Nuveen Diversified Dividend & Income Fund (JDD)
Filed: 30 Aug 05, 12:00am
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21407
Nuveen Diversified Dividend & Income Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2005
Nuveen Diversified Dividend and Income Fund - Proxy Voting
July 1, 2004 to June 30, 2005
Security Name | Ticker | Cusip | Meeting Date | Ballot Item | Management or Shareholder | Item Description | Management Recommended Vote | Vote Cast | ||||||||
Camden Property Trust | CPT | 133131102 | 2/28/2005 | 1 | Management | Issue Shares in Connection with an Acquisition | For | For | ||||||||
AMLI Residential Properties Trust | AML | 001735109 | 4/25/2005 | 1.1 | Management | Elect Director Bruce P. Bickner | For | For | ||||||||
| 4/25/2005 | 1.2 | Management | Elect Director Laura D. Gates | For | For | |||||||||||
| 4/25/2005 | 1.3 | Management | Elect Director Marc S. Heilweil | For | For | |||||||||||
| 4/25/2005 | 1.4 | Management | Elect Director Gregory T. Mutz | For | For | |||||||||||
| 4/25/2005 | 2 | Management | Declassify the Board of Directors | For | For | |||||||||||
| 4/25/2005 | 3 | Management | Ratify Auditors | For | For | |||||||||||
Nationwide Health Properties, Inc. | NHP | 638620104 | 4/27/2005 | 1.1 | Management | Elect Director R. Bruce Andrews | For | For | ||||||||
| 4/27/2005 | 1.2 | Management | Elect Director Charles D. Miller | For | For | |||||||||||
| 4/27/2005 | 2 | Management | Approve Omnibus Stock Plan | For | For | |||||||||||
Brandywine Realty Trust | BDN | 105368203 | 5/2/2005 | 1.1 | Management | Elect Trustee Walter D’Alessio | For | For | ||||||||
| 5/2/2005 | 1.2 | Management | Elect Trustee D. Pike Aloian | For | For | |||||||||||
| 5/2/2005 | 1.3 | Management | Elect Trustee Donald E. Axinn | For | For | |||||||||||
| 5/2/2005 | 1.4 | Management | Elect Trustee Wyche Fowler | For | For | |||||||||||
| 5/2/2005 | 1.5 | Management | Elect Trustee Michael J. Joyce | For | For | |||||||||||
| 5/2/2005 | 1.6 | Management | Elect Trustee Anthony A. Nichols Sr. | For | For | |||||||||||
| 5/2/2005 | 1.7 | Management | Elect Trustee Charles P. Pizzi | For | For | |||||||||||
| 5/2/2005 | 1.8 | Management | Elect Trustee Gerard H. Sweeney | For | For | |||||||||||
| 5/2/2005 | 2 | Management | Ratify Auditors | For | For | |||||||||||
| 5/2/2005 | 3 | Management | Amend Omnibus Stock Plan | For | For | |||||||||||
Federal Realty Investment Trust | FRT | 313747206 | 5/4/2005 | 1.1 | Management | Elect Director Mark S. Ordan | For | For | ||||||||
| 5/4/2005 | 1.2 | Management | Elect Director Donald C. Wood | For | For | |||||||||||
| 5/4/2005 | 2 | Management | Ratify Auditors | For | For | |||||||||||
| 5/4/2005 | 3 | Shareholder | Require a Majority Vote for the Election of Directors | Against | For | |||||||||||
Archstone Smith Trust | ASN | 039583109 | 5/4/2005 | 1.1 | Management | Elect Trustee James A. Cardwell | For | For | ||||||||
| 5/4/2005 | 1.2 | Management | Elect Trustee Robert P. Kogod | For | For | |||||||||||
| 5/4/2005 | 1.3 | Management | Elect Trustee Director James H. Polk, III | For | For | |||||||||||
| 5/4/2005 | 2 | Management | Declassify the Board of Trustees | For | For | |||||||||||
| 5/4/2005 | 3 | Management | Ratify Auditors | For | For | |||||||||||
Camden Property Trust | CPT | 133131102 | 5/6/2005 | 1.1 | Management | Elect Director Richard J. Campo | For | For | ||||||||
| 5/6/2005 | 1.2 | Management | Elect Director William R. Cooper | For | For | |||||||||||
| 5/6/2005 | 1.3 | Management | Elect Director George A. Hrdlicka | For | For | |||||||||||
| 5/6/2005 | 1.4 | Management | Elect Director Scott S. Ingraham | For | For | |||||||||||
| 5/6/2005 | 1.5 | Management | Elect Director Lewis A. Levey | For | For | |||||||||||
| 5/6/2005 | 1.6 | Management | Elect Director William B. McGuire, Jr. | For | For | |||||||||||
| 5/6/2005 | 1.7 | Management | Elect Director D. Keith Oden | For | For | |||||||||||
| 5/6/2005 | 1.8 | Management | Elect Director F. Gardner Parker | For | For | |||||||||||
| 5/6/2005 | 1.9 | Management | Elect Director William F. Paulsen | For | For | |||||||||||
| 5/6/2005 | 1.10 | Management | Elect Director Steven A. Webster | For | For | |||||||||||
Shurgard Storage Centers, Inc. | SHU | 82567D104 | 5/6/2005 | 1.1 | Management | Elect Director Anna Karin Andrews | For | For | ||||||||
| 5/6/2005 | 1.2 | Management | Elect Director David K. Grant | For | For | |||||||||||
| 5/6/2005 | 1.3 | Management | Elect Director Raymond A. Johnson | For | For | |||||||||||
| 5/6/2005 | 1.4 | Management | Elect Director W. Thomas Porter | For | For | |||||||||||
| 5/6/2005 | 1.5 | Management | Elect Director Gary E. Pruitt | For | For | |||||||||||
| 5/6/2005 | 2 | Management | Declassify the Board of Directors | For | For | |||||||||||
| 5/6/2005 | 3 | Management | Ratify Auditors | For | For | |||||||||||
| 5/6/2005 | 4 | Shareholder | Require a Majority Vote for the Election of Directors | Against | For | |||||||||||
HRPT Properties Trust | HRP | 40426W101 | 5/10/2005 | 1.1 | Management | Elect Director Barry M. Portnoy | For | For | ||||||||
| 5/10/2005 | 1.2 | Management | Elect Director F.N. Zeytoonjian | For | For | |||||||||||
Senior Housing Properties Trust | SNH | 81721M109 | 5/10/2005 | 1.1 | Management | Elect Director F.N. Zeytoonjian | For | For | ||||||||
New Plan Excel Realty Trust, Inc. | NXL | 648053106 | 5/11/2005 | 1.1 | Management | Elect Director Raymond H. Bottorf | For | For | ||||||||
| 5/11/2005 | 1.2 | Management | Elect Director Matthew Goldstein | For | For | |||||||||||
| 5/11/2005 | 1.3 | Management | Elect Director Gregory White | For | For | |||||||||||
AvalonBay Communities, Inc. | AVB | 053484101 | 5/11/2005 | 1.1 | Management | Elect Director Bryce Blair | For | For | ||||||||
| 5/11/2005 | 1.2 | Management | Elect Director Bruce A. Choate | For | For | |||||||||||
| 5/11/2005 | 1.3 | Management | Elect Director John J. Healy, Jr. | For | For | |||||||||||
| 5/11/2005 | 1.4 | Management | Elect Director Gilbert M. Meyer | For | For | |||||||||||
| 5/11/2005 | 1.5 | Management | Elect Director Charles D. Peebler, Jr. | For | For | |||||||||||
| 5/11/2005 | 1.6 | Management | Elect Director Lance R. Primis | For | For | |||||||||||
| 5/11/2005 | 1.7 | Management | Elect Director Allan D. Schuster | For | For | |||||||||||
| 5/11/2005 | 1.8 | Management | Elect Director Amy P. Williams | For | For | |||||||||||
| 5/11/2005 | 2 | Management | Ratify Auditors | For | For | |||||||||||
Simon Property Group, Inc. | SPG | 828806109 | 5/11/2005 | 1.1 | Management | Elect Director Birch Bayh | For | For | ||||||||
| 5/11/2005 | 1.2 | Management | Elect Director Melvyn E. Bergstein | For | For | |||||||||||
| 5/11/2005 | 1.3 | Management | Elect Director Linda Walker Bynoe | For | For | |||||||||||
| 5/11/2005 | 1.4 | Management | Elect Director Karen N. Horn, Ph.D. | For | For | |||||||||||
| 5/11/2005 | 1.5 | Management | Elect Director Reuben S. Leibowitz | For | For | |||||||||||
| 5/11/2005 | 1.6 | Management | Elect Director J. Albert Smith, Jr. | For | For | |||||||||||
| 5/11/2005 | 1.7 | Management | Elect Director Pieter S. Van Den Berg | For | For | |||||||||||
| 5/11/2005 | 2 | Management | Ratify Auditors | For | For | |||||||||||
| 5/11/2005 | 3 | Shareholder | Report on Greenhouse Gas Emissions and Energy Efficiency | Against | Against | |||||||||||
Kite Realty Group Trust | KRG | 49803T102 | 5/13/2005 | 1.1 | Management | Elect Director Alvin E. Kite, Jr. | For | For | ||||||||
| 5/13/2005 | 1.2 | Management | Elect Director John A. Kite | For | For | |||||||||||
| 5/13/2005 | 1.3 | Management | Elect Director William E. Bindley | For | For | |||||||||||
| 5/13/2005 | 1.4 | Management | Elect Director Dr. Richard A. Cosier | For | For | |||||||||||
| 5/13/2005 | 1.5 | Management | Elect Director Eugene Golub | For | For | |||||||||||
| 5/13/2005 | 1.6 | Management | Elect Director Gerald L. Moss | For | For | |||||||||||
| 5/13/2005 | 1.7 | Management | Elect Director Michael L. Smith | For | For | |||||||||||
Gables Residential Trust | GBP | 362418105 | 5/17/2005 | 1.1 | Management | Elect Trustee David D. Fitch | For | For | ||||||||
| 5/17/2005 | 1.2 | Management | Elect Trustee John W. McIntyre | For | For | |||||||||||
| 5/17/2005 | 1.3 | Management | Elect Trustee Chris D. Wheeler | For | For | |||||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/18/2005 | 1.1 | Management | Elect Director Michael W. Brennan | For | For | ||||||||
| 5/18/2005 | 1.2 | Management | Elect Director Michael G. Damone | For | For | |||||||||||
| 5/18/2005 | 1.3 | Management | Elect Director Kevin W. Lynch | For | For | |||||||||||
| 5/18/2005 | 2 | Management | Ratify Auditors | For | For | |||||||||||
CRT Properties Inc | CRO | 22876P109 | 5/18/2005 | 1.1 | Management | Elect Director D. Pike Aloian | For | For | ||||||||
| 5/18/2005 | 1.2 | Management | Elect Director Benjamin C. Bishop, Jr. | For | For | |||||||||||
| 5/18/2005 | 1.3 | Management | Elect Director Thomas J. Crocker | For | For | |||||||||||
| 5/18/2005 | 1.4 | Management | Elect Director Peter J. Farrell | For | For | |||||||||||
| 5/18/2005 | 1.5 | Management | Elect Director David B. Hiley | For | For | |||||||||||
| 5/18/2005 | 1.6 | Management | Elect Director Victor A. Hughes, Jr. | For | For | |||||||||||
| 5/18/2005 | 1.7 | Management | Elect Director Randall E. Paulson | For | For | |||||||||||
| 5/18/2005 | 1.8 | Management | Elect Director George F. Staudter | For | For | |||||||||||
| 5/18/2005 | 2 | Management | Change State of Incorporation from Florida to Maryland | For | For | |||||||||||
| 5/18/2005 | 3 | Management | Approve Nonqualified Employee Stock Purchase Plan | For | For | |||||||||||
| 5/18/2005 | 4 | Management | Ratify Auditors | For | For | |||||||||||
Post Properties, Inc. | PPS | 737464107 | 5/19/2005 | 1.1 | Management | Elect Director Robert C. Goddard, III | For | For | ||||||||
| 5/19/2005 | 1.2 | Management | Elect Director David P. Stockert | For | For | |||||||||||
| 5/19/2005 | 1.3 | Management | Elect Director Herschel M. Bloom | For | For | |||||||||||
| 5/19/2005 | 1.4 | Management | Elect Director Douglas Crocker II | For | For | |||||||||||
| 5/19/2005 | 1.5 | Management | Elect Director Walter M. Deriso, Jr. | For | For | |||||||||||
| 5/19/2005 | 1.6 | Management | Elect Director Russell R. French | For | For | |||||||||||
| 5/19/2005 | 1.7 | Management | Elect Director Nicholas B. Paumgarten | For | For | |||||||||||
| 5/19/2005 | 1.8 | Management | Elect Director Charles E. Rice | For | For | |||||||||||
| 5/19/2005 | 1.9 | Management | Elect Director Ronald de Waal | For | For | |||||||||||
| 5/19/2005 | 2 | Management | Approve Nonqualified Employee Stock Purchase Plan | For | For | |||||||||||
Reckson Associates Realty Corp. | RA | 75621K106 | 5/19/2005 | 1.1 | Management | Elect Director Scott H. Rechler | For | For | ||||||||
| 5/19/2005 | 1.2 | Management | Elect Director Douglas Crocker Ii | For | For | |||||||||||
| 5/19/2005 | 1.3 | Management | Elect Director Elizabeth Mccaul | For | For | |||||||||||
| 5/19/2005 | 1.4 | Management | Elect Director Ronald H. Menaker | For | For | |||||||||||
| 5/19/2005 | 1.5 | Management | Elect Director Peter Quick | For | For | |||||||||||
| 5/19/2005 | 1.6 | Management | Elect Director Lewis S. Ranieri | For | For | |||||||||||
| 5/19/2005 | 1.7 | Management | Elect Director John F. Ruffle | For | For | |||||||||||
| 5/19/2005 | 1.8 | Management | Elect Director Stanley Steinberg | For | For | |||||||||||
| 5/19/2005 | 2 | Management | Increase Authorized Common Stock | For | For | |||||||||||
| 5/19/2005 | 3 | Management | Approve Omnibus Stock Plan | For | For | |||||||||||
| 5/19/2005 | 4 | Management | Ratify Auditors | For | For | |||||||||||
The Macerich Co. | MAC | 554382101 | 5/19/2005 | 1.1 | Management | Elect Director Dana K. Anderson | For | For | ||||||||
| 5/19/2005 | 1.2 | Management | Elect Director Diana M. Laing | For | For | |||||||||||
| 5/19/2005 | 1.3 | Management | Elect Director Stanley A. Moore | For | For | |||||||||||
| 5/19/2005 | 2 | Management | Ratify Auditors | For | For | |||||||||||
Spirit Finance Corporaton | 848568309 | 5/20/2005 | 1.1 | Management | Elect Director Morton H. Fleischer | For | For | |||||||||
| 5/20/2005 | 1.2 | Management | Elect Director Christopher H. Volk | For | For | |||||||||||
| 5/20/2005 | 1.3 | Management | Elect Director Linda J. Blessing, Ph.D. | For | For | |||||||||||
| 5/20/2005 | 1.4 | Management | Elect Director Willie R. Barnes | For | For | |||||||||||
| 5/20/2005 | 1.5 | Management | Elect Director Dennis E. Mitchem | For | For | |||||||||||
| 5/20/2005 | 1.6 | Management | Elect Director Paul F. Oreffice | For | For | |||||||||||
| 5/20/2005 | 1.7 | Management | Elect Director Jim R. Parish | For | For | |||||||||||
| 5/20/2005 | 1.8 | Management | Elect Director Kenneth B. Roath | For | For | |||||||||||
| 5/20/2005 | 1.9 | Management | Elect Director Casey J. Sylla | For | For | |||||||||||
| 5/20/2005 | 1.10 | Management | Elect Director Shelby Yastrow | For | For | |||||||||||
| 5/20/2005 | 2 | Management | Amend Articles | For | For | |||||||||||
| 5/20/2005 | 3 | Management | Amend Omnibus Stock Plan | For | For | |||||||||||
| 5/20/2005 | 4 | Management | Ratify Auditors | For | For | |||||||||||
Cedar Shopping Centers, Inc. | CDR | 150602209 | 5/20/2005 | 1.1 | Management | Elect Director James J. Burns | For | For | ||||||||
| 5/20/2005 | 1.2 | Management | Elect Director Richard Homburg | For | For | |||||||||||
| 5/20/2005 | 1.3 | Management | Elect Director J.A.M.H. der Kinderen | For | For | |||||||||||
| 5/20/2005 | 1.4 | Management | Elect Director Everett B. Miller, III | For | For | |||||||||||
| 5/20/2005 | 1.5 | Management | Elect Director Leo S. Ullman | For | For | |||||||||||
| 5/20/2005 | 1.6 | Management | Elect Director Brenda J. Walker | For | For | |||||||||||
| 5/20/2005 | 1.7 | Management | Elect Director Roger M. Widmann | For | For | |||||||||||
| 5/20/2005 | 2 | Management | Ratify Auditors | For | For | |||||||||||
Arden Realty, Inc. | ARI | 039793104 | 5/25/2005 | 1.1 | Management | Elect Director Richard S. Ziman | For | For | ||||||||
| 5/25/2005 | 1.2 | Management | Elect Director Victor J. Coleman | For | For | |||||||||||
| 5/25/2005 | 2 | Management | Ratify Auditors | For | For | |||||||||||
| 5/25/2005 | 3 | Management | Amend Omnibus Stock Plan | For | For | |||||||||||
| 5/25/2005 | 4 | Shareholder | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | |||||||||||
Hersha Hospitality Trust | HT | 427825104 | 5/26/2005 | 1.1 | Management | Elect Director Hasu P. Shah | For | For | ||||||||
| 5/26/2005 | 1.2 | Management | Elect Director Michael A. Leven | For | For | |||||||||||
| 5/26/2005 | 1.3 | Management | Elect Director K.D. Patel | For | For | |||||||||||
| 5/26/2005 | 1.4 | Management | Elect Director John M. Sabin | For | For | |||||||||||
| 5/26/2005 | 2 | Management | Ratify Auditors | For | For | |||||||||||
U-STORE-IT TRUST | 91274F104 | 5/31/2005 | 1.1 | Management | Elect Director Robert J. Amsdell | For | For | |||||||||
| 5/31/2005 | 1.2 | Management | Elect Director Barry L. Amsdell | For | For | |||||||||||
| 5/31/2005 | 1.3 | Management | Elect Director Thomas A. Commes | For | For | |||||||||||
| 5/31/2005 | 1.4 | Management | Elect Director J.C. ‘Jack’ Dannemiller | For | For | |||||||||||
| 5/31/2005 | 1.5 | Management | Elect Director W.M. Diefenderfer III | For | For | |||||||||||
| 5/31/2005 | 1.6 | Management | Elect Director Harold S. Haller | For | For | |||||||||||
| 5/31/2005 | 1.7 | Management | Elect Director David J. Larue | For | For | |||||||||||
Maguire Properties, Inc. | MPG | 559775101 | 6/7/2005 | 1.1 | Management | Elect Director Robert F. Maguire III | For | For | ||||||||
| 6/7/2005 | 1.2 | Management | Elect Director Richard I. Gilchrist | For | For | |||||||||||
| 6/7/2005 | 1.3 | Management | Elect Director Lawrence S. Kaplan | For | For | |||||||||||
| 6/7/2005 | 1.4 | Management | Elect Director Caroline S. Mcbride | For | For | |||||||||||
| 6/7/2005 | 1.5 | Management | Elect Director Andrea L. Van De Kamp | For | For | |||||||||||
| 6/7/2005 | 1.6 | Management | Elect Director Walter L. Weisman | For | For | |||||||||||
| 6/7/2005 | 2 | Management | Ratify Auditors | For | For | |||||||||||
Mack-Cali Realty Corp. | CLI | 554489104 | 6/23/2005 | 1.1 | Management | Elect Director Nathan Gantcher | For | For | ||||||||
| 6/23/2005 | 1.2 | Management | Elect Director David S. Mack | For | For | |||||||||||
| 6/23/2005 | 1.3 | Management | Elect Director William L. Mack | For | For | |||||||||||
| 6/23/2005 | 1.4 | Management | Elect Director Alan G. Philibosian | For | For | |||||||||||
| 6/23/2005 | 2 | Management | Ratify Auditors | For | For | |||||||||||
| 6/23/2005 | 3 | Shareholder | Require a Majority Vote for the Election of Directors | Against | For | |||||||||||
Proxy Voting Report
July 1, 2004 - June 30, 2005
Nuveen Diversified Dividend and Income Fund
| Mtg Date | Company/Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
| 07/12/04 | J Sainsbury Plc | 466249109 | 06/10/04 | 69,500 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | SUBJECT TO THE ADMISSION TO THE OFFICIAL LIST AND TO TRADING ON THE LONDON STOCK EXCHANGE PLC S MARKET FOR LISTED SECURITIES BY 8:00 A.M. ON 19 JULY 2004 OF REDEEMABLE NON-CUMULATIVE PREFERENCE SHARES OF 35P EACH AND ORDINARY SHARES OF 284/7 PENCE EACH. | For | For | Mgmt | ||||||||||||
| 2 | SUBJECT TO THE APPROVAL OF SPECIAL RESOLUTION 1, APPROVAL OF THE COMPANY TO MAKE MARKET PURCHASES OF NEW ORDINARY SHARES OF 35 PENCE EACH IN THE COMPANY AS CONTEMPLATED AND ACCORDANCE WITH THE TERMS OF SECTION 163(3) AND SECTION 166 OF THE COMPANIES ACT | For | For | Mgmt | ||||||||||||
| 07/29/04 | Tate & Lyle Plc | 876570607 | 06/22/04 | 82,000 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | TO RECEIVE THE REPORT AND ACCOUNTS. | For | For | Mgmt | ||||||||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT. | For | For | Mgmt | ||||||||||||
| 3 | TO DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES. | For | For | Mgmt | ||||||||||||
| 4 | TO RE-ELECT RICHARD DELBRIDGE AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 5 | TO RE-ELECT LARRY PILLARD AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 6 | TO RE-ELECT DAVID FISH AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 7 | TO RE-ELECT EVERT HENKES AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 8 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 9 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS REMUNERATION. | For | For | Mgmt | ||||||||||||
| 10 | TO RENEW THE COMPANY S AUTHORITY TO PURCHASE ITS OWN SHARES. | For | For | Mgmt | ||||||||||||
| 11 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT SHARES. | For | For | Mgmt | ||||||||||||
| 12 | TO RENEW THE DIRECTORS AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. | For | For | Mgmt | ||||||||||||
| 13 | TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION. | For | For | Mgmt | ||||||||||||
| 03/11/05 | KT Corp (formerly Korea Telecom Corporation) | 48268K101 | 12/31/04 | 90,000 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | APPROVAL OF BALANCE SHEET, INCOME STATEMENT AND STATEMENT OF APPROPRIATION OF RETAINED EARNINGS FOR THE 23RD FISCAL YEAR, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||||||||
| 2 | APPROVAL OF THE AMENDMENT OF ARTICLES OF INCORPORATION, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||||||||
| 3 | JEONG SOO SUH (NOMINATED BY THE PRESIDENT WITH CONSENT OF BOARD OF DIRECTORS) | For | For | Mgmt | ||||||||||||
| 4 | STUART B. SOLOMON (NOMINATED BY OUTSIDE DIRECTOR RECOMMENDATION COMMITTEE) | For | For | Mgmt | ||||||||||||
| 5 | THAE SURN KHWARG (NOMINATED BY OUTSIDE DIRECTOR RECOMMENDATIONY COMMITTEE) | For | For | Mgmt | ||||||||||||
| 6 | BYOUNG HOON LEE (SHAREHOLDER PROPOSAL - PRACTICALLY INITIATED BY LABOR UNION OF KT) | Against | Against | ShrHoldr | ||||||||||||
| 7 | APPROVAL OF LIMIT ON REMUNERATION OF DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||||||||
| 04/14/05 | Rio Tinto Plc (Formerly Rtz Corp. Plc) | 767204100 | 03/07/05 | 26,500 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985 | For | For | Mgmt | ||||||||||||
| 2 | AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER SECTION 89 OF THE COMPANIES ACT 1985 | For | For | Mgmt | ||||||||||||
| 3 | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE COMPANY OR RIO TINTO LIMITED | For | For | Mgmt | ||||||||||||
| 4 | AUTHORITY TO PURCHASE RIO TINTO LIMITED SHARES, OFF MARKET BY TENDER, BY RIO TINTO LIMITED | For | For | Mgmt | ||||||||||||
| 5 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE CONSTITUTION OF RIO TINTO LIMITED | For | For | Mgmt | ||||||||||||
| 6 | AMENDMENTS TO THE DLC MERGER SHARING AGREEMENT | For | For | Mgmt | ||||||||||||
| 7 | APPROVAL OF THE RIO TINTO SHARE SAVINGS PLAN | For | �� | For | Mgmt | |||||||||||
| 8 | ELECTION OF RICHARD GOODMANSON AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 9 | ELECTION OF ASHTON CALVERT AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 10 | ELECTION OF VIVIENNE COX AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 11 | RE-ELECTION OF PAUL SKINNER AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 12 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 13 | APPROVAL OF REMUNERATION REPORT | For | For | Mgmt | ||||||||||||
| 14 | RECEIVE THE ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2004 * | For | For | Mgmt | ||||||||||||
| 04/19/05 | Citigroup Inc. *C* | 172967101 | 02/25/05 | 75,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
| 4 | Limit/Prohibit Awards to Executives | Against | Against | ShrHoldr | ||||||||||||
| 5 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||||||||
| 6 | Prohibit Chairman From Management Duties, Titles or Responsibilities | Against | For | ShrHoldr | ||||||||||||
| 7 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||||||||
| 8 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||||||||
| 9 | Review/Limit Executive Compensation | Against | Against | ShrHoldr | ||||||||||||
| 10 | Adopt Simple Majority Vote | Against | For | ShrHoldr | ||||||||||||
| 04/21/05 | Weyerhaeuser Co. *WY* | 962166104 | 02/25/05 | 40,000 | ||||||||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||||||||
| 1.1 | Elect Director D. Michael Steuart — For | |||||||||||||||
| 1.2 | Elect Director Martha R. Ingram — Withhold | |||||||||||||||
| 1.3 | Elect Director John I. Kieckhefer — Withhold | |||||||||||||||
| 1.4 | Elect Director Arnold G. Langbo — Withhold | |||||||||||||||
| 1.5 | Elect Director Charles R. Williamson — For | |||||||||||||||
| 2 | Expense Stock Options | Against | For | ShrHoldr | ||||||||||||
| 3 | Declassify the Board of Directors | Against | For | ShrHoldr | ||||||||||||
| 4 | Performance- Based/Indexed Options | Against | For | ShrHoldr | ||||||||||||
| 5 | Report on Eliminating the Purchase of Timber from National Forests | Against | Against | ShrHoldr | ||||||||||||
| 6 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 04/26/05 | Merck & Co., Inc. *MRK* | 589331107 | 02/25/05 | 85,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Prohibit Awards to Executives | Against | Against | ShrHoldr | ||||||||||||
| 4 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||||||||
| 5 | Eliminate Animal Testing | Against | Against | ShrHoldr | ||||||||||||
| 6 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||||||||
| 7 | Report on Product Availability in Canada | Against | For | ShrHoldr | ||||||||||||
| 8 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||||||||
| 9 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | ShrHoldr | ||||||||||||
| 04/27/05 | Alumina Ltd (formerly Wmc Limited) | 022205108 | 03/21/05 | 146,000 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | TO RE-ELECT MR. R J MCNEILLY AS A DIRECTOR MR. MCNEILLY RETIRES IN ACCORDANCE WITH THE COMPANY S CONSTITUTION. BEING ELIGIBLE, MR. MCNEILLY OFFERS HIMSELF FOR RELECTION. | For | For | Mgmt | ||||||||||||
| 2 | TO RE-ELECT MR M R RAYNER AS A DIRECTOR MR RAYNER RETIRES IN ACCORDANCE WITH THE COMPANY S CONSTITUTION, BEING ELIGIBLE, MR RAYNER OFFERS HIMSELF FOR RE-ELECTION | For | For | Mgmt | ||||||||||||
| 3 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION: THAT, PURSUANT TO SECTIONS 136(2) AND 648G OF THE CORPORATIONS ACT 2001 (CTH), RULE 139 OF THE CONSTITUTION OF THE COMPANY IS RENEWED. | For | For | Mgmt | ||||||||||||
| 04/27/05 | Bank of America Corp. *BAC* | 060505104 | 03/04/05 | 69,200 | ||||||||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||||||||
| 1.1 | Elect Director William Barnet, III — For | |||||||||||||||
| 1.2 | Elect Director Charles W. Coker — For | |||||||||||||||
| 1.3 | Elect Director John T. Collins — For | |||||||||||||||
| 1.4 | Elect Director Gary L. Countryman — Withhold | |||||||||||||||
| 1.5 | Elect Director Paul Fulton — For | |||||||||||||||
| 1.6 | Elect Director Charles K. Gifford — For | |||||||||||||||
| 1.7 | Elect Director W. Steven Jones — For | |||||||||||||||
| 1.8 | Elect Director Kenneth D. Lewis — For | |||||||||||||||
| 1.9 | Elect Director Walter E. Massey — For | |||||||||||||||
| 1.10 | Elect Director Thomas J. May — For | |||||||||||||||
| 1.11 | Elect Director Patricia E. Mitchell — For | |||||||||||||||
| 1.12 | Elect Director Edward L. Romero — For | |||||||||||||||
| 1.13 | Elect Director Thomas M. Ryan — Withhold | |||||||||||||||
| 1.14 | Elect Director O. Temple Sloan, Jr. — For | |||||||||||||||
| 1.15 | Elect Director Meredith R. Spangler — For | |||||||||||||||
| 1.16 | Elect Director Robert L. Tillman — For | |||||||||||||||
| 1.17 | Elect Director Jackie M. Ward — For | |||||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||||||||
| 4 | Director Nominee Amendment | Against | Against | ShrHoldr | ||||||||||||
| 04/27/05 | CHEVRON CORP *CVX* | 166764100 | 03/01/05 | 33,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||||||||
| 4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | ShrHoldr | ||||||||||||
| 5 | Expense Stock Options | Against | For | ShrHoldr | ||||||||||||
| 6 | Eliminate Animal Testing | Against | Against | ShrHoldr | ||||||||||||
| 7 | Report on Drilling in Protected Areas | Against | Against | ShrHoldr | ||||||||||||
| 8 | Report on Remediation Programs in Ecuador | Against | Against | ShrHoldr | ||||||||||||
| 04/27/05 | IndyMac Bancorp, Inc. *NDE* | 456607100 | 02/28/05 | 94,100 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 04/28/05 | Altria Group, Inc. *MO* | 02209S103 | 03/07/05 | 88,200 | ||||||||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||||||||
| 1.1 | Elect Director Elizabeth E. Bailey — For | |||||||||||||||
| 1.2 | Elect Director Harold Brown — For | |||||||||||||||
| 1.3 | Elect Director Mathis Cabiallavetta — For | |||||||||||||||
| 1.4 | Elect Director Louis C. Camilleri — For | |||||||||||||||
| 1.5 | Elect Director J. Dudley Fishburn — For | |||||||||||||||
| 1.6 | Elect Director Robert E. R. Huntley — For | |||||||||||||||
| 1.7 | Elect Director Thomas W. Jones — Withhold | |||||||||||||||
| 1.8 | Elect Director George Munoz — For | |||||||||||||||
| 1.9 | Elect Director Lucio A. Noto — For | |||||||||||||||
| 1.10 | Elect Director John S. Reed — For | |||||||||||||||
| 1.11 | Elect Director Carlos Slim Helu — For | |||||||||||||||
| 1.12 | Elect Director Stephen M. Wolf — For | |||||||||||||||
| 2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
| 3 | Amend Non-Employee Director Stock Option Plan | For | For | Mgmt | ||||||||||||
| 4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 5 | Eliminate Animal Testing | Against | Against | ShrHoldr | ||||||||||||
| 6 | Product Warnings for Pregnant Women | Against | Against | ShrHoldr | ||||||||||||
| 7 | Cease Use of Light and Ultra Light in Cigarette Marketing | Against | Against | ShrHoldr | ||||||||||||
| 8 | Apply Fire Safety Standards for Cigarettes | Against | Against | ShrHoldr | ||||||||||||
| 04/28/05 | Kimberly-Clark Corp. *KMB* | 494368103 | 02/28/05 | 48,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Adopt ILO Based Code of Conduct | Against | Against | ShrHoldr | ||||||||||||
| 04/28/05 | Lockheed Martin Corp. *LMT* | 539830109 | 03/01/05 | 50,000 | ||||||||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||||||||
| 1.1 | Elect Director E.C. ‘Pete’ Aldridge, Jr. — For | |||||||||||||||
| 1.2 | Elect Director Nolan D. Archibald — For | |||||||||||||||
| 1.3 | Elect Director Marcus C. Bennett — For | |||||||||||||||
| 1.4 | Elect Director James O. Ellis, Jr. — For | |||||||||||||||
| 1.5 | Elect Director Gwendolyn S. King — For | |||||||||||||||
| 1.6 | Elect Director Douglas H. McCorkindale — For | |||||||||||||||
| 1.7 | Elect Director Eugene F. Murphy — For | |||||||||||||||
| 1.8 | Elect Director Joseph W. Ralston — Withhold | |||||||||||||||
| 1.9 | Elect Director Frank Savage — Withhold | |||||||||||||||
| 1.10 | Elect Director Anne Stevens — For | |||||||||||||||
| 1.11 | Elect Director Robert J. Stevens — For | |||||||||||||||
| 1.12 | Elect Director James R. Ukropina — For | |||||||||||||||
| 1.13 | Elect Director Douglas C. Yearley — For | |||||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
| 4 | Performance-Based/Indexed Options | Against | Against | ShrHoldr | ||||||||||||
| 5 | Adopt Simple Majority Vote Requirement for All Issues | Against | For | ShrHoldr | ||||||||||||
| 6 | Report on Pay Disparity | Against | Against | ShrHoldr | ||||||||||||
| 7 | and amend its code of conduct and policies related to bidding Review Code of Conduct on Military Contracts | Against | Against | ShrHoldr | ||||||||||||
| 04/29/05 | SBC Communications Inc. *SBC* | 78387G103 | 03/01/05 | 110,500 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
| 4 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||||||||
| 5 | Report on Executive Compensation | Against | Against | ShrHoldr | ||||||||||||
| 6 | Performance- Based/Indexed Options | Against | Against | ShrHoldr | ||||||||||||
| 7 | Adopt Simple Majority Vote | Against | For | ShrHoldr | ||||||||||||
| 05/04/05 | Packaging Corporation of America *PKG* | 695156109 | 03/15/05 | 121,300 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
| 05/04/05 | Raytheon Co. *RTN* | 755111507 | 03/09/05 | 85,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Declassify the Board of Directors | For | For | Mgmt | ||||||||||||
| 4 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
| 5 | Amend Non-Employee Director Restricted Stock Plan | For | For | Mgmt | ||||||||||||
| 6 | Adopt MacBride Principles | Against | Against | ShrHoldr | ||||||||||||
| 7 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||||||||
| 8 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | ||||||||||||
| 05/05/05 | ConocoPhillips *COP* | 20825C104 | 03/10/05 | 20,900 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||||||||
| 05/05/05 | Verizon Communications *VZ* | 92343V104 | 03/07/05 | 110,600 | ||||||||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||||||||
| 1.1 | Elect Director James R. Barker — For | |||||||||||||||
| 1.2 | Elect Director Richard L. Carrion — For | |||||||||||||||
| 1.3 | Elect Director Robert W. Lane — For | |||||||||||||||
| 1.4 | Elect Director Sandra O. Moose — For | |||||||||||||||
| 1.5 | Elect Director Joseph Neubauer — Withhold | |||||||||||||||
| 1.6 | Elect Director Thomas H. O’ Brien — For | |||||||||||||||
| 1.7 | Elect Director Hugh B. Price — For | |||||||||||||||
| 1.8 | Elect Director Ivan G. Seidenberg — For | |||||||||||||||
| 1.9 | Elect Director Walter V. Shipley — For | |||||||||||||||
| 1.10 | Elect Director John R. Stafford — For | |||||||||||||||
| 1.11 | Elect Director Robert D. Storey — For | |||||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Provide for Cumulative Voting | Against | For | ShrHoldr | ||||||||||||
| 4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||||||||
| 5 | Require Majority of Independent Directors on Board | Against | Against | ShrHoldr | ||||||||||||
| 6 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||||||||
| 7 | Amend Director/Officer Liability/Indemnifications Provisions | Against | Against | ShrHoldr | ||||||||||||
| 8 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||||||||
| 05/09/05 | Pitney Bowes Inc. *PBI* | 724479100 | 03/11/05 | 65,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 05/10/05 | International Paper Co. *IP* | 460146103 | 03/17/05 | 55,500 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||||||||
| 05/10/05 | Loews Corp. *LTR* | 540424207 | 03/14/05 | 113,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
| 4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
| 5 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||||||||
| 6 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||||||||
| 7 | Support Legislation and Make Public Statements on Environmental Tobacco Smoke | Against | Against | ShrHoldr | ||||||||||||
| 8 | Apply Fire Safety Standards for Cigarettes | Against | Against | ShrHoldr | ||||||||||||
| 05/11/05 | Newell Rubbermaid Inc. *NWL* | 651229106 | 03/15/05 | 77,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Declassify the Board of Directors | Against | For | ShrHoldr | ||||||||||||
| 05/13/05 | MFA Mortgage Investments Inc *MFA* | 55272X102 | 03/31/05 | 220,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 05/17/05 | JPMorgan Chase & Co. *JPM* | 46625H100 | 03/22/05 | 85,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
| 4 | Establish Term Limits for Directors | Against | Against | ShrHoldr | ||||||||||||
| 5 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||||||||
| 6 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||||||||
| 7 | Adopt Executive Benefit Policy | Against | For | ShrHoldr | ||||||||||||
| 05/18/05 | The Hartford Financial Services Group, Inc. *HIG* | 416515104 | 03/22/05 | 30,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
| 4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
| 05/20/05 | Aon Corp. *AOC* | 037389103 | 03/23/05 | 145,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 06/02/05 | Albertson’s, Inc. *ABS* | 013104104 | 04/13/05 | 135,000 | ||||||||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||||||||
| 1.1 | Elect Director Henry I. Bryant — Withhold | |||||||||||||||
| 1.2 | Elect Director Bonnie G. Hill — Withhold | |||||||||||||||
| 1.3 | Elect Director Lawrence R. Johnston — Withhold | |||||||||||||||
| 1.4 | Elect Director Kathi P. Siefert — For | |||||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||||||||
| 4 | Adopt Simply Majority Vote Requirement | Against | For | ShrHoldr | ||||||||||||
| 5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | ShrHoldr | ||||||||||||
| 6 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||||||||
| 7 | Performance- Based/Indexed Options | Against | For | ShrHoldr | ||||||||||||
| 06/07/05 | Kerr-McGee Corp. *KMG* | 492386107 | 03/11/05 | 74,000 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
| 4 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
| 5 | Establish Office of the Board of Directors | Against | Against | ShrHoldr | ||||||||||||
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Diversified Dividend & Income Fund
By
/s/ Gifford R. Zimmerman – Chief Administrative Officer
Date
August 30, 2005