Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
(i). Whether the Registrant cast its vote for or against management.
Account Name: BIRMIWAL OASIS FUND | | | | | | | | |
Custodian Name: U.S. BANK | | | | | | | | | |
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WYNN RESORTS, LIMITED |
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Ticker: | WYNN | Meeting Date: | 2/22/2013 | | | | | | | | |
CUSIP | 983134107 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Remove Mr. Okada as company director. | | | FOR | | AGAINST | | AGAINST | | ISSUER |
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2. To adjourn special meeting to a later date, if necessary, for the | FOR | | AGAINST | | AGAINST | | ISSUER |
board or executive committee to solicit additional proxies in | | | | | | | | |
favor of removal proposal. | | | | | | | | | | |
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GREEN MOUNTAIN COFFEE ROASTERS, INC |
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Ticker: | GMCR | Meeting Date: | 3/7/2013 | | | | | | | | |
CUSIP | 393122106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1.Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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CIENNA CORPORATION | | | | | | | | |
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Ticker: | CIEN | Meeting Date: | 3/20/2013 | | | | | | | | |
CUSIP | 171779309 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: L W Fitt | | | FOR | | FOR | | WITH | | ISSUER |
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1B. Election of director: P H Nettles | | | FOR | | FOR | | WITH | | ISSUER |
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1C. Election of director: MJ Rowny | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
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SCHLUMBERGER LIMITED | | | | | | | | |
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Ticker: | SLB | Meeting Date: | 2/20/2013 | | | | | | | | |
CUSIP | 806857108 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: P LS Currie | | | FOR | | FOR | | WITH | | ISSUER |
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1B. Election of director: T Isaac | | | FOR | | FOR | | WITH | | ISSUER |
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1C. Election of director: KV Kamath | | | FOR | | FOR | | WITH | | ISSUER |
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1D. Election of director: P Kibsgaard | | | FOR | | FOR | | WITH | | ISSUER |
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1E. Election of director: N Kudryavtsev | | | FOR | | FOR | | WITH | | ISSUER |
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1F. Election of director: A Lajous | | | FOR | | FOR | | WITH | | ISSUER |
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1G. Election of director: ME Marks | | | FOR | | FOR | | WITH | | ISSUER |
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1H. Election of director: LS Olayan | | | FOR | | FOR | | WITH | | ISSUER |
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1I. Election of director: LR Reif | | | FOR | | FOR | | WITH | | ISSUER |
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1J. Election of director: TI Sandvold | | | FOR | | FOR | | WITH | | ISSUER |
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1K. Election of director: H Seydoux | | | FOR | | FOR | | WITH | | ISSUER |
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2. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
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3.Approve financial statements and declaration of dividends. | | FOR | | FOR | | WITH | | ISSUER |
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4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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5. Approve adoption of incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
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6. Approve amendment and restatement of discount stock | | FOR | | FOR | | WITH | | ISSUER |
purchase plan. | | | | | | | | | | |
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THE COCA-COLA COMPANY | | | | | | | | |
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Ticker: | KO | Meeting Date: | 2/25/2013 | | | | | | | | |
CUSIP | 191216100 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: HA Allen | | | FOR | | FOR | | WITH | | ISSUER |
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1B. Election of director: RW Allen | | | FOR | | FOR | | WITH | | ISSUER |
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1C. Election of director: HG Buffett | | | FOR | | FOR | | WITH | | ISSUER |
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1D. Election of director: RM Daley | | | FOR | | FOR | | WITH | | ISSUER |
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1E. Election of director: B Diller | | | FOR | | FOR | | WITH | | ISSUER |
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1F. Election of director: HD Gayle | | | FOR | | FOR | | WITH | | ISSUER |
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1G. Election of director: EG Greenberg | | | FOR | | FOR | | WITH | | ISSUER |
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1H. Election of director: AM Herman | | | FOR | | FOR | | WITH | | ISSUER |
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1I. Election of director: M Kent | | | FOR | | FOR | | WITH | | ISSUER |
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1J. Election of director: RA Kotick | | | FOR | | FOR | | WITH | | ISSUER |
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1K. Election of director: MA Lagomasino | | | FOR | | FOR | | WITH | | ISSUER |
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1L . Election of director: DF McHenry | | | FOR | | FOR | | WITH | | ISSUER |
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1M. Election of director: S Nunn | | | FOR | | FOR | | WITH | | ISSUER |
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1N. Election of director: JD Robinson III | | | FOR | | FOR | | WITH | | ISSUER |
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1O. Election of director: PV Ueberoth | | | FOR | | FOR | | WITH | | ISSUER |
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1P. Election of director: J Wallenberg | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
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4. Approve amendment to by-laws to permit shareowners to | | FOR | | FOR | | WITH | | ISSUER |
call special meeting. | | | | | | | | | | |
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5. Shareowner proposal regarding a board committee on | | AGAINST | | FOR | | AGAINST | | SH |
human rights. | | | | | | | | | | |
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CITIGROUP INC | | | | | | | | |
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Ticker: | C | Meeting Date: | 2/25/2013 | | | | | | | | |
CUSIP | 172967424 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: ML Corbat | | | FOR | | FOR | | WITH | | ISSUER |
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1B. Election of director: FB Humer | | | FOR | | FOR | | WITH | | ISSUER |
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1C. Election of director: RL Joss | | | FOR | | FOR | | WITH | | ISSUER |
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1D. Election of director: ME O'Neill | | | FOR | | FOR | | WITH | | ISSUER |
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1E. Election of director: J Rodin | | | FOR | | FOR | | WITH | | ISSUER |
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1F. Election of director: RL Ryan | | | FOR | | FOR | | WITH | | ISSUER |
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1G. Election of director: AM Santomero | | | FOR | | FOR | | WITH | | ISSUER |
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1H. Election of director: JE Spero | | | FOR | | FOR | | WITH | | ISSUER |
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1I. Election of director: DL Taylor | | | FOR | | FOR | | WITH | | ISSUER |
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1J. Election of director: WS Thompson Jr | | | FOR | | FOR | | WITH | | ISSUER |
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1K. Election of director: ED Ponce de Leon | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
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4. Approve adoption of stock incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
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5. Stockholder proposal that executives retain significant portion | AGAINST | | FOR | | AGAINST | | SH |
of stock until reaching normal retirement age. | | | | | | | | | |
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6.Stockholder proposal requesting report on lobbying and grassroots | AGAINST | | FOR | | AGAINST | | SH |
lobbying contributions. | | | | | | | | | | |
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7. Stockholder proposal requesting the Board institute policy to make | AGAINST | | FOR | | AGAINST | | SH |
it more practical to deny indemnification for directors. | | | | | | | | |
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ALEXION PHARMACEUTICALS, INC | | | | | | | | |
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Ticker: | ALXN | Meeting Date: | 5/6/2013 | | | | | | | | |
CUSIP | 015351109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approve amended and restated incentive plan. | | FOR | | FOR | | WITH | | ISSUER |
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4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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CLIFFS NATURAL RESOURCES, INC | | | | | | | | |
Ticker: | CLF | Meeting Date: | 5/7/2013 | | | | | | | | |
CUSIP | 18683K101 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: JA Carrabba | | | FOR | | FOR | | WITH | | ISSUER |
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1B. Election of director: SM Cunningham | | | FOR | | FOR | | WITH | | ISSUER |
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1C. Election of director: BJ Eldridge | | | FOR | | FOR | | WITH | | ISSUER |
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1D. Election of director: AR Gluski | | | FOR | | FOR | | WITH | | ISSUER |
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1E. Election of director: SM Green | | | FOR | | FOR | | WITH | | ISSUER |
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1F. Election of director: JK Henry | | | FOR | | FOR | | WITH | | ISSUER |
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1G. Election of director: JF Kirsch | | | FOR | | FOR | | WITH | | ISSUER |
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1H. Election of director: FR McAllister | | | FOR | | FOR | | WITH | | ISSUER |
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1I. Election of director: RK Riederer | | | FOR | | FOR | | WITH | | ISSUER |
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1J. Election of director: TW Sullivan | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve amendment to articles of incorporation on majority | | FOR | | FOR | | WITH | | ISSUER |
voting in uncontested director elections. | | | | | | | | | |
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3. Approve amendment to articles of incorporation to eliminate | | FOR | | FOR | | WITH | | ISSUER |
cumulative voting in director elections. | | | | | | | | | |
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4. Approve amendment to regulations to allow board to amend | | FOR | | FOR | | WITH | | ISSUER |
regulations to extent permitted by Ohio law. | | | | | | | | | |
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5. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
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6. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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ACTIONS SEMICONDUCTOR CO., LTD | | | | | | | | |
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Ticker: | ACTS | Meeting Date: | 5/7/2013 | | | | | | | | |
CUSIP | 00507E107 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Re-election of class I director: Yeh | | | FOR | | FOR | | WITH | | ISSUER |
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2. Re-election of class I director: Chen | | | FOR | | FOR | | WITH | | ISSUER |
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3. Re-election of class I director: Pan | | | FOR | | FOR | | WITH | | ISSUER |
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4. Approve amendment to equity performance and incentive plan. | FOR | | FOR | | WITH | | ISSUER |
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WYNN RESORTS, LIMITED | | | | | | | | |
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Ticker: | WYNN | Meeting Date: | 5/7/2013 | | | | | | | | |
CUSIP | 983134107 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | FOR | | ISSUER |
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MORGAN STANLEY | | | | | | | | |
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Ticker: | MS | Meeting Date: | 5/14/2013 | | | | | | | | |
CUSIP | 617446448 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: EB Bowles | | | FOR | | FOR | | WITH | | ISSUER |
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1B. Election of director: HJ Davies | | | FOR | | FOR | | WITH | | ISSUER |
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1C. Election of director: TH Glocer | | | FOR | | FOR | | WITH | | ISSUER |
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1D. Election of director: JP Gorman | | | FOR | | FOR | | WITH | | ISSUER |
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1E. Election of director: RH Herz | | | FOR | | FOR | | WITH | | ISSUER |
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1F. Election of director: CR Kidder | | | FOR | | FOR | | WITH | | ISSUER |
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1G. Election of director: K Kleinfeld | | | FOR | | FOR | | WITH | | ISSUER |
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1H. Election of director: DT Nicolaisen | | | FOR | | FOR | | WITH | | ISSUER |
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1I. Election of director: HS Olayan | | | FOR | | FOR | | WITH | | ISSUER |
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1J. Election of director: JW Owens | | | FOR | | FOR | | WITH | | ISSUER |
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1K. Election of director: OG Sexton | | | FOR | | FOR | | WITH | | ISSUER |
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1L. Election of director: R Tamakoshi | | | FOR | | FOR | | WITH | | ISSUER |
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1M. Election of director: M Tanaka | | | FOR | | FOR | | WITH | | ISSUER |
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1N. Election of director: LD Tyson | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Advisory vote to approve executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
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4. Amend equity incentive compensation plan to | | FOR | | FOR | | WITH | | ISSUER |
increase shares. | | | | | | | | | | |
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5. Amend equity incentive compensation plan to provide for | | FOR | | FOR | | WITH | | ISSUER |
qualifying performance-based long term incentive awards. | | | | | | | | |
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6. Amend performance formula governing annual incentive | | FOR | | FOR | | WITH | | ISSUER |
compensation for certain officers. | | | | | | | | | |
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CUMMINS, INC | | | | | | | | |
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Ticker: | CMI | Meeting Date: | 5/14/2013 | | | | | | | | |
CUSIP | 231021106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of director: Linebarger | | | FOR | | FOR | | WITH | | ISSUER |
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2. Election of director: Miller | | | | FOR | | FOR | | WITH | | ISSUER |
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3. Election of director: Herman | | | FOR | | FOR | | WITH | | ISSUER |
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4. Election of director: Nelson | | | | FOR | | FOR | | WITH | | ISSUER |
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5. Election of director: Ware | | | | FOR | | FOR | | WITH | | ISSUER |
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6. Election of director: Herdman | | | FOR | | FOR | | WITH | | ISSUER |
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7. Election of director: Bernhard | | | FOR | | FOR | | WITH | | ISSUER |
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8. Election of director: Chang Diaz | | | FOR | | FOR | | WITH | | ISSUER |
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9. Election of director: Dobbs | | | | FOR | | FOR | | WITH | | ISSUER |
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10. Advisory vote to approve executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
11. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
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12. Shareholder proposal regarding independent board chair. | | AGAINST | | FOR | | AGAINST | | SH |
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BLYTH, INC | | | | | | | | |
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Ticker: | BTH | Meeting Date: | 5/14/2013 | | | | | | | | |
CUSIP | 09643P207 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approve amended and restated omnibus incentive plan. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
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LONE PINE RESOURCES, INC | | | | | | | | |
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Ticker: | LPR | Meeting Date: | 5/15/2013 | | | | | | | | |
CUSIP | 54222A106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: McDonald | | | FOR | | FOR | | WITH | | ISSUER |
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1B. Election of director: Wonnacott | | | FOR | | FOR | | WITH | | ISSUER |
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2. Amend certificate of incorporation to eliminate classified structure | FOR | | FOR | | WITH | | ISSUER |
of the board. | | | | | | | | | | |
| | | | | | | | | | | |
3. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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INTERCONTINENTALEXCHANGE, INC | | | | | | | | |
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Ticker: | ICE | Meeting Date: | 5/17/2013 | | | | | | | | |
CUSIP | 45865V100 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: Crisp | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1B. Election of director: Forneri | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1C. Election of director: Gregg | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1D. Election of director: Hatfield | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1E. Election of director: Martell | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1F. Election of director: McCarthy | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1G. Election of director: Reid | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1H. Election of director: Salerno | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1I. Election of director: Sprecher | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1J. Election of director: Sprieser | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1K. Election of director: Tese | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approve omnibus employee incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approve omnibus non-employee director incentive plan. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
| | | | | | | | | | | |
J. C. PENNY COMPANY, INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | JCP | Meeting Date: | 5/17/2013 | | | | | | | | |
CUSIP | 708160106 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: Ackman | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
1B. Election of director: Barrett | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
1C. Election of director: Engibous | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
1D. Election of director: Foster | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
1E. Election of director: Laybourne | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
1F. Election of director: Roberts | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
1G. Election of director: Roth | | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
1H. Election of director: Teruel | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
1I. Election of director: Turner | | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
1J. Election of director: Ullman III | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
1K. Election of director: West | | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote on executive compensation. | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
| | | | | | | | | | | |
3D SYSTEMS CORPORATION | | | | | | | | |
| | | | | | | | | | | |
Ticker: | DDD | Meeting Date: | 5/21/2013 | | | | | | | | |
CUSIP | 88554D205 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approve amendment to certificate of incorporation to increase | FOR | | FOR | | WITH | | ISSUER |
authorized shares of common stock. | | | | | | | | | |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
| | | | | | | | | | | |
CALIX INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | CALX | Meeting Date: | 5/22/2013 | | | | | | | | |
CUSIP | 13100M509 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
| | | | | | | | | | | |
CITRIX SYSTEMS, INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | CTXS | Meeting Date: | 5/23/2013 | | | | | | | | |
CUSIP | 177376100 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: Templeton | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1B. Election of director: Dow | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1C. Election of director: Sullivan | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approve equity incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approve to declassify board of directors. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
| | | | | | | | | | | |
AMAZON.COM, INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | AMZN | Meeting Date: | 5/23/2013 | | | | | | | | |
CUSIP | 023135106 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: Bezos | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1B. Election of director: Alberg | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1C. Election of director: Brown | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1D. Election of director: Gordon | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1E. Election of director: Gorelick | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1F. Election of director: Monie | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1G. Election of director: Rubinstein | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1H. Election of director: Ryder | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1I. Election of director: Stonesifer | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Shareholder proposal regarding report concerning | | AGAINST | | FOR | | AGAINST | | SH |
political contributions. | | | | | | | | | | |
| | | | | | | | | | | |
| | | | | | | | | | | |
MEMC ELECTRONIC MATERIALS, INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | SUNE | Meeting Date: | 5/30/2013 | | | | | | | | |
CUSIP | 552715104 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: Williams | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1B. Election of director: Tesoriere | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1C. Election of director: Zwirn | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approve equity incentive plan to increase number of shares. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. Approve amendments to declassify board of directors. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
6. Approve amendment to change name of company. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
7. Stockholder proposal regarding special stockholders meeting. | AGAINST | | FOR | | AGAINST | | SH |
| | | | | | | | | | | |
| | | | | | | | | | | |
AMERICAN EAGLE OUTFITTERS, INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | AEO | Meeting Date: | 5/30/2013 | | | | | | | | |
CUSIP | 02553E106 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: Hanson | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1B. Election of director: Ketteler | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1C. Election of director: McMillan | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1D. Election of director: Sable | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
| | | | | | | | | | | |
INTERCONTINENTALEXCHANGE, INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | ICE | Meeting Date: | 6/3/2013 | | | | | | | | |
CUSIP | 45865V100 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Adopt amended and restated plan of merger. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2A. Approve provisions related to amount and classes | | FOR | | FOR | | WITH | | ISSUER |
of authorized stock. | | | | | | | | | | |
| | | | | | | | | | | |
2B. Approve provisions related to limitations on ownership and voting. | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2C. Approve provisions related to disqualification of officers and directors | FOR | | FOR | | WITH | | ISSUER |
and certain powers of board directors. | | | | | | | | | |
| | | | | | | | | | | |
2D. Approve provisions related to considerations of board directors | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2E. Approve provisions related to amendments to company's certificate | FOR | | FOR | | WITH | | ISSUER |
of incorporation. | | | | | | | | | | |
| | | | | | | | | | | |
2F. Approve adjournments of special meeting of stockholders | | FOR | | FOR | | WITH | | ISSUER |
of company. | | | | | | | | | | |
| | | | | | | | | | | |
| | | | | | | | | | | |
MONSTER BEVERAGE CORPORATION | | | | | | | | |
| | | | | | | | | | | |
Ticker: | MNST | Meeting Date: | 6/3/2013 | | | | | | | | |
CUSIP | 611740101 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
| | | | | | | | | | | |
ZYNGA INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | ZNGA | Meeting Date: | 6/4/2013 | | | | | | | | |
CUSIP | 98986T108 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
| | | | | | | | | | | |
MONSTER WORLDWIDE, INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | MWW | Meeting Date: | 6/4/2013 | | | | | | | | |
CUSIP | 611742107 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: Iannuzzi | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1B. Election of director: Gaulding | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1C. Election of director: Giambastiani Jr | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1D. Election of director: McCague | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1E. Election of director: Rayport | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1F. Election of director: Tunioli | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1G. Election of director: Yates | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote on executive compensation. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
| | | | | | | | | | | |
GENERAL MOTORS COMPANY | | | | | | | | |
| | | | | | | | | | | |
Ticker: | GM | Meeting Date: | 6/6/2013 | | | | | | | | |
CUSIP | 37045V100 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: Akerson | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1B. Election of director: Bonderman | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1C. Election of director: Davis Jr | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1D. Election of director: Girsky | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1E. Election of director: Isdell | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1F. Election of director: Krebs | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1G. Election of director: Marinello | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1H. Election of director: Mullen | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1I. Election of director: Mulva | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1J. Election of director: Russo | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1K. Election of director: Schoewe | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1L. Election of director: Solso | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1M. Election of director: Stephenson | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1N. Election of director: Telles | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote to approve executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Shareholder proposal for independent board chairman. | | AGAINST | | FOR | | AGAINST | | SH |
| | | | | | | | | | | |
5. Shareholder proposal on executive stock retention. | | AGAINST | | FOR | | AGAINST | | SH |
| | | | | | | | | | | |
| | | | | | | | | | | |
GLU MOBILE INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | GLUU | Meeting Date: | 6/6/2013 | | | | | | | | |
CUSIP | 379890106 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approve restated equity incentive plan to increase common stock shares. | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
| | | | | | | | | | | |
SPRINT NEXTEL CORPORATION | | | | | | | | |
| | | | | | | | | | | |
Ticker: | S | Meeting Date: | 6/12/2013 | | | | | | | | |
CUSIP | 852061100 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Adoption of plan of merger. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Advisory vote to approve certain executive compensation in | | FOR | | FOR | | WITH | | ISSUER |
connection with planned merger. | | | | | | | | | |
| | | | | | | | | | | |
3. Approve motion to postpone or adjourn special stockholders' | FOR | | FOR | | WITH | | ISSUER |
meeting, if necessary, to solicit additional proxies to approve | | | | | | | | |
proposal 1. | | | | | | | | | | | |
| | | | | | | | | | | |
| | | | | | | | | | | |
GROUPON, INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | GRPN | Meeting Date: | 6/13/2013 | | | | | | | | |
CUSIP | 399473107 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote to approve executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approve amended incentive plan to increase number of shares | FOR | | FOR | | WITH | | ISSUER |
and to increase individual limit on annual award shares. | | | | | | | | |
| | | | | | | | | | | |
| | | | | | | | | | | |
BEST BUY CO., INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | BBY | Meeting Date: | 6/20/2013 | | | | | | | | |
CUSIP | 086516101 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: Anderson | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1B. Election of director: Khosla | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1C. Election of director: Lenzmeier | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1D. Election of director: Tyabji | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1E. Election of director: Fradin | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
1F. Election of director: Joly | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | AGAINST | | AGAINST | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote to approve executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approve to declassify board directors. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
| | | | | | | | | | | |
| | | | | | | | | | | |
ATLANTIC POWER CORPORATION | | | | | | | | |
| | | | | | | | | | | |
Ticker: | AT | Meeting Date: | 6/19/2013 | | | | | | | | |
CUSIP | 04878Q863 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Advisory vote to approve executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Approve of shareholder rights plan adopted by board between | FOR | | FOR | | WITH | | ISSUER |
the corporation and computershare investor services as rights agent. | | | | | | | |
| | | | | | | | | | | |
5. Approve of the company's advance notice policy adopted by board. | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
| | | | | | | | | | | |
MOLYCORP, INC | | | | | | | | |
| | | | | | | | | | | |
Ticker: | MCP | Meeting Date: | 6/27/2013 | | | | | | | | |
CUSIP | 608753109 | | | | | | | | | | |
| | | | | | | | | | | |
Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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COINSTAR, INC | | | | | | | | |
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Ticker: | OUTR | Meeting Date: | 6/27/2013 | | | | | | | | |
CUSIP | 19259P300 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director: Denzel | | | FOR | | FOR | | WITH | | ISSUER |
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1B. Election of director: Woodard | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve change of company name to Outerwall, Inc. | | FOR | | FOR | | WITH | | ISSUER |
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3. Advisory vote to approve executive compensation. | | FOR | | FOR | | WITH | | ISSUER |
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4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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MECHEL OAO | | | | | | | | |
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Ticker: | MTL | Meeting Date: | 6/28/2013 | | | | | | | | |
CUSIP | 583840103 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approve annual report. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve annual accounting report. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Will not pay dividends on ordinary registered non-documentary shares. | FOR | | FOR | | WITH | | ISSUER |
To pay dividends on preferred registered non-documentary shares. Effect | | | | | | | |
payment with cash disbursement via non-cash transaction. | | | | | | | | |
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4. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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5.1 Elect audit committee member: Yaminsky | | | FOR | | FOR | | WITH | | ISSUER |
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5.2 Elect audit committee member: Vlasenko | | | FOR | | FOR | | WITH | | ISSUER |
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5.3 Elect audit committee member: Stepanov | | | FOR | | FOR | | WITH | | ISSUER |
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6. Ratify appointment of auditors. | | | FOR | | FOR | | WITH | | ISSUER |
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7. Adopt new version of the charter. | | | FOR | | FOR | | WITH | | ISSUER |
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8. Approve new version of remuneration and compensation for expenses | FOR | | FOR | | WITH | | ISSUER |
of board members. | | | | | | | | | | |
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9. Approve party transaction concluded by the company. | | FOR | | FOR | | WITH | | ISSUER |
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Legend: | SH - shareholder | | | | | | | | | |
| N/A - Not available | | | | | | | | | |
| None - No recommendation | | | | | | | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.