Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
(i). Whether the Registrant cast its vote for or against management.
Account Name: BIRMIWAL OASIS FUND | | | | | | | | |
Custodian Name: U.S. BANK, N.A. | | | | | | | | |
| | | | | | | | | | | |
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AMARIN CORPORATION PLC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | AMRN | Meeting Date: | 7/9/2013 | | | | | | | | |
CUSIP | 023111206 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1-3. Election of directors. | | | | NONE | | FOR | | N/A | | ISSUER |
| | | | | | | | | | | |
4. Advisory vote to approve named executive compensation. | | NONE | | FOR | | N/A | | ISSUER |
| | | | | | | | | | | |
5. Advisory vote to approve directors' remuneration report. | | NONE | | FOR | | N/A | | ISSUER |
| | | | | | | | | | | |
6. Ratify appointment of auditors. | | | NONE | | AGAINST | | N/A | | ISSUER |
| | | | | | | | | | | |
S7. Amend company's articles of association to remove borrowing | NONE | | FOR | | N/A | | ISSUER |
limitation on company. | | | | | | | | | | |
| | | | | | | | | | | |
TRAVELZOO INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | TZOO | Meeting Date: | 9/12/2013 | | | | | | | | |
CUSIP | 89421Q106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approval of reverse split of outstanding common stock followed by | FOR | | FOR | | WITH | | ISSUER |
forward split. | | | | | | | | | | |
| | | | | | | | | | | |
2. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote on named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Shareholder proposal on implementation of majority voting for | | NONE | | FOR | | N/A | | SHAREHOLDER |
uncontested director elections. | | | | | | | | | |
| | | | | | | | | | | |
TATA MOTORS LIMITED | | | | | | | | |
| | | | | | | | | | | |
Ticker: | TTM | Meeting Date: | 8/21/2013 | | | | | | | | |
CUSIP | 876568502 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
O1. Approval of audited financial statements, and reports of | | FOR | | FOR | | WITH | | ISSUER |
directors and auditors. | | | | | | | | | | |
| | | | | | | | | | | |
O2. Approval of declaration of dividend on ordinary | | FOR | | FOR | | WITH | | ISSUER |
and A ordinary shares. | | | | | | | | | | |
| | | | | | | | | | | |
O3. Approval of appointment of director in place of Mr. Wadia. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
O4. Approval of appointment of director in place of Mr. Mashelkar. | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
O5. Ratify appointment of auditors and their remuneration. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
S6. Approval of appointment as director: Ms. Nayar. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
S7. Approval of appointment as director: Mr. Slym. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
S8. Approval of Mr. Slym as managing director. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
S9. Approval of commission to non-whole-time directors. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
S10. Approval of increase in limit of holding by registered foreign | FOR | | FOR | | WITH | | ISSUER |
institutional investors. | | | | | | | | | | |
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UNILIFE CORPORATION | | | | | | | | |
| | | | | | | | | | | |
Ticker: | UNIS | Meeting Date: | 8/22/2013 | | | | | | | | |
CUSIP | 90478E103 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Ratify issuance and sale of shares of common stock. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify issuance and sale of shares of common stock and warrants. | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
RENESOLA LIMITED | | | | | | | | |
| | | | | | | | | | | |
Ticker: | SOL | Meeting Date: | 8/26/2013 | | | | | | | | |
CUSIP | 75971T103 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Increase number of shares of a single class. | | | NONE | | FOR | | N/A | | ISSUER |
| | | | | | | | | | | |
2. Amend and restate memorandum of association of company. | | NONE | | FOR | | N/A | | ISSUER |
| | | | | | | | | | | |
3. Approval of consolidated financial statements together | | NONE | | FOR | | N/A | | ISSUER |
with auditors' reports. | | | | | | | | | | |
| | | | | | | | | | | |
4. Re-elect Mr. Seng as director. | | | NONE | | FOR | | N/A | | ISSUER |
| | | | | | | | | | | |
5. Re-appoint auditors. | | | | NONE | | FOR | | N/A | | ISSUER |
| | | | | | | | | | | |
MICROSOFT CORPORATION | | | | | | | | |
| | | | | | | | | | | |
Ticker: | MSFT | Meeting Date: | 11/19/2013 | | | | | | | | |
CUSIP | 594918104 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1-9. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
10.Approval of performance criteria under executive incentive plan. | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
11. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
12. Ratify appointment of auditors. | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
ASIA ENTERTAINMENT & RESOURCES LTD | | | | | | | |
| | | | | | | | | | | |
Ticker: | AERL | Meeting Date: | 9/24/2013 | | | | | | | | |
CUSIP | G0539K108 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1.Election of directors. | | | | FOR | | WITHHOLD | | AGAINST | | ISSUER |
| | | | | | | | | | | |
2. Increase authorized share capital. | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
3. Change of corporate name to Iao Kun Group Holding Co Ltd | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
4. Ratify appointment of auditors. | | | FOR | | ABSTAIN | | AGAINST | | ISSUER |
| | | | | | | | | | | |
PETROLEO BRASILEIRO S.A. - PETROBRAS | | | | | | | |
| | | | | | | | | | | |
Ticker: | PBR | Meeting Date: | 9/30/2013 | | | | | | | | |
CUSIP | 71654V408 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approve the 100% disposition of issue shares of Innova S.A., held | FOR | | FOR | | WITH | | ISSUER |
by Petrobas, to Videolar S.A. and its majority shareholder. | | | | | | | | |
| | | | | | | | | | | |
2. Merger of Comperj Participacoes S.A. into Petrobas. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Merger of Comperj Estirenicos S.A. into Petrobas. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Merger of Comperj Meg S.A. into Petrobas. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Merger of Comper Poliolefinas S.A. into Petrobas. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
6. Merger of Sociedade Fluminense into Petrobas. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
7. Approve waiver by Petrobas of the preemptive right to subscription | FOR | | FOR | | WITH | | ISSUER |
of convertible bonds to be issued by Sete Brasil Participacoes S.A. | | | | | | | |
| | | | | | | | | | | |
MECHEL OAO | | | | | | | | |
| | | | | | | | | | | |
Ticker: | MTL | Meeting Date: | 10/15/2013 | | | | | | | | |
CUSIP | 583840103 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approve execution of the guarantee by joint stock Mechel | | None | | For | | N/A | | ISSUER |
as an interested-party transaction. | | | | | | | | | |
| | | | | | | | | | | |
PETROLEO BRASILEIRO S.A. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | PBR | Meeting Date: | 12/16/2013 | | | | | | | | |
CUSIP | 71654V408 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Merger of Refinaria Abreu E Lima S.A. into Petrobas. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Merger of Companhia de Recuperacao Secundaria into Petrobas. | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Partial spin-off of Petrobas International Finance Company S.A. followed | FOR | | FOR | | WITH | | ISSUER |
by transfer of the spin-off portion to Petrobas. | | | | | | | | | |
| | | | | | | | | | | |
D.R. HORTON INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | DHI | Meeting Date: | 1/23/2014 | | | | | | | | |
CUSIP | 23331A109 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
VERIZON COMMUNICATIONS INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | VZ | Meeting Date: | 1/28/2014 | | | | | | | | |
CUSIP | 92343V104 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approve issuance of Verizon's common stock shares to Vodaphone | FOR | | FOR | | WITH | | ISSUER |
ordinary shareholders in connection with Vodaphone's indirect interest in | | | | | | | |
Verizon Wireless. | | | | | | | | | | |
| | | | | | | | | | | |
2. Approve amendment to Certificate of Incorporation to authorize | FOR | | FOR | | WITH | | ISSUER |
increase in shares of common stock. | | | | | | | | | |
| | | | | | | | | | | |
3. Approve adjournment of special meeting to solicit additional votes | FOR | | FOR | | WITH | | ISSUER |
and proxies if insufficient at time of special meeting to approve above | | | | | | | |
proposals. | | | | | | | | | | | |
| | | | | | | | | | | |
CIENA CORPORATION | | | | | | | | |
| | | | | | | | | | | |
Ticker: | CIEN | Meeting Date: | 4/10/2014 | | | | | | | | |
CUSIP | 171779309 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approve amendment to omnibus incentive plan. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
THE COCA-COLA COMPANY | | | | | | | | |
| | | | | | | | | | | |
Ticker: | KO | Meeting Date: | 4/23/2014 | | | | | | | | |
CUSIP | 191216100 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approval of company equity plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Shareholder proposal regarding an independent | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
board chairman. | | | | | | | | | | |
| | | | | | | | | | | |
CITIGROUP INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | C | Meeting Date: | 4/22/2014 | | | | | | | | |
CUSIP | 172967424 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory approval on executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approval of stock incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Shareholder proposal that executives retain significant portion of their | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
stock holdings until reaching normal retirement age. | | | | | | | | |
| | | | | | | | | | | |
6. Shareholder proposal requesting report on lobbying and grassroots | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
lobbying contributions. | | | | | | | | | | |
| | | | | | | | | | | |
7. Shareholder proposal that the board institute a policy to make it more | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
practical to deny directors indemnification. | | | | | | | | | |
| | | | | | | | | | | |
8. Shareholer proposal requesting proxy access for shareholders. | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
PFIZER INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | PFE | Meeting Date: | 4/24/2014 | | | | | | | | |
CUSIP | 717081103 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory approval on executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approval of stock plan. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Shareholder proposal regarding approval of political | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
contributions policy. | | | | | | | | | | |
| | | | | | | | | | | |
6. Shareholder proposal regarding lobbying activities. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
7. Shareholder proposal regarding action by written consent. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
VERIZON COMMUNICATIONS INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | VZ | Meeting Date: | 5/1/2014 | | | | | | | | |
CUSIP | 92343V104 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory approval on executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Proposal to implement proxy access. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Shareholder proposal regarding network neutrality. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
6. Shareholder proposal regarding lobbying activities. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
7. Shareholder proposal regarding severance approval policy. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
8. Shareholder proposal right to call special meeting. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
9. Shareholder proposal regarding action by written consent. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
10. Shareholder proposal regarding proxy voting authority. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
VALERO ENERGY CORPORATION | | | | | | | | |
| | | | | | | | | | | |
Ticker: | VLO | Meeting Date: | 5/1/2014 | | | | | | | | |
CUSIP | 91913Y100 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote on named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Stockholder proposal entitled, "Accelerated Vesting of | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
Performance Shares." | | | | | | | | | | |
| | | | | | | | | | | |
5. Stockholder proposal entitled, "Climate Change Management Plan." | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
6. Stockholder proposal entitled, "Corporate Lobbying." | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
CUMMINS INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | CMI | Meeting Date: | 5/13/2014 | | | | | | | | |
CUSIP | 231021106 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1-8. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
9. Advisory vote on named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
10. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
11. Shareholder proposal regarding confidential voting. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
PETROLEO BRASILEIRO S.A. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | PBR | Meeting Date: | 4/2/2014 | | | | | | | | |
CUSIP | 71654V408 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
A1. Management report and financial statements, accompanied with | FOR | | FOR | | FOR | | ISSUER |
opinion of audit committee. | | | | | | | | | | |
| | | | | | | | | | | |
A2. Capital budget period of 2014. | | | FOR | | FOR | | FOR | | ISSUER |
| | | | | | | | | | | |
A3. Allocation of the result 2014. | | | FOR | | FOR | | FOR | | ISSUER |
| | | | | | | | | | | |
A4A. Election of board director appointed by controlling shareholder. | NONE | | FOR | | N/A | | ISSUER |
| | | | | | | | | | | |
A4B. Election of board director appointed by minority shareholder. | NONE | | FOR | | N/A | | ISSUER |
| | | | | | | | | | | |
A5. Election of chair of board of directors. | | | FOR | | FOR | | FOR | | ISSUER |
| | | | | | | | | | | |
A6A. Election of members of audit committee and respective substitutes | FOR | | FOR | | FOR | | ISSUER |
appointed by controlling shareholders. | | | | | | | | | |
| | | | | | | | | | | |
A7B. Election of members of audit committee and respective substitutes | FOR | | FOR | | FOR | | ISSUER |
appointed by minority shareholders. | | | | | | | | | |
| | | | | | | | | | | |
S1. Fixing managers' and auditors' compensation. | | FOR | | FOR | | FOR | | ISSUER |
| | | | | | | | | | | |
S2. Increase capital stock upon incorporating fiscal incentives reserve | FOR | | FOR | | FOR | | ISSUER |
| | | | | | | | | | | |
MORGAN STANLEY | | | | | | | | |
| | | | | | | | | | | |
Ticker: | MS | Meeting Date: | 5/13/2014 | | | | | | | | |
CUSIP | 617446448 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approval of executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Shareholder proposal regarding report on lobbying. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
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AMAZON.COM, INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | AMZN | Meeting Date: | 5/21/2014 | | | | | | | | |
CUSIP | 023135106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approval of executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Shareholder proposal regarding report on corporate | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
political contributions. | | | | | | | | | | |
| | | | | | | | | | | |
SCHLUMBERGER LIMITED | | | | | | | | |
| | | | | | | | | | | |
Ticker: | SLB | Meeting Date: | 4/9/2014 | | | | | | | | |
CUSIP | 806857108 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approval, on adisory basis, executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approval of financial statements and declaration of dividends. | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approval of accountants. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
MONSTER WORLDWIDE, INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | MWW | Meeting Date: | 6/3/2014 | | | | | | | | |
CUSIP | 611742107 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approve amended and restated equity incentive plan. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approve amended and restated executive incentive plan. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Advisory vote to approve named executive officer compensation. | FOR | | FOR | | WITH | | ISSUER |
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GENERAL MOTORS COMPANY | | | | | | | | |
| | | | | | | | | | | |
Ticker: | GM | Meeting Date: | 6/10/2014 | | | | | | | | |
CUSIP | 37045V100 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote to approve executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Advisory vote to approve frequency of a stockholder advisory vote | 1-year | | 1-year | | WITH | | ISSUER |
on executive compensation. | | | | | | | | | | |
| | | | | | | | | | | |
5. Approve short-term incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
6. Approve long-term incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
7. Stockholder proposal on cumulative voting. | | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
8. Stockholder proposal on independent board chairman. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
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WALTER ENERGY, INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | WLT | Meeting Date: | 4/24/2014 | | | | | | | | |
CUSIP | 93317Q105 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote to approve named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approve long-term incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
ABBOTT LABORATORIES | | | | | | | | |
| | | | | | | | | | | |
Ticker: | ABT | Meeting Date: | 4/25/2014 | | | | | | | | |
CUSIP | 002824100 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote on executive compensation. | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
4. Shareholder proposal - genetically modiied ingredients. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
5. Shareholder proposal - lobbying disclosure. | | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
6. Shareholder proposal - incentive compensation. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
ALLIED NEVADA GOLD CORP | | | | | | | | |
| | | | | | | | | | | |
Ticker: | ANV | Meeting Date: | 5/1/2014 | | | | | | | | |
CUSIP | 019344100 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote to approve named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approve performance and incentive plan. | | | FOR | | FOR | | FOR | | ISSUER |
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WEIGHT WATCHERS INTERNATIONAL, INC. | | | | | | | |
| | | | | | | | | | | |
Ticker: | WTW | Meeting Date: | 5/6/2014 | | | | | | | | |
CUSIP | 948626106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approve stock incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Advisory vote on named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
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PHARMACYCLIS, INC. | | | | | | | | |
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Ticker: | PCYC | Meeting Date: | 5/8/2014 | | | | | | | | |
CUSIP | 716933106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approve equity incentive award plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote on named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
TRAVELZOO INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | TZOO | Meeting Date: | 5/9/2014 | | | | | | | | |
CUSIP | 89421Q205 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approval of stock options grant under a nonqualified stock | | FOR | | FOR | | WITH | | ISSUER |
option agreement. | | | | | | | | | | |
| | | | | | | | | | | |
3. Advisory vote to approve named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
GOOGLE INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | GOOG | Meeting Date: | 5/14/2014 | | | | | | | | |
CUSIP | 38259P508 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote to approve named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Stockholder proposal on equal shareholder voting. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
5. Stockholder proposal on lobbying report. | | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
6. Stockholder proposal on adoption of majority vote standard for the | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
election of directors. | | | | | | | | | | |
| | | | | | | | | | | |
7. Stockholder proposal on tax policy principles. | | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
8. Stockholder proposal on independent chairman of the board. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
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CHIPOTLE MEXICAN GRILL, INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | CMG | Meeting Date: | 5/15/2014 | | | | | | | | |
CUSIP | 169656105 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote to approve executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approve amended and restated stock incentive plan. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Shareholder proposal on annual sustainability report. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
6. Shareholder proposal to adopt simple majority voting for all | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
matters subject to a shareholder vote. | | | | | | | | | |
| | | | | | | | | | | |
J.C. PENNY COMPANY, INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | JCP | Meeting Date: | 5/16/2014 | | | | | | | | |
CUSIP | 708160106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approve long-term incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approve amendments to restated certificate of incorporation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Approve amended rights agreement to protect tax benefits of | FOR | | FOR | | WITH | | ISSUER |
company's net operating loss carry forwards. | | | | | | | | | |
| | | | | | | | | | | |
6. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
MECHEL OAO | | | | | | | | |
| | | | | | | | | | | |
Ticker: | MTL | Meeting Date: | 6/30/2014 | | | | | | | | |
CUSIP | 583840103 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approve annual report. Holders of Russian securities are required to | NONE | | FOR | | N/A | | ISSUER |
disclose their name, address and number of shares as a condition | | | | | | | |
to voting. | | | | | | | | | | | |
| | | | | | | | | | | |
2. Approve annual accounting report. | | | NONE | | FOR | | N/A | | ISSUER |
| | | | | | | | | | | |
3. Not to pay dividends on ordinary registered non-documentary shares. | NONE | | FOR | | N/A | | ISSUER |
To pay dividends on preferred registered non-documentary shares. | | | | | | | |
| | | | | | | | | | | |
4. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Election of audit committee members. | | | NONE | | FOR | | N/A | | ISSUER |
| | | | | | | | | | | |
6. Ratify appointment of auditors. | | | NONE | | FOR | | N/A | | ISSUER |
| | | | | | | | | | | |
7. Adopt new version of charter of Mechel open | | NONE | | FOR | | N/A | | ISSUER |
joint stock company. | | | | | | | | | | |
| | | | | | | | | | | |
8. Approve by-laws on the general meeting of shareholders in | | NONE | | FOR | | N/A | | ISSUER |
a new version. | | | | | | | | | | |
| | | | | | | | | | | |
9. Approve interested party transaction concluded by Mechel open | NONE | | FOR | | N/A | | ISSUER |
joint stock company. | | | | | | | | | | |
| | | | | | | | | | | |
GERON CORPORATION | | | | | | | | |
| | | | | | | | | | | |
Ticker: | GERN | Meeting Date: | 5/20/2014 | | | | | | | | |
CUSIP | 374163103 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approve employee stock purchase plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote to approve named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
GROUPON, INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | GRPN | Meeting Date: | 5/20/2014 | | | | | | | | |
CUSIP | 399473107 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote to approve executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approve amendment to incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
ALPHA NATURAL RESOURCES, INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | ANR | Meeting Date: | 5/22/2014 | | | | | | | | |
CUSIP | 02076X102 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approve amended and restated long-term incentive plan. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote to approve executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Stockholder proposal requesting an environmental report. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
6. Stockholder proposal requesting a climate change proposal. | | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
| | | | | | | | | | | |
7. Stockholder proposal requesting amendment to company's equal | AGAINST | | FOR | | AGAINST | | SHAREHOLDER |
employment opportunity policy. | | | | | | | | | |
| | | | | | | | | | | |
INTEL CORPORATION | | | | | | | | |
| | | | | | | | | | | |
Ticker: | INTC | Meeting Date: | 5/22/2014 | | | | | | | | |
CUSIP | 458140100 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
TATA MOTORS LIMITED | | | | | | | | |
| | | | | | | | | | | |
Ticker: | TTM | Meeting Date: | 5/27/2014 | | | | | | | | |
CUSIP | 876568502 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approval for payment of minimum remuneration to Mr. Pisharody. | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approval for payment of minimum remuneration to Mr. Borwankar. | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approve and ratify excess remuneration to paid to late (Mr. Slym). | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Borrowing powers of the board. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Creation of charge on company's properties. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
6. Offer or invite for subscription of non-convertible debentures on | FOR | | FOR | | WITH | | ISSUER |
private placement basis. | | | | | | | | | | |
| | | | | | | | | | | |
AMERICAN EAGLE OUTFITTERS, INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | AEO | Meeting Date: | 5/29/2014 | | | | | | | | |
CUSIP | 02553E106 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote to approve named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approve stock award and incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
MASTERCARD INCORPORATED | | | | | | | | |
| | | | | | | | | | | |
Ticker: | MA | Meeting Date: | 6/3/2014 | | | | | | | | |
CUSIP | 57636Q104 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
VEEVA SYSTEMS INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | VEEV | Meeting Date: | 6/4/2014 | | | | | | | | |
CUSIP | 922475108 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
FIREEYE, INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | FEYE | Meeting Date: | 6/11/2014 | | | | | | | | |
CUSIP | 31816Q101 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
ZYNGA INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | ZNGA | Meeting Date: | 6/11/2014 | | | | | | | | |
CUSIP | 98986T108 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approve amendment to decrease number of class B common stock and | FOR | | FOR | | WITH | | ISSUER |
increase number of class A common stock. | | | | | | | | | |
| | | | | | | | | | | |
3. Advisory vote to approve named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
NETSOL TECHNOLOGIES, INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | NTWK | Meeting Date: | 6/12/2014 | | | | | | | | |
CUSIP | 64115A402 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
ATLANTIC POWER CORPORATION | | | | | | | | |
| | | | | | | | | | | |
Ticker: | AT | Meeting Date: | 6/20/2014 | | | | | | | | |
CUSIP | 04878Q863 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | �� |
7. Ratify appointment of auditors and fix their remuneration. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
8. Advisory vote to approve named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
9. Approve amended and restated long-term incentive plan. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
TATA MOTORS LIMITED | | | | | | | | |
| | | | | | | | | | | |
Ticker: | TTM | Meeting Date: | 7/31/2014 | | | | | | | | |
CUSIP | 876568502 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approve audited statement of profit and loss, balance sheet, and | FOR | | FOR | | WITH | | ISSUER |
reports of directors and auditors. | | | | | | | | | |
| | | | | | | | | | | |
2. Approve declaration of dividend. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approve appointment of director, in place of Mr. Speth, who | | FOR | | FOR | | WITH | | ISSUER |
retires by rotation. | | | | | | | | | | |
| | | | | | | | | | | |
4. Ratify appointment of auditors and fix their remuneration. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5-10. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
11. Approve payment of remuneration to cost auditor. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
12. Approval of invitation and acceptance of fixed deposits from | FOR | | FOR | | WITH | | ISSUER |
members and public. | | | | | | | | | | |
| | | | | | | | | | | |
MOLYCORP, INC. | | | | | | | | |
| | | | | | | | | | | |
Ticker: | MCP | Meeting Date: | 6/25/2014 | | | | | | | | |
CUSIP | 608753109 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote to approve named executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approve amended and restated equity and performance | | FOR | | FOR | | WITH | | ISSUER |
incentive plan. | | | | | | | | | | |
| | | | | | | | | | | |
4. Approve amendment to declassify board directors. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Approve amendment to adopt majority voting in uncontested | | FOR | | FOR | | WITH | | ISSUER |
director elections. | | | | | | | | | | |
| | | | | | | | | | | |
6. Approve amendment to increase authorized shares of | | FOR | | FOR | | WITH | | ISSUER |
common stock. | | | | | | | | | | |
| | | | | | | | | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.