UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21289
BIRMIWAL INVESTMENT TRUST
(Exact name of registrant as specified in charter)
24140 E Greystone Lane
Woodway, Washington 98020
(Address of principal executive offices) (Zip code)
Kailash Birmiwal
Birmiwal Investment Trust
24140 E Greystone Lane
Woodway, Washington 98020
(Name and address of agent for service)
Registrant's telephone number, including area code: (206) 542-7652
Date of fiscal year end: March 31
Date of reporting period: July 1, 2009– June 30, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Account Name: BIRMIWAL OASIS FUND |
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Custodian Name: U.S. BANK |
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WIPRO LIMITED |
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Ticker: | WIT | Meeting Date: | 7/21/2009 | ||||||||
CUSIP | 97651M109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Adoption of report and accounts. | FOR | FOR | WITH | ISSUER | |||||||
2. Declaration of final dividend on equity shares. | FOR | FOR | WITH | ISSUER | |||||||
3. Reappointment of Mr. BC Prabhakhar as director. | FOR | FOR | WITH | ISSUER | |||||||
4. Reappointment of Mr. William Arthur Owens as director. | FOR | FOR | WITH | ISSUER | |||||||
5. Reappointment of Mr. JN Sheth as director. | FOR | FOR | WITH | ISSUER | |||||||
6. Reappointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
7. Reappointment of Mr. AH Premji as chairmand and managing director | FOR | FOR | WITH | ISSUER | |||||||
and payment of remuneration. | |||||||||||
8. Scheme of arrangement proposed between Wipro Networks, Singapore, | FOR | FOR | WITH | ISSUER | |||||||
Wmnetserv Ltd, Cyprus and Wipro Limited for merger of Indian branch | |||||||||||
offices of Wipro Networks, Singapore, Wmnetserv, Cyprus and | |||||||||||
Wipro Limited. | |||||||||||
WNS HOLDINGS LIMITED |
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Ticker: | WNS | Meeting Date: | 7/23/2009 | ||||||||
CUSIP | 92932M101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Annual audited accounts. | ** | FOR | ** | ISSUER | |||||||
of directors and auditors. | |||||||||||
2. Reappointment of auditors. | ** | FOR | ** | ISSUER | |||||||
3. Auditors' remuneration. | ** | FOR | ** | ISSUER | |||||||
4. Reelection of Mr. Jeremy Young as director. | ** | FOR | ** | ISSUER | |||||||
5. Reelection of Mr. Eric Herr as director. | ** | FOR | ** | ISSUER | |||||||
6. Reelection of Mr. Deepak Parekh as director. | ** | FOR | ** | ISSUER | |||||||
7. Directors' remuneration. | ** | FOR | ** | ISSUER | |||||||
JA SOLAR HOLDINGS CO., LTD |
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Ticker: | JASO | Meeting Date: | 8/3/2009 | ||||||||
CUSIP | 466090107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
2. Reelection of Baofang Jin as director and fix his remuneration. | FOR | FOR | WITH | ISSUER | |||||||
3. Reelection of H Yang as director and fix his remuneration. | FOR | FOR | WITH | ISSUER | |||||||
4. Reelection of B Yen as director and fix his remuneration. | FOR | FOR | WITH | ISSUER | |||||||
5. Reelection of H Xu as director and fix his remuneration. | FOR | FOR | WITH | ISSUER | |||||||
6. Reelection of J Xie as director and fix his remuneration. | FOR | FOR | WITH | ISSUER | |||||||
7. Reelection of J Huang as director and fix his remuneration. | FOR | FOR | WITH | ISSUER | |||||||
8. Reelection of H Ni as director and fix her remuneration. | FOR | FOR | WITH | ISSUER | |||||||
9. Approve and adopt third amended and restated articles of | FOR | FOR | WITH | ISSUER | |||||||
association of company. | |||||||||||
THQ INC. |
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Ticker: | THQI | Meeting Date: | 8/6/2009 | ||||||||
CUSIP | 872443403 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Approval of amendment to the employee stock purchase plan. | FOR | FOR | WITH | ISSUER | |||||||
3. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
FOR | FOR | WITH | ISSUER | ||||||||
ALLIANCE ONE INTERNATIONAL, INC. |
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Ticker: | AOI | Meeting Date: | 8/6/2009 | ||||||||
CUSIP | 018772103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Approval of amendments and restatements of incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
RADISYS CORPORATION |
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Ticker: | RSYS | Meeting Date: | 8/18/2009 | ||||||||
CUSIP | 750459109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
3. Approve employee stock option exchange program. | FOR | FOR | WITH | ISSUER | |||||||
4. Approve amendment to employee stock purchase plan. | FOR | FOR | WITH | ISSUER | |||||||
E*TRADE FINANCIAL CORPORATION |
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Ticker: | ETFC | Meeting Date: | 8/19/2009 | ||||||||
CUSIP | 269246104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Amend article fourth of company's restated certificate of incorporation. | FOR | FOR | WITH | ISSUER | |||||||
2. Approve issuance of class A and class B senior convertible debentures | FOR | FOR | WITH | ISSUER | |||||||
in connection with debt exchange transaction. | |||||||||||
3. Approve potential issuance of common stock or securities convertible | FOR | FOR | WITH | ISSUER | |||||||
into or exchangeable or exercisable for common stock in connection | |||||||||||
with debt exchange transactions. | |||||||||||
4. Grant management authority to adjourn, postpone or continue | FOR | FOR | WITH | ISSUER | |||||||
special meeting. | |||||||||||
5. Non-binding resolution to retain the company's stockholder | ** | FOR | ** | ISSUER | |||||||
rights plan until its scheduled expiration. | |||||||||||
LA-Z BOY INCORPORATED |
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Ticker: | LZB | Meeting Date: | 8/19/2009 | ||||||||
CUSIP | 505336107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
TATA MOTORS LIMITED |
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Ticker: | TTM | Meeting Date: | 8/25/2009 | ||||||||
CUSIP | 876568502 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Adopt audited profit and loss account for year ended March 31, 2009. | FOR | FOR | WITH | ISSUER | |||||||
2. Declare dividend on ordinary shares and A ordinary shares. | FOR | FOR | WITH | ISSUER | |||||||
3. Appoint a director in place of Mr NN Wadia. | |||||||||||
4. Appoint a director in place of Mr SM Palia. | FOR | FOR | WITH | ISSUER | |||||||
5. Appoint auditors and fix their remuneration. | FOR | FOR | WITH | ISSUER | |||||||
6. Appointment of Mr N Munjee as director. | FOR | FOR | WITH | ISSUER | |||||||
7. Appointment of Mr S Bhargava as director. | FOR | FOR | WITH | ISSUER | |||||||
8. Appointment of Mr VK Jairath as director. | FOR | FOR | WITH | ISSUER | |||||||
9. Appointment of Mr R Kant as director. | FOR | FOR | WITH | ISSUER | |||||||
10. Appointment of Mr PM Telang as managing director - | FOR | FOR | WITH | ISSUER | |||||||
India operations. | |||||||||||
11. Appointment of Mr RL Choudhary as director. | FOR | FOR | WITH | ISSUER | |||||||
LDK SOLAR CO LTD |
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Ticker: | LDK | Meeting Date: | 8/28/2009 | ||||||||
CUSIP | 50183L107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Adopt and approve annual report. | FOR | FOR | WITH | ISSUER | |||||||
2. Reelect Mr X Tong as director for three years. | FOR | FOR | WITH | ISSUER | |||||||
3. Reelect Mr B Xiang as independent director for three years. | FOR | FOR | WITH | ISSUER | |||||||
4. Reelect Mr W Gang as non-executive director for one year. | FOR | FOR | WITH | ISSUER | |||||||
5. Ratify auditors. | FOR | FOR | WITH | ISSUER | |||||||
SHENGDATECH INC. |
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Ticker: | SDTH | Meeting Date: | 9/19/2009 | ||||||||
CUSIP | 823213103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | WITHHOLD | AGAINST | ISSUER | |||||||
2. Ratification of accountants. | FOR | FOR | WITH | ISSUER | |||||||
FREESEAS INC. |
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Ticker: | FREE | Meeting Date: | 9/17/2009 | ||||||||
CUSIP | Y26496102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Approve an amendment to company's articles of incorporation to | FOR | FOR | WITH | ISSUER | |||||||
increase authorized shares. | |||||||||||
3. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
CBL & ASSOCIATES PROPERTIES INC. |
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Ticker: | CBL | Meeting Date: | 9/21/2009 | ||||||||
CUSIP | 124830100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Approve an amendment to company's amended and restated certificate | FOR | FOR | WITH | ISSUER | |||||||
of incorporation to increase number of authorized shares. | |||||||||||
DRYSHIPS INC. |
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Ticker: | DRYS | Meeting Date: | 9/21/2009 | ||||||||
CUSIP | Y2109Q101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify auditors. | FOR | FOR | WITH | ISSUER | |||||||
OMNIVISION TECHNOLOGIES INC. |
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Ticker: | OVTI | Meeting Date: | 9/24/2009 | ||||||||
CUSIP | 682128103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
3. Approval of employee stock purchase plan and reservation | FOR | FOR | WITH | ISSUER | |||||||
of shares for purchase. | |||||||||||
4. Approve stock option exchange program for employees. | FOR | FOR | WITH | ISSUER | |||||||
4. Approve stock option exchange program for | FOR | FOR | WITH | ISSUER | |||||||
named executive directors. | |||||||||||
NORTH AMERICAN ENERGY PARTNERS INC. |
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Ticker: | NOA | Meeting Date: | 9/24/2009 | ||||||||
CUSIP | 656844107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Approve unallocated options under the share option plan. | FOR | FOR | WITH | ISSUER | |||||||
ANGIODYNAMICS INC |
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Ticker: | ANGO | Meeting Date: | 10/19/2009 | ||||||||
CUSIP | 03475V101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
3. Amend stock and incentive award plan to increase number of | FOR | FOR | WITH | ISSUER | |||||||
common shares. | |||||||||||
THE9 LIMITED |
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Ticker: | NCTY | Meeting Date: | 10/20/2009 | ||||||||
CUSIP | 88337K104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Reelect appointment of Mr DA Mackenzie as independent director. | FOR | FOR | WITH | ISSUER | |||||||
2. Reelect appointment of Mr CY Wang as independent director. | FOR | FOR | WITH | ISSUER | |||||||
3. Reelect appointment of Mr KK Yeung as independent director. | FOR | FOR | WITH | ISSUER | |||||||
CHINA GRENTECH CORPORATION LTD |
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Ticker: | GRRF | Meeting Date: | 10/23/2009 | ||||||||
CUSIP | 16938P107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. Election of director: Y Gao | FOR | FOR | WITH | ISSUER | |||||||
1B. Election of director: K Zhuang | FOR | FOR | WITH | ISSUER | |||||||
1C. Election of director: R Yu | FOR | FOR | WITH | ISSUER | |||||||
1D. Election of director: Q Wang | FOR | FOR | WITH | ISSUER | |||||||
1E. Election of director: C Shi | FOR | FOR | WITH | ISSUER | |||||||
1F. Election of director: X You | FOR | FOR | WITH | ISSUER | |||||||
1G. Election of director: KK Mak | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
FOSTER WHEELER AG |
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Ticker: | FWLT | Meeting Date: | 11/4/2009 | ||||||||
CUSIP | H27178104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of director: C C Daley, Jr. | FOR | FOR | WITH | ISSUER | |||||||
2. In the event counterproposals, alterations or amendments of the agenda | FOR | FOR | WITH | ISSUER | |||||||
items or other matters are raised at the extraordinary general meeting | |||||||||||
I instruct appointed proxies to vote as follows. | |||||||||||
AMBASSADORS INTERNATIONAL INC. |
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Ticker: | AMIED | Meeting Date: | 11/12/2009 | ||||||||
CUSIP | 023178106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Issue additional shares of common stock in exchange for convertible | FOR | AGAINST | AGAINST | ISSUER | |||||||
senior notes. | |||||||||||
GUSHAN ENVIRONMENTAL ENERGY |
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Ticker: | GU | Meeting Date: | 11/18/2009 | ||||||||
CUSIP | 40330W106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Reelection of director: Mr D Chen. | FOR | FOR | WITH | ISSUER | |||||||
2. Reelection of director: Mr TB Lee. | FOR | FOR | WITH | ISSUER | |||||||
3. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Adopt and approve annual report of company, including audited | FOR | FOR | WITH | ISSUER | |||||||
financial statements. | |||||||||||
MICROSOFT CORPORATION |
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Ticker: | MSFT | Meeting Date: | 11/19/2009 | ||||||||
CUSIP | 594918104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of director: WH Gates III | FOR | FOR | WITH | ISSUER | |||||||
2. Election of director: S Ballmer | FOR | FOR | WITH | ISSUER | |||||||
3. Election of director: D Dublon | FOR | FOR | WITH | ISSUER | |||||||
4. Election of director: R Gilmartin | FOR | FOR | WITH | ISSUER | |||||||
5. Election of director: R Hastings | FOR | FOR | WITH | ISSUER | |||||||
6. Election of director: M Klawe | FOR | FOR | WITH | ISSUER | |||||||
7. Election of director: D Marquardt | FOR | FOR | WITH | ISSUER | |||||||
8. Election of director: CH Noski | FOR | FOR | WITH | ISSUER | |||||||
9. Election of director: H Panke | FOR | FOR | WITH | ISSUER | |||||||
10. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
11. Approve amendments to amended and restated articles of | FOR | FOR | WITH | ISSUER | |||||||
incorporation. | |||||||||||
12. Advisory vote on executive compensation. | FOR | FOR | WITH | ISSUER | |||||||
13. Shareholder proposal-adoption of healthcare reform principles. | AGAINST | FOR | AGAINST | SH | |||||||
14. Shareholder proposal-disclosure of charitable contributions.. | AGAINST | FOR | AGAINST | SH | |||||||
FLAGSTAR BANCORP INC |
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Ticker: | FBC | Meeting Date: | 12/4/2009 | ||||||||
CUSIP | 337930101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Approve an amendment to company's amended and restated articles | FOR | FOR | WITH | ISSUER | |||||||
of incorporation to increase number of authorized shares. | |||||||||||
SOLARFUN POWER HOLDINGS |
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Ticker: | SOLF | Meeting Date: | 12/10/2009 | ||||||||
CUSIP | 83415U108 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Reappoint D NK Wang, R Cui and J Breckenridge as directors | FOR | FOR | WITH | ISSUER | |||||||
for a three year term. | |||||||||||
2. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
ALESCO FINANCIAL INC. |
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Ticker: | COHN | Meeting Date: | 12/15/2009 | ||||||||
CUSIP | 014485106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
3. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
1. Approve issuance of common stock shares and series A voting | FOR | FOR | WITH | ISSUER | |||||||
convertible in agreement to plan of merger. | |||||||||||
2. Approve cash bonus plan. | FOR | FOR | WITH | ISSUER | |||||||
4. Adjourn annual meeting to a later date to solicit additional proxies | FOR | FOR | WITH | ISSUER | |||||||
for any of foregoing matters. | |||||||||||
GRUBB AND ELLIS COMPANY |
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Ticker: | GBE | Meeting Date: | 12/17/2009 | ||||||||
CUSIP | 400095204 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
2B. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
1. Approve an amendment to certificate of incorporation to | FOR | FOR | WITH | ISSUER | |||||||
increase authorized number of common and preferred shares. | |||||||||||
2A. Adoption of amendment to certificate of incorporation. | FOR | FOR | WITH | ISSUER | |||||||
4. Adoption of amendment to increase number of directors by two | FOR | FOR | WITH | ISSUER | |||||||
in the event that preferred dividends are in arrears for six or more quarters, | |||||||||||
consecutive or not. | |||||||||||
5. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
6. Grant proxy holders discretion to vote on all matters as may properly | FOR | FOR | WITH | ISSUER | |||||||
come before annual meeting. | |||||||||||
QIAO XING UNIVERSAL TELEPHONE INC |
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Ticker: | Meeting Date: | 12/18/2009 | |||||||||
CUSIP | G7303A109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Approve amendment to change corporate name. | FOR | FOR | WITH | ISSUER | |||||||
FOCUS MEDIA HOLDING LIMITED |
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Ticker: | FMCN | Meeting Date: | 12/21/2009 | ||||||||
CUSIP | 34415V109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Reelect D Qi as director for a three year term. | FOR | FOR | WITH | ISSUER | |||||||
2. Reelect C Chao as director for a three year term. | FOR | FOR | WITH | ISSUER | |||||||
3. Reelect A Deyi as director for a three year term. | FOR | FOR | WITH | ISSUER | |||||||
4. Approve employee share option plan and authorize officers to allot, | FOR | FOR | WITH | ISSUER | |||||||
issue or deliver shares. | |||||||||||
DELTA PETROLEUM CORPORATION |
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Ticker: | DPTR | Meeting Date: | 12/22/2009 | ||||||||
CUSIP | 247907207 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Approve an amendment to certificate of incorporation to | FOR | FOR | WITH | ISSUER | |||||||
increase authorized number of common shares. | |||||||||||
2. Approve performance and equity incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
QIAO XING UNIVERSAL TELEPHONE INC |
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Ticker: | Meeting Date: | 12/28/2009 | |||||||||
CUSIP | G7303A109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of P D Lou. | FOR | WITHHOLD | AGAINST | ISSUER | |||||||
2. Approve and adopt annual report including audited financial statements, | FOR | AGAINST | AGAINST | ISSUER | |||||||
auditors' report and directors' report. | |||||||||||
3. Consider and act upon business as may properly come before the | FOR | AGAINST | AGAINST | ISSUER | |||||||
meeting or any adjournment thereof. | |||||||||||
VISIONCHINA MEDIA INC. |
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Ticker: | VISN | Meeting Date: | 12/29/2009 | ||||||||
CUSIP | 92833U103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
10. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
TTI TEAM TELECOM INTERNATIONAL LTD |
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Ticker: | TTIL | Meeting Date: | 12/31/2009 | ||||||||
CUSIP | M88258104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
2. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
1. Ratify appointment of auditors and fix their remuneration. | FOR | FOR | WITH | ISSUER | |||||||
3. Reelect D Zinger as outside director for an additional three years. | FOR | FOR | WITH | ISSUER | |||||||
4. Authorize M Lipshes ,CEO and chairman of board, to continue as | FOR | FOR | WITH | ISSUER | |||||||
chairman of the board until annual general meeting in 2010. | |||||||||||
CALLON PETROLEUM COMPANY |
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Ticker: | CPE | Meeting Date: | 12/31/2009 | ||||||||
CUSIP | 13123X102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Approve amendment to article four of certificate of incorporation to | FOR | AGAINST | AGAINST | ISSUER | |||||||
increase authorized number of commonshares. | |||||||||||
2. Approve issuance of common stock shares, issuable upon conversion of | FOR | AGAINST | AGAINST | ISSUER | |||||||
convertible preferred stock. | |||||||||||
TIANYIN PHARMACEUTICAL CO INC |
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Ticker: | TPI | Meeting Date: | 1/21/2010 | ||||||||
CUSIP | 88630M104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
AMERICAN CAPITAL LTD |
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Ticker: | ACAS | Meeting Date: | 2/12/2010 | ||||||||
CUSIP | 02503Y103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Approve to sell shares of common stock below net asset value | FOR | AGAINST | AGAINST | ISSUER | |||||||
per share. | |||||||||||
APPLIED MATERIALS INC |
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Ticker: | AMAT | Meeting Date: | 3/9/2010 | ||||||||
CUSIP | 038222105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
AMTECH SYSTEMS INC |
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Ticker: | ASYS | Meeting Date: | 3/11/2010 | ||||||||
CUSIP | 032332504 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
3. Approve amendment to company's non-employee directors | FOR | FOR | WITH | ISSUER | |||||||
stock option plan. | |||||||||||
4. Approve amendment to company's employee stock option plan. | FOR | FOR | WITH | ISSUER | |||||||
DORAL FINANCIAL CORPORATION |
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Ticker: | DRL | Meeting Date: | 3/12/2010 | ||||||||
CUSIP | 25811P886 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Approve amendment to restated certificate of incorporation to | FOR | FOR | WITH | ISSUER | |||||||
increase authorized number of common stock shares. | |||||||||||
2. Authorize and approve, under rules of NYSE, issuance of common stock | FOR | FOR | WITH | ISSUER | |||||||
shares which would be in excess of 20% of outstanding common stock, | |||||||||||
in connection with proposed exchange of preferred stocks. | |||||||||||
CHINA DIRECT INDUSTRIES INC |
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Ticker: | CDII | Meeting Date: | 3/15/2010 | ||||||||
CUSIP | 169384203 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
3. Approve amendment to bylaws to decrease quorum requirement for | FOR | FOR | WITH | ISSUER | |||||||
meeting of shareholders to one-third of voting power of our issued and | |||||||||||
outstanding shares entitled to vote, represented in person or by proxy. | |||||||||||
STARBUCKS CORPORATION |
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Ticker: | SBUX | Meeting Date: | 3/24/2010 | ||||||||
CUSIP | 855244109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. Election of director: H Schultz | FOR | FOR | WITH | ISSUER | |||||||
1B. Election of director: B Bass | FOR | FOR | WITH | ISSUER | |||||||
1C. Election of director: WW Bradley | FOR | FOR | WITH | ISSUER | |||||||
1D. Election of director: M Hobson | FOR | FOR | WITH | ISSUER | |||||||
1E Election of director: KR Johnson | FOR | FOR | WITH | ISSUER | |||||||
1F. Election of director: O Lee | FOR | FOR | WITH | ISSUER | |||||||
1G. Election of director: S Sandberg | FOR | FOR | WITH | ISSUER | |||||||
1H. Election of director: JG Shennan Jr | FOR | FOR | WITH | ISSUER | |||||||
1I. Election of director: JG Teruel | FOR | FOR | WITH | ISSUER | |||||||
1J. Election of director: ME Ullman III | FOR | FOR | WITH | ISSUER | |||||||
1K. Election of director: CE Weatherup | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
3.Shareholder proposal - regarding recycling strategy for | AGAINST | FOR | AGAINST | SH | |||||||
beverage containers. | |||||||||||
QUICKSILVER INC |
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Ticker: | ZQK | Meeting Date: | 3/26/2010 | ||||||||
CUSIP | 74838C106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Approve amendment to certificate of incorporation to | FOR | FOR | WITH | ISSUER | |||||||
increase authorized number of common stock shares. | |||||||||||
3. Approval of grant of restricted common stock shares to K Slater. | FOR | FOR | WITH | ISSUER | |||||||
4. Approval of amendment of stock incentive plan to allow | FOR | FOR | WITH | ISSUER | |||||||
for a one-time stock option exchange program. | |||||||||||
5. Approval of amendment of stock incentive plan to increase maximum | FOR | FOR | WITH | ISSUER | |||||||
number of shares reserved for issuance and maximum number of shares | |||||||||||
issuable under the plan. | |||||||||||
6. Approval of amendment to stock incentive plan to increase size of initial | FOR | FOR | WITH | ISSUER | |||||||
and annual issuances of restricted stocks and grants of stock options | |||||||||||
to non-employee board directors. | |||||||||||
7. Non-binding shareholder proposal requesting adoption of a majority vote | AGAINST | FOR | AGAINST | SH | |||||||
in the election of directors. | |||||||||||
SUTOR TECHNOLOGY GROUP LTD |
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Ticker: | SUTR | Meeting Date: | 4/7/2010 | ||||||||
CUSIP | 869362103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
CIENA CORPORATION |
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Ticker: | CIEN | Meeting Date: | 4/14/2010 | ||||||||
CUSIP | 171779309 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. Election of director: LW Fitt | FOR | FOR | WITH | ISSUER | |||||||
1B. Election of director: PH Nettles, Ph.D. | FOR | FOR | WITH | ISSUER | |||||||
1C. Election of director: MJ Rowny | FOR | FOR | WITH | ISSUER | |||||||
1D. Election of director: PT Gallagher | FOR | FOR | WITH | ISSUER | |||||||
2. Approval of amendment of omnibus incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
3. Ratify accountants. | FOR | FOR | WITH | ISSUER | |||||||
SYNOVUS FINANCIAL CORP |
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Ticker: | SNV | Meeting Date: | 4/22/2010 | ||||||||
CUSIP | 87161C105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. Election of director: DP Amos | FOR | AGAINST | AGAINST | ISSUER | |||||||
1B. Election of director: RE Anthony | FOR | AGAINST | AGAINST | ISSUER | |||||||
1C. Election of director: JH Blanchard | FOR | AGAINST | AGAINST | ISSUER | |||||||
1D. Election of director: RY Bradley | FOR | AGAINST | AGAINST | ISSUER | |||||||
1E. Election of director: FW Brumley | FOR | AGAINST | AGAINST | ISSUER | |||||||
1F. Election of director: EW Camp | FOR | AGAINST | AGAINST | ISSUER | |||||||
1G. Election of director: GW Garrard Jr | FOR | AGAINST | AGAINST | ISSUER | |||||||
1H. Election of director: TM Goodrich | FOR | AGAINST | AGAINST | ISSUER | |||||||
1I. Election of director: VN Hansford | FOR | AGAINST | AGAINST | ISSUER | |||||||
1J. Election of director: MH Lampton | FOR | AGAINST | AGAINST | ISSUER | |||||||
1K. Election of director: EC Ogie | FOR | AGAINST | AGAINST | ISSUER | |||||||
1L. Election of director: HL Page | FOR | AGAINST | AGAINST | ISSUER | |||||||
1M. Election of director: JN Purcell | FOR | AGAINST | AGAINST | ISSUER | |||||||
1N. Election of director: KD Stelling Jr | FOR | AGAINST | AGAINST | ISSUER | |||||||
1O Election of director: MT Stith | FOR | AGAINST | AGAINST | ISSUER | |||||||
1P. Election of director: PW Tomlinson | FOR | AGAINST | AGAINST | ISSUER | |||||||
1Q. Election of director: WB Turner Jr | FOR | AGAINST | AGAINST | ISSUER | |||||||
1R. Election of director: JD Yancey | FOR | AGAINST | AGAINST | ISSUER | |||||||
2. Approve amendment to article four of articles of incorporation to | FOR | AGAINST | AGAINST | ISSUER | |||||||
increase authorized number of common stock shares. | |||||||||||
3. Approve compensation of named executive directors as determined by | FOR | AGAINST | AGAINST | ISSUER | |||||||
compensation committee. | |||||||||||
4. Ratify auditors. | FOR | FOR | WITH | ISSUER | |||||||
USEC INC |
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Ticker: | USU | Meeting Date: | 4/29/2010 | ||||||||
CUSIP | 90333E108 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify auditors. | FOR | FOR | WITH | ISSUER | |||||||
MKS INSTRUMENTS INC |
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Ticker: | MKSI | Meeting Date: | 5/3/2010 | ||||||||
CUSIP | 55306N104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify auditors. | FOR | FOR | WITH | ISSUER | |||||||
PACER INTERNATIONAL INC |
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Ticker: | PACR | Meeting Date: | 5/4/2010 | ||||||||
CUSIP | 69373H106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
LIHUA INTERNATIONAL INC |
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Ticker: | LIWA | Meeting Date: | 6/6/2010 | ||||||||
CUSIP | 532352101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
LUNDIN MINING CORPORATION |
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| �� |
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Ticker: | LMC | Meeting Date: | 5/7/2010 | ||||||||
CUSIP | 550372106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
01.Election of director: CK Benner | FOR | FOR | WITH | ISSUER | |||||||
02.Election of director: DK Charter | FOR | FOR | WITH | ISSUER | |||||||
03.Election of director: JH Craig | FOR | FOR | WITH | ISSUER | |||||||
04.Election of director: BD Edgar | FOR | FOR | WITH | ISSUER | |||||||
05.Election of director: LH Lundin | FOR | FOR | WITH | ISSUER | |||||||
06.Election of director: DC Peniuk | FOR | FOR | WITH | ISSUER | |||||||
07.Election of director: WA Rand | FOR | FOR | WITH | ISSUER | |||||||
08.Election of director: PJ Wright | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of auditors and fix their remuneration. | FOR | FOR | WITH | ISSUER | |||||||
3. Pass a special resolution to amend articles of amalgamation | FOR | FOR | WITH | ISSUER | |||||||
of the corporation to register in the province of Ontario. | |||||||||||
REPUBLIC AIRWAYS HOLDINGS INC |
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Ticker: | RJET | Meeting Date: | 6/8/2010 | ||||||||
CUSIP | 760276105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2.Propose to approve amended and restated equity incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
3. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
NORTHGATE MINERALS CORPORATION |
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Ticker: | NXG | Meeting Date: | 5/11/2010 | ||||||||
CUSIP | 666416102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
01.Election of director: M Daniel | FOR | FOR | WITH | ISSUER | |||||||
02.Election of director: PJ Dowd | FOR | FOR | WITH | ISSUER | |||||||
03.Election of director: PD Downey | FOR | FOR | WITH | ISSUER | |||||||
04.Election of director: RJ Hall | FOR | FOR | WITH | ISSUER | |||||||
05.Election of director: DS Hayhurst | FOR | FOR | WITH | ISSUER | |||||||
06.Election of director: TA Lyons | FOR | FOR | WITH | ISSUER | |||||||
07.Election of director: CA Pinette | FOR | FOR | WITH | ISSUER | |||||||
08.Election of director: KG Stowe | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Authorize board to fix auditors' remuneration. | FOR | FOR | WITH | ISSUER | |||||||
4. Adopt a resolution to confirm adopting and ratifying shareholder | FOR | FOR | WITH | ISSUER | |||||||
rights plan. | |||||||||||
LSI CORPORATION |
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Ticker: | LSI | Meeting Date: | 5/12/2010 | ||||||||
CUSIP | 502161102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. Election of director: Haggerty | FOR | FOR | WITH | ISSUER | |||||||
1B. Election of director: Hill | FOR | FOR | WITH | ISSUER | |||||||
1C. Election of director: Miner | FOR | FOR | WITH | ISSUER | |||||||
1D. Election of director: Netravali | FOR | FOR | WITH | ISSUER | |||||||
1E. Election of director: O'Rourke | FOR | FOR | WITH | ISSUER | |||||||
1F. Election of director: Reyes | FOR | FOR | WITH | ISSUER | |||||||
1G. Election of director: Strachan | FOR | FOR | WITH | ISSUER | |||||||
1H. Election of director: Talwalkar | FOR | FOR | WITH | ISSUER | |||||||
1I. Election of director: Whitney | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify audit committee's selection of auditors. | FOR | FOR | WITH | ISSUER | |||||||
3. Approve amended equity incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
4. Approve amended employee stock purchase plan. | FOR | FOR | WITH | ISSUER | |||||||
DORAL FINANCIAL CORPORATION |
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Ticker: | DRL | Meeting Date: | 5/12/2010 | ||||||||
CUSIP | 25811P886 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
ACTIONS SEMICONDUCTOR CO LTD |
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Ticker: | ACTS | Meeting Date: | 5/13/2010 | ||||||||
CUSIP | 00507E107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Realection of three class directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Adoption of amended and restated articles of association. | FOR | FOR | WITH | ISSUER | |||||||
3. Ratification and approval of share repurchases. | FOR | FOR | WITH | ISSUER | |||||||
incentive plan. | |||||||||||
GENERAL MOLY INC |
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Ticker: | GMO | Meeting Date: | 5/13/2010 | ||||||||
CUSIP | 370373102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. Election of directors: Hansen | FOR | FOR | WITH | ISSUER | |||||||
1B. Election of director: Lettes | FOR | FOR | WITH | ISSUER | |||||||
2. Approve amended equity incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
3. Approval of the potential issuance of common stock shares exceeding 20% | FOR | FOR | WITH | ISSUER | |||||||
of number of shares outstanding. | |||||||||||
4. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
WABASH NATIONAL CORPORATION |
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Ticker: | WNC | Meeting Date: | 5/13/2010 | ||||||||
CUSIP | 929566107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. Election of director: Binch | FOR | FOR | WITH | ISSUER | |||||||
1B. Election of director: Giromni | FOR | FOR | WITH | ISSUER | |||||||
1C. Election of director: Jischke | FOR | FOR | WITH | ISSUER | |||||||
1D. Election of director: Kelly | FOR | FOR | WITH | ISSUER | |||||||
1E. Election of director: Lyons | FOR | FOR | WITH | ISSUER | |||||||
1F. Election of director: Magee | FOR | FOR | WITH | ISSUER | |||||||
1G. Election of director: Maloney | FOR | FOR | WITH | ISSUER | |||||||
1H. Election of director: Pruthi | FOR | FOR | WITH | ISSUER | |||||||
1I. Election of director: Stewart | FOR | FOR | WITH | ISSUER | |||||||
2. Approve amendment to increase number of common stock | FOR | FOR | WITH | ISSUER | |||||||
shares authorized for issuance. | |||||||||||
3. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
REGIONS FINANCIAL CORPORATION |
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Ticker: | RF | Meeting Date: | 5/13/2010 | ||||||||
CUSIP | 7591EP100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. Election of director: Bartholomew Jr | FOR | FOR | WITH | ISSUER | |||||||
1B. Election of director: Bryan | FOR | FOR | WITH | ISSUER | |||||||
1C. Election of director: Cooper Sr | FOR | FOR | WITH | ISSUER | |||||||
1D. Election of director: Deavenport Jr | FOR | FOR | WITH | ISSUER | |||||||
1E. Election of director: DeFosset | FOR | FOR | WITH | ISSUER | |||||||
1F. Election of director: Hall Jr | FOR | FOR | WITH | ISSUER | |||||||
1G. Election of director: McCrary | FOR | FOR | WITH | ISSUER | |||||||
1H. Election of director: Malone | FOR | FOR | WITH | ISSUER | |||||||
1I. Election of director: Matlock | FOR | FOR | WITH | ISSUER | |||||||
1J. Election of director: Maupin Jr | FOR | FOR | WITH | ISSUER | |||||||
1K. Election of director: Roberts | FOR | FOR | WITH | ISSUER | |||||||
1L. Election of director: Styslinger III | FOR | FOR | WITH | ISSUER | |||||||
2. Nonbinding stockholder approval of executive compensation. | FOR | AGAINST | AGAINST | ISSUER | |||||||
3. Approval of long term incentive plan. | FOR | AGAINST | AGAINST | ISSUER | |||||||
4. Approve amendment to increase number of shares of authorized | FOR | AGAINST | AGAINST | ISSUER | |||||||
common stock and make other technical changes. | |||||||||||
5 . Ratify appointment of accountants. | FOR | AGAINST | AGAINST | ISSUER | |||||||
6. Stock older proposal prohibiting tax gross-ups. | AGAINST | FOR | AGAINST | SH | |||||||
7. Stockholder proposal regarding posting a report, updated semi-annually, | AGAINST | FOR | AGAINST | SH | |||||||
of political contributions. | |||||||||||
THE SOUTH FINANCIAL GROUP INC |
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Ticker: | TSFG | Meeting Date: | 5/18/2010 | ||||||||
CUSIP | 837841105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Approve amendment in setting number of authorized common shares. | FOR | FOR | WITH | ISSUER | |||||||
3. Approve proposal to effect a reverse stock split of common stock by a | FOR | AGAINST | AGAINST | ISSUER | |||||||
ratio of not less than 1 for 5 and not more than 1 for 50, with exact ratio to | |||||||||||
be set at a whole number within this range as determined by the board. | |||||||||||
4. Propose to amend employee stock purchase plan. | FOR | FOR | WITH | ISSUER | |||||||
5. Propose to vote a nonbinding resolution for compensation of named | FOR | AGAINST | AGAINST | ISSUER | |||||||
executive officers. | |||||||||||
6. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
THE MACLATCHY COMPANY |
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Ticker: | MNI | Meeting Date: | 5/19/2010 | ||||||||
CUSIP | 579489105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
incentive plan. | |||||||||||
MELCO CROWN ENTERTAINMENT |
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Ticker: | MPEL | Meeting Date: | 5/19/2010 | ||||||||
CUSIP | 585464100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Ratify audited financial statements and inclusion of annual | FOR | FOR | WITH | ISSUER | |||||||
report in Form 20-F filed with SEC. | |||||||||||
2. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
BORDERS GROUP INC |
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Ticker: | BGP | Meeting Date: | 5/20/2010 | ||||||||
CUSIP | 099709107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2.Reaffirm performance goals and maximum amount's payable | FOR | FOR | WITH | ISSUER | |||||||
under incentive bonus plan. | |||||||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
THE PMI GROUP INC |
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Ticker: | PMI | Meeting Date: | 5/21/2010 | ||||||||
CUSIP | 69344M101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
3. Approve amendment to certificate of incorporation. | FOR | FOR | WITH | ISSUER | |||||||
4. Approve amendment to employee stock purchase plan. | FOR | FOR | WITH | ISSUER | |||||||
5. Approve amendment to equity incentive plan. | FOR | FOR | WITH | ISSUER | |||||||
DELTA PETROLEUM CORPORATION |
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Ticker: | DPTR | Meeting Date: | 5/25/2010 | ||||||||
CUSIP | 247907207 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
3. Consider and act upon business as may properly come before the | FOR | FOR | WITH | ISSUER | |||||||
meeting or any adjournment thereof. | |||||||||||
ISTAR FINANCIAL INC |
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Ticker: | SFI | Meeting Date: | 5/26/2010 | ||||||||
CUSIP | 45031U101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
STRATEGIC HOTELS & RESORTS INC |
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Ticker: | BEE | Meeting Date: | 5/27/2010 | ||||||||
CUSIP | 86272T106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
CHINA MEDICINE CORPORATION |
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Ticker: | CHME | Meeting Date: | 5/27/2010 | ||||||||
CUSIP | 169491107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
ZIONS BANCORPORATION |
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Ticker: | ZION | Meeting Date: | 5/28/2010 | ||||||||
CUSIP | 989701107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. Election of director: Porter | FOR | FOR | WITH | ISSUER | |||||||
1B. Election of director: Simmons | FOR | FOR | WITH | ISSUER | |||||||
1C. Election of director: Wheelwright | FOR | FOR | WITH | ISSUER | |||||||
2. Approve amendment to increase number of authorized shares. | FOR | FOR | WITH | ISSUER | |||||||
3. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
4. Propose to vote a nonbinding advisory basis for compensation of named | AGAINST | FOR | AGAINST | SH | |||||||
executive officers. | |||||||||||
5. Shareholder proposal - that the board adopt prohibiting employees | AGAINST | FOR | AGAINST | SH | |||||||
discrimination based on sexual orientation or gender identity. | |||||||||||
6. Shareholder proposal - that the board adopt a policy to separate positions | AGAINST | FOR | AGAINST | SH | |||||||
of chairman of the board and CEO. | |||||||||||
7. Shareholder proposal - that the board adopt "say on pay" policy. | AGAINST | FOR | AGAINST | SH | |||||||
AMBAC FINANCIAL GROUP |
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Ticker: | ABK | Meeting Date: | 6/14/2010 | ||||||||
CUSIP | 023139108 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Approve amendment to effect a reverse stock split. | FOR | FOR | WITH | ISSUER | |||||||
3. Approve tax benefit preservation plan. | FOR | FOR | WITH | ISSUER | |||||||
4. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
COST PLUS INC |
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Ticker: | CPWM | Meeting Date: | 6/17/2010 | ||||||||
CUSIP | 221485105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
PENWEST PHARMACEUTICALS CO |
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Ticker: | PPCO | Meeting Date: | 6/22/2010 | ||||||||
CUSIP | 709754105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
01.Elect Bianchi as class 1 director. | FOR | FOR | WITH | ISSUER | |||||||
02.Elect Freiman as class 1 director. | FOR | FOR | WITH | ISSUER | |||||||
03.Elect Good as class 1 director. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
U.S. ENERGY CORPORATION |
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Ticker: | USEG | Meeting Date: | 6/25/2010 | ||||||||
CUSIP | 911805109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER | |||||||
SKYPEOPLE FRUIT JUICE INC. |
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Ticker: | SPU | Meeting Date: | 6/28/2010 | ||||||||
CUSIP | 83086T208 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Consider and act upon business as may properly come before the | FOR | FOR | WITH | ISSUER | |||||||
meeting or any adjournment thereof. | |||||||||||
CHINA INSONLINE CORP |
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Ticker: | CHIO | Meeting Date: | 6/29/2010 | ||||||||
CUSIP | 16944E104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Approval of stock option plan. | FOR | FOR | WITH | ISSUER | |||||||
YRC WORLDWIDE INC |
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Ticker: | YRCW | Meeting Date: | 6/29/2010 | ||||||||
CUSIP | 984249102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1A. Election of director: Davis | FOR | FOR | WITH | ISSUER | |||||||
1B. Election of director: Foster | FOR | FOR | WITH | ISSUER | |||||||
1C. Election of director: Gordon | FOR | FOR | WITH | ISSUER | |||||||
1D. Election of director: Goulet | FOR | FOR | WITH | ISSUER | |||||||
1E. Election of director: Holliday | FOR | FOR | WITH | ISSUER | |||||||
1F. Election of director: Lamar | FOR | FOR | WITH | ISSUER | |||||||
1G. Election of director: Trubeck | FOR | FOR | WITH | ISSUER | |||||||
1H. Election of director: Vogt | FOR | FOR | WITH | ISSUER | |||||||
1I. Election of director: Zollars | FOR | FOR | WITH | ISSUER | |||||||
2. Approval of the second union employee option plan. | FOR | FOR | WITH | ISSUER | |||||||
3. Approval of amendment to long term incentive and | FOR | FOR | WITH | ISSUER | |||||||
equity award plan. | |||||||||||
4. Ratify appointment of accountants. | FOR | FOR | WITH | ISSUER | |||||||
CHIPMOS TECHNOLOGIES (BERMUDA) LTD |
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Ticker: | IMOS | Meeting Date: | 8/27/2010 | ||||||||
CUSIP | G2110R106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. Election of directors. | FOR | FOR | WITH | ISSUER | |||||||
2. Ratify appointment of auditors. | FOR | FOR | WITH | ISSUER |
Legend: ** Proxy did not have management's recommendation.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BIRMIWAL INVESTMENT TRUST
By: /s/ Kailash Birmiwal
Kailash Birmiwal, President
Date: 8-27-10