UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21289
BIRMIWAL INVESTMENT TRUST
(Exact name of registrant as specified in charter)
24140 E Greystone Lane
Woodway, Washington 98020
(Address of principal executive offices) (Zip code)
Kailash Birmiwal
Birmiwal Investment Trust
24140 E Greystone Lane
Woodway, Washington 98020
(Name and address of agent for service)
Registrant's telephone number, including area code: (206) 542-7652
Date of fiscal year end: March 31
Date of reporting period: July 1, 2006 – June 30, 2007
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Account Name: Birmiwal Oasis Fund | | | | | |
Custodian Name: US Bank | | | | | | |
| | | | | | | | |
(a) | (b) | (c ) | (d) | (e) | (f) | (g) | (h) | (i) |
| | | Meeting | | Issuer or | | Vote | For/Against |
Issuer | Ticker | CUSIP | Date | Description of Vote | SH | Voted? | Cast | Mgmt |
Webzen, Inc. | WZEN | 94846M102 | 3/28/2007 | 1. Approval of financial statements. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Amendments of articles of incorporation. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | | | | | |
| | | | 3a. Election of outside director constituting the | Issuer | yes | for | ** |
| | | | auditing committee: Moon Kyu, Kim. | | | | |
| | | | | | | | |
| | | | 3b. Election of outside director constituting the | Issuer | yes | for | ** |
| | | | auditing committee: Sang Woo Park. | | | | |
| | | | | | | | |
| | | | 3c. Election of outside director constituting the | Issuer | yes | for | ** |
| | | | auditing committee: Yong Gu, Kim. | | | | |
| | | | | | | | |
| | | | 4. Approval of limit on remuneration for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 5. Approval of stock purchase option | Issuer | yes | for | ** |
| | | | by board of directors. | | | | |
Verigy Ltd. | VRGY | Y93691106 | 4/11/2007 | 1. Re-election of Mr. C. Scott Gibson as Class 1 director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 2. Re-election of Mr. Eric Meurice as Class 1 | Issuer | yes | for | for |
| | | | director. | | | | |
| | | | | | | | |
| | | | 3. Re-election of Dr. Claudine Simson as Class 1 director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 4. Re-election of Mr. Adrian Dillon as class 2 | Issuer | yes | for | for |
| | | | director. | | | | |
| | | | | | | | |
| | | | 5. Re-election of Mr. Ernest L. Godshalk as class 2 director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 6. Re-election of Mr. Keith L. Barnes as class 3 director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 7. Re-election of Mr. Paul Chan Kwai Wah as class 3 director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 8. The re-appointment of auditors and to fix remuneration. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 9. The authorization for the directors to allot and issue ordinary shares. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 10. Approve, ratify, and confirm the director cash compensation, and additional cash compensation of the audit, compensation and nominating and governance committees. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 11. Approve, ratify, and confirm the director cash compensation and additional cash compensation for the respective chairpersons of the audit, compensation, and nominating committees. | Issuer | yes | for | for |
| | | | | | | | |
Envoy Communication | ECGI | 293986303 | 3/30/2007 | 1. Election of directors. | Issuer | yes | for | for |
Group, Inc. | | | | | | | | |
| | | | 2. Appointment of auditors and to fix | Issuer | yes | for | for |
| | | | auditor's remuneration. | | | | |
| | | | | | | | |
| | | | 3. Approve change of name and amend articles | Issuer | yes | for | for |
| | | | of the corporation by changing the name | | | | |
| | | | of the corporation to Envoy Capital Group Inc. | | | | |
| | | | | | | | |
| | | | 4. Authorized capital resolution by amending | Issuer | yes | for | for |
| | | | articles of the corporation by removing maximum | | | | |
| | | | number of common shares that the corporation | | | | |
| | | | is authorized to issue. | | | | |
| | | | | | | | |
| | | | 5. Stated capital reduction resolution | Issuer | yes | for | for |
| | | | reducing the stated capital of the corporation's | | | | |
| | | | common shares. | | | | |
Joy Global Inc. | JOYG | 481165108 | 2/22/2007 | 1. Election of directors. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 2. Approval of stock incentive plan. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Approval of amendment. | Issuer | yes | for | for |
Eagle Test Systems, Inc. | EGLT | 270006109 | 2/16/2007 | 1. Election of directors. | Issuer | yes | for | ** |
Continental Airlines Inc. | CAL | 210795308 | 6/12/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratification of appointment of independent | Issuer | yes | for | for |
| | | | auditors. | | | | |
| | | | | | | | |
| | | | 3. Stockholder proposal related to politcal activities. | SH | yes | for | against |
| | | | | | | | |
| | | | 4. Stockholder proposal related to performance - | SH | yes | for | against |
| | | | based equity compensation for senior officers. | | | | |
| | | | | | | | |
| | | | 5. Please mark "for" if stock owned beneficially by | Issuer | no | | ** |
| | | | you is owned or controlled by persons who are not | | | |
| | | | U.S. citizens (as defined in the proxy statement.) | | | | | | | |
Bsquare Corp. | BSQR | 11776U300 | 6/6/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Approval of a modification to the board of | Issuer | yes | for | for |
| | | | directors' compensation program. | | | | |
Exlservice Holdings Inc. | EXLS | 302081104 | 6/13/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. To ratify the selection of accountants. | Issuer | yes | for | for |
Friedman, Billings, | FBR | 358434108 | 6/7/2007 | 1. Election of directors. | Issuer | yes | for | ** |
Ramsey, Group, Inc. | | | | | | | | |
| | | | 2. To ratify the appointment of as independent | Issuer | yes | for | for |
| | | | accountants. | | | | |
| | | | | | | | |
| | | | 3. To approve the amended employee incentive | Issuer | yes | for | for |
| | | | plan. | | | | |
Leadis Tech. Inc. | LDIS | 5217N103 | 6/6/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. To ratify the appointmennt independent | Issuer | yes | for | for |
| | | | accountants. | | | | |
Dillard's Inc. | DDS | 254067101 | 5/19/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify appointment of accountants. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Stockholder proposal requesting issuance of a | SH | yes | against | for |
| | | | sustainabiility report by the board of directors. | | | | |
U.S. Gold Corp. | UXG | 912023207 | 6/12/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. To ratify appointment accountants. | Issuer | yes | for | for |
Home Solution of America | HSOA | 437355100 | 6/18/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | 2. Ratify appointment of accountants. | Issuer | yes | for | for |
Universal Electronics Inc. | UEIC | 913482103 | 6/14/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | 2. Ratification of the appointment of accountants. | Issuer | yes | for | for |
Northern Orion | NTO | 665575106 | 6/4/2007 | 1. To determine the number of directors at 6. | Issuer | yes | for | for |
Resources, Inc. | | | | | | | | |
| | | | 2. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 3. To appoint auditors | Issuer | yes | for | for |
| | | | | | | | |
| | | | 4. To authorize the directors to fix the auditors' | Issuer | yes | for | for |
| | | | remuneration. | | | | |
| | | | | | | | |
| | | | 5. To approve the renewal of the unallocated | Issuer | yes | for | for |
| | | | entitlements under the company's stock option plan. | | | |
| | | | | | | | | | | |
| | | | 6. To approve amendment to stock option plan. | Issuer | yes | for | for | | | |
| | | | 7. To transact such other business as may properly | Issuer | yes | for | for |
| | | | come before the meeting. | | | | | | | |
Divx Inc. | DIVX | 255413106 | 6/4/2007 | 1. Recommend directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. To ratify the independent audits. | Issuer | yes | for | for |
Allis-Chalmers Energy Inc. | ALY | 019645506 | 6/14/2007 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | 2. Ratify independent accountants. | Issuer | yes | for | for |
Birch Mountain | BMD | 09066X109 | 5/31/2007 | 1. Set number of directors to nine. | Issuer | yes | for | for |
Resources, Ltd. | | | | | | | | |
| | | | 2. Election of directors. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Appoint auditors. | Issuer | yes | for | for |
ICF International Inc. | ICFI | 44925C103 | 6/1/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the public accountants. | Issuer | yes | for | for |
Zoll Medical Corp. | ZOLL | 989922109 | 1/24/2007 | 1. Election of Directors | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the accountants. | Issuer | yes | for | for |
China Yuchai Intl., Ltd. | CYD | G21082105 | 12/12/2006 | 1. Approve appointment of auditors. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 2. Approve appointment of director. | Issuer | yes | for | for |
Brocade Communications | BRCD | 111621108 | 1/25/2007 | 1. Approve issuance of shares in agreement to | Issuer | yes | for | for |
Systems Inc. | | | | merger. | | | | | |
Dr. Horton Inc. | DHI | 23331A109 | 1/25/2007 | 1. Election of directors | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Shareholder proposal- majority vote standard | SH | yes | for | against |
| | | | on election of directors. | | | | |
| | | | | | | | |
| | | | 3. Transact such other business as may properly | Issuer | yes | for | for |
| | | | come before the meeting. | | | | |
Plexus Corp. | PLXS | 729132100 | 1/22/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the public auditors. | Issuer | yes | for | for |
Actuant Corp. | ATU | 00508X203 | 1/16/2007 | 1. Election for directors. | Issuer | yes | for | ** |
Gravity Co. | GRVY | 38911N107 | 12/26/2006 | 1. Removal of 2 directors. | Issuer | yes | for | ** |
Bodisen Biotech Inc. | BBC | 096892104 | 12/27/2006 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the independent auditors. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Transact such other business as may properly | Issuer | yes | for | for |
| | | | come before the meeting. | | | | |
Siga Tech. Inc. | SIGA | 826917106 | 12/19/2006 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the accountants. | Issuer | yes | for | for |
Allion HealthCare, Inc. | ALLI | 019615103 | 12/13/2006 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the accountants. | Issuer | yes | for | for |
LTX Corp. | LTXX | 502392103 | 12/6/2006 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the accountants. | Issuer | yes | for | for |
Allis-Chalmers | ALY | 019645506 | 11/28/2006 | 1. Election of directors. | Issuer | yes | for | ** |
Energy Inc. | | | | | | | | |
| | | | 2. Ratify the accountants. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Adoption of incentive plan. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 4. Transact such other business as may properly | Issuer | yes | for | for |
| | | | come before the meeting. | | | | |
Qiao Xing | XING | G7303A109 | 12/1/2006 | 1. Evaluation of directors. | Issuer | yes | for | ** |
Universal Telephone, Inc | | | | | | | | |
Bolt Tech. Corp. | BTJ | 097698104 | 11/21/2006 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Approval & adoption of stock option plan. | Issuer | yes | for | for |
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | 1a. Election of director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 1b. Election of director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 1c. Election of director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 1d. Election of director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 1e. Election of director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 1f. Election of director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 1g. Election of director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 1h. Election of director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 1i. Election of director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 2. Ratify the auditors. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Shareholder proposal - restriction on selling | SH | yes | against | for |
| | | | products and services to foreign governments. | | | | |
| | | | | | | | |
| | | | 4. Shareholder proposal - sexual orientation in | SH | yes | against | for |
| | | | equal employment opportunity policy. | | | | |
| | | | | | | | |
| | | | 5. Shareholder proposal - hiring of proxy advisor. | SH | yes | against | for |
Tele Norte Leste | TNE | 879246106 | 11/13/2006 | 1. Approve stock swap of preferred and ordinary | Issuer | yes | for | ** |
Participacoes S.A. | | | | shares. | | | | |
Focus Enchantments Inc. | FCSE | 344159108 | 11/17/2006 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | 2. Proposal to increase number of shares of | Issuer | yes | for | for |
| | | | common stock. | | | | |
| | | | | | | | |
| | | | 3. Proposal to increase shares of common stock | Issuer | yes | for | for |
| | | | reserved for restricted stock and upon exercised | | | | |
| | | | options. | | | | |
| | | | | | | | |
| | | | 4. Ratify the accountants. | Issuer | yes | for | for |
Mittal Steel Company N.V. | MT | 60684P101 | 10/30/2006 | 1. Appoint all directors for a three year term. | Issuer | yes | for | ** |
Parlux Fragrances Inc. | PARL | 701645103 | 10/13/2006 | 1. Election for directors. | Issuer | yes | withhold | ** |
| | | | | | | | |
| | | | 2. Approval of independent directors. | Issuer | yes | for | for |
Systemax Inc. | SYX | 871851101 | 10/11/2006 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. To consider & vote for stock incentive plan | Issuer | yes | for | for |
| | | | for non-employee directors. | | | | |
| | | | | | | | |
| | | | 3. Consider and cote accountants. | Issuer | yes | for | for |
Syneron Medical Ltd. | ELOS | M87245102 | 9/28/2006 | 1. Re-electiion of director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 2. Re-electiion of director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Re-appointment of independent auditors. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 4. Authorize the board of directors and audit | Issuer | yes | for | for |
| | | | committtee to fix auditor's remuneration. | | | | |
| | | | | | | | |
| | | | 5. Approve increase in service and option grant. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 6. Approve option grant. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 7. Approve the option grant. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 8. Approve the option grant. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 9. Update D&O coverage. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 10. Amend the company's articles to allow | Issuer | yes | for | for |
| | | | additional reimbursement of expenses. | | | | |
Omnivision Tech. Inc. | OVTI | 682128103 | 9/28/2006 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the public accountants. | Issuer | yes | for | for |
KongZhong Corp. | KONG | 50047P104 | 10/12/2006 | 1. Approval of re-election of independent | Issuer | yes | for | for |
| | | | director. | | | | |
| | | | | | | | |
| | | | 2. Approval to adopt KongZhong equity | Issuer | yes | for | for |
| | | | incentive plan. | | | | |
| | | | | | | | |
| | | | 3. Approval to reaappoint independent auditors. | Issuer | yes | for | for |
Merix Corp. | MERX | 590049102 | 10/5/2006 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Approval of equity incentive plan. | Issuer | yes | for | for |
WPCS Intl Inc. | WPCS | 92931L203 | 9/25/2006 | 1 .Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Proposal to approve independent accountants. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Proposal to approve incentive plan. | Issuer | yes | for | for |
Camtek Ltd. | CAMT | M20791105 | 9/14/2006 | 2a. Elect outside director | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2c. Elect outside director. | Issuer | yes | for | ** |
| | | | 3. Approval of remuneration for 2 outside directors. | Issuer | yes | for | ** |
| | | | 4. Re-elect directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 5a. Authorize chairman of board to also serve | Issuer | yes | for | ** |
| | | | as general manager. | | | | |
| | | | | | | | |
| | | | 6. Approval of joint independent auditors. | Issuer | yes | for | ** |
Excel Maritive Carriers | EXM | V3267N107 | 9/8/2006 | 1. Election for directors. | Issuer | yes | for | ** |
Ltd. | | | | | | | | |
| | | | 2. Ratify the auditors. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Ratify changes in articles of incorporation to | Issuer | yes | for | for |
| | | | limit liability of directors. | | | | |
| | | | | | | | |
| | | | 4. Ratify changes in the articles of incorporation. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 5 .Ratify changes in by-laws. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 6. Ratify to increase percentage of shareholder | Issuer | yes | for | for |
| | | | votes required to affect changes to by-laws. | | | | |
RRSAT Global Comm. | RRST | M8183P102 | 1/24/2007 | 1. To elect outside directors. | Issuer | yes | for | for |
Network Ltd | | | | | | | | |
| | | | 2. To approve the compensation for outside | Issuer | yes | for | for |
| | | | directors. | | | | |
| | | | | | | | |
| | | | 3. Certify that my holdings and vote do not require | Issuer | yes | abstain | ** |
| | | | consent of Israeli Minister of Communications, and | | | | |
| | | | am not a controlling shareholder. | | | | |
Smart Modular Tech. | SMOD | G82245104 | 2/8/2007 | 1. Election for directors. | Issuer | yes | for | ** |
Inc. | | | | | | | | |
| | | | 2. Proposal to ratify the public accountants. | Issuer | yes | for | for |
Taseko Mines Limited | TGB | 876511106 | 3/15/2007 | 1. Fix number of directors to ten. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 2. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 3. Appointment of auditors. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 4. Approve amendments to company's share | Issuer | yes | for | for |
| | | | option plan. | | | | |
| | | | | | | | |
| | | | 5. Approve amendments to shareholder's | Issuer | yes | for | for |
| | | | rights plan. | | | | |
Vicon Industries Inc. | VII | 92581101 | 5/18/2007 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Approval of the stock incentive plan. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Ratify the independent auditors. | Issuer | yes | for | for |
Neurometrix Inc. | NURO | 641255104 | 5/23/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the independent auditors. | Issuer | yes | for | for |
Airtran Holdings Inc. | AAI | 00949P108 | 5/23/2007 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. To transact such other buisness as may | | | | |
| | | | properly come before the meeting or any | Issuer | yes | for | for |
| | | | adjournments or postponements thereof. | | | | |
Penson Worldwide Inc. | PNSN | 709600100 | 5/8/2007 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the independent accountants. | Issuer | yes | for | for |
Six Flags Inc. | SIX | 83001P109 | 5/21/2007 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the independant accountants. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Proposal to approve stock option and incentive | Issuer | yes | for | for |
| | | | plan. | | | | |
Buffalo Wild Wings Inc. | BWLD | 119848109 | 5/24/2007 | 2. Election for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 1. Set number of directors at eight. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Approve equity incentive plan. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 4. Approve cash incentive plan. | Issuer | yes | for | for |
Shutterfly Inc. | SFLY | 82568P304 | 5/17/2007 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the public accountants. | Issuer | yes | for | for |
Chemed Corporaation | CHE | 16359R103 | 5/21/2007 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the selection of independent accountants. | Issuer | yes | for | for |
Grupo Simec, S.A.B. de | SIM | 400491106 | 4/30/2007 | 1. Appointment of examiners, attendance | Issuer | yes | for | ** |
C.V. | | | | computation and declaration, of legally installed | | | | |
| | | | the meeting | | | | |
| | | | | | | | |
| | | | 2. Amendment of the company's by-laws to adjust | Issuer | yes | for | ** |
| | | | with securities market law. | | | | |
| | | | | | | | |
| | | | 3. Presentation of the CEO report. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 4. Presentation of the individual and | Issuer | yes | for | ** |
| | | | consolidated financial statements. | | | | |
| | | | | | | | |
| | | | 5. Presentation of the board's report in reference | Issuer | yes | for | ** |
| | | | to securities market law. | | | | |
| | | | | | | | |
| | | | 6. Presentation of the audit and company's | Issuer | yes | for | ** |
| | | | practices committeee annual report. | | | | |
| | | | | | | | |
| | | | 7. Appilication of the results obtained in the | Issuer | yes | for | ** |
| | | | fiscal year. | | | | |
| | | | | | | | |
| | | | 8. Appointment of the members of the board and | Issuer | yes | for | ** |
| | | | determination of their fees. | | | | ** |
| | | | | | | | |
| | | | 9. Appointment of special delegates to formalize | Issuer | yes | for | ** |
| | | | resolutions adopted. | | | | |
| | | | | | | | |
| | | | 10. Presentation of the minutes of the meeting. | Issuer | yes | for | ** |
Imperial Industries Inc. | IPII | 452848401 | 5/24/2007 | 1. Election of directors. | Issuer | yes | for | ** |
Google Inc. | GOOG | 382559P508 | 5/10/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the independent accountants. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Approval of stock plan to increas class A | Issuer | yes | for | for |
| | | | common stock | | | | |
| | | | | | | | |
| | | | 4. Approval of executive bonus plan. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 5. Stockholder proposal to request that | SH | yes | for | against |
| | | | management institute policies to protect freedom | | | | |
| | | | of access to the internet. | | | | |
Gerdau Ameristeel Corp. | GNA | 37373P105 | 5/9/2007 | A. Election of directors. | Issuer | yes | for | ** |
| | | | B. The appointment of auditors and fix | Issuer | yes | for | for |
| | | | their remuneration. | | | | |
| | | | | | | | |
| | | | C. The approval of amendment to articles | Issuer | yes | for | for |
| | | | of continuance. | | | | |
| | | | | | | | |
| | | | 4. The approval of the long term incentive plan. | Issuer | yes | for | for |
Hardinge Inc. | HDNG | 412324303 | 5/8/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Proposal to ratify the auditors. | Issuer | yes | for | for |
Zones Inc. | ZONS | 98976N103 | 4/26/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the independent auditors. | | | | |
Eastern Company | EML | 276317104 | 4/25/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Increase number of authorized shares of | Issuer | yes | for | for |
| | | | common stock. | | | | |
| | | | | | | | |
| | | | 3. Ratify the public accountants. | Issuer | yes | for | for |
Tim Hortons Inc. | THI | 88706M103 | 5/4/2007 | 1. Election of directors. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 2. Ratify the public accountants. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Approve amendments to stock incentive plan. | Issuer | yes | for | for |
Mechel Open Joint Stock | MTL | 583840103 | 2/1/2007 | 1. Approval of the new version of the company's | Issuer | yes | for | ** |
Comp. | | | | charter. | | | | |
| | | | | | | | |
| | | | 2. Approval of the new version of by-laws on | Issuer | yes | for | ** |
| | | | remuneration to board directors. | | | | |
| | | | | | | | |
| | | | 3. Approval of transactions of interest. | Issuer | yes | for | ** |
Credence Systems | CMOS | 225302108 | 3/15/2007 | 1. Election of directors. | Issuer | yes | for | ** |
Corp. | | | | | | | | |
| | | | 2. Ratify the public accountants. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. To approve the stockholder proposal regarding | SH | yes | for | against |
| | | | pay-for-superior performance. | | | | |
Gravity Co. Ltd. | GRVY | 38911N107 | 3/22/2007 | 1. Approval of balance sheet, income statement, | Issuer | yes | against | ** |
| | | | and statement of appropriation of retained | | | | |
| | | | earnings. | | | | |
| | | | | | | | |
| | | | 2. Amendments to articles of incorporation. | Issuer | yes | against | ** |
| | | | | | | | |
| | | | 3. Approval of stock option grants. | Issuer | yes | against | ** |
| | | | | | | | |
| | | | 4. Appointment of directors. | Issuer | yes | withhold all | ** |
| | | | | | | | |
| | | | 5. Approval of compensation ceiling for directors. | Issuer | yes | against | ** |
Novatel Wireless Inc. | NVTL | 66987M604 | 6/21/2007 | 1. Election for directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Amendment of the stock incentive plan. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Amendment of employee stock purchase | Issuer | yes | for | for |
| | | | plan. | | | | |
| | | | | | | | |
| | | | 4. Ratify the auditors. | Issuer | yes | for | for |
Danaos Corp | DAC | Y1968P105 | 7/23/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the auditors. | Issuer | yes | for | for |
Canadian Solar Inc. | CSIQ | 136635109 | 6/29/2007 | 1. Election of directors. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 2. Reappoint Auditors. | Issuer | yes | for | for |
The Greater China Fund | GCH | 39167B102 | 6/28/2007 | 1. Election of directors. | Issuer | yes | for | ** |
Inc. | | | | | | | | |
| | | | 2. Proposal to amend investment restrictions. | Issuer | yes | for | for |
FirstService Corp. | FSRV | 33761N109 | 6/25/2007 | 1. Appointment of auditors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Election of directors. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 3. Approve amendments to the stock option plan. | Issuer | yes | for | for |
United Retail Group Inc. | URGI | 911380103 | 6/15/2007 | 1. Election of directors. | Issuer | yes | for | ** |
Brilliance China | CBA | 10949Q105 | 6/22/2007 | 1. Receive and consider audited financial | Issuer | yes | for | for |
Automotive HLDGS Ltd. | | | | statements. | | | | |
| | | | | | | | |
| | | | 2A1. Re-elect director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 2A2. Re-elect director. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 2b. To authorize the board of directors to fix | Issuer | yes | for | for |
| | | | the director's remuneration. | | | | |
| | | | | | | | |
| | | | 3. To appoint auditors and their remuneration. | Issuer | yes | for | for |
| | | | | | | | |
| | | | 4a. To grant a general and unconditional mandate | Issuer | yes | for | for |
| | | | to directors to issue new shares. | | | | |
| | | | | | | | |
| | | | 4b. To grant a general and unconditional mandate | Issuer | yes | for | for |
| | | | to directors to repurchase company's shares. | | | | |
| | | | | | | | |
| | | | 4c. To extend the mandate granted by including | Issuer | yes | for | for |
| | | | repurchased shares. | | | | |
MDI Inc. | MDII | 552705105 | 6/7/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the independent auditors. | Issuer | yes | for | for |
| | | | 3. To transact such other buisness as may properly | Issuer | yes | for | for |
| | | | come before the meeting of any adjourments | | | | | | | |
| | | | thereof. | | | | | | | |
Union Drillings Inc. | UDRL | 90653P105 | 6/12/2007 | 1. Election of directors. | Issuer | yes | for | ** |
| | | | | | | | |
| | | | 2. Ratify the independent auditors. | Issuer | yes | for | for |
The Greater China Fund | GCH | 39167B102 | 6/28/2007 | 1. Election of directors. | Issuer | yes | for | ** |
Inc. | | | | | | | | |
| | | | 2. Proposal to amend the fund's fundamental | Issuer | yes | for | for |
| | | | investment restrictions. | | | | |
Netlist Inc. | NLST | 64118P109 | 5/30/2007 | 1. Election of directors. | Issuer | yes | for | ** |
En Pointe Tech, Inc. | ENPT | 29247F108 | 3/16/2007 | 1. Election of directors. | Issuer | yes | for | ** |
Legend: ** proxy did not have management's recommendation. | | | | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BIRMIWAL INVESTMENT TRUST
By: /s/ Kailash Birmiwal
Kailash Birmiwal, President
Date: 8-23-07