FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21293
Nuveen Preferred Income Opportunities Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2014
Item 1. Proxy Voting Record
========= Nuveen Preferred Income Opportunities Fund =========
CLOVERIE PLC
Ticker: Security ID: G2R35ECJ5
Meeting Date: AUG 09, 2013 Meeting Type: Bondholder
Record Date:
| # | Proposal Mgt Rec Vote Cast Sponsor |
| 1 | Approve Extraordinary Resolution as For Did Not Vote Management |
| per Meeting Notice |
-----------------------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: 456837202
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Open Meeting and Announcements | None | None | Management | ||||
| 2a | Receive Report of Management Board | None | None | Management | ||||
| (Non-Voting) | ||||||||
| 2b | Receive Report of Supervisory Board | None | None | Management | ||||
| (Non-Voting) | ||||||||
| 2c | Discuss Remuneration Report | None | None | Management | ||||
| 2d | Approve Amendments to Remuneration | For | For | Management | ||||
| Policy for Management Board Members | ||||||||
| 2e | Adopt Financial Statements | For | For | Management | ||||
| 3 | Receive Explanation on Company’s | None | None | Management | ||||
| Reserves and Dividend Policy | ||||||||
| 4a | Discussion on Company’s Corporate | None | None | Management | ||||
| Governance Structure | ||||||||
| 4b | Increase Share Capital by EUR 13 | For | For | Management | ||||
| Billion by Reduction in Share Premium | ||||||||
| Reserve and Increase Nominal per Share | ||||||||
| 4c | Decrease Share Capital by EUR 13 | For | For | Management | ||||
| Billion by Reduction in Nominal Value | ||||||||
| per Share and With Cash Distribution | ||||||||
| to Shareholders | ||||||||
| 4d | Amend Articles Re: Representation of | For | For | Management | ||||
| the Board | ||||||||
| 5 | Receive Announcements on Sustainability | None | None | Management | ||||
| 6a | Approve Discharge of Management Board | For | For | Management | ||||
| 6b | Approve Discharge of Supervisory Board | For | For | Management | ||||
| 7 | Elect Eric Boyer de la Giroday to | For | For | Management | ||||
| Supervisory Board |
| 8a | Grant Board Authority to Issue Shares | For | For | Management | ||||
| Up To 10 Percent of Issued Capital and | ||||||||
| Restricting/Excluding Preemptive Rights | ||||||||
| 8b | Grant Board Authority to Issue Shares | For | For | Management | ||||
| Up To 10 Percent of Issued Capital in | ||||||||
| Case of Takeover/Merger and | ||||||||
| Restricting/Excluding Preemptive Rights | ||||||||
| 9a | Authorize Repurchase of Up to 10 | For | For | Management | ||||
| Percent of Issued Share Capital | ||||||||
| 9b | Authorize Repurchase of Up to 10 | For | For | Management | ||||
| Percent of Issued Share Capital in | ||||||||
| Connection with a Major Capital | �� | |||||||
| Restructuring | ||||||||
| 10 | Other Business (Non-Voting) and Closing | None | None | Management |
-----------------------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: 456837301
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Open Meeting and Announcements | None | None | Management | ||||
| 2a | Receive Report of Management Board | None | None | Management | ||||
| (Non-Voting) | ||||||||
| 2b | Receive Report of Supervisory Board | None | None | Management | ||||
| (Non-Voting) | ||||||||
| 2c | Discuss Remuneration Report | None | None | Management | ||||
| 2d | Approve Amendments to Remuneration | For | For | Management | ||||
| Policy for Management Board Members | ||||||||
| 2e | Adopt Financial Statements | For | For | Management | ||||
| 3 | Receive Explanation on Company’s | None | None | Management | ||||
| Reserves and Dividend Policy | ||||||||
| 4a | Discussion on Company’s Corporate | None | None | Management | ||||
| Governance Structure | ||||||||
| 4b | Increase Share Capital by EUR 13 | For | For | Management | ||||
| Billion by Reduction in Share Premium | ||||||||
| Reserve and Increase Nominal per Share | ||||||||
| 4c | Decrease Share Capital by EUR 13 | For | For | Management | ||||
| Billion by Reduction in Nominal Value | ||||||||
| per Share and With Cash Distribution | ||||||||
| to Shareholders | ||||||||
| 4d | Amend Articles Re: Representation of | For | For | Management | ||||
| the Board | ||||||||
| 5 | Receive Announcements on Sustainability | None | None | Management | ||||
| 6a | Approve Discharge of Management Board | For | For | Management | ||||
| 6b | Approve Discharge of Supervisory Board | For | For | Management | ||||
| 7 | Elect Eric Boyer de la Giroday to | For | For | Management | ||||
| Supervisory Board | ||||||||
| 8a | Grant Board Authority to Issue Shares | For | For | Management | ||||
| Up To 10 Percent of Issued Capital and | ||||||||
| Restricting/Excluding Preemptive Rights |
| 8b | Grant Board Authority to Issue Shares | For | For | Management | ||||
| Up To 10 Percent of Issued Capital in | ||||||||
| Case of Takeover/Merger and | ||||||||
| Restricting/Excluding Preemptive Rights | ||||||||
| 9a | Authorize Repurchase of Up to 10 | For | For | Management | ||||
| Percent of Issued Share Capital | ||||||||
| 9b | Authorize Repurchase of Up to 10 | For | For | Management | ||||
| Percent of Issued Share Capital in | ||||||||
| Connection with a Major Capital | ||||||||
| Restructuring | ||||||||
| 10 | Other Business (Non-Voting) and Closing | None | None | Management |
-----------------------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: 456837509
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Open Meeting and Announcements | None | None | Management | ||||
| 2a | Receive Report of Management Board | None | None | Management | ||||
| (Non-Voting) | ||||||||
| 2b | Receive Report of Supervisory Board | None | None | Management | ||||
| (Non-Voting) | ||||||||
| 2c | Discuss Remuneration Report | None | None | Management | ||||
| 2d | Approve Amendments to Remuneration | For | For | Management | ||||
| Policy for Management Board Members | ||||||||
| 2e | Adopt Financial Statements | For | For | Management | ||||
| 3 | Receive Explanation on Company’s | None | None | Management | ||||
| Reserves and Dividend Policy | ||||||||
| 4a | Discussion on Company’s Corporate | None | None | Management | ||||
| Governance Structure | ||||||||
| 4b | Increase Share Capital by EUR 13 | For | For | Management | ||||
| Billion by Reduction in Share Premium | ||||||||
| Reserve and Increase Nominal per Share | ||||||||
| 4c | Decrease Share Capital by EUR 13 | For | For | Management | ||||
| Billion by Reduction in Nominal Value | ||||||||
| per Share and With Cash Distribution | ||||||||
| to Shareholders | ||||||||
| 4d | Amend Articles Re: Representation of | For | For | Management | ||||
| the Board | ||||||||
| 5 | Receive Announcements on Sustainability | None | None | Management | ||||
| 6a | Approve Discharge of Management Board | For | For | Management | ||||
| 6b | Approve Discharge of Supervisory Board | For | For | Management | ||||
| 7 | Elect Eric Boyer de la Giroday to | For | For | Management | ||||
| Supervisory Board | ||||||||
| 8a | Grant Board Authority to Issue Shares | For | For | Management | ||||
| Up To 10 Percent of Issued Capital and | ||||||||
| Restricting/Excluding Preemptive Rights | ||||||||
| 8b | Grant Board Authority to Issue Shares | For | For | Management | ||||
| Up To 10 Percent of Issued Capital in | ||||||||
| Case of Takeover/Merger and | ||||||||
| Restricting/Excluding Preemptive Rights |
| 9a | Authorize Repurchase of Up to 10 | For | For | Management | ||||
| Percent of Issued Share Capital | ||||||||
| 9b | Authorize Repurchase of Up to 10 | For | For | Management | ||||
| Percent of Issued Share Capital in | ||||||||
| Connection with a Major Capital | ||||||||
| Restructuring | ||||||||
| 10 | Other Business (Non-Voting) and Closing | None | None | Management |
-----------------------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: 456837707
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Open Meeting and Announcements | None | None | Management | ||||
| 2a | Receive Report of Management Board | None | None | Management | ||||
| (Non-Voting) | ||||||||
| 2b | Receive Report of Supervisory Board | None | None | Management | ||||
| (Non-Voting) | ||||||||
| 2c | Discuss Remuneration Report | None | None | Management | ||||
| 2d | Approve Amendments to Remuneration | For | For | Management | ||||
| Policy for Management Board Members | ||||||||
| 2e | Adopt Financial Statements | For | For | Management | ||||
| 3 | Receive Explanation on Company’s | None | None | Management | ||||
| Reserves and Dividend Policy | ||||||||
| 4a | Discussion on Company’s Corporate | None | None | Management | ||||
| Governance Structure | ||||||||
| 4b | Increase Share Capital by EUR 13 | For | For | Management | ||||
| Billion by Reduction in Share Premium | ||||||||
| Reserve and Increase Nominal per Share | ||||||||
| 4c | Decrease Share Capital by EUR 13 | For | For | Management | ||||
| Billion by Reduction in Nominal Value | ||||||||
| per Share and With Cash Distribution | ||||||||
| to Shareholders | ||||||||
| 4d | Amend Articles Re: Representation of | For | For | Management | ||||
| the Board | ||||||||
| 5 | Receive Announcements on Sustainability | None | None | Management | ||||
| 6a | Approve Discharge of Management Board | For | For | Management | ||||
| 6b | Approve Discharge of Supervisory Board | For | For | Management | ||||
| 7 | Elect Eric Boyer de la Giroday to | For | For | Management | ||||
| Supervisory Board | ||||||||
| 8a | Grant Board Authority to Issue Shares | For | For | Management | ||||
| Up To 10 Percent of Issued Capital and | ||||||||
| Restricting/Excluding Preemptive Rights | ||||||||
| 8b | Grant Board Authority to Issue Shares | For | For | Management | ||||
| Up To 10 Percent of Issued Capital in | ||||||||
| Case of Takeover/Merger and | ||||||||
| Restricting/Excluding Preemptive Rights |
| 9a | Authorize Repurchase of Up to 10 | For | For | Management | ||||
| Percent of Issued Share Capital | ||||||||
| 9b | Authorize Repurchase of Up to 10 | For | For | Management | ||||
| Percent of Issued Share Capital in | ||||||||
Connection with a Major Capital | ||||||||
Restructuring | ||||||||
| 10 | Other Business (Non-Voting) and Closing | None | None | Management |
Nuveen Preferred Income Opportunities Fund
Company Name | Ticker | Security ID | Meeting Date | Meeting | Proponent | Proposal | Management | Vote | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director Robert H. Benmosche | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director W. Don Cornwell | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director Peter R. Fisher | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director John H. Fitzpatrick | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director William G. Jurgensen | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director Christopher S. Lynch | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director Arthur C. Martinez | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director George L. Miles, Jr. | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director Henry S. Miller | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director Robert S. Miller | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director Suzanne Nora Johnson | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director Ronald A. Rittenmeyer | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director Douglas M. Steenland | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Elect Director Theresa M. Stone | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Amend Tax Asset Protection Plan | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 12-May-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
Ares Capital Corporation | ARCC | 04010L103 | 02-Jun-14 | Annual | Management | Elect Director Michael J. Arougheti | For | For | ||||||||
Ares Capital Corporation | ARCC | 04010L103 | 02-Jun-14 | Annual | Management | Elect Director Ann Torre Bates | For | For | ||||||||
Ares Capital Corporation | ARCC | 04010L103 | 02-Jun-14 | Annual | Management | Elect Director Steven B. McKeever | For | For | ||||||||
Ares Capital Corporation | ARCC | 04010L103 | 02-Jun-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
Ares Capital Corporation | ARCC | 04010L103 | 02-Jun-14 | Annual | Management | Approve Issuance of Shares Below Net Asset Value (NAV) | For | For | ||||||||
Ares Dynamic Credit Allocation Fund, Inc. | ARDC | 04014F102 | 18-Jun-14 | Annual | Management | Elect Director Bruce Spector | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Elect Director Larry D. Brady | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Elect Director Clarence P. Cazalot, Jr. | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Elect Director Martin S. Craighead | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Elect Director Lynn L. Elsenhans | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Elect Director Anthony G. Fernandes | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Elect Director Claire W. Gargalli | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Elect Director Pierre H. Jungels | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Elect Director James A. Lash | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Elect Director J. Larry Nichols | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Elect Director Charles L. Watson | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Amend Omnibus Stock Plan | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Amend Omnibus Stock Plan | For | For | ||||||||
Baker Hughes Incorporated | BHI | 057224107 | 24-Apr-14 | Annual | Management | Elect Director James W. Stewart | For | Withhold | ||||||||
Bio-Rad Laboratories, Inc. | BIO | 090572207 | 22-Apr-14 | Annual | Management | Elect Director Louis Drapeau | For | Against | ||||||||
Bio-Rad Laboratories, Inc. | BIO | 090572207 | 22-Apr-14 | Annual | Management | Elect Director Robert M. Malchione | For | For | ||||||||
Bio-Rad Laboratories, Inc. | BIO | 090572207 | 22-Apr-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
Bio-Rad Laboratories, Inc. | BIO | 090572207 | 22-Apr-14 | Annual | Management | Amend Omnibus Stock Plan | For | For | ||||||||
Bio-Rad Laboratories, Inc. | BIO | 090572207 | 22-Apr-14 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Share Holder | Stock Retention/Holding Period | Against | Against | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Share Holder | Amend Director Indemnifications Provisions | Against | Against | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Share Holder | Adopt Proxy Access Right | Against | Against | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director Michael L. Corbat | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director Duncan P. Hennes | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director Franz B. Humer | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director Eugene M. McQuade | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director Michael E. O’Neill | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director Gary M. Reiner | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director Judith Rodin | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director Robert L. Ryan | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director Anthony M. Santomero | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director Joan E. Spero | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director Diana L. Taylor | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director William S. Thompson, Jr. | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director James S. Turley | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Elect Director Ernesto Zedillo Ponce de Leon | For | For |
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Management | Approve Omnibus Stock Plan | For | For | ||||||||
Citigroup Inc. | C | 172967424 | 22-Apr-14 | Annual | Share Holder | Report on Lobbying Payments and Policy | Against | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director Stephen G. Butler | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director Kimberly A. Casiano | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director Anthony F. Earley, Jr. | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director Edsel B. Ford, II | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director William Clay Ford, Jr. | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director Richard A. Gephardt | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director James P. Hackett | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director James H. Hance, Jr. | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director William W. Helman, IV | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director Jon M. Huntsman, Jr. | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director John C. Lechleiter | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director Ellen R. Marram | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director Alan Mulally | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director Homer A. Neal | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director Gerald L. Shaheen | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Elect Director John L. Thornton | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Management | Approve Non-Employee Director Omnibus Stock Plan | For | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Share Holder | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | ||||||||
Ford Motor Company | F | 345370860 | 08-May-14 | Annual | Share Holder | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | ||||||||
Gladstone Investment Corporation | GAIN | 376546206 | 08-Aug-13 | Annual | Management | Elect Director Paul W. Adelgren | For | For | ||||||||
Gladstone Investment Corporation | GAIN | 376546206 | 08-Aug-13 | Annual | Management | Elect Director David Gladstone | For | For | ||||||||
Gladstone Investment Corporation | GAIN | 376546206 | 08-Aug-13 | Annual | Management | Elect Director John H. Outland | For | For | ||||||||
Gladstone Investment Corporation | GAIN | 376546206 | 08-Aug-13 | Annual | Management | Elect Director Terry Earhart | For | For | ||||||||
Gladstone Investment Corporation | GAIN | 376546206 | 08-Aug-13 | Annual | Management | Approve Issuance of Shares Below Net Asset Value (NAV) | For | For | ||||||||
Golub Capital BDC, Inc. | GBDC | 38173M102 | 04-Feb-14 | Annual | Management | Elect Director David B. Golub | For | For | ||||||||
Golub Capital BDC, Inc. | GBDC | 38173M102 | 04-Feb-14 | Annual | Management | Elect Director Anita R. Rosenberg | For | For | ||||||||
Golub Capital BDC, Inc. | GBDC | 38173M102 | 04-Feb-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
Medley Capital Corporation | MCC | 58503F106 | 03-Apr-14 | Annual | Management | Elect Director Brook Taube | For | For | ||||||||
Medley Capital Corporation | MCC | 58503F106 | 03-Apr-14 | Annual | Management | Elect Director Karin Hirtler-Garvey | For | For | ||||||||
Medley Capital Corporation | MCC | 58503F106 | 03-Apr-14 | Annual | Management | Elect Director John E. Mack | For | For | ||||||||
Medley Capital Corporation | MCC | 58503F106 | 03-Apr-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
Medley Capital Corporation | MCC | 58503F106 | 03-Apr-14 | Annual | Management | Approve Issuance of Shares Below Net Asset Value (NAV) | For | For | ||||||||
MICROSEMI CORPORATION | MSCC | 595137100 | 11-Feb-14 | Annual | Management | Elect Director James J. Peterson | For | For | ||||||||
MICROSEMI CORPORATION | MSCC | 595137100 | 11-Feb-14 | Annual | Management | Elect Director Dennis R. Leibel | For | For | ||||||||
MICROSEMI CORPORATION | MSCC | 595137100 | 11-Feb-14 | Annual | Management | Elect Director Thomas R. Anderson | For | For | ||||||||
MICROSEMI CORPORATION | MSCC | 595137100 | 11-Feb-14 | Annual | Management | Elect Director William E. Bendush | For | For | ||||||||
MICROSEMI CORPORATION | MSCC | 595137100 | 11-Feb-14 | Annual | Management | Elect Director Paul F. Folino | For | For | ||||||||
MICROSEMI CORPORATION | MSCC | 595137100 | 11-Feb-14 | Annual | Management | Elect Director William L. Healey | For | For | ||||||||
MICROSEMI CORPORATION | MSCC | 595137100 | 11-Feb-14 | Annual | Management | Elect Director Matthew E. Massengill | For | For | ||||||||
MICROSEMI CORPORATION | MSCC | 595137100 | 11-Feb-14 | Annual | Management | Elect Director James V. Mazzo | For | For | ||||||||
MICROSEMI CORPORATION | MSCC | 595137100 | 11-Feb-14 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||
MICROSEMI CORPORATION | MSCC | 595137100 | 11-Feb-14 | Annual | Management | Amend Omnibus Stock Plan | For | For | ||||||||
MICROSEMI CORPORATION | MSCC | 595137100 | 11-Feb-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
National CineMedia, Inc. | NCMI | 635309107 | 30-Apr-14 | Annual | Management | Elect Director Kurt C. Hall | For | For | ||||||||
National CineMedia, Inc. | NCMI | 635309107 | 30-Apr-14 | Annual | Management | Elect Director Lawrence A. Goodman | For | For | ||||||||
National CineMedia, Inc. | NCMI | 635309107 | 30-Apr-14 | Annual | Management | Elect Director Scott N. Schneider | For | For | ||||||||
National CineMedia, Inc. | NCMI | 635309107 | 30-Apr-14 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||
National CineMedia, Inc. | NCMI | 635309107 | 30-Apr-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
Norwegian Cruise Line Holdings Ltd. | NCLH | G66721104 | 24-Apr-14 | Annual | Management | Elect Director Tan Sri Lim Kok Thay | For | For | ||||||||
Norwegian Cruise Line Holdings Ltd. | NCLH | G66721104 | 24-Apr-14 | Annual | Management | Elect Director David M. Abrams | For | For | ||||||||
Norwegian Cruise Line Holdings Ltd. | NCLH | G66721104 | 24-Apr-14 | Annual | Management | Elect Director John Chidsey | For | For | ||||||||
Norwegian Cruise Line Holdings Ltd. | NCLH | G66721104 | 24-Apr-14 | Annual | Management | Advisory Vote to Ratify Named Executive Officer’s Compensation | For | For | ||||||||
Norwegian Cruise Line Holdings Ltd. | NCLH | G66721104 | 24-Apr-14 | Annual | Management | Approve Qualified Employee Stock Purchase Plan | For | For | ||||||||
Norwegian Cruise Line Holdings Ltd. | NCLH | G66721104 | 24-Apr-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
Norwegian Cruise Line Holdings Ltd. | NCLH | G66721104 | 24-Apr-14 | Annual | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Elect Director Paul D. Bauer | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Elect Director Annabelle G. Bexiga | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Elect Director A. David Brown | For | For |
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Elect Director John C. Burville | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Elect Director Joan M. Lamm-Tennant | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Elect Director Michael J. Morrissey | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Elect Director Gregory E. Murphy | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Elect Director Cynthia S. Nicholson | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Elect Director Ronald L. O’Kelley | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Elect Director William M. Rue | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Elect Director J. Brian Thebault | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Approve Omnibus Stock Plan | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Amend Executive Incentive Bonus Plan | For | For | ||||||||
Selective Insurance Group, Inc. | SIGI | 816300107 | 23-Apr-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
TCP Capital Corp. | TCPC | 87238Q103 | 15-May-14 | Annual | Management | Elect Director Eric J. Draut | For | For | ||||||||
TCP Capital Corp. | TCPC | 87238Q103 | 15-May-14 | Annual | Management | Elect Director Franklin R. Johnson | For | For | ||||||||
TCP Capital Corp. | TCPC | 87238Q103 | 15-May-14 | Annual | Management | Elect Director Peter E. Schwab | For | For | ||||||||
TCP Capital Corp. | TCPC | 87238Q103 | 15-May-14 | Annual | Management | Elect Director Howard M. Levkowitz | For | For | ||||||||
TCP Capital Corp. | TCPC | 87238Q103 | 15-May-14 | Annual | Management | Elect Director Rajneesh Vig | For | For | ||||||||
TCP Capital Corp. | TCPC | 87238Q103 | 15-May-14 | Annual | Management | Approve Issuance of Shares Below Net Asset Value (NAV) | For | For | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Elect Chairman of Meeting | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Accept Financial Statements and Statutory Reports | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve Discharge of Board and President | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Determine Number of Members (12) and Deputy Members (0) of Board | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve Remuneration of Auditors | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Fix Number of Auditors at One | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Ratify PricewaterhouseCoopers as Auditors | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve 2014 Stock Purchase Plan | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve Equity Plan Financing (2014 Stock Purchase Plan) | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve 2014 Key Contributor Retention Plan | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve 2014 Executive Performance Stock Plan | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Management | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | For | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Share Holder | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM | None | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Share Holder | Request Board to Take Necessary Action to Create a Shareholders Association | None | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Share Holder | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | None | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Share Holder | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | None | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Share Holder | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | None | Do Not Vote | ||||||||
Telefonaktiebolaget LM Ericsson | ERIC B | 294821608 | 11-Apr-14 | Annual | Share Holder | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran | None | Do Not Vote | ||||||||
Tesoro Corporation | TSO | 881609101 | 29-Apr-14 | Annual | Management | Elect Director Rodney F. Chase | For | For | ||||||||
Tesoro Corporation | TSO | 881609101 | 29-Apr-14 | Annual | Management | Elect Director Gregory J. Goff | For | For | ||||||||
Tesoro Corporation | TSO | 881609101 | 29-Apr-14 | Annual | Management | Elect Director Robert W. Goldman | For | For | ||||||||
Tesoro Corporation | TSO | 881609101 | 29-Apr-14 | Annual | Management | Elect Director Steven H. Grapstein | For | For | ||||||||
Tesoro Corporation | TSO | 881609101 | 29-Apr-14 | Annual | Management | Elect Director David Lilley | For | For | ||||||||
Tesoro Corporation | TSO | 881609101 | 29-Apr-14 | Annual | Management | Elect Director Mary Pat McCarthy | For | For | ||||||||
Tesoro Corporation | TSO | 881609101 | 29-Apr-14 | Annual | Management | Elect Director J.W. Nokes | For | For | ||||||||
Tesoro Corporation | TSO | 881609101 | 29-Apr-14 | Annual | Management | Elect Director Susan Tomasky | For | For | ||||||||
Tesoro Corporation | TSO | 881609101 | 29-Apr-14 | Annual | Management | Elect Director Michael E. Wiley | For | For | ||||||||
Tesoro Corporation | TSO | 881609101 | 29-Apr-14 | Annual | Management | Elect Director Patrick Y. Yang | For | For | ||||||||
Tesoro Corporation | TSO | 881609101 | 29-Apr-14 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||
Tesoro Corporation | TSO | 881609101 | 29-Apr-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 24-Feb-14 | Special | Management | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | For | For | ||||||||
The Cushing Royalty & Income Fund | SRF | 23164R104 | 21-May-14 | Annual | Management | Elect Director Edward N. McMillan | For | For |
The Cushing Royalty & Income Fund | SRF | 23164R104 | 21-May-14 | Annual | Management | Elect Director Jerry V. Swank | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Share Holder | Require Independent Board Chairman | Against | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director John D. Baker, II | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director Elaine L. Chao | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director John S. Chen | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director Lloyd H. Dean | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director Susan E. Engel | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director Enrique Hernandez, Jr. | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director Donald M. James | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director Cynthia H. Milligan | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director Federico F. Pena | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director James H. Quigley | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director Judith M. Runstad | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director Stephen W. Sanger | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director John G. Stumpf | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Elect Director Susan G. Swenson | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Management | Ratify Auditors | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 29-Apr-14 | Annual | Share Holder | Review Fair Housing and Fair Lending Compliance | Against | For |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Preferred Income Opportunities Fund
| By | /s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman – Chief Administrative Officer | ||
Date | ||
August 21, 2014