| UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549 | OMB APPROVAL |
| OMB Number: 3235-0582 |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21308
Alger China-U.S. Growth Fund |
(Exact name of registrant as specified in charter) |
| | |
111 Fifth Avenue – 2nd Floor, New York, NY | 10003 |
(Address of principal executive offices) | (Zip code) |
|
Fred Alger Management, Inc., Attn: Hal Liebes, 111 Fifth Avenue, New York, NY 10003 |
(Name and address of agent for service) |
|
Registrant’s telephone number, including area code: | (212) 806-2966 | |
|
Date of fiscal year end: | 10/31/09 | |
|
Date of reporting period: | 07/01/09 - 06/30/2010 | |
| | | | | | | | |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
SEC 2451 (4-03)
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21308
Reporting Period: 07/01/2009 - 06/30/2010 60;
Alger China-U.S. Growth Fund
&# 160;
& #160;
========================= Alger China U.S. Growth Fund =========================
AAC ACOUSTIC TECHNOLOGIES HOLDINGS INC.
Ticker: 2018 Security ID: G2953L109
Meeting Date: MAY 22, 2010 Meeting Type: Annual
Record Date: MAY 14, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Benjamin Zhengmin Pan as &# 160; For For Management
Executive Director
3a2 Reelect Poon Chung Yin Joseph as For For Management
Independent Non-Executive Director
3a3 Reelect Tan Bian Ee as Independent For For Management
Non-Executive Director & #160;
3a4 Reelect Chang Carmen I-Hua as For For Management
Independent Non-Executive
3b Authorize the Board to Fix Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize the For For Management
Board to Fix Its Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. ;
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Philippe G.H. Capron For Against Management
2 Elect Director Robert J. Corti For Against Management
3 Elect Director Frederic R. Crepin For Against Management
4 Elect Director Brian G. Kelly For Against Management
5 Elect Director Robert A. Kotick For Against Management
6 Elect Director Jean-Bernard Levy For Against Management
7 Elect Director Robert J. Morgado For 0; Against Management
8 Elect Director Douglas P. Morris For Against Management
9 Elect Director Stephane Roussel For Against Management
10 Elect Director Richard Sarnoff For For Management
11 Elect Director Regis Turrini For Against Management
12 Amend Omnibus Stock Plan For For Management
---- - ----------------------------------------------------------------------------
ALTERA CORPORATION
Ticker: ALTR &# 160; Security ID: 021441100
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John P. Daane For For Management
2 Elect Dir ector Robert J. Finocchio, Jr. For For Management
3 Elect Director Kevin McGarity For For Management
4 Elect Director T. Michael Nevens For For Management
5 Elect Director Krish A. Prabhu ; For For Management
6 Elect Director John Shoemaker For For Management
7 Elect Director Susan Wang For For Management
8 Amend Omnibus Stock Plan ; For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Qualified Employee Stock Purchase For For Management
Plan 0;
11 Ratify Auditors For For Management
12 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC. ;
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey P. Bezos For For Management
2 Elect Director Tom A. Alberg For For Management
3 Elect Director John Seely Brown For For Management
4 Elect Director William B. Gord on For Against Management
5 Elect Director Alain Monie For For Management
6 Elect Director Thomas O. Ryder For For Management
7 Elect Director Patricia Q. Stonesifer For ; Against Management
8 Ratify Auditors For For Management
9 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
ANTA SPORTS PRODUCTS LTD.
Ticker: & #160; 2020 Security ID: G04011105
Meeting Date: APR 9, 2010 Meeting Type: Annual
Record Date: APR 6, 2010 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Reelect Ding Shizhong as Executive For For Management
Director
5 Reelect Zheng Jie as Executive Director For For Management
6 Reelect Dai Zhongchuan as Independent For For Management
Non-Executive Director
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Reappoint KPMG as Auditors and For 60; For Management
Authorize Board to Fix Their
Remuneration ;
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights & #160;
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
12 Approve Connected Transaction with a &# 160; For For Management
Related Party and Related Annual Caps
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
&nb sp;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Jerome B. York For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named Executive For For ; Management
Officers' Compensation
5 Ratify Auditors For For Management
6 Prepare Sustainability Report Against Against Shareholder
7 Establish Other Board Committee Against Against Shareholder
--------------------------------------------------------------------------------
ASIAINFO HOLDINGS, INC.
Ticker: ASIA Security ID: 04518A104
Meeting Date: APR 29, 2010 Meeting Type: Special
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue Shares/Cash in Connection For For Management
with Acquisition &# 160;
2 Change Company Name For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ATHEROS COMMUNICATIONS, INC
Ticker: ATHR Security ID: 04743P108
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Harris For For Management
1.2 Elect Director Marshall L. Mohr For For Management
1.3 Elect Director Andrew S. Rappaport For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AUSNUTRIA DAIRY CORPORATION LTD
Ticker: 1717 Security ID: G06318102
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For ; For Management
Statutory Reports
2a1 Reelect Wu Yueshi as Executive Director For For Management
2a2 Reelect Yan Weibin as Executive For For Management
Director
2a3 Reelect Chen Yuanrong as Executive For For Manage ment
Director
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Final Dividend For For Management
4 Reappoint Ernst & Young as Auditors and For For Manageme nt
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights ;
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
AUXILIUM PHARMACEUTICALS, INC.
Ticker: AUXL ; Security ID: 05334D107
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 5, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rolf A. Classon For For Management
1.2 Elect Director Al Altomari For For Management
1.3 Elect Director Armando Anido For For Management
1.4 Elect Director Edwin A. Bescherer, Jr. For For Management
1.5 Elect Director Philippe O. Chambon For&# 160; For Management
1.6 Elect Director Oliver S. Fetzer For For Management
1.7 Elect Director Paul A. Friedman For For Management
1.8 Elect Director Renato Fuchs For For ; Management
1.9 Elect Director William T. McKee For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan ;
3 Ratify Auditors For For Management
---------------------------------------------------------- - ----------------------
BANK OF CHINA LIMITED
Ticker: 601988 Security ID: Y0698A107 0;
Meeting Date: MAR 19, 2010 Meeting Type: Special
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without &# 160;
Preemptive Rights
2a Approve Issuance of Convertible For For Management
Corporate Bonds (Convertible Bonds)
2b Approve Issue Size of Convertible Bonds For For Management
2c Approve Par Value and Issue Price of For For Management
Convertible Bonds
2d Approve Term of Convertible Bonds For For Management
2e Approve Interest Rate of Convertible For For 0; Management
Bonds
2f Approve Method and Timing of Interest For For Management
0; Payment of Convertible Bonds
2g Approve Conversion Period of For For Management
Convertible Bonds &# 160;
2h Approve Conversion Price and Adjustment For For Management
of Convertible Bonds
2i Approve Downward Adjustment to For For Management
Convertible Bonds' Conversion Price
2j Approve Conversion Method of Fractional For For Management
& #160; Share of the Convertible Bonds
2k Approve Terms of Redemption of the For For Management
Convertible Bonds 60;
2l Approve Redemption at the Option of For For Management
Holders of Convertible Bonds
2m Approve Dividend Rights of the Year of For For Management
Conversion
2n Approve Method of Issuance and Target For For Management
Subscribers
2o Approve Subscription Arrangement for For For Management
Existing A Shareholders
2p Approve Convertible Bonds' Holders and For For Management
Meetings
2q Approve Use of Proceeds from Fund For For Management
Raising Activities
2r Approve Special Provisions in Relation For For Management
to Supplementary Capital
2s Approve Guarantee and Security of the For For Management
Convertible Bonds&# 160;
2t Approve Validity Period of the For For Management
Resolution of the Convertible Bonds' & #160;
Issue
2u Approve Matters Relating to For For Management
Authorization in Connection with the
Convertible Bonds' Issue
3 Approve Capital Management Plan (2010 For For Management
to 2012)
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds of the Public
Issuance of A Share Convertible
Corporate Bonds by the Bank & #160;
5 Approve Utilization Report on the For For Management
Bank's Use of Proceeds from the
Previous Issuance of Securities by the
Bank
6 Elec t Li Jun as Supervisor For For Management
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED 60;
Ticker: 601988 Security ID: Y0698A107
Meeting Date: MAY 27, 2010 Meeting Type: Annual & #160;
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2009 Working Report of the Board For For Management
of Directors
2 Accept 2009 Working Report of the For For Management
Supervisors
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve the 2009 Profit Distribution For For Management
Plan 0;
5 Aprove the 2010 Annual Budget For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company and
PricewaterhouseCoopers Hong Kong as
Auditors ;
7a Reelect Xiao Gang as an Executive For For Management
Director ;
7b Reelect Li Lihui as an Executive For For Management
Director
7c Reelect Li Zaohang as an Executive For For Management
Director
7d Reelect Zhou Z aiqun as an Executive For Against Management
Director
7e Reelect Anthony Francis Neoh as an For For Management
Independent Non-Executive Directo
7f Reelect Huang Shizhong as an For For Management
Independent Non-Executive Director 60;
7g Reelect Huang Danhan as an Independent For For Management
Non-Executive Director
8a Elect Qin Rongsheng as an External For For Management
Supervisor
8b Elect Bai Jingming as an External For For Manageme nt
Supervisor
8c1 Reelect Wang Xueqiang as a None For Shareholder
Shareholders Representative Supervisor
of the Bank
8c2 Reelect Liu Wanming as a Shareholders None For Shareholder
Representative Supervisor of the Bank
9 Approve Remuneration Scheme for the For For Management
External Supervisors 0;
10 Amend Articles of Association For For Management
11 Approve Issuance of Equity or For Against Management
Equity-Linked S ecurities without
Preemptive Rights
12 Approve Adjustments of Several Items of None For &# 160; Shareholder
the Delegation of Authorities by the
Shareholders Meeting to the Board of
Directors &# 160;
--------------------------------------------------------------------------------
BANK OF EAST ASIA, LIMITED
Ticker: 23 Security ID: Y06942109
Meeting Date: DEC 4, 2009 ; Meeting Type: Special
Record Date: DEC 2, 2009
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For For Management
Capital by $500 Million by Creation of
60; 500,000 Substitute Preference Shares of
$1,000 Each; Amend Articles of
Association; and Approve Issuance of 60;
Substitute Preference Shares
2 Reelect Isidro Faine Casas as Director For For Management
--------------------------------------------------------------------------------
BE AEROSPACE, INC.
Ticker: BEAV Security ID: 073302101
Meeting Date: JUL 30, 2009 Meeting Type: Annual
Record Date: JUN 1, 2009 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Chadwell For Withhold Management
1.2 Elect Director Richard G. Hamermesh For For Management
1.3 Elect Director Amin J. Khoury For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Implement MacBride Principles Against Against Shareholder
5 Other Business For Against Management
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abdlatif Yousef Al-Hamad For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Dennis D. Dammerman For For Management
1.4 Elect Director Robert E. Diamond, Jr. For For Management
1.5 Elect Director David H. Komansky For For Management
1.6 Elect Director James E. Rohr For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
---- - ----------------------------------------------------------------------------
BROADCOM CORPORATION
Ticker: BRCM Security ID: 111320107
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan L. Amble For For Management
1.2 Elect Director Nancy H. Handel & #160; For For Management
1.3 Elect Director Eddy W. Hartenstein For For Management
1.4 Elect Director John E. Major For For Management
1.5 Elect Director Scott A. McGregor For ; For Management
1.6 Elect Director William T. Morrow For For Management
1.7 Elect Director Robert E. Switz For For Management
2 Ratify Auditors For &# 160; For Management
--------------------------------------------------------------------------------
BUCYRUS INTERNATIONAL, INC.
Ticker: BUCY Security ID: 118759109
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deepak K. Kapur For For Management
1.2 Elect Director Theodore C. Rogers For Withhold Management
1.3 Elect Director Robert C. Scharp For For Management
2 Ratify Auditors &# 160; For For Management
--------------------------------------------------------------------------------
BYD COMPANY LTD &# 160;
Ticker: 1211 Security ID: Y1023R104
Meeting Date: SEP 8, 2009 Meeting Type: Special 60;
Record Date: AUG 7, 2009
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Approve Company's Initial Public For For Management
Offering and Listing of A Shares
2 Aithorize Board to Deal with Matters & #160; For For Management
for Initial Public Offering and Listing
of A Shares
3 Amend Articles of Association For For Management
4 Appoint Ernst and Young Hua Ming as For For Management
Accountants for the A Share Issue and 0;
Authorize Board to Fix Their
Remuneration
5 Approve Provision of Guarantees for the For Against Management
Company's Domestic Subsidiaries
6 Approve the Amendment of Usage For For Man agement
Management System of Funds Raised of
BYD Co. Ltd.
--------------------------------------------------------------------------------
BYD COMPANY LTD
Ticker: 1211 Security ID: Y1023R104
Meeting Date: SEP 8, 2009 Meeting Type: Special
Record Date: AUG 7, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Initial Public 0; For For Management
Offering and Listing of A Shares
2 Authorize Board to Deal with Matters For For Management
for Initial Public Offeri ng and Listing
of A Shares
--------------------------------------------------------------------------------
C. R. BARD, INC.
Tick er: BCR Security ID: 067383109
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore E. Martin For For Management
1.2 Elect Director Anthony Welters For For Management
1.3 Elect Director Tony L. White For For Management
1.4 Elect Director David M. Barrett, Ph.D. For For Management
1.5 Elect Director John C. Kelly 0; For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Prepare Sustainability Report Against For Shareholder
--------------------------------------------------------------------------------
CHENG UEI PRECISION INDUSTRY CO. LTD. & #160;
Ticker: 2392 Security ID: Y13077105
Meeting Date: JUN 14, 2010 Meeting Type: Annual & #160;
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For & #160;Management
Dividends
3 Approve Capitalization of 2009 For For Management
Dividends and Employee Profit Sharing
4 Amend Articles of Association For For Management
5 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
6 Approve Amendments on the Procedures For For Management
for Loans to Other Parties & #160;
7 Transact Other Business None None Management
--------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LIMITED
Ticker: 1 Security ID: Y13213106
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAY 19, 2010
# Proposal 0; Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports &# 160;
2 Approve Final Dividend For For Management
3a Elect Li Tzar Kuoi, Victor as Director For For Management
3b Elect Ip Tak Chuen, Edmond as Director For For Management
3c Elect Chiu Kwok Hung, Justin as For For Management
Director
3d Elect Chow Kun Chee, Roland as 60; For For Management
Director
3e Elect Yeh Yuan Chang, Anthony as For For Management
Director
3f Elect Chow Nin Mow, Albert as Director For For Management
3g Elect Wong Yick-ming, Rosanna as ; For For Management
Director
4 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity o r For Against Management
Equity-Linked Securities without
Preemptive Rights & #160;
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For 60; Against Management
Shares
-------------------------------------------- - ------------------------------------
CHIMEI INNOLUX CORP
Ticker: 3481 Security ID: Y4083P109
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements & #160;
2 Approve 2009 Statement of Profit & Loss For For Management
Appropriation ;
3 Amend Articles of Association For For Management
4 Approve to Amend Trading Procedures For For Management
Governing Derivatives Products 0;
5 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
6 Approve Amendments on the Procedures For&# 160; For Management
for Endorsement and Guarantees
7 Approve Income Tax Exemption For For Management
8 Approve Increase of Cash Capital and For For Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt or Domestic Issuance
of Shares via a Private Placement
9 Approve Withdraw of Capital Reduction For &# 160; For Management
10.1 Elect Representative Liao, Ching-Siang For For Management
from Chimei Corporation with ID Number
220881 as Director 0;
10.2 Elect Tuan, Hsing-Chien with ID Number For For Management
63 as Director
10.3 Elect Representative Hsu, Ting-Chen For For Management
from Hung Yang Venture Capital Ltd.
with ID Number 2 as Director 0;
10.4 Elect Wea, Chi-Lin with ID Number For For Management
J100196868 as Independent Director
10.5 Elect Liu, Ying-Ta with ID Number 0; For For Management
486688 as Independent Director
10.6 Elect Representative Huang, Te-Tsai For For Management
from Yo Cheng Investment Limited Corp.
with ID Number 2437 as Supervisor
10.7 Elect Lin, Jung-Chun with ID Number For For Management
222109 as Supervisor
10.8 Elect Sung, Kuang-Fu with ID Number For For Management
222919 as Supervisor
11 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
12 Transact Other Business None None Management
--------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LTD. 60;
Ticker: 606 Security ID: Y1375F104
Meeting Date: MAY 25, 2010 Meeting Type: Annual 0;
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.059 Per For ; For Management
Share
3 Amend Share Option Scheme For For Management
4a1 Reelect Yu Xubo as Executive and For For Management
Managing Director
4a2 Reelect Chi Jingtao as Non-Executive For 60; Against Management
Director
4a3 Reelect Lam Wai Hon, Ambrose as For For Management
Independent Non-Executive Director
4b Authorize the Board to Fix the Above For For Management
Executive Director's and Non-Executive
Directors' Remuneration
5 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
6 Approve Authorize Increase in Share For Against Management
Capital from HK$400 Million to HK$1
0; Billion by the Creation of 6 Billion
New Shares
7a Approve Issuance of Equity or & #160; For Against Management
Equity-Linked Securities without
Preemptive Rights 60;
7b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7c Authorize Reissuance of Repurchased For Against 0; Management
Shares
---------------------------------------------------------------------------- - ----
CHINA CONSTRUCTION BANK CORPORATION
Ticker: CNCBK Security ID: Y1397N101 60;
Meeting Date: JUN 24, 2010 Meeting Type: Special
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of For For Management
Rights Shares in Relation to the A 0;
Share and H Share Issue
1b Approve Proportion and Number of Shares For For Management
to be Issued in Relation to the A Share 0;
and H Share Issue
1c Approve Subscription Price of the For For Management
Rights Issue in Relation to the A Share
and H Share Issue
1d Approve Tar get Subscribers in Relation For For Management
to the A Share and H Share Issue
1e Approve Use of Proceeds in Relation to For For Management
the A Share and H Share Issue
1f Approve Arrangement For the Accumulated For For Management
Undistributed Profits of the Bank Prior
to the Rights Issue
1g Approve Effective Period of the For For Management
Resolution in Relation to the A Share ;
and H Share Issue
----------------------------------------- - ---------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: CNCBK Security ID: Y1397N101 0;
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Financial Statements and For For Management
Statutory Repor ts
4 Approve Fixed Asset Investment Budget For For Management
For 2010 & #160;
5 Approve Profit Distribution Plan For For For Management
2009 &# 160;
6 Approve Final Emoluments Distribution For For Management
Plan For Directors and Supervisors
7 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
8a Approve Type and Nominal Value of For For Management
Rights Shares in Relation to the A 0;
Share and H Share Issue
8b Approve Proportion and Number of Shares For For Management
to be Issued in Relation to the A Share
and H Share Issue
8c Approve Subscription Price of Rights For & #160; For Management
Issue in Relation to the A Share and H
Share Issue
8d Approve Target Subscribers in Relation For For Management
to the A Share and H Share Issue
8e Approve Use of Proceeds in Relation to For For Management
the A Share and H Share Issue
8f Approve Arrangement For Accumulated For For Management
Undistributed Profits of the Bank Prior ;
to the Rights Issue
8g Approve Effective Period of the For For Management
&# 160; Resolution in Relation to the A Share
and H Share Issue
9 Approve Authorization For the Rights For For& #160; Management
Issue of A Shares and H Shares
10 Approve Feasibility Report on the For For Management
Proposed Use of Proceeds Raised from 0;
the Rights Issue of A Shares and H
Shares 60;
11 Approve Report on the Use of Proceeds For For Management
From the Previous A Share Issue
12 Approve M id-Term Plan of Capital For For Management
Management
13a Elect Guo Shuqing as Executive Director For For Management
13b Elect Zhang Jianguo as Executive For For Management
Director
13c Elect Lord Peter Levene as Independent For ; For Management
Non-Executive Director
13d Elect Jenny Shipley as Independent For For Management
Non- Executive Director
13e Elect Elaine La Roche as Independent For For Management
Non-Executive Director
13f Elect Wong Kai-Man as Independent For For Management
Non-Executive Director
13g Elect Sue Yang as Non-Executive 0; For For Management
Director
13h Elect Yam Chi Kwong, Joseph as For For Managemen t
Independent Non-Executive Director
13i Elect Zhao Xijun as Independent For For Management
Non-Executive Director
14a Elect Xie Duyang as Shareholder For For Management
Representative Supervisor
14b Elect Liu Jin as Shareholder For For Management
Representative Supervisor
14c Elect Guo Feng as External Supervisor For For Management
14d Elect Dai Deming as External Supervisor For For Management
14e Elect Song Fengming as Shareholder For For Management
Representative Supervisor 0;
15a Elect Zhu Xiaohuang as Executive None For Shareholder
Director
15b Elect Wang Shumin as Non-Executive None For Shareholder
Director
15c Elect Wang Yong as Non-Executive None For Shareholder
Director
15d Elect Li Xiaoling as Non-Executive None For Shareholder
Director & #160;
15e Elect Zhu Zhenmin as Non-Executive None For Shareholder
Director 60;
15f Elect Lu Xiaoma as Non-Executive None For Shareholder
Director
15g Elect Chen Yuanling as Non-Executive None For Shareholder
Director
16 Amend Rules of Procedure Re: Delegation None &# 160; For Shareholder
of Authorities by the Shareholder's
General Meeting to the Board
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LIMITED
Ticker: 601628 Security ID: Y1477R204
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
& #160; Committee
3 Accept Financial Statements and For For Management
Statutory Reports 0;
4 Approve Profit Distribution and Cash For For Management
Dividend Distribution Plan for 2009
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants
Limited Company and ;
PricewaterhouseCoopers as PRC and
International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
6 Elect Anthony Francis Neoh as For For Management
Independent Non-Executive Director
7 Approve Renewal of Liability Insurance For Against Management
for Directo rs and Senior Management
Officers
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA MEDICAL TECHNOLOGIES INC. &# 160;
Ticker: CMED Security ID: 169483104
Meeting Date: NOV 16, 2009 Meeting Type: Annual
Record Date: OCT 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve The China Medical Technologies, For For Management
Inc. 2009 Equity Incentive Plan
----------------------------------------- - ---------------------------------------
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
Ticker: 144 Security ID: Y1489Q103 0;
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAY 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports &# 160;
2 Approve Final Dividend For For Management
3a Reelect Li Yinquan as Director For For Management
3b Reelect Su Xingang as Director 60; For For Management
3c Reelect Hu Jianhua as Director For For Management
3d Reelect Wang Hong as Director For For Management
3e Reelect Liu Yunshu as Director & #160; For For Management
3f Reelect Tsang Kam Lan as Director For For Management
3g Authorize Board to Fix Remuneration of For For Management
Directors ;
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights 60;
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MOBILE LIMITED
Ticker: 0; 941 Security ID: Y14965100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAY 7, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$1.458 Per For For Management
Share ;
3a Reelect Li Yue as Director For For Management
3b Reelect Lu Xiangdong as Director For Against Management
3c &# 160; Reelect Xin Fanfei as Director For For Management
3d Reelect Frank Wong Kwong Shing as For For Management
Director
4 Reappoint KMPG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration &# 160;
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital ;
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights & #160;
7 Authorize Reissuance of Repurchased For Against Management
Shares 60;
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL CO LTD
Ticker: 3323 Security ID: Y15045100
Meeting Date: AUG 24, 2009 Meeting Type: Special
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approv e Share Acquisition Agreements For For Management
Between the Company, Sanshi Group,
Parent and Shanghai Lixin Zhongcheng
Asset and Equity Management
2 Elect Cui Xingtai as Executive Director For For Management
3 Amend Articles Re: Board Composition For For Management
--------------------------------------------------------------------------------
CHINA NATIONAL MATERIALS CO LTD
Ticker: 1893 Security ID: Y15048104
Meeting Date: AUG 25, 2009 Meeting Type: Special
Record Date: JUL 23, 2009 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to the Board to For For Management
Issue Interim Notes of the Company in
the People's Republic of China Up to an
Aggregate Principal Amou nt of RMB 4.2
Billion
2 Authorize the Board to Authorize Tan For For 60; Management
Zhongming and Zhou Yuxian to Exercise
the General Mandate Pursuant to the
& #160;Issue of the Interim Notes
--------------------------------------------------------------------------------
CHINA NATIONAL MATERIALS CO LTD 60;
Ticker: 1893 Security ID: Y15048104
Meeting Date: NOV 13, 2009 Meeting Type: Special &# 160;
Record Date: OCT 13, 2009
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1 Approve Issuance by Sinoma Science & For For Management
Technology Co. Ltd. (SST) of 50 Million
New A Shares at a Subscription Price of & #160;
RMB 25.08 Per Share By Way of Private
Placement
2 Approve Subscription of 37.1 Million A For For Management
Shares of SST at a Subscription Price
of RMB 25.08 Per Share Pursuant to the & #160;
Subscription Agreement
3 Approve Subscription by Beijing Huaming For For Management
Lightning Co. Ltd. of 4.3 Million A
Shares of SST at a Subscription Price
of RMB 25.08 Per Share Pursuant to the & #160;
Huaming Share Subscription Agreement
4 Approve Subscription by China Water For For Management
Investment Group Corp. of 8.6 Million A ;
Shares of SST at a Subscription Price
of RMB 25.08 Per Share Pursuant to the
CWI Share Subscription Agreement
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505R101
Meeting Date: JUN 3, 2010 Meeting Type: Annual 60;
Record Date: MAY 3, 2010
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Financial Statements For ; For Management
4 Approve 2009 A Share Annual Report and For For Management
Annual Report Summary
5 Approve 2009 H Share Annu al Report For For Management
6 Approve 2009 Allocation of Income and For For Management
Dividends
7 Approve to Re-Appoint Ernst & Young as For For Management
Company's Audit Firm
8 Approve Remuneration Management System For For &# 160; Management
of Directors and Supervisors
9 Approve 2009 Due Diligence Report of For For Management
the Directors 0;
10 Approve 2009 Report on Performance of For For Management
Independent Directors ;
11 Elect Directors and Independent For For Management
Directors
11.1 Elect G ao Guofu as Director For For Management
11.2 Elect Huo Lianhong as Director For For Management
11.3 Elect Yang Xianghai as Director For For Management
11.4 Elect Zhou Ciming as Director & #160; For For Management
11.5 Elect Yang Xiaodong as Director For For Management
11.6 Elect Feng Junyuan as Director For For Management
11.7 Elect Wang Chengran as Director For For Management
11.8 Elect Wu Jumin as Director For For Management
11.9 Elect Zheng Anguo as Director For For Management
11.10 Elect Xu Fei as Director For For & #160; Management
11.11 Elect Xu Shanda as Independent Director For For Management
11.12 Elect Chang Tso Tung Stephen as For For Management
Independent Director 60;
11.13 Elect Li Ruoshan as Independent For For Management
Director
11.14 Elect Yuen Tin Fan as Independent For For Management
Director
11.15 Elect Xiao Wei as Independent Director For For Manage ment
12 Elect Supervisors For For Management
12.1 Elect Zhang Jianwei as Supervisor For For Management
12.2 Elect Lin Lichun as Supervisor For For Management
12.3 Elect Zhou Zhuping as Supervisor For For Management
13 Amend Articles of Association For For Management
14 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's Meeting
15 Approve Guidelines on H Share Related For For Management
Party Transactions & #160;
16 Approve to Authorize Board to Handle For For Management
All Matters Related to the Share
Issuance &# 160;
--------------------------------------------------------------------------------
C HINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010104
Meeting Date: OCT 15, 2009 Meeting Type: Sp ecial
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For Against Management
Related Party and the Related Annual
Caps &# 160;
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 600028 Security ID: Y15010104
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal 0; Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee 60;
3 Accept Consolidated Financial For For Management
Statements ;
4 Approve Plan for Allocating Surplus For For Management
Common Reserve Funds of RMB 20 Billion
From the After-Tax Prof its
5 Approve the Profit Distribution Plan For For Management
for the Year Ended Dec. 31, 2009
6 Authorize the Board to Determine the For For Management
Interim Profit Distribution Plan for
2010 60;
7 Reappoint KPMG Huazhen and KPMG as For For Management
Domestic and Overseas Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
8 Acquire Certain Equity In terest and For For Management
Loans Held by Sinopec International
Petroleum Exploration and Production
Corp.
9 Authorize Board to Determine the For For Management
Proposed Plan for Issuance of Debt
Financing Instruments
10a Approve Type of Securities to be Issued For For Management
in Relation to the Issuance of the A
Shares Convertible Corporate Bonds
10b Approve Issuance Size in Relation to For For 60; Management
the Issuance of the A Shares
Convertible Corporate Bonds
10c Approve Nominal Value and Issue Price For For Management
in Relation to the Issuance of the A
Shares Convertible Corporate Bonds 0;
10d Approve Term in Relation to the For For Management
Issuance of the A Shares Convertible
Corporate Bonds ;
10e Approve Interest Rate in Relation to For For Management
the Issuance of the A Shares
Convertible Corporate Bonds
10f Approve Method and Timing of Interest For For Management
Payment in Relation to the Issuance of 60;
the A Shares Convertible Corporate
Bonds &# 160;
10g Approve Conversion Period in Relation For For Management
to the Issuance of the A Shares
Convertible Corporate Bonds & #160;
10h Approve Determination and Adjustment of For For Management
Conversion Price in Relation to the
0;Issuance of the A Shares Convertible
Corporate Bonds
10i Approve Downward Adjustment to For &# 160; For Management
Conversion Price in Relation to the
Issuance of the A Shares Convertible
60; Corporate Bonds
10j Approve Conversion Method of Fractional For For Management
Share in Relation to the Issuance of & #160;
the A Shares Convertible Corporate
Bonds & #160;
10k Approve Terms of Redemption in Relation For For Management
to the Issuance of the A Shares
Convertible Corporate Bonds 0;
10l Approve Terms of Sale Back in Relation For For Management
to the Issuance of the A Shares
Convertible Corporate Bonds
10m Approve Dividend Rights of the Year of For For Management
Conversion in Relation to the Issuance
of the A Shares Convertible Corporate
Bonds
10n Approve Method of Issuance and Target For For Management
Subscribers in Relation to the Issuance
of the A Shares Convertible Corporate
Bonds
10o Approve Subscription Arrangement for For For Management
Existing Shareholders in Relation to 60;
the Issuance of the A Shares
Convertible Corporate Bonds ;
10p Approve CB Holders and Bondholder For For Management
Meetings in Relation to the Issuance of
the A Shares Convertible Corporate ;
Bonds
10q Approve Use of Proceeds from the For For & #160; Management
Issuance of Convertible Bonds
10r Approve Guarantee in Relation to the For For Management
Issuance of the A Shares Convertible & #160;
Corporate Bonds
10s Approve Validity Period of the For For Management
Resolutions in Relation to the Issuance
of the A Shares Convertible Corporate
Bonds &# 160;
10t Approve Matters Relating to For For Management
Authorisation in Relation to the & #160;
Issuance of the A Shares Convertible
Corporate Bonds
10u Accept Feasibility Analysis Report on For For Management
the Use of Proceeds from the Issuance
of the A Shares Convertible Corporate &# 160;
Bonds
10v Approve Report on the Use of Proceeds For For Management
from the Last Issu ance of Securities
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12a Elect Ma Weihua as Independent For For Shareholder
Non-Executive Director
12b Elect Wu Xiaogen as Independent For For Shareholder
Non-Executive Director 60;
--------------------------------------------------------------------------------
CHINA PHARMACEUTICAL GROUP LTD
Ticker: 1093 Security ID: Y15018131
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and 60; For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Qi Moujia as Director For For Management
3b Reelect Yue Jin as Director For For Management
3c Reelect Feng Zhenying as Director For For Management
3d Reelect Chak Kin Man as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors 60;
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 &# 160; For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
60;Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
---------------------------------------------------------------- - ----------------
CHINA RESOURCES ENTERPRISES, LTD.
Ticker: 291 Security ID: Y15037107 & #160;
Meeting Date: NOV 27, 2009 Meeting Type: Special
Record Date: NOV 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Asset Swap Agreement With China For For Management
Resources (Holdings) Co. Ltd. &# 160;
--------------------------------------------------------------------------------
CHINA RESOURCES ENTERPRISES, LTD. 0;
Ticker: 291 Security ID: Y15037107
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 & #160; Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Lai Ni Hium as Director For For Management
3b Reelect Houang Tai Ninh as Director For For Management
3c Reelect Li Ka Cheung, Eric as Director For For Management
3d Reelect Cheng Mo Chi as Director For For Management
3e Reelect Bernard Charnwut Chan as For Against Management
Director ;
3f Reelect Siu Kwing Chue, Gordon as For For Management
Director
3g Approve Remuneration of Directors For For Management
4 Reappoint Auditors and Authorize the For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Mana gement
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LTD
Ticker: 1193 Security ID: G2113B108
Meeting Date: OCT 19, 2009 Meeting Type: Special
Record Date: 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Entire For For Management
Issued Share Capital of Top Steed Ltd.
from Powerfaith Enterprises Ltd. at a
Consideration of HK$1.6 Billion & #160;
--------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LTD & #160;
Ticker: 1193 Security ID: G2113B108
Meeting Date: MAY 31, 2010 Meeting Type: Annual
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Du Wenmin as Director For For Management
3b Reelect Wong Tak Shing as Director For For Management
3c Reelect Luk Chi Cheong as Director For For 0; Management
3d Reelect Yu Jian as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors 0;
4 Reappoint Deloitte Touche Tohmatsu, For Against Management
Certified Public Accountants as
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For 0; Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES LAND LTD. (FRMRLY. CHINA RESOURCES BEIJING L
Ticker: 1109 Security ID: G2108Y105
Meet ing Date: AUG 28, 2009 Meeting Type: Special
Record Date:
# Propos al Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by the Company of For For Management
the Entire Issued Share Capital of Day
Rejoice Ltd. from Central New
Investments Ltd.
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO., LTD.
Ticker: 601088 Security ID: Y1504C113
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAY 18, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Financial Statements and 0; For For Management
Statutory Reports
4 Approve Profit Distribution Plan and For For Management
Final Dividend of RMB 0.53 Per Share
5 Approve Remuneration of Directors and For For Management
Supervisors 60;
6 Reappoint KPMG Huazhen and KPMG as PRC For For Management
and International Auditors,
Respectively, and Authorize the Board
to Fix Their Remuneration
7 Approve Revised Annual Cap of the For For Management
Continuing Connected Transactions under
the Transportation Service Framework
Agreement with Taiyuan Railway Bureau ;
8 Approve Revised Annual Cap of the For For Management
Continuing Connected Transactions under
; the Mutual Coal Supply Agreement with
Shenhua Group Corporation Limited
9 Approve Mutual Coal Supply Agreement For For Management
with Shenhua Group Corporation Limited
and Annual Caps
10 Approve Mutual Supplies and Services For For Management
Agreement with Shenhua Group
Corporation Limited and Annual Caps
11 Approve Coal Supply Framework Agreement For For Management
with China Datang Corporation and
Annual Caps & #160;
12 Approve Coal Supply Framework Agreement For For Management
with Tianjin Jinneng Investment Company
and Annual Caps
13 Approve Coal Supply Framework Agreement For For Management
with Jiangsu Guoxin Asset Management ;
Group Company Limited and Annual Caps
14 Approve Transportation Service For For Management
Framework Agreement with Taiyuan & #160;
Railway Bureau and Annual Caps
15 Approve Coal Supply Framework Agreement For For Management
60; with Shaanxi Province Coal
Transportation and Sales (Group) Co Ltd
and Annual Caps 0;
16a Reelect Zhang Xiwu as Executive For For Management
Director ;
16b Reelect Zhang Yuzhuo as Executive For For Management
Director
16c Reelect Ling Wen as Executive Director For For Management
16d Reelect Han Jianguo as Non-Executive For For Management
Director
16e Reelect Liu Benrun as Non-Executive For For Management
Director
16f Reelect Xie Songlin as Non-Executive 60;For For Management
Director
16g Reelect Gong Huazhang as Independent For For Management
Non-Executive Director
16h Reelect Guo Peizhang as Independent For For Management
Non-Executive Director &# 160;
16i Reelect Fan Hsu Lai Tai as Independent For For Management
Non-Executive Director
17a Elect Sun Wenjian as Shareholders' For For Management
Representative Supervisor
17b Elect Tang Ning as Shareholders' For For Management
Representative Supervisor
18 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without 60;
Preemptive Rights
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO., LTD. ��
Ticker: 601088 Security ID: Y1504C113
Meeting Date: JUN 18, 2010 Meeting Type: Spe cial
Record Date: MAY 18, 2010
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
CHINA SHINEWAY PHARMACEUTICAL GROUP LTD.
Ticker: 2877 Security ID: G2110P100
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Approve Final Dividend For For Management
2b Approve Special Dividend & #160; For For Management
3a Reelect Li Huimin as Director For For Management
3b Reelect Ren Dequan as Director For For Management
3c Reelect Sun Liutai as Director ; For For Management
3d Authorize the Board to Fix Remuneration For For Management
of Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights &# 160;
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 0; Security ID: G21677136
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: JUN 7, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
0; Statutory Reports
2 Approve Final Dividend of HK$0.035 Per For For Management
Share 0;
3a Reelect Kong Qingping as Director For For Management
3b Reelect Zhou Yong as Director For For Management
3c Reelect Zhang Yifeng as Director 0; For Against Management
3d Reelect Zhou Hancheng as Director For For Management
4 Authorize the Board to Fix Remuneration For For Management
of Directors & #160;
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize the Board to Fix
Their Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without 60;
Preemptive Rights
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares &# 160;
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JUN 21, 2010 Meeting Type: Special
Record Date: JUN 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement with For For Management
China State Construction Engineering
Corporation Ltd. in Relation to the
Acquisition of the Investment Interests
in Yangquan Yangwu Expressway
Investment Management Ltd. 0;
--------------------------------------------------------------------------------
CHINA TAIPING INSURANCE HOLDINGS CO LTD
Ticker: 966 Security ID: Y1456Z128
Meeting Date: JUL 16, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
Among the Company, China Insurance H.K.
(Hldgs.) Co., Ltd. and Manhold Ltd.; &# 160;
and the Issuance of SPA Shares
2 Approve Privatization of Ming An For For Management
(Holdings) Co. Ltd. By Way of the
Scheme of Arrangement
3 Change Company Name to China Taiping For For ; Management
Insurance Holdings Company Limited
--------------------------------------------------------------------------------
CHINA TAIPING INSURANCE HOLDINGS CO LTD
Ticker: 966 Security ID: Y1456Z151
Meeting Date: DEC 23, 2009 Meeting Type: Special
Record Date: DEC 9, 2009
# Proposal 0; Mgt Rec Vote Cast Sponsor
1 Approve Property Acquisition Framework For For Management
Agreement &# 160;
2 Approve TPR Acquisition Agreement For For Management
3 Reelect Lee Kong Wai Conway as For For Management
Independent Non-Executive Director ;
--------------------------------------------------------------------------------
CHINA TAIPING INSURANCE HOLDINGS CO LTD
Ticker: 966 Security ID: Y1456Z151
Meeting Date: MAY 31, 2010 Meeting Type: Annual
Record Date: MAY 25, 2010& #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and &# 160; For For Management
Statutory Reports
2a Reelect Lin Fan as Director For For Management
2b Reelect Song Shuguang as Director For For Management
2c Reelect Peng Wei as Director For Against Management
2d Reelect Shen Koping Michael as Director For For Management
2e Re elect Che Shujian as Director For For Management
2f Authorize Board to Fix Remuneration of For For Management
Directors
3 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital ;
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA TRAVEL INTERNATIONAL INVESTMENT HK LTD.
Ticker: 308 Security ID: Y1507D100
Meeting Date: DEC 18, 2009 Meeting Type: Special
Record Date: DEC 4, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 100 Percent For For Management
Interest in Trump Return Ltd. and the
Related Shareholder's Loan and Other
Indebtedness from Dean Glory ;
Development Ltd.
2 Approve Connected Transaction with a For For Management
Related Party and Annual Caps
3 Authorize Board To Do All Acts and For For Management
Things Necessary for the Above 0;
Agreements
--------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP LTD.
Ticker: 1068 Security ID: G21159101
Meeting Date: FEB 3, 2010 Meeting Type: Special
Record Date: JAN 20, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Yu Zhangli as Executive Director For Against Management
and Approve His Remuneration
1b Elect Wang Kaitian as Non-Executive For For Management
Director and Approve His Remuneration
1c Elect Li Chenghua as Non-Executive For For Management
Director and Approve His Remuneration
1d Elect Qiao Jun as Independent For For Management
Non-Executive Director and Approve His
Remuneration
1e Elect Chen Jianguo as In dependent For For Management
Non-Executive Director and Approve His
Remuneration 60;
1f Revise Number of Directors from 15 to For For Management
11
2 Amend Articles Re: Board Size For For Management
--------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP LTD.
Ticker: 1068 Security ID: G21159101
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.15 Per For For Management
Share
3 Reelect Zhu Yiliang as Executive For For Management
Director
4 Reelect Ge Yuqi as Executive Director For For 0; Management
5 Reelect Yu Zhangli as Executive For Against Management
Director ��
6 Reelect Jiao Shuge as Non-Executive For For Management
Director
7 Authorize the Board to Fix Remuneration For For &# 160; Management
of Directors
8 Reappoint KPMG as Auditors and For For Management
60;Authorize the Board to Fix Their
Remuneration
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Issuance of Equity or For Against Management
Equity-Linked Secu rities without
Preemptive Rights
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHONGQING MACHINERY & ELECTRIC CO., LTD.
Ticker: 2722 Security ID: Y1593M105 60;
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: MAY 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports &# 160;
4 Approve Proft Appropriation Proposal For For Management
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Ltd. Co. and
PricewaterhouseCoopers as the PRC and
International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration & #160;
6 Approve Renewal of Guarantee for a Loan For For Management
of RMB 37 million of Chongqing Pigeon
Electric Wires & Cables Co., Ltd. &# 160;
7 Approve Renewal of Guarantee for a Loan For For Management
of RMB 50.44 million of Chongqing CAFF
Automotive Braking & Steering System ;
Co., Ltd.
8a Elect Xie Hua Jun as Executive Director For For Ma nagement
and Authorize Board to Fix Director's
Remuneration
8b Elect He Yong as Executive Director and For For Management
Authorize Board to Fix Director's
Remuneration ;
8c Elect Liao Shaohua as Executive For For Management
Director and Authorize Board to Fix
Director's Remuneration
8d Elect Chen Xianzheng as Executive For For Management
Director and Authorize Board to Fix &# 160;
Director's Remuneration
8e Elect Huang Yong as Non-Executive For For Management
Director and Authorize Board to Fix
Director's Remuneration
8f Elect Yu Gang as Non-Executive Director For For Management
and Authorize Board to Fix Director's
Remuneration
8g Elect Yang Jingpu as Non-Executi ve For For Management
Director and Authorize Board to Fix
Director's Remuneration &# 160;
8h Elect Liu Liangcai as Non-Executive For Against Management
Director and Authorize Board to Fix
Director's Remuneration
8i Elect Lo Wah Wai as Independent For For Management
Non-Executive Director and Authorize
0; Board to Fix Director's Remuneration
8j Elect Ren Xiaochang as Independent For For Management
Non-Executive Director and Authorize
Board to Fix Director's Remuneration
8k Elect Kong Weiliang as Independent For For Management
Non-Executive Director and Authorize
Board to Fix Director's Remuneration
9a Elect Duan Rongsheng as Supervisor and For For Management
Authorize Board to Fix Supervisor's 0;
Remuneration
9b Elect Liao Rong as Supervisor and For For Management
Authorize Board to Fix Supervisor's
Remuneration
9c&# 160; Elect Wang Rongxue as Supervisor and For For Management
Authorize Board to Fix Supervisor's
Remuneration 60;
9d Elect Liu Xing as Supervisor and For For Management
Authorize Board to Fix Supervisor's
Remuneration &# 160;
9e Elect Wang Xuqi as Supervisor and For For Management
Authorize Board to Fix Supervisor's ;
Remuneration
9f Elect Chen Qing as Supervisor and For For Management
& #160;Authorize Board to Fix Supervisor's
Remuneration
10 Approve Remuneration Standards of Board For For 60; Management
and Supervisory Committee
11 Approve Master Agreement For For Management
12 Approve Ann ual Caps Under the Master For For Management
Supplies Agreement Be Revised From RMB
140 Million to RMB 220 Million
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC. 0;
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual 60;
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast 60; Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 60; Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation &# 160;
19 Report on Internet Fragmentation Against For Shareholder
--------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC.
Ticker: CLF Security ID: 18683K101 0;
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald C. Cambre For For Management
1.2 Elect Director Joseph A. Carrabba For For Management
1.3 Elect Director Susan M. Cunningham For For Management
1.4 Elect Director Barry J. Eldridge For For Management
1.5 Elect Director Susan M. Green For For Management
1.6 Elect Direct or Janice K. Henry For For Management
1.7 Elect Director James F. Kirsch For For Management
1.8 Elect Director Francis R. McAllister For For Management
1.9 Elect Director Roger Phillips For 60; For Management
1.10 Elect Director Richard K. Riederer For For Management
1.11 Elect Director Alan Schwartz For For Management
2 Reduce Supermajority Vote Requirement For For Managem ent
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence A. Duffy For For Management
1.2 Elect Director Charles P. Carey For For Management
1.3 Elect Director Mark E. Cermak For For Management
1.4 Elect Director Martin J. Gepsman For For Management
1.5 Elect Director Leo Melamed For For Management
1.6 Elect Director Joseph Niciforo For For Management
1.7 Elect Director C.C. Odom For For Management
1 .8 Elect Director John F. Sandner For For Management
1.9 Elect Director Dennis A. Suskind For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 883 Security ID: Y1662W117
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAY 12, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and ; For For Management
Statutory Reports
1b Approve Final Dividend For For Management
1c1 Reelect Tse Hau Yin, Aloysius as For For Management
Independent Non-Executive Director
1c2 Reelect Zhou Shouwei as Non-Executive For For Management
Director
1c3 Reelect Yang Hua as Executive Director For For Management
1c4 Authorize Board Of Directors to Fix For 60; For Management
Remuneration of Directors
1d Reelect Chiu Sung Hong as Independent For For Management
Non-Executive Director and Authorize 60;
Board to Fix His Remuneration
1e Re-appoint Auditors and Authorise The For For Management
Board to Fix Remuneration
2a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital 60;
2b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptiv e Rights
2c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COMBA TELECOM SYSTEMS HOLDINGS LTD.
Ticker: 2342 Security ID: G22972106
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAY 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.08 Per For For 0; Management
Share
3 Approve Special Dividend of HK$0.04 Per For For Management
60; Share
4a Reelect Fok Tung Ling as Executive For For Management
Director 60;
4b Reelect Yao Yan as Independent For For Management
Non-Executive Director 60;
4c Reelect Lau Siu Ki, Kevin as For For Management
Independent Non-Executive Director
4d Reelect Liu Cai as Independent For For Management
Non-Executive Director
4e Authorize Board to Fix the Remuneration For For Management
of Dire ctors
5 Reappoint Ernst & Young as Auditors and For For Management
Authorize the Board to Fix Their 0;
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 0; For For Management
Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve Refreshment of Mandate Limit For Against Management
Under Share Option Scheme & #160;
10 Authorize Capitalization of an HK$10.72 For For Management
Million Standing to the Credit of the
Share Premium Account and Application & #160;
of Such Amount for Payment in Full of
107.23 Million New Shares of HK$0.10
Each on the Basis of One Bonus Share
for Every 10 Shares Held
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F105
Meeting Date: MAR 16, 2010 Meeting Type: Annual
Record Date: JAN 13, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For 0; Management
Statutory Reports
2a Elect Craig Arnold as Director For For Management
2b Elect Robert H. Brust as Directo r For For Management
2c Elect John M. Connors, Jr. as Director For For Management
2d Elect Christopher J. Coughlin as For For Management
Director ;
2e Elect Timothy M. Donahue as Director For For Management
2f Elect Kathy J. Herbert as Director For For Management
2g Elect Randall J. Hogan, III as Director For For Management
2h Elect Richard J. Meelia as Director For Abstain Management
2i Elect Dennis H. Reilley as Director For For Management
2j Elect Tadataka Yamada as Director For For 0; Management
2k Elect Joseph A. Zaccagnino as Director For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration Auditors
4 Authorize Share Repurchase Program For For Management
5 Authorize Reissuance of Treasury Shares For For 0; Management
--------------------------------------------------------------------------------
CUMMINS INC. 0;
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert J. Bernhard For For Management
2 Elect Director Franklin R. Chang-Diaz For For Management
3 Elect Director Robert K. Herdman For For Management
4 Elect Director Alexis M. Herman For For Management
5 Elect Director N. Thomas Linebarger For For Management
6 Elect Director William I. Miller For For Management
7 Elect Director Georgia R. Nelson &# 160; For For Management
8 Elect Director Theodore M. Solso For For Management
9 Elect Director Carl Ware For For Management
10 Ratify Auditors &# 160; For For Management
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD 60;
Ticker: 991 Security ID: Y20020106
Meeting Date: AUG 10, 2009 Meeting Type: Special
Record Date: JUL 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for the For For Management
Borrowing of Inner Mongolia Datang
International Zhuozi Windpower Co. Ltd.
2 Approve Provision of Guarantee for the For For Management
Borrowing of Jiangsu Datang
International Lvsigang Power Generation & #160;
Co. Ltd.
3 Approve Provision of Guarantee for the For Against Management
Borrowing of Yunnan Datang
International Lixianjiang Hydropower
Development Co. Ltd. 0;
4 Approve Provision of Guarantee for the For Against Management
Borrowing of Inner Mongolia Datang
International Hohhot Thermal Power
Generation Co. Ltd.
5 Approve Provision of Guarantee for the For &# 160; Against Management
Borrowing of Inner Mongolia Datang
International Renewable Energy Resource
Dev elopment Co. Ltd.
--------------------------------------------------------------------------------
DEERE & CO. 60;
Ticker: DE Security ID: 244199105
Meeting Date: FEB 24, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal 0; Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel R. Allen For For Management
2 Elect Director Aulana L. Peters For For Management
3 60; Elect Director David B. Speer For For Management
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
6 & #160; Amend Executive Incentive Bonus Plan For For Management
7 Ratify Auditors For For Management
8 Limit Executive Compensation Against Against Shareholder
9 0; Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
10 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Richels For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
DONGYUE GROUP LIMITED
Ticker: 189 Security ID: G2816P107
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAY 18, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
0; Statutory Reports
2a Reelect Zhang Jianhong as Executive For For Management
Director 60;
2b Reelect Yue Run Dong as Independent For For Management
Non-Executive Director
2c Reelect Ting Leung Huel, Stephen as For Against Management
Independent Non-Executive Director
2d Reelect Yan Jianhua as Executive For Against Management
Director
3 Authorize Board to Fix Remuneration of For For Management
Directors 0;
4 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Final Dividend For For Management
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights &# 160;
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For ; Against Management
Shares
--------------------------------- - -----------------------------------------------
E-HOUSE CHINA HOLDINGS LTD
Ticker: EJ Security ID: 26852W103 &# 160;
Meeting Date: DEC 30, 2009 Meeting Type: Annual
Record Date: NOV 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gordon Jianjun Zang as Director For For Management
--------------------------------------------------------------------------------
EVERGREEN MARINE CORP.
Ticker: 2603 Security ID: Y23632105
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: APR 19, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
60; and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends ;
3 Amend Operating Procedures for Loan of For For Management
Funds to Other Parties and Endorsement
and Guarantee
--------------------------------------------------------------------------------
FIRST SOLAR, INC.
Ticker: FSLR Security ID: 336433107
Meeting Dat e: JUN 1, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Ahearn For For Management
1.2 Elect Director Robert J. Gillette For For Management
1.3 Elect Director Craig Kennedy &# 160; For For Management
1.4 Elect Director James F. Nolan For For Management
1.5 Elect Director William J. Post For For Management
1.6 Elect Director J. Thomas Presby For 0; For Management
1.7 Elect Director Paul H. Stebbins For Withhold Management
1.8 Elect Director Michael Sweeney For Withhold Management
1.9 Elect Director Jose H. Villarreal For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO. LTD.
Ticker: 2881 Security ID: Y26528102
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# ; Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements 60;
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Approve the Issuance of New Share s from For For Management
Retained Earnings
4 Approve Long-Term Financing of the For For Management
Company
5 Amend Articles of Association For For Management
6 Amend Procedures Governing the For For Management
Acquisition and Disposal of Assets
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directo rs
--------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI 60;
Ticker: 639 Security ID: Y2677L104
Meeting Date: OCT 30, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 154.2 Million For For Management
Shares of Mount Gibson Iron Ltd. from
Sky Choice International Ltd. at a &# 160;
Consideration of HK$1.2 Billion, and
the Related Issuance of 213.9 Million
New Consideration Shar es
--------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI 60;
Ticker: 639 Security ID: Y2677L104
Meeting Date: NOV 13, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor & #160;
1 Approve the Second Revised Supply For For Management
Contract and Related Annual Caps
2 Approve the Intra-group Advances Master For For & #160; Management
Contract and Related Annual Caps
3 Approve Provision of Guarantee to China For For Management
Merchant Bank Company Ltd., Shenzhen 60;
Branch in Respect of a Loan Facility of
Up to RMB 400 Million
--------------------------------------------------------------------------------
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (FORMERLY CHINA EAGL
Ticker: 493 Security ID: G3978C124
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: APR 27, 2010 �� ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Ng Kin Wah as an Executive For Against Management
Director
2b Reelect Zhu Jia as a Non-Executive For For Management
Director
2c Reelect Ian Andrew Reynolds as a For For Management
Non-Executive Director
2d 60; Reelect Wang Li Hong as a Non-Executive For For Management
Director
2e Reelect Sze Tsai Ping, Michael as an For For Management
Independent Non-Executive Director
2f Reelect Chan Yuk Sang as an Independent For For Management
Non-Executive Director & #160;
2g Authorize Board to Fix Remuneration of For For Management
Directors
3 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration &# 160;
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital & #160;
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GSI COMMERCE, INC.
Ticker: GSIC Security ID: 36238G102
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010&# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Rubin & #160; For For Management
1.2 Elect Director M. Jeffrey Branman For For Management
1.3 Elect Director Michael J. Donahue For For Management
1.4 Elect Director Ronald D. Fisher For For 0; Management
1.5 Elect Director John A. Hunter For For Management
1.6 Elect Director Mark S. Menell For For Management
1.7 Elect Director Jeffrey F. Rayport For For Management
1.8 Elect Director Lawrence S. Smith For For Management
1.9 Elect Director Andrea M. Weiss For For Management
2 Approve Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock and For For Management
Maintain Shares of Preferred Stock
4 Ratify Auditors For For 60; Management
--------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO LTD 60;
Ticker: 1169 Security ID: G42313125
Meeting Date: MAR 9, 2010 Meeting Type: Special
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Appr ove Continuing Connected For For Management
Transactions Between the Company and
Qingdao Haier Investment and 60;
Development Co. Ltd.
--------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO LTD
Ticker: 1169 Security ID: G42313125
Meeting Date: JUN 28, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports 0;
2a1 Reelect Zhou Yun Jie as Executive For For Management
Director
2a2 Reelect Li Hua Gang as Executive For For Management
Director
2a3 Reelect Sun Jing Yan as Executive For 0; Against Management
Director
2a4 Reelect Wu Yinong as Independent For For Management
Non-Executive Director
2a5 Reelect Yu Hon To, David as Independent For For Management
Non-Executive Director & #160;
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Refreshment of Mandate Limit For Against Management
Under Share Option Scheme
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
& #160; Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares 0;
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD. & #160;
Ticker: 357 Security ID: Y2983U103
Meeting Date: MAY 31, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Report
4 Approve Final Dividend For For Management
5 Reappoint PricewaterhouseCoopers and For For Management
Zon Zun Certified Public Accountants
Office Ltd. Respectively as the
Company's International and Domestic
Auditors and Authorize the Board to Fix
Their Remuneration
6 Approve Remuneration Proposal for For For Management
Directors, Supervisors, and Company
Secretary for 2010
7 Other Business (Voting) For Against Management
8 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 357 Security ID: Y2983U103
Meeting Date: MAY 31, 2010 Meeting Type: Special
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 24.5 Percent For For Management
Equity Interest in HNA Airport Holding
(Group) Company Ltd., from Kingward
Investment Ltd.
2 Approve Acquisition of 30 Percent For For Management
Equity Interest in HNA Airport Holding
(Group) Company Ltd. from HNA Group
Company Ltd.
3 Approve Proposed A Share Issue of 200 For For Management
Million A Shares of RMB 1 Each & #160;
4 Approve Use of Proceeds from in For For Management
Relation to the A Share Issue
5a Amend Articles of Association For For Management
5b Amend Rules and Procedures Re: For For Management
Shareholder's Meetings (Draft) 60;
5c Amend Rules and Procedures Re: Board For For Management
Meetings (Draft)
5d Amend Rules and Procedure s Re: For For Management
Supervisory Committee Meetings (Draft)
5e Approve Connected Transaction For For Management
0; Decision-Making System (Draft)
5f Approve System for Setting Aside Funds For For Management
Raised for Special Purposes 0;
5g Authorize Board to Make All Necessary For For Management
Amendements to the Articles of
Association of the Company
6 Authorize Board to Do All Such Acts For For Management
Necessary to Implement the A Share
Issue
7 Approve Special Dividend of RMB 0.35 For For Management
Per Share & #160;
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD. 60;
Ticker: 357 Security ID: Y2983U103
Meeting Date: MAY 31, 2010 Meeting Type: Special 60;
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed A Share Issue of 200 For For Management
Million A Shares of RMB 1 Each
--------------------------------------------------------------------------------
HENGDELI HOLDINGS LTD
Ticker: & #160; 3389 Security ID: G45048108
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAY 5, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Reelect Shi Zhongyang as Director and For For 0; Management
Authorize Board to Fix His Remuneration
3b Reelect Cai Jianmin as Director and For For Management
Authorize Board to Fix His Remuneration ;
3c Reelect Wong Kam Fai William Director For For Management
and Authorize Board to Fix His
Remuneration 60;
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their ;
Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 0; For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares ;
--------------------------------------------------------------------------------
HOLLYSYS AUTOMATION TECHNOLOGIES LTD
Ticker: HOLI Security ID: G45667105
Meeting Date: JUN 25, 2010 Meetin g Type: Annual
Record Date:
# Proposal 0; Mgt Rec Vote Cast Sponsor
1.1 Elect Changli Wang as a Director For For Management
1.2 Elect Colin Sung as a Director For For Management
1.3 Elect Jerry Zhang as a Director For For Management
1.4 Elect Jianyun Chai as a Director For For Management
1.5 Elect Qingtai Chen as a Director For For Management
2 Ratify BDO as Auditors For For Management
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: Y36861105
Meeting Date: JU N 8, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2009 For 60; For Management
Dividends and Issuance of New Shares
4 Approve Increase of Cash Capital and For For Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt &# 160;
5 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
6 Approve Amendments on the Procedur es For For Management
for Endorsement and Guarantees
7 Amend Articles of Association For For Management
8.1& #160; Elect Gou, Terry with ID Number 1 as For For Management
Director
8.2 Elect Tai, Jeng-Wu from Hon-Hsiao For For Ma nagement
International Investment Co. with ID
Number 16662 as Director
8.3 Elect Lu, Sidney from Hon-Hsiao For For Management
International Investment Co. with ID
Number 16662 as Director 0;
8.4 Elect Chien, Mark from Hon-Jin For For Management
International Investment Co. with ID
Number 57132 as Director &# 160;
8.5 Elect Wu Yu-Chi with ID Number For For Management
N120745520 as Independent Director
8.6 Elect Liu, Cheng Yu with ID Number For For Management
E121186813 as Independent Director
8.7 Elect Huang, Chin-Yuan with ID Number For For Management
R101807553 as Supervisor
8.8 Elect Chen Wan, Jui-Hsia from Fu rui For For Management
International Investment Co., Ltd. 0;
with ID Number 18953 as Supervisor
9 Approve Release of Restrictions of For For Management
Competitive Activities of Directors 60;
10 Transact Other Business None None Management
--------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: 7267 Security ID: J22302111 ;
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12 0;
2.1 Elect Director Takanobu Itou For For Management
2.2 Elect Director Kouichi Kondou For For Management
2.3 Elect Director Shigeru Takagi For ; For Management
2.4 Elect Director Akio Hamada For For Management
2.5 Elect Director Tetsuo Iwamura For For Management
2.6 Elect Director Tatsuhiro Ohyama For Fo r Management
2.7 Elect Director Fumihiko Ike For For Management
2.8 Elect Director Masaya Yamashita For For Management
2.9 Elect Director Kensaku Hougen For For &# 160; Management
2.10 Elect Director Nobuo Kuroyanagi For For Management
2.11 Elect Director Takeo Fukui For For Management
2.12 Elect Director Hiroshi Kobayashi For For Management
2.13 Elect Director Shou Minekawa For For Management
2.14 Elect Director Takuji Yamada For For Management
2.15 Elect Director Youichi Houjou For For Management
2.16 Elect Director Tsuneo Tanai For For Management
2.17 Elect Director Hiroyuki Yamada For For Management
2.18 Elect Director Tomohiko Kawanabe For For Management
2.19 Elect Director Masah iro Yoshida For For Management
2.20 Elect Director Seiji Kuraishi For For Management
3 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors 0;
--------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD 60;
Ticker: 388 Security ID: Y3506N139
Meeting Date: APR 22, 2010 Meeting Type: Annual 0;
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend of HK$ 2.09 Per For ; For Management
Share
3a Elect John Estmond Strickland as For For Management
Director
3b Elect Wong Sai Hung, Oscar as Director For For Management
4 Reappoint PricewaterhouseCoopers as For & #160;For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6a Approve Remuneration of HK$500,000 and For For Management
HK$350,000 Per Annum Payable to the
Chairman and Each of the Other
Non-executive Directors Respectively 0;
6b Approve Attendance Fee of HK$2,500 Per For For Management
Meeting Payable to the Chairman and
Every Member (Excluding Executive
Director) of Certain Board Committees
7 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
HONGKONG ELECTRIC HOLDINGS LTD.
Ticker: 6 Security ID: Y33549117
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: APR 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and 60; For For Management
Statutory Reports
2 Approve Final Dividend For For Man agement
3a Reelect Lee Lan Yee, Francis as For For Management
Director
3b Reelect Fr ank John Sixt as Director For Against Management
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without 60;
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares 60;
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roberts M. Baylis For For Management
1.2 Elect Director Willard W. Brittain, Jr. For For Management
3 Elect Director Terence C. Golden For For Management
4 Elect Director Ann McLaughlin Korologos For For Management
5 Elect Director Richard E. Marriott For For Management
6 Elect Dir ector John B. Morse, Jr. For For Management
7 Elect Director Gordon H. Smith For For Management
8 Elect Director W. Edward Walter For For Management
9 Ratify Auditors &# 160; For For Management
--------------------------------------------------------------------------------
HUMAN GENOME SCIENCES, INC. 60;
Ticker: HGSI Security ID: 444903108
Meeting Date: MAY 20, 2010 Meeting Type: Annual 60;
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast S ponsor
1.1 Elect Director Richard J. Danzig For For Management
1.2 Elect Director Jurgen Drews For For Management
1.3 Elect Director Maxine Gowen For For Management
1.4 Elect Director Tuan Ha-Ngoc For For Management
1.5 Elect Director A. N. 'Jerry' Karabelas For For Management
1.6 Elect Director John L. LaMattina For For Management
1.7 Elect Director Augustine Lawlor For For Management
1.8 Elect Director H. Thomas Watkins For For Management
1.9 Elect Director Robert C. Young For For Management
2 Ratify Auditors & #160; For For Management
--------------------------------------------------------------------------------
ILLUMINA, INC. 60;
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 12, 2010�� Meeting Type: Annual 60;
Record Date: MAR 19, 2010
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul C. Grint, M.D. For For Management
1.2 Elect Director David R. Walt, Ph.D. For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: SEP 2, 2009 Meeting Type: Special
Record Date: JUL 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Injection of an Amount For F or Management
Equivalent to RMB 3 Billion in ICBC
Financial Leasing Co., Ltd.
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: NOV 27, 2009 Meeting Type: Special
Record Date: OCT 27, 2009 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
Between Industrial and Commercial Bank
of China Ltd. and Bangkok Bank Public
Company Ltd. and the Voluntary Tender 60;
and Delisting Offers and Related
Transactions 0;
2 Elect Malcolm Christopher McCarthy as For For Management
Independent Non-Executive Director
3 Elect Kenneth Patrick Chung as For For & #160; Management
Independent Non-Executive Director
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 601398 Security ID: ADPV10686
Meeting Date: APR 8, 2010 Meeting Type: Special
Record Date: MAR 8, 2010
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1 Elect Wang Lili as Executive Director For For Management
2 Approve 2010 Fixed Assets Investment For For Management
Budget &# 160;
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED&# 160;
Ticker: 601398 Security ID: ADPV10686
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor 60;
1 Approve 2009 Work Report of the Board For For Management
of Directors
2 Approve 2009 Work Report of the Board ; For For Management
of Supervisors
3 Approve 2009 Audited Accounts For For Management
4 Approve 2009 Profit Distribution Plan For For Management
5 Reappoint Ernst and Young and Ernst and For For Management
Young Hua Ming as Auditors and Fix the
Total Audit Fees for 2010 at RMB 159.60
million
6 Approve Capital Management Plan f or For For Management
Years 2010 to 2012
7 Approve Issuance of H Shares and A For For Management
Share Convertible Corporate Bonds
(Convertible Bonds)
8a Approve Type of Securities to be Issued For For Management
in Relation to the Issuance of the
Convertible Bonds
8b Approve Issue Size in Relation to the For For Management
Issuance of the Convertible Bonds
8c Approve Nominal Value and Issue Price For For Management
in Relation to the Issuance of the
Convertible Bonds
8d 60; Approve Term in Relation to the For For Management
Issuance of the Convertible Bonds
8e Approve Interest Rate in Relation to For For Management
the Issuance of the Convertible Bonds
8f Approve Timing and Method of Interest For For Management
Payment in Relation to the Issuance of
the Convertible Bonds
8g Approve Conversion Period in Relation For For Management
to the Issuance of the Convertible
Bonds
8h Approve Method for Determining the For For Management
Number of Shares for Conversion in
Relation to the Issuance of the
Convertible Bonds & #160;
8i Approve Determination and Adjustment of For For Management
CB Conversion Price in Relation to the
Issuance of the Convertible Bonds
8j Approve Downward Adjustment to CB For For Management
Conversion Price in Relation to the & #160;
Issuance of the Convertible Bonds
8k Approve Terms of Redemption in Relation For For Management
to the Issuance of the Convertible &# 160;
Bonds
8l Approve Terms of Sale Back in Relation For For ; Management
to the Issuance of the Convertible
Bonds
8m Approve Dividend Rights of the Year of For For Management
Conversion in Relation to the Issuance
of the Convertible Bonds & #160;
8n Approve Method of Issuance and Target For For Management
Investors in Relation to the Issuance
of the Convertible Bonds 0;
8o Approve Subscription Arrangement for For For Management
the Existing Holders of A Shares in
Relation to the Issuance of the
Convertible Bonds
8p ; Approve CB Holders and CB Holders' For For Management
Meetings in Relation to the Issuance of
the Convertible Bonds &# 160;
8q Approve Use of Proceeds in Relation to For For Management
the Issuance of the Convertible Bonds
8r Approve Special Provisions in Relation For For Management
to Supplementary Capital in Relation to
the Issuance of the Convertible Bonds
8s Approve Security in Relation to the For For ; Management
Issuance of the Convertible Bonds
8t Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
of the Convertible Bonds
8u Approve Matters Relating to For For Management
Authorisation in Relation to the
Issuance of the Convertible Bonds
9 Approve Feasibility Analysis Report on For 0; For Management
the Use of Proceeds of the Public
Issuance of A Share Convertible
Corporate Bonds
10 Approve Utilization Report on the For For Management
Bank's Use of Proceeds from the 0;
Previous Issuance of Securities by the
Bank
11 Approve the Revised Plan on None For Shareholder
Authorisation of the Shareholders'
General Meeting to the Board of
Directors as Set Out in Appendix 1 to
the Supplemental Circular of the Bank 60;
Dated 4 May 2010
--------------------------------------------------------------------------------
INNOLUX DISPLAY CORP
Ticker: 3481 Security ID: Y4083P109
Meeting Date: JAN 6, 2010 Meeting Type: Special
Record Date: DEC 7, 2009
;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger with TPO Displays For For Management
Corporation and Chi Mei Optoelectronics & #160;
Corp.
2 Approve Issuance of Shares in For For Management
Connection with the Merger
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
INSPUR INTERNATIONAL LTD.
Ticker: 596 Security ID: G4820C122
Meeting Date: JUL 2, 2009 Meeting Type: Special
Record Date: & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Inspur For For Management
(Shandong) Electronic Information Ltd.
of a 100 Percent Interest in Jinan
Inspur Communication Ltd. from Shandong &# 160;
Inspur Light and Electricity Technology
Ltd. and Shandong Inspur Leasing Ltd.
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky ; For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For 60; For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For & #160; Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For 0; Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation &# 160;
--------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY &# 160;
Ticker: IGT Security ID: 459902102
Meeting Date: SEP 30, 2009 Meeting Type: Special & #160;
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For For Management
--------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY & #160;
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 2, 2010 Meeting Type: Annual 60;
Record Date: JAN 4, 2010
# Proposal 60; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paget L. Alves For For Management
1.2 Elect Director Patti S. Hart For For Management
1.3 Elect Director Robert A. Mathewson For For ; Management
1.4 Elect Director Thomas J. Matthews For For Management
1.5 Elect Director Robert J. Miller For For Management
1.6 Elect Director Frederick B. Rentschler For For Management
1.7 Elect Director David E. Roberson For For Management
1.8 Elect Director Philip G. Satre For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For & #160; For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For 0; Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For 0; Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation 60;
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
JU TENG INTERNATIONAL HOLDINGS LTD, CAYMAN
Ticker: 3336 Security ID: G52105106
Meeting Date: SEP 30, 2009 Meeting Type: Special
Record Date: &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Annual Caps for For For & #160; Management
Transactions Under the Master Sales
Agreement
--------------------------------------------------------------------------------
JU TENG INTERNATIONAL HOLDINGS LTD.
Ticker: 3336 Security ID: G52105106
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAY 14, 2010 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For & #160; Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Hsieh Wan-Fu as Executive For Against Management
Director
3b Reelect Tsui Yung Kwok as Executive For Against ; Management
Director
3c Reelect Tsai Wen-Yu as Independent For For Management
Non-E xecutive Director
3d Authorize Board to Fix Remuneration of For For Management
Directors & #160;
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Re muneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without 60;
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares 0;
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP & #160;
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 3, 2010 Meeting Type: Annual 60;
Record Date: APR 12, 2010 ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheldon G. Adelson For Withhold Management
1.2 Elect Director Irwin Chafetz For Withhold Management
2 Ratify Auditors For For Management
3 Prepare Sustainability Report Against For Shareholder
4 Other Business For Against Management
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED)
Ticker: 992 Security ID: Y5257Y107 0;
Meeting Date: JAN 22, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement and For For Management
the Issue of Consideration Shares &# 160;
--------------------------------------------------------------------------------
LI & FUNG LIMITED 0;
Ticker: 494 Security ID: G5485F144
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAY 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend of HK$0.49 Per For For 60; Management
Share
3a Reelect Victor Fung Kwok King as For For Management
Director
3b Reelect Bruce Philip Rockowitz as For For Management
Director
3c Reelect Paul Edward Selway-Swift as For For Management
Director 0;
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Increase in Authorized Share For For Management
Capital from HK$100 Million to HK$150 ;
Million by the Creation of 2 Billion
New Shares
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8&# 160; Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve Refreshment of Scheme Mandate For Against Management
Limit Under Share Option Scheme
--------------------------------------------------------------------------------
LIJUN INTERNATIONAL PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 2005 Security ID: G54882124
Meeting Date: MAY 28, 2010 Meeting Type: Annual 60;
Record Date: MAY 24, 2010
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Qu Jiguang as an Executive For For Management
Director
2b Reelect Duan Wei as an Executive For For 0; Management
Director
2c Reelect Zhang Guifu as an Executive For For Management
60; Director
2d Reelect Gao Shuping as an Executive For Against Management
Director & #160;
2e Reelect Wang Yibing as an Independent For For Management
Non-Executive Director
3 Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint PricewaterhouseCoopers as For ; For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Final Dividend For For Management
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without ;
Preemptive Rights
6b Authorize Repurchase of Up to 10 For For Management
60; Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares 0;
--------------------------------------------------------------------------------
LINC ENERGY LTD. ;
Ticker: LNC Security ID: Q5562Z103
Meeting Date: NOV 26, 2009 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended June 30, 2009 �� &# 160;
2 Elect Kenneth Dark as a Director For For Management
3a Ratify the Past Issuance of 46,394 For For Management
Shares at Various Deemed Issue Prices 60;
to Various Landowner Groups as
Consideration Pursuant to the & #160;
Compensation and Land Use and Access
Agreements
3b Ratify the Past Issuance of 41 Million For For Management
Shares at an Issue Price of A$1.40 Each
to Institutional Investors and Clients
of BBY Ltd
3c Ratify the Past Issuance of 1.6 Million For For Management
Shares at an Issue Price of A$1.872 60;
Each to Citicorp Nominees Pty Ltd on
Account of Institutional Investors
Resulting from the Conversion of
Convertible Notes
3d Ratify the Past Issuance of 4.63 For For Management
Million Shares at the Issue Prices of
A$1.268 and A$1.36 Each to Citicorp
Nominees Pty Ltd on Account of
Institutional Investors Resulting from
the Conversion of Co nvertible Notes
4 Approve the Remuneration Report for the For For Management
Financial Year Ended June 30, 2009
5 Approve the Linc Energy Employee For For Management
Performance Rights Plan
--------------------------------------------------------------------------------
LITE-ON TECHNOLOGY CORP.
Ticker: 2301 & #160; Security ID: Y5313K109
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: APR 16, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements 60;
2 Approve 2009 Allocation of Income and For For Management
Dividends ;
3 Approve the Issuance of New Shares from For For Management
Retained Earnings
4 &# 160; Amend Articles of Association For For Management
5 Amend Operating Procedures for Loan of For For Management
Funds to Other Parties and Endorsement
60; and Guarantee
6.1 Elect Raymond Soong with ID Number 1 as For For Management
Director & #160;
6.2 Elect David Lin with ID Number 639 as For For Management
Director &# 160;
6.3 Elect Joseph Lin from Dorcas Investment For For Management
Co., Ltd. with ID Number 617 as
Director
6.4 Elect Warren Chen from Lite-On Capital For For Management
Inc. with ID Number 28383 as Director
6.5 Elect Keh-Shew Lu from Ta-Sung For For Management
Investment Co., Ltd. with ID Number
59285 as Director
6.6 Elect Rick Wu from Ta-Sung Investment For For Management
Co., Ltd. with ID Number 59285 as
Director ;
6.7 Elect CH Chen from Yuan Pao Development For For Management
& Investment Co. Ltd. with ID Number &# 160;
103603 as Director
6.8 Elect David Lee from Yuan Pao For For Management
Development & I nvestment Co. Ltd. with
ID Number 103603 as Director
6.9 Elect Kuo-Feng Wu with ID Number 435271 For For Management
as Director
6.10 Elect Harvey Chang with ID Number For For Management
441272 as Director ;
6.11 Elect Edward Yang with ID Number 435270 For For Management
as Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
8 Transact Other Business None 60; None Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION & #160;
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 & #160; Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors & #160; For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MINDRAY MEDICAL INTERNATIONAL LTD.
Ticker: MR Security ID: 602675100
Meeting Date: DEC 15, 2009 Meeting Type: Annual
Record Date: NOV 6, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Xu Hang as Director For For Management
2 Reelect Chen Qingtai as Director For For Management
3 Reelect Ronald Ede as Director For For Management
4 Ratify PricewaterhouseCoopers as For For Management
; Auditors for December 31, 2008
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for December 31, 2009 60;
6 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MOSAIC CO
Ticker: MOS Security ID: 61945A107
Meeting Date: OCT 8, 2009 Meeting Type: Annual
Record Date: AUG 10, 2009
#&# 160; Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis E. Cochran For For Management
1.2 Elect Director Robert L. Lumpkins For Withhold Management
1.3 Elect Direc tor Harold H. MacKay For For Management
1.4 Elect Director William T. Monahan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors &# 160; For For Management
--------------------------------------------------------------------------------
MTR CORPORATION LTD ;
Ticker: 66 Security ID: Y6146T101
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Vincent Cheng Hoy-chuen as For For Management
Director 0;
3b Reelect Chow Chung-kong as Director For For Management
3c Reelect Chrisitne Fang Meng-sang as For For Management
Director ;
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their & #160;
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securiti es without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares 60;
--------------------------------------------------------------------------------
NETEASE COM INC
Ticker: NTES Security ID: 64110W102 60;
Meeting Date: SEP 4, 2009 Meeting Type: Annual
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-election Of Director: William Ding For Against Management
2 Re-election Of Director: Alice Cheng For For Management
3 Re-election Of Director: Denny Lee For Against Management
4 Re-election Of Director: Joseph Tong For For Management
5 Re-election Of Director: Lun Feng For Against Management
6 Re-election Of Director: Michael Leung For For 60; Management
7 Re-election Of Director: Michael Tong For Against Management
8 Appoint Pricewaterhousecoopers Zhong For For Management
Tian CPAs Limited Company as 0;
Independent Auditors Of Netease.com,
Inc. For The Fiscal Year Ending
December 31, 2009.
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 17 Security ID: Y63084126
Meeting Date: DEC 9, 200 9 Meeting Type: Annual
Record Date: DEC 1, 2009
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Cheng Kar-Shun, Henry as For For Management
Director
3b Reelect Cha Mou-Sing, Payson as For Against Management
Director 0;
3c Reelect Cheng Kar-Shing, Peter as For �� For Management
Director
3d&# 160; Reelect Leung Chi-Kin, Stewart as For Against Management
Director
3e Reelect Chow Kwai-Cheung as Director For For Management
3f Reelect Ki Man-Fung, Leonie as Director For For Management
3g Authorize Board to Fix the Remuneration For For Management
of Directors &# 160;
4 Reappoint Joint Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For 0; For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities wi thout
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against 0; Management
Shares
--------------------------------------------------------------------------------
NINE DRAGONS PAPER HOLDINGS LTD
Ticker: 2689 Security ID: G65318100 &# 160;
Meeting Date: DEC 3, 2009 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports & #160;
2 Approve Final Dividend For For Management
3a1 Reelect Cheung Yan as Director For For Management
3a2 Reelect Liu Ming C hung as Director For For Management
3a3 Reelect Zhang Cheng Fei as Director For For Management
3a4 Reelect Zhang Yuanfu as Director For For Management
3a5 Reelect Lau Chun Shun as Director For Against 0; Management
3a6 Reelect Gao Jing as Director For For Management
3a7 Reelect Tam Wai Chu, Maria as Director For For Management
3a8 Reelect Chung Shui Ming, Timpson as For For Management
Director
3a9 Reelect Cheng Chi Pang as Director For For Management
3a10 Reelect Wang Hong Bo as Director For For & #160; Management
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Audi tors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 60; For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares 60;
--------------------------------------------------------------------------------
ORIENT OVERSEAS INTERNATIONAL LTD.
Ticker: 316 Security ID: G67749153
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Tung Chee Chen as Director For For Management
2b Reelect Tung Lieh Sing Alan as Director For For Management
2c Reelect Wong Yue Chim Richard as For For Management
0;Director
3 Authorize Board to Fix the Remuneration For For Management
of Directors 0;
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without & #160;
Preemptive Rights
5b Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares ;
--------------------------------------------------------------------------------
PERFECT WORLD CO., LTD. ;
Ticker: PWRD Security ID: 71372U104
Meeting Date: NOV 14, 2009 Meeting Type: Annual/Special
Record Date: OCT 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendment Of Section 3.1 (a) Of The For Against Management
Amended And Restated Shareincentive
Plan Of The Company By Replacing It ;
With The Following paragraph, All As
More Fully Described In The Proxy
Statement.& #160;
2 Amendment Of Section 5.2 (a) (ii) And For For Management
(iii) Of The Amended And restated Share 60;
Incentive Plan Of The Company.
3 Ratification Of The Appointment Of Mr. For For Management
Han Zhang As An independent Director Of 0;
The Company. ��
4 Ratification Of The Appointment Of Mr. For For Management
Daniel Dong Yang As An independent
Director Of The Company.
5 Ratification Of The Appointment Of The For ; For Management
Independent Auditor
PricewaterhouseCoopers For The Fiscal
Year 2008.
6 Appointment Of The Independent Auditor For For Management
PricewaterhouseCoopers for The Fiscal &# 160;
Year 2009.
7 Amendment Of Article 1 Of The Amended For For Management
And Restated Memorandum and Articles Of
Association By Adding The Following
Definition: designated Stock Exchange 60;
Means The Nasdaq Stock Market.
8 Amendment Of Article 111 Of The Amended For For Management
And Restated Memorandum and Articles Of
Association Of The Company.
9 Inclusion Of Financial Statements Of For For 0;Management
Fiscal Year 2008 In The company S 2008
Annual Report.
10 To Authorize Each Of Directors To Take For Against Management
Any & Every Action That might Be
Necessary To Effect Foregoing ;
Resolutions 1 To 9.
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 601857 Security ID: Y6883Q104 0;
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports 60;
4 Approve Final Dividends For For Management
5 Authorize Board to Determine the For For Management
Distribution of Interim Dividends for
the Year 2010
6 Reappoint PricewaterhouseCoo pers as For For Management
International Auditors and
PricewaterhouseCoopers Zhong Tian CPAs
Company Limited as Domestic Auditors
and Authorize Board to Fix Their
Remuneration 0;
7 Approve Subscription Agreement with For Against Management
China Petroleum Finance Co., Ltd. and
China National Petroleum Corp.
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without & #160;
Preemptive Rights
------------------------- - -------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: Y69790106 &# 160;
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUL 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve a Specific Mandate to Allot and For For Management
Issue Consideration Shares Under the 60;
Share Purchase Agreement
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: Y69790106
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUL 7, 2009
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Approve a Specific Mandate to Allot and For For Management
Issue Consideration Shares Under the
Share Purchase Agreement
--------------------------------------------------------------------------------
PIXART IMAGING INC.
Ticker: 3227 Security ID: Y6986P102
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Approve the Exemption from Income Tax For & #160; For Management
of Issuance of 1,500,000 Shares for a
Private Placement
4 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
5 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
6 Elect a Supervisor For Against Management
--------------------------------------------------------------------------------
POLY (HONG KONG) INVESTMENTS LIMITED (FORMERLY CONTINENTAL M
Ticker: 119 Security ID: Y70620102
Meeting Date: APR 12, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports 0;
2 Approve Final Dividend For For Management
3a Reelect Xue Ming as a Director For For Management
3b Reelect Ye Li Wen as a Director For For Management
3c Reelect Chan Tak Chi, William as a For Against Management
Director 60;
3d Reelect Choy Shu Kwan as a Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors & #160;
4 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights & #160;
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c& #160; Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
POLY (HONG KONG) INVESTMENTS LIMITED (FORMERLY CONTINENTAL M
Ticker: 119 Security ID: Y70620102 & #160;
Meeting Date: APR 15, 2010 Meeting Type: Special
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Acquisiton, the Sale and For For Management
Purchase Agreement and the Issue of the & #160;
218.8 Million Consideration Shares at a
Price of HK$9.10 Per Consideration
Share 0;
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 6, 2010 Meeting Type: An nual/Special
Record Date: MAR 11, 2010
# Proposal ; Mgt Rec Vote Cast Sponsor
1.1 Elect C. M. Burley as Director For For Management
1.2 Elect W. J. Doyle as Director For For Management
1.3 Elect J. W. Estey as Director For F or Management
1.4 Elect C. S. Hoffman as Director For For Management
1.5 Elect D. J. Howe as Director For For Management
1.6 Elect A. D. Laberge as Director For For 0; Management
1.7 Elect K. G. Martell as Director For For Management
1.8 Elect J. J. McCaig as Director For For Management
1.9 Elect M. Mogford as Director For For Management
1.10 Elect P. J. Schoenhals as Director For For Management
1.11 Elect E. R. Stromberg as Director For For Management
1.12 Elect E. Viyella de Paliza as Director For For Management
2 Ratify Deloitte & Touche LLP as ; For For Management
Auditors
3 Approve Performance Option Plan For For Manag ement
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Hort on For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Brent Scowcroft For For & #160; Management
1.12 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors ; For For Management
--------------------------------------------------------------------------------
RESEARCH IN MOTION LTD ;
Ticker: RIM Security ID: 760975102
Meeting Date: JUL 14, 2009 Meeting Type: Annual
Record Date: MAY 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Lazaridis For For Management
1.2 Elect Director James Estill For For Management
1.3 Elect Director David Kerr For For Management
1.4 Elect Director Roger Martin For For Management
1.5 Elect Director John Richardson For For Management
1.6 Elect Director Barbara Stymiest For For Management
1.7 Elect Director John Wetmore For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS CO., LTD.
Ticker: 631 Security ID: G78163105
Meeting Date: JUN 25, 2010 Me eting Type: Annual
Record Date: JUN 21, 2010
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Mao Zhongwu as Executive For For Management
Director 60;
3b Reelect Liang Jianyi as Executive For For Management
Director 60;
3c Reelect Xiang Wenbo as Non-Executive For For Management
Director
3d Reelect Huang J ianlong as Non-Executive For For Management
Director
3e Reelect Wu Jialiang as Non-Executive For For Management
Director
3f Reelect Xu Yaxiong as Independent For For Management
Non-Executive Director 0;
3g Reelect Ngai Wai Fung as Independent For For Management
Non-Executive Director ;
3h Reelect Ng Yuk Keung as Independent For For Management
Non-Executive Director
4 Authorize Board to Fix Remuneration of For ; For Management
Directors
5 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without 60;
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
&# 160; Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares 0;
--------------------------------------------------------------------------------
SIMPLO TECHNOLOGY CO., LTD. ;
Ticker: 6121 Security ID: Y7987E104
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Approve the Issuance of New Shares from For For Management
Retained Earnings 60;
4 Amend Articles of Association For For Management
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Approve Amendments on the Procedures For For Management
for Loans to Other Parties &# 160;
7 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
8 Transact Other Business & #160; None None Management
--------------------------------------------------------------------------------
SINO LAND COMPANY LTD
Ticker: 83 Security ID: Y80267126
Meeting Date: NOV 5, 2009 Meeting Type: Annual 60;
Record Date: OCT 30, 2009
# Proposal Mgt Rec Vote Cast S ponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK $0.3 Per For For Management
Ordinary Share with Scrip Option
3a Reelect Robert Ng Chee Siong as For For Management
; Director
3b Reelect Allan Zeman as Director For For Management
3c Reelect Yu Wai Wai as Director For Against 0; Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Deloitte Touche Tohmats u as For For Management
Auditors and Authorize Board to Fix
Their Remuneration ;
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For & #160; Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Amend Articles of Association and Adopt For For Management
New Articles of Association
--------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102 ;
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin L. Beebe For For Management
1.2 Elect Director Timothy R. Furey For For Management
1.3 Elect Director David J. McLachlan For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SMARTHEAT, INC.
Ticker: HEAT Security ID: 83172F104
Meeting Date: NOV 18, 2009 Meeting Type: Annual
Record Date: SEP 25, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jun Wang For For Management
1.2 Elect Director Weiguo Wang For For Management
1.3 Elect Director Wenbin Lin For Withhold Management
1.4 Elect Director Arnold Staloff For For Management
1.5 Elect Direc tor Xin Li For For Management
2 Ratify Auditors For For Management
------------------------------------ - --------------------------------------------
SMARTHEAT, INC.
Ticker: HEAT Securi ty ID: 83172F104
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jun Wang For For Management
1.2 Elect Director Weiguo Wang ; For For Management
1.3 Elect Director Wenbin Lin For Withhold Management
1.4 Elect Director Arnold Staloff For For Management
1.5 Elect Director Xin Li 60; For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SOLARWINDS, INC.
Ticker: SWI Security ID: 83416B109
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010 60;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Horing For 60; For Management
1.2 Elect Director J. Benjamin Nye For For Management
1.3 Elect Director Kevin B. Thompson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPX CORPORATION ;
Ticker: SPW Security ID: 784635104
Meeting Date: MAY 6, 2010 Meeting Type: Annual & #160;
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J. Michael Fitzpatrick For For Management
2 Elect Director Albert A. Koch For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 16 Security ID: Y82594121
Meeting Date: DEC 3, 2009 Meeting Type: Annual
Record Date: NOV 25, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and ; For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Chan Kwok-wai, Patrick as For Against Management
Director
3a2 Reelect Yip Dicky Peter as Director ; For Against Management
3a3 Reelect Wong Yue-chim, Richard as For For Management
Director
3a4 Reelect Cheung Kin-tung, Marvin as For For Management
Director
3a5 Reelect Li Ka-cheung, Eric as Director For For & #160; Management
3a6 Reelect Po-shing Woo as Director For For Management
3a7 Reelect Kwan Cheuk-yin, William as For For Management
Director ;
3a8 Reelect Lo Chiu-chun, Clement as For For Management
Director ;
3a9 Reelect Kwok Ping-kwong, Thomas as For For Management
Director
3b Authorize Board to Fix D irectors' Fees For For Management
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration ��
5 ; Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased 0; For Against Management
Shares
---- - ----------------------------------------------------------------------------
SUNTECH POWER HOLDINGS CO LTD
Ticker: STP Security ID: 86800C104 ;
Meeting Date: AUG 14, 2009 Meeting Type: Annual
Record Date: JUL 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Chairman and CEO Reports None None Management
2 Amend Equity Incentive Plan Re: Shares For For Management
Limit
3 Amend Equity Incentive Plan Re: Term For For Management
Limit
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TAIWAN FERTILIZER CO., LTD.
Ticker: 1722 0; Security ID: Y84171100
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 18, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Financial Statements For For Management
2 ; Approve 2009 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For ; Management
4 Amend Operating Procedures for Loan of For For Management
Funds to Other Parties and Endorsement
and Guarantee & #160;
5 Transact Other Business None None Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
#&# 160; Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Amend Operating Procedures for For For Management
Derivatives Transactions
5 Transact Other Business None None Management
--------------------------------------------------------------------------------
TARGET CORPORATION & #160;
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1 Elect Director Calvin Darden For For Management
2 Elect Director Anne M. Mulcahy For For Management
3 Elect Director Stephen W. S anger For For Management
4 Elect Director Gregg W. Steinhafel For For Management
5 Ratify Auditors For For Management
6 Declas sify the Board of Directors For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Amend Articles of Incorporation For For Management
9 Advisory Vote to Ratify Named Executive Against For 0; Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 700 Security ID: G87572148 &# 160;
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAY 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports & #160;
2 Declare Final Dividend For For Management
3a1 Reelect Zhang Zhidong as Director For For Management
3a2 Reelect Charles St Leger Searle as ; For For Management
Director
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration & #160;
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TRANSOCEAN LTD. ;
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For ; Management
Management
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Change Location of Registered Office to For For Management
Steinhausen, Switzerland
5 Approve Creation of CHF 2.5 Billion For Against Management
Pool of Capital without Preemptive
Rights 0;
6 Approve Reduction in Share Capita and For For Management
Repayment of $3.11 per Sharel ;
7 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities 60;
8a Elect Steven Newman as Director For For Management
8b Reelect Thomas Carson as Director For For Management
8c Reelect Robert Sprague as Directo r For For Management
8d Reelect J. Michael Talbert as Director For For Management
8e Reelect John Whitmire as Director For For Management
9 Appointment Of Ernst & Young LLP as For For ; Management
Independent Registered Public
Accounting Firm for Fiscal Year 2010
10 Transac t Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TRULY INTERNATIONAL HOLDINGS LTD. &# 160;
Ticker: 732 Security ID: G91019102
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: MAY 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend & #160; For For Management
3a1 Reelect Heung Kai Sing as Director For Against Management
3a2 Reelect Lam Wai Wah, Steven as Director For Against Management
3a3 Reelect Ip Cho Ting, Spencer as For For Management
Director
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration 0;
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or ; For Against Management
Equity-Linked Securities without
Preemptive Rights &# 160;
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES CORP.
Ticker: 1216 Security ID: Y91475106
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date: APR 23, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends & #160;
3 Approve Increase in Indirect Investment For For Management
in PRC 60;
4 Approve Increase in Capital and For For Management
Issuance of New Shares
5 Amend Procedures Governing the 60; For For Management
Acquisition or Disposal of Assets
6 Approve Amendments on the Procedures For For Management
for Endorsement a nd Guarantees
7 Approve Amendments on the Procedures For For Management
for Loans to Other Parties 60;
8 Approve Authorization to the Board to For For Management
Increase of Capital and Issuance of
Ordinary Shares to Participate in the &# 160;
Issuance of Global Depository Receipt
or Domestic Increase of Cash Capital
9 Amend Articles of Association For For Management
10.1 Elect Chin-Yen Kao from Kao Chyuan Inv. For For Management
Co., Ltd with ID Number of 69100090 as
Director
10.2 Elect Kao-Huei Cheng from Joyful For For Management
Investment Co., with ID Number of & #160;
69100010 as Director
10.3 Elect Chang-Sheng Lin with ID Number of For For Management
15900071 as Director
10.4 Elect Ping-Chih Wu from Taipo For For Management
Investment Corp. with ID Number of 0;
69100060 as Director
10.5 Elect Hsiu-Jen Liu with ID Number of For For Management
52700020 as Director 60;
10.6 Elect Po-Ming Hou with ID Number of For For Management
23100014 as Director ;
10.7 Elect Ying-Jen Wu with ID Number of For For Management
11100062 as Director
10.8 Elect Chung-Ho Wu from Young Yun Inv. & #160; For For Management
Co., Ltd. with ID Number of 69102650 as
Director 0;
10.9 Elect Chih-Hsien Lo from Kao Chyuan For For Management
Inv. Co.,Ltd. with ID Number of
69100090 as Director ;
10.10 Elect Po-Yu Hou with ID Number 23100013 For For Management
as Director ;
10.11 Elect Kao-Keng Chen with ID Number For For Management
33100090 as Supervisor
10.12 Elect Peng-Chih Kuo from Chau Chih Inv. For For Management
Co.,Ltd. with ID Number 69105890 as
Supervisor
10.13 Elect Joe J.T. Teng with ID Number For For Management
53500011 as Supervisor
11 Approve Release of Restrictions of For For Managemen t
Competitive Activities of Directors
12 Transact Other Business None None Management
--------------------------------------------------------------------------------
UNITED LABORATORIES INTERNATIONAL HOLDINGS LIMITED, THE
Ticker: 3933 Security ID: G8813K108 0;
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAY 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports &# 160;
2 Approve Final Dividend For For Management
3a Reelect Leung Wing Hon as Executive For For Management
Director
3b Reelect Huang Bao Guang as Independent For For Management
Non-Executive Director 0;
3c Reelect Song Ming as Independent For For Management
Non-Executive Director
3d Authorize the Board to Fix Remuneration For For Management
of Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize the Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights 60;
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 ; Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS & #160; Security ID: 911312106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Michael J. Burns ; For For Management
1.3 Elect Director D. Scott Davis For For Management
1.4 Elect Director Stuart E. Eizenstat For For Management
1.5 Elect Director Michael L. Eskew For 60; For Management
1.6 Elect Director William R. Johnson For For Management
1.7 Elect Director Ann M. Livermore For Withhold Management
1.8 Elect Director Rudy Markham For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director Carol B. Tome For For Management
2 Ratify Auditors For For 0; Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE.P Security ID: 91912E105
Meeting Date: JAN 22, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Nomination of Alternate Member For For ; Management
of Board of Directors
2 Approve Agreement to Absorb Mineracao For For Management
Estrela de Apolo and Mineracao Vale 60;
Corumba
3 Appoint Domingues e Pinho Contadores to For For 0; Management
Appraise Proposed Merger
4 Approve Appraisal of Proposed Merger For For Management
5 Approve Absorption of Mineracao Estrela For For 0; Management
de Apolo and Mineracao Vale Corumba
--------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE3 Security ID: 91912E105
Meeting Date: APR 27, 2010 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended ;
Dec. 31, 2009
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Approve Remuneration of Executive For 0; Against Management
Officers, Non-Executive Directors, and
Fiscal Council Members
1 Authorize Capitalization of Reserves For For Management
2 Elect Director For Against Management
----------------------------------------------------- - ---------------------------
VALE S.A.
Ticker: VALE3 ; Security ID: 91912E105
Meeting Date: JUN 22, 2010 Meeting Type: Special
Record Date: &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jose Mauro Mettrau Carneiro da For For Management
0;Cunha as Director
--------------------------------------------------------------------------------
VANC EINFO TECHNOLOGIES INC.
Ticker: VIT Security ID: 921564100
Meeting Date: NOV 13, 2009 ; Meeting Type: Annual
Record Date: OCT 8, 2009
# Proposal &# 160; Mgt Rec Vote Cast Sponsor
1 Re-election Of Hao Chen As A Class B For For Management
Director of the Company
2 Re-election Of Ruby Lu As A Class B For For Management
Director of the Company
3 Re-election Of Kui Zhou As A Class B For For Management
Director of the Company
4 Ratification Of The Appointment Of The For For Management
Independent Auditor Deloitte Touche
Tohmatsu CPA Ltd. For The Fiscal Year
2008 at a fee Agreed By The Directors
5 Appointment Of The Independent Auditor For For Management
Deloitte Touche Tohmatsu CPA Ltd. For
The Fiscal Year 2009 at a Fee Agreed By
Directors
6 Ratification Of Inclusion Of Financial For For Management
Statements Of Fiscal Year2008 in the &# 160;
Company's 2008 Annual Report
7 Authorization of the Directors to take For For Management
any and every action that might be
necessary to effect the foregoing
Resolutions 1 To 6 as such Director, in & #160;
his or her absolute discretion, thinks
fit ;
--------------------------------------------------------------------------------
WAL-MART STORES, INC. & #160;
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For Against Management
7 Elect Di rector Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S. Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. ; For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For 0; For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For Against Management
16 Ratify Auditors For For&# 160; Management
17 Approve Omnibus Stock Plan For Against Management
18 Amend Sharesave Plan For For Management
19 Amend EEO Policy to Prohibit Against For& #160; Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Report on Political Contributions Against For Shareholder
22 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
23 Require Suppliers to Adopt CAK Against Against Shareholder
24 Report on Process for Identifying and Against Against Shareholder
Prioritizing Public Policy Activities
------------------------------------------------------------------ - --------------
WARNACO GROUP, INC., THE
Ticker: WRC Security ID: 934390402
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David A. Bell For For Management
2 Elect Director Robert A. Bowman For ; For Management
3 Elect Director Richard Karl Goeltz For For Management
4 Elect Director Joseph R. Gromek For For Management
5 Elect Director Sheila A. Hopkins For For Management
6 Elect Director Charles R. Perrin For For Management
7 Elect Director Nancy A. Reardon For For Management
8 Elect Director Donald L. Seeley For For Management
9 Elect Director Cheryl Nido Turpin For For Management
10 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WINTEK CORPORATION
Ticker: 2384 ; Security ID: Y9664Q103
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 16, 2010 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Financial Statements For For Management
2 Approve 200 9 Statement of Profit & Loss For For Management
Appropriation
3 Amend Articles of Association For For Management
4 Amend Operating Procedures for Loan of For For Management
Funds to Other Parties and Endorsement
and Guarantee 0;
5.1 Elect Huang Hieng Hsiung with ID Number For For Management
62 as Director
5.2 Elect Liu Hsiu Lien with ID Number 63 For For Management
as Director
5.3 Elect Huang Shih Chieh with ID Number For For Management
68 as Director
5.4 Elect Representative of Hannstar For For Management
Display Corp. with ID Number 172365 as
Director
5.5 Elect Lee Cheng Few with ID Number For For&# 160; Management
92764 as Director
5.6 Elect Huang Jen-Hung with ID Number For For Management
120107 as Director
5.7 Elect Chang Mau-Chung as Director For For Management
5.8 Elect Huang Sheng Ming with ID Number For For Management
64 as Supervisor
5.9 Elect Lin, Lee with ID Number 1090 as For For Management
Supervisor ;
5.10 Elect Yang Chau-Chen with ID Number For For Management
165714 as Supervisor
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
WISTRON CORP.
Ticker: &# 160; 3231 Security ID: Y96738102
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: APR 19, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
;and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends & #160;
3 Approve the Issuance of New Shares from For For Management
Retained Earnings
4 Amend Articles of Association For For Management
5 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
6 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
7 Amend Procedures Governing the For For 60; Management
Acquisition or Disposal of Assets
8 Approve Increase in Capital and For For Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt or Increase in ;
Capital and Issuance of Ordinary Shares
9 Approve Income Tax Exemption Regarding For For Management
Increase in Capital and Issuance of & #160;
Ordinary Shares to Participate in the
Issuance of Global Depository Receipt
&# 160; and Issuance of New Shares from
Retained Earnings
--------------------------------------------------------------------------------
WISTRON NEWEB CORP.
Ticker: 6285 Security ID: Y96739100
Meeting Date: JUN 14, 2010 Meeting Type: Annual
Record Date: APR 15, 2010 &# 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statements
2 Approve 2009 Allocation of Income and For For Management
Dividends &# 160;
3 Approve Capitalization of 2009 For For Management
Dividends and Issuance of New Shares
4 Amend Articles of Association For For Management
5 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
6 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
--------------------------------------------------------------------------------
WPG HOLDINGS CO., LTD.
Ticker: 3702 Security ID: Y9698R101
Meeting Date: JUN 21, 2010 Meeting Type: Annual
Record Date: APR 22, 2010 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Business Operations Report For For Management
and Financial Statem ents
2 Approve 2009 Allocation of Income and For For Management
Dividends 0;
3 Approve the Issuance of New Shares from For For Management
Retained Earnings
4& #160; Approve Acquire 100 Percent Equity of a For For Management
Company via Share Swap
5 Amend Articles of Association For For Management
6 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
7 Approve Amendments on the Procedures For For Mana gement
for Endorsement and Guarantees
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106 ;
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol Bartz For For Management
2 Elect Director Roy J. Bostock For For Managemen t
3 Elect Director Pati S. Hart For For Management
4 Elect Director Eric Hippeau For For Management
5 Elect Director Susan M. James For For ; Management
6 Elect Director Vyomesh Joshi For For Management
7 Elect Director Arthur H. Kern For For Management
8 Elect Director Brad D. Smith For For 60;Management
9 Elect Director Gary L. Wilson For For Management
10 Elect Director Jerry Yang For For Management
11 Amend Non-Employee Director Omnibus For For Management
Stock Plan
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------- - -----------------------------------------------
YAMANA GOLD INC.
Ticker: YRI Sec urity ID: 98462Y100
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peter Marrone as Director For For Management
1.2 Elect Patrick J. Mars as Director For For Management
1.3 Elect Juvenal Mesquita Filho as For For Management
Director
1.4 Elect Antenor F. Silva, Jr. as Director For For Management
1.5 Elect Nigel Lees as Director For For Management
1.6 Elect Dino Titaro as Director For For Management
1.7 60; Elect John Begeman as Director For For Management
1.8 Elect Robert Horn as Director For For Management
1.9 Elect Richard Graff as Director For For Management
1.10 Elect Carl Renzoni as Director & #160; For For Management
1.11 Elect Alexander Davidson as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors ;
--------------------------------------------------------------------------------
YANTAI CHANGYU PIONEER WINE CO LTD
Ticker: 869 Security ID: Y9739T108
Meeting Date: APR 30, 2010 Meeting Type: Special
Record Date: APR 23, 2010
# Proposal Mgt Rec 60; Vote Cast Sponsor
1 Approve Acquisition of Property (Draft) For For Management
and Related Trading Issues
1.1 Approve Manner of Acquisition, Subject For For&# 160; Management
and Parties
1.2 Approve Transaction Price For For Management
1.3 Approve Method of Pricing For For Management
1.4 Approve Attribution of Assets From Base For For Management
Date of Pricing to Delivery Date
1.5 Approve Contractual Obligations and For For Management
Breach of Contract in Relation to
Transfer of Ownership of Assets �� & #160;
1.6 Approve Resolution Validity Period For For Management
2 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Investment in Evergrowing Bank
--------------------------------------------------------------------------------
YANTAI CHANGYU PIONEER WINE CO LTD
Ticker: 869 Security ID: Y9739T108
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAY 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Annual Report For For Management
4 Approve 2009 Financial Statements For For Management
5 Approve 2009 Allocation of Income and For For Management
& #160; Dividends
6 Amend Articles of Association For For Management
7 Elect Directors and Independent For 0; For Management
Directors
8 Elect Supervisors For For Management
9 Approve to Re-Appoint Company's Audit For For Management
Firm
--------------------------------------------------------------------------------
YINGLI GREEN ENERGY HOLDING COMPANY LTD.
Ticker: & #160; YGE Security ID: 98584B103
Meeting Date: AUG 18, 2009 Meeting Type: Annual
Record Date: JUL 17, 2009 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Reelect Zongwei Li as a Director For Against Management
3 Reelect Xiangdong Wang as a Director For Against Management
4 Amend 2006 Stock Incentive Plan For For Management
5 Amend 2006 Stock Incentive Plan For For Management
6 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David W. Dorman ; For For Management
2 Elect Director Massimo Ferragamo For For Management
3 Elect Director J. David Grissom For For Management
4 Elect Director Bonnie G. Hill For ; For Management
5 Elect Director Robert Holland, Jr. For For Management
6 Elect Director Kenneth G. Langone For For Management
7 Elect Director Jonathan S. Linen For For 0; Management
8 Elect Director Thomas C. Nelson For For Management
9 Elect Director David C. Novak For For Management
10 Elect Director Thomas M. Ryan For For Managemen t
11 Elect Director Jing-Shyh S. Su For For Management
12 Elect Director Robert D. Walter For For Management
13 Ratify Auditors For For 60; Management
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY CO LTD
Ticker: 0; 1818 Security ID: Y988A6104
Meeting Date: JUL 10, 2009 Meeting Type: Special
Record Date: JUN 9, 2009 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application of the Remaining For For Management
0; Proceeds Received from the Global
Offering of Approximately HK$526.0
Million for Future Acquisition of 60;
Domestic and Overseas Gold Mines
--------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 63 Security ID: Y0004F105
M eeting Date: DEC 29, 2009 Meeting Type: Special
Record Date: NOV 27, 2009
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Approve Specific System for the For For Management
Selection and Appointment of
Accountants' Firms of the Company
2 Approve Connected Transaction with a For For Management
Related Party and the Related Annual &# 160;
Caps
3 Approve Provision of Performance For For Management
Guarantee for a Wholly-Owned Subsidiary
ZTE Telecom India Private Ltd.
--------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 763 Security ID: Y0004F105 0;
Meeting Date: MAR 30, 2010 Meeting Type: Special
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Hou Weigui as Non-Independent For For Management
Director ;
1b Elect Xie Weiliang as Non-Independent For For Management
Director
1c Elect Lei Fanpei as Non-Independent For For Management
Director
1d 60; Elect Zhang Junchao as Non-Independent For For Management
Director
1e Elect Wang Zhanchen as Non-Independent For For Management
Director
1f Elect Dang Lianbo as Non-Independent For For Management
Director & #160;
1g Elect Yin Yimin as Non-Independent For For Management
Director
1h Elect Shi Lirong as Non-Independent For For Management
Director 60;
1i Elect He Shiyou as Non-Independent For For Management
Director
1j Elect Li Jin as In dependent Director For For Management
1k Elect Qu Xiaohui as Independent For For Management
Director
1l Elect Wei Wei as Independent Director For For Management
1m Elect Chen Naiwei as Independent For For Management
Director 60;
1n Elect Tan Zhenhui as Independent For For Management
Director
2a Elect Wang Yan as Shareholders' For For Management
Representative Supervisor
2b Elect Xu Weiyan as Shareholders' For For Management
Representative Supervisor
--------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 763 Security ID: Y0004F105
Meeting Date: JUN 3, 2010 0; Meeting Type: Annual
Record Date: MAY 3, 2010
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Report of the Board of Directors For For Management
3 Accept Report of the Supervisory For For Management
Committee
4 Accept Report of the President of the For For Management
Company
5 Accept Final Financial Accounts For For Management
6 Approve Application to the Bank of For Against Management
China Ltd., Shenzhen Branch for a RMB
24.9 Billion Composite Credit Facility
7a Reappoint Ernst & Young Hua Ming as the For For Management
PRC Auditors and Authorize Board to Fix
Their Remuneration
7b Reappoint Ernst & Young as the Hong For For Management
Kong Auditors and Authorize Board to 0;
Fix Their Remuneration
8 Reelect Timothy Alexander Steinart as For For Management
Independent Director
9 Approve Adjustment of Allowance Granted For For Management
to the Independent Directors &# 160;
10 Approve the 2010 Investment Quota for None For Shareholder
Fixed-income Derivatives
11 &# 160; Approve Profit Distribution Proposal For For Management
and Capitalization from Capital
Reserves of the Company for 2009
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights & #160;
13a Amend Articles Re: Issued Share Capital For For Management
and Registered Capital
13b Ammend Articles of Association and For For Management
Process Any Changes in Registration
Capital 60;
========== END NPX REPORT
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
1,375,000 | | Inspur International Ltd. | | 02/07/09 | | Approve Acquisition by Inspur (Shandong) Electronic Information Ltd. of a 100 Percent Interest in Jinan Inspur Communication Ltd. from Shandong Inspur Light and Electricity Technology Ltd. and Shandong Inspur Leasing Ltd. | | For | | For |
199,000 | | ZHAOJIN MINING INDUSTRY CO LTD | | 10/07/09 | | Approve Application of the Remaining Proceeds Received from the Global Offering of Approximately HK$526.0 Million for Future Acquisition of Domestic and Overseas Gold Mines | | For | | For |
204,000 | | China Taiping Insurance Holdings Co Ltd | | 16/07/09 | | Approve Sale and Purchase Agreement Among the Company, China Insurance H.K. (Hldgs.) Co., Ltd. and Manhold Ltd.; and the Issuance of SPA Shares | | For | | For |
204,000 | | China Taiping Insurance Holdings Co Ltd | | 16/07/09 | | Approve Privatization of Ming An (Holdings) Co. Ltd. By Way of the Scheme of Arrangement | | For | | For |
204,000 | | China Taiping Insurance Holdings Co Ltd | | 16/07/09 | | Change Company Name to China Taiping Insurance Holdings Company Limited | | For | | For |
42,500 | | PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. | | 07/08/09 | | Special Business | | For | | None |
42,500 | | PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. | | 07/08/09 | | Meeting for H Shareholders | | None | | None |
42,500 | | PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. | | 07/08/09 | | Approve a Specific Mandate to Allot and Issue Consideration Shares Under the Share Purchase Agreement | | For | | For |
42,500 | | PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. | | 07/08/09 | | Special Business | | For | | None |
42,500 | | PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. | | 07/08/09 | | Approve a Specific Mandate to Allot and Issue Consideration Shares Under the Share Purchase Agreement | | For | | For |
892,000 | | Datang International Power Generation Co. Ltd | | 10/08/09 | | Approve Provision of Guarantee for the Borrowing of Inner Mongolia Datang International Zhuozi Windpower Co. Ltd. | | For | | For |
892,000 | | Datang International Power Generation Co. Ltd | | 10/08/09 | | Approve Provision of Guarantee for the Borrowing of Jiangsu Datang International Lvsigang Power Generation Co. Ltd. | | For | | For |
892,000 | | Datang International Power Generation Co. Ltd | | 10/08/09 | | Approve Provision of Guarantee for the Borrowing of Yunnan Datang International Lixianjiang Hydropower Development Co. Ltd. | | For | | Against |
892,000 | | Datang International Power Generation Co. Ltd | | 10/08/09 | | Approve Provision of Guarantee for the Borrowing of Inner Mongolia Datang International Hohhot Thermal Power Generation Co. Ltd. | | For | | Against |
892,000 | | Datang International Power Generation Co. Ltd | | 10/08/09 | | Approve Provision of Guarantee for the Borrowing of Inner Mongolia Datang International Renewable Energy Resource Development Co. Ltd. | | For | | Against |
28,400 | | Suntech Power Holdings Co Ltd | | 14/08/09 | | Meeting for ADR Holders | | None | | None |
28,400 | | Suntech Power Holdings Co Ltd | | 14/08/09 | | Receive Chairman and CEO Reports | | None | | None |
28,400 | | Suntech Power Holdings Co Ltd | | 14/08/09 | | Amend Equity Incentive Plan Re: Shares Limit | | For | | For |
28,400 | | Suntech Power Holdings Co Ltd | | 14/08/09 | | Amend Equity Incentive Plan Re: Term Limit | | For | | For |
28,400 | | Suntech Power Holdings Co Ltd | | 14/08/09 | | Transact Other Business (Non-Voting) | | None | | None |
14,600 | | Yingli Green Energy Holding Company Ltd. | | 18/08/09 | | “Meeting for ADR holders” | | For | | None |
14,600 | | Yingli Green Energy Holding Company Ltd. | | 18/08/09 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For |
14,600 | | Yingli Green Energy Holding Company Ltd. | | 18/08/09 | | Reelect Zongwei Li as a Director | | For | | Against |
14,600 | | Yingli Green Energy Holding Company Ltd. | | 18/08/09 | | Reelect Xiangdong Wang as a Director | | For | | Against |
14,600 | | Yingli Green Energy Holding Company Ltd. | | 18/08/09 | | Amend 2006 Stock Incentive Plan | | For | | For |
14,600 | | Yingli Green Energy Holding Company Ltd. | | 18/08/09 | | Amend 2006 Stock Incentive Plan | | For | | For |
14,600 | | Yingli Green Energy Holding Company Ltd. | | 18/08/09 | | Ratify KPMG as Auditors | | For | | For |
128,000 | | China National Building Material Co Ltd | | 24/08/09 | | Approve Share Acquisition Agreements Between the Company, Sanshi Group, Parent and Shanghai Lixin Zhongcheng Asset and Equity Management | | For | | For |
128,000 | | China National Building Material Co Ltd | | 24/08/09 | | Elect Cui Xingtai as Executive Director | | For | | For |
128,000 | | China National Building Material Co Ltd | | 24/08/09 | | Amend Articles Re: Board Composition | | For | | For |
533,000 | | CHINA NATIONAL MATERIALS CO LTD | | 25/08/09 | | Special Business | | None | | None |
533,000 | | CHINA NATIONAL MATERIALS CO LTD | | 25/08/09 | | Approve General Mandate to the Board to Issue Interim Notes of the Company in the People’s Republic of China Up to an Aggregate Principal Amount of RMB 4.2 Billion | | For | | For |
533,000 | | CHINA NATIONAL MATERIALS CO LTD | | 25/08/09 | | Authorize the Board to Authorize Tan Zhongming and Zhou Yuxian to Exercise the General Mandate Pursuant to the Issue of the Interim Notes | | For | | For |
280,225 | | China Resources Land Ltd. (frmrly. China Resources Beijing L | | 28/08/09 | | Approve Acquisition by the Company of the Entire Issued Share Capital of Day Rejoice Ltd. from Central New Investments Ltd. | | For | | For |
1,164,000 | | Industrial and Commercial Bank of China Limited | | 02/09/09 | | Special Business | | None | | None |
1,164,000 | | Industrial and Commercial Bank of China Limited | | 02/09/09 | | Approve Capital Injection of an Amount Equivalent to RMB 3 Billion in ICBC Financial Leasing Co., Ltd. | | For | | For |
13,600 | | NETEASE COM INC | | 04/09/09 | | Meeting for ADR Holders | | None | | None |
13,600 | | NETEASE COM INC | | 04/09/09 | | Re-election Of Director: William Ding | | For | | Against |
13,600 | | NETEASE COM INC | | 04/09/09 | | Re-election Of Director: Alice Cheng | | For | | For |
13,600 | | NETEASE COM INC | | 04/09/09 | | Re-election Of Director: Denny Lee | | For | | Against |
13,600 | | NETEASE COM INC | | 04/09/09 | | Re-election Of Director: Joseph Tong | | For | | For |
13,600 | | NETEASE COM INC | | 04/09/09 | | Re-election Of Director: Lun Feng | | For | | Against |
13,600 | | NETEASE COM INC | | 04/09/09 | | Re-election Of Director: Michael Leung | | For | | For |
13,600 | | NETEASE COM INC | | 04/09/09 | | Re-election Of Director: Michael Tong | | For | | Against |
13,600 | | NETEASE COM INC | | 04/09/09 | | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | | For | | For |
77,500 | | BYD COMPANY LTD | | 08/09/09 | | Class Meeting for H Share Holders | | None | | None |
77,500 | | BYD COMPANY LTD | | 08/09/09 | | Special Business | | None | | None |
77,500 | | BYD COMPANY LTD | | 08/09/09 | | Approve Company’s Initial Public Offering and Listing of A Shares | | For | | For |
77,500 | | BYD COMPANY LTD | | 08/09/09 | | Special Business | | None | | None |
77,500 | | BYD COMPANY LTD | | 08/09/09 | | Approve Company’s Initial Public Offering and Listing of A Shares | | For | | For |
77,500 | | BYD COMPANY LTD | | 08/09/09 | | Aithorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | | For | | For |
77,500 | | BYD COMPANY LTD | | 08/09/09 | | Authorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | | For | | For |
77,500 | | BYD COMPANY LTD | | 08/09/09 | | Amend Articles of Association | | For | | For |
77,500 | | BYD COMPANY LTD | | 08/09/09 | | Ordinary Business | | None | | None |
77,500 | | BYD COMPANY LTD | | 08/09/09 | | Appoint Ernst and Young Hua Ming as Accountants for the A Share Issue and Authorize Board to Fix Their Remuneration | | For | | For |
77,500 | | BYD COMPANY LTD | | 08/09/09 | | Approve Provision of Guarantees for the Company’s Domestic Subsidiaries | | For | | Against |
77,500 | | BYD COMPANY LTD | | 08/09/09 | | Approve the Amendment of Usage Management System of Funds Raised of BYD Co. Ltd. | | For | | For |
710,000 | | JU TENG INTERNATIONAL HOLDINGS LTD, CAYMAN | | 30/09/09 | | Approve Revised Annual Caps for Transactions Under the Master Sales Agreement | | For | | For |
738,000 | | China Petroleum & Chemical Corp. | | 15/10/09 | | Approve Connected Transaction with a Related Party and the Related Annual Caps | | For | | Against |
500,000 | | China Resources Gas Group Ltd | | 19/10/09 | | Approve Acquisition of the Entire Issued Share Capital of Top Steed Ltd. from Powerfaith Enterprises Ltd. at a Consideration of HK$1.6 Billion | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
658,000 | | Fushan International Energy Group Ltd (formerly Fushan Holdi | | 30/10/09 | | Approve Acquisition of 154.2 Million Shares of Mount Gibson Iron Ltd. from Sky Choice International Ltd. at a Consideration of HK$1.2 Billion, and the Related Issuance of 213.9 Million New Consideration Shares | | For | | For |
194,000 | | Sino Land Company Ltd | | 05/11/09 | | Accept Financial Statements and Statutory Reports | | For | | For |
194,000 | | Sino Land Company Ltd | | 05/11/09 | | Approve Final Dividend of HK$0.3 Per Ordinary Share with Scrip Option | | For | | For |
194,000 | | Sino Land Company Ltd | | 05/11/09 | | Reelect Robert Ng Chee Siong as Director | | For | | For |
194,000 | | Sino Land Company Ltd | | 05/11/09 | | Reelect Allan Zeman as Director | | For | | For |
194,000 | | Sino Land Company Ltd | | 05/11/09 | | Reelect Yu Wai Wai as Director | | For | | Against |
194,000 | | Sino Land Company Ltd | | 05/11/09 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
194,000 | | Sino Land Company Ltd | | 05/11/09 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
194,000 | | Sino Land Company Ltd | | 05/11/09 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
194,000 | | Sino Land Company Ltd | | 05/11/09 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
194,000 | | Sino Land Company Ltd | | 05/11/09 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
194,000 | | Sino Land Company Ltd | | 05/11/09 | | Amend Articles of Association and Adopt New Articles of Association | | For | | For |
533,000 | | CHINA NATIONAL MATERIALS CO LTD | | 13/11/09 | | Approve Issuance by Sinoma Science & Technology Co. Ltd. (SST) of 50 Million New A Shares at a Subscription Price of RMB 25.08 Per Share By Way of Private Placement | | For | | For |
533,000 | | CHINA NATIONAL MATERIALS CO LTD | | 13/11/09 | | Approve Subscription of 37.1 Million A Shares of SST at a Subscription Price of RMB 25.08 Per Share Pursuant to the Subscription Agreement | | For | | For |
533,000 | | CHINA NATIONAL MATERIALS CO LTD | | 13/11/09 | | Approve Subscription by Beijing Huaming Lightning Co. Ltd. of 4.3 Million A Shares of SST at a Subscription Price of RMB 25.08 Per Share Pursuant to the Huaming Share Subscription Agreement | | For | | For |
533,000 | | CHINA NATIONAL MATERIALS CO LTD | | 13/11/09 | | Approve Subscription by China Water Investment Group Corp. of 8.6 Million A Shares of SST at a Subscription Price of RMB 25.08 Per Share Pursuant to the CWI Share Subscription Agreement | | For | | For |
658,000 | | Fushan International Energy Group Ltd (formerly Fushan Holdi | | 13/11/09 | | Approve the Second Revised Supply Contract and Related Annual Caps | | For | | For |
658,000 | | Fushan International Energy Group Ltd (formerly Fushan Holdi | | 13/11/09 | | Approve the Intra-group Advances Master Contract and Related Annual Caps | | For | | For |
658,000 | | Fushan International Energy Group Ltd (formerly Fushan Holdi | | 13/11/09 | | Approve Provision of Guarantee to China Merchant Bank Company Ltd., Shenzhen Branch in Respect of a Loan Facility of Up to RMB 400 Million | | For | | For |
7,600 | | Perfect World Co., Ltd. | | 14/11/09 | | Meeting for ADR Holders | | None | | None |
7,600 | | Perfect World Co., Ltd. | | 14/11/09 | | Amendment Of Section 3.1 (a) Of The Amended And Restated Shareincentive Plan Of The Company By Replacing It With The Following paragraph, All As More Fully Described In The Proxy Statement. | | For | | Against |
7,600 | | Perfect World Co., Ltd. | | 14/11/09 | | Amendment Of Section 5.2 (a) (ii) And (iii) Of The Amended And restated Share Incentive Plan Of The Company. | | For | | For |
7,600 | | Perfect World Co., Ltd. | | 14/11/09 | | Ratification Of The Appointment Of Mr. Han Zhang As An independent Director Of The Company. | | For | | For |
7,600 | | Perfect World Co., Ltd. | | 14/11/09 | | Ratification Of The Appointment Of Mr. Daniel Dong Yang As An independent Director Of The Company. | | For | | For |
7,600 | | Perfect World Co., Ltd. | | 14/11/09 | | Ratification Of The Appointment Of The Independent Auditor PricewaterhouseCoopers For The Fiscal Year 2008. | | For | | For |
7,600 | | Perfect World Co., Ltd. | | 14/11/09 | | Appointment Of The Independent Auditor PricewaterhouseCoopers for The Fiscal Year 2009. | | For | | For |
7,600 | | Perfect World Co., Ltd. | | 14/11/09 | | Amendment Of Article 1 Of The Amended And Restated Memorandum and Articles Of Association By Adding The Following Definition: designated Stock Exchange Means The Nasdaq Stock Market. | | For | | For |
7,600 | | Perfect World Co., Ltd. | | 14/11/09 | | Amendment Of Article 111 Of The Amended And Restated Memorandum and Articles Of Association Of The Company. | | For | | For |
7,600 | | Perfect World Co., Ltd. | | 14/11/09 | | Inclusion Of Financial Statements Of Fiscal Year 2008 In The company S 2008 Annual Report. | | For | | For |
7,600 | | Perfect World Co., Ltd. | | 14/11/09 | | To Authorize Each Of Directors To Take Any & Every Action That might Be Necessary To Effect Foregoing Resolutions 1 To 9. | | For | | Against |
1,164,000 | | Industrial and Commercial Bank of China Limited | | 27/11/09 | | Special Business | | None | | None |
1,164,000 | | Industrial and Commercial Bank of China Limited | | 27/11/09 | | Approve Sale and Purchase Agreement Between Industrial and Commercial Bank of China Ltd. and Bangkok Bank Public Company Ltd. and the Voluntary Tender and Delisting Offers and Related Transactions | | For | | For |
1,164,000 | | Industrial and Commercial Bank of China Limited | | 27/11/09 | | Ordinary Business | | None | | None |
1,164,000 | | Industrial and Commercial Bank of China Limited | | 27/11/09 | | Elect Malcolm Christopher McCarthy as Independent Non-Executive Director | | For | | For |
1,164,000 | | Industrial and Commercial Bank of China Limited | | 27/11/09 | | Elect Kenneth Patrick Chung as Independent Non-Executive Director | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Accept Financial Statements and Statutory Reports | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Approve Final Dividend | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Reelect Cheung Yan as Director | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Reelect Liu Ming Chung as Director | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Reelect Zhang Cheng Fei as Director | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Reelect Zhang Yuanfu as Director | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Reelect Lau Chun Shun as Director | | For | | Against |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Reelect Gao Jing as Director | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Reelect Tam Wai Chu, Maria as Director | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Reelect Chung Shui Ming, Timpson as Director | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Reelect Cheng Chi Pang as Director | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Reelect Wang Hong Bo as Director | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
476,649 | | NINE DRAGONS PAPER HOLDINGS LTD | | 03/12/09 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Accept Financial Statements and Statutory Reports | | For | | For |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Approve Final Dividend | | For | | For |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Reelect Chan Kwok-wai, Patrick as Director | | For | | Against |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Reelect Yip Dicky Peter as Director | | For | | Against |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Reelect Wong Yue-chim, Richard as Director | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Reelect Cheung Kin-tung, Marvin as Director | | For | | For |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Reelect Li Ka-cheung, Eric as Director | | For | | For |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Reelect Po-shing Woo as Director | | For | | For |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Reelect Kwan Cheuk-yin, William as Director | | For | | For |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Reelect Lo Chiu-chun, Clement as Director | | For | | For |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Reelect Kwok Ping-kwong, Thomas as Director | | For | | For |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Authorize Board to Fix Directors’ Fees | | For | | For |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
26,000 | | Sun Hung Kai Properties Ltd. | | 03/12/09 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
106,600 | | Bank Of East Asia, Limited | | 04/12/09 | | Special Business | | None | | None |
106,600 | | Bank Of East Asia, Limited | | 04/12/09 | | Approve Increase in Authorized Share Capital by $500 Million by Creation of 500,000 Substitute Preference Shares of $1,000 Each; Amend Articles of Association; and Approve Issuance of Substitute Preference Shares | | For | | For |
106,600 | | Bank Of East Asia, Limited | | 04/12/09 | | Ordinary Business | | None | | None |
106,600 | | Bank Of East Asia, Limited | | 04/12/09 | | Reelect Isidro Faine Casas as Director | | For | | For |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Accept Financial Statements and Statutory Reports | | For | | For |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Approve Final Dividend | | For | | For |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Reelect Cheng Kar-Shun, Henry as Director | | For | | For |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Reelect Cha Mou-Sing, Payson as Director | | For | | Against |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Reelect Cheng Kar-Shing, Peter as Director | | For | | For |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Reelect Leung Chi-Kin, Stewart as Director | | For | | Against |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Reelect Chow Kwai-Cheung as Director | | For | | For |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Reelect Ki Man-Fung, Leonie as Director | | For | | For |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Reappoint Joint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
271,000 | | New World Development Co. Ltd. | | 09/12/09 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
16,300 | | Mindray Medical International Ltd. | | 15/12/09 | | Reelect Xu Hang as Director | | For | | For |
16,300 | | Mindray Medical International Ltd. | | 15/12/09 | | Reelect Chen Qingtai as Director | | For | | For |
16,300 | | Mindray Medical International Ltd. | | 15/12/09 | | Reelect Ronald Ede as Director | | For | | For |
16,300 | | Mindray Medical International Ltd. | | 15/12/09 | | Ratify PricewaterhouseCoopers as Auditors for December 31, 2008 | | For | | For |
16,300 | | Mindray Medical International Ltd. | | 15/12/09 | | Ratify PricewaterhouseCoopers as Auditors for December 31, 2009 | | For | | For |
16,300 | | Mindray Medical International Ltd. | | 15/12/09 | | Amend Omnibus Stock Plan | | For | | Against |
1,322,000 | | China Travel International Investment HK Ltd. | | 18/12/09 | | Approve Acquisition of 100 Percent Interest in Trump Return Ltd. and the Related Shareholder’s Loan and Other Indebtedness from Dean Glory Development Ltd. | | For | | For |
1,322,000 | | China Travel International Investment HK Ltd. | | 18/12/09 | | Approve Connected Transaction with a Related Party and Annual Caps | | For | | For |
1,322,000 | | China Travel International Investment HK Ltd. | | 18/12/09 | | Authorize Board To Do All Acts and Things Necessary for the Above Agreements | | For | | For |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 23/12/09 | | Approve Property Acquisition Framework Agreement | | For | | For |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 23/12/09 | | Approve TPR Acquisition Agreement | | For | | For |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 23/12/09 | | Reelect Lee Kong Wai Conway as Independent Non-Executive Director | | For | | For |
53,548 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 29/12/09 | | Approve Specific System for the Selection and Appointment of Accountants’ Firms of the Company | | For | | For |
53,548 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 29/12/09 | | Approve Connected Transaction with a Related Party and the Related Annual Caps | | For | | For |
53,548 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 29/12/09 | | Approve Provision of Performance Guarantee for a Wholly-Owned Subsidiary ZTE Telecom India Private Ltd. | | For | | For |
430,830 | | INNOLUX DISPLAY CORP | | 06/01/10 | | Approve Merger with TPO Displays Corporation and Chi Mei Optoelectronics Corp. | | For | | For |
430,830 | | INNOLUX DISPLAY CORP | | 06/01/10 | | Approve Issuance of Shares in Connection with the Merger | | For | | For |
430,830 | | INNOLUX DISPLAY CORP | | 06/01/10 | | Amend Articles of Association | | For | | For |
684,000 | | Lenovo Group Limited (formerly Legend Group Limited) | | 22/01/10 | | Approve Sale and Purchase Agreement and the Issue of Consideration Shares | | For | | For |
289,000 | | China Yurun Food Group Ltd. | | 03/02/10 | | Elect Yu Zhangli as Executive Director and Approve His Remuneration | | For | | Against |
289,000 | | China Yurun Food Group Ltd. | | 03/02/10 | | Elect Wang Kaitian as Non-Executive Director and Approve His Remuneration | | For | | For |
289,000 | | China Yurun Food Group Ltd. | | 03/02/10 | | Elect Li Chenghua as Non-Executive Director and Approve His Remuneration | | For | | For |
289,000 | | China Yurun Food Group Ltd. | | 03/02/10 | | Elect Qiao Jun as Independent Non-Executive Director and Approve His Remuneration | | For | | For |
289,000 | | China Yurun Food Group Ltd. | | 03/02/10 | | Elect Chen Jianguo as Independent Non-Executive Director and Approve His Remuneration | | For | | For |
289,000 | | China Yurun Food Group Ltd. | | 03/02/10 | | Revise Number of Directors from 15 to 11 | | For | | For |
289,000 | | China Yurun Food Group Ltd. | | 03/02/10 | | Amend Articles Re: Board Size | | For | | For |
651,000 | | Haier Electronics Group Co Ltd | | 09/03/10 | | Approve Continuing Connected Transactions Between the Company and Qingdao Haier Investment and Development Co. Ltd. | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Special Business | | | | |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Issuance of Convertible Corporate Bonds (Convertible Bonds) | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Issue Size of Convertible Bonds | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Par Value and Issue Price of Convertible Bonds | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Term of Convertible Bonds | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Interest Rate of Convertible Bonds | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Method and Timing of Interest Payment of Convertible Bonds | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Conversion Period of Convertible Bonds | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Conversion Price and Adjustment of Convertible Bonds | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Downward Adjustment to Convertible Bonds’ Conversion Price | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Conversion Method of Fractional Share of the Convertible Bonds | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Terms of Redemption of the Convertible Bonds | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Redemption at the Option of Holders of Convertible Bonds | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Dividend Rights of the Year of Conversion | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Method of Issuance and Target Subscribers | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Subscription Arrangement for Existing A Shareholders | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Convertible Bonds’ Holders and Meetings | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Use of Proceeds from Fund Raising Activities | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Special Provisions in Relation to Supplementary Capital | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Guarantee and Security of the Convertible Bonds | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Validity Period of the Resolution of the Convertible Bonds’ Issue | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Matters Relating to Authorization in Connection with the Convertible Bonds’ Issue | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Ordinary Business | | | | |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Capital Management Plan (2010 to 2012) | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Feasibility Analysis Report on the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds by the Bank | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Approve Utilization Report on the Bank’s Use of Proceeds from the Previous Issuance of Securities by the Bank | | For | | For |
797,000 | | Bank of China Limited | | 19/03/10 | | Elect Li Jun as Supervisor | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Nine Non-Independent Directors by Cumulative Voting | | | | |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Hou Weigui as Non-Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Xie Weiliang as Non-Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Lei Fanpei as Non-Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Zhang Junchao as Non-Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Wang Zhanchen as Non-Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Dang Lianbo as Non-Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Yin Yimin as Non-Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Shi Lirong as Non-Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect He Shiyou as Non-Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Five Independent Directors by Cumulative Voting | | | | |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Li Jin as Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Qu Xiaohui as Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Wei Wei as Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Chen Naiwei as Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Tan Zhenhui as Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Two Shareholders’ Representative Supervisors by Cumulative Voting | | | | |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Wang Yan as Shareholders’ Representative Supervisor | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 30/03/10 | | Elect Xu Weiyan as Shareholders’ Representative Supervisor | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 08/04/10 | | Elect Wang Lili as Executive Director | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 08/04/10 | | Approve 2010 Fixed Assets Investment Budget | | For | | For |
439,000 | | Anta Sports Products Ltd. | | 09/04/10 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
439,000 | | Anta Sports Products Ltd. | | 09/04/10 | | Approve Final Dividend | | For | | For |
439,000 | | Anta Sports Products Ltd. | | 09/04/10 | | Approve Special Dividend | | For | | For |
439,000 | | Anta Sports Products Ltd. | | 09/04/10 | | Reelect Ding Shizhong as Executive Director | | For | | For |
439,000 | | Anta Sports Products Ltd. | | 09/04/10 | | Reelect Zheng Jie as Executive Director | | For | | For |
439,000 | | Anta Sports Products Ltd. | | 09/04/10 | | Reelect Dai Zhongchuan as Independent Non-Executive Director | | For | | For |
439,000 | | Anta Sports Products Ltd. | | 09/04/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
439,000 | | Anta Sports Products Ltd. | | 09/04/10 | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
439,000 | | Anta Sports Products Ltd. | | 09/04/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
439,000 | | Anta Sports Products Ltd. | | 09/04/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
439,000 | | Anta Sports Products Ltd. | | 09/04/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
439,000 | | Anta Sports Products Ltd. | | 09/04/10 | | Approve Connected Transaction with a Related Party and Related Annual Caps | | For | | For |
361,000 | | Poly (Hong Kong) Investments Limited (formerly Continental M | | 12/04/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
361,000 | | Poly (Hong Kong) Investments Limited (formerly Continental M | | 12/04/10 | | Approve Final Dividend | | For | | For |
361,000 | | Poly (Hong Kong) Investments Limited (formerly Continental M | | 12/04/10 | | Reelect Xue Ming as a Director | | For | | For |
361,000 | | Poly (Hong Kong) Investments Limited (formerly Continental M | | 12/04/10 | | Reelect Ye Li Wen as a Director | | For | | For |
361,000 | | Poly (Hong Kong) Investments Limited (formerly Continental M | | 12/04/10 | | Reelect Chan Tak Chi, William as a Director | | For | | Against |
361,000 | | Poly (Hong Kong) Investments Limited (formerly Continental M | | 12/04/10 | | Reelect Choy Shu Kwan as a Director | | For | | For |
361,000 | | Poly (Hong Kong) Investments Limited (formerly Continental M | | 12/04/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
361,000 | | Poly (Hong Kong) Investments Limited (formerly Continental M | | 12/04/10 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
361,000 | | Poly (Hong Kong) Investments Limited (formerly Continental M | | 12/04/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
361,000 | | Poly (Hong Kong) Investments Limited (formerly Continental M | | 12/04/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
361,000 | | Poly (Hong Kong) Investments Limited (formerly Continental M | | 12/04/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
361,000 | | Poly (Hong Kong) Investments Limited (formerly Continental M | | 15/04/10 | | Approve the Acquisiton, the Sale and Purchase Agreement and the Issue of the 218.8 Million Consideration Shares at a Price of HK$9.10 Per Consideration Share | | For | | For |
22,300 | | Hong Kong Exchanges and Clearing Ltd | | 22/04/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
22,300 | | Hong Kong Exchanges and Clearing Ltd | | 22/04/10 | | Declare Final Dividend of HK$ 2.09 Per Share | | For | | For |
22,300 | | Hong Kong Exchanges and Clearing Ltd | | 22/04/10 | | Elect John Estmond Strickland as Director | | For | | For |
22,300 | | Hong Kong Exchanges and Clearing Ltd | | 22/04/10 | | Elect Wong Sai Hung, Oscar as Director | | For | | For |
22,300 | | Hong Kong Exchanges and Clearing Ltd | | 22/04/10 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
22,300 | | Hong Kong Exchanges and Clearing Ltd | | 22/04/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
22,300 | | Hong Kong Exchanges and Clearing Ltd | | 22/04/10 | | Approve Remuneration of HK$500,000 and HK$350,000 Per Annum Payable to the Chairman and Each of the Other Non-executive Directors Respectively | | For | | For |
22,300 | | Hong Kong Exchanges and Clearing Ltd | | 22/04/10 | | Approve Attendance Fee of HK$2,500 Per Meeting Payable to the Chairman and Every Member (Excluding Executive Director) of Certain Board Committees | | For | | For |
22,300 | | Hong Kong Exchanges and Clearing Ltd | | 22/04/10 | | Amend Articles of Association | | For | | Against |
11,700 | | AsiaInfo Holdings, Inc. | | 29/04/10 | | Approve Issue Shares/Cash in Connection with Acquisition | | For | | For |
11,700 | | AsiaInfo Holdings, Inc. | | 29/04/10 | | Change Company Name | | For | | For |
11,700 | | AsiaInfo Holdings, Inc. | | 29/04/10 | | Adjourn Meeting | | For | | For |
88,200 | | Yantai Changyu Pioneer Wine Co Ltd | | 30/04/10 | | MEETING FOR HOLDERS OF B SHARES | | | | |
88,200 | | Yantai Changyu Pioneer Wine Co Ltd | | 30/04/10 | | Approve Acquisition of Property (Draft) and Related Trading Issues | | For | | For |
88,200 | | Yantai Changyu Pioneer Wine Co Ltd | | 30/04/10 | | Approve Manner of Acquisition, Subject and Parties | | For | | For |
88,200 | | Yantai Changyu Pioneer Wine Co Ltd | | 30/04/10 | | Approve Transaction Price | | For | | For |
88,200 | | Yantai Changyu Pioneer Wine Co Ltd | | 30/04/10 | | Approve Method of Pricing | | For | | For |
88,200 | | Yantai Changyu Pioneer Wine Co Ltd | | 30/04/10 | | Approve Attribution of Assets From Base Date of Pricing to Delivery Date | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
88,200 | | Yantai Changyu Pioneer Wine Co Ltd | | 30/04/10 | | Approve Contractual Obligations and Breach of Contract in Relation to Transfer of Ownership of Assets | | For | | For |
88,200 | | Yantai Changyu Pioneer Wine Co Ltd | | 30/04/10 | | Approve Resolution Validity Period | | For | | For |
88,200 | | Yantai Changyu Pioneer Wine Co Ltd | | 30/04/10 | | Approve Authorization to the Board to Handle Matters in Relation to the Investment in Evergrowing Bank | | For | | For |
134,000 | | Hongkong Electric Holdings Ltd. | | 06/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
134,000 | | Hongkong Electric Holdings Ltd. | | 06/05/10 | | Approve Final Dividend | | For | | For |
134,000 | | Hongkong Electric Holdings Ltd. | | 06/05/10 | | Reelect Lee Lan Yee, Francis as Director | | For | | For |
134,000 | | Hongkong Electric Holdings Ltd. | | 06/05/10 | | Reelect Frank John Sixt as Director | | For | | Against |
134,000 | | Hongkong Electric Holdings Ltd. | | 06/05/10 | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
134,000 | | Hongkong Electric Holdings Ltd. | | 06/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
134,000 | | Hongkong Electric Holdings Ltd. | | 06/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
134,000 | | Hongkong Electric Holdings Ltd. | | 06/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
134,000 | | Hongkong Electric Holdings Ltd. | | 06/05/10 | | Amend Articles of Association | | For | | For |
77,500 | | Orient Overseas International Ltd. | | 07/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
77,500 | | Orient Overseas International Ltd. | | 07/05/10 | | Reelect Tung Chee Chen as Director | | For | | For |
77,500 | | Orient Overseas International Ltd. | | 07/05/10 | | Reelect Tung Lieh Sing Alan as Director | | For | | For |
77,500 | | Orient Overseas International Ltd. | | 07/05/10 | | Reelect Wong Yue Chim Richard as Director | | For | | For |
77,500 | | Orient Overseas International Ltd. | | 07/05/10 | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
77,500 | | Orient Overseas International Ltd. | | 07/05/10 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
77,500 | | Orient Overseas International Ltd. | | 07/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
77,500 | | Orient Overseas International Ltd. | | 07/05/10 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For |
77,500 | | Orient Overseas International Ltd. | | 07/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
1,329,000 | | Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | | 11/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
1,329,000 | | Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | | 11/05/10 | | Reelect Ng Kin Wah as an Executive Director | | For | | Against |
1,329,000 | | Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | | 11/05/10 | | Reelect Zhu Jia as a Non-Executive Director | | For | | For |
1,329,000 | | Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | | 11/05/10 | | Reelect Ian Andrew Reynolds as a Non-Executive Director | | For | | For |
1,329,000 | | Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | | 11/05/10 | | Reelect Wang Li Hong as a Non-Executive Director | | For | | For |
1,329,000 | | Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | | 11/05/10 | | Reelect Sze Tsai Ping, Michael as an Independent Non-Executive Director | | For | | For |
1,329,000 | | Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | | 11/05/10 | | Reelect Chan Yuk Sang as an Independent Non-Executive Director | | For | | For |
1,329,000 | | Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | | 11/05/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
1,329,000 | | Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | | 11/05/10 | | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
1,329,000 | | Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | | 11/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
1,329,000 | | Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | | 11/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
1,329,000 | | Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | | 11/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
928,000 | | Hengdeli Holdings Ltd | | 11/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
928,000 | | Hengdeli Holdings Ltd | | 11/05/10 | | Declare Final Dividend | | For | | For |
928,000 | | Hengdeli Holdings Ltd | | 11/05/10 | | Reelect Shi Zhongyang as Director and Authorize Board to Fix His Remuneration | | For | | For |
928,000 | | Hengdeli Holdings Ltd | | 11/05/10 | | Reelect Cai Jianmin as Director and Authorize Board to Fix His Remuneration | | For | | For |
928,000 | | Hengdeli Holdings Ltd | | 11/05/10 | | Reelect Wong Kam Fai William Director and Authorize Board to Fix His Remuneration | | For | | For |
928,000 | | Hengdeli Holdings Ltd | | 11/05/10 | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
928,000 | | Hengdeli Holdings Ltd | | 11/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
928,000 | | Hengdeli Holdings Ltd | | 11/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
928,000 | | Hengdeli Holdings Ltd | | 11/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
94,000 | | China Mobile Limited | | 12/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
94,000 | | China Mobile Limited | | 12/05/10 | | Approve Final Dividend of HK$1.458 Per Share | | For | | For |
94,000 | | China Mobile Limited | | 12/05/10 | | Reelect Li Yue as Director | | For | | For |
94,000 | | China Mobile Limited | | 12/05/10 | | Reelect Lu Xiangdong as Director | | For | | Against |
94,000 | | China Mobile Limited | | 12/05/10 | | Reelect Xin Fanfei as Director | | For | | For |
94,000 | | China Mobile Limited | | 12/05/10 | | Reelect Frank Wong Kwong Shing as Director | | For | | For |
94,000 | | China Mobile Limited | | 12/05/10 | | Reappoint KMPG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
94,000 | | China Mobile Limited | | 12/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
94,000 | | China Mobile Limited | | 12/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
94,000 | | China Mobile Limited | | 12/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
44,500 | | Yantai Changyu Pioneer Wine Co Ltd | | 12/05/10 | | MEETING FOR HOLDERS OF B SHARES | | | | |
44,500 | | Yantai Changyu Pioneer Wine Co Ltd | | 12/05/10 | | Approve 2009 Directors’ Report | | For | | For |
44,500 | | Yantai Changyu Pioneer Wine Co Ltd | | 12/05/10 | | Approve 2009 Supervisors’ Report | | For | | For |
44,500 | | Yantai Changyu Pioneer Wine Co Ltd | | 12/05/10 | | Approve 2009 Annual Report | | For | | For |
44,500 | | Yantai Changyu Pioneer Wine Co Ltd | | 12/05/10 | | Approve 2009 Financial Statements | | For | | For |
44,500 | | Yantai Changyu Pioneer Wine Co Ltd | | 12/05/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
44,500 | | Yantai Changyu Pioneer Wine Co Ltd | | 12/05/10 | | Amend Articles of Association | | For | | For |
44,500 | | Yantai Changyu Pioneer Wine Co Ltd | | 12/05/10 | | Elect Directors and Independent Directors | | For | | For |
44,500 | | Yantai Changyu Pioneer Wine Co Ltd | | 12/05/10 | | Elect Supervisors | | For | | For |
44,500 | | Yantai Changyu Pioneer Wine Co Ltd | | 12/05/10 | | Approve to Re-Appoint Company’s Audit Firm | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Accept Report of the Board of Directors | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Accept Report of the Supervisory Committee | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Accept Consolidated Financial Statements | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Plan for Allocating Surplus Common Reserve Funds of RMB 20 Billion From the After-Tax Profits | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve the Profit Distribution Plan for the Year Ended Dec. 31, 2009 | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Authorize the Board to Determine the Interim Profit Distribution Plan for 2010 | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Reappoint KPMG Huazhen and KPMG as Domestic and Overseas Auditors, Respectively, and Authorize Board to Fix Their Remuneration | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Acquire Certain Equity Interest and Loans Held by Sinopec International Petroleum Exploration and Production Corp. | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Authorize Board to Determine the Proposed Plan for Issuance of Debt Financing Instruments | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Type of Securities to be Issued in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Issuance Size in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Nominal Value and Issue Price in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Term in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Interest Rate in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Method and Timing of Interest Payment in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Conversion Period in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Determination and Adjustment of Conversion Price in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Downward Adjustment to Conversion Price in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Conversion Method of Fractional Share in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Terms of Redemption in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Terms of Sale Back in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Dividend Rights of the Year of Conversion in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Method of Issuance and Target Subscribers in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Subscription Arrangement for Existing Shareholders in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve CB Holders and Bondholder Meetings in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Use of Proceeds from the Issuance of Convertible Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Guarantee in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Validity Period of the Resolutions in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Matters Relating to Authorisation in Relation to the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Accept Feasibility Analysis Report on the Use of Proceeds from the Issuance of the A Shares Convertible Corporate Bonds | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Report on the Use of Proceeds from the Last Issuance of Securities | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Elect Ma Weihua as Independent Non-Executive Director | | For | | For |
566,000 | | China Petroleum & Chemical Corp. | | 18/05/10 | | Elect Wu Xiaogen as Independent Non-Executive Director | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Ordinary Business | | | | |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve 2009 Work Report of the Board of Directors | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve 2009 Work Report of the Board of Supervisors | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve 2009 Audited Accounts | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve 2009 Profit Distribution Plan | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Reappoint Ernst and Young and Ernst and Young Hua Ming as Auditors and Fix the Total Audit Fees for 2010 at RMB 159.60 million | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Capital Management Plan for Years 2010 to 2012 | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Extraordinary Business | | | | |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Issuance of H Shares and A Share Convertible Corporate Bonds (Convertible Bonds) | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Type of Securities to be Issued in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Issue Size in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Nominal Value and Issue Price in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Term in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Interest Rate in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Timing and Method of Interest Payment in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Conversion Period in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Method for Determining the Number of Shares for Conversion in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Determination and Adjustment of CB Conversion Price in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Downward Adjustment to CB Conversion Price in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Terms of Redemption in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Terms of Sale Back in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Dividend Rights of the Year of Conversion in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Method of Issuance and Target Investors in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Subscription Arrangement for the Existing Holders of A Shares in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve CB Holders and CB Holders’ Meetings in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Use of Proceeds in Relation to the Issuance of the Convertible Bonds | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Special Provisions in Relation to Supplementary Capital in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Security in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Validity Period of the Resolution in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Matters Relating to Authorisation in Relation to the Issuance of the Convertible Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Ordinary Business | | | | |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Feasibility Analysis Report on the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve Utilization Report on the Bank’s Use of Proceeds from the Previous Issuance of Securities by the Bank | | For | | For |
899,000 | | Industrial and Commercial Bank of China Limited | | 18/05/10 | | Approve the Revised Plan on Authorisation of the Shareholders’ General Meeting to the Board of Directors as Set Out in Appendix 1 to the Supplemental Circular of the Bank Dated 4 May 2010 | | None | | For |
514,000 | | Ju Teng International Holdings Ltd. | | 18/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
514,000 | | Ju Teng International Holdings Ltd. | | 18/05/10 | | Approve Final Dividend | | For | | For |
514,000 | | Ju Teng International Holdings Ltd. | | 18/05/10 | | Reelect Hsieh Wan-Fu as Executive Director | | For | | Against |
514,000 | | Ju Teng International Holdings Ltd. | | 18/05/10 | | Reelect Tsui Yung Kwok as Executive Director | | For | | Against |
514,000 | | Ju Teng International Holdings Ltd. | | 18/05/10 | | Reelect Tsai Wen-Yu as Independent Non-Executive Director | | For | | For |
514,000 | | Ju Teng International Holdings Ltd. | | 18/05/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
514,000 | | Ju Teng International Holdings Ltd. | | 18/05/10 | | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
514,000 | | Ju Teng International Holdings Ltd. | | 18/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
514,000 | | Ju Teng International Holdings Ltd. | | 18/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
514,000 | | Ju Teng International Holdings Ltd. | | 18/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
112,000 | | Li & Fung Limited | | 18/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
112,000 | | Li & Fung Limited | | 18/05/10 | | Declare Final Dividend of HK$0.49 Per Share | | For | | For |
112,000 | | Li & Fung Limited | | 18/05/10 | | Reelect Victor Fung Kwok King as Director | | For | | For |
112,000 | | Li & Fung Limited | | 18/05/10 | | Reelect Bruce Philip Rockowitz as Director | | For | | For |
112,000 | | Li & Fung Limited | | 18/05/10 | | Reelect Paul Edward Selway-Swift as Director | | For | | For |
112,000 | | Li & Fung Limited | | 18/05/10 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
112,000 | | Li & Fung Limited | | 18/05/10 | | Approve Increase in Authorized Share Capital from HK$100 Million to HK$150 Million by the Creation of 2 Billion New Shares | | For | | For |
112,000 | | Li & Fung Limited | | 18/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
112,000 | | Li & Fung Limited | | 18/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
112,000 | | Li & Fung Limited | | 18/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
112,000 | | Li & Fung Limited | | 18/05/10 | | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | | For | | Against |
327,000 | | CNOOC Ltd. | | 20/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
327,000 | | CNOOC Ltd. | | 20/05/10 | | Approve Final Dividend | | For | | For |
327,000 | | CNOOC Ltd. | | 20/05/10 | | Reelect Tse Hau Yin, Aloysius as Independent Non-Executive Director | | For | | For |
327,000 | | CNOOC Ltd. | | 20/05/10 | | Reelect Zhou Shouwei as Non-Executive Director | | For | | For |
327,000 | | CNOOC Ltd. | | 20/05/10 | | Reelect Yang Hua as Executive Director | | For | | For |
327,000 | | CNOOC Ltd. | | 20/05/10 | | Authorize Board Of Directors to Fix Remuneration of Directors | | For | | For |
327,000 | | CNOOC Ltd. | | 20/05/10 | | Reelect Chiu Sung Hong as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | | For | | For |
327,000 | | CNOOC Ltd. | | 20/05/10 | | Re-appoint Auditors and Authorise The Board to Fix Remuneration | | For | | For |
327,000 | | CNOOC Ltd. | | 20/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
327,000 | | CNOOC Ltd. | | 20/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
327,000 | | CNOOC Ltd. | | 20/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
702,000 | | Petrochina Company Limited | | 20/05/10 | | Accept Report of the Board of Directors | | For | | For |
702,000 | | Petrochina Company Limited | | 20/05/10 | | Accept Report of the Supervisory Committee | | For | | For |
702,000 | | Petrochina Company Limited | | 20/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
702,000 | | Petrochina Company Limited | | 20/05/10 | | Approve Final Dividends | | For | | For |
702,000 | | Petrochina Company Limited | | 20/05/10 | | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2010 | | For | | For |
702,000 | | Petrochina Company Limited | | 20/05/10 | | Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
702,000 | | Petrochina Company Limited | | 20/05/10 | | Approve Subscription Agreement with China Petroleum Finance Co., Ltd. and China National Petroleum Corp. | | For | | Against |
702,000 | | Petrochina Company Limited | | 20/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
330,000 | | AAC Acoustic Technologies Holdings Inc. | | 22/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
330,000 | | AAC Acoustic Technologies Holdings Inc. | | 22/05/10 | | Approve Final Dividend | | For | | For |
330,000 | | AAC Acoustic Technologies Holdings Inc. | | 22/05/10 | | Reelect Benjamin Zhengmin Pan as Executive Director | | For | | For |
330,000 | | AAC Acoustic Technologies Holdings Inc. | | 22/05/10 | | Reelect Poon Chung Yin Joseph as Independent Non-Executive Director | | For | | For |
330,000 | | AAC Acoustic Technologies Holdings Inc. | | 22/05/10 | | Reelect Tan Bian Ee as Independent Non-Executive Director | | For | | For |
330,000 | | AAC Acoustic Technologies Holdings Inc. | | 22/05/10 | | Reelect Chang Carmen I-Hua as Independent Non-Executive | | For | | For |
330,000 | | AAC Acoustic Technologies Holdings Inc. | | 22/05/10 | | Authorize the Board to Fix Remuneration of Directors | | For | | For |
330,000 | | AAC Acoustic Technologies Holdings Inc. | | 22/05/10 | | Reappoint Auditors and Authorize the Board to Fix Its Remuneration | | For | | For |
330,000 | | AAC Acoustic Technologies Holdings Inc. | | 22/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
330,000 | | AAC Acoustic Technologies Holdings Inc. | | 22/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
330,000 | | AAC Acoustic Technologies Holdings Inc. | | 22/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Approve Final Dividend of HK$0.08 Per Share | | For | | For |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Approve Special Dividend of HK$0.04 Per Share | | For | | For |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Reelect Fok Tung Ling as Executive Director | | For | | For |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Reelect Yao Yan as Independent Non-Executive Director | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Reelect Lau Siu Ki, Kevin as Independent Non-Executive Director | | For | | For |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Reelect Liu Cai as Independent Non-Executive Director | | For | | For |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Reappoint Ernst & Young as Auditors and Authorize the Board to Fix Their Remuneration | | For | | For |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Approve Refreshment of Mandate Limit Under Share Option Scheme | | For | | Against |
330,000 | | Comba Telecom Systems Holdings Ltd. | | 24/05/10 | | Authorize Capitalization of an HK$10.72 Million Standing to the Credit of the Share Premium Account and Application of Such Amount for Payment in Full of 107.23 Million New Shares of HK$0.10 Each on the Basis of One Bonus Share for Every 10 Shares Held | | For | | For |
414,000 | | The United Laboratories International Holdings Limited | | 24/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
414,000 | | The United Laboratories International Holdings Limited | | 24/05/10 | | Approve Final Dividend | | For | | For |
414,000 | | The United Laboratories International Holdings Limited | | 24/05/10 | | Reelect Leung Wing Hon as Executive Director | | For | | For |
414,000 | | The United Laboratories International Holdings Limited | | 24/05/10 | | Reelect Huang Bao Guang as Independent Non-Executive Director | | For | | For |
414,000 | | The United Laboratories International Holdings Limited | | 24/05/10 | | Reelect Song Ming as Independent Non-Executive Director | | For | | For |
414,000 | | The United Laboratories International Holdings Limited | | 24/05/10 | | Authorize the Board to Fix Remuneration of Directors | | For | | For |
414,000 | | The United Laboratories International Holdings Limited | | 24/05/10 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | �� | For | | For |
414,000 | | The United Laboratories International Holdings Limited | | 24/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
414,000 | | The United Laboratories International Holdings Limited | | 24/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
414,000 | | The United Laboratories International Holdings Limited | | 24/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
456,000 | | China Agri-Industries Holdings Ltd. | | 25/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
456,000 | | China Agri-Industries Holdings Ltd. | | 25/05/10 | | Approve Final Dividend of HK$0.059 Per Share | | For | | For |
456,000 | | China Agri-Industries Holdings Ltd. | | 25/05/10 | | Amend Share Option Scheme | | For | | For |
456,000 | | China Agri-Industries Holdings Ltd. | | 25/05/10 | | Reelect Yu Xubo as Executive and Managing Director | | For | | For |
456,000 | | China Agri-Industries Holdings Ltd. | | 25/05/10 | | Reelect Chi Jingtao as Non-Executive Director | | For | | Against |
456,000 | | China Agri-Industries Holdings Ltd. | | 25/05/10 | | Reelect Lam Wai Hon, Ambrose as Independent Non-Executive Director | | For | | For |
456,000 | | China Agri-Industries Holdings Ltd. | | 25/05/10 | | Authorize the Board to Fix the Above Executive Director’s and Non-Executive Directors’ Remuneration | | For | | For |
456,000 | | China Agri-Industries Holdings Ltd. | | 25/05/10 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
456,000 | | China Agri-Industries Holdings Ltd. | | 25/05/10 | | Approve Authorize Increase in Share Capital from HK$400 Million to HK$1 Billion by the Creation of 6 Billion New Shares | | For | | Against |
456,000 | | China Agri-Industries Holdings Ltd. | | 25/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
456,000 | | China Agri-Industries Holdings Ltd. | | 25/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
456,000 | | China Agri-Industries Holdings Ltd. | | 25/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Approve Final Dividend | | For | | For |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Reelect Li Yinquan as Director | | For | | For |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Reelect Su Xingang as Director | | For | | For |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Reelect Hu Jianhua as Director | | For | | For |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Reelect Wang Hong as Director | | For | | For |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Reelect Liu Yunshu as Director | | For | | For |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Reelect Tsang Kam Lan as Director | | For | | For |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
142,000 | | China Merchants Holdings (International) Co. Ltd. | | 25/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
143,000 | | China Yurun Food Group Ltd. | | 26/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
143,000 | | China Yurun Food Group Ltd. | | 26/05/10 | | Approve Final Dividend of HK$0.15 Per Share | | For | | For |
143,000 | | China Yurun Food Group Ltd. | | 26/05/10 | | Reelect Zhu Yiliang as Executive Director | | For | | For |
143,000 | | China Yurun Food Group Ltd. | | 26/05/10 | | Reelect Ge Yuqi as Executive Director | | For | | For |
143,000 | | China Yurun Food Group Ltd. | | 26/05/10 | | Reelect Yu Zhangli as Executive Director | | For | | Against |
143,000 | | China Yurun Food Group Ltd. | | 26/05/10 | | Reelect Jiao Shuge as Non-Executive Director | | For | | For |
143,000 | | China Yurun Food Group Ltd. | | 26/05/10 | | Authorize the Board to Fix Remuneration of Directors | | For | | For |
143,000 | | China Yurun Food Group Ltd. | | 26/05/10 | | Reappoint KPMG as Auditors and Authorize the Board to Fix Their Remuneration | | For | | For |
143,000 | | China Yurun Food Group Ltd. | | 26/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
143,000 | | China Yurun Food Group Ltd. | | 26/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
143,000 | | China Yurun Food Group Ltd. | | 26/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
2,140,000 | | Dongyue Group Limited | | 26/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
2,140,000 | | Dongyue Group Limited | | 26/05/10 | | Reelect Zhang Jianhong as Executive Director | | For | | For |
2,140,000 | | Dongyue Group Limited | | 26/05/10 | | Reelect Yue Run Dong as Independent Non-Executive Director | | For | | For |
2,140,000 | | Dongyue Group Limited | | 26/05/10 | | Reelect Ting Leung Huel, Stephen as Independent Non-Executive Director | | For | | Against |
2,140,000 | | Dongyue Group Limited | | 26/05/10 | | Reelect Yan Jianhua as Executive Director | | For | | Against |
2,140,000 | | Dongyue Group Limited | | 26/05/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
2,140,000 | | Dongyue Group Limited | | 26/05/10 | | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
2,140,000 | | Dongyue Group Limited | | 26/05/10 | | Approve Final Dividend | | For | | For |
2,140,000 | | Dongyue Group Limited | | 26/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
2,140,000 | | Dongyue Group Limited | | 26/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
2,140,000 | | Dongyue Group Limited | | 26/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
0 | | Silver Grant International Industries | | 26/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
0 | | Silver Grant International Industries | | 26/05/10 | | Approve Final Dividend | | For | | For |
0 | | Silver Grant International Industries | | 26/05/10 | | Reelect Gao Juan Min as Director | | For | | For |
0 | | Silver Grant International Industries | | 26/05/10 | | Reelect Tang Baoqi as Director | | For | | For |
0 | | Silver Grant International Industries | | 26/05/10 | | Reelect Yuen Wing Shing as Director | | For | | For |
0 | | Silver Grant International Industries | | 26/05/10 | | Reelect Kang Dian as Director | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
0 | | Silver Grant International Industries | | 26/05/10 | | Reelect Hung Muk Ming as Director | | For | | For |
0 | | Silver Grant International Industries | | 26/05/10 | | Reelect Li Xianli as Director | | For | | Against |
0 | | Silver Grant International Industries | | 26/05/10 | | Reelect Yang Zhao as Director | | For | | For |
0 | | Silver Grant International Industries | | 26/05/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
0 | | Silver Grant International Industries | | 26/05/10 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
0 | | Silver Grant International Industries | | 26/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
0 | | Silver Grant International Industries | | 26/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
0 | | Silver Grant International Industries | | 26/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
797,000 | | Bank of China Limited | | 27/05/10 | | Accept 2009 Working Report of the Board of Directors | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Accept 2009 Working Report of the Supervisors | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Approve the 2009 Profit Distribution Plan | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Aprove the 2010 Annual Budget | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Approve PricewaterhouseCoopers Zhong Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Reelect Xiao Gang as an Executive Director | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Reelect Li Lihui as an Executive Director | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Reelect Li Zaohang as an Executive Director | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Reelect Zhou Zaiqun as an Executive Director | | For | | Against |
797,000 | | Bank of China Limited | | 27/05/10 | | Reelect Anthony Francis Neoh as an Independent Non-Executive Directo | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Reelect Huang Shizhong as an Independent Non-Executive Director | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Reelect Huang Danhan as an Independent Non-Executive Director | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Elect Qin Rongsheng as an External Supervisor | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Elect Bai Jingming as an External Supervisor | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Reelect Wang Xueqiang as a Shareholders Representative Supervisor of the Bank | | None | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Reelect Liu Wanming as a Shareholders Representative Supervisor of the Bank | | None | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Approve Remuneration Scheme for the External Supervisors | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Amend Articles of Association | | For | | For |
797,000 | | Bank of China Limited | | 27/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
797,000 | | Bank of China Limited | | 27/05/10 | | Approve Adjustments of Several Items of the Delegation of Authorities by the Shareholders Meeting to the Board of Directors | | None | | For |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Approve Final Dividend | | For | | For |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Elect Li Tzar Kuoi, Victor as Director | | For | | For |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Elect Ip Tak Chuen, Edmond as Director | | For | | For |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Elect Chiu Kwok Hung, Justin as Director | | For | | For |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Elect Chow Kun Chee, Roland as Director | | For | | For |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Elect Yeh Yuan Chang, Anthony as Director | | For | | For |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Elect Chow Nin Mow, Albert as Director | | For | | For |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Elect Wong Yick-ming, Rosanna as Director | | For | | For |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
47,000 | | Cheung Kong (Holdings) Limited | | 27/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
266,000 | | China Shineway Pharmaceutical Group Ltd. | | 27/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
266,000 | | China Shineway Pharmaceutical Group Ltd. | | 27/05/10 | | Approve Final Dividend | | For | | For |
266,000 | | China Shineway Pharmaceutical Group Ltd. | | 27/05/10 | | Approve Special Dividend | | For | | For |
266,000 | | China Shineway Pharmaceutical Group Ltd. | | 27/05/10 | | Reelect Li Huimin as Director | | For | | For |
266,000 | | China Shineway Pharmaceutical Group Ltd. | | 27/05/10 | | Reelect Ren Dequan as Director | | For | | For |
266,000 | | China Shineway Pharmaceutical Group Ltd. | | 27/05/10 | | Reelect Sun Liutai as Director | | For | | For |
266,000 | | China Shineway Pharmaceutical Group Ltd. | | 27/05/10 | | Authorize the Board to Fix Remuneration of Directors | | For | | For |
266,000 | | China Shineway Pharmaceutical Group Ltd. | | 27/05/10 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
266,000 | | China Shineway Pharmaceutical Group Ltd. | | 27/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
266,000 | | China Shineway Pharmaceutical Group Ltd. | | 27/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
266,000 | | China Shineway Pharmaceutical Group Ltd. | | 27/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
163,921 | | MTR Corporation Ltd | | 27/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
163,921 | | MTR Corporation Ltd | | 27/05/10 | | Approve Final Dividend | | For | | For |
163,921 | | MTR Corporation Ltd | | 27/05/10 | | Elect Vincent Cheng Hoy-chuen as Director | | For | | For |
163,921 | | MTR Corporation Ltd | | 27/05/10 | | Reelect Chow Chung-kong as Director | | For | | For |
163,921 | | MTR Corporation Ltd | | 27/05/10 | | Reelect Chrisitne Fang Meng-sang as Director | | For | | For |
163,921 | | MTR Corporation Ltd | | 27/05/10 | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
163,921 | | MTR Corporation Ltd | | 27/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
163,921 | | MTR Corporation Ltd | | 27/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
163,921 | | MTR Corporation Ltd | | 27/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
530,000 | | China Pharmaceutical Group Ltd | | 28/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
530,000 | | China Pharmaceutical Group Ltd | | 28/05/10 | | Approve Final Dividend | | For | | For |
530,000 | | China Pharmaceutical Group Ltd | | 28/05/10 | | Reelect Qi Moujia as Director | | For | | For |
530,000 | | China Pharmaceutical Group Ltd | | 28/05/10 | | Reelect Yue Jin as Director | | For | | For |
530,000 | | China Pharmaceutical Group Ltd | | 28/05/10 | | Reelect Feng Zhenying as Director | | For | | For |
530,000 | | China Pharmaceutical Group Ltd | | 28/05/10 | | Reelect Chak Kin Man as Director | | For | | For |
530,000 | | China Pharmaceutical Group Ltd | | 28/05/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
530,000 | | China Pharmaceutical Group Ltd | | 28/05/10 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
530,000 | | China Pharmaceutical Group Ltd | | 28/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
530,000 | | China Pharmaceutical Group Ltd | | 28/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
530,000 | | China Pharmaceutical Group Ltd | | 28/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
1,170,000 | | Lijun International Pharmaceutical Holdings Co., Ltd. | | 28/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
1,170,000 | | Lijun International Pharmaceutical Holdings Co., Ltd. | | 28/05/10 | | Reelect Qu Jiguang as an Executive Director | | For | | For |
1,170,000 | | Lijun International Pharmaceutical Holdings Co., Ltd. | | 28/05/10 | | Reelect Duan Wei as an Executive Director | | For | | For |
1,170,000 | | Lijun International Pharmaceutical Holdings Co., Ltd. | | 28/05/10 | | Reelect Zhang Guifu as an Executive Director | | For | | For |
1,170,000 | | Lijun International Pharmaceutical Holdings Co., Ltd. | | 28/05/10 | | Reelect Gao Shuping as an Executive Director | | For | | Against |
1,170,000 | | Lijun International Pharmaceutical Holdings Co., Ltd. | | 28/05/10 | | Reelect Wang Yibing as an Independent Non-Executive Director | | For | | For |
1,170,000 | | Lijun International Pharmaceutical Holdings Co., Ltd. | | 28/05/10 | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
1,170,000 | | Lijun International Pharmaceutical Holdings Co., Ltd. | | 28/05/10 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
1,170,000 | | Lijun International Pharmaceutical Holdings Co., Ltd. | | 28/05/10 | | Approve Final Dividend | | For | | For |
1,170,000 | | Lijun International Pharmaceutical Holdings Co., Ltd. | | 28/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
1,170,000 | | Lijun International Pharmaceutical Holdings Co., Ltd. | | 28/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
1,170,000 | | Lijun International Pharmaceutical Holdings Co., Ltd. | | 28/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
500,000 | | China Resources Gas Group Ltd | | 31/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
500,000 | | China Resources Gas Group Ltd | | 31/05/10 | | Approve Final Dividend | | For | | For |
500,000 | | China Resources Gas Group Ltd | | 31/05/10 | | Reelect Du Wenmin as Director | | For | | For |
500,000 | | China Resources Gas Group Ltd | | 31/05/10 | | Reelect Wong Tak Shing as Director | | For | | For |
500,000 | | China Resources Gas Group Ltd | | 31/05/10 | | Reelect Luk Chi Cheong as Director | | For | | For |
500,000 | | China Resources Gas Group Ltd | | 31/05/10 | | Reelect Yu Jian as Director | | For | | For |
500,000 | | China Resources Gas Group Ltd | | 31/05/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
500,000 | | China Resources Gas Group Ltd | | 31/05/10 | | Reappoint Deloitte Touche Tohmatsu, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration | | For | | Against |
500,000 | | China Resources Gas Group Ltd | | 31/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
500,000 | | China Resources Gas Group Ltd | | 31/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
500,000 | | China Resources Gas Group Ltd | | 31/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 31/05/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 31/05/10 | | Reelect Lin Fan as Director | | For | | For |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 31/05/10 | | Reelect Song Shuguang as Director | | For | | For |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 31/05/10 | | Reelect Peng Wei as Director | | For | | Against |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 31/05/10 | | Reelect Shen Koping Michael as Director | | For | | For |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 31/05/10 | | Reelect Che Shujian as Director | | For | | For |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 31/05/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 31/05/10 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 31/05/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 31/05/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
161,600 | | China Taiping Insurance Holdings Co Ltd | | 31/05/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Accept Report of Directors | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Approve Acquisition of 24.5 Percent Equity Interest in HNA Airport Holding (Group) Company Ltd., from Kingward Investment Ltd. | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Meeting for H Shares Holders | | | | |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Extraordinary Business | | | | |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Accept Report of the Supervisory Committee | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Approve Acquisition of 30 Percent Equity Interest in HNA Airport Holding (Group) Company Ltd. from HNA Group Company Ltd. | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Accept Financial Statements and Statutory Report | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Approve Proposed A Share Issue of 200 Million A Shares of RMB 1 Each | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Approve Proposed A Share Issue of 200 Million A Shares of RMB 1 Each | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Approve Final Dividend | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Approve Use of Proceeds from in Relation to the A Share Issue | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Amend Articles of Association | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Reappoint PricewaterhouseCoopers and Zon Zun Certified Public Accountants Office Ltd. Respectively as the Company’s Internationaland Domestic Auditors and Authorize the Board to Fix Their Remuneration | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Amend Rules and Procedures Re: Shareholder’s Meetings (Draft) | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Approve Remuneration Proposal for Directors, Supervisors, and Company Secretary for 2010 | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Amend Rules and Procedures Re: Board Meetings (Draft) | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Other Business (Voting) | | For | | Against |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Other Business (Voting) | | For | | Against |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Amend Rules and Procedures Re: Supervisory Committee Meetings (Draft) | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Approve Connected Transaction Decision-Making System (Draft) | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Approve System for Setting Aside Funds Raised for Special Purposes | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Authorize Board to Make All Necessary Amendements to the Articles of Association of the Company | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Authorize Board to Do All Such Acts Necessary to Implement the A Share Issue | | For | | For |
331,000 | | Hainan Meilan International Airport Co., Ltd. | | 31/05/10 | | Approve Special Dividend of RMB 0.35 Per Share | | For | | For |
470,000 | | Truly International Holdings Ltd. | | 02/06/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
470,000 | | Truly International Holdings Ltd. | | 02/06/10 | | Approve Final Dividend | | For | | For |
470,000 | | Truly International Holdings Ltd. | | 02/06/10 | | Reelect Heung Kai Sing as Director | | For | | Against |
470,000 | | Truly International Holdings Ltd. | | 02/06/10 | | Reelect Lam Wai Wah, Steven as Director | | For | | Against |
470,000 | | Truly International Holdings Ltd. | | 02/06/10 | | Reelect Ip Cho Ting, Spencer as Director | | For | | For |
470,000 | | Truly International Holdings Ltd. | | 02/06/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
470,000 | | Truly International Holdings Ltd. | | 02/06/10 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
470,000 | | Truly International Holdings Ltd. | | 02/06/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
470,000 | | Truly International Holdings Ltd. | | 02/06/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
470,000 | | Truly International Holdings Ltd. | | 02/06/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | MEETING FOR HOLDERS OF H SHARES | | | | |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve 2009 Directors’ Report | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve 2009 Supervisors’ Report | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve 2009 Financial Statements | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve 2009 A Share Annual Report and Annual Report Summary | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve 2009 H Share Annual Report | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve to Re-Appoint Ernst & Young as Company’s Audit Firm | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve Remuneration Management System of Directors and Supervisors | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve 2009 Due Diligence Report of the Directors | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve 2009 Report on Performance of Independent Directors | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Directors and Independent Directors | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Gao Guofu as Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Huo Lianhong as Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Yang Xianghai as Director | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Zhou Ciming as Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Yang Xiaodong as Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Feng Junyuan as Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Wang Chengran as Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Wu Jumin as Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Zheng Anguo as Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Xu Fei as Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Xu Shanda as Independent Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Chang Tso Tung Stephen as Independent Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Li Ruoshan as Independent Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Yuen Tin Fan as Independent Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Xiao Wei as Independent Director | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Supervisors | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Zhang Jianwei as Supervisor | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Lin Lichun as Supervisor | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Elect Zhou Zhuping as Supervisor | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Amend Articles of Association | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve to Amend Rules and Procedures Regarding Shareholder’s Meeting | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve Guidelines on H Share Related Party Transactions | | For | | For |
109,117 | | China Pacific Insurance (Group) Co., Ltd | | 03/06/10 | | Approve to Authorize Board to Handle All Matters Related to the Share Issuance | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Accept Report of the Board of Directors | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Accept Report of the Supervisory Committee | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Accept Report of the President of the Company | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Accept Final Financial Accounts | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Approve Application to the Bank of China Ltd., Shenzhen Branch for a RMB 24.9 Billion Composite Credit Facility | | For | | Against |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Reappoint Ernst & Young Hua Ming as the PRC Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Reappoint Ernst & Young as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Reelect Timothy Alexander Steinart as Independent Director | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Approve Adjustment of Allowance Granted to the Independent Directors | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Approve the 2010 Investment Quota for Fixed-income Derivatives | | None | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2009 | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Amend Articles Re: Issued Share Capital and Registered Capital | | For | | For |
114,000 | | ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 03/06/10 | | Ammend Articles of Association and Process Any Changes in Registration Capital | | For | | For |
247,000 | | China Life Insurance Co. Limited | | 04/06/10 | | Approve Report of the Board of Directors | | For | | For |
247,000 | | China Life Insurance Co. Limited | | 04/06/10 | | Approve Report of the Supervisory Committee | | For | | For |
247,000 | | China Life Insurance Co. Limited | | 04/06/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
247,000 | | China Life Insurance Co. Limited | | 04/06/10 | | Approve Profit Distribution and Cash Dividend Distribution Plan for 2009 | | For | | For |
247,000 | | China Life Insurance Co. Limited | | 04/06/10 | | Reappoint PricewaterhouseCoopers Zhong Tian Certified Public Accountants Limited Company and PricewaterhouseCoopers as PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | | For | | For |
247,000 | | China Life Insurance Co. Limited | | 04/06/10 | | Elect Anthony Francis Neoh as Independent Non-Executive Director | | For | | For |
247,000 | | China Life Insurance Co. Limited | | 04/06/10 | | Approve Renewal of Liability Insurance for Directors and Senior Management Officers | | For | | Against |
247,000 | | China Life Insurance Co. Limited | | 04/06/10 | | Amend Articles of Association | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Approve Capitalization of 2009 Dividends and Issuance of New Shares | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Approve Amendments on the Procedures for Loans to Other Parties | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Approve Amendments on the Procedures for Endorsement and Guarantees | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Amend Articles of Association | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | ELECT 4 OUT OF 4 DIRECTORS, 2 OUT OF 2 INDEPENDENT DIRECTORS AND 2 OUT OF 2 SUPERVISORS VIA CUMULATIVE VOTING | | | | |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Elect Gou, Terry with ID Number 1 as Director | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Elect Tai, Jeng-Wu from Hon-Hsiao International Investment Co. with ID Number 16662 as Director | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Elect Lu, Sidney from Hon-Hsiao International Investment Co. with ID Number 16662 as Director | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Elect Chien, Mark from Hon-Jin International Investment Co. with ID Number 57132 as Director | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Elect Wu Yu-Chi with ID Number N120745520 as Independent Director | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Elect Liu, Cheng Yu with ID Number E121186813 as Independent Director | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Elect Huang, Chin-Yuan with ID Number R101807553 as Supervisor | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Elect Chen Wan, Jui-Hsia from Fu rui International Investment Co., Ltd. with ID Number 18953 as Supervisor | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For |
365,200 | | Hon Hai Precision Industry Co., Ltd. | | 08/06/10 | | Transact Other Business | | | | |
1,113,600 | | China State Construction International Holdings Limited | | 09/06/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
1,113,600 | | China State Construction International Holdings Limited | | 09/06/10 | | Approve Final Dividend of HK$0.035 Per Share | | For | | For |
1,113,600 | | China State Construction International Holdings Limited | | 09/06/10 | | Reelect Kong Qingping as Director | | For | | For |
1,113,600 | | China State Construction International Holdings Limited | | 09/06/10 | | Reelect Zhou Yong as Director | | For | | For |
1,113,600 | | China State Construction International Holdings Limited | | 09/06/10 | | Reelect Zhang Yifeng as Director | | For | | Against |
1,113,600 | | China State Construction International Holdings Limited | | 09/06/10 | | Reelect Zhou Hancheng as Director | | For | | For |
1,113,600 | | China State Construction International Holdings Limited | | 09/06/10 | | Authorize the Board to Fix Remuneration of Directors | | For | | For |
1,113,600 | | China State Construction International Holdings Limited | | 09/06/10 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
1,113,600 | | China State Construction International Holdings Limited | | 09/06/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
1,113,600 | | China State Construction International Holdings Limited | | 09/06/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
1,113,600 | | China State Construction International Holdings Limited | | 09/06/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
44,434 | | PixArt Imaging Inc. | | 09/06/10 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
44,434 | | PixArt Imaging Inc. | | 09/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
44,434 | | PixArt Imaging Inc. | | 09/06/10 | | Approve the Exemption from Income Tax of Issuance of 1,500,000 Shares for a Private Placement | | For | | For |
44,434 | | PixArt Imaging Inc. | | 09/06/10 | | Approve Amendments on the Procedures for Endorsement and Guarantees | | For | | For |
44,434 | | PixArt Imaging Inc. | | 09/06/10 | | Approve Amendments on the Procedures for Loans to Other Parties | | For | | For |
44,434 | | PixArt Imaging Inc. | | 09/06/10 | | ELECT A SUPERVISOR VIA CUMULATIVE VOTING | | | | |
44,434 | | PixArt Imaging Inc. | | 09/06/10 | | Elect a Supervisor | | For | | Against |
286,620 | | Cheng Uei Precision Industry Co. Ltd. | | 14/06/10 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
286,620 | | Cheng Uei Precision Industry Co. Ltd. | | 14/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
286,620 | | Cheng Uei Precision Industry Co. Ltd. | | 14/06/10 | | Approve Capitalization of 2009 Dividends and Employee Profit Sharing | | For | | For |
286,620 | | Cheng Uei Precision Industry Co. Ltd. | | 14/06/10 | | Amend Articles of Association | | For | | For |
286,620 | | Cheng Uei Precision Industry Co. Ltd. | | 14/06/10 | | Approve Amendments on the Procedures for Endorsement and Guarantees | | For | | For |
286,620 | | Cheng Uei Precision Industry Co. Ltd. | | 14/06/10 | | Approve Amendments on the Procedures for Loans to Other Parties | | For | | For |
286,620 | | Cheng Uei Precision Industry Co. Ltd. | | 14/06/10 | | Transact Other Business | | | | |
346,000 | | Wistron NeWeb Corp. | | 14/06/10 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
346,000 | | Wistron NeWeb Corp. | | 14/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
346,000 | | Wistron NeWeb Corp. | | 14/06/10 | | Approve Capitalization of 2009 Dividends and Issuance of New Shares | | For | | For |
346,000 | | Wistron NeWeb Corp. | | 14/06/10 | | Amend Articles of Association | | For | | For |
346,000 | | Wistron NeWeb Corp. | | 14/06/10 | | Approve Amendments on the Procedures for Endorsement and Guarantees | | For | | For |
346,000 | | Wistron NeWeb Corp. | | 14/06/10 | | Approve Amendments on the Procedures for Loans to Other Parties | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Accept Report of the Board of Directors | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Accept Report of the Supervisory Committee | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Approve Proft Appropriation Proposal | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Ltd. Co. and PricewaterhouseCoopers as the PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Approve Renewal of Guarantee for a Loan of RMB 37 million of Chongqing Pigeon Electric Wires & Cables Co., Ltd. | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Approve Renewal of Guarantee for a Loan of RMB 50.44 million of Chongqing CAFF Automotive Braking & Steering System Co., Ltd. | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Xie Hua Jun as Executive Director and Authorize Board to Fix Director’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect He Yong as Executive Director and Authorize Board to Fix Director’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Liao Shaohua as Executive Director and Authorize Board to Fix Director’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Chen Xianzheng as Executive Director and Authorize Board to Fix Director’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Huang Yong as Non-Executive Director and Authorize Board to Fix Director’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Yu Gang as Non-Executive Director and Authorize Board to Fix Director’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Yang Jingpu as Non-Executive Director and Authorize Board to Fix Director’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Liu Liangcai as Non-Executive Director and Authorize Board to Fix Director’s Remuneration | | For | | Against |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Lo Wah Wai as Independent Non-Executive Director and Authorize Board to Fix Director’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Ren Xiaochang as Independent Non-Executive Director and Authorize Board to Fix Director’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Kong Weiliang as Independent Non-Executive Director and Authorize Board to Fix Director’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Duan Rongsheng as Supervisor and Authorize Board to Fix Supervisor’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Liao Rong as Supervisor and Authorize Board to Fix Supervisor’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Wang Rongxue as Supervisor and Authorize Board to Fix Supervisor’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Liu Xing as Supervisor and Authorize Board to Fix Supervisor’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Wang Xuqi as Supervisor and Authorize Board to Fix Supervisor’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Elect Chen Qing as Supervisor and Authorize Board to Fix Supervisor’s Remuneration | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Approve Remuneration Standards of Board and Supervisory Committee | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Approve Master Agreement | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Approve Annual Caps Under the Master Supplies Agreement Be Revised From RMB 140 Million to RMB 220 Million | | For | | For |
1,780,000 | | Chongqing Machinery & Electric Co., Ltd. | | 15/06/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
281,501 | | Lite-On Technology Corp. | | 15/06/10 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
281,501 | | Lite-On Technology Corp. | | 15/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
281,501 | | Lite-On Technology Corp. | | 15/06/10 | | Approve the Issuance of New Shares from Retained Earnings | | For | | For |
281,501 | | Lite-On Technology Corp. | | 15/06/10 | | Amend Articles of Association | | For | | For |
281,501 | | Lite-On Technology Corp. | | 15/06/10 | | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | | For | | For |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | ELECT 8 OUT OF 8 DIRECTORS AND 3 OUT OF 3 INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | | | | |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Elect Raymond Soong with ID Number 1 as Director | | For | | For |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Elect David Lin with ID Number 639 as Director | | For | | For |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Elect Joseph Lin from Dorcas Investment Co., Ltd. with ID Number 617 as Director | | For | | For |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Elect Warren Chen from Lite-On Capital Inc. with ID Number 28383 as Director | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Elect Keh-Shew Lu from Ta-Sung Investment Co., Ltd. with ID Number 59285 as Director | | For | | For |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Elect Rick Wu from Ta-Sung Investment Co., Ltd. with ID Number 59285 as Director | | For | | For |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Elect CH Chen from Yuan Pao Development & Investment Co. Ltd. with ID Number 103603 as Director | | For | | For |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Elect David Lee from Yuan Pao Development & Investment Co. Ltd. with ID Number 103603 as Director | | For | | For |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Elect Kuo-Feng Wu with ID Number 435271 as Director | | For | | For |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Elect Harvey Chang with ID Number 441272 as Director | | For | | For |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Elect Edward Yang with ID Number 435270 as Director | | For | | For |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For |
281501 | | Lite-On Technology Corp. | | 15/06/10 | | Transact Other Business | | | | |
116000 | | Taiwan Fertilizer Co., Ltd. | | 17/06/10 | | Approve 2009 Financial Statements | | For | | For |
116000 | | Taiwan Fertilizer Co., Ltd. | | 17/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
116000 | | Taiwan Fertilizer Co., Ltd. | | 17/06/10 | | Amend Articles of Association | | For | | For |
116000 | | Taiwan Fertilizer Co., Ltd. | | 17/06/10 | | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | | For | | For |
116000 | | Taiwan Fertilizer Co., Ltd. | | 17/06/10 | | Transact Other Business | | | | |
510000 | | Wintek Corporation | | 17/06/10 | | Approve 2009 Financial Statements | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Approve 2009 Statement of Profit & Loss Appropriation | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Amend Articles of Association | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | ELECT 7 OUT OF 7 DIRECTORS AND 3 OUT OF 3 SUPERVISORS VIA CUMULATIVE VOTING | | | | |
510000 | | Wintek Corporation | | 17/06/10 | | Elect Huang Hieng Hsiung with ID Number 62 as Director | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Elect Liu Hsiu Lien with ID Number 63 as Director | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Elect Huang Shih Chieh with ID Number 68 as Director | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Elect Representative of Hannstar Display Corp. with ID Number 172365 as Director | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Elect Lee Cheng Few with ID Number 92764 as Director | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Elect Huang Jen-Hung with ID Number 120107 as Director | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Elect Chang Mau-Chung as Director | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Elect Huang Sheng Ming with ID Number 64 as Supervisor | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Elect Lin, Lee with ID Number 1090 as Supervisor | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Elect Yang Chau-Chen with ID Number 165714 as Supervisor | | For | | For |
510000 | | Wintek Corporation | | 17/06/10 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For |
546000 | | Ausnutria Dairy Corporation Ltd | | 18/06/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
546000 | | Ausnutria Dairy Corporation Ltd | | 18/06/10 | | Reelect Wu Yueshi as Executive Director | | For | | For |
546000 | | Ausnutria Dairy Corporation Ltd | | 18/06/10 | | Reelect Yan Weibin as Executive Director | | For | | For |
546000 | | Ausnutria Dairy Corporation Ltd | | 18/06/10 | | Reelect Chen Yuanrong as Executive Director | | For | | For |
546000 | | Ausnutria Dairy Corporation Ltd | | 18/06/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
546000 | | Ausnutria Dairy Corporation Ltd | | 18/06/10 | | Approve Final Dividend | | For | | For |
546000 | | Ausnutria Dairy Corporation Ltd | | 18/06/10 | | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
546000 | | Ausnutria Dairy Corporation Ltd | | 18/06/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
546000 | | Ausnutria Dairy Corporation Ltd | | 18/06/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
546000 | | Ausnutria Dairy Corporation Ltd | | 18/06/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Accept Report of the Board of Directors | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Class Meeting for H Shareholders | | | | |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Accept Report of the Board of Supervisors | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Special Business | | | | |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Approve Profit Distribution Plan and Final Dividend of RMB 0.53 Per Share | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Approve Remuneration of Directors and Supervisors | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Approve Revised Annual Cap of the Continuing Connected Transactions under the Transportation Service Framework Agreement with Taiyuan Railway Bureau | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Approve Revised Annual Cap of the Continuing Connected Transactions under the Mutual Coal Supply Agreement with Shenhua Group Corporation Limited | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Approve Mutual Coal Supply Agreement with Shenhua Group Corporation Limited and Annual Caps | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Approve Mutual Supplies and Services Agreement with Shenhua Group Corporation Limited and Annual Caps | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Approve Coal Supply Framework Agreement with China Datang Corporation and Annual Caps | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Approve Coal Supply Framework Agreement with Tianjin Jinneng Investment Company and Annual Caps | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Approve Coal Supply Framework Agreement with Jiangsu Guoxin Asset Management Group Company Limited and Annual Caps | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Approve Transportation Service Framework Agreement with Taiyuan Railway Bureau and Annual Caps | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Approve Coal Supply Framework Agreement with Shaanxi Province Coal Transportation and Sales (Group) Co Ltd and Annual Caps | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Reelect Zhang Xiwu as Executive Director | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Reelect Zhang Yuzhuo as Executive Director | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Reelect Ling Wen as Executive Director | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Reelect Han Jianguo as Non-Executive Director | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Reelect Liu Benrun as Non-Executive Director | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Reelect Xie Songlin as Non-Executive Director | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Reelect Gong Huazhang as Independent Non-Executive Director | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Reelect Guo Peizhang as Independent Non-Executive Director | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Reelect Fan Hsu Lai Tai as Independent Non-Executive Director | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Elect Sun Wenjian as Shareholders’ Representative Supervisor | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Elect Tang Ning as Shareholders’ Representative Supervisor | | For | | For |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
89000 | | China Shenhua Energy Co., Ltd. | | 18/06/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
731000 | | Evergreen Marine Corp. | | 18/06/10 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
731000 | | Evergreen Marine Corp. | | 18/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
731000 | | Evergreen Marine Corp. | | 18/06/10 | | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | | For | | For |
84128 | | Simplo Technology Co., Ltd. | | 18/06/10 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
84128 | | Simplo Technology Co., Ltd. | | 18/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
84128 | | Simplo Technology Co., Ltd. | | 18/06/10 | | Approve the Issuance of New Shares from Retained Earnings | | For | | For |
84128 | | Simplo Technology Co., Ltd. | | 18/06/10 | | Amend Articles of Association | | For | | For |
84128 | | Simplo Technology Co., Ltd. | | 18/06/10 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For |
84128 | | Simplo Technology Co., Ltd. | | 18/06/10 | | Approve Amendments on the Procedures for Loans to Other Parties | | For | | For |
84128 | | Simplo Technology Co., Ltd. | | 18/06/10 | | Approve Amendments on the Procedures for Endorsement and Guarantees | | For | | For |
84128 | | Simplo Technology Co., Ltd. | | 18/06/10 | | Transact Other Business | | | | |
313009 | | Wistron Corp. | | 18/06/10 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
313009 | | Wistron Corp. | | 18/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
313009 | | Wistron Corp. | | 18/06/10 | | Approve the Issuance of New Shares from Retained Earnings | | For | | For |
313009 | | Wistron Corp. | | 18/06/10 | | Amend Articles of Association | | For | | For |
313009 | | Wistron Corp. | | 18/06/10 | | Approve Amendments on the Procedures for Endorsement and Guarantees | | For | | For |
313009 | | Wistron Corp. | | 18/06/10 | | Approve Amendments on the Procedures for Loans to Other Parties | | For | | For |
313009 | | Wistron Corp. | | 18/06/10 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For |
313009 | | Wistron Corp. | | 18/06/10 | | Approve Increase in Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Increase in Capital and Issuance of Ordinary Shares | | For | | For |
313009 | | Wistron Corp. | | 18/06/10 | | Approve Income Tax Exemption Regarding Increase in Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt and Issuance of New Shares from Retained Earnings | | For | | For |
1113600 | | China State Construction International Holdings Limited | | 21/06/10 | | Approve Acquisition Agreement with China State ConstructionEngineering Corporation Ltd. in Relation to the Acquisition of the Investment Interests in Yangquan Yangwu Expressway Investment Management Ltd. | | For | | For |
505000 | | WPG Holdings Co., Ltd. | | 21/06/10 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
505000 | | WPG Holdings Co., Ltd. | | 21/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
505000 | | WPG Holdings Co., Ltd. | | 21/06/10 | | Approve the Issuance of New Shares from Retained Earnings | | For | | For |
505000 | | WPG Holdings Co., Ltd. | | 21/06/10 | | Approve Acquire 100 Percent Equity of a Company via Share Swap | | For | | For |
505000 | | WPG Holdings Co., Ltd. | | 21/06/10 | | Amend Articles of Association | | For | | For |
505000 | | WPG Holdings Co., Ltd. | | 21/06/10 | | Approve Amendments on the Procedures for Loans to Other Parties | | For | | For |
505000 | | WPG Holdings Co., Ltd. | | 21/06/10 | | Approve Amendments on the Procedures for Endorsement and Guarantees | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Approve Increase in Indirect Investment in PRC | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Approve Increase in Capital and Issuance of New Shares | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Approve Amendments on the Procedures for Endorsement and Guarantees | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Approve Amendments on the Procedures for Loans to Other Parties | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Approve Authorization to the Board to Increase of Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Domestic Increase of Cash Capital | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Amend Articles of Association | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | ELECT 10 OUT OF 10 DIRECTORS AND 3 OUT OF 3 SUPERVISORS VIA CUMULATIVE VOTING | | | | |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Chin-Yen Kao from Kao Chyuan Inv. Co., Ltd with ID Number of 69100090 as Director | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Kao-Huei Cheng from Joyful Investment Co., with ID Number of 69100010 as Director | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Chang-Sheng Lin with ID Number of 15900071 as Director | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Ping-Chih Wu from Taipo Investment Corp. with ID Number of 69100060 as Director | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Hsiu-Jen Liu with ID Number of 52700020 as Director | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Po-Ming Hou with ID Number of 23100014 as Director | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Ying-Jen Wu with ID Number of 11100062 as Director | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Chung-Ho Wu from Young Yun Inv. Co., Ltd. with ID Number of 69102650 as Director | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Chih-Hsien Lo from Kao Chyuan Inv. Co.,Ltd. with ID Number of 69100090 as Director | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Po-Yu Hou with ID Number 23100013 as Director | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Kao-Keng Chen with ID Number 33100090 as Supervisor | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Peng-Chih Kuo from Chau Chih Inv. Co.,Ltd. with ID Number 69105890 as Supervisor | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Elect Joe J.T. Teng with ID Number 53500011 as Supervisor | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For |
274572 | | Uni-President Enterprises Corp. | | 23/06/10 | | Transact Other Business | | | | |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Ordinary Business | | | | |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Class Meeting for H Shareholders | | | | |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Accept Report of the Board of Directors | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Special Business | | | | |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Type and Nominal Value of Rights Shares in Relation to the A Share and H Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Accept Report of the Board of Supervisors | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Proportion and Number of Shares to be Issued in Relation to the A Share and H Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Subscription Price of the Rights Issue in Relation to the A Share and H Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Fixed Asset Investment Budget For 2010 | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Target Subscribers in Relation to the A Share and H Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Profit Distribution Plan For 2009 | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Use of Proceeds in Relation to the A Share and H Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Final Emoluments Distribution Plan For Directors and Supervisors | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Arrangement For the Accumulated Undistributed Profits of the Bank Prior to the Rights Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Effective Period of the Resolution in Relation to the A Share and H Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Special Business | | | | |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Type and Nominal Value of Rights Shares in Relation to the A Share and H Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Proportion and Number of Shares to be Issued in Relation to the A Share and H Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Subscription Price of Rights Issue in Relation to the A Share and H Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Target Subscribers in Relation to the A Share and H Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Use of Proceeds in Relation to the A Share and H Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Arrangement For Accumulated Undistributed Profits of the Bank Prior to the Rights Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Effective Period of the Resolution in Relation to the A Share and H Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Authorization For the Rights Issue of A Shares and H Shares | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Ordinary Business | | | | |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Feasibility Report on the Proposed Use of Proceeds Raised from the Rights Issue of A Shares and H Shares | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Report on the Use of Proceeds From the Previous A Share Issue | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Approve Mid-Term Plan of Capital Management | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Guo Shuqing as Executive Director | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Zhang Jianguo as Executive Director | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Lord Peter Levene as Independent Non-Executive Director | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Jenny Shipley as Independent Non-Executive Director | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Elaine La Roche as Independent Non-Executive Director | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Wong Kai-Man as Independent Non-Executive Director | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Sue Yang as Non-Executive Director | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Yam Chi Kwong, Joseph as Independent Non-Executive Director | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Zhao Xijun as Independent Non-Executive Director | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Xie Duyang as Shareholder Representative Supervisor | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Liu Jin as Shareholder Representative Supervisor | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Guo Feng as External Supervisor | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Dai Deming as External Supervisor | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Song Fengming as Shareholder Representative Supervisor | | For | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Zhu Xiaohuang as Executive Director | | None | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Wang Shumin as Non-Executive Director | | None | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Wang Yong as Non-Executive Director | | None | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Li Xiaoling as Non-Executive Director | | None | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Zhu Zhenmin as Non-Executive Director | | None | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Lu Xiaoma as Non-Executive Director | | None | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Elect Chen Yuanling as Non-Executive Director | | None | | For |
710000 | | China Construction Bank Corporation | | 24/06/10 | | Amend Rules of Procedure Re: Delegation of Authorities by the Shareholder’s General Meeting to the Board | | None | | For |
147000 | | Fubon Financial Holding Co. Ltd. | | 25/06/10 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
147000 | | Fubon Financial Holding Co. Ltd. | | 25/06/10 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
147000 | | Fubon Financial Holding Co. Ltd. | | 25/06/10 | | Approve the Issuance of New Shares from Retained Earnings | | For | | For |
147000 | | Fubon Financial Holding Co. Ltd. | | 25/06/10 | | Approve Long-Term Financing of the Company | | For | | For |
147000 | | Fubon Financial Holding Co. Ltd. | | 25/06/10 | | Amend Articles of Association | | For | | For |
147000 | | Fubon Financial Holding Co. Ltd. | | 25/06/10 | | Amend Procedures Governing the Acquisition and Disposal of Assets | | For | | For |
147000 | | Fubon Financial Holding Co. Ltd. | | 25/06/10 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For |
48000 | | Hollysys Automation Technologies Ltd | | 25/06/10 | | Elect Changli Wang as a Director | | For | | For |
48000 | | Hollysys Automation Technologies Ltd | | 25/06/10 | | Elect Colin Sung as a Director | | For | | For |
48000 | | Hollysys Automation Technologies Ltd | | 25/06/10 | | Elect Jerry Zhang as a Director | | For | | For |
48000 | | Hollysys Automation Technologies Ltd | | 25/06/10 | | Elect Jianyun Chai as a Director | | For | | For |
48000 | | Hollysys Automation Technologies Ltd | | 25/06/10 | | Elect Qingtai Chen as a Director | | For | | For |
48000 | | Hollysys Automation Technologies Ltd | | 25/06/10 | | Ratify BDO as Auditors | | For | | For |
48000 | | Hollysys Automation Technologies Ltd | | 25/06/10 | | Transact Other Business (Non-Voting) | | | | |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Approve Final Dividend | | For | | For |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Reelect Mao Zhongwu as Executive Director | | For | | For |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Reelect Liang Jianyi as Executive Director | | For | | For |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Reelect Xiang Wenbo as Non-Executive Director | | For | | For |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Reelect Huang Jianlong as Non-Executive Director | | For | | For |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Reelect Wu Jialiang as Non-Executive Director | | For | | For |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Reelect Xu Yaxiong as Independent Non-Executive Director | | For | | For |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Reelect Ngai Wai Fung as Independent Non-Executive Director | | For | | For |
Shares Voted | | Company | | Meeting Date | | Agenda Item | | Mgmt Rec | | Vote Cast |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Reelect Ng Yuk Keung as Independent Non-Executive Director | | For | | For |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
429000 | | Sany Heavy Equipment International Holdings Co., Ltd. | | 25/06/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
651000 | | Haier Electronics Group Co Ltd | | 28/06/10 | | Accept Financial Statements and Statutory Reports | | For | | For |
651000 | | Haier Electronics Group Co Ltd | | 28/06/10 | | Reelect Zhou Yun Jie as Executive Director | | For | | For |
651000 | | Haier Electronics Group Co Ltd | | 28/06/10 | | Reelect Li Hua Gang as Executive Director | | For | | For |
651000 | | Haier Electronics Group Co Ltd | | 28/06/10 | | Reelect Sun Jing Yan as Executive Director | | For | | Against |
651000 | | Haier Electronics Group Co Ltd | | 28/06/10 | | Reelect Wu Yinong as Independent Non-Executive Director | | For | | For |
651000 | | Haier Electronics Group Co Ltd | | 28/06/10 | | Reelect Yu Hon To, David as Independent Non-Executive Director | | For | | For |
651000 | | Haier Electronics Group Co Ltd | | 28/06/10 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
651000 | | Haier Electronics Group Co Ltd | | 28/06/10 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
651000 | | Haier Electronics Group Co Ltd | | 28/06/10 | | Approve Refreshment of Mandate Limit Under Share Option Scheme | | For | | Against |
651000 | | Haier Electronics Group Co Ltd | | 28/06/10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
651000 | | Haier Electronics Group Co Ltd | | 28/06/10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
651000 | | Haier Electronics Group Co Ltd | | 28/06/10 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Approve 2009 Statement of Profit & Loss Appropriation | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Amend Articles of Association | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Approve to Amend Trading Procedures Governing Derivatives Products | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Approve Amendments on the Procedures for Loans to Other Parties | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Approve Amendments on the Procedures for Endorsement and Guarantees | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Approve Income Tax Exemption | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Domestic Issuance of Shares via a Private Placement | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Approve Withdraw of Capital Reduction | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | ELECT 3 OUT OF 3 DIRECTORS, 2 OUT OF 2 INDEPENDENT DIRECTORS AND 3 OUT OF 3 SUPERVISORS VIA CUMULATIVE VOTING | | | | |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Elect Representative Liao, Ching-Siang from Chimei Corporation with ID Number 220881 as Director | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Elect Tuan, Hsing-Chien with ID Number 63 as Director | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Elect Representative Hsu, Ting-Chen from Hung Yang Venture Capital Ltd. with ID Number 2 as Director | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Elect Wea, Chi-Lin with ID Number J100196868 as Independent Director | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Elect Liu, Ying-Ta with ID Number 486688 as Independent Director | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Elect Representative Huang, Te-Tsai from Yo Cheng Investment Limited Corp. with ID Number 2437 as Supervisor | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Elect Lin, Jung-Chun with ID Number 222109 as Supervisor | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Elect Sung, Kuang-Fu with ID Number 222919 as Supervisor | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For |
234830 | | Chimei Innolux Corp | | 29/06/10 | | Transact Other Business | | | | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Alger China – U.S. Growth Fund |
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| |
By (Signature and Title)* | /s/ Daniel C. Chung |
| Daniel C. Chung, Principal Executive Officer |
| |
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Date | 8/12/10 |
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* Print the name and title of each signing officer under his or her signature.
