| UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549 | OMB APPROVAL |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21308
Alger China-U.S. Growth Fund |
(Exact name of registrant as specified in charter) |
| | |
111 Fifth Avenue – 2nd Floor, New York, NY | 10003 |
(Address of principal executive offices) | (Zip code) |
|
Fred Alger Management, Inc., Attn: Hal Liebes, 111 Fifth Avenue, New York, NY 10003 |
(Name and address of agent for service) |
|
Registrant’s telephone number, including area code: | (212) 806-2966 | |
|
Date of fiscal year end: | 10/31/08 | |
|
Date of reporting period: | 07/01/08 - 06/30/2009 | |
| | | | | | | | |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
SEC 2451 (4-03)
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21308
Reporting Period: 07/01/2008 - 06/30/2009 ;
Alger China-U.S. Growth Fund
&# 160;
;
========================= ALGER CHINA U.S. GROWTH FUND =========================
AAC ACOUSTIC TECHNOLOGIES HOLDINGS INC
Ticker: 2018 Security ID: G2953L109
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAY 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports 0;
2 Approve Final Dividend For For Management
3a1 Reelect Ingrid Chunyuan Wu as For For Management
; Non-Executive Director
3a2 Reelect Mok Joe Kuen Richard as For For Management
Independent Non-Executive Director 0;
3b Authorize the Board to Fix Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize the For 60; For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without 60;
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares ;
--------------------------------------------------------------------------------
ACER INC. &# 160;
Ticker: 2353 Security ID: Y0004E108
Meeting Date: JUN 19, 2009 Meeting Type: Annual ;
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations For For Management
Reports and Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends 60;
4 Approve Stock Option Grants to For For Management
Employees 0;
5 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
6 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee
------------------------------------------------------------------------ - --------
ADVANCED SEMICONDUCTOR ENGINEERING INC.
Ticker: ASXCF Security ID: Y00153109
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Aprove 2008 Financial Statements and For For Management
Statutory Reports & #160;
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capital Injection to Issue New For ; Against Management
Shares or Global Depository Receipt or
Convertible Bonds
4 Amend Procedures Governing the For For Management
Acquisition and Disposal of Assets
5 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
6 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee 0;
7 Amend Articles of Association For For Management
8.1 Elect Jason Chang Representing ASE For Management
Enterprises Ltd. with ID No. 2 as
Director
8.2 Elect Richard Chang Representing ASE For Management
Enterprises Ltd. with ID No. 3 as
Director
8.3 Elect Tien Wu Representin g ASE For Management
Enterprises Ltd. with ID No. 382938 as
Director & #160;
8.4 Elect Joseph Tung Representing ASE For Management
Enterprises Ltd. with ID No. 49520 as
Director ;
8.5 Elect Raymond Lo Representing ASE For Management
Enterprises Ltd. with ID No. 21 as 0;
Director
8.6 Elect Jeffrey Chen Representing ASE For Management
Enterprises Ltd. with ID No. 644 08 as
Director
8.7 Elect Ta-Lin Hsu with ID No. 19430408HS For & #160; Management
as Independent Director
8.8 Elect Shen-Fu Yu with ID No. H101915517 For Management
as Independent Director
8.9 Elect Yuan-Yi Tseng Representing Hung For Management
Ching Devt. and Construction Co. Ltd
0; with ID No. 372576 as Supervisor
8.10 Elect John Ho Representing ASE Test For Management
Inc. with ID No. 9818 as Supervisor
8.11 Elect Tien Szu-Chen Representing ASE For Management
Test Inc. with ID No. 9983 as
Supervisor 0;
8.12 Elect Samuel Liu Representing ASE Test For Management
Inc. with ID No. 512359 as Supervisor
9 App rove Release of Restrictions on For For Management
Competitive Activities of Directors
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ALTERA CORP.
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John P. Daane For For Management
2 Elect Director Robert J. Finocchio, Jr. For For Management
3 Elect Director Kevin McGarity For For Management
4 Elect Director Gregory E. Myers For For Management
5 Elect Director Krish A. Prabhu 0; For For Management
6 Elect Director John Shoemaker For For Management
7 Elect Director Susan Wang For For Management
8 Amend Omnibus Stock Plan & #160; For For Management
9 Amend Qualified Employee Stock Purchase For For Management
Plan
10 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMAZON.COM, INC. 60;
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey P. Bezos For For Management
2 Elect Director Tom A. Alberg For For Management
3 Elect Director John Seely Brown For For 60; Management
4 Elect Director L. John Doerr For For Management
5 Elect Director William B. Gordon For For Management
6 Elect Director Alain Monie For For Managemen t
7 Elect Director Thomas O. Ryder For For Management
8 Elect Director Patricia Q. Stonesifer For For Management
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANGANG STEEL COMPANY LIMITED
Ticker: Security ID: Y0132D105
Meeting Date: JUN 12, 2009 Meeting Type: Annual
Record Date: MAY 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements For For Management
4 Approve Profit Distribution Proposal For For Management
5 Approve Remuneration of Directors For For Management
6 Approve Remuneration of Supervisors For For Management
7 Appoint Zhong Rui Yue Hua Certified For For Management
Public Accountants and RSM Nelson
Wheeler Certified Public Accountants as 0;
the Domestic and International
Auditors, Respectively, and Authorize
60;the Board to Fix Their Remuneration
8a Elect Zhang Xiaogang as Executive For For Management
Director &# 160;
8b Elect Tang Fuping as Executive Director For For Management
8c Elect Yang Hua as Executive Director For For Management
8d Elect Yu Wanyuan as Executive Director For For Management
8e Elect Chen Ming as Executive Director For For Management
8f Elect Fu Jihui as Executive Director For For Management
8g Elect Li Shijun as Independent For For Management
Non-Executive Director 60;
8h Elect Ma Guoqiang as Independent For For Management
Non-Executive Director
8i Elect Liu Wei as Independent For For Management
Non-Executive Director
8j Elect Ma Chiu-Cheung, Andrew as For For Management
Independent Non-Executive Director
9a Elect Wen Baoman as Shareholders' For For Management
Representative Supervisor & #160;
9b Elect Shan Mingyi as Shareholders' For For Management
Representative Supervisor
10 Amend Articles of Association For For Management
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ANTA SPORTS PRODUCTS LTD
Ticker: 2020 Security ID: G04011105
Meeting Date: APR 15, 2009 Meeting Type: Annual 0;
Record Date: APR 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Director's and Auditor's Reports
2 Approve Final Dividend For For 60; Management
3 Approve Special Dividend For For Management
4 Reelect Ding Shijia as Executive For For Management
Director and Authorize Board to Fix His ;
Remuneration
5 Reelect Lai Shixian as Executive For For Management
Direct or and Authorize Board to Fix His
Remuneration
6 Reelect Yeung Chi Tat as Independent For For Management
Non-Executive Director and Authorize
Board to Fix His Remuneration
7 Authorize Board to Fix the Remuneration Fo r For Management
of Directors
8 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance o f Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights & #160;
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Reissuance of Repurchased For Against ; Management
Shares
--------------------------------------------------------------------------------
ATHEROS COMMUNICATIONS, INC
Ticker: ATHR Security ID: 04743P108
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: APR 2, 2009
# Prop osal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Hennessy For For Management
1.2 Elect Director Craig H. Barratt For For Management
1.3 Elect Director Christine K ing For For Management
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY 0;
Ticker: Security ID: Y0485Q109
Meeting Date: OCT 16, 2008 Meeting Type: Special
Record Date: SEP 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Ap prove Resignation of Zhang Hongbiao For For Management
as Executive Director
2 Approve Resignation of Liang Zhenhe as For For Management
0; Non-Executive Director
3 Approve Resignation of Song Jingang as For For Management
Non-Executive Director 0;
4 Approve Resignation of Tian Min as For For Management
Non-Executive Director
5 Approve Resignation of Wang Bin as ; For For Management
Non-Executive Director
6 Approve Resignation of Chen Huaiqiu as For For Management
Non-Exe cutive Director
7 Approve Resignation of Wang Shuoxin as For For Management
Supervisor of the Company 0;
8 Approve Resignation of Li Deqing as For For Management
Supervisor of the Company
9 Elect Lin Zuoming as Executive Director For Against &# 160; Management
and Authorize the Remuneration
Committee to Fix His Remuneration
10 Elect Gu Huizhong as Non-Executive ; For For Management
Director and Authorize the Remuneration
Committee to Fix His Remuneration
11 Electt Xu Zhanbin as Non-Executive For For Management
Director and Authorize the Remuneration
Committee to Fix His Remuneration
12 Elect Geng Ruguang as Non-Executive For For Management
Director and Authorize the Remuneration
Committee to Fix His Remuneration
13 Elect Zhang Xinguo as Non-Executive For For Management
Director and Authorize the Remuneration
Committee to Fix His Remuneration 60;
14 Elect Li Fangyong as Non-Executive For For Management
Director and Authorize the Remuneration
Committee to Fix His Remuneration & #160;
15 Elect Hu Wenming as Supervisor and For For Management
Authorize the Remuneration Committee to
Fix His Remuneration
16 Elect Wang Yuming as Supervisor and the For For Management
Authorize Remuneration Committee to Fix
His Remuneration
17 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO LTD
Ticker: 3328 Security ID: Y06988102 0;
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: APR 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Consolidated Financial For For Management
Statements and Statutory Re ports
4 Approve Fixed Assets Investment Budget For For Management
for the Year Ending Dec. 31, 2009
5 Approve Profit Distribution Plan and For For Management
Distribution of Dividend for the Year
Ended Dec. 31, 2008
6 Reappoint PricewaterhouseCoopers and For For Management
Deliotte Touche Tohmatsu as
International Auditors and Domestic & #160;
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
7 Approve Remuneration of Directors and For For Management
Supervisors
8 Approve Proposed Amendments to the Work For For 60; Management
Procedures for Independent Directors of
Bank of Communications Co. Ltd.
9a Reelect Hu Huaibang as Executive & #160; For For Management
Director
9b Reelect Qian Hongyi as Non-executive For For Management
Director
9c Reelect Ji Guoqiang as Non-executive For For Management
Director 0;
9d Reelect Lei Jun as Non-executive For For Management
Director 0;
10 Reelect Yan Hong as Supervisor For For Management
11 Amend Articles of Association For For Management
12 Approve Issuance of Subordinated Bonds For For Management
in the Aggregate Principal Amount Not
Exceeding RMB 80 Billion
--------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: & #160; BBY Security ID: 086516101
Meeting Date: JUN 24, 2009 Meeting Type: Annual
Record Date: APR 27, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald James For For Management
1.2 Elect Director El liot S. Kaplan For For Management
1.3 Elect Director Sanjay Khosla For For Management
1.4 Elect Director George L. Mikan III For For Management
1.5 Elect Director Matthew H. Paull For For Management
1.6 Elect Director Richard M. Schulze For For Management
1.7 Elect Director Hatim A. Tyabji For For Management
1.8 Elect Director Gerard R. Vittecoq For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Reduce Supermajority Vote Requirement For 60; For Management
9 Reduce Supermajority Vote Requirement For For Management
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BYD COMPANY LTD 0;
Ticker: Security ID: Y1023R104
Meeting Date: DEC 3, 20 08 Meeting Type: Special
Record Date: OCT 31, 2008
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1a Approve Terms of the Subscription For For Management
Agreement Between the Company and
MidAmerican Energy H ldgs. Co.
1b Authorize Board to Deal With Any For For Management
Matters or Take any Actions in
Connection with the Direct New Issue
2 Amend Articles of Associaton For For Management
3 Elect David L. Sokol as Non-Executive For For Management
Director and Approve Director's
Remuneration of RMB 150,000 Per Year
--------------------------------------------------------------------------------
BYD COMPANY LTD
Ticker: Security ID: Y1023R104
Meeting Date: DEC 3, 2008 Meeting Type: Special
Record Date: OCT 31, 2008 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement and For For Management
Authorize Wan g Chuan-fu to Execute the
Subscription Agreement and Approve the
Implementation of the Direct New Issue
2 Authorize Board to Deal With Any For For Management
Matters or Take Any Actions in
Connection with the Direct New Issue 60;
--------------------------------------------------------------------------------
BYD COMPANY LTD
Ticker: Security ID: Y1023R104
Meeting Date: MAR 9, 2009 Meeting Type: Special
Record Date: FEB 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve the Issuance of Medium-Term For For Management
Notes With a Total Principal Amount of
Not More Than RMB 4 Billion in the
People's Republic of China
1b Authorize Board to Deal With All For For Management
Matters Relating to the Issue of the 0;
Medium-Term Notes
2a Approve Proposal Allowing the Company For For Management
to Send or Supply Corporate 60;
Communications to the H Shareholders
Through the Company's Website 0;
2b Authorize Board to Do All Such Matters For For Management
Necessary for the Purpose of Effecting
Corporate Communications to the H
Shareholders Through the Company's
Website &# 160;
--------------------------------------------------------------------------------
BYD COMPANY LTD ;
Ticker: Security ID: Y1023R104
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: MAY 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of the Board of ; For For Management
Directors
2 Accept Working Report of the For For Management
Supervisory Committee
3 Accept Financial Statements and For For Management
Statutory Reports & #160;
4 Approve Proposal for Appropriation of For For Management
Profit 60;
5 Reappoint Ernst and Young as For For Management
International Auditors and Authorize
the Board to Fix Their Remuneration 0;
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisors For For Management
8 Other Business (Voting) For 60; Against Management
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights & #160;
10 Amend Articles Re: Business Scope For For Management
11 Approve Issuance by the Directors of For Against Management
BYD Electronic (International) Co. Ltd. & #160;
of Equity or Equity-Linked Securities
without Preemptive Rights
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CELGENE CORP.
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 17, 2009 Meeting Type: Annual
Record Date: APR 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol J. Barer For &# 160; For Management
1.2 Elect Director Robert J. Hugin For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Rodman L. Drake For For Management
1.5 Elect Director A. Hull Hayes, Jr. For For Management
1.6 Elect Director Gilla Kaplan For For Management
1.7 Elect Director James J. Loughlin For For Management
1.8 0; Elect Director Ernest Mario For For Management
1.9 Elect Director Walter L. Robb For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors ;
--------------------------------------------------------------------------------
CHENG UEI PRECISION INDUSTRY CO. LTD.
Ticker: Security ID: Y13077105
Meeting Date: JUN 10, 2009 Meeting Type: Annual
Record Date: APR 10, 2009 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations Report For For Management
and Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends 0;
3 Approve Capitalization of 2008 For For Management
Dividends and Employee Profit Sharing
4 ; Amend Articles of Association For For Management
5 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee
6 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LIMITED
Ticker: CHEUF Security ID: Y13213106
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAY 13, 2009 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Kam Hing Lam as Director For For ; Management
3b Elect Woo Chia Ching, Grace as Director For For Management
3c Elect Fok Kin-ning, Canning as Director For For Management
3d Elect Frank John Sixt as Director For For Management
3e Elect George Colin Magnus as Director For For Management
3f Elect Kwok Tun-li, Stanley as Director For For Management
3g Elect Hung Siu-lin, Katherine as For For Management
Director & #160;
4 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without 0;
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
; Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares 0;
--------------------------------------------------------------------------------
CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD
Ticker: 1038 Security ID: G2098R102
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAY 6, 2009 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For ; Management
Statutory Reports
2 Approve Final Dividend For For Management
3a 0; Elect Li Tzar Kuoi, Victor as Director For For Management
3b Elect Fok Kin Ning, Canning as Director For For Management
3c Elect Tso Kai Sum as Director For Against Management
3d Elect Cheong Ying Chew, Henry as For For 60; Management
Director
3e Elect Barrie Cook as Director For For Management
4 Appoint D eloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration ;
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights 60;
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares ��
6a Approve Acquisition of Bonds, Notes, For For Manageme nt
Commercial Paper or Other Similar Debt
Instruments Issued by Connected Issuers
(Connected Debt Securities) Pursuant to &# 160;
the Master Agreement Dated April 3,
2009 Made Between the Company and
Hutchison Whampoa Ltd.
6b Approve Cap for the Aggregate Gross For For Management
Purchase Price of Connected Debt 0;
Securities and Cap of the Net Connected
Debt Securities Position of the Group
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CHINA BLUECHEMICAL LTD
Ticker: & #160; 3983 Security ID: Y14251105
Meeting Date: FEB 16, 2009 Meeting Type: Special
Record Date: JAN 16, 2009 60;
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Acquisition of 83.2 Percent For For Management
Equity Interest in Hubei Dayukou 0;
Chemical and 100 Percent Equity
Interest in ZHJ Mining Co. Ltd. From 0;
China National Offshore Oil Corp. at a
Consideration of RMB 1.3 Billion
1b Authorize Board to Do Such Matters and For 60; For Management
Take Such Actions to Effect the
Acquisition & #160;
2a Approve Proposed Caps Under Category For For Management
2(a) of the Comprehensive Services and
Product Sales Agreement &# 160;
2b Authorize Board to Take Such Actions For For Management
Necessary to Implement the Proposed
Caps & #160;
3a Approve Proposed Caps Under Category For For Management
2(b) of the Comprehensive Services and &# 160;
Product Sales Agreement
3b Authorize Board to Take Such Actions For For Management
Necessary to Implement the Proposed
Caps
--------------- - -----------------------------------------------------------------
CHINA CITIC BANK CORPORATION LTD.
Ticker: Security ID: Y1434M116
Meeting Date: JUN 29, 2009 Meeting Type: Annual
Record Date: MAY 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Annual Report For For Management
4 Accept Financial Statements and 0; For For Management
Statutory Reports
5 Approve Profit Distribution Plan For For Management
6 Approve Financial Budget Plan for the For For Management
Year 2009
7 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
8a Reelect Kong Dan as Director For For Management
8b Reelect Chang Zhenming as Director For For&# 160; Management
8c Reelect Chen Xiaoxian as Director For For Management
8d Reelect Dou Jianzhong as Director For For Management
8e Reelect Ju Weimin as Director For For Management
8f Reelect Zhang Jijing as Director For For Management
8g Reelect Wu Beiying as Director For For Management
8h Reelect Chan Hui Dor Lam Doreen as For For Management
60;Director
8i Reelect Guo Ketong as Director For Against Management
8j Reelect Jose Ignacio Goirigolzarri as For For Management
Director
8k Elect Jose Andres Barreiro Hernandez as For For Management
Director &# 160;
8l Reelect Bai Chong-En as Director For For Management
8m Reelect Ai Hongde as Director For For Management
8n 60; Reelect Xie Rong as Director For For Management
8o Reelect Wang Xiangfei as Director For For Management
8p Reelect Li Zheping as Director For For Management
9a Reelect Wang Chuan as Supervisor ; For For Management
9b Reelect Wang Shuanlin as Supervisor For For Management
9c Reelect Zhuang Yumin as Supervisor For For Management
9d Reelect Luo Xiaoyuan as Supervisor For For Management
9e Reelect Zheng Xuexue as Supervisor For For Management
10 Approve Acquisition of a 70.32 Percent For For Management
Interest in CITIC International
Financial Hldgs. Ltd. from Gloryshare
Investments Ltd.
1 Amend Articles of Association For For Management
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CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD.
Ticker: 1800 Security ID: Y14369105
Meeting Date: AUG 29, 2008 Meeting Type: Special
Record Date: JUL 29, 2008 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Domestic Corporate For For &# 160; Management
Bonds With a Principal Amount Not More
Than RMB 15.0 Billion
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: MAR 26, 2009 Meeting Type: Special
Record Date: FEB 23, 2009 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Subordinated Bonds For Against Management
in the Aggregate Principal Amount Not 60;
Exceeding RMB 80 Billion
2 Approve Resolution on Supplying For For Management
Corporate Communications to the Holders
of H Shares By Means of the Bank's Own
Website
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION & #160;
Ticker: 939 Security ID: Y1397N101
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: MAY 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2008 Report of the Board of For For Management
Directors
2 Accept 2008 Report of the Board of For For Management
Supervisors
3 Accept 2008 Final Financial Accounts For For Management
4 Approve 2009 Fixed Assets Investment For For Management
Budget
5 Approve Profit Distribution Plan for For For Management
the Second Half of 2008
6 Approve 2008 Final Emoluments For For Management
Distribution Plan for Directors and ;
Supervisors
7 Appoint Auditors For For Management
8 Elect Chen Zuofu as Executive Director For For Management
--------------------------------------------------------------------------------
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO LTD
Ticker: 658 Security ID: G2112D105
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: JUN 12, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Li Shengqiang as Ex ecutive For For Management
Director
3b Reelect Liu Jianguo as Executive For Against Management
Director
3c Reelect Liao Enrong as Executive For For Management
Director & #160;
3d Reelect Jiang Xihe as Independent For For Management
Non-Executive Director &# 160;
3e Authorize Board to Fix Remuneration of For Against Management
Directors
4 Reappoint Deloitte Touche Tohmatsu as For& #160; For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights ;
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 0; Authorize Reissuance of Repurchased For Against Management
Shares
------ - --------------------------------------------------------------------------
CHINA INSURANCE INTERNATIONAL HOLDINGS CO. LTD.
Ticker: Security ID: Y1456Z128 & #160;
Meeting Date: DEC 9, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Bidding Agreement and For For Management
Supplemental Agreement 60;
--------------------------------------------------------------------------------
CHINA INSURANCE INTERNATIONAL HOLDINGS CO. LTD.
Ticker: Security ID: Y1456Z128
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAY 6, 2009 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For & #160; Management
Statutory Reports
2a Reelect Xie Yiqun as Director For For Management
2b Reelect He Zhiguang as Director&# 160; For Against Management
2c Reelect Ng Yu Lam Kenneth as Director For For Management
2d Reelect Li Tao as Director For For Management
2e Reelect Wu Jiesi as Director For Against 60; Management
2f Reelect Lau Wai Kit as Director For Against Management
2g Authorize Board to Fix Remuneration of For For Management
Directors 0;
3 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration & #160;
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital & #160;
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LIMITED
Ticker: 2628 Security ID: Y1477R204
Meeting Date: OCT 27, 2008 Meeting Type: Special
Record Date: SEP 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Miao Jianmin as Non-Executive For For Management
Director
1b Elect Lin Dairen as Executive Director For For Management
1c Elect Liu Yingqi as Executive Director For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LIMITED 60;
Ticker: 2628 Security ID: Y1477R204
Meeting Date: MAY 25, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Accept Report of the Supervisory &# 160; For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution and Cash For For Management
Dividend Distribution Plan for the Year &# 160;
Ended Dec. 31, 2008
5 Approve Remuneration of Directors and For For Management
Supervisors 0;
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants Co. ;
Ltd. and PricewaterhouseCoopers as PRC
and International Auditors,
Respectfully, and Authorize Board to
Fix Their Remuneration
7a Elect Yang Chao as Executive Director For For Management
7b Elect Wan Feng as Executive Director For For Management
7c Elect Lin Dairen as Executive Director For For Management
7d Elect Liu Yingqi as Executive Director For For Management
7e Elect Miao Jianmin as Non-Executive For For & #160; Management
Director
7f Elect Shi Guoqing as Non-Executive For For Management
0;Director
7g Elect Zhuang Zuojin as Non-Executive For For Management
Director 60;
7h Elect Sun Shuyi as Independent For For Management
Non-Executive Director
7i Elect Ma Yongwei as Independent For For Management
Non-Executive Director
7j Elect Sun Changji as Independent For For 0; Management
Non-Executive Director
7k Elect Bruce Douglas Moore as For For Management
Independent Non-Executive Director & #160;
8a Elect Xia Zhihua as Non-Employee For For Management
Representative Supervisor
8b Elect Shi Xiangming as Non-Employee For For Management
Representative Supervisor
8c Elect Tian Hui as Non-Employee For For Management
Representative Supervisor
9 Approve Renewal of Liability Insurance For Against Management
for Directors and Senior Management &# 160;
Officers
10 Review Duty Report of Independent None None Management
60; Directors for the Year 2008
11 Review Status of Connected Transactions None None Management
and Execution of Connected Transaction
Management System of the Company for
the Year 2008
12 Amend Articles of Association ; For For Management
13 Amend Procedural Rules for For For Management
Shareholders' General Meetings
14&# 160; Amend Procedural Rules for Board of For For Management
Directors Meetings
15 Amend Procedural Rules for the For For Management
Supervisory Committee Meetings
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without & #160;
Preemptive Rights
--------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED
Ticker: CHLKF Security ID: Y14965100
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAY 14, 2009
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports ;
2 Approve Final Dividend For For Management
3a Reelect Wang Jianzhou as Director For For Management
3b Reelect Zhang Chunjiang as Director For Against Management
3c Reelect Sha Yuejia as Director For For Management
3d Reelect Liu Aili as Director For For Management
3e Reelect Xu Long as Director For For Management
3f 0; Reelect Moses Cheng Mo Chi as Director For For Management
3g Reelect Nicholas Jonathan Read as For For Management
Director
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration 60;
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights 60;
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL CO LTD
Ticker: 3323 Security ID: Y15045100
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: MAY 26, 2009 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Board of Directors For For Management
2 Acce pt Report of Supervisory Committee For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Proposed Profit Distribution For For Management
Plan and Final Dividend Distribution
Plan 0;
5 Authorize Board to Deal with All For For Management
Matters in Relation to the Company's
Distribution of I nterim Dividend
6 Reappoint Vocation International For For Management
Certified Public Accountants Co., Ltd.
and UHY Vocation HK CPA Limited as the
PRC and International Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
7 Approve Issuance of Equity or For Against Management
&# 160; Equity-Linked Securities without
Preemptive Rights
8 Amend Articles of Association For 60; For Management
--------------------------------------------------------------------------------
CHINA NATIONAL MATERIALS CO LTD
Ticker: 1893 Security ID: Y15048104
Meeting Date: MAY 31, 2009 Meeting Type: Special
Record Date: APR 29, 2009 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 49.9 Percent For For 60; Management
Equity Interest in Ningxia Building
Materials Group Co. Ltd. from China
National Materials Group Corp.
--------------------------------------------------------------------------------
CHINA NATIONAL MATERIALS CO LTD ;
Ticker: Security ID: Y15048104
Meeting Date: JUN 9, 2009 Meeting Type: Annual &# 160;
Record Date: APR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Directors For For Management
2 Accept Report of Supervisors For For Management
3 Accept Financial Statements For For Management
4 Approve Profit Distribution Proposal For For Management
5 Reappoint Shinewing (HK) CPA Ltd. and For For Management
ShineWing Certified Public Accountants,
60; as International and Domestic Auditors,
Respectively, and Authorize the Audit
Committee to Fix Their Remuneration & #160;
6 Elect Zhang Renjie as Supervisor and For For Management
Authorize the Remuneration Committee to
Fix His Remuneration ;
7 Authorize the Remuneration Committee to For For Management
Fix the Remuneration of Yu Shiliang and
Zhou Yuxian 60;
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without &# 160;
Preemptive Rights
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD
Ticker: 2883 Security ID: Y15002101
Meeting Date: AUG 26, 2008 Meeting Type: Special
Record Date: AUG 5, 2008
# Proposal 0; Mgt Rec Vote Cast Sponsor
1a Approve Tender Offer by COSL Norwegian For For Management
AS to Acquire All Issued and
0; Outstanding Shares in Awilco Offshore
ASA
1b Authorize Board to Do All Such Acts and For 60; For Management
Things and Execute All Such Documents
Necessary to Give Effect to the Tender
Offer 0;
1c Approve Validity Period of Twelve For For Management
Months from the Date of Passing for the & #160;
Resolutions Passed at this Meeting
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: SNPMF Security ID: Y15010104
Meeting Date: MAY 22, 2009 Meetin g Type: Annual
Record Date: APR 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee &# 160;
3 Accept Consolidated Financial For For Management
Statements 60;
4 Approve Plan for Allocating Any Surplus For For Management
Common Reserve Funds of RMB 20 Billion
From the After-Tax Profit
5 Approve Profit Distribution Plan for For For Management
the Year Ended Dec. 31, 2008
6 Reappoint KPMG Huazhen and KPMG as For For Management
Domestic and Overseas Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
7 Authorize Board to Determine the For For Management
Interim Profit Distribution Plan for
2009
8a Elect Su Shulin as Director For For Management
8b Elect Wang Tianpu as Director For For Management
8c Elect Zhang Yaocang as Director For For Management
8d Elect Zhang Jianhua as Director For For Management
8 e Elect Wang Zhigang as Director For For Management
8f Elect Cai Xiyou as Director For For Management
8g Elect Cao Yaofeng as Director For For Management
8h Elect Li Chunguang as Director&# 160; For For Management
8i Elect Dai Houliang as Director For For Management
8j Elect Liu Yun as Director For For Management
8k Elect Liu Zhongli as Independent For& #160; For Management
Non-Executive Director
8l Elect Ye Qing as Independent For For Management
0; Non-Executive Director
8m Elect Li Deshui as Independent For For Management
Non-Executive Director ;
8n Elect Xie Zhongyu as Independent For For Management
Non-Executive Director
8o Elect Chen Xiaojin as Independent For For Management
Non-Executive Director
9 Elect Wang Zuoran as Supervisor For For Management
9a Elect Zhang Youcai as Supervisor For For Management
9b Elect Geng Limin as Supervisor For For Management
9c Elect Zou Huiping as Supervisor For For Management
9d Elect Li Yonggui as Supervisor 0; For For Management
10 Approve Service Contract Among the For For Management
Company, Directors and Supervisors
11 Authorize Secretary of the Board to & #160; For For Management
Deal with All Matters Relating to the
Election of the Directors and
Supervisors
12 Amend Articles of Association For For Management
13 Authorize Secretary of the Board to For For & #160; Management
Deal with All Matters Relating to the
Proposed Amendments to the Articles of
Association
14 Authorize Board to Determine the For Against Management
Proposed Plan for Issuance of Debt
Financing Instruments
15 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without ;
Preemptive Rights
------------------------------------------------------------- - -------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LTD
Ticker: 1186 Security ID: Y1508P110
Meeting Date: JAN 13, 2009 Meeting Type: Special
Record Date: DEC 12, 2008
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-Term Notes For For Management
in an Aggregate Principal Amount of No
More Than RMB 15 Billion in the PRC
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED ;
Ticker: 390 Security ID: Y1509D116
Meeting Date: OCT 20, 2008 Meeting Type: Special &# 160;
Record Date: SEP 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the For For Management
Administrative Rules Governing Related
Party Transactions &# 160;
2a Approve Provision by China Railway NO. For Against Management
7 Engineering Group Co., Ltd. of
Guarantee Amounting to RMB 600.0
Million to China Henan International
Cooperation Group Co., Ltd. �� 0;
2b Approve Provision by China Railway NO. For Against Management
10 Engineering Group Co., Ltd. of
Guarantee Amounting to RMB 160.0 & #160;
Million to China Railway NO. 10
Engineering Group NO. 3 Construction
Co., Ltd.
3 Authorize Issuance of Domestic For Against Management
Corporate Bonds with a Principal Amount
Not Exceeding RMB 15.0 Billion in
Mainland China and Authorize Shi Dahua
and Li Changjin to Jointly Deal With
All Matters Relating to Such Issuance
------------- - -------------------------------------------------------------------
CHINA RESOURCES LAND LTD. (FRMRLY. CHINA RESOURCES BEIJING L
Ticker: 1109 Security ID: G2108Y105
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: MAY 26, 2009
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports & #160;
2 Approve Final Dividend For For Management
3a Reelect Wang Yin as Director For For Management
3b Reelect Yan Biao as Director For Against Management
3c Reelect Ding Jiemin as Director For For Management
3d Reelect Ho Hin Ngai as Director For For Management
3e Reelect Yan Y. Andrew as Director For Against Management
3f Reelect Wan Kam To, Peter as Director For For Management
3g Authorize the Board to Fix Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize the For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares &# 160;
--------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS CO LTD & #160;
Ticker: Security ID: Y1503A100
Meeting Date: JUL 2, 2008 Meeting Type: Special 60;
Record Date:
# Proposal Mgt Rec 0; Vote Cast Sponsor
1 Approve Acquisition by China Resources For For Management
Power Project Service Company Ltd. of
60 Percent Equity Interest of China ;
Resources Power (Jiangsu) Investment
Co. Ltd. From China Resuorces Co. Ltd.
60; at a Consideration of RMB 1.43 Billion
--------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO. (FRMRL. SHANGHAI HAI XING) 0;
Ticker: Security ID: Y1503Y108
Meeting Date: APR 2, 2009 Meeting Type: Special
Record Date : FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium Term Notes F or For Management
in the Principal Amount of Not More
than RMB 5.0 Billion
--------------------------------------------------------------------------------
CHINA SOUTH LOCOMOTIVE & ROLLING STOCK INDUSTRY GROUP CORPOR
Ticker: 601766 Security ID: Y1516V109
Meeting Date: NOV 14, 2008 Meeting Type: Special
Record Date: NOV 6, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Usage of A Shares Accumulated For For Management
Funds of RMB 2.6 Billion to Temporarily & #160;
Supplement Floating Capital
2 Approve Adjustment of A Shares Project For For Management
Funds
--------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP LTD
Ticker: 1068 Security ID: G21159101
Meeting Date: JUN 22, 2009 Meeting Type: Annual & #160;
Record Date: JUN 17, 2009
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 60; Approve Final Dividend of HK$0.08 Per For For Management
Share
3 Reelect Zhu Yicai as Executive Director For For Management
4 Reelect Feng Kuande as Executive For For Management
Director
5 Reelect Gao Hui as Independent ; For For Management
Non-Executive Director
6 Authorize the Board to Fix Remuneration For For Management
of Directors
7 Reappoint KPMG as Auditors and For For Management
Authorize the Board to Fix Their &# 160;
Remuneration
8 Authorize Repurchase of Up to 10 For For Management
60; Percent of Issued Share Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without & #160;
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares & #160;
--------------------------------------------------------------------------------
CHINATRUST FINANCIAL HOLDING CO. LTD.
Ticker: Security ID: Y15093100 & #160;
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: APR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Financial Statements and For For Management
Statutory Reports ;
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association &# 160; For Against Management
4 Approve Capitalization of 2008 For For Management
Dividends
5 Approve Issuance of Shares for a For Against Management
Private Placement
6 Approve Amendment on the Election For For &# 160; Management
Procedures for Directors and
Supervisors
7.1 Elect Daniel I.K. Wu, Shareholder No. For For Management
265 as Director
7.2 Elect Lee Wen-chih, ID No. E121520459 For For Ma nagement
as Independent Director
8 Approve Release of Restrictions on For For Management
Competitive Activities of Directors ;
9 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CHUNGHWA TELECOM CO. LTD.
Ticker: CHWAF Security ID: Y1613J108
Meeting Date: AUG 14, 2008 Meeting Type: Special
Record Date: JUL 15, 2008
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1 Approve Capitalization of Reserves for For For Management
Bonus Issue
2 Approve Adjustment of Capital For For Management
Contribution in a Company
----------------------- - ---------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q10 5
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis H. Chookaszian For For Management
1.2 Elect Director Robert F. Corvino For For Management
1.3 Elect Director Larry G. Gerdes For For Management
1.4 Elect Director Daniel R. Glickman For For Management
1.5 Elect Director James E. Oliff For For Management
1.6 Elect Director John L. Pietrzak For For Management
1.7 Elect Director Alex J. Pollock For For Management
1.8 Elect Director William R. Shepard For For Management
2 Amend Omnibus Stock Plan 60; For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
------------------------------------------------------------------ - --------------
CNOOC LTD
Ticker: CEOHF Security ID: Y1662W117 60;
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAY 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports & #160;
2 Approve Final Dividend For For Management
3a Reelect Wu Guangqi as Executive For For Management
Director ;
3b Reelect Cao Xinghe as Non-Executive For For Management
Director & #160;
3c Reelect Wu Zhenfang as Non-Executive For For Management
Director
3d Reelect Edgar W. K. Cheng as For For Management
Independent Non-Executive Director
3e Authorize the Board to Fix Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize the For For Management
Board to Fix Their Remuneration 60;
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6&# 160; Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights &# 160;
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 &# 160; Amend Articles of Association For For Management
--------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE ;
Ticker: VALE Security ID: 204412209
Meeting Date: MAY 22, 2009 Meeting Type: Special
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 APPRECIATION OF THE MANAGEMENTS REPORT For For Management
AND ANALYSIS, DISCUSSIONAND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDINGDECEMBER 31, 2008
2 PROPOSAL FOR THE DESTINATION OF PROFITS For Against Management
OF THE SAID FISCAL YEARAND APPROVAL OF &# 160;
THE INVESTMENT BUDGET FOR VALE
3 APPOINTMENT OF THE MEMBERS OF THE BOARD For Against Management
OF DIRECTORS 0;
4 APPOINTMENT OF THE MEMBERS OF THE For Against Management
FISCAL COUNCIL
5 ESTABLISHMENT OF THE REMUNERATION OF For For Management
THE SENIOR MANAGEMENT ANDFISCAL COUNCIL
MEMBERS 0;
6 TO CHANGE THE LEGAL NAME OF THE COMPANY For For Management
TO VALE S.A. , WITH THECONSEQUENT
AMENDMENT OF ARTICLE 1 OF VALE S ;
BY-LAWS INACCORDANCE WITH THE NEW
GLOBAL BRAND UNIFICATION 60;
7 TO ADJUST ARTICLE 5 OF VALE S BY-LAWS For For Management
TO REFLECT THE CAPITALINCREASE RESOLVED
IN THE BOARD OF DIRECTORS MEETINGS HELD ;
ONJULY 22, 2008 AND AUGUST 05, 2008
--------------------------------------------------------------------------------
CUMMINS , INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Propo sal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert J. Bernhard For For Management
2 Elect Director Robert J. Darnall For For Management
3 Elect Direct or Robert K. Herdman For For Management
4 Elect Director Alexis M. Herman For For Management
5 Elect Director N. Thomas Linebarger For For Management
6 Elect Director William I. Miller For & #160; For Management
7 Elect Director Georgia R. Nelson For For Management
8 Elect Director Theodore M. Solso For For Management
9 Elect Director Carl Ware For For &# 160; Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Approve Executive Incentive Bonus Plan For For 60; Management
13 Adopt and Implement ILO-based Human Against Against Shareholder
Rights Policy
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD
Ticker: 991 Security ID: Y20020106 &# 160;
Meeting Date: NOV 11, 2008 Meeting Type: Special
Record Date: OCT 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for the For For Management
Financing of Jiangxi Datang ;
International Xinyu Power Generation
Co. Ltd.
2 Approve Provision of Guarantee for the For Against Management
Financing of Shanxi Datang
International Yuncheng Power Generation 60;
Co. Ltd.
3 Approve Contribution to Construct 300 For For Management
MW Coal-Fired Heat Supply and Power
Generation Units at Fengrun Thermal
Power Project Phase 1 60;
4 Approve Connected Transaction with a For Against Management
Related Party
1 Approve Change in the Registered For For Management
Capital of the Company from RMB 11.7
Billion to RMB 11.8 Billion
2 Amend Articles Re: Change in Registered For For Management
Capital and Shareholding Structure of
the Company
--------------------------------------------------------------------------------
FIRST FINANCIAL HOLDING CO. LTD. 0;
Ticker: 2892 Security ID: Y2518F100
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations Report For For Management
and Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends ;
3 Approve 2008 Capitalization of For For Management
Dividends
4 Elect Directors and Supervisors For For Management
(Bundled) ;
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
FIRST SOLAR INC &# 160;
Ticker: FSLR Security ID: 336433107
Meeting Date: JUN 4, 2009 Meeting Type: Annual & #160;
Record Date: APR 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Ahearn For For Management
1.2 Elect Director Craig Kennedy For For Management
1.3 Elect Director James F. Nolan For For Management
1.4 Elect Director J. Thomas Presby For For Management
1.5 Elect Director Paul H. Stebbins For Withhold Management
1.6 Elect Director Michael Sweeney For Withhold Management
1.7 Elect Director Jose H. Villarreal For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO. LTD.
Ticker: 2881 Security ID: Y26528102
Meeting Date: DEC 5, 2008 Meeting Type: Special
Record Date: NOV 5, 2008
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of ING Life For For Management
Insurance Co., Ltd.
--------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO. LTD.
Ticker: Security ID: Y26528102
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations Report For For Management
and Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends & #160;
3 Approve the Company's Long-term Capital For For Management
Fund Raising Plans and Authorize the
Board of Directors to Take Appropriate ;
Measures at the Appropriate Time to
Proceed
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Elect Chen, Kok-Choo, ID No. A210358712 For 60; For Management
as an Independent Director
6 Approve Release of Restrictions on For For Management
Competitive Activities of Directo rs
--------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI
Ticker: 639 Security ID: Y2677L104
Meeting Date: JUL 18, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Sale Shares For ; For Management
and Sale Loans and Related Transactions
2 Approve Supply Contract and Mutual Coal For For Management
Supply Contract and Related Annual Caps &# 160;
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LTD (FORMERLY GREAT WALL AUTOMOBILE
Ticker: Security ID: Y2882P106
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: MAY 5, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of RMB 0.08 Per For For Management
Share and a Special Dividend of RMB 0;
0.07 Per Share
3 Accept Board of Directors 2008 Report For For Management
4 Accept Supervisory Committee 2008 For For Management
Report
5 Reappoint Ernst & Young Hua Ming and For For 60; Management
Ernst & Young as PRC Auditors and
International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
6 Approve Resignation of Wong Chi Keung For For &# 160; Management
as Independent Non-Executive Director
7 Elect Tseung Yuk Hei, Kenneth as For For Management
Independent Non-Executive Director and & #160;
Authorize Board to Fix His Remuneration
8 Allow Electronic Distribution of For For Management
Company Communications & #160;
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Change of Business Scope of the For For Management
Company 0;
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: Security ID: Y2933F115
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee ;
3 Accept Financial Statements and For For Management
Statutory Reports 60;
4 Approve Final Dividend of RMB 0.28 Per For For Management
Share
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration ;
6 Approve Interim Dividend For For Management
7a Reelect Li Sze Lim as Executive For For Management
Director & #160;
7b Reelect Zhang Li as Executive Director For For Management
7c Reelect Zhao Yaonan as Executive For For Management
Director ;
7d Reelect Lu Jing as Executive Director For For Management
8 Reelect Feng Xiangyang as Supervisor For For Management
and Authorize Board to Fix His
Remuneration
9 Approve Provision of Guarantees by the For Against Management
Company to its Subsidiaries of Up to an
Aggregate of RMB 25 Billion
10 ; Approve Extension of the Proposed A For For Management
Share Issue for a Period of 12 Months
from the Date of Passing of this
Resolution
11 Amend the Plan for the Use of Proceeds For For Management
from the Proposed A Share Issue 60;
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Amend Articles Re: Company's Address For For Management
---------------------------------------------------------- - ----------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: Security ID: Y2933F115 &# 160;
Meeting Date: MAY 27, 2009 Meeting Type: Special
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Effective For For Management
Period for the Approval of the Proposed
A Share Issue
--------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD
Ticker: 388 Security ID: Y3506N139
Meeting Date: APR 23, 2009 60; Meeting Type: Annual
Record Date: APR 17, 2009
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Director's and Auditor's Reports
2 Approve Final Di vidend of HK$1.80 Per For For Management
Share
3a Elect Ignatius T C Chan as Director For For Management
3b Elect John M M Williamson as Director For For Management
3c Elect Gilbert K T Chu as Director None Against Shareholder
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
HTC CORPORATION 60;
Ticker: 2498 Security ID: Y3194T109
Meeting Date: JUN 19, 2009 60; Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Reports and For For Management
Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends and Employee Profit Sharing
4 Amend Articles of Association For For Management
5 Approve Amendment on the Procedures for For For Management
Asset Acquisition and Disposal
6 Approve Amendments on the Procedures For For Management
for Derivatives 0;
7 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
8 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee
9 Elect Hochen Tan with ID No. D101161444 For For Management
as Director
10 Other Business For Against Management
--------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
Ticker: 13 0; Security ID: Y38024108
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAY 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports 60;
2 Approve Final Dividend For For Management
3a Reelect Li Ka-shing as Director For For Management
3b Reelect Chow Woo Mo Fong, Susan as For For Management
Director
3c Reelect Lai Kai Ming, Dominic as For Against& #160; Management
Director
3d Reelect William Shurniak as Director For For Management
4 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Approve Remuneration of Directors For For Management
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights 60;
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Amendments to the 2004 Partner For Against Management
Share Option Plan ;
--------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED 0;
Ticker: 13 Security ID: Y38024108
Meeting Date: MAY 21, 2009 Meeting Type: Special &# 160;
Record Date: MAY 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor&# 160;
1 Approve HTHKH Share Option Scheme For Against Management
2 Approve CKH Master Agreement Between For For Management
the Company and Cheung Kong (Hldgs.)
Ltd. in Relation to the Acquisition of
CKH Connected Debt Securities
3 Approve HSE Master Agreement Between For For &# 160; Management
the Company and Husky Energy Inc. in
Relation to the Acquisition of HSE
Connected Debt Securiti es
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED 0;
Ticker: 1398 Security ID: ADPV10686
Meeting Date: OCT 27, 2008 Meeting Type: Special
Record Date: SEP 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 ; Elect Jiang Jianqing as Executive For Against Management
Director
2 Elect Yang Kaisheng as Executive For For Management
Director
3 Elect Zhang Furong as Executive For For Management
Director
4 Elect Niu Ximing as Executive Director For For Management
5 Elect Leung Kam Chung, Antony as For For Management
Independent Non-Executive Director
6 Elect John L. Thornton as Independent For For Management
Non-Executive Director 60;
7 Elect Qian Yingyi as Independent For For Management
Non-Executive Director
8 Elect Wong Kwong Shing, Frank as &# 160; For For Management
Independent Non-Executive Director
9 Elect Huan Huiwu as Non-Executive For For Shareholder
Director
10 Elect Gao Jianhong as Non-Executive For For Shareholder
Director & #160;
11 Elect Li Chunxiang as Non-Executive For Against Shareholder
Director
12 Elect Li Jun as Non-Executive Director For For Shareholder
13 Elect Li Xiwen as Non-Executive For For Shareholder
Director &# 160;
14 Elect Wei Fusheng as Non-Executive For For Shareholder
Director
15 Elect Wang Chixi as Shareholder ; For For Management
Supervisor
16 Approve Issuance of Subordinated Bonds For Against Management
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 60; Security ID: ADPV10686
Meeting Date: MAY 25, 2009 Meeting Type: Annual
Record Date: APR 24, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Work Report of the Board For For Management
of Directors & #160;
2 Approve 2008 Work Report of the Board For For Management
of Supervisors &# 160;
3 Approve 2008 Audited Accounts For For Management
4 Approve 2008 Profit Distribution Plan For For Management
5 Approve 2009 Fixed Assets Investment For For Management
Budget
6 Reappoint Ernst & Young and Ernst & For For Management
Young Hua Ming as International and &# 160;
Domestic Auditors, Respectively, and
Fix the Total Audit Fees for 2009 at
RMB 153 million
7 Approve the Remuneration Calculations For For Management
for Directors and Supervisors for 2008
8 Amend Articles of Association For For Management
9 Amend Rules of Procedures for For For Management
Shareholders' General Meeting &# 160;
10 Amend Rules of Procedures for the Board For For Management
of Directors
11 Amend Rules of Procedures for the Board For For Management
of Supervisors
12 Elect Dong Juan as External Supervisor None For Shareholder
13 Elect Meng Yan as External Supervisor None For Shareholder
--------------------------------------------------------------------------------
INNOLUX DISPLAY CORP &# 160;
Ticker: Security ID: Y4083P109
Meeting Date: JUN 19, 2009 Meeting Type: Annual 0;
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Financial Statements and For For Management
Statutory Reports
2 Approve 2008 Allocation of Income and For For &# 160; Management
Dividends
3 Approve Capitalization of 2008 For For Management
60; Dividends
4 Approve Cancellation of Issuance of For For Management
Preferred Shares & #160;
5 Approve Issuance of Shares via Private For For Management
Placement
6 Amend Articles of Association For For Management
7 Amend Regulations on General Meetings For For Management
8 Approve Amendment on the Procedures For For Management
Governing Acquisition or Disposal of
Assets
9 Approve Amendment on the Procedures for For For 60; Management
Derivatives
10 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
11 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee
12 Approve Release of Restrictions on For For Management
Competitive Activities of Directors
13 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Directo r Jane E. Shaw For For Management
9 Elect Director John L. Thornton For For Management
10 Elect Director Frank D. Yeary For For Management
11 Elect Director David B. Yoffie ; For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Approve Stock Option Exchange Pr ogram For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Provide for Cumulative Voting ; Against For Shareholder
17 Adopt Policy on Human Rights to Water Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON & #160;
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2009 M eeting Type: Annual
Record Date: FEB 24, 2009
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Michael M.E. Johns For For 60; Management
1.4 Elect Director Arnold G. Langbo For For Management
1.5 Elect Director Susan L. Lindquist For For Management
1.6 Elect Director Leo F. Mullin For For Management
1.7 Elect Director Wiliam D. Perez For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director David Satcher For For Management
1.10 Elect Director William C. Wel don For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation ;
--------------------------------------------------------------------------------
JU TENG INTERNATIONAL HOLDINGS LTD, CAYMAN ;
Ticker: Security ID: G52105106
Meeting Date: FEB 26, 2009 Meeting Type: Special
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 0; Approve New Wistron Master Sales For For Management
Agreement and Related Annual Caps
2 Approve Compal Master Sales Agreement For For Management
; and Related Annual Caps
3 Approve Issuance of Shares Pursuant to For For Management
the Share Option Scheme 60;
4 Amend Share Award Plan For Against Management
--------------------------------------------------------------------------------
JU TENG INTERNATIONAL HOLDINGS LTD, CAYMAN
Ticker: Security ID: G52105106
Meeting Date: MAY 21, 2009 Meeting Type: Annual ;
Record Date: MAY 15, 2009
# Proposal Mgt Rec Vote Cast & #160; Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend for the Year & #160; For For Management
Ended Dec. 31, 2008
3a Reelect Cheng Li-Yu as Executive For For Management
; Director
3b Reelect Huang Kuo-Kuang as Executive For For Management
Director 0;
3c Reelect Lo Jung-Te as Executive For Against Management
Director
3d Reelect Cherng Chia-Jiun as Independent For For Management
Non-Executive Director
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their &# 160;
Remuneration
5 Approve Issuance of Equity or For Aga inst Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED)
Ticker: 992 Security ID: Y5257Y107
Meeting Date: JUL 25, 2008 Meeting Type: Annual &# 160;
Record Date: JUL 18, 2008
# Proposal Mgt Rec Vote Cast 0; Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend ; For For Management
3a Reelect Tian Suning as Director For For Management
3b Reelect Woo Chia-Wei as Director For For Management
3c Reelect Ting Lee Sen as Director For &# 160; For Management
3d Reelect Liu Chuanzhi as Director For For Management
3e Reelect Zhu Linan as Director For For Management
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix 0;
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares 0;
--------------------------------------------------------------------------------
MAANSHAN IRON & STEEL COMPANY LTD. &# 160;
Ticker: Security ID: Y5361G109
Meeting Date: AUG 31, 2008 Meeting Type: Special 60;
Record Date: AUG 1, 2008
# Proposal Mgt Rec Vot e Cast Sponsor
1a1 Elect Gu Jianguo as Non-Independent For For Management
Director
1a2 Elect Gu Zhanggen as Non-Indep endent For For Management
Director
1a3 Elect Su Jiangang as Non-Independent For For Management
Director
1a4 Elect Zhao Jianming as Non-Independent For For Management
Director
1a5 Elect Gao Haijian as Non-Independent For For Management
Director ;
1a6 Elect Hui Zhigang as Non-Independent For For Management
Director
1b1 Elect Wong Chun Wa as Independent 0; For For Management
Non-Executive Director
1b2 Elect Su Yong as Independent For For Management
Non-Executive Director
1b3 Elect Hui Leung Wah as Independent For For Management
Non-Executive Director 0;
1b4 Elect Han Yi as Independent For For Management
Non-Executive Director
2a &# 160; Elect Fang Jinrong as Supervisor For For Management
2b Elect Cheng Shaoxiu as Supervisor For For Management
2c Elect An Qun as Supervisor For For Management
3 Approve Remuneration of Directors and For &# 160; For Management
Supervisors
--------------------------------------------------------------------------------
MAANSHAN IRON & STEEL COMPANY LTD.
Ticker: Security ID: Y5361G109 ;
Meeting Date: JUN 16, 2009 Meeting Type: Annual
Record Date: MAY 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Work Report of the Board of For For Management
Directors &# 160;
2 Accept Work Report of the Supervisory For For Management
Committee
3 Accept Audited Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Appoint Ernst & Young Hua Ming and For For Management
Ernst & Young as Auditors and Authorize
the Board to Fix Their Remuneration
6 Approve Continued Provision of For For Management
0; Guarantees for Ma Steel International
Trade and Economics Corporation
7 Approve Issuance of Debt Financing For Against Management
Instrument of Non-Financial
Institutions in an Aggregate Amount of
Not Exceeding RMB 4 Billion &# 160;
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 9, 2009 Meeting Type: Annual
Record Date: APR 13, 2009
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Haythornthwaite For For Management
1.2 Elect Director David R. Carlucci For For Management
1.3 Elect Director Robert W. Selander For ; For Management
2 Amend Certificate of Incorporation to For For Management
Increase Size of Board and Amend
Director Qualifications 60;
3 Ratify Auditors For For Management
---------------------------------------------------------------- - ----------------
MEDIATEK INC.
Ticker: 2454 Security ID: Y5945U103 0;
Meeting Date: JUN 10, 2009 Meeting Type: Annual
Record Date: APR 10, 2009
&nbs p;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports &# 160;
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends and Employee Profit Sharing,
4 Approve Amendment on the Procedures for For For Management
Loans to Other Parties and Procedures
on Endorsement and Guarantee
5 Amend Procedures Governing the For 0; For Management
Acquisition or Disposal of Assets
6.1 Elect Ming-kai Tsai (Shareholder ID For For Management
Number: 1) as Director &# 160;
6.2 Elect Jyh-jer Cho (Shareholder ID For For Management
Number: 2) as Director
6.3 Elect Ching-jiang Hsieh (Shareholder ID For For Management
Number: 11) as Director
6.4 Elect National Taiwan University For For Management
(Shareholder ID Number: 23053) as
Director
6.5 ; Elect National Chiao Tung University For For Management
(Shareholder ID Number: 23286) as
Director ;
6.6 Elect National Tsing Hua University For For Management
(Shareholder ID Number: 48657) as
Supervisor
6.7 Elect National Cheng Kung University For For Management
(Shareholder ID Number: 76347) as
Supervisor
6.8 Elect MediaTek Capital Corp. For For Management
(Shareholder ID Number: 2471) as &# 160;
Supervisor
7 Approve Release of Restrictions of For For 60; Management
Competitive Activities of Directors
8 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
MTR CORPORATION LTD
Ticker: MTRUF Security ID: Y6146T101 ;
Meeting Date: JUN 4, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports ;
2 Approve Final Dividend For For Management
3a Reelect Raymond Ch'ien Kuo-fung as For For Management
Director
3b Reelect T. Brian Stevenson as Director For For Management
4 Reappoint KPMG as Auditors and For For 60; Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Auth orize Reissuance of Repurchased For Against Management
Shares
8 Allow Electronic Distribution of For For Management
Corporate Communication
--------------------------------------------------------------------------------
NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP INC
Ticker: EDU Security ID: 647581107
Meeting Date: MAY 11, 2009 Meeting Type: Annual ;
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 The Resolution As Set Out In Paragraph For Against Management
1 Of The Notice Of Annual General
Meeting Regarding Amendments To The
Company's 2006 Share Incentive Plan.
2 The Resolution As Set Out In Paragraph For For Management
2 Of The Notice Of Annual General 0;
Meeting Regarding The Appointment Of
John Zhuang Yang Asan as Independent
Director.
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 17 Security ID: Y63084126
Meeting Date: DEC 31, 2008 Meeting Type: Special
Record Date:
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1 Approve Agreement Among New World China For For Management
Land Ltd., New World Development
0; (China) Ltd., New World China Property
Ltd., William Doo Wai-Hoi, Stanley
Enterprises Ltd., Grand China
Enterprises Ltd. and Golden Wealth
Investment Ltd.
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 17 Security ID: Y63084126
Meeting Date: MAY 29, 2009 Meeting Type: Special
Record Date: 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For & #160; Management
Between New World China Property Ltd.
and Guilherme Hldgs. (Hong Kong) Ltd.
--------------------------------------------------------------------------------
ORIENT OVERSEAS INTERNATIONAL LTD.
Ticker: 316 Security ID: G67749153
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports &# 160;
2 Approve Final Dividend For For Management
3a Reelect Chang Tsann Rong Ernest as For For Management
; Director
3b Reelect Chow Philip Yiu Wah as Director For For Management
3c Reelect Cheng Wai Sun Edward as For For Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Reappoint Pricewaterhouse Coopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without &# 160;
Preemptive Rights
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares &# 160;
7 Amend Bylaws For For Management
--------------------------------------------------------------------------------
PEABODY ENERGY CORP.
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William E. James For For Management
1.3 0; Elect Director Robert B. Karn III For Withhold Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Henry E. Lentz For Withhold Management
2 Ratify Auditors 0; For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: Security ID: Y6883Q104
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: APR 30, 2009
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee 60;
3 Accept Financial Statements and For For Management
Statutory Reports & #160;
4 Approve Final Dividends For For Management
5 Approve Distribution of Interim For For Management
Dividends for the Year 2009 0;
6 Reappoint PricewaterhouseCoopers, For For Management
Certified Public Accountants, and
& #160; PricewaterhouseCoopers Zhong Tian CPAs
Co. Ltd., Certified Public Accountants,
as International and Domestic Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
7 Approve Issuance of Equi ty or For Against Management
Equity-Linked Securities without
Preemptive Rights & #160;
8 Approve Issuance of Debt Financing For For Management
Instruments in the Aggregate Principal
Amount of Up to RMB 100 Billion 0;
9 Elect Wang Daocheng as Independent None For Shareholder
Supervisor
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: Y69790106
Meeting Date: JUL 17, 2008 Meeting Type: Special
Record Date: JUN 16, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Business Scope of For For Management
the Company 0;
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. &# 160;
Ticker: 601318 Security ID: Y69790106
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: APR 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee & #160;
3 Accept Annual Report and Its Summary For For Management
4 Accept Auditors' Report and Audited For For Management
Financial Statements & #160;
5 Approve Profit Distribution Plan For For Management
6 Reappoint Ernst and Young Hua Ming as For For Management
the PRC Auditors and Ernst and Young as & #160;
the International Auditors and
Authorize the Board to Fix Their
Remuneration ;
7 Reelect Ma Mingzhe as Executive For For Management
Director
8 Reelect Sun Jianyi as Executive For For Management
Director
9 Reelect Cheung Chi Yan Louis as For For Management
Executive Director
10 Appoint Wang Liping as Executive 0; For For Management
Director
11 Appoint Jason Bo Yao as Executive For For Management
Director
12 Reelect Lin Lijun as Non-Executive For For Management
Director & #160;
13 Reelect Hu Aimin as Non-Executive For For Management
Director ;
14 Reelect Chen Hongbo as Non-Executive For For Management
Director
15 60; Reelect Wong Tung Shun Peter as For For Management
Non-Executive Director
16 Reelect Ng Sing Yip as Non-Executive For For Management
Director
17 Reelect Clive Bannister as For For Management
Non-Executive Director ;
18 Appoint Li Zhe as Non-Executive For For Management
Director ;
19 Reelect Chow Wing Kin Anthony as For For Management
Independent Non-Executive Director
20 Reelect Zhang Hongyi as Independent For For 60; Management
Non-Executive Director
21 Reelect Chen Su as Independent For For Management
Non-Executive Director 0;
22 Reelect Xia Liping as Independent For For Management
Non-Executive Director
23 Appoint Tang Yunwei as Independent For For Management
Non-Executive Director
24 Appoint Lee Ka Sze Carmelo as For For Management
Independent Non-Executive Director
25 Appoint Chung Yu-wo Danny as For For Management
Independent Non-Executive Director ;
26 Approve Remuneration of Directors For For Management
27 Appoint Gu Liji as Independent For For Management
Supervisor &# 160;
28 Reelect Sun Fuxin as Independent For For Management
Supervisor ;
29 Appoint Song Zhijiang as Shareholders For For Management
Representative Supervisor
30 Approve Superv isors' Remuneration Plan For For Management
for the Supervisory Committee
31 Amend Articles of Association For For Management
32 Approv e Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights &# 160;
33 Appoint Peng Zhijian as Independent For For Management
Supervisor
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT ; Security ID: 73755L107
Meeting Date: MAY 7, 2009 Meeting Type: Annual/Special
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. M. Burley For For Management
1.2 Elect Director W. J. Doyle 0; For For Management
1.3 Elect Director J. W. Estey For For Management
1.4 Elect Director C. S. Hoffman For For Management
1.5 Elect Director D. J. Howe For &# 160; For Management
1.6 Elect Director A. D. Laberge For For Management
1.7 Elect Director K. G. Martell For For Management
1.8 Elect Director J. J. McCaig For For &# 160; Management
1.9 Elect Director M. Mogford For For Management
1.10 Elect Director P. J. Schoenhals For For Management
1.11 Elect Director E. R. Stromberg For For Management
1.12 Elect Director E. Viyella de Paliza For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve 2009 Performance Option Plan For For Management
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
QUALCOMM INC
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 3, 2009 Meeting Type: Annual
Record Date: JAN 2, 2009
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For ; Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 60; Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles & #160; For For Management
1.11 Elect Director Marc I. Stern For For Management
1.12 Elect Director Brent Scowcroft For For Management
2 Ratify Auditors 60; For For Management
--------------------------------------------------------------------------------
SHANGHAI ZHENHUA PORT MACHINERY CO. LTD.
Ticker: 900947 Security ID: Y7699F100
Meeting Date: SEP 22, 2008 Meeting Type: Special
Record Date: SEP 16, 2008 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For Against ; Management
Private Placement
2 Approve Structure of the Private For Against Management
Placement & #160;
3 Approve Preliminary Plan on the Private For Against Management
Placement
4 Approve Feasibility Report on the Use For Against Management
of Proceeds From the Share Issuance
5 Approve Subscription and Share Transfer For Against Management
Agreement with a Shareholder
6 Approve Use of Proceeds From Previous For Against Management
Share Issuance
7 Approve Related Party Transaction For Against Management
8 Approve Management of Two Other For Against Management
Companies Owned by Major Shareholder
9 Waive Requirement for Mandatory Offer For Against Management
to All Shareholders
10 Authorize Board to Handle All Matters For Against Management
Related to the Private Placement
11 Amend Guidelines on the Usage and For For Management
Management of Raised Proceeds 0;
12 Approve Guarantee of Credit Lines of For For Management
Certain Subsidiaries
13 Approve Remuneration of Independent For For Management
Directors
14 Elect Supervisors 60; For For Management
--------------------------------------------------------------------------------
SHANGHAI ZHENHUA PORT MACHINERY CO. LTD. 60;
Ticker: 900947 Security ID: Y7699F100
Meeting Date: NOV 18, 2008 Meeting Type: Special
Record Date: NOV 12, 2008 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Establishment of Meritorious For For &# 160; Management
Workers Fund
2 Issue Medium Term Financial Bill For For Management
--------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LIMITED
Ticker: 813 Security ID: G81043104
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: MAY 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutor y Reports
2 Approve Final Dividend For For Management
3a Reelect Hui Sai Tan, Jason as Executive For For Management
Director
3b Reelect Kan Lai Kuen, Alice as For For Management
Independent Non-Executive Director 0;
3c Reelect Gu Yunchang as Independent For For Management
Non-Executive Director
3d Reelect Lam Ching Kam as Independent For For Management
Non-Executive Director
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix & #160;
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For ; For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares & #160;
--------------------------------------------------------------------------------
SIMPLO TECHNOLOGY CO LTD
Ticker: Security ID: Y7987E104 &# 160;
Meeting Date: JUN 10, 2009 Meeting Type: Annual
Record Date: APR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Financial Reports and For For Management
Statutory Reports 60;
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends
4 Amend Articles of Association For 0; For Management
5 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
6 Approve Amendment on the Procedures for For For �� Management
Endorsement and Guarantee
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SINO-OCEAN LAND
Ticker: ; 3377 Security ID: Y8002N103
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAY 11, 2009 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Report s
2 Approve Final Dividend (Together with a For For Management
Scrip Alternative)
3a Reelect Liang Yanfeng as Director and For For Management
Authorize Board to Fix His Remuneration
3b Reelect Tsang Hing Lun as Director and For For Management
Authorize Board to Fix His Remuneration
3c Reelect Gu Yunchang as Director and For For Management
Authorize Board to Fix His Remuneration & #160;
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
60; Preemptive Rights
5b Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital 60;
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINYI REALTY INC.
Ticker: Security ID: Y8062B106
Meeting Date: JUN 23, 2009 Meeting Type: Annual
Record Date: APR 24, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations Report For For Management
and Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends 0;
3 Amend Articles of Association For For Management
4 Approve Amendment on the Procedures for For For Management
Loans to Other Parties and for &# 160;
Endorsement and Guarantee
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC.
Ticker: SII Security ID: 832110100
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Kelley For For Management
1.2 Elect Director Luiz Rodolfo Landim For For Management
Machado
1.3 Elect Director Doug Rock For F or Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPX CORP.
Ticker: SPW Security ID: 784635104
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Kearny For For Management
1.2 Elect Director Martha B. Wyrsch For For Management
2 Ratify Auditors &# 160; For For Management
--------------------------------------------------------------------------------
TAIWAN CEMENT CORP.
Ticker: Security ID: Y8415D106
Meeting Date: JUN 19, 2009 Meeting Type: Annual & #160;
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations For For Management
Reports and Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee ;
4 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6.1 Elect Koo Cheng-Yun, Representative of For For Management
Heng Qiang Investment Co., Ltd.,
Shareholder No. 20420700 as Director
6.2 Elect Chang An Ping, Representative of For For Management
Fu Pin Investment Co., Ltd.,
Shareholder No. 20420701 as Director
6.3 Elect Yeh Ming-Hsun, Representative of For For 0; Management
Chinatrust Investment Co., Ltd.,
Shareholder No. 20083257 as Director
6.4 Elect Kenneth C.M. Lo, Representative 0; For For Management
of China Synthetic Rubber Corp,
Shareholder No. 20055830 as Director
6.5 Elect Hsieh Chi-Chia, Representative of For For Management
Heng Qiang Investment Co. Ltd.,
Shareholder No. 20420700 as Director
6.6 Elect Lin Ming-Sheng, Representative of For For Management
Goldsun Development & Construction Co.,
Ltd., Shareholder No. 20011612 as
Director
6.7 Elect Chen Chien-Tong, Representative For For Management
of Ching Yuan Investment Co., Ltd., ;
Shareholder No. 20052240 as Director
6.8 Elect Chang Yong, Representative of Xin For For Management
Hope Inve stment Co., Ltd., Shareholder
No. 20074832 as Director
6.9 Elect Chen Teh-Jen, Representative of For For Management
Daw Yuan Investment Corporation,
Shareholder No. 20058191 as Director
6.10 Elect Wang Paul P., Representative of For For 0; Management
Hope Enterprises Co., Ltd., Shareholder
No. 20053196 as Director
6.11 Elect Wu Eric T., Representative of 0; For For Management
Shinkong Synthetic Fiber Corporation,
Shareholder No. 20042730 as Director
6.12 Elect Joh n T. Yu (Tzun-Yen, Yu), For For Management
Representative of Heng Qiang Investment ��
Co., Ltd., Shareholder No. 20420700 as
Director
6.13 Elect Jennifer Lin, Esq., For For Management
Representative of Fu Pin Investment
Co., Ltd., Shareholder No.20420701 as
Director 60;
6.14 Elect Shan Weijian, Representative of For For Management
Fu Pin Investment Co., Ltd.,
Shareholder No. 20420701 as Director ;
6.15 Elect Lin Nan-Chou, Representative of For For Management
Sishan Investment Co., Ltd. Shareholder
No. 20391964 as Director & #160;
6.16 Elect Chang Yung Ping, Representative For Management
of Tong Yang Chia Hsin International
Corporation, Shareholder No. 20457108
as Supervisor
6.17 Elect Chen Chi-Te, Representative of For For Management
Chien Kuo Construction Co., Ltd.,
Shareholder No.20037719 as Supervisor
6.18 Elect Chao Koo Hwai-Chen, ; For For Management
Representative of Koo Foundation,
Shareholder No. 20178935 as Supervisor
7 Approve Release of Restrictions on For For Management
Competitive Activities of Directors
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSM Security ID: 874039100
Meeting Date: JUN 10, 2009 Meeting Type: Annual
Record Date: APR 13, 2009 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations For For Management
&# 160; Report, Financial Statements, and
Statutory Reports
2 Approve 2008 Allocation of Income and For For &# 160; Management
Dividends
3 Approve Capitalization of 2008 For For Management
60; Dividends and Employee Profit Sharing
4 Approve Amendment on the Procedures for For For Management
Loans to Other Parties and Procedures
for Endorsement and Guarantee
5.1 Director Morris Chang For For Management
5.2 Director F.c. Tseng For For Management
5.3 Director Rick Tsai For For Management
5.4 Director Tain-jy Chen For For Management
5.5 Director P. Leahy Bonfield For &# 160; For Management
5.6 Director Stan Shih For For Management
5.7 Director Ms. Carly Fiorina For For Management
5.8 Director Thomas J Engibous For & #160; For Management
--------------------------------------------------------------------------------
TARGET CORPORATION 0;
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 28, 2009 Meeting Type: Proxy Contest
Record Date: MAR 30, 2009 ;
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) & #160;
1 Fix Number of Directors at 12 For Did Not Vote Management
2 Elect Director Mary N. Dillon For Did Not Vote Management
3 Elect Director Richard M. Kovacevich For Did Not Vote Management
4 Elect Director George W. Tamke For Did Not Vote Management
5 Elect Director Solomon D. Trujillo For Did Not Vote Management
6 Ratify Auditors For Did Not Vote Management
7 Amend Omnibus Stock Plan For Did Not Vote Management
8 Advisory Vote to Ratify Named Executive Against Did Not Vote Shareholder
Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card)
1 Fix Number of Directors at 12 Against Agains t Management
2.1 Elect Director William A. Ackman For For Shareholder
2.2 Elect Director Michael L. Ashner For Withhold Shareholder
2.3 Elect Director James L. Donald For For Shareholder
2.4 Elect Director Richard W. Vague For Withhold Shareholder
3 Elect Director Ronald J. Gilson For Against Shareholder
4 Ratify Auditors For For Management
5 Amend Om nibus Stock Plan For For Management
6 Advisory Vote to Ratify Named Executive Abstain For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
TCL MULTIMEDIA TECHNOLOGY HOLDINGS LTD (FORMERLY TCL INTERNA
Ticker: 60; Security ID: G8701T104
Meeting Date: JUL 15, 2008 Meeting Type: Special
Record Date: JUL 14, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of 4.4 Billion Shares For For Management
(Subscription Shares) at a Price of
HK$0.275 Each to the Subscribers
(Subscription) 60;
2 Approve Assignment by T.C.L. Industries For Against Management
Holdings (H.K.) Ltd of Loans in the
Aggregate Amount of HK$117.5 Million
Due and Payable by TCL Holdings (BVI)
Ltd and TCL International Electronics
(BVI) Ltd. to the Company (A ssignment
of Loan)
3 Approve Whitewash Waiver For &# 160; For Management
4 Authorize Board to Issue the For For Management
Subscription Shares to the Subscribers
Upon the Completion of the Subscription ;
5 Authorize Board to Issue 427.4 Million For Against Management
Shares to TCL Industries Holdings (HK)
Ltd. Upon the Completion of the ;
Assignment of Loan
- --------------------------------------------------------------------------------
TCL MULTIMEDIA TECHNOLOGY HOLDINGS LTD (FORMERLY TCL INTERNA
Ticker: Security ID: G8701T104
Meeting Date: AUG 15, 2008 Meeting Type: Special
Record Date: AUG 14, 2008
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1 Approve Subscription by the Subscribers For For Management
of 4.4 Billion Shares of HK$0.10 Each
0; in the Capital of the Company
(Subscription Shares) at a Subscription
Price of HK$0.275 Per Subscription 0;
Share
------------------------------------------------------------- - -------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572122 60;
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAY 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports &# 160;
2a Approve Final Dividend For For Management
2b Approve Special Dividend For For Management
3a1 Reelect Iain Ferguson Bruce as Director For 60; For Management
3a2 Reelect Ian Charles Stone as Director For For Management
3b Authorize Board to Fix the Remuneration For For Management
of Directors ;
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights ;
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against 0; Management
Shares
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572122 &# 160;
Meeting Date: MAY 13, 2009 Meeting Type: Special
Record Date: MAY 7, 2009
# & #160; Proposal Mgt Rec Vote Cast Sponsor
1 Adopt 2009 Share Option Scheme For For Management
2 Amend the Existing Share Award Scheme For For Management
& #160;Adopted on Dec. 13, 2007
--------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CO. &# 160;
Ticker: 322 Security ID: G8878S103
Meeting Date: DEC 30, 2008 Meeting Type: Special ;
Record Date:
# Proposal Mgt Rec Vote Cast &# 160; Sponsor
1 Approve Grant of Waiver of the For For Management
Pre-emptive Right and Tag-along Right
by Master Kong Beverages (BVI) Co. Ltd. ;
in Respect of the Transfer of 1,000
Shares in Tingyi-Asahi-Itochu Beverages
60; Holding Co. Ltd.
--------------------------------------------------------------------------------
TRANSOCEAN LTD. &# 160;
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2008 ANNUAL REPORT, THE For For Management
CONSOLIDATED FINANCIALSTATEMENTS OF
TRANSOCEAN LTD. FOR FISCAL YEAR 2008 & #160;
AND THESTATUTORY FINANCIAL STATEMENTS
OF TRANSOCEAN LTD. & #160;
2 DISCHARGE OF THE MEMBERS OF THE BOARD For For Management
OF DIRECTORS AND THEEXECUTIVE OFFICERS
FOR FISCAL YEAR 2008 ;
3 APPROPRIATION OF THE AVAILABLE RETAINED For For Management
EARNINGS WITHOUT PAYMENTOF A DIVIDEND
TO SHAREHOLDERS FOR FISCAL YEAR 2008 0;
AND RELEASEOF CHF 3.5 BILLION OF LEGAL
RESERVES TO OTHER RESERVES.
4 AUTHORIZATION OF A SHARE REPURCHASE For For Management
PROGRAM
5 APPROVAL OF THE LONG-TERM INCENTIVE &# 160; For For Management
PLAN OF TRANSOCEAN LTD. INTHE FORM AS
AMENDED AND RESTATED EFFECTIVE AS OF
2/12/09
6 REELECTION OF CLASS I DIRECTOR FOR A For For Management
THREE YEAR TERM:W. RICHARD ANDERSON 0;
7 REELECTION OF CLASS I DIRECTOR FOR A For For Management
THREE YEAR TERM:RICHARD L. GEORGE
8 REELECTION OF CLASS I DIRECTOR FOR A For 0; For Management
THREE YEAR TERM:ROBERT L. LONG
9 REELECTION OF CLASS I DIRECTOR FOR A For For Management
THREE YEAR TERM:EDWARD R. MULLER &# 160;
10 REELECTION OF CLASS III DIRECTOR FOR A For For Management
TWO-YEAR TERM:VICTOR E. GRIJALVA
11 APPOINTMENT OF ERNST & YOUNG LLP AS For For Management
TRANSOCEAN LTD. SINDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR2009 AND REELECTION OF ERNST &
YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S
AUDITOR PURSUANT TO THE SWISS CODE OF
OBLIGATIONS FOR AFURTHER ONE-YEA
--------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES CORP.
Ticker: Security ID: Y91475106
Meeting Date: JUN 29, 2009 Meeting Type: Annual
Record Date: APR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Financial Statements and For For Management
Statutory Reports
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Revisions of the Company's For For ; Management
Investment Amount in People's Republic
of China
4 Approve Capitalization of 2008 For For Management
Dividends
5 Approve Capital Injection to Issue New For For 60; Management
Shares or Global Depository Receipt
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 91131210 6
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Michael J. Burns For For Management
1.3 Elect Director D. Scott Davis For For Management
1.4 Elect Director Stuart E. Eizenstat For For Management
1.5 Elect Director Michael L. Eskew For For Management
1.6 Elect Director William R. Johnson For For Management
1.7 Elect Director Ann M. Livermore For For Management
1.8 Elect Director Rudy Markham For For Management
1.9 Elect Director John W. Thompson & #160; For For Management
1.10 Elect Director Carol B. Tome For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan ; For For Management
--------------------------------------------------------------------------------
VTECH HOLDINGS LTD 0;
Ticker: 303 Security ID: G9400S108
Meeting Date: SEP 5, 2008 Meeting Type: Annual
Record Date: AUG 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of $0.51 Per For For Manageme nt
Share
3a Reelect Michael Tien Puk Sun as For For Management
Director 0;
3b Reelect Patrick Wang Shui Chung as For For Management
Director & #160;
3c Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration 0;
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights 0;
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the Share Option
Scheme 2001 &# 160;
--------------------------------------------------------------------------------
VTECH HOLDINGS LTD &# 160;
Ticker: 303 Security ID: G9400S108
Meeting Date: SEP 5, 2008 Meeting Type: Special
Recor d Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 ; Approve Voluntary Withdrawal of the For For Management
Listing of Ordinary Shares of $0.05
Each in the Capital of the Company from
London Stock Exchange Plc.
--------------------------------------------------------------------------------
WAL-MART STORES, I NC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 5, 2009 Meeting Ty pe: Annual
Record Date: APR 9, 2009
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For F or Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Allen I. Questrom For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton 60; For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity 60;
18 Pay For Superior Performance Against Against Shareholder
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation & #160;
20 Report on Political Contributions Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
;
WANT WANT CHINA HOLDINGS LTD
Ticker: Security ID: G9431R103
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Director's and Auditor's Reports
2 Approve Final Dividend For For Management
3a Reelect Liao Ching-Tsun as Director For Against Management
3b Reelect Maki Haruo as Director For For Management
3c Reelect Tomi ta Mamoru as Director For For Management
3d Reelect Pei Kerwei as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors & #160;
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital & #160;
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares & #160;
8 Approve Proposal Allowing the Company For For Management
to Send or Supply Corporate
Communications to Shareholders Through
the Company's Website and the Website
of The Stock Exchange of Hong Kong Ltd.
9 Amend Articles Re: Sending or Supplying For For Management
Corporate Communications Through
Electronic Means & #160;
10 Adopt New Restated and Consolidated For For Management
Memorandum and Articles of Association
--------------------------------------------------------------------------------
WPG HOLDING CO LTD
Ticker: & #160; Security ID: Y9698R101
Meeting Date: JUN 16, 2009 Meeting Type: Annual
Record Date: APR 17, 2009 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations Report For For Management
and Financial Stateme nts
2 Approve 2008 Allocation of Income and For For Management
Dividends 60;
3 Amend Articles of Association For For Management
4 Approve the Revision to the Rules of For For Management
the Election of the Directors and & #160;
Supervisors
5 Approve Amendment on the Procedures for For For Management
&# 160; Loans to Other Parties
6 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee 0;
7 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
8 Approve Revisions of the Company's For For&# 160; Management
Investment Amount in People's Republic
of China
9 Elect Cheng Wei-Chung Representing M & For For Management
M Capital Co., Ltd with Shareholder ID
No. 104678 as a Director & #160;
10 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
YAHOO!, INC.
Ticker: ; YHOO Security ID: 984332106
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date: APR 27, 2009 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol Bartz For For Management
1.2 Elect Director Frank J. Biondi, Jr. 0; For For Management
1.3 Elect Director Roy J. Bostock For For Management
1.4 Elect Director Ronald W. Burkle For For Management
1.5 Elect Director John H. Chapple For For ; Management
1.6 Elect Director Eric Hippeau For For Management
1.7 Elect Director Carl C. Icahn For Against Management
1.8 Elect Director Vyomesh Joshi For For Management
1.9 Elect Director Arthur H. Kern For For Management
1.10 Elect Director Mary Agnes Wilderotter For For Management
1.11 Elect Director Gary L. Wilson For For Management
1.12 Elect Director Jerry Yang & #160; For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan 0;
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
YUM BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal 0; Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Dorman For For Management
1.2 Elect Director Massimo Ferragamo For For Management
1.3 Elect Director J. David Grissom For ; For Management
1.4 Elect Director Bonnie G. Hill For For Management
1.5 Elect Director Robert Holland, Jr. For For Management
1.6 Elect Director Kenneth G. Langone For For Management
1.7 Elect Director Jonathan S. Linen For For Management
1.8 Elect Director Thomas C. Nelson For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Tho mas M. Ryan For For Management
1.11 Elect Director Jing-Shyh S. Su For For Management
1.12 Elect Director Jackie Trujillo For For Management
1.13 Elect Director Robert D. Walter For &# 160; For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation 60;
6 Report on Sustainability and Food Against Against Shareholder
Safety in the Supply Chain
7 Adopt Principles for Health Care Reform Against 0; Against Shareholder
8 Report on Animal Welfare Policies Against Against Shareholder
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO LTD
Ticker: Security ID: Y988A6104
Meeting Date: MAY 15, 2009 Meeting Type: Annual &# 160;
Record Date: APR 15, 2009
# Proposal Mgt Rec Vote Cast Spo nsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Dividends For For Management
5 Reappoint Ernst & Young and Shulun Pan For For Management
Certified Public Accountants Co., Ltd.
as the International and PRC Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration 60;
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
& #160; Preemptive Rights
2 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital 60;
3a Amend Articles to Reflect Changes in For For Management
Capital
3b &# 160; Allow Electronic Distribution of For For Management
Company Communications
4 Approve Issuance of Corporate Bonds For For Management
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO LTD
Ticker: Security ID: Y988A6104
Meeting Date: MAY 15, 2009 Meeting Type: Special
Record Date: APR 15, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Authorize Repurchase of Up to 10 ; For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO LTD
Ticker: Security ID: Y988A6104
Meeting Date: MAY 15, 2009 Meeting Type: Special
Record Date: APR 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement and Related For For Management
Annual Caps ;
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU
Ticker: 0; 2899 Security ID: Y9892H107
Meeting Date: MAR 9, 2009 Meeting Type: Special
Record Date: FEB 6, 2009 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve JV Agreement with Minxi For For Management
0;Xinghang State-owned Assets Investment
Co., Ltd.
2 Approve Connected Transaction with a For For &# 160; Management
Related Party and Proposed Annual Cap
3 Authorize Board to Take All Necessary For For Management
Actions to Give Effect to Resolutions 1 & #160;
and 2
--------------------------------------------------------------- - -----------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 763 Security ID: Y0004F105
Meet ing Date: NOV 27, 2008 Meeting Type: Special
Record Date: OCT 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Agreement in For For Management
Relation to the Investment and
Construction of ZTE Corp. Xi'an
Research and Development and Production
Base in Xi'an Hi-tech Industrial & #160;
Development Park
--------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 763 Security ID: Y0004F105
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: APR 17, 2009
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2&# 160; Accept Report of the Board of Directors For For Management
3 Accept Report of the Supervisory For For Management
Committee
4 Accept Report of the President of the For For Management
Company
5 Accept Final Financial Accounts For For Management
6 Approve Connected Transaction with a For Against Management
Related Party and the Related Annual
Cap & #160;
7 Approve Application to the National For Against Management
Developement Bank for a $2.5 Billion
Composite Credit Facility
8 Approve Application to the Bank of For Against Management
China Ltd., Shenzhen Branch for a RMB & #160;
15.7 Billion Composite Credit Facility
9a Reappoint Ernst & Young Hua Ming as the For For Management
PRC Auditors and Authorize Board to Fix 60;
Their Remuneration
9b Reappoint Ernst & Young as the Hong For For Management
Ko ng Auditors and Authorize Board to
Fix Their Remuneration
10 Approve Profit Distribution Proposal For For Management
and Capitalization from Capital
Reserves of the Company for 2008
11 Approve Issuance of Equity or &# 160; For Against Management
Equity-Linked Securities without
Preemptive Rights
12a Amend Articles Re: Registered Capital For For Management
12b Amend Articles of Association and For For Management
Shareholders' General Meeting
--------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 763 &# 160; Security ID: Y0004F105
Meeting Date: MAY 19, 2009 Meeting Type: Special
Record Date: APR 17, 2009 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Proposal For For Management
and Capitalization from Capital ;
Reserves of the Company for 2008
---------------------------------------------------------------------------- - ----
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 763 Security ID: Y0004F105
Meeting Date: JUN 30, 2009 Meeting Type: Special
Record Date: MAY 29, 2009
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1a Elect Qu Xiaohui as an Independent For For Management
Non-Executive Director
1b 60; Elect Chen Naiwei as an Independent For For Management
Non-Executive Director
1c Elect Wei Wei as an Independent For For Management
Non-Executive Director
2 Approve Provision of Guarantee by the For For Management
Company for a Subsidiary 0;
3 Approve Provision of Performance For Against Shareholder
Guarantee for PT. ZTE Indonesia
4 Approve Issuance of Equity or 0; None Against Shareholder
Equity-Linked Securities without
Preemptive Rights
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Alger China – U.S. Growth Fund |
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By (Signature and Title)* | /s/ Daniel C. Chung |
| Daniel C. Chung, Principal Executive Officer |
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Date | 8/24/09 |
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* Print the name and title of each signing officer under his or her signature.
