FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21293
Nuveen Preferred Income Opportunities Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2013
Item 1. Proxy Voting Record
Nuveen Preferred Income Opportunities Fund
Company Name | Ticker | Security ID | Country | Meeting Date | Meeting | Proponent | Proposal | Management | Vote | |||||||||
Gladstone Investment Corporation | GAIN | 376546206 | USA | 09-Aug-12 | Annual | Management | Elect Director Terry L. Brubaker | For | For | |||||||||
Gladstone Investment Corporation | GAIN | 376546206 | USA | 09-Aug-12 | Annual | Management | Elect Director David A.R. Dullum | For | For | |||||||||
Gladstone Investment Corporation | GAIN | 376546206 | USA | 09-Aug-12 | Annual | Management | Elect Director John Reilly | For | For | |||||||||
Gladstone Investment Corporation | GAIN | 376546206 | USA | 09-Aug-12 | Annual | Management | Approve Sale of Common Shares Below Net Asset Value | For | For | |||||||||
Gladstone Investment Corporation | GAIN | 376546206 | USA | 09-Aug-12 | Annual | Management | Ratify Auditors | For | For | |||||||||
Medley Capital Corporation | MCC | 58503F106 | USA | 04-Apr-13 | Annual | Management | Elect Director Seth Taube | For | For | |||||||||
Medley Capital Corporation | MCC | 58503F106 | USA | 04-Apr-13 | Annual | Management | Elect Director Arthur S. Ainsberg | For | For | |||||||||
Medley Capital Corporation | MCC | 58503F106 | USA | 04-Apr-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
Medley Capital Corporation | MCC | 58503F106 | USA | 04-Apr-13 | Annual | Management | Approve Issuance of Shares Below Net Asset Value (NAV) | For | For | |||||||||
BB&T Corporation | BBT | 054937404 | USA | 23-Apr-13 | Special | Management | Amend Articles of Incorporation of BB&T to Change the Payment Dates of its Preferred Stock Dividends to Conform with the Payment Date of its Common Stock Dividends and Conform Preferred Stock Record Dates | For | For | |||||||||
BB&T Corporation | BBT | 054937404 | USA | 23-Apr-13 | Special | Management | Adjourn Meeting | For | For | |||||||||
TCP Capital Corp. | TCPC | 87238Q103 | USA | 01-May-13 | Annual | Management | Elect Director Eric J. Draut | For | For | |||||||||
TCP Capital Corp. | TCPC | 87238Q103 | USA | 01-May-13 | Annual | Management | Elect Director Franklin R. Johnson | For | For | |||||||||
TCP Capital Corp. | TCPC | 87238Q103 | USA | 01-May-13 | Annual | Management | Elect Director Peter E. Schwab | For | For | |||||||||
TCP Capital Corp. | TCPC | 87238Q103 | USA | 01-May-13 | Annual | Management | Elect Director Howard M. Levkowitz | For | For | |||||||||
TCP Capital Corp. | TCPC | 87238Q103 | USA | 01-May-13 | Annual | Management | Elect Director Rajneesh Vig | For | For | |||||||||
TCP Capital Corp. | TCPC | 87238Q103 | USA | 01-May-13 | Annual | Management | Elect Director Eric J. Draut | For | For | |||||||||
TCP Capital Corp. | TCPC | 87238Q103 | USA | 01-May-13 | Annual | Management | Elect Director Franklin R. Johnson | For | For | |||||||||
TCP Capital Corp. | TCPC | 87238Q103 | USA | 01-May-13 | Annual | Management | Elect Director Peter E. Schwab | For | For | |||||||||
TCP Capital Corp. | TCPC | 87238Q103 | USA | 01-May-13 | Annual | Management | Elect Director Howard M. Levkowitz | For | For | |||||||||
TCP Capital Corp. | TCPC | 87238Q103 | USA | 01-May-13 | Annual | Management | Elect Director Rajneesh Vig | For | For | |||||||||
TCP Capital Corp. | TCPC | 87238Q103 | USA | 01-May-13 | Annual | Management | Approve Issuance of Shares Below Net Asset Value (NAV) | For | For | |||||||||
TCP Capital Corp. | TCPC | 87238Q103 | USA | 01-May-13 | Annual | Management | Approve Conversion of Securities | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director Sharon L. Allen | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director Susan S. Bies | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director Jack O. Bovender, Jr. | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director Frank P. Bramble, Sr. | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director Arnold W. Donald | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director Charles K. Gifford | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director Charles O. Holliday, Jr. | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director Linda P. Hudson | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director Monica C. Lozano | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director Thomas J. May | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director Brian T. Moynihan | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director Lionel L. Nowell, III | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Elect Director R. David Yost | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Share Holder | Report on Political Contributions | Against | For | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Share Holder | Adopt Proxy Access Right | Against | Against | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Share Holder | Amend Bylaw to Limit Multiple Board Service | Against | Against | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Share Holder | Report on Feasibility of Prohibiting Political Contributions | Against | Against | |||||||||
Bank of America Corporation | BAC | 060505559 | USA | 08-May-13 | Annual | Share Holder | Review Fair Housing and Fair Lending Compliance | Against | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Robert H. Benmosche | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director W. Don Cornwell | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director John H. Fitzpatrick | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director William G. Jurgensen | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Christopher S. Lynch | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Arthur C. Martinez | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director George L. Miles, Jr. | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Henry S. Miller | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Robert S. Miller | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Suzanne Nora Johnson | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Ronald A. Rittenmeyer | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Douglas M. Steenland | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Theresa M. Stone | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Amend Omnibus Stock Plan | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | USA | 15-May-13 | Annual | Share Holder | Limit Total Number of Boards on Which Company Directors May Serve | Against | Against | |||||||||
PennyMac Mortgage Investment Trust | PMT | 70931T103 | USA | 15-May-13 | Annual | Management | Elect Director Matthew Botein | For | For | |||||||||
PennyMac Mortgage Investment Trust | PMT | 70931T103 | USA | 15-May-13 | Annual | Management | Elect Director Scott W. Carnahan | For | For | |||||||||
PennyMac Mortgage Investment Trust | PMT | 70931T103 | USA | 15-May-13 | Annual | Management | Elect Director Frank P. Willey | For | For | |||||||||
PennyMac Mortgage Investment Trust | PMT | 70931T103 | USA | 15-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
PennyMac Mortgage Investment Trust | PMT | 70931T103 | USA | 15-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Accept Financial Statements and Statutory Reports | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Approve Remuneration Report | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Josef Ackermann as Director | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Guy Elliott as Director | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Simon Henry as Director | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Charles Holliday as Director | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Gerard Kleisterlee as Director | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Jorma Ollila as Director | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Sir Nigel Sheinwald as Director | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Linda Stuntz as Director | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Peter Voser as Director | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Hans Wijers as Director | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Elect Gerrit Zalm as Director | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Authorise Board to Fix Remuneration of Auditors | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Authorise Issue of Equity with Pre-emptive Rights | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||
Royal Dutch Shell plc | RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Authorise EU Political Donations and Expenditure | For | For |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Preferred Income Opportunities Fund
| By | /s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman – Chief Administrative Officer | ||
Date | ||
August 19, 2013