MARILLYN A HEWSON |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MARK B MCCLELLAN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: ANNE M MULCAHY |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: WILLIAM D PEREZ |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: CHARLES PRINCE |
FOR | FOR | WITH | ISSUER | 1K ELECTION OF DIRECTOR: A EUGENE WASHINGTON |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: RONALD A WILLIAMS |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL- CLAWBACK DISCOLSURE |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL- EXECUTIVE COMPENSATION AND DRUG PRICING RISKS |
| | | | | | | |
MCDONALDS CORPORATION | 5/23/2019 | | | 3,700 | 580135101- | MCD |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: LLOYD DEAN |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: STEPHEN J EASTERBROOK |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ROBERT A ECKERT |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MARGARET H GEORGIADIS |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ JR |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: RICHARD H. LENNY |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: JOHN MULLIGAN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: SHEILA PENROSE |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: JOHN ROGERS JR. |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: PAUL WALSH |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: MILES WHITE |
FOR | FOR | WITH | ISSUER | 2. ADIVSORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP |
| | | | | AS INDEPENDENT AUDITOR FOR 2019 |
FOR | FOR | WITH | ISSUER | 4. VOTE TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION |
| | | | | TO LOWER THE AUTHORIZED RANGE OF THE NUMBER OF DIRECTORS ON THE |
| | | | | BOARD TO TO 15 DIRECTORS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE ABILITY FOR |
| | | | SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF PROPERLY PRESENTED |
| | | | | | | |
ALTRIA GROUP INC | 5/16/2019 | | | 14,400 | 02209S103 | MO |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: JOHN T CASTEEN III |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: DINYAR S DEVITRE |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: THOMAS F FARRELL II |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: DEBRA J KELLY-ENNIS |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: W LEO KIELY III |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: KATHRYN B MCQUADE |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: GEORGE MUNOZ |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MARK E NEWMAN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: NABIL Y SAKKAB |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: VIRGINIA E SHANKS |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: HOWARD A WILLARD III |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE SELECTION OF INDPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
FOR | FOR | WITH | ISSUER | 3. NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF ALTRIA'S |
| | | | | NAMED EXECUTIVE OFFICERS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL- REDUCING AND DISCLOSING NICOTINE LEVELS IN CIGARETTE BRANDS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL- DISLOSURE OF LOBBYING POLICIES AND PRACTICES |
| | | | | | | |
NIKE INC | 9/20/2018 | | | 8,800 | 654106103 | NKE |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | |
| | | | | ALAN B GRAFJR, JOHN C LECHLEITER, MICHELLE A PELUSO |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE |
AGAINST | AGAINST | WITH | SHAREHOLDER | 3. TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE |
FOR | FOR | WITH | ISSUER | 4. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS |
| | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
| | | | | | | |
PUBLIC SERVICE ENTERPISE GROUP INC | 4/16/2019 | | | 12,600 | 744573106- | PEG |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: WILLIE A DEESE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: WILLIAM V HICKEY |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: RALPH IZZO |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DAVID LILLEY |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: BARRY H OSTROWSKY |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: LAURA A SUGG |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: RICHARD J SWIFT |
FOR | FOR | WITH | ISSUER | 1I ELECTION OF DIRECTOR: SUSAN TOMASKY |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: ALFRED W ZOLLAR |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT |
| | | | AUDITOR FOR THE YEAR 2019 |
| | | | | | | |
PFIZER INC | 4/25/2019 | | | 16,500 | 717081103- | PFE |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: RONALD E BLAYLOCK |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ALBERT BOURIA |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: W DON CORNWELL |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JOSEPH J ECHEVARRIA |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: HELEN H HOBBS |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JAMES M KILTS |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: DAN R LITTMAN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: IAN C READ |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: JAMES C SMITH |
FOR | FOR | WITH | ISSUER | 2. RATIFY THE SELECTION OF KPMG LLP AS INDPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM FOR 2019 | |
FOR | FOR | WITH | ISSUER | 3. 2019 ADVISORY APPROVALOF EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF THE PFIZER INC 2019 STOCK PLAN |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENTS |
AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES |
AGAINST | AGAINST | WITH | SHAREHOLDER | 7. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY |
AGAINST | AGAINST | WITH | SHAREHOLDER | 8. SHAREHOLDER PROPOSAL REGARDING INTEGRATING DRUG PRICING INTO EXECUTIVE |
| | | | COMPENSATION POLICIES AND PROGRAMS |
| | | | | | | |
PROCTER & GAMBLE COMPANY | 10/9/2018 | | | 6,500 | 742718109 | PG |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: FRANCES S BLAKE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ANGELA F BRALY |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: AMY L CHANG |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: KENNETH I CHENAULT |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: SCOTT D COOK |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JOSEPH JIMENEZ |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: TERRY J. LUNDGREN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: NELSON PELTZ |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: DAVID S TAYLOR |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: MARGARET C WHITMAN |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: PARTICIA A WOERTZ |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: ERNESTO ZEDILLO |
FOR | FOR | WITH | ISSUER | 2. RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION |
| | | | | | | |
THE PROGRESSIVE CORPORATION | 5/10/2019 | | | 10,500 | 743315103- | PGR |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: PHILIP BLESER |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: STUART B BURGDOERFER |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: PAMELA J CRAIG |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: CHARLES A DAVIS |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ROGER N FARAH |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: LAWTON W FITT |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: SUSAN PATRICIA GRIFFITH |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: JEFFREY D KELLY |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: PATRICK H NETTLES PHD |
FOR | FOR | WITH | ISSUER | 1J ELECTION OF DIRECTOR: BARBARA R SNYDER |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: JAN E TIGHE |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: KAHINA VAN DYKE |
FOR | FOR | WITH | ISSUER | 2. CAST AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION PROGRAM |
FOR | FOR | WITH | ISSUER | 3. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS |
| | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 |
| | | | | | | |
PHILLIP MORRIS INTERNATIONAL | 5/1/2019 | | | 8,800 | 718172109 | PM |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: LOUIS C CAMILLERI |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: MASSIMO FERRAGAMO |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: WERNER GEISSLER |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: LISA A HOOK |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JENNIFER LI |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR:JUN MAKIHARA |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: KALPANA MORPARIA |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: LUCIO A. NOTO |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: FREDERIK PAULSEN |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: ROBERT POLET |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: STEPHEN M. WOLF |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS |
| | | | | | | |
PNC FINANCIAL SERVICES GROUP, INC | 4/23/2019 | | | 5,200 | 693475105 | PNC |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: JOSEPH ALVARADO |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: CHARLES E BUNCH |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: DEBRA A CAFARO |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MARJORIE RODGERS CHESHIRE |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: WILLIAM S DEMCHAK |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: RICHARD J HARSHMAN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: DANIEL R HESSE |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: RICHARD B. KELSON |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: LINDA R MEDLER |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: MARTIN PFINSGRAFF |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: TONI TOWNES-WHITLEY |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: MICHAEL J WARD |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE AUDIT COMMITTEES SELECTION OF |
| | | | | PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC |
| | | | | ACCOUNTING FIRM FOR 2019 | |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| | | | | | | |
PHILLIPS 66 | 5/8/2019 | | | 7,000 | 718546104 | PSX |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: GREG C GARLAND |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: GARY K ADAMS |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JOHN E LOWE |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: DENISE L RAMOS |
FOR | FOR | WITH | ISSUER | 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2019 |
FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES |
| | | | | TO APROVE EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON PLASTIC POLLUTION |
| | | | | | | |
REINSURANCE GROUP OF AMERICA, INC | 5/22/2019 | | | 4,600 | 759351604 | RGA |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: CHRISTINE R DETRICK |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JOHN J GAUTHIER |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ALAN C HENDERSON |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: ANNA MANNING |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: HAZEL M MCNEILAGE |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: STEVEN C VAN WYK |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT |
| | | | AUDITOR FOR THE FIDCAL YEAR ENDING DECEMBER 31, 2019 |
| | | | | | | |
RAYTHEON COMPANY | 5/30/2019 | | | 3,900 | 755111507 | RTN |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: TRACY A ATKINSON |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ROBERT E BEAUCHAMP |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ADRIANE M BROWN |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: STEPHEN J HADLEY |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: THOMAS A KENNEDY |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: LETITIA A LONG |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: GEORGE R OLIVER |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: DINESH C PALIWAL |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: ELLEN M PAWLIKOWSKI |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: WILLIAM R SPIVEY |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: MARTA R STEWART |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: JAMES A WINNEFELD JR |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: ROBERT O WORK |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. APPROVAL OF THE RAYTHEON 2019 STOCK PLAN |
FOR | FOR | WITH | ISSUER | 4. RATIFICATION OF INDEPENDENT AUDITORS |
| | | | | | | |
SUN LIFE FINANCIAL INC | 5/9/2019 | | | 18,000 | 866796105- | SLF |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | |
| | | | | WILLIAM D ANDERSON, DEAN A CONNOR, STEPHANIE L COYLES, MARTIN JG GLYNN |
| | | | | ASHOK K GUPTA, M MARIANNE HARRIS, SARA GROOTWASSINK LEWIS, |
| | | | | JAMES M PECK, SCOTT F POWERS, HUGH D SEGAL, BARBARA G STYMIEST |
FOR | FOR | WITH | ISSUER | 2. APPOINTMENT OF DELOITTE LLP AS AUDITOR |
FOR | FOR | WITH | ISSUER | 3. NON-BINDING ADVISORY VOTE ON APPROACH TO EXECUTIVE COMPENSATION |
| | | | | | | |
THE SOUTHERN COMPANY | 5/22/2019 | | | 13,700 | 842587107- | SO |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: JANAKI AKELLA |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JUANITA POWELL BARANCO |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JON A BOSCIA |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: HENRY A CLARK III |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ANTHONY F EARLEY JR |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: THOMAS A FANNING |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: DAVID J GRAIN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: DONALD M JAMES |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: JOHN D JOHNS |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: DALE E KLEIN |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: ERNEST J MONIZ |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: WILLIAM G SMITH JR |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: STEVEN R SPECKER |
FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: LARRY D THOMPSON |
FOR | FOR | WITH | ISSUER | 1O. ELECTION OF DIRECTOR: E JENNER WOOD III |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REDUCE THE |
| | | | SUPERMAJORITY VOTE REQUIREMENT TO A MAJORITY VOTE |
| | | | | | | |
SEMPRA ENERGY | 5/9/2019 | | | 5,800 | 816851109- | SRE |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ALAN L BOECKMAN |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: KATHLEEN L. BROWN |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ANDRES CONESA |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MARIA CONTRERAS-SWEET |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: PABLO A FERRERO |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: WILLIAM D. JONES |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: JEFFREY W MARTIN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MICHAEL N MEARS |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: WILLIAM C RUSNAK |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: LYNN SCHENK |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: JACK T. TAYLOR |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: CYNTHIA L WALKER |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: JAMES C. YARDLEY |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
FOR | FOR | WITH | ISSUER | 3. ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF OUR 2019 LONG-TERM INCENTIVE PLAN |
AGAINST | AGAINST | WITH | STOCKHOLDER | 5. SHAREHOLDER PROPOSAL REQUIRING AN INDEPENDENT BOARD CHAIRMAN |
| | | | | | | |
SUNTRUST BANKS INC | 4/23/2019 | | | 10,600 | 867914103 | STI |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: AGNES BUNDY SCANLAN |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: DALLAS S CLEMENT |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: PAUL D DONAHUE |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: PAUL R GARCIA |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DONNA S MOREA |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: DAVID M RATCLIFFE |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: WILLIAM H ROGERS JR |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: FRANK P SCRUGGS JR |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: BRUCE L TANNER |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: STEVEN C VOORHEES |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE ON AN ADVISORY BASIS THE COMPANY'S EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S |
| | | | INDEPENDENT AUDITOR FOR 2019 |
| | | | | | | |
AT&T INC | 4/26/2019 | | | 21,200 | 00206R102- | T |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: RANDALL L STEPHENSON |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: SAMUEL A DI PIAZZA JR |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: RICHARD W FISHER |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: SCOTT T FORD |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: GLENN H HUTCHINS |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: WILLIAM E KENNARD |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MICHAEL B MCCALLISTER |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: BETH E MOONEY |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: MATTHEW K ROSE |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: CYNTHIA B TAYLOR |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: GEOFFREY Y YANG |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS |
FOR | FOR | WITH | ISSUER | 3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | STOCKHOLDER | 4. INDEPENDENT CHAIR | |
| | | | | | | |
THE TORONTO-DOMINION BANK | 4/4/2019 | | | 11,800 | 891160509 | TD |
FOR | FOR | WITH | ISSUER | A. DIRECTOR | |
| | | | | WILLIAM E BENNETT, AMY W BRINKLEY, BRIAN C FERGUSON, COLLEEN A GOGGINS |
| | | | | MARY JO HADDAD, JEAN-RENE HALDE, DAVID E KEPLER, BRIAN M LEVITT, ALAN N MACGIBBON |
| | | | | KAREN E MAIDMENT, BHARAT B MASRANI, IRENE R MILLER, NADIR H MOHAMED, CLAUDE MONGEAU |
FOR | FOR | WITH | ISSUER | B. APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR |
FOR | FOR | WITH | ISSUER | C. APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN |
| | | | | RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE |
| | | | | MANAGEMENT PROXY CIRCULAR *ADVISORY VOTE* |
AGAINST | AGAINST | WITH | STOCKHOLDER | D. SHAREHOLDER PROPOSAL A |
AGAINST | AGAINST | WITH | STOCKHOLDER | E. SHAREHOLDER PROPOSAL B |
| | | | | | | |
TOYOTA MOTOR CORPORATION | 6/13/2019 | | | 5300 | 892331307- | TM |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: TAKESHI UCHIYAMADA |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: SHIGERU HAYAKAWA |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: AKIO TOYODA |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: KOJI KOBAYASHI |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DIDIER LEROY |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: SHIGEKI TERASHI |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: IKURO SUGAWARA |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: SIR PHILIP CRAVEN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: TEIKO KUDO |
FOR | FOR | WITH | ISSUER | 2A. ELECTION OF AUDIT & SUPERVISORY BOARD MEMBER: HARUHIKO KATO |
FOR | FOR | WITH | ISSUER | 2B. ELECTION OF AUDIT & SUPERVISORY BOARD MEMBER: KATSUYUKI OGURA |
FOR | FOR | WITH | ISSUER | 2C. ELECTION OF AUDIT & SUPERVISORY BOARD MEMBER: YOKO WAKE |
FOR | FOR | WITH | ISSUER | 2D. ELECTION OF AUDIT & SUPERVISORY BOARD MEMBER: HIROSHI OZU |
FOR | FOR | WITH | ISSUER | 3A. ELECTION OF SUBSTITUTE AUDIT & SUPERVISORY BOARD MEMBER: RYUJI SAKAI |
FOR | FOR | WITH | ISSUER | 4. DETERMINATION OF COMPENSATION FOR GRANTING RESTRICTED SHARES TO MEMBERS OF THE |
| | | | | BOARD OF DIRECTORS (EXCLUDING OUTSIDE MEMBERS OF THE BOARD OF DIRECTORS) |
| | | | | AND REVISION OF THE AMOUNT OF COMPENSATION PAYABLE TO MEMBERS OF |
| | | | THE BOARD OF DIRECTORS | |
| | | | | | | |
UNITED HEALTH GROUP INC | 6/3/2019 | | | 2,800 | 91324P102- | UNH |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: WILLIAM C BALLARD JR |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: RICHARD T BURKE |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: TIMOTHY P FLYNN |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: STEPHEN J HEMSLEY |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: MICHELE J HOOPER |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: F WILLIAM MCNABB III |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: VALERIE C MONTGOMERY RICE MD |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: JOHN H NOSEWORTHY MD |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: GLENN M RENWICK |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: DAVID S WICHMANN |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: GAIL R WILENSKY PHD |
FOR | FOR | WITH | ISSUER | 2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3.RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE |
| | | | | YEAR ENDING DECEMBER 31, 2019 |
AGAINST | AGAINST | WITH | STOCKHOLDER | 4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING AN |
| | | | | AMENDMENT TO THE PROXY ACCESS BYLAW, IF PROPERLY PRESENTED AT THE 2019 ANNUAL |
| | | | MEETING OF SHAREHOLDERS |
| | | | | | | |
UNION PACIFIC CORPORATION | 5/16/2019 | | | 4,700 | 907818108- | UNP |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ANDREW H CARD JR |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ERROLL B DAVIS JR |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: WILLIAM J DELANEY |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: DAVID B DILLON |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: LANCE M FRITZ |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: DEBORAH C HOPKINS |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: JANE H LUTE |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MICHAEL R MCCARTHY |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: THOMAS F MCLARTY III |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: BHAVESH V PATEL |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: JOSE H VILLARREAL |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2019 |
FOR | FOR | WITH | ISSUER | 3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN |
| | | | IF PROPERLY PRESENTED AT THE ANNUAL MEETING |
| | | | | | | |
UNITED TECHNOLOGIES CORPORATION | 4/29/2019 | | | 5,700 | 913017109 | UTX |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: LLOYD J AUSTIN III |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: DIANE M BRYANT |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JOHN V FARACI |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: GREGORY J. HAYES |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: CHRISTOPHER J KEARNEY |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: ELLEN J KULLMAN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MARSHALL O LARSEN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: HAROLD MCGRAW III |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: MARGARET L O'SULLIVAN |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: DENISE L RAMOS |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: FREDRIC G REYNOLDS |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: BRIAN C ROGERS |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS |
| | | | | INDEPENDENT AUDITOR FOR 2019 |
FOR | FOR | WITH | ISSUER | 4. APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE |
| | | | | SUPERMAJORITY VOTING FOR CERTAIN BUSINESS COMBINATIONS |
FOR | FOR | WITH | ISSUER | 5. RATIFY THE 15% SPECIAL MEETING OWNERSHIP THRESHOLD IN THE COMPANY'S BYLAWS |
| | | | | | | |
VALERO ENERGY CORPORATION | 4/30/2019 | | | 8,000 | 91913Y100- | VLO |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: H PAULETT EBERHART |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: KIMBERLY S GREENE |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: DEBORAH P MAJORAS |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DONALD L. NICKLES |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: ROBERTA A. PROFUSEK |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: STEPHEN M. WATERS |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. |
FOR | FOR | WITH | ISSUER | 2. RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY'S INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 |
FOR | FOR | WITH | ISSUER | 3. APPROVE, BY NON-BINDING VOTE, THE 2018 COMPENSATION OF OUR NAMED |
| | | | EXECUTIVE OFFICERS | |
Account Name: Neiman Opportunities Fund | | | | |
Custodian Name: US Bank, N.A. | | | | | |
| | | | | | | |
Company Name | Meeting Date | | | Shares Voted | CUSIP | Ticker |
| | | | | | |
Vote | MRV | vs. Mgmt. | Author | Proposal | | |
| | | | | | | |
AGREE REALTY CORPORATION | 4/25/2019 | | | 7,300 | 008492100 | ADC |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | |
| | | | | JOEL AGREE, CRAIG ERLICH, GREGORY LEHMKUHI, WILLIAM S RUBENFAER |
FOR | FOR | WITH | ISSUER | 2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 |
FOR | FOR | WITH | ISSUER | 3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 4. TO APPROVE AN AMENDMENT TO OUR ARTICLES OF INCORPORATION, |
| | | | | AS AMENDED AND SUPPLEMENTED (OUR "CHARTER"), TO INCREASE |
| | | | THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON STOCK |
| | | | | | | |
ARTHUR J. GALLAGHER & CO. | 5/14/2019 | | | 5,950 | 363576109 | AJG |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: SHERRY S BARRAT |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: WILLIAM L BAX |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: D JOHN COLDMAN |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: FRANK E ENGLISH JR |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: J PATRICK GALLAGHER JR |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: DAVID S JOHNSON |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: KAY W MCCURDY |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: RALPH J NICOLETTI |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: NORMAN L ROSENTHAL |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR |
| | | | | INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019 |
FOR | FOR | WITH | ISSUER | 3. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR |
| | | | NAMED EXECUTIVE OFFICERS |
| | | | | | | |
CACI INTERNATIONAL INC | 11/15/2018 | | | 1,870 | 127190304 | CACI |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: KENNETH ASBURY |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: MICHAEL A DANIELS |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JAMES S GILMORE III |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: WILLIAM L JEWS |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: GREGORY G JOHNSON |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: J PHILLIP LONDON |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: JAMES L PAVITT |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: WARREN R PHILLIPS |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: DEBORA A PLUNKETT |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: CHARLES P REVOILE |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: WILLIAM S WALLACE |
FOR | FOR | WITH | ISSUER | 2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE |
| | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2019 |
| | | | | | | |
CINCINNATI FINANCIAL CORPORATION | 4/27/2019 | | | 5,550 | 172062101 | CINF |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: WILLIAM F BAHL |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: GREGORY T BIER |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: LINDA W CLEMENT-HOLMES |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: DIRK J DEBBINK |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: STEVEN J JOHNSTON |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: KENNETH C LICHTENDAHL |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: W RODNEY MCMULLEN |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: DAVID P OSBORN |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: GRETCHEN W PRICE |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: THOMAS R SCHIFF |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: DOUGLAS S SKIDMORE |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: KENNETH W STECHER |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: JOHN F STEELE JR |
FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: LARRY R WEBB |
FOR | FOR | WITH | ISSUER | 2. A NONBINDING PROPOSAL TO APPOVE COMPENSATION OF THE COMPANY'S |
| | | | | NAMED EXECUTIVE OFFICERS |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE |
| | | | COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 |
| | | | | | | |
EBIX INC- SPECIAL MEETING | 11/16/2018 | | | 3,380 | 278715206 | EBIX |
FOR | FOR | WITH | ISSUER | 1. TO APPROVE AND ADOPT AN AMENDMENT TO OUR CERTIFICATE OF |
| | | | | INCORPORATION TO INCREASE OUR AUTHORIZED COMMON STOCK |
| | | | | TO 220,000,000 SHARES, $0.10 PAR VALUE |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY |
| | | | | OR APPROPRIATE AS DETERMINED BY THE BOARD, TO SOLICIT |
| | | | ADDITIONAL PROXIES | |
| | | | | | | |
FIRST FINANCIAL BANKSHARES INC | 4/23/2019 | | | 7,300 | 32020R109 | FFIN |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | |
| | | | | APRIL ANTHONY, TUCKER S BRIDWELL, DAVID COPELAND, MIKE DENNY, |
| | | | | F SCOTT DUESER, MURRAY EDWARDS, RON GIDDIENS, TIM LANCASTER |
| | | | | KADE L MATTHEWS, ROBERT C NICKLES JR, ROSS H SMITH JR, JOHNNY E TROTTER |
FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR |
| | | | | INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2019 |
FOR | FOR | WITH | ISSUER | 3. ADVISORY, NON-BINDING VOTE ON COMPENSATION OF THE |
| | | | | NAMED EXECUTIVE OFFICERS |
FOR | FOR | WITH | ISSUER | 4. APPROVAL OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE |
| | | | OF FORMATION TO INCREASE THE NUMBER OF COMMON SHARES AUTHORIZED |
| | | | | | | |
HOULIHAN LOKEY INC | 9/20/2018 | | | 4,900 | 441593100 | HLI |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | |
| | | | | SCOTT J ADELSON, DAVID A PREISER, ROBERT A SCHRIESHEIM, HIDETO NISHITANI |
FOR | FOR | WITH | ISSUER | 2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION |
| | | | | OF OUR NAMED EXECUTIVE OFFICERS |
FOR | FOR | WITH | ISSUER | 3. TO PROVIDE AN ADVISORY, NON-BINDING VOTE REGARDING THE FREQUENCY |
| | | | | OF ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
FOR | FOR | WITH | ISSUER | 4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR |
| | | | ENDING MARCH 31, 2019 | |
| | | | | | | |
INTER PARFUMS INC | 9/14/2018 | | | 5,500 | 44980X109 | IPAR |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | |
| | | | | JEAN MADAR, PHILIPPE BENACIN, RUSSELL GREENBERG, PHILIPPE SANTI |
| | | | | FRANCOIS HEILBRONN, ROBERT BENSOUSSAN, PATRICK CHOEL |
| | | | | MICHEL DYENS, VERONIQUE GABAI-PINSKY, GILBERT HARRISON |
FOR | FOR | WITH | ISSUER | 2. TO VOTE FOR THE ADVISORY RESOLUTION TO APPROVE EXECUTIVE |
| | | | COMPENSATION | |
| | | | | | | |
51JOB INC | 10/9/2018 | | | 4800 | 316827104 | JOBS |
FOR | FOR | WITH | ISSUER | 1. TO ELECT MR JUNICHI ARAI AS A DIRECTOR OF THE COMPANY |
FOR | FOR | WITH | ISSUER | 2. TO RE-ELECT MR DAVID K CHAO AS A DIRECTOR OF THE COMPANY |
FOR | FOR | WITH | ISSUER | 3. TO RE-ELECT MR LI-LAN CHENG AS A DIRECTOR OF THE COMPANY |
FOR | FOR | WITH | ISSUER | 4. TO RE-ELECT MR ERIC HE AS A DIRECTOR OF THE COMPANY |
FOR | FOR | WITH | ISSUER | 5. TO RE-ELECT MR RICK YAN AS A DIRECTOR OF THE COMPANY |
| | | | | | | |
NATIONAL RETAIL PROPERTIES INC | 5/14/2019 | | | 9,000 | 637417106 | NNN |
FOR | FOR | WITH | ISSUER | 1. DIRECTOR | |
| | | | | PAMELA K M BEALL, STEVEN D COSLER, DON DEFOSSET, DAVID M FICK |
| | | | | EDWARD J FRITSCH, KEVIN B HABICHT, BETSY D HOLDEN |
| | | | | SAM L SUSSER, JULIAN E WHITEHURST |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED |
| | | | PUBLIC ACCOUNTING FIRM FOR 2019 |
| | | | | | | |
ORBOTECH LTD- SPECIAL MEETING | 7/12/2018 | | | 4700 | M75253100 | ORBK |
FOR | FOR | WITH | ISSUER | 1. TO APPROVE AND ADOPT (I) THE AGREEMENT AND PLAN OF MERGER DATED |
| | | | | MARCH 18, 2018 AS AMENDED (THE "MERGER AGREEMENT"), AMONG |
| | | | | KLA-TENCOR CORPORATION ("KLA-TENCOR"), TIBURON MERGER SUB |
| | | | | TECHNOLOGIES LTD. ("MERGER SUB") AND THE COMPANY; (II) THE MERGER OF |
| | | | | MERGER SUB WITH AND INTO THE COMPANY (THE "MERGER") ON THE TERMS AND |
| | | | | SUBJECT TO THE CONDITIONS SET FORTH IN THE MERGER AGREEMENT AND IN |
| | | | | ACCORDANCE WITH THE PROVISIONS OF SECTIONS 314-327 OF THE ISREALI |
| | | | | COMPANIES LAW, 1999 AND THE RULES AND REGULATIONS PROMULGATED |
| | | | | THEREUNDER | |
NO | | | | 1A. ARE YOU KLA-TENCOR, MERGER SUB, OR A KLA RELATED PERSON WITH |
| | | | RESEPCT TO THE ITEM LISTED ABOVE? |
| | | | | | | |
REPUBLIC SERVICES INC | 5/17/2019 | | | 6,000 | 760759100 | RSG |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: MANUEL KADRE |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: TOMAGO COLLINS |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: THOMAS W HANDLEY |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JENNIFER M KIRK |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: MICHAEL LARSON |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: KIM S PEGULA |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: RAMON A RODRIGUEZ |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: DONALD W SLAGER |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: JAMES P SNEE |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: JOHN M TRANI |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: SANDRA M VOLPE |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: KATHARINE B WEYMOUTH |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 |
AGAINST | AGAINST | WITH | STOCKHOLDER | 4. SHAREHOLDER PROPOSAL REGARDING ELECTORAL CONTRIBUTIONS |
| | | | AND EXPENDITURES | |
| | | | | | | |
STERIS PLC | 7/31/2018 | | | 2,750 | 859152100 | STE |
FOR | FOR | WITH | ISSUER | 1A. RE-ELECTION OF DIRECTOR: RICHARD C BREEDEN |
FOR | FOR | WITH | ISSUER | 1B. RE-ELECTION OF DIRECTOR: CYNTHIA L FELDMANN |
FOR | FOR | WITH | ISSUER | 1C. RE-ELECTION OF DIRECTOR: DR JACQUELINE B KOSECOFF |
FOR | FOR | WITH | ISSUER | 1D. RE-ELECTION OF DIRECTOR: DAVID B LEWIS |
FOR | FOR | WITH | ISSUER | 1E. RE-ELECTION OF DIRECTOR: SIR DUNCAN K NICHOL |
FOR | FOR | WITH | ISSUER | 1F. RE-ELECTION OF DIRECTOR: WALTER M ROSEBROUGH JR |
FOR | FOR | WITH | ISSUER | 1G. RE-ELECTION OF DIRECTOR: DR NIRAV R SHAH |
FOR | FOR | WITH | ISSUER | 1H. RE-ELECTION OF DIRECTOR: DR MOHSEN M SOHI |
FOR | FOR | WITH | ISSUER | 1I. RE-ELECTION OF DIRECTOR: DR RICHARD STEEVES |
FOR | FOR | WITH | ISSUER | 1J. RE-ELECTION OF DIRECTOR: LOYAL W WILSON |
FOR | FOR | WITH | ISSUER | 1K. RE-ELECTION OF DIRECTOR: DR MICHAEL B WOOD |
FOR | FOR | WITH | ISSUER | 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR |
| | | | | ENDING MARCH 31, 2019 | |
FOR | FOR | WITH | ISSUER | 3. TO APPOINT ERNST & YOUNG LLP AS THE COMPANY'S UK STATUTORY AUDITOR |
| | | | | UNDER THE ACT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE COMPANY'S |
| | | | | NEXT ANNUAL GENERAL MEETING |
FOR | FOR | WITH | ISSUER | 4. TO AUTHORIZE THE DIRECTORS OF THE COMPANY OR THE AUDIT COMMITTEE |
| | | | | TO DETERMINE THE REMUNERATION OF ERNST & YOUNG LLP AS THE |
| | | | | COMPANY'S UK STATUTORY AUDITOR |
FOR | FOR | WITH | ISSUER | 5. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION |
| | | | | OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO |
| | | | | THE DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, |
| | | | | INCLUDING THE COPMENSATION DISCUSSION AND ANALYSIS AND THE TABULAR |
| | | | | AND NARRATIVE DISCLOSURE CONTAINED IN THE COMPANY'S PROXY |
| | | | | STATEMENT DATED JUNE 12,2018 |
FOR | FOR | WITH | ISSUER | 6. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE DIRECTOR |
| | | | | RENUMERATION REPORT FOR THE PERIOD ENDED MARCH 31, 2018 CONTAINED |
| | | | | WITHIN THE COMPANY'S UK ANNUAL REPORT AND ACCOUNTS FOR THE |
| | | | YEAR ENDED MARCH 31, 2018 |
| | | | | | | |
STERIS PLC- SPECIAL MEETING 1 | 2/28/2019 | | | 3,020 | 859152100 | STE |
FOR | FOR | WITH | ISSUER | 1. TO APPROVE (WITH OT WITHOUT MODIFICATION) THE SCHEME AS SET FORTH |
| | | | | IN THE SECTION TITLED "THE SCHEME OF ARRANGEMENT' IN STERIS PLC'S |
| | | | PROXY STATEMENT/PROSPECTUS, DATED JANUARY 31, 2019 |
| | | | | | | |
STERIS PLC- SPECIAL MEETING 2 | 2/28/2019 | | | 3,020 | 859152100 | STE |
FOR | FOR | WITH | ISSUER | 1. SPECIAL RESOLUTION TO APPROVE THE SCHEME, A REDUCTION OF THE |
| | | | | SHARE CAPITAL OF STERIS PLC AND CERTAIN ANCILLARY MATTERS, AS SET |
| | | | | FORTH IN STERIS PLC'S PROXY STATEMENT/PROSPECTUS, |
| | | | | DATED JANUARY 31, 2019 | |
FOR | FOR | WITH | ISSUER | 2. SPECIAL RESOLUTION TO APPROVE THE CREATION OF DISTRIBUTABLE |
| | | | PROFITS WITHIN STERIS IRELAND |
| | | | | | | |
WEC ENERGY GROUP INC | 5/2/2019 | | | 6,250 | 92939U106 | WEC |
FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: BARBARA L BOWLES |
FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ALBERT J BUDNEY |
FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: PATRICIA W CHADWICK |
FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: CURT S CULVER |
FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DANNY L CUNNINGHAM |
FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: WILLIAM M FARROW III |
FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: THOMAS J FISCHER |
FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: J KEVIN FLETCHER |
FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: GALE E KLAPPA |
FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: HENRY W KNUEPPEL |
FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: ALLEN L LEVERETT |
FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: ULICE PAYNE JR |
FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: MARY ELLEN STANEK |
FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE COMPENSATION OF THE NAMED |
| | | | | EXECUTIVE OFFICERS | |
FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT |
| | | | AUDITORS FOR 2019 | |
| | | | | | | |
ZION BANCORPORATION- SPECIAL MEETING | 9/13/2018 | | | 5,560 | 989701107 | ZION |
FOR | FOR | WITH | ISSUER | 1. RESTRUCTURING PROPOSAL- TO APPROVE THE AGREEMENT AND PLAN |
| | | | | OF MERGER, DATED AS OF APRIL 5, 2018, BY AND BETWEEN THE COMPANY |
| | | | | AND ITS WHOLLY-OWNED SUBSIDIARY, ZB, NA, AS AMENDED AND RESTATED |
| | | | | JULY 10, 2018 AND AS SUCH PLAN OF MERGERT MAY BE AMENDED |
| | | | | FROM TIME TO TIME | |
FOR | FOR | WITH | ISSUER | 2. ADJOURNMENT PROPOSAL- TO AUTHORIZE THE BOARD OF DIRECTORS TO |
| | | | | ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER DATE, |
| | | | | IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT |
| | | | | FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE RESTRUCTURING OR |
| | | | | TO VOTE ON OTHER MATTERS BROUGHT BEFORE THE SPECIAL MEETING |
ABSTAIN | NONE | | | 3. OTHER BUSINESS- ON ANY OTHER MATTER PROPERLY PRESENTED FOR |
| | | | | ACTION BY SHAREHOLDERS AT THE SPECIAL MEETING, SUCH AS MATTERS |
| | | | | INCIDENT TO THE CONDUCT OF MEETING, THE PROXIES ARE AUTHORIZED |
| | | | | TO VOTE THE SHARES REPRESENTED BY THIS APPOINTMENT OF PROXY |
| | | | ACCORDING TO THEIR BEST JUDGEMENT. |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
