Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i). Whether the Registrant cast its vote for or against management.
| Company Name | Meeting Date | | | Shares Voted | CUSIP | Ticker |
| | | | | | | |
| Vote | MRV | vs. Mgmt. | Author | Proposal | | |
| | | | | | | |
| APPLE INC | 2/22/2021 | | | 8,400 | 037833100- | AAPL |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: JAMES BELL | |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: TIM COOK | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: AL GORE | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: ANDREA JUNG | |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ART LEVINSON | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: MONICA LOZANO | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: RON SUGAR | |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: SUE WAGNER | |
| FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021 |
| FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 5. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROPOSAL TO IMPROVE EXECUTIVE |
| | | | | COMPENSATION PROGRAM' | |
| | | | | | | |
| | | | | | | |
| ACCENTURE PLC | 2/3/2021 | | | 2,800 | G1151C101 | .ACN |
| FOR | FOR | WITH | ISSUER | 1A. RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA |
| FOR | FOR | WITH | ISSUER | 1B. RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER |
| FOR | FOR | WITH | ISSUER | 1C. RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY |
| FOR | FOR | WITH | ISSUER | 1D. RE-APPOINTMENT OF DIRECTOR: BETH E MOONEY |
| FOR | FOR | WITH | ISSUER | 1E. RE-APPOINTMENT OF DIRECTOR: GILLES C PELISSON |
| FOR | FOR | WITH | ISSUER | 1F. RE-APPOINTMENT OF DIRECTOR: PAULA A PRICE |
| FOR | FOR | WITH | ISSUER | 1G. RE-APPOINTMENT OF DIRECTOR: VENKATA RENDUCHINTALA |
| FOR | FOR | WITH | ISSUER | 1H. RE-APPOINTMENT OF DIRECTOR: DAVID ROWLAND |
| FOR | FOR | WITH | ISSUER | 1I. RE-APPOINTMENT OF DIRECTOR: ARUN SARIN |
| FOR | FOR | WITH | ISSUER | 1J. RE-APPOINTMENT OF DIRECTOR: JULIE SWEET |
| FOR | FOR | WITH | ISSUER | 1K. RE-APPOINTMENT OF DIRECTOR: FRANK K TANG |
| FOR | FOR | WITH | ISSUER | 1L. RE-APPOINTMENT OF DIRECTOR: TRACEY T TRAVIS |
| FOR | FOR | WITH | ISSUER | 2. TO APPROV, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMES EXECUTIVE OFFICERS |
| FOR | FOR | WITH | ISSUER | 3. TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS |
| | | | | OF ACCENTURE AND TO AUTHORIZE, IN A NON-BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD |
| | | | | OF DIRECTORS TO DETERMINE KPMG'S REMUNERATION |
| FOR | FOR | WITH | ISSUER | 4. TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW |
| FOR | FOR | WITH | ISSUER | 5. TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF PRE-EMPTION RIGHTS |
| | | | | UNDER IRISH LAW | | |
| FOR | FOR | WITH | ISSUER | 6. TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT |
| | | | | ACQUIRES AS TREASURY SHARES UNDER IRISH LAW |
| | | | | | | |
| ANALOG DEVICES INC- SPECIAL MEETING | 10/8/2020 | | | 5,700 | 032654105- | ADI |
| FOR | FOR | WITH | ISSUER | 1. TO APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK, PAR VALUE $0.16 2/3 PER SHARE, |
| | | | | OF ANOLOG DEVICES, INC ("ANALOG DEVICES") TO THE STOCKHOLDERS OF MAXIM INTEGRATED |
| | | | | PRODUCTS INC. ("MAXIM") IN CONNECTION WITH THE MERGRER CONTEMPLATED BY THE AGREEMENT |
| | | | | AND PLAN OF MERGER. DATED AS OF JULY 12, 2020 (AS IT MAY BE AMENDED FROM TIME TO TIME) |
| | | | | BY AND AMONG ANALOG DEVICES, MAGNETO CORP., A DELAWARE CORPORATION AND |
| | | | | WHOLLY-OWNED SUBSIDIARY OF ANALOG DEVICES, AND MAXIM (THE ANALOG DEVICES SHARE |
| | | | | ISSUANCE PROPOSAL") | |
| FOR | FOR | WITH | ISSUER | 2. TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL |
| | | | | PROXIES IF TEHRE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE |
| | | | | THE ANALOG DEVICES SHARE ISSUANCE PROPOSAL OR TO ENSURE THAT ANY SUPPLEMENTAL |
| | | | | OR AMENDMENT TO THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS IS TIMELY |
| | | | | PROVIDED TO ANALOG DEVICES SHAREHOLDERS |
| | | | | | | |
| ANALOG DEVICES INC | 3/10/2021 | | | 5,700 | 032654105- | ADI |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: RAY STATA | |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR:VINCENT ROCHE | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JAMES A CHAMPY |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: ANANTHA P CHANDRAKASAN |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: BRUCE R EVANS | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: EDWARD H FRANK |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: LAURIE H GLIMCHER |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: KAREN M GOLZ | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: MARK M LITTLE | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: KENTON J SICCHITANO |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: SUSAN WEE | |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUTING |
| | | | | FIRM FOR FISCAL 2021 | |
| | | | | | | |
| AUTOMATIC DATA PROCESSING INC | 11/11/2020 | | | 4,200 | 53015103 | ADP |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: PETER BISSON | |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: RICHARD T CLARK |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: LINNIE M HAYNESWORTH |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JOHN P JONES | |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: FRANCINE S KATSOUDAS |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: NAZZIC S KEENE | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: THOMAS J LYNCH | |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: SCOTT F POWERS | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: WILLIAM J READY | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: CARLOS A RODRIGUEZ |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: SANDRA S WIJNBERG |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE APPOINTMENT OF AUDITORS |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO PREPARE A REPORT |
| | | | | ON EMPLOYEE REPRESENTATION ON THE BOARD OF DIRECTORS |
| | | | | | | |
| APPLIED MATERIALS INC | 3/11/2021 | | | 8,500 | 38222105 | AMAT |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: RANI BORKAR | |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JUDY BRUNER | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: XUN (ERIC) CHEN | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: AART J DE GEUS | |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: GARY E DICKERSON |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: THOMAS J IANNOTTI |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: ALEXANDER A KARSNER |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: ADRIANNA C MA | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: YVONNE MCGILL | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: SCOTT A MCGREGOR |
| FOR | FOR | WITH | ISSUER | 2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF APPLIED MATERIALS' NAMED |
| | | | | EXECUTIVE OFFICERS FOR FISCAL YEAR 2020 | |
| FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021 |
| FOR | FOR | WITH | ISSUER | 4. APPROVAL OF THE AMENDED AND RESTATED EMPLOYEE STOCK INCENTIVE PLAN |
| FOR | FOR | WITH | ISSUER | 5. APPROVAL OF THE OMNIBUS EMPLOYEES' STOCK PURCHASE PLAN |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY, AND AMEND OUR GOVERNING DOCUMENTS AS |
| | | | | NECESSARY, TO REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT WHENEVER POSSIBLE |
| | | | | INCLUDING THE NEXT CHAIRMAN OF THE BOARD TRANSITION |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 7. STOCKHOLDER PROPOSAL TO IMPROVE THE EXECUTIVE COMPENSATION PROGRAM AND POLICY |
| | | | | TO INCLUDE CEO PAY RATIO AND OTHER FACTORS |
| | | | | | | |
| AMGEN | 5/18/2021 | | | 3,600 | 031162100 | AMGN |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: DR WANDA M AUSTIN |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: MR ROBERT A BRADWAY |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: DR BRIAN J DRUKER |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MR ROBERT A ECKERT |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: MR GREG C GARLAND |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: MR CHARLES M HOLLEY JR |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: DR TYLER JACKS | |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MS ELLEN J KULLMAN |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: MS AMY E MILES | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: DR RONALD D SUGAR |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: DR R SANDERS WILLIAMS |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION |
| FOR | FOR | WITH | ISSUER | 3. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED |
| | | | | PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021 |
| | | | | | | |
| ANTHEM INC | 5/26/2021 | | | 300 | 36752103 | ANTM |
| FOR | FOR | WITH | ISSUER | 1.1. ELECTION OF DIRECTOR: LEWIS HAY III | |
| FOR | FOR | WITH | ISSUER | 1.2. ELECTION OF DIRECTOR: ANTONIO F NERI | |
| FOR | FOR | WITH | ISSUER | 1.3. ELECTION OF DIRECTOR: RAMIRO G PERU | |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| FOR | FOR | WITH | ISSUER | 3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED |
| | | | | PUBLIC ACCOUNTING FIRM FOR 2021 | |
| | | | | | | |
| AIR PRODUCTS AND CHEMICALS INC | 1/28/2021 | | | 2,200 | 09158106 | APD |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: SUSAN K CARTER | |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: CHARLES I COGUT |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: LISA A DAVIS | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: CHADWICK C DEATON |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: SEIFOLLAH GHASEMI |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: DAVID H Y HO | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: EDWARD L MONSER |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MATTHEW H PAULL |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS |
| FOR | FOR | WITH | ISSUER | 3. APPROVAL OF THE AIR PRODUCTS AND CHEMICALS, INC 2021 LONG-TERM INCENTIVE PLAN |
| FOR | FOR | WITH | ISSUER | 4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2021 |
| | | | | | | |
| BROADCOM INC | 4/5/2021 | | | 1,300 | 11135F101 | AVGO |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: DIANE M BRYANT | |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: GAYLA J DELLY | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: RAUL J FERNANDEZ |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: EDDY W HARTENSTEIN |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: CHECK KIAN LOW | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JUSTINE F PAGE | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: HENRY SAMUELI | |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: HOCK E TAN | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: HARRY L YOU | |
| FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING |
| | | | | OCTOBER 31 2021 | | |
| FOR | FOR | WITH | ISSUER | 3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF BROADCOM'S 2012 STOCK INCENTIVE PLAN |
| FOR | FOR | WITH | ISSUER | 4. ADVISORY VOTE TO APPROVE COMPENSATION OF BROADCOM'S NAMED EXECUTIVE OFFICERS |
| | | | | | | |
| BLACKROCK | 5/26/2021 | | | 1,000 | 09247X101 | BLK |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: BADER M ALSAAD |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: PAMELA DALEY | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JESSICA P EINHORN |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: LAURENCE D FINK | |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: WILLIAM E FORD | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: FABRIZIO FREDA | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MURRAY S GERBER |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MARGARET "PEGGY" L JOHNSON |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: ROBERT S KAPITO | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: CHERYL D MILLS | |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: GORDON M NIXON | |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: CHARLES H ROBBINS |
| FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM DOMIT |
| FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: HANS E VESTBERG |
| FOR | FOR | WITH | ISSUER | 1O. ELECTION OF DIRECTOR: SUSAN L WAGNER |
| FOR | FOR | WITH | ISSUER | 1P. ELECTION OF DIRECTOR: MARK WILSON | |
| FOR | FOR | WITH | ISSUER | 2. APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION FOR NAMED |
| | | | | EXECUTIVE OFFICERS. | |
| FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE LLP AS BLACKROCK'S INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2021 |
| FOR | FOR | WITH | ISSUER | 4A. APPROVE AMENDMENTS TO TO BLACKROCK'S AMENDED AND RESTATED CERTIFICATE |
| | | | | OF INCORPORATION TO: PROVIDE SHAREHOLDERS WITH THE RIGHT TO CALL A SPECIAL MEETING |
| FOR | FOR | WITH | ISSUER | 4B. APPROVE AMENDMENDMENTS TO BLACKROCK'S AMENDED AND RESTATED CERTIFICATE |
| | | | | OF INCORPORATION TO: ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS |
| FOR | FOR | WITH | ISSUER | 4C. APPROVE AMENDMENTS TO BLACKROCK'S AMENDED AND RESTATED CERTIFICATE |
| | | | | OF INCORPORATION TO: ELMINATE CERTAIN PROVISIONS THAT ARE NO LONGER APPLICABLE AND |
| | | | | MAKE CERTAIN OTHER TECHNICAL REVISIONS | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 5. STOCKHOLDER PROPOSAL- AMENDED CERTIFICATE OF INCORPORATION TO CONVERT TO A PUBLIC |
| | | | | BENEFIT CORPORATION | |
| | | | | | | |
| CME GROUP | 5/5/2021 | | | 3,500 | 12572Q105 | CME |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF EQUITY DIRECTOR: TERRENCE A DUFFY |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF EQUITY DIRECTOR: TIMOTHY S BITSBERGER |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF EQUITY DIRECTOR: CHARLES P CAREY |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF EQUITY DIRECTOR: DENNIS H CHOOKASZIAN |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF EQUITY DIRECTOR: BRYAN T DURKIN |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF EQUITY DIRECTOR: ANA DUTRA |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF EQUITY DIRECTOR: MARTIN J GEPSMAN |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF EQUITY DIRECTOR: LARRY G GERDES |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF EQUITY DIRECTOR: DANIEL R GLICKMAN |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF EQUITY DIRECTOR: DANIEL G KAYE |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF EQUITY DIRECTOR: PHYLLIS M LOCKETT |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF EQUITY DIRECTOR: DEBORAH J LUCAS |
| FOR | FOR | WITH | ISSUER | 1M. ELECTION OF EQUITY DIRECTOR: TERRY L SAVAGE |
| FOR | FOR | WITH | ISSUER | 1N. ELECTION OF EQUITY DIRECTOR: RAPHAEL SEIFU |
| FOR | FOR | WITH | ISSUER | 1O. ELECTION OF EQUITY DIRECTOR: WILLIAM R SHEPARD |
| FOR | FOR | WITH | ISSUER | 1P. ELECTION OF EQUITY DIRECTOR: HOWARD J SIEGEL |
| FOR | FOR | WITH | ISSUER | 1Q. ELECTION OF EQUITY DIRECTOR: DENNIS A SUSKIND |
| FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED |
| | | | | PUBLIC ACCOUNTING FIRM FOR 2021 | |
| FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| | | | | | | |
| COSTCO WHOLESALE CORPORATION | 1/22/2020 | | | 3,800 | 2216K105- | COST |
| FOR | FOR | WITH | ISSUER | 1. DIRECTOR | | |
| | | | | SUSAN L DECKER, KENNETH D DENMAN, RICHARD A GALANTI, W. CRAIG JELINEK |
| | | | | SALLY JEWELL, CHARLES T MUNGER, JEFFREY S. RAIKES |
| FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS |
| FOR | FOR | WITH | ISSUER | 3. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION |
| | | | | | | |
| | | | | | | |
| CISCO SYSTEMS INC | 2/10/2019 | | | 16,600 | 17275r102 | CSCO |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: M MICHELE BURNS |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: WESLEY G BUSH | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: MICHAEL D CAPELLAS |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MARK GARRETT | |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DR KRISTINA M JOHNSON |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: RODERICK C MCGEARY |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: CHARLES H ROBBINS |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: ARUN SARIN | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: BRENTON L SAUNDERS |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: DR LISA T SU | |
| | | | | 2. APPROVAL OF THE REINCORPORATION OF CISCO FROM CALIFORNIA TO DELAWARE |
| | | | | 3. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN |
| FOR | FOR | WITH | ISSUER | 4. APPROVAL ON AN ADVISORY BASIS OF EXECUTIVE COMPENSATION |
| FOR | FOR | WITH | ISSUER | 5. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED |
| | | | | PUBLIC ACCOUNTING FIRM FOR FISCAL 2021 | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 6. APPROVAL TO HAVE CISCO'S BOARD ADOPT A POLICY TO HAVE AN INDEPENDENT BOARD |
| | | | | CHAIRMAN | | |
| | | | | | | |
| THE WALT DISNEY COMPANY | 3/9/2021 | | | 5,800 | 254687106- | DIS |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: SUSAN E ARNOLD |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: MARY T BARRA | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: SAFRA A CATZ | |
| | | | | 1D. ELECTION OF DIRECTOR: ROBERT A CHAPEK |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: FRANCIS A DESOUZA |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: MICHAEL B G FROMAN |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: ROBERT A IGER | |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: MARK G PARKER | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: DERICA W RICE | |
| FOR | FOR | WITH | ISSUER | 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S |
| | | | | REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2021 |
| FOR | FOR | WITH | ISSUER | 3. TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION |
| | | | | REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL REQUESTING NON-MANAGEMENT EMPLOYEES ON DIRECTOR |
| | | | | NOMINEE CONDIDATE LISTS | |
| | | | | | | |
| EATON 4/28 | 3/9/2021 | | | 5,000 | 00b8kqn82 | ETN |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: CRAIG ARNOLD | |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: CHRISTOPHER M CONNOR |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: OLIVIER LEONETTI | |
| | | | | 1D. ELECTION OF DIRECTOR: DEBORAH L MCCOY |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: SILVIO NAPOLI | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: GREGORY R PAGE |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: SANDRA PIANALTO |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: LORI J RYERKERK | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: GERALD B SMITH | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: DOROTHY C THOMPSON |
| FOR | FOR | WITH | ISSUER | 2. APPROVING THE APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT AUDITOR FOR 2021 AND |
| | | | | AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION |
| FOR | FOR | WITH | ISSUER | 3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION |
| FOR | FOR | WITH | ISSUER | 4. APPROVING A PROPOSAL TO GRANT THE BOARD AUTHORITY TO ISSUE SHARES |
| FOR | FOR | WITH | ISSUER | 5. APPROVING A PROPOSAL TO GRANT THE BOARD AUTHORITY TO OPT OUT OF PRE-EMPTION RIGHTS |
| FOR | FOR | WITH | ISSUER | 6. AUTHORIZING THE COMPANY AND ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS |
| | | | | MARKET PURCHASES OF COMPANY SHARES | |
| | | | | | | |
| INTERCONTINENTAL EXCHANGE INC | 5/14/2021 | | | 6,400 | 45866f104 | ICE |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF EQUITY DIRECTOR: HON SHARON Y BOWEN |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF EQUITY DIRECTOR: SHANTELLA E COOPER |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF EQUITY DIRECTOR: CHARLES R CRISP |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF EQUITY DIRECTOR: DURIYA M FAROOQUI |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF EQUITY DIRECTOR: THE RT HON THE LORD HAGUE OF RICHMOND |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF EQUITY DIRECTOR: MARK F MULHERN |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF EQUITY DIRECTOR: THOMAS E NOONAN |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF EQUITY DIRECTOR: FREDERIC V SALERNO |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF EQUITY DIRECTOR: CAROLINE L SILVER |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF EQUITY DIRECTOR: JEFFREY C SPRECHER |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF EQUITY DIRECTOR: JUDITH A SPRIESER |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF EQUITY DIRECTOR: VINCENT TESE |
| FOR | FOR | WITH | ISSUER | 2. TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION |
| | | | | FOR NAMED EXECUTIVE OFFICERS | |
| FOR | FOR | WITH | ISSUER | 3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED |
| | | | | PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDIND DECEMBER 31, 2021 |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. A STOCKHOLDER PROPOSAL REGARDING ADOPTON OF A SIMPLE MAJORITY VOTING |
| | | | | STANDARD, IF PROPERLY PRESENTED AT THE ANNUAL MEETING |
| | | | | | | |
| INTEL CORPORATION | 5/13/2021 | | | 14,000 | 458140100- | INTC |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR:PATRICK P GELSINGER |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JAMES J GOETZ | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ALYSSA HENRY | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: OMAR ISHRAK | |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: TSU-JAE KING LU | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: GREGORY D SMITH |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: DION J WEISLER | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: FRANK D YEARY | |
| FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021 |
| FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION OF OUR LISTED OFFICERS |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. STOCKHOLDER PROPOSAL ON WHETHER TO ALLOW STOCKHOLDERS TO ACT BY WRITTEN |
| | | | | CONSENT IF PROPERLY PRESENTED | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 5. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON MEDIAN PAY GAPS ACROSS RACE |
| | | | | AND GENDER, IF PROPERLY PRESENTED AT THE MEETING |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON WHETHER WRITTEN POLICIES OR UNWRITTEN |
| | | | | NORMS AT THE COMPANY REINFORCE RACISM IN COMPANY CULTURE, IF PROPERLY PRESENTED |
| | | | | AT THE MEETING | | |
| | | | | | | |
| JOHNSON & JOHNSON | 4/22/2021 | | | 4,800 | 478160104- | JNJ |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: MARY C BECKERLE |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: D SCOTT DAVIS | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: IAN E L DAVIS | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JENNIFER A DOUDNA |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ALEX GORSKY | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: MARILLYN A HEWSON |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: HUBERT JOLY | |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MARK B MCCLELLAN |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: ANNE M MULCAHY | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: CHARLES PRINCE | |
| FOR | FOR | WITH | ISSUER | 1K ELECTION OF DIRECTOR: A EUGENE WASHINGTON |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: MARK A WEINBERGER |
| FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: RONALD A WILLIAMS |
| FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: NADJA Y WEST | |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021 |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. REPORT ON GOVERNMENT FINANCIAL SUPPORT AND ACCESS TO COVID-19 VACCINES |
| | | | | AND THERAPEUTICS | | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 5. INDEPENDENT BOARD CHAIR | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 6. CIVIL RIGHTS AUDIT | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 7. EXECUTIVE COMPENSATION BONUS DEFERRAL |
| | | | | | | |
| THE COCA-COLA COMPANY | 4/20/2021 | | | 10,500 | 191216100 | KO |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: HERBERT A ALLEN |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: MARC BOLLAND | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ANA BOTIN | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: CHRISTOPHER C DAVIS |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: BARRY DILLER | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: HELENE D GAYLE | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: ALEXIS M HERMAN |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: ROBERT A KOTICK |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: MARIE ELENA LAGOMASINO |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: JAMES QUINCEY | |
| FOR | FOR | WITH | ISSUER | 1K ELECTION OF DIRECTOR: CAROLINE J TSAY | |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: DAVID WEINBERG | |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
| FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL ON SUGAR AND PUBLIC HEALTH |
| | | | | | | |
| LAMAR ADVERTISING COMPANY | 5/20/2021 | | | 6,500 | 512816109 | LAMR |
| FOR | FOR | WITH | ISSUER | 1. DIRECTORS | | |
| | | | | NANCY FLETCHER, JOHN E KOERNER III, MARSHALL A LOEB, STEPHEN P MUMBLOW |
| | | | | THOMAS V REIFENHEISER, ANNA REILLY, KEVIN P REILLY JR, WENDELL REILLY, ELIZABETH THOMPSON |
| FOR | FOR | WITH | ISSUER | 2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED |
| | | | | PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021 |
| | | | | | | |
| LAM RESEARCH CORPORATION | 11/3/2020 | | | 1,000 | 512807108 | LRCX |
| FOR | FOR | WITH | ISSUER | 1. DIRECTORS | | |
| | | | | SOHAIL U AHMED, TIMOTHY M ARCHER, ERIC K BRANDT, MICHAEL R CANNON, CATHERINE P LEGO |
| | | | | BETHANY J MAYER, ABHIJIT Y TALWALKAR, LIH SHYNG (RICK L) TSAI, LESLIE F VARON |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS OF |
| | | | | LAM RESEARCH, OR "SAY ON PAY" | |
| | | | | 3. RATIFICATIO OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING |
| | | | | FIRM FOR FISCAL YEAR 2021 | |
| | | | | | | |
| MEDTRONIC PLC | 12/11/2020 | | | 6,500 | 00BTN1Y11 | MDT |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: RICHARD H ANDERSON |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: CRAIG ARNOLD | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: SCOTT C DONNELLY |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: ANDREA J GOLDSMITH PHD |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: RANDALL J HOGAN III |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: MICHAEL O LEAVITT |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: JAMES T LENEHAN |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: KEVIN E LOFTON | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: GEOFFREY S MARTHA |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: ELIZABETH G NABEL MD |
| FOR | FOR | WITH | ISSUER | 1K ELECTION OF DIRECTOR: DENISE M O'LEARY | |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: KENDALL J POWELL |
| FOR | FOR | WITH | ISSUER | 2. TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP |
| | | | | AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2021 AND TO AUTHORIZE, IN A |
| | | | | NON-BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET |
| | | | | THE AUDITOR'S REMUNDERATION | |
| FOR | FOR | WITH | ISSUER | 3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION |
| FOR | FOR | WITH | ISSUER | 4. TO RENEW THE BOARD'S AUTHORITY TO ISSUE SHARES |
| FOR | FOR | WITH | ISSUER | 5. TO RENEW THE BOARD'S AUTHORITY TO OPT OUT OF PREEMPTION RIGHTS. |
| FOR | FOR | WITH | ISSUER | 6. AUTHORIZING THE COMPANY AND ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS |
| | | | | MARKET PURCHASES OF MEDTRONIC ORDINARY SHARES |
| | | | | | | |
| ALTRIA GROUP INC | 5/20/2021 | | | 10,200 | 02209S103 | MO |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: JOHN T CASTEEN III |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: DINYAR S DEVITRE |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: WILLIAM F GIFFORD JR |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: DEBRA J KELLY-ENNIS |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: W LEO KIELY III | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: KATHRYN B MCQUADE |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: GEORGE MUNOZ | |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MARK E NEWMAN | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: NABIL Y SAKKAB | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: VIRGINIA E SHANKS |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: ELLEN R STRAHLMAN |
| FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE SELECTION OF INDPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
| FOR | FOR | WITH | ISSUER | 3. NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF ALTRIA'S |
| | | | | NAMED EXECUTIVE OFFICERS | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL- REVIEW AND REPORT ON UNDERAGE TOBACCO PREVENTION |
| | | | | POLICIES AND MARKETING PRACTICES | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL- DISLOSURE OF LOBBYING POLICIES AND PRACTICES |
| | | | | | | |
| MICROSOFT CORPORATION | 12/2/2020 | | | 3,800 | 594918104 | MSFT |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: REID G HOFFMAN | |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: HUGH F JOHNSTON |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: TERI L LIST-STOLL | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: SATYA NADELLA | |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: SANDRA E PETERSON |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: PENNY S PRITZKER |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: CHARLES W SCHARF |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: ARNE M SORENSON |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: JOHN W STANTON | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: JOHN W THOMPSON |
| FOR | FOR | WITH | ISSUER | 1K ELECTION OF DIRECTOR: EMMA N WALMSLEY |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: PADMASREE WARRIOR |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICERCOMPENSATION |
| FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2021 |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL- REPORT ON EMPLOYEE REPRESENTATION ON BOARD OF DIRECTORS |
| | | | | | | |
| | | | | | | |
| NIKE INC | 9/17/2020 | | | 10,000 | 654106103 | NKE |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ALAN B GRAF JR | |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: PETER B HENRY | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: MICHELLE A PELUSO |
| FOR | FOR | WITH | ISSUER | 2. TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE |
| FOR | FOR | WITH | ISSUER | 3. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM | |
| FOR | FOR | WITH | ISSUER | 4. TO APPROVE THE NIKE INC STOCK INCENTIVE PLAN AS EMENDED AND RESTATED |
| FOR | FOR | WITH | ISSUER | 5. TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE |
| | | | | | | |
| PFIZER INC | 4/22/2021 | | | 12,000 | 717081103 | PFE |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: RONALD E BLAYLOCK |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ALBERT BOURLA | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: SUSAN DESMOND-HELLMANN |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JOSEPH J ECHEVARRIA |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: SCOTT GOTTLIEB | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: HELEN H HOBBS | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: SUSAN HOCKFIELD |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: DAN R LITTMAN | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: SHANTANU NARAYEN |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
| FOR | FOR | WITH | ISSUER | 1K ELECTION OF DIRECTOR: JAMES QUINCEY | |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: JAMES C SMITH | |
| FOR | FOR | WITH | ISSUER | 2. RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING |
| | | | | FIRM FOR 2021 | | |
| FOR | FOR | WITH | ISSUER | 3. 2021 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL REGARDING POLITICAL SPENDING REPORT |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL REGARDING ACCESS TO COVID-19 PRODUCTS |
| | | | | | | |
| PROCTER & GAMBLE COMPANY | 10/13/2020 | | | 7,300 | 742718109 | PG |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: FRANCES S BLAKE |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ANGELA F BRALY | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: AMY L CHANG | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JOSEPH JIMENEZ | |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DEBRA L LEE | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: CHRISTINE M MCCARTHY |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: NELSON PELTZ | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: DAVID S TAYLOR | |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: MARGARET C WHITMAN |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: PARTICIA A WOERTZ |
| FOR | FOR | WITH | ISSUER | 2. RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
| FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION |
| FOR | FOR | WITH | ISSUER | 4. APPROVAL OF THE PROCTER & GAMBLE COMPANY INTERNATIONAL STOCK OWNERSHIP PLAN |
| | | | | AS AMENDED AND RESTATED | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL - REPORT ON EFFORTS TO ELIMINATE DEFORESTATION |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL- ANNUAL REPORT ON DIVERSITY |
| | | | | | | |
| PROLOGIS INC | 4/29/2021 | | | 5,700 | 74340W103 | PLD |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: HAMID R MOGHADAM |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: CRISTINA G BITA | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: GEORGE L FOTIADES |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR:LYDIA H KENNARD | |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: IRVING F LYONS III | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: AVID MODJTABAI | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: DAVID P O'CONNOR |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: OLIVIER PIANI | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: JEFFREY L SKELTON |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: CARL B WEBB | |
| FOR | FOR | WITH | ISSUER | 1K ELECTION OF DIRECTOR: WILLIAM D ZOLLARS |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION FOR 2020 |
| FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2021 |
| | | | | | | |
| PHILLIP MORRIS INTERNATIONAL | 5/5/2021 | | | 6,800 | 718172109 | PM |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: BRANT BONIN BOUGH |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: MICHEL COMBES | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: JUAN JOSE DABOUB |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: WERNER GEISSLER |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: LISA A HOOK | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: JUN MAKIHARA | |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: KALPANA MORPARIA |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: LUCIO A NOTO | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: JACEK OLCZAK | |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: FREDERIK PAULSEN |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: ROBERT B POLET | |
| FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: SHLOMO YANAI | |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION |
| FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS |
| | | | | | | |
| PNC | 4/26/2021 | | | 3,300 | 693475105 | PNC |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: JOSEPH ALVARADO |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: CHARLES E BUNCH |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: DEBRA A CAFARO |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MARJORIE RODGERS CHESHIRE |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DAVID L COHEN | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: WILLIAM S DEMCHAK |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: ANDREW T FELDSTEIN |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: RICHARD J HARSHMAN |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: DANIEL R HESSE | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: LINDA R MEDLER | |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: MARTIN PFINSGRAFF |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: TONI TOWNES-WHITLEY |
| FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: MICHAEL J WARD | |
| FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS |
| | | | | PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021 |
| FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL REGARDING REPORT ON RISK MANAGEMENT AND THE NUCLEAR |
| | | | | WEAPONS INDUSTRY | | |
| | | | | | | |
| PUBLIC STORAGE | 4/26/2021 | | | 2,300 | 74460D109 | PSA |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: RONALD L HAVNER JR |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: TAMARA HUGHES GUSTAVSON |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: LESLIE S HEISZ | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MICHELLE MILLSTONE-SHROFF |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: SHANKH S MITRA | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: DAVID NEITHERCUT |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: REBECCA OWEN | |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: KRISTY M PIPES | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: AVEDICK B POLADIAN |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: JOHN REYES | |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: JOSEPH D RUSSELL JR |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: TARIQ M SHAUKAT |
| FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: RONALD P SPOGLI |
| FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: PAUL S WILLIAMS | |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS |
| FOR | FOR | WITH | ISSUER | 3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021 |
| FOR | FOR | WITH | ISSUER | 4. APPROVAL OF THE 2021 EQUITY AND PERFORMANCE-BASED INCENTIVE COMPENSATION PLAN |
| FOR | FOR | WITH | ISSUER | 5. APPROVAL OF THE AMENDMENT TO THE DECLARATION OF TRUST TO ELIMINATE |
| | | | | CUMULATIVE VOTING | | |
| | | | | | | |
| QUALCOMM INCORPORATED | 3/10/2021 | | | 5,100 | 747525103 | QCOM |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: SYLVIA ACEVEDO |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: MARK FIELDS | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JEFFREY W HENDERSON |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: GREGORY N JOHNSON |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: ANN M LIVERMORE |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: HARISH MANWANI | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MARK D MCLAUGHLIN |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: JAMIE S MILLER | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: STEVE MOLLENKOPF |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: CLARK T RANDT JR |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: IRENE B ROSENFELD |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: KORNELIS NEIL SMIT |
| FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: JEAN-PASCAL TRICOIRE |
| FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: ANTHONY J VINCIQUERRA |
| FOR | FOR | WITH | ISSUER | 2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT |
| | | | | PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 26, 2021 |
| FOR | FOR | WITH | ISSUER | 3. TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION |
| | | | | | | |
| RAYTHEON TECHNOLOGIES | 4/26/2021 | | | 9,570 | 7.55E+105 | RTX |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: TRACY A ATKINSON |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: GREGORY J HAYES |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: THOMAS A KENNEDY |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MARSHALL O LARSEN |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: GEORGE R OLIVER |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: ROBERT K ORTBERG |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MARGARET L O'SULLIVAN |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: DINESH C PALIWAL |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: ELLEN M PAWLIKOWSKI |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: DENISE L RAMOS | |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: FREDERIC G REYNOLDS |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: BRIAN C ROGERS | |
| FOR | FOR | WITH | ISSUER | 1M. ELECTION OF DIRECTOR: JAMES A WINNEFELD JR |
| FOR | FOR | WITH | ISSUER | 1N. ELECTION OF DIRECTOR: ROBERT O WORK | |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
| FOR | FOR | WITH | ISSUER | 3. APPOINT PRICEWATERHOUSECOOPERS LLP TO SERVE AS INDEPENDENT AUDITOR FOR 2021 |
| FOR | FOR | WITH | ISSUER | 4. APPROVE RAYTHEON TECHNOLOGIES CORPORATION EXECUTIVE ANNUAL INCENTIVE PLAN |
| FOR | FOR | WITH | ISSUER | 5. APPROVE AMENDMENT TO THE RAYTHEON TECHNOLOGIES CORPORATION 2018 LONG-TERM |
| | | | | INCENTIVE PLAN | | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL TO AMEND PROXY ACCESS BYLAW |
| | | | | | | |
| ROYAL BANK OF CANADA | 4/8/2021 | | | 5,000 | 780087102 | RY |
| FOR | FOR | WITH | ISSUER | 1. DIRECTORS | | |
| | | | | A A CHISHOLM, J COTE, T N DARUVALA, D F DENISON, C DEVINE, D MCKAY, K TAYLOR, M TURCKE |
| | | | | T VANDAL, B A VAN KRALINGEN, F VETTESE, J YABUKI |
| FOR | FOR | WITH | ISSUER | 2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR |
| FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE ON THE BANK'S APPROACH TO EXECUTIVE COMPENSATION |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. PROPOSAL NO 1 | | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 5. PROPOSAL NO 2 | | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 6. PROPOSAL NO 3 | | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 7. PROPOSAL NO 4 | | |
| | | | | | | |
| THE CHARLES SCHWAB CORPORATION | 5/12/2021 | | | 10,900 | 808513105 | SCHW |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: WALTER W BETTINGER II |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: JOAN T DEA | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: CHRISTOPHER V DODDS |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MARK A GOLDFARB |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: BHARAT B MASRANI |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: CHARLES A RUFFEL |
| FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR |
| FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. STOCKHOLDER PROPOSAL REQUESTING DISCLOSURE OF LOBBYING POLICY, PROCEDURES |
| | | | | AND OVERSIGHT; LOBBYING EXPENDITURES; AND PARTICIPATION IN ORGANIZATIONS ENGAGED |
| | | | | IN LOBBYING | | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 5. STOCKHOLDER PROPOSAL REQUESTING DECLASSIFICATION OF THE BOARD OF DIRECTORS |
| | | | | TO ELECT EACH DIRECTOR ANNUALLY | |
| | | | | | | |
| SEMPRA ENERGY | 5/14/2021 | | | 5,500 | 816851109- | SRE |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ALAN L BOECKMAN |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: ANDRES CONESA | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: MARIA CONTRERAS-SWEET |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: PABLO A FERRERO |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: WILLIAM D. JONES | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JEFFREY W MARTIN |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: BETHANY J MAYER |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: MICHAEL N MEARS |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: JACK T. TAYLOR | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: CYNTHIA L WALKER |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: CYNTHIA J WARNER |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: JAMES C. YARDLEY |
| FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
| FOR | FOR | WITH | ISSUER | 3. ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR PROXY ACCESS BYLAW TO |
| | | | | ELIMINATE THE SHAREHOLDER NOMINATING GROUP LIMIT |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON ALIGNMENT OF OUR LOBBYING ACTIVITIES |
| | | | | WITH THE PARIS AGREEMENT | |
| | | | | | | |
| AT&T INC | 4/30/2021 | | | 18,000 | 00206R102- | T |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: WILLIAM E KENNARD |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: SAMUEL A DI PIAZZA JR |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: SCOTT T FORD | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: GLENN H HUTCHINS |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DEBRA L LEE | |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: STEPHEN J LUCZO | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MICHAEL B MCCALLISTER |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: BETH E MOONEY | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: MATTHEW K ROSE | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: JOHN T STANKEY | |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: CYNTHIA B TAYLOR |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: GEOFFREY Y YANG |
| FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS |
| FOR | FOR | WITH | ISSUER | 3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
| AGAINST | AGAINST | WITH | STOCKHOLDER | 4. STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT |
| | | | | | | |
| TEXAS INSTRUMENT INCORPORATED | 4/22/2021 | | | 4,100 | 882508104 | TXN |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: MARK A BLINN | |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: TODD M BLUEDORN |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: JANET F CLARK | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: CARRIE S COX | |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: MARTIN S CRAIGHEAD |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JEAN M HOBBY | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MICHAEL D HSU | |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: RONALD KIRK | |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: PAMELA H PATSLEY |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: ROBERT E SANCHEZ |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: RICHARD K TEMPLETON |
| FOR | FOR | WITH | ISSUER | 2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE |
| | | | | COMPENSATION | | |
| FOR | FOR | WITH | ISSUER | 3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021 |
| AGAINST | AGAINST | WITH | STOCKHOLDER | 4. STOCKHOLDER RIGHT TO PERMIT SHAREHOLDER ACTION BY WRITTEN CONSENT |
| | | | | | | |
| UNITED HEALTH GROUP INC | 6/7/2021 | | | 2,600 | 91324P102- | UNH |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: RICHARD T BURKE |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: TIMOTHY P FLYNN | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: STEPHEN J HEMSLEY |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: MICHELE J HOOPER |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: F WILLIAM MCNABB III |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: VALERIE C MONTGOMERY RICE MD |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: JOHN H NOSEWORTHY MD |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: GAIL R WILENSKY PHD |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: ANDREW WITTY | |
| FOR | FOR | WITH | ISSUER | 2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION |
| FOR | FOR | WITH | ISSUER | 3.RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE |
| | | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE |
| | | | | YEAR ENDING DECEMBER 31, 2021 | |
| FOR | FOR | WITH | ISSUER | 4. APPROVAL OF AN AMENDMENT TO THE UNITEDHEALTH GROUP 1993 EMPLOYEE STOCK |
| | | | | PURCHASE PLAN | | |
| AGAINST | AGAINST | WITH | STOCKHOLDER | 5. IF PROPERLY PRESENTED AT THE 2021 ANNUAL MEETING OF SHAREHOLDERS, THE SHAREHOLDER |
| | | | | PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING A REDUCTION OF THE SHARE |
| | | | | OWNERSHIP THRESHOLD FOR CALLING A SPECIAL MEETING OF SHAREHOLDERS |
| | | | | | | |
| UNION PACIFIC CORPORATION | 5/13/2021 | | | 2,100 | 907818108- | UNP |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: ANDREW H CARD JR |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: WILLIAM J DELANEY |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: DAVID B DILLON | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: LANCE M FRITZ | |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: DEBORAH C HOPKINS |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JANE H LUTE | |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: MICHAEL R MCCARTHY |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: THOMAS F MCLARTY III |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: BHAVESH V PATEL | |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: JOSE H VILLARREAL |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: CHRISTOPHER J WILLIAMS |
| FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT |
| | | | | REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2021 |
| FOR | FOR | WITH | ISSUER | 3. AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
| FOR | FOR | WITH | ISSUER | 4. ADOPTION OF THE UNION PACIFIC CORPORATION 2021 STOCK INCENTIVE PLAN |
| | | | | 5. ADOPTION OF THE UNION PACIFIC CORPORATION 2021 EMPLOYEE STOCK PURCHASE PLAN |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 6. SHAREHOLDER PROPOSAL REQUESTING AN EEO-1 REPORT DISCLOSURE, IF PROPERLY |
| | | | | PRESENTED AT THE ANNUAL MEETING | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 7. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL DIVERSITY AND INCLUSION EFFORTS REPORT, |
| | | | | IF PROPERLY PRESENTED AT THE ANNUAL MEETING |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 8. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL EMISSIONS REDUCTION PLAN & ANNUAL |
| | | | | ADVISORY VOTE ON EMMISSIONS REDUCTION PLAN, IF PROPERLY PRESENTED AT THE |
| | | | | ANNUAL MEETING | | |
| | | | | | | |
| EXXON MOBIL CORPORATION | 5/26/2021 | | | 15,700 | 30231G102 | XOM |
| FOR | FOR | WITH | ISSUER | 1A. ELECTION OF DIRECTOR: MICHAEL J ANGELAKIS |
| FOR | FOR | WITH | ISSUER | 1B. ELECTION OF DIRECTOR: SUSAN K AVERY | |
| FOR | FOR | WITH | ISSUER | 1C. ELECTION OF DIRECTOR: ANGELA F BRALY | |
| FOR | FOR | WITH | ISSUER | 1D. ELECTION OF DIRECTOR: URSULA M BURNS | |
| FOR | FOR | WITH | ISSUER | 1E. ELECTION OF DIRECTOR: KENNETH C FRAZIER |
| FOR | FOR | WITH | ISSUER | 1F. ELECTION OF DIRECTOR: JOSEPH L HOOLEY |
| FOR | FOR | WITH | ISSUER | 1G. ELECTION OF DIRECTOR: STEVEN A KANDARIAN |
| FOR | FOR | WITH | ISSUER | 1H. ELECTION OF DIRECTOR: DOUGLAS R OBERHELMAN |
| FOR | FOR | WITH | ISSUER | 1I. ELECTION OF DIRECTOR: SAMUEL J PALMISANO |
| FOR | FOR | WITH | ISSUER | 1J. ELECTION OF DIRECTOR: JEFFREY W UBBEN |
| FOR | FOR | WITH | ISSUER | 1K. ELECTION OF DIRECTOR: DARREN W WOODS |
| FOR | FOR | WITH | ISSUER | 1L. ELECTION OF DIRECTOR: WAN ZULKIFLEE | |
| FOR | FOR | WITH | ISSUER | 2. RATIFICATION OF INDEPENDENT AUDITORS | |
| FOR | FOR | WITH | ISSUER | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 4. INDEPENDENT CHAIRMAN | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 5. SPECIAL SHAREHOLDER MEETINGS | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 6. REPORT ON SCENARIO ANALYSIS | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 7. REPORT ON ENVIRONMENTAL EXPENDITURES |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 8. REPORT ON POLITICAL CONTRIBUTIONS | |
| | | | | 9. REPORT ON LOBBYING | |
| AGAINST | AGAINST | WITH | SHAREHOLDER | 10. REPORT ON CLIMATE LOBBYING | |
| | | | | | | |
There were no proxy votes to report during the Reporting Period.
There were no proxy votes to report during the Reporting Period.
There were no proxy votes to report during the Reporting Period.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
