Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
(i). Whether the Registrant cast its vote for or against management.
Account Name: BIRMIWAL OASIS FUND | | | | | | | | |
Custodian Name: U.S. BANK | | | | | | | | | |
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TATA MOTORS LIMITED | | | | | | | | |
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Ticker: | TTM | Meeting Date: | 7/9/2007 | | | | | | | | |
CUSIP | 876568502 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approval of audited profit and loss account, and balance sheet. | | FOR | | FOR | | WITH | | ISSUER |
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2. Approval of declaration of dividend. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approval to re-appoint director. | | | | FOR | | FOR | | WITH | | ISSUER |
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4. Resolve that vacancy in board of directors not be filled due to retire by | | FOR | | FOR | | WITH | | ISSUER |
rotation of a director. | | | | | | | | | | |
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5. Ratify approval of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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6. Approval of appointment of Mr. Telang as director. | | | FOR | | FOR | | WITH | | ISSUER |
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7. Approval of Mr. | Telang as executive director. | | | FOR | | FOR | | WITH | | ISSUER |
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8. Approval to increase borrowing limit. | | | FOR | | FOR | | WITH | | ISSUER |
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9. Approval of change in place of keeping registry and records. | | FOR | | FOR | | WITH | | ISSUER |
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DR. REDDY'S LABORATORIES LTD | | | | | | | | |
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Ticker: | RDY | Meeting Date: | 7/24/2007 | | | | | | | | |
CUSIP | 256135203 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approval of audited profit and loss account, and balance sheet. | | FOR | | FOR | | WITH | | ISSUER |
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2. Approval of declaration of dividend. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approval to re-appoint Mr. Goswami as director. | | | FOR | | FOR | | WITH | | ISSUER |
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4. Approval to re-appoint Mr. Satish Reddy as director. | | | FOR | | FOR | | WITH | | ISSUER |
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5. Approval of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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6. Re-appoint Mr. Satish Reddy as managing director and COO. | | FOR | | FOR | | WITH | | ISSUER |
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7. Appointment of a director. | | | | FOR | | FOR | | WITH | | ISSUER |
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8. Appointment of a director. | | | | FOR | | FOR | | WITH | | ISSUER |
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BRIGHTPOINT, INC. | | | | | | | | |
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Ticker: | CELL | Meeting Date: | 7/30/2007 | | | | | | | | |
CUSIP | 109473405 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve issuance of common shares. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Effective upon acquisition of Dangaard Holdings, approve replacements | | FOR | | FOR | | WITH | | ISSUER |
of three directors. | | | | | | | | | | |
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4. Approve amendments regarding long-term incentive plan. | | FOR | | FOR | | WITH | | ISSUER |
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5. Approval of accountants. | | | | FOR | | FOR | | WITH | | ISSUER |
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6. Vote on other business as may come before the meeting. | | FOR | | FOR | | WITH | | ISSUER |
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COLUMBUS MCKINNON CORP. | | | | | | | | |
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Ticker: | CMCO | Meeting Date: | 7/30/2007 | | | | | | | | |
CUSIP | 199333105 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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JABIL CIRCUIT, INC. | | | | | | | | |
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Ticker: | JBL | Meeting Date: | 8/2/2007 | | | | | | | | |
CUSIP | 466313103 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve amendment regarding issuance of common shares. | | FOR | | FOR | | WITH | | ISSUER |
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3. Approval of accountants. | | | | FOR | | FOR | | WITH | | ISSUER |
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4. Vote on other business as may come before the meeting. | | FOR | | FOR | | WITH | | ISSUER |
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OMNI ENERGY SERVICES CORP. | | | | | | | | |
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Ticker: | OMNI | Meeting Date: | 8/7/2007 | | | | | | | | |
CUSIP | 466313103 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve amendment regarding issuance of common shares. | | FOR | | FOR | | WITH | | ISSUER |
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3. Approve amendment for non-employess directors to receive | | FOR | | FOR | | WITH | | ISSUER |
restricted stocks and stock-based awards. | | | | | | | | | |
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LIFE PARTNERS HOLDING , INC. | | | | | | | | |
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Ticker: | LPHI | Meeting Date: | 8/9/2007 | | | | | | | | |
CUSIP | 53212T106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve increase number of authorized shares. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approval of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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NORTHERN ORION RESOURCES INC. | | | | | | | | |
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Ticker: | NTO | Meeting Date: | 8/22/2007 | | | | | | | | |
CUSIP | 665575106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approve the business combination of the company and Yamana Gold Inc | | FOR | | FOR | | WITH | | ISSUER |
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2. To transact business as may come before the meeting. | | FOR | | FOR | | WITH | | ISSUER |
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NITCHES, INC. | | | | | | | | |
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Ticker: | NICH | Meeting Date: | 8/29/2007 | | | | | | | | |
CUSIP | 65476M109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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CHIPMOS TECHNOLOGIES (BERMUDA) LTD | | | | | | | | |
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Ticker: | IMOS | Meeting Date: | 8/31/2007 | | | | | | | | |
CUSIP | G2110R106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve reappoint auditors | | | | FOR | | FOR | | WITH | | ISSUER |
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OMNIVISION TECHNOLOGIES, INC. | | | | | | | | |
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Ticker: | OVTI | Meeting Date: | 9/26/2007 | | | | | | | | |
CUSIP | 682128103 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve equity incentive plan. | | | | FOR | | FOR | | WITH | | ISSUER |
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3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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SILICON MOTION TECHNOLOGY CORP. | | | | | | | | |
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Ticker: | SIMO | Meeting Date: | 9/27/2007 | | | | | | | | |
CUSIP | 82706C108 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Re-elect director. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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STERLITE INDUSTRIES (INDIA) LTD | | | | | | | | |
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Ticker: | SLT | Meeting Date: | 9/28/2007 | | | | | | | | |
CUSIP | 859737207 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approval of audited profit and loss account, and balance sheet. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approve dividend paid on preference shares. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approval of re-appointment of director. | | | FOR | | FOR | | WITH | | ISSUER |
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4. Approval of re-appointment of director. | | | FOR | | FOR | | WITH | | ISSUER |
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5. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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AMREP CORPORATION | | | | | | | | |
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Ticker: | AXR | Meeting Date: | 10/2/2007 | | | | | | | | |
CUSIP | 32159105 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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INNOVO GROUP INC. | | | | | | | | |
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Ticker: | JOEZ | Meeting Date: | 10/11/2007 | | | | | | | | |
CUSIP | 457954600 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
3. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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1. Approve agreement and plan of merger. | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve issuance of common stock shares as consideration | | FOR | | AGAINST | | AGAINST | | ISSUER |
of merger. | | | | | | | | | | | |
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4. Approve amendment to increase number of authorized shares. | | FOR | | FOR | | WITH | | ISSUER |
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5. Approve amendment to change corporate name. | | | FOR | | FOR | | WITH | | ISSUER |
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6. Approve increase of authorized shares under the stock incentive | | FOR | | FOR | | WITH | | ISSUER |
plan. | | | | | | | | | | | |
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7. Propose to approve any adjournment of annual meeting | | FOR | | FOR | | WITH | | ISSUER |
to a later date to solicit additional proxies if not sufficient to | | | | | | | | |
approve proposals 1 and 2. | | | | | | | | | | |
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8. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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TAT TECHNOLOGIES, LTD. | | | | | | | | |
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Ticker: | TATTF | Meeting Date: | 11/8/2007 | | | | | | | | |
CUSIP | MB740S227 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2A. To elect as outside director. | | | | FOR | | FOR | | WITH | | ISSUER |
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2B. To elect as outside director. | | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approve the grant of stock options by the company's publicly traded | | FOR | | FOR | | WITH | | ISSUER |
subsidiary (Limco Piedmont) to certain officers. | | | | | | | | | |
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Do you have a personal interest with respect to Proposal 3? No | | | | | | | | |
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4. To approve indemnification agreements to certain officers of Limco | | FOR | | FOR | | WITH | | ISSUER |
Piedmont as directors. | | | | | | | | | | |
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Do you have a personal interest with respect to Proposal 4? No | | | | | | | | |
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5. Approve the grant of a special bonus to company's | | | FOR | | FOR | | WITH | | ISSUER |
VP business development. | | | | | | | | | | |
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Do you have a personal interest with respect to Proposal 5? No | | | | | | | | |
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6. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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SUN MICROSYSTEMS, INC. | | | | | | | | |
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Ticker: | JAVA | Meeting Date: | 11/8/2007 | | | | | | | | |
CUSIP | 866810104 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approve omnibus incentive plan. | | | | FOR | | FOR | | WITH | | ISSUER |
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4. Approve a one-for-four reverse stock split of common stock. | | FOR | | FOR | | WITH | | ISSUER |
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5. Stockholder proposal regarding advisory vote on compensation. | | AGAINST | | FOR | | AGAINST | | STOCKHOLDER |
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6. Stockholder proposal regarding simple majority vote. | | | AGAINST | | FOR | | AGAINST | | STOCKHOLDER |
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MICROSOFT CORPORATION | | | | | | | | |
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Ticker: | MSFT | Meeting Date: | 11/13/2007 | | | | | | | | |
CUSIP | 594918104 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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3. Stockholder proposal regarding adoption of policies on internent | | AGAINST | | FOR | | AGAINST | | STOCKHOLDER |
cencorship | | | | | | | | | | | |
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4. Stockholder proposal regarding establishment of board committee on | | AGAINST | | FOR | | AGAINST | | STOCKHOLDER |
human rights. | | | | | | | | | | | |
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LSI INDUSTRIES INC. | | | | | | | | |
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Ticker: | LYTS | Meeting Date: | 11/15/2007 | | | | | | | | |
CUSIP | 50216C108 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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HARBIN ELECTRIC, INC. | | | | | | | | |
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Ticker: | HRBN | Meeting Date: | 11/15/2007 | | | | | | | | |
CUSIP | 41145W109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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SHORETEL, INC. | | | | | | | | |
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Ticker: | SHOR | Meeting Date: | 11/16/2007 | | | | | | | | |
CUSIP | 825211105 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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APT SATELLITE HOLDINGS LTD | | | | | | | | |
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Ticker: | ATS | Meeting Date: | 11/20/2007 | | | | | | | | |
CUSIP | 00203R105 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Pass resolution to (i) approve, confirm and ratify option agreement to | | FOR | | FOR | | WITH | | ISSUER |
licensee, and the disposal under the agreement; (ii) authorize | | | | | | | | |
board of directors to execute all documents or deeds. | | | | | | | | | |
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CBRL GROUP, INC. | | | | | | | | |
�� | | | | | | | | | | | |
Ticker: | CBRL | Meeting Date: | 11/29/2007 | | | | | | | | |
CUSIP | 12489V106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Re-approve material terms of performance goals in omnibus incentive | | FOR | | FOR | | WITH | | ISSUER |
compensation plan. | | | | | | | | | | |
| | | | | | | | | | | |
3. Approve certain amendments to omnibus incentive plan. | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
5. To transact business as may come before the meeting. | | FOR | | FOR | | WITH | | ISSUER |
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TRIO-TECH INTERNATIONAL | | | | | | | | |
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Ticker: | TRT | Meeting Date: | 12/3/2007 | | | | | | | | |
CUSIP | 896712205 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
2. Approve employee stock option plan. | | | FOR | | FOR | | WITH | | ISSUER |
| | | | | | | | | | | |
3. Approve directors equity incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
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QIAO XING UNIVERSAL TELEPHONE, INC. | | | | | | | | |
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Ticker: | XING | Meeting Date: | 12/7/2007 | | | | | | | | |
CUSIP | G7303A109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | WITHHOLD ALL | | AGAINST | | ISSUER |
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ACCURAY INC. | | | | | | | | |
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Ticker: | ARAY | Meeting Date: | 12/12/2007 | | | | | | | | |
CUSIP | 004397105 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve incentive award plan. | | | | FOR | | FOR | | WITH | | ISSUER |
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3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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TOP TANKERS, INC. | | | | | | | | |
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Ticker: | TOPS | Meeting Date: | 12/13/2007 | | | | | | | | |
CUSIP | Y8897Y107 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approve change of company name to Top Ships, Inc. | | FOR | | FOR | | WITH | | ISSUER |
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2. Reduce quorum requirement for shareholders meeting to one third | | FOR | | AGAINST | | AGAINST | | ISSUER |
of shares entitled to vote. | | | | | | | | | | |
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PRIVATE MEDIA GROUP, INC. | | | | | �� | | | |
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Ticker: | PRVT | Meeting Date: | 12/19/2007 | | | | | | | | |
CUSIP | 74266R104 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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FUWEI FILMS HOLDINGS CO LTD | | | | | | | | |
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Ticker: | FFHL | Meeting Date: | 12/21/2007 | | | | | | | | |
CUSIP | G3704F102 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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DYNACQ HEALTHCARE, INC. | | | | | | | | |
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Ticker: | DYII | Meeting Date: | 2/15/2008 | | | | | | | | |
CUSIP | 26779V105 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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AMTECH SYSTEMS, INC. | | | | | | | | |
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Ticker: | ASYS | Meeting Date: | 3/13/2008 | | | | | | | | |
CUSIP | 032332504 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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LJ INTERNATIONAL, INC. | | | | | | | | |
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Ticker: | JADE | Meeting Date: | 3/14/2008 | | | | | | | | |
CUSIP | G55312105 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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STARBUCKS CORPORATION | | | | | | | | |
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Ticker: | SBUX | Meeting Date: | 3/19/2008 | | | | | | | | |
CUSIP | 855244109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1B. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1C. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1D. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1E. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1F. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1G. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1H. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1I. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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SINOVAC BIOTECH LTD. | | | | | | | | |
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Ticker: | SVA | Meeting Date: | 3/25/2008 | | | | | | | | |
CUSIP | P8696W104 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Receive audited consolidated financial statements | | | FOR | | FOR | | WITH | | ISSUER |
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2. Re-elect certain directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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3. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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4. Amend by-laws to lower quorum of shareholders meeting from 50% to | | FOR | | FOR | | WITH | | ISSUER |
33 1/3 % of shares outstanding | | | | | | | | | | |
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CIENA CORPORATION | | | | | | | | |
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Ticker: | CIEN | Meeting Date: | 3/26/2008 | | | | | | | | |
CUSIP | 171779309 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of class II director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1B. Election of class II director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1C. Election of class II director. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approval of omnibus incentive plan | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approval of an amendment to increase authorized shares. | | FOR | | FOR | | WITH | | ISSUER |
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4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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TASEKO MINES LTD | | | | | | | | |
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Ticker: | TGB | Meeting Date: | 3/28/2008 | | | | | | | | |
CUSIP | 876511106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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THE INDIA FUND, INC. | | | | | | | | |
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Ticker: | IFN | Meeting Date: | 4/18/2008 | | | | | | | | |
CUSIP | 454089103 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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ITT EDUCATIONAL SERVICES, INC. | | | | | | | | |
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Ticker: | ESI | Meeting Date: | 5/6/2008 | | | | | | | | |
CUSIP | 45068B109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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BRUKER CORPORATION | | | | | | | | |
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Ticker: | BRKR | Meeting Date: | 5/8/2008 | | | | | | | | |
CUSIP | 116794108 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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ACTIONS SEMICONDUCTOR CO., LTD. | | | | | | | | |
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Ticker: | ACTS | Meeting Date: | 5/12/2008 | | | | | | | | |
CUSIP | 00507E107 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approve appointment of two class I and one class III directors. | | FOR | | FOR | | WITH | | ISSUER |
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2. Renew term of two class II directors. | | | FOR | | FOR | | WITH | | ISSUER |
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YAMANA GOLD INC. | | | | | | | | |
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Ticker: | AUY | Meeting Date: | 5/14/2008 | | | | | | | | |
CUSIP | 98462Y100 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
B. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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A. Increase number of directors | | | | FOR | | FOR | | WITH | | ISSUER |
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C. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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D. Adoption of the restricted share unit plan. | | | FOR | | FOR | | WITH | | ISSUER |
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E. Confirmation of the new general by-law. | | | FOR | | FOR | | WITH | | ISSUER |
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CHINA MEDICINE CORPORATION | | | | | | | | |
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Ticker: | CHME | Meeting Date: | 5/16/2008 | | | | | | | | |
CUSIP | 169491107 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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NORTHERN OIL AND GAS INC. | | | | | | | | |
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Ticker: | NOG | Meeting Date: | 5/19/2008 | | | | | | | | |
CUSIP | 665531109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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VIROPHARMA INCORPORATED | | | | | | | | |
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Ticker: | VPHM | Meeting Date: | 5/23/2008 | | | | | | | | |
CUSIP | 928241108 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Amendment of equity incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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MELCO PBL ENTERTAINMENT (MACAU) LTD | | | | | | | | |
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Ticker: | MPEL | Meeting Date: | 5/27/2008 | | | | | | | | |
CUSIP | 585464100 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1.Ratify audited financial statements. | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approval of change of name. | | | | FOR | | FOR | | WITH | | ISSUER |
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NETLIST, INC. | | | | | | | | |
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Ticker: | NLST | Meeting Date: | 5/28/2008 | | | | | | | | |
CUSIP | 64118P109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | WITHHOLD ALL | | AGAINST | | ISSUER |
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RADISYS CORPORATION | | | | | | | | |
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Ticker: | RSYS | Meeting Date: | 5/25/2008 | | | | | | | | |
CUSIP | 750459109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approve long-term incentive plan. | | | | FOR | | FOR | | WITH | | ISSUER |
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4. Approve amendement to employee stock purchase plan. | | FOR | | FOR | | WITH | | ISSUER |
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QWESTCOR PHARMACEUTICALS, INC. | | | | | | | | |
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Ticker: | QCOR | Meeting Date: | 5/29/2008 | | | | | | | | |
CUSIP | 74835Y101 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve amendement to employee stock purchase plan. | | FOR | | FOR | | WITH | | ISSUER |
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3. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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AGFEED INDUSTRIES, INC. | | | | | | | | |
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Ticker: | FEED | Meeting Date: | 6/3/2008 | | | | | | | | |
CUSIP | 00846L101 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve long-term incentive plan. | | | | FOR | | FOR | | WITH | | ISSUER |
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DEALERTRACK HOLDINGS, INC. | | | | | | | | |
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Ticker: | TRAK | Meeting Date: | 6/3/2008 | | | | | | | | |
CUSIP | 242309102 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approve amendments to incentive award plan. | | | FOR | | FOR | | WITH | | ISSUER |
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4. To transact business that may come before the annual meeting | | FOR | | FOR | | WITH | | ISSUER |
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DIVX, INC. | | | | | | | | |
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Ticker: | DIVX | Meeting Date: | 6/4/2008 | | | | | | | | |
CUSIP | 255413106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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OMNI ENERGY SERVICES CORP. | | | | | | | | |
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Ticker: | OMNI | Meeting Date: | 6/4/2008 | | | | | | | | |
CUSIP | 68210T208 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | WITHHOLD ALL | | AGAINST | | ISSUER |
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LEADIS TECHNOLOGY, INC. | | | | | | | | |
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Ticker: | LDIS | Meeting Date: | 6/4/2008 | | | | | | | | |
CUSIP | 52171N103 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | WITHHOLD ALL | | AGAINST | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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LUNDIN MINING CORPORATION | | | | | | | | |
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Ticker: | LMC | Meeting Date: | 6/5/2008 | | | | | | | | |
CUSIP | 550372106 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Fix the number of directors for the ensuing year to 10. | | FOR | | FOR | | WITH | | ISSUER |
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3. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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ATP OIL & GAS CORPORATION | | | | | | | | |
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Ticker: | ATPG | Meeting Date: | 6/9/2008 | | | | | | | | |
CUSIP | 00208J108 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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WIPRO LIMITED | | | | | | | | |
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Ticker: | WIT | Meeting Date: | 6/9/2008 | | | | | | | | |
CUSIP | 97651M109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Inclusion of additional objects in the memorandum of association. | | FOR | | FOR | | WITH | | ISSUER |
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2. Approval for creation of charges, etc. for secured borrowings. | | FOR | | FOR | | WITH | | ISSUER |
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GLOBAL SOURCES LTD. | | | | | | | | |
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Ticker: | GSOL | Meeting Date: | 6/11/2008 | | | | | | | | |
CUSIP | G39300101 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Re-elect a director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1B. Re-elect a director. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Re-elect a casual director to become a member of the board. | | FOR | | FOR | | WITH | | ISSUER |
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3. Fix number of directors to nine. Authorize board to fill vacancies as | | FOR | | FOR | | WITH | | ISSUER |
and when it deems fit. | | | | | | | | | | |
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4. Approve amendment of by-laws with respect to powers of directors. | | FOR | | FOR | | WITH | | ISSUER |
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5. Approve amendment of by-laws with respect to advancement of funds | | FOR | | FOR | | WITH | | ISSUER |
to directors, and others for defending legal proceedings. | | | | | | | | |
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6. Ratify appointent of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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AVOCENT CORPORATION | | | | | | | | |
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Ticker: | AVCT | Meeting Date: | 6/12/2008 | | | | | | | | |
CUSIP | 053893103 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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SYSTEMAX, INC. | | | | | | | | |
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Ticker: | SYX | Meeting Date: | 6/12/2008 | | | | | | | | |
CUSIP | 871851101 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1A. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1B. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1C. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1D. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1E. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1F. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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1G. Election of director. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve company's executive incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approve long-term stock incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
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4. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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THE BON-TON STORES, INC. | | | | | | | | |
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Ticker: | BONT | Meeting Date: | 6/17/2008 | | | | | | | | |
CUSIP | 09776J101 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve amendement to stock incentive plan. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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LDK SOLAR CO., LTD. | | | | | | | | |
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Ticker: | LDK | Meeting Date: | 6/17/2008 | | | | | | | | |
CUSIP | 50183L107 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Adopt and approve annual report. | | | FOR | | FOR | | WITH | | ISSUER |
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2. Re-elect as class I director. | | | | FOR | | FOR | | WITH | | ISSUER |
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3. Re-elect as class I director. | | | | FOR | | FOR | | WITH | | ISSUER |
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4. Ratify appointment of company's auditors. | | | FOR | | FOR | | WITH | | ISSUER |
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5. Approve and ratify company's three prepaid forward contracts. | | FOR | | FOR | | WITH | | ISSUER |
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6. Approve amendment to company's articles of association. | | FOR | | FOR | | WITH | | ISSUER |
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IMAX CORPORATION | | | | | | | | |
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Ticker: | IMAX | Meeting Date: | 6/18/2008 | | | | | | | | |
CUSIP | 45245E109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approve amendments to company's stock option plan. | | FOR | | FOR | | WITH | | ISSUER |
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A.C. MOORE ARTS & CRAFTS, INC. | | | | | | | | |
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Ticker: | ACMR | Meeting Date: | 6/19/2008 | | | | | | | | |
CUSIP | 00086T103 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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BROADWIND ENERGY INC. | | | | | | | | |
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Ticker: | BWEN | Meeting Date: | 6/20/2008 | | | | | | | | |
CUSIP | 11161T108 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve reincorporation of company from Nevada to Delaware. | | FOR | | FOR | | WITH | | ISSUER |
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3. Approve amendment to increase authorized number of common shares. | | FOR | | FOR | | WITH | | ISSUER |
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4. Approve equity incentive plan. | | | | FOR | | FOR | | WITH | | ISSUER |
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5. Ratify appointment of accountants. | | | FOR | | FOR | | WITH | | ISSUER |
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CHINA SOUTHERN AIRLINES COMPANY | | | | | | | | |
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Ticker: | ZNH | Meeting Date: | 6/25/2008 | | | | | | | | |
CUSIP | 169409109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Approve report of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Approve report of supervisory committee. | | | FOR | | FOR | | WITH | | ISSUER |
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3. Approve audited consolidated financial statements. | | | FOR | | FOR | | WITH | | ISSUER |
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4. Approve adjustments to be made in financial statements. | | FOR | | FOR | | WITH | | ISSUER |
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5, Approve the profit distribution proposal. | | | FOR | | FOR | | WITH | | ISSUER |
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6. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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7. Authorize board to examine and approve external guarantees. | | FOR | | FOR | | WITH | | ISSUER |
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8. Appointment of supervisor of fifth session of supervisory committee. | | FOR | | FOR | | WITH | | ISSUER |
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9. Approve issuance of short-term financing bills in the PRC. | | FOR | | FOR | | WITH | | ISSUER |
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10. Approve bonus shares issue of shares to company's shareholders. | | FOR | | FOR | | WITH | | ISSUER |
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11. Approve consequential amendments to company's articles | | FOR | | FOR | | WITH | | ISSUER |
of association. | | | | | | | | | | | |
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C1. Approve bonus shares issue of shares to company's shareholders. | | FOR | | FOR | | WITH | | ISSUER |
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CROCS, INC. | | | | | | | | |
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Ticker: | CROX | Meeting Date: | 6/26/2008 | | | | | | | | |
CUSIP | 227046109 | | | | | | | | | | |
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Proposal | | | | | Mgt Rec | | Vote Cast | | vs. Mgmt | | Author |
1. Election of directors. | | | | FOR | | FOR | | WITH | | ISSUER |
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2. Ratify appointment of auditors. | | | | FOR | | FOR | | WITH | | ISSUER |
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Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.