FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21407
Nuveen Diversified Dividend and Income Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2007
Item 1. Proxy Voting Record
Nuveen Diversified Dividend and Income Fund - Proxy Voting
(Security Capital Research - Real Estate)
July 1, 2006 to June 30, 2007
Security Name | Ticker | Cusip | Meeting Date | Ballot Item Number | Item Description | Proposed by Management or Shareholder | Management Recommended Vote | Vote Cast | ||||||||
Shurgard Storage Centers, Inc. | 82567D104 | 08/22/06 | 1 | Approve Merger Agreement | Management | For | For | |||||||||
Newkirk Realty Trust Inc | 651497109 | 11/20/06 | 1 | Approve Merger Agreement | Management | For | For | |||||||||
11/20/06 | 2 | Adjourn Meeting | Management | For | For | |||||||||||
Glenborough Realty Trust Inc. | 37803P105 | 11/28/06 | 1 | Approve Merger Agreement | Management | For | For | |||||||||
11/28/06 | 2 | Other Business | Management | For | For | |||||||||||
Reckson Associates Realty Corp. | RA | 75621K106 | 12/06/06 | 1 | Approve Merger Agreement | Management | For | For | ||||||||
12/06/06 | 2 | Adjourn Meeting | Management | For | For | |||||||||||
Equity Office Properties Trust | EOP | 294741103 | 02/07/07 | 1 | Approve Merger Agreement | Management | For | For | ||||||||
02/07/07 | 2 | Adjourn Meeting | Management | For | For | |||||||||||
Nationwide Health Properties, Inc. | NHP | 638620104 | 04/24/07 | 1.1 | Elect Director David R. Banks | Management | For | For | ||||||||
04/24/07 | 1.2 | Elect Director Douglas M. Pasquale | Management | For | For | |||||||||||
04/24/07 | 1.3 | Elect Director Jack D. Samuelson | Management | For | For | |||||||||||
04/24/07 | 2 | Increase Authorized Common Stock | Management | For | For | |||||||||||
04/24/07 | 3 | Approve Stock Ownership Limitations | Management | For | For | |||||||||||
04/24/07 | 4 | Ratify Auditors | Management | For | For | |||||||||||
Federal Realty Investment Trust | FRT | 313747206 | 05/02/07 | 1.1 | Elect Director Jon E. Bortz | Management | For | For | ||||||||
05/02/07 | 1.2 | Elect Director David W. Faeder | Management | For | For | |||||||||||
05/02/07 | 1.3 | Elect Director Kristin Gamble | Management | For | For | |||||||||||
05/02/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
05/02/07 | 3 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||
Diamondrock Hospitality Company | DRH | 252784301 | 04/26/07 | 1.1 | Elect Director William W. McCarten | Management | For | For | ||||||||
04/26/07 | 1.2 | Elect Director Daniel J. Altobello | Management | For | For | |||||||||||
04/26/07 | 1.3 | Elect Director W. Robert Grafton | Management | For | For | |||||||||||
04/26/07 | 1.4 | Elect Director Maureen L. McAvey | Management | For | For | |||||||||||
04/26/07 | 1.5 | Elect Director Gilbert T. Ray | Management | For | For | |||||||||||
04/26/07 | 1.6 | Elect Director John L. Williams | Management | For | For | |||||||||||
04/26/07 | 2 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||
04/26/07 | 3 | Ratify Auditors | Management | For | For | |||||||||||
Camden Property Trust | CPT | 133131102 | 05/01/07 | 1.1 | Elect Director Richard J. Campo | Management | For | For | ||||||||
05/01/07 | 1.2 | Elect Director William R. Cooper | Management | For | For | |||||||||||
05/01/07 | 1.3 | Elect Director Scott S. Ingraham | Management | For | For | |||||||||||
05/01/07 | 1.4 | Elect Director Lewis A. Levey | Management | For | For | |||||||||||
05/01/07 | 1.5 | Elect Director William B. Mcguire, Jr. | Management | For | For | |||||||||||
05/01/07 | 1.6 | Elect Director William F. Paulsen | Management | For | For | |||||||||||
05/01/07 | 1.7 | Elect Director D. Keith Oden | Management | For | For | |||||||||||
05/01/07 | 1.8 | Elect Director F. Gardner Parker | Management | For | For | |||||||||||
05/01/07 | 1.9 | Elect Director Steven A. Webster | Management | For | For | |||||||||||
05/01/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
Public Storage | PSA | 74460D109 | 05/03/07 | 1.1 | Elect Director B. Wayne Hughes | Management | For | For | ||||||||
05/03/07 | 1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For | |||||||||||
05/03/07 | 1.3 | Elect Director Dann V. Angeloff | Management | For | For | |||||||||||
05/03/07 | 1.4 | Elect Director William C. Baker | Management | For | For | |||||||||||
05/03/07 | 1.5 | Elect Director John T. Evans | Management | For | For | |||||||||||
05/03/07 | 1.6 | Elect Director Uri P. Harkham | Management | For | For | |||||||||||
05/03/07 | 1.7 | Elect Director B. Wayne Hughes, Jr. | Management | For | For | |||||||||||
05/03/07 | 1.8 | Elect Director Harvey Lenkin | Management | For | For | |||||||||||
05/03/07 | 1.9 | Elect Director Gary E. Pruitt | Management | For | For | |||||||||||
05/03/07 | 1.1 | Elect Director Daniel C. Staton | Management | For | For | |||||||||||
05/03/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
05/03/07 | 3 | Approve Omnibus Stock Plan | Management | For | For | |||||||||||
05/03/07 | 4 | Change State of Incorporation [From California Corporation to Maryland Real Estate Investment Trust] | Management | For | For | |||||||||||
05/03/07 | 5 | Adjourn Meeting | Management | For | For | |||||||||||
Simon Property Group, Inc. | SPG | 828806109 | 05/10/07 | 1.1 | Elect Director Birch Bayh | Management | For | For | ||||||||
05/10/07 | 1.2 | Elect Director Melvyn E. Bergstein | Management | For | For | |||||||||||
05/10/07 | 1.3 | Elect Director Linda Walker Bynoe | Management | For | For | |||||||||||
05/10/07 | 1.4 | Elect Director Karen N. Horn, Ph.D. | Management | For | For | |||||||||||
05/10/07 | 1.5 | Elect Director Reuben S. Leibowitz | Management | For | For | |||||||||||
05/10/07 | 1.6 | Elect Director J. Albert Smith, Jr. | Management | For | For | |||||||||||
05/10/07 | 1.7 | Elect Director Pieter S. van den Berg | Management | For | For | |||||||||||
05/10/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
05/10/07 | 3 | Pay for Superior Performance | Shareholder | Against | Against | |||||||||||
05/10/07 | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Against | Against | |||||||||||
05/10/07 | 5 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Against | For | |||||||||||
AvalonBay Communities, Inc. | AVB | 053484101 | 05/16/07 | 1.1 | Elect Director Bryce Blair | Management | For | For | ||||||||
05/16/07 | 1.2 | Elect Director Bruce A. Choate | Management | For | For | |||||||||||
05/16/07 | 1.3 | Elect Director John J. Healy, Jr. | Management | For | For | |||||||||||
05/16/07 | 1.4 | Elect Director Gilbert M. Meyer | Management | For | For | |||||||||||
05/16/07 | 1.5 | Elect Director Timothy J. Naughton | Management | For | For | |||||||||||
05/16/07 | 1.6 | Elect Director Lance R. Primis | Management | For | For | |||||||||||
05/16/07 | 1.7 | Elect Director H. Jay Sarles | Management | For | For | |||||||||||
05/16/07 | 1.8 | Elect Director Allan D. Schuster | Management | For | For | |||||||||||
05/16/07 | 1.9 | Elect Director Amy P. Williams | Management | For | For | |||||||||||
05/16/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
Archstone Smith Trust | ASN | 039583109 | 05/16/07 | 1.1 | Elect Director Stephen R. Demeritt | Management | For | For | ||||||||
05/16/07 | 1.2 | Elect Director Ernest A. Gerardi, Jr. | Management | For | For | |||||||||||
05/16/07 | 1.3 | Elect Director Ruth Ann M. Gillis | Management | For | For | |||||||||||
05/16/07 | 1.4 | Elect Director Ned S. Holmes | Management | For | For | |||||||||||
05/16/07 | 1.5 | Elect Director Robert P. Kogod | Management | For | For | |||||||||||
05/16/07 | 1.6 | Elect Director James H. Polk, III | Management | For | For | |||||||||||
05/16/07 | 1.7 | Elect Director John C. Schweitzer | Management | For | For | |||||||||||
05/16/07 | 1.8 | Elect Director R. Scot Sellers | Management | For | For | |||||||||||
05/16/07 | 1.9 | Elect Director Robert H. Smith | Management | For | For | |||||||||||
05/16/07 | 2 | Pay For Superior Performance | Shareholder | Against | Against | |||||||||||
05/16/07 | 3 | Ratify Auditors | Management | For | For | |||||||||||
Brandywine Realty Trust | BDN | 105368203 | 05/09/07 | 1.1 | Elect Director Walter D’Alessio | Management | For | For | ||||||||
05/09/07 | 1.2 | Elect Director D. Pike Aloian | Management | For | For | |||||||||||
05/09/07 | 1.3 | Elect Director Thomas F. August | Management | For | For | |||||||||||
05/09/07 | 1.4 | Elect Director Donald E. Axinn | Management | For | For | |||||||||||
05/09/07 | 1.5 | Elect Director Wyche Fowler | Management | For | For | |||||||||||
05/09/07 | 1.6 | Elect Director Michael J. Joyce | Management | For | For | |||||||||||
05/09/07 | 1.7 | Elect Director Anthony A. Nichols, Sr. | Management | For | For | |||||||||||
05/09/07 | 1.8 | Elect Director Michael V. Prentiss | Management | For | For | |||||||||||
05/09/07 | 1.9 | Elect Director Charles P. Pizzi | Management | For | For | |||||||||||
05/09/07 | 1.1 | Elect Director Gerard H. Sweeney | Management | For | For | |||||||||||
05/09/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
05/09/07 | 3 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||
05/09/07 | 4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For | |||||||||||
U-Store-It Trust | YSI | 91274F104 | 05/08/07 | 1.1 | Elect Director Thomas A. Commes | Management | For | For | ||||||||
05/08/07 | 1.2 | Elect Director John C. (Jack) Dannemiller | Management | For | For | |||||||||||
05/08/07 | 1.3 | Elect Director William M. Diefenderfer III | Management | For | For | |||||||||||
05/08/07 | 1.4 | Elect Director Harold S. Haller, Ph.D. | Management | For | For | |||||||||||
05/08/07 | 1.5 | Elect Director Dean Jernigan | Management | For | For | |||||||||||
05/08/07 | 1.6 | Elect Director Marianne M. Keler | Management | For | For | |||||||||||
05/08/07 | 1.7 | Elect Director David J. LaRue | Management | For | For | |||||||||||
05/08/07 | 2 | Approve Omnibus Stock Plan | Management | For | For | |||||||||||
Ashford Hospitality Trust Inc. | AHT | 044103109 | 05/15/07 | 1.1 | Elect Director Archie Bennett, Jr. | Management | For | For | ||||||||
05/15/07 | 1.2 | Elect Director Montgomery J. Bennett | Management | For | For | |||||||||||
05/15/07 | 1.3 | Elect Director Martin L. Edelman | Management | For | For | |||||||||||
05/15/07 | 1.4 | Elect Director W.D. Minami | Management | For | For | |||||||||||
05/15/07 | 1.5 | Elect Director W. Michael Murphy | Management | For | For | |||||||||||
05/15/07 | 1.6 | Elect Director Philip S. Payne | Management | For | For | |||||||||||
05/15/07 | 1.7 | Elect Director Charles P. Toppino | Management | For | For | |||||||||||
05/15/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
Post Properties, Inc. | PPS | 737464107 | 05/24/07 | 1.1 | Elect Director Robert C. Goddard, III | Management | For | For | ||||||||
05/24/07 | 1.2 | Elect Director David P. Stockert | Management | For | For | |||||||||||
05/24/07 | 1.3 | Elect Director Herschel M. Bloom | Management | For | For | |||||||||||
05/24/07 | 1.4 | Elect Director Douglas Crocker, II | Management | For | For | |||||||||||
05/24/07 | 1.5 | Elect Director Walter M. Deriso, Jr. | Management | For | For | |||||||||||
05/24/07 | 1.6 | Elect Director Russell R. French | Management | For | For | |||||||||||
05/24/07 | 1.7 | Elect Director Charles E. Rice | Management | For | For | |||||||||||
05/24/07 | 1.8 | Elect Director Stella F. Thayer | Management | For | For | |||||||||||
05/24/07 | 1.9 | Elect Director Ronald de Waal | Management | For | For | |||||||||||
05/24/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
DCT Industrial Trust Inc. | DCT | 233153105 | 05/03/07 | 1.1 | Elect Director Thomas G. Wattles | Management | For | For | ||||||||
05/03/07 | 1.2 | Elect Director Philip L. Hawkins | Management | For | For | |||||||||||
05/03/07 | 1.3 | Elect Director Phillip R. Altinger | Management | For | For | |||||||||||
05/03/07 | 1.4 | Elect Director Thomas F. August | Management | For | For | |||||||||||
05/03/07 | 1.5 | Elect Director John S. Gates, Jr. | Management | For | For | |||||||||||
05/03/07 | 1.6 | Elect Director Tripp H. Hardin | Management | For | For | |||||||||||
05/03/07 | 1.7 | Elect Director James R. Mulvihill | Management | For | For | |||||||||||
05/03/07 | 1.8 | Elect Director John C. O’Keefe | Management | For | For | |||||||||||
05/03/07 | 1.9 | Elect Director Bruce L. Warwick | Management | For | For | |||||||||||
05/03/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
Kite Realty Group Trust | KRG | 49803T102 | 05/07/07 | 1.1 | Elect Director Alvin E. Kite, Jr. | Management | For | For | ||||||||
05/07/07 | 1.2 | Elect Director John A. Kite | Management | For | For | |||||||||||
05/07/07 | 1.3 | Elect Director William E. Bindley | Management | For | For | |||||||||||
05/07/07 | 1.4 | Elect Director Dr. Richard A. Cosier | Management | For | For | |||||||||||
05/07/07 | 1.5 | Elect Director Eugene Golub | Management | For | For | |||||||||||
05/07/07 | 1.6 | Elect Director Gerald L. Moss | Management | For | For | |||||||||||
05/07/07 | 1.7 | Elect Director Michael L. Smith | Management | For | For | |||||||||||
05/07/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 05/16/07 | 1.1 | Elect Director Jay H. Shidler | Management | For | For | ||||||||
05/16/07 | 1.2 | Elect Director J. Steven Wilson | Management | For | For | |||||||||||
05/16/07 | 1.3 | Elect Director Robert D. Newman | Management | For | For | |||||||||||
05/16/07 | 2 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||
05/16/07 | 3 | Ratify Auditors | Management | For | For | |||||||||||
HRPT Properties Trust | HRP | 40426W101 | 05/15/07 | 1.1 | Elect Director Patrick F. Donelan | Management | For | For | ||||||||
05/15/07 | 2 | Amend Declaration of Trust - Election of Trustees | Management | For | Against | |||||||||||
05/15/07 | 3 | Amend Declaration of Trust-(a)Amend Trust(i)Qualification of Trustees,(ii)Policies(iii)Restrictions, (iv)Special voting rights,business combinations(v)Provisions governing amendments to trust(b)Termination of Trust | Management | For | Against | |||||||||||
05/15/07 | 4 | Amend Declaration of Trust--Authorize Board to Divide or Combine Outstanding Shares, any class or series, without shareholder vote to the extent permitted by Maryland Law. | Management | For | Against | |||||||||||
05/15/07 | 5 | Amend Declaration of Trust--Any shareholder violating Declaration of Trust will indemnify and hold us harmless from all costs, expense, penalties and fines, together with interest on such amounts. | Management | For | For | |||||||||||
05/15/07 | 6 | Amend Declaration of Trust--Permit Issuance of Securities redeemable at the option of holders. | Management | For | For | |||||||||||
05/15/07 | 7 | Adjourn Meeting | Management | For | For | |||||||||||
Health Care Property Investors, Inc. | HCP | 421915109 | 05/10/07 | 1.1 | Elect Director Mary A. Cirillo-Goldberg | Management | For | For | ||||||||
05/10/07 | 1.2 | Elect Director Robert R. Fanning, Jr. | Management | For | For | |||||||||||
05/10/07 | 1.3 | Elect Director James F. Flaherty III | Management | For | For | |||||||||||
05/10/07 | 1.4 | Elect Director David B. Henry | Management | For | For | |||||||||||
05/10/07 | 1.5 | Elect Director Michael D. McKee | Management | For | For | |||||||||||
05/10/07 | 1.6 | Elect Director Harold M. Messmer, Jr. | Management | For | For | |||||||||||
05/10/07 | 1.7 | Elect Director Peter L. Rhein | Management | For | For | |||||||||||
05/10/07 | 1.8 | Elect Director Kenneth B. Roath | Management | For | For | |||||||||||
05/10/07 | 1.9 | Elect Director Richard M. Rosenberg | Management | For | For | |||||||||||
05/10/07 | 1.1 | Elect Director Joseph P. Sullivan | Management | For | For | |||||||||||
05/10/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
05/10/07 | 3 | Pay For Superior Performance | Shareholder | Against | Against | |||||||||||
Mack-Cali Realty Corp. | CLI | 554489104 | 05/23/07 | 1.1 | Elect Director Alan S. Bernikow | Management | For | For | ||||||||
05/23/07 | 1.2 | Elect Director Kenneth M. Duberstein | Management | For | For | |||||||||||
05/23/07 | 1.3 | Elect Director Vincent Tese | Management | For | For | |||||||||||
05/23/07 | 1.4 | Elect Director Roy J. Zuckerberg | Management | For | Withhold | |||||||||||
05/23/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
Senior Housing Properties Trust | SNH | 81721M109 | 05/30/07 | 1.1 | Elect Director John L. Harrington | Management | For | For | ||||||||
05/30/07 | 1.2 | Elect Director Adam D. Portnoy | Management | For | For | |||||||||||
05/30/07 | 2 | Amend Declaration of Trust to Change/Provide Required Shareholder Vote For Certain Actions | Management | For | Against | |||||||||||
05/30/07 | 3 | Amend Declaration of Trust To Indemnify The Trust | Management | For | For | |||||||||||
05/30/07 | 4 | Adjourn Meeting | Management | For | For | |||||||||||
Extra Space Storage Inc. | EXR | 30225T102 | 05/23/07 | 1.1 | Elect Director Kenneth M. Woolley | Management | For | For | ||||||||
05/23/07 | 1.2 | Elect Director Anthony Fanticola | Management | For | For | |||||||||||
05/23/07 | 1.3 | Elect Director Hugh W. Horne | Management | For | For | |||||||||||
05/23/07 | 1.4 | Elect Director Spencer F. Kirk | Management | For | For | |||||||||||
05/23/07 | 1.5 | Elect Director Joseph D. Margolis | Management | For | For | |||||||||||
05/23/07 | 1.6 | Elect Director Roger B. Porter | Management | For | For | |||||||||||
05/23/07 | 1.7 | Elect Director K. Fred Skousen | Management | For | For | |||||||||||
05/23/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
SL Green Realty Corp. | SLG | 78440X101 | 05/24/07 | 1 | Elect Director Edwin Thomas Burton, III | Management | For | For | ||||||||
05/24/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
05/24/07 | 3 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||
05/24/07 | 4 | Increase Authorized Common Stock | Management | For | For | |||||||||||
Hersha Hospitality Trust | HT | 427825104 | 05/24/07 | 1.1 | Elect Trustee Hasu P. Shah | Management | For | For | ||||||||
05/24/07 | 1.2 | Elect Trustee Michael A. Leven | Management | For | For | |||||||||||
05/24/07 | 1.3 | Elect Trustee Kiran P. Patel | Management | For | For | |||||||||||
05/24/07 | 1.4 | Elect Trustee John M. Sabin | Management | For | For | |||||||||||
05/24/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
Ventas, Inc. | VTR | 92276F100 | 05/16/07 | 1.1 | Elect Director Debra A. Cafaro | Management | For | For | ||||||||
05/16/07 | 1.2 | Elect Director Douglas Crocker, II | Management | For | For | |||||||||||
05/16/07 | 1.3 | Elect Director Jay M. Gellert | Management | For | For | |||||||||||
05/16/07 | 1.4 | Elect Director Ronald G. Geary | Management | For | For | |||||||||||
05/16/07 | 1.5 | Elect Director Christopher T. Hannon | Management | For | For | |||||||||||
05/16/07 | 1.6 | Elect Director Sheli Z. Rosenberg | Management | For | For | |||||||||||
05/16/07 | 1.7 | Elect Director Thomas C. Theobald | Management | For | For | |||||||||||
05/16/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
05/16/07 | 3 | Increase Authorized Common Stock | Management | For | For | |||||||||||
05/16/07 | 4 | Amend Stock Ownership Limitations | Management | For | For | |||||||||||
The Macerich Co. | MAC | 554382101 | 05/30/07 | 1.1 | Elect Director Edward C. Coppola | Management | For | For | ||||||||
05/30/07 | 1.2 | Elect Director Fred S. Hubbell | Management | For | For | |||||||||||
05/30/07 | 1.3 | Elect Director William P. Sexton | Management | For | For | |||||||||||
05/30/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
05/30/07 | 3 | Declassify the Board of Directors | Shareholder | Against | Against | |||||||||||
Cogdell Spencer Inc | CSA | 19238U107 | 05/22/07 | 1.1 | Elect Director James W. Cogdell | Management | For | For | ||||||||
05/22/07 | 1.2 | Elect Director Frank C. Spencer | Management | For | For | |||||||||||
05/22/07 | 1.3 | Elect Director John R. Georgius | Management | For | For | |||||||||||
05/22/07 | 1.4 | Elect Director Richard B. Jennings | Management | For | For | |||||||||||
05/22/07 | 1.5 | Elect Director Christopher E. Lee | Management | For | For | |||||||||||
05/22/07 | 1.6 | Elect Director Richard C. Neugent | Management | For | For | |||||||||||
05/22/07 | 1.7 | Elect Director Randolph D. Smoak, M.D. | Management | For | For | |||||||||||
05/22/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
Cedar Shopping Centers, Inc. | CDR | 150602209 | 06/19/07 | 1.1 | Elect Director James J. Burns | Management | For | For | ||||||||
06/19/07 | 1.2 | Elect Director Richard Homburg | Management | For | For | |||||||||||
06/19/07 | 1.3 | Elect Director Paul G. Kirk, Jr. | Management | For | For | |||||||||||
06/19/07 | 1.4 | Elect Director Everett B. Miller, III | Management | For | For | |||||||||||
06/19/07 | 1.5 | Elect Director Leo S. Ullman | Management | For | For | |||||||||||
06/19/07 | 1.6 | Elect Director Brenda J. Walker | Management | For | For | |||||||||||
06/19/07 | 1.7 | Elect Director Roger M. Widmann | Management | For | For | |||||||||||
06/19/07 | 2 | Increase Authorized Preferred and Common Stock | Management | For | For | |||||||||||
06/19/07 | 3 | Ratify Auditors | Management | For | For | |||||||||||
Maguire Properties, Inc. | MPG | 559775101 | 06/05/07 | 1.1 | Elect Director Robert F. Maguire III | Management | For | For | ||||||||
06/05/07 | 1.2 | Elect Director Lawrence S. Kaplan | Management | For | For | |||||||||||
06/05/07 | 1.3 | Elect Director Caroline S. Mcbride | Management | For | For | |||||||||||
06/05/07 | 1.4 | Elect Director Andrea L. Van De Kamp | Management | For | For | |||||||||||
06/05/07 | 1.5 | Elect Director Walter L. Weisman | Management | For | For | |||||||||||
06/05/07 | 1.6 | Elect Director Lewis N. Wolff | Management | For | For | |||||||||||
06/05/07 | 2 | Ratify Auditors | Management | For | For | |||||||||||
06/05/07 | 3 | Amend Omnibus Stock Plan | Management | For | Against |
Vote Summary Report
July 1, 2006 - June 30, 2007
Nuveen Diversified Dividend and Income Fund
(NWQ - Equity)
Mtg Date/Type | Company/ Ballot Issues | Cusip | Mgmt Rec | Vote Cast | Proposed By | |||||||
04/26/07 - A | Altria Group, Inc. *MO* | 02209S103 | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
3 | Provide for Cumulative Voting | Against | For | ShrHoldr | ||||||||
4 | Disclose Information on Secondhand Smoke | Against | Against | ShrHoldr | ||||||||
5 | Cease Add Campaigns Oriented to Prevent Youth Smoking | Against | Against | ShrHoldr | ||||||||
6 | Cease Production, Promotion, and Marketing of Tobacco Products | Against | Against | ShrHoldr | ||||||||
7 | Adopt Animal Welfare Policy | Against | Against | ShrHoldr | ||||||||
05/02/07 - A | Alumina Ltd (formerly Wmc Limited) *AWC* | 022205108 | ||||||||||
Meeting for Holders of ADRs | ||||||||||||
1 | ADOPTION OF REMUNERATION REPORT | For | Against | Mgmt | ||||||||
2 | TO RE-ELECT MR P.A.F. HAY AS A DIRECTOR | For | For | Mgmt | ||||||||
3 | MODIFICATION TO CONSTITUTION - PREFERENCE SHARES | For | For | Mgmt | ||||||||
06/21/07 - A | American Home Mortgage Investment, Corp. *AHM* | 02660R107 | ||||||||||
1 | Elect Directors | For | Split | Mgmt | ||||||||
1.1 | Elect Director John A. Johnston — For | |||||||||||
1.2 | Elect Director Michael A. Mcmanus, Jr. — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||
05/18/07 - A | Aon Corp. *AOC* | 037389103 | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
07/21/06 - S | AT&T Inc *T* | 00206R102 | ||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||
04/27/07 - A | AT&T Inc *T* | 00206R102 | ||||||||||
1 | Elect Director William F. Aldinger III | For | For | Mgmt | ||||||||
2 | Elect Director Gilbert F. Amelio | For | For | Mgmt | ||||||||
3 | Elect Director Reuben V. Anderson | For | For | Mgmt | ||||||||
4 | Elect Director James H. Blanchard | For | For | Mgmt | ||||||||
5 | Elect Director August A. Busch III | For | For | Mgmt | ||||||||
6 | Elect Director James P. Kelly | For | For | Mgmt | ||||||||
7 | Elect Director Charles F. Knight | For | For | Mgmt | ||||||||
8 | Elect Director Jon C. Madonna | For | For | Mgmt | ||||||||
9 | Elect Director Lynn M. Martin | For | For | Mgmt | ||||||||
10 | Elect Director John B. McCoy | For | For | Mgmt | ||||||||
11 | Elect Director Mary S. Metz | For | For | Mgmt | ||||||||
12 | Elect Director Toni Rembe | For | For | Mgmt | ||||||||
13 | Elect Director Joyce M. Roche | For | For | Mgmt | ||||||||
14 | Elect Director Randall L. Stephenson | For | For | Mgmt | ||||||||
15 | Elect Director Laura D’ Andrea Tyson | For | For | Mgmt | ||||||||
16 | Elect Director Patricia P. Upton | For | For | Mgmt | ||||||||
17 | Elect Director Edward E. Whitacre, Jr. | For | For | Mgmt | ||||||||
18 | Ratify Auditors | For | For | Mgmt | ||||||||
19 | Compensation Specific-Severance Payments to Executives | For | For | Mgmt | ||||||||
20 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||||
21 | Amend Articles/Bylaws/Charter - Call Special Meetings | Against | For | ShrHoldr | ||||||||
22 | Pay For Superior Performance | Against | For | ShrHoldr | ||||||||
23 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | ShrHoldr | ||||||||
24 | Establish SERP Policy | Against | For | ShrHoldr | ||||||||
04/25/07 - A | Bank of America Corp. *BAC* | 060505104 | ||||||||||
1 | Elect Director William Barnet, III | For | For | Mgmt | ||||||||
2 | Elect Director Frank P. Bramble, Sr. | For | For | Mgmt | ||||||||
3 | Elect Director John T. Collins | For | For | Mgmt | ||||||||
4 | Elect Director Gary L. Countryman | For | For | Mgmt | ||||||||
5 | Elect Director Tommy R. Franks | For | For | Mgmt | ||||||||
6 | Elect Director Charles K. Gifford | For | For | Mgmt | ||||||||
7 | Elect Director W. Steven Jones | For | For | Mgmt | ||||||||
8 | Elect Director Kenneth D. Lewis | For | For | Mgmt | ||||||||
9 | Elect Director Monica C. Lozano | For | For | Mgmt | ||||||||
10 | Elect Director Walter E. Massey | For | For | Mgmt | ||||||||
11 | Elect Director Thomas J. May | For | For | Mgmt | ||||||||
12 | Elect Director Patricia E. Mitchell | For | For | Mgmt | ||||||||
13 | Elect Director Thomas M. Ryan | For | For | Mgmt | ||||||||
14 | Elect Director O. Temple Sloan, Jr. | For | For | Mgmt | ||||||||
15 | Elect Director Meredith R. Spangler | For | For | Mgmt | ||||||||
16 | Elect Director Robert L. Tillman | For | For | Mgmt | ||||||||
17 | Elect Director Jackie M. Ward | For | For | Mgmt | ||||||||
18 | Ratify Auditors | For | For | Mgmt | ||||||||
19 | Prohibit Executive Stock-Based Awards | Against | Against | ShrHoldr | ||||||||
20 | Change Size of Board of Directors | Against | Against | ShrHoldr | ||||||||
21 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr | ||||||||
06/13/07 - A | Caterpillar Inc. *CAT* | 149123101 | ||||||||||
1 | Elect Directors | For | Split | Mgmt | ||||||||
1.1 | Elect Director John T. Dillon — For | |||||||||||
1.2 | Elect Director Juan Gallardo — Withhold | |||||||||||
1.3 | Elect Director William A. Osborn — For | |||||||||||
1.4 | Elect Director Edward B. Rust, Jr. — For | |||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
3 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr | ||||||||
4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||||
04/25/07 - A | Chevron Corporation *CVX* | 166764100 | ||||||||||
1 | Elect Director Samuel H. Armacost | For | For | Mgmt | ||||||||
2 | Elect Director Linnet F. Deily | For | For | Mgmt | ||||||||
3 | Elect Director Robert E. Denham | For | For | Mgmt | ||||||||
4 | Elect Director Robert J. Eaton | For | For | Mgmt | ||||||||
5 | Elect Director Sam Ginn | For | For | Mgmt | ||||||||
6 | Elect Director Franklyn G. Jenifer | For | For | Mgmt | ||||||||
7 | Elect Director Sam Nunn | For | For | Mgmt | ||||||||
8 | Elect Director David J. O’Reilly | For | For | Mgmt | ||||||||
9 | Elect Director Donald B. Rice | For | For | Mgmt | ||||||||
10 | Elect Director Peter J. Robertson | For | For | Mgmt | ||||||||
11 | Elect Director Kevin W. Sharer | For | For | Mgmt | ||||||||
12 | Elect Director Charles R. Shoemate | For | For | Mgmt | ||||||||
13 | Elect Director Ronald D. Sugar | For | For | Mgmt | ||||||||
14 | Elect Director Carl Ware | For | For | Mgmt | ||||||||
15 | Ratify Auditors | For | For | Mgmt | ||||||||
16 | Reduce Supermajority Vote Requirement | For | For | Mgmt | ||||||||
17 | Adopt Human Rights Policy | Against | For | ShrHoldr | ||||||||
18 | Adopt Greenhouse Gas Emission Reduction Goals | Against | Against | ShrHoldr | ||||||||
19 | Adopt Animal Welfare Policy | Against | Against | ShrHoldr | ||||||||
20 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||||
21 | Approve/Amend Terms of Existing Poison Pill | Against | Against | ShrHoldr | ||||||||
22 | Report on Market Specific Environmental Laws | Against | Against | ShrHoldr | ||||||||
04/17/07 - A | Citigroup Inc. *C* | 172967101 | ||||||||||
1 | Elect Director C. Michael Armstrong | For | For | Mgmt | ||||||||
2 | Elect Director Alain J.P. Belda | For | For | Mgmt | ||||||||
3 | Elect Director George David | For | For | Mgmt | ||||||||
4 | Elect Director Kenneth T. Derr | For | For | Mgmt | ||||||||
5 | Elect Director John M. Deutch | For | For | Mgmt | ||||||||
6 | Elect Director Roberto Hernandez Ramirez | For | For | Mgmt | ||||||||
7 | Elect Director Klaus Kleinfeld | For | For | Mgmt | ||||||||
8 | Elect Director Andrew N. Liveris | For | For | Mgmt | ||||||||
9 | Elect Director Anne Mulcahy | For | For | Mgmt | ||||||||
10 | Elect Director Richard D. Parsons | For | For | Mgmt | ||||||||
11 | Elect Director Charles Prince | For | For | Mgmt | ||||||||
12 | Elect Director Judith Rodin | For | For | Mgmt | ||||||||
13 | Elect Director Robert E. Rubin | For | For | Mgmt | ||||||||
14 | Elect Director Franklin A. Thomas | For | For | Mgmt | ||||||||
15 | Ratify Auditors | For | For | Mgmt | ||||||||
16 | Report on Government Service of Employees | Against | Against | ShrHoldr | ||||||||
17 | Report on Political Contributions | Against | For | ShrHoldr | ||||||||
18 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||||
19 | Approve Report of the Compensation Committee | Against | For | ShrHoldr | ||||||||
20 | Report on Pay Disparity | Against | Against | ShrHoldr | ||||||||
21 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr | ||||||||
22 | Stock Retention/Holding Period | Against | Against | ShrHoldr | ||||||||
23 | Restore or Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||||
24 | Amend Bylaws to Permit Shareholders to Call Special Meetings | Against | For | ShrHoldr | ||||||||
05/22/07 - S | Clear Channel Communications, Inc. *CCU* | 184502102 | ||||||||||
1 | Approve Merger Agreement | For | Against | Mgmt | ||||||||
2 | Adjourn Meeting | For | Against | Mgmt | ||||||||
3 | Other Business | For | Against | Mgmt | ||||||||
05/22/07 - A | Clear Channel Communications, Inc. *CCU* | 184502102 | ||||||||||
1 | Elect Director Alan D. Feld | For | For | Mgmt | ||||||||
2 | Elect Director Perry J. Lewis | For | For | Mgmt | ||||||||
3 | Elect Director L. Lowry Mays | For | For | Mgmt | ||||||||
4 | Elect Director Mark P. Mays | For | For | Mgmt | ||||||||
5 | Elect Director Randall T. Mays | For | For | Mgmt | ||||||||
6 | Elect Director B. J. McCombs | For | For | Mgmt | ||||||||
7 | Elect Director Phyllis B. Riggins | For | For | Mgmt | ||||||||
8 | Elect Director Theodore H. Strauss | For | For | Mgmt | ||||||||
9 | Elect Director J. C. Watts | For | For | Mgmt | ||||||||
10 | Elect Director John H. Williams | For | For | Mgmt | ||||||||
11 | Elect Director John B. Zachry | For | For | Mgmt | ||||||||
12 | Ratify Auditors | For | For | Mgmt | ||||||||
13 | Pay for Superior Performance | Against | For | ShrHoldr | ||||||||
14 | Report on Political Contributions | Against | For | ShrHoldr | ||||||||
15 | Establish a Compensation Committee | Against | For | ShrHoldr | ||||||||
16 | Vote to Ratify Named Executive Officers’ Compensation | Against | For | ShrHoldr | ||||||||
05/09/07 - A | ConocoPhillips *COP* | 20825C104 | ||||||||||
1 | Elect Director James E. Copeland, Jr. | For | For | Mgmt | ||||||||
2 | Elect Director Kenneth M. Duberstein | For | For | Mgmt | ||||||||
3 | Elect Director Ruth R. Harkin | For | For | Mgmt | ||||||||
4 | Elect Director William R. Rhodes | For | For | Mgmt | ||||||||
5 | Elect Director J. Stapleton Roy | For | For | Mgmt | ||||||||
6 | Elect Director William E. Wade, Jr. | For | For | Mgmt | ||||||||
7 | Ratify Auditors | For | For | Mgmt | ||||||||
8 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||||
9 | Report on Renewable Energy Sources | Against | Against | ShrHoldr | ||||||||
10 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | ||||||||
11 | Report on Environmental Damage from Drilling in the National Petroleum Reserve | Against | For | ShrHoldr | ||||||||
12 | Report on Indigenous Peoples Rights Policies | Against | Against | ShrHoldr | ||||||||
13 | Report on Community Impact of Operations | Against | Against | ShrHoldr | ||||||||
04/25/07 - A | General Electric Co. *GE* | 369604103 | ||||||||||
1 | Elect Directors | For | Split | Mgmt | ||||||||
1.1 | Elect Director James I. Cash, Jr. — For | |||||||||||
1.2 | Elect Director William M. Castell — For | |||||||||||
1.3 | Elect Director Ann M. Fudge — For | |||||||||||
1.4 | Elect Director Claudio X. Gonzalez — Withhold | |||||||||||
1.5 | Elect Director Susan Hockfield — For | |||||||||||
1.6 | Elect Director Jerry R. Immelt — For | |||||||||||
1.7 | Elect Director Andrea Jung — For | |||||||||||
1.8 | Elect Director Alan G. Lafley — For | |||||||||||
1.9 | Elect Director Robert W. Lane — For | |||||||||||
1.10 | Elect Director Ralph S. Larsen — For | |||||||||||
1.11 | Elect Director Rochelle B. Lazarus — For | |||||||||||
1.12 | Elect Director Sam Nunn — For | |||||||||||
1.13 | Elect Director Roger S. Penske — For | |||||||||||
1.14 | Elect Director Robert J. Swieringa — For | |||||||||||
1.15 | Elect Director Douglas A. Warner III — For | |||||||||||
1.16 | Elect Director Robert C. Wright — For | |||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
3 | Adopt Majority Vote Standard in Director Elections | For | For | Mgmt | ||||||||
4 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||
5 | Company-Specific-Approve Material Terms of Senior Officer Performance Goals | For | For | Mgmt | ||||||||
6 | Provide for Cumulative Voting | Against | For | ShrHoldr | ||||||||
7 | Company-Specific — Adopt Policy on Overboarded Directors | Against | For | ShrHoldr | ||||||||
8 | Company-Specific — One Director from the Ranks of Retirees | Against | Against | ShrHoldr | ||||||||
9 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||||
10 | Limit Dividend and Dividend Equivalent Payments to Executives | Against | For | ShrHoldr | ||||||||
11 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||||
12 | Report on Global Warming | Against | Against | ShrHoldr | ||||||||
13 | Adopt Ethical Criteria for Military Contracts | Against | Against | ShrHoldr | ||||||||
14 | Report on Pay Disparity | Against | Against | ShrHoldr | ||||||||
04/26/07 - A | IndyMac Bancorp, Inc. *IMB* | 456607100 | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
05/07/07 - A | International Paper Co. *IP* | 460146103 | ||||||||||
1 | Elect Directors | For | Split | Mgmt | ||||||||
1.1 | Elect Directors David J. Bronczek — For | |||||||||||
1.2 | Elect Directors Martha F. Brooks — Withhold | |||||||||||
1.3 | Elect Directors Lynn Laverty Elsenhans — For | |||||||||||
1.4 | Elect Directors John L. Townsend, III — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
3 | Require a Majority Vote for the Election of Directors | For | For | ShrHoldr | ||||||||
05/15/07 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
3 | Put Repricing of Stock Options to Shareholder Vote | Against | Against | ShrHoldr | ||||||||
4 | Performance-Based and/or Time-Based Equity Awards | Against | For | ShrHoldr | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | ShrHoldr | ||||||||
6 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr | ||||||||
7 | Provide for Cumulative Voting | Against | For | ShrHoldr | ||||||||
8 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||||
9 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||||
10 | Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse | Against | Against | ShrHoldr | ||||||||
04/26/07 - A | Kimberly-Clark Corp. *KMB* | 494368103 | ||||||||||
1 | Elect Director James M. Jenness | For | For | Mgmt | ||||||||
2 | Elect Director Linda Johnson Rice | For | For | Mgmt | ||||||||
3 | Elect Director Marc J. Shapiro | For | For | Mgmt | ||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||
5 | Declassify the Board of Directors | For | For | Mgmt | ||||||||
6 | Adopt Simple Majority Vote | Against | For | ShrHoldr | ||||||||
7 | Adopt ILO Standards | Against | Against | ShrHoldr | ||||||||
8 | Report on Feasibility of Phasing Out the Use of Non-certified Wood Fiber | Against | Against | ShrHoldr | ||||||||
08/09/06 - S | Korea Electric Power Corp | 500631106 | ||||||||||
Meeting for Holders of ADRs | ||||||||||||
1 | ELECT MR. JONG HWAK PARK, MANAGER SECRETARIAT, AS A STANDING DIRECTOR. | For | For | Mgmt | ||||||||
2 | ELECT MR. MYOUNG CHUL JANG, GENERAL MANAGER, PERSONAL & GENERAL AFFAIRS DEPARTMENT, AS A STANDING DIRECTOR. | For | For | Mgmt | ||||||||
3 | ELECT MR. HO MUN, GENERAL MANAGER, CHOONGNAM DISTRICT HEAD OFFICE, AS A STANDING DIRECTOR. | For | For | Mgmt | ||||||||
03/26/07 - A | Korea Electric Power Corp | 500631106 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Approve Appropriation of Income and Dividend of KRW 1000 Per Share | For | For | Mgmt | ||||||||
2 | Elect President of Company | For | For | Mgmt | ||||||||
03/16/07 - A | KT Corp (formerly Korea Telecom Corporation) | 48268K101 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Approve Appropriation of Income and Dividend of KRW 2000 Per Share | For | For | Mgmt | ||||||||
2 | Amend Articles of Incorporation to Expand Business Objectives | For | For | Mgmt | ||||||||
3 | Elect Jeong Ro Yoon as a Member of the Audit Committee | For | For | Mgmt | ||||||||
4 | Elect Kon Sik Kim as a Member of the Audit Committee | For | For | Mgmt | ||||||||
5 | Elect Director Jon Lok Yoon | For | For | Mgmt | ||||||||
6 | Elect Director Jeong Soo Suh | For | For | Mgmt | ||||||||
7 | Elect Director Paul C. Yi | For | For | Mgmt | ||||||||
8 | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | For | For | Mgmt | ||||||||
04/26/07 - A | Lockheed Martin Corp. *LMT* | 539830109 | ||||||||||
1 | Elect Directors | For | Split | Mgmt | ||||||||
1.1 | Elect Director E. C. Aldridge, Jr. — For | |||||||||||
1.2 | Elect Director Nolan D. Archibald — For | |||||||||||
1.3 | Elect Director Marcus C. Bennett — For | |||||||||||
1.4 | Elect Director James O. Ellis, Jr. — For | |||||||||||
1.5 | Elect Director Gwendolyn S. King — For | |||||||||||
1.6 | Elect Director James M. Loy — Withhold | |||||||||||
1.7 | Elect Director Douglas H. McCorkindale — Withhold | |||||||||||
1.8 | Elect Director Eugene F. Murphy — Withhold | |||||||||||
1.9 | Elect Director Joseph W. Ralston — Withhold | |||||||||||
1.10 | Elect Director Frank Savage — Withhold | |||||||||||
1.11 | Elect Director James M. Schneider — Withhold | |||||||||||
1.12 | Elect Director Anne Stevens — Withhold | |||||||||||
1.13 | Elect Director Robert J. Stevens — Withhold | |||||||||||
1.14 | Elect Director James R. Ukropina — Withhold | |||||||||||
1.15 | Elect Director Douglas C. Yearley — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
3 | Increase Disclosure of Executive Compensation | Against | Against | ShrHoldr | ||||||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | ShrHoldr | ||||||||
5 | Report on Nuclear Weapons | Against | Against | ShrHoldr | ||||||||
08/03/06 - S | Loews Corp. | 540424207 | ||||||||||
1 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||
2 | Adjust Par Value of Common Stock | For | For | Mgmt | ||||||||
05/08/07 - A | Loews Corp. | 540424207 | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||
4 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||||
5 | Social Proposal | Against | Against | ShrHoldr | ||||||||
05/07/07 - PC | Motorola, Inc. *MOT* | 620076109 | ||||||||||
Management Proxy (White Card) | ||||||||||||
1 | Elect Directors | For | DoNotVote | Mgmt | ||||||||
2 | Amend Qualified Employee Stock Purchase Plan | For | DoNotVote | Mgmt | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | DoNotVote | ShrHoldr | ||||||||
4 | Claw-back of Payments under Restatements | Against | DoNotVote | ShrHoldr | ||||||||
Dissident Proxy (Gold Card) | ||||||||||||
1 | Elect Directors (Opposition Slate) | For | For | Mgmt | ||||||||
2 | Amend Qualified Employee Stock Purchase Plan | None | For | Mgmt | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ShrHoldr | ||||||||
4 | Claw-back of Payments under Restatements | None | For | ShrHoldr | ||||||||
05/08/07 - A | Newell Rubbermaid Inc. *NWL* | 651229106 | ||||||||||
1 | Elect Directors | For | Split | Mgmt | ||||||||
1.1 | Elect Director Scott S. Cowen — Withhold | |||||||||||
1.2 | Elect Director Cynthia A. Montgomery — Withhold | |||||||||||
1.3 | Elect Director Gordon R. Sullivan — Withhold | |||||||||||
1.4 | Elect Director Michael A. Todman — For | |||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
3 | Adopt Simple Majority Vote | Against | For | ShrHoldr | ||||||||
4 | Require a Majority Vote for the Election of Directors | Against | For | ShrHoldr | ||||||||
05/24/07 - A | Packaging Corporation of America *PKG* | 695156109 | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
04/26/07 - A | Pfizer Inc. *PFE* | 717081103 | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
3 | Restore or Provide for Cumulative Voting | Against | For | ShrHoldr | ||||||||
4 | Report on Animal Testing Policies | Against | Against | ShrHoldr | ||||||||
5 | Amend Animal Welfare Policy | Against | Against | ShrHoldr | ||||||||
6 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | ||||||||
05/14/07 - A | Pitney Bowes Inc. *PBI* | 724479100 | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||
4 | Require Majority Vote to Elect Directors in an Uncontested Election | For | For | Mgmt | ||||||||
02/23/07 - A | POSCO (formerly Pohang Iron & Steel) | 693483109 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | APPROVAL OF BALANCE SHEET, INCOME STATEMENT, AND THE STATEMENT OF APPROPRIATION OF RETAINED EARNINGS FOR THE 39TH FISCAL YEAR | For | For | Mgmt | ||||||||
2 | PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION: INTRODUCTION OF NEW BUSINESSES | For | For | Mgmt | ||||||||
3 | PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION: AMENDMENT TO RULES FOR ISSUANCE OF NEW SHARES, CB, AND BW | For | For | Mgmt | ||||||||
4 | PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION: SUPPLEMENT TO EXISTING CUMULATIVE VOTING RULES | For | For | Mgmt | ||||||||
5 | ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR: JUN, KWANG-WOO | For | For | Mgmt | ||||||||
6 | ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR: PARK, WON-SOON | For | For | Mgmt | ||||||||
7 | ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR AS AUDIT COMMITTEE:JEFFREY D. JONES | For | For | Mgmt | ||||||||
8 | ELECTION OF EXECUTIVE DIRECTOR: LEE, KU-TAEK | For | For | Mgmt | ||||||||
9 | ELECTION OF EXECUTIVE DIRECTOR: YOON, SEOK-MAN | For | For | Mgmt | ||||||||
10 | ELECTION OF EXECUTIVE DIRECTOR: CHUNG, JOON-YANG | For | For | Mgmt | ||||||||
11 | APPROVAL OF LIMITS OF TOTAL REMUNERATION FOR DIRECTORS | For | For | Mgmt | ||||||||
05/02/07 - A | Raytheon Co. *RTN* | 755111507 | ||||||||||
1 | Elect Director Barbara M. Barrett | For | For | Mgmt | ||||||||
2 | Elect Director Vernon E. Clark | For | For | Mgmt | ||||||||
3 | Elect Director John M. Deutch | For | For | Mgmt | ||||||||
4 | Elect Director Frederic M. Poses | For | For | Mgmt | ||||||||
5 | Elect Director Michael C. Ruettgers | For | For | Mgmt | ||||||||
6 | Elect Director Ronald L. Skates | For | For | Mgmt | ||||||||
7 | Elect Director William R. Spivey | For | For | Mgmt | ||||||||
8 | Elect Director Linda G. Stuntz | For | For | Mgmt | ||||||||
9 | Elect Director William H. Swanson | For | For | Mgmt | ||||||||
10 | Ratify Auditors | For | For | Mgmt | ||||||||
11 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr | ||||||||
12 | Restore or Provide for Cumulative Voting | Against | For | ShrHoldr | ||||||||
13 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Against | For | ShrHoldr | ||||||||
04/13/07 - A | Rio Tinto plc | 767204100 | ||||||||||
Meeting for Holders of ADRs | ||||||||||||
1 | AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985 | For | For | Mgmt | ||||||||
2 | AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER SECTION 89 OF THE COMPANIES ACT 1985 | For | For | Mgmt | ||||||||
3 | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE COMPANY OR RIO TINTO LIMITED | For | For | Mgmt | ||||||||
4 | TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE CONSTITUTION OF RIO TINTO LIMITED | For | For | Mgmt | ||||||||
5 | ELECTION OF MICHAEL FITZPATRICK | For | For | Mgmt | ||||||||
6 | RE-ELECTION OF ASHTON CALVERT | For | For | Mgmt | ||||||||
7 | RE-ELECTION OF GUY ELLIOTT | For | For | Mgmt | ||||||||
8 | RE-ELECTION OF LORD KERR | For | For | Mgmt | ||||||||
9 | RE-ELECTION OF SIR RICHARD SYKES | For | For | Mgmt | ||||||||
10 | Ratify Auditors | For | For | Mgmt | ||||||||
11 | APPROVAL OF THE REMUNERATION REPORT | For | For | Mgmt | ||||||||
12 | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2006 | For | For | Mgmt | ||||||||
03/29/07 - A | Stora Enso Oyj (Formerly Enso Oy) | 86210M106 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | ADOPTION OF THE FINANCIAL STATEMENT OF THE PARENT COMPANY AND THE CONSOLIDATED FINANCIAL STATEMENT. (PLEASE VOTE FOR OR ABSTAIN ONLY) | For | For | Mgmt | ||||||||
2 | DISPOSAL OF THE PROFIT OF THE YEAR AND DISTRIBUTION OF DIVIDEND OF EUR 0.45. (PLEASE VOTE FOR OR ABSTAIN ONLY) | For | For | Mgmt | ||||||||
3 | RESOLUTION CONCERNING DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR FROM LIABILITY. | For | For | Mgmt | ||||||||
4 | NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS (9). (PLEASE VOTE FOR OR ABSTAIN ONLY) | For | For | Mgmt | ||||||||
5 | NUMBER OF AUDITORS (1). (PLEASE VOTE FOR OR ABSTAIN ONLY) | For | For | Mgmt | ||||||||
6 | REMUNERATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS. (PLEASE VOTE FOR OR ABSTAIN ONLY) | For | For | Mgmt | ||||||||
7 | REMUNERATION FOR THE AUDITORS. (PLEASE VOTE FOR OR ABSTAIN ONLY) | For | Abstain | Mgmt | ||||||||
8 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS.* (PLEASE VOTE FOR OR ABSTAIN ONLY) | For | For | Mgmt | ||||||||
9 | ELECTION OF AUDITORS.* (PLEASE VOTE FOR OR ABSTAIN ONLY) | For | For | Mgmt | ||||||||
10 | APPOINTMENT OF NOMINATION COMMITTEE.* | For | Against | Mgmt | ||||||||
11 | PROPOSAL BY THE SHAREHOLDERS MATTI LIIMATAINEN, ANNINA KAPPI AND MATTI IKOREN.* | None | Against | ShrHoldr | ||||||||
05/16/07 - A | The Hartford Financial Services Group, Inc. *HIG* | 416515104 | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||
05/11/07 - A | Total SA (Formerly Total Fina Elf S.A ) | 89151E109 | ||||||||||
Meeting for Holders of ADRs | ||||||||||||
1 | APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS | For | For | Mgmt | ||||||||
2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | For | For | Mgmt | ||||||||
3 | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND | For | For | Mgmt | ||||||||
4 | AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | For | For | Mgmt | ||||||||
5 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE SHARES OF THE COMPANY | For | For | Mgmt | ||||||||
6 | RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST AS A DIRECTOR | For | Against | Mgmt | ||||||||
7 | RENEWAL OF THE APPOINTMENT OF MR. THIERRY DE RUDDER AS A DIRECTOR | For | Against | Mgmt | ||||||||
8 | RENEWAL OF THE APPOINTMENT OF MR. SERGE TCHURUK AS A DIRECTOR | For | Against | Mgmt | ||||||||
9 | APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | For | Against | Mgmt | ||||||||
10 | APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | Against | Against | Mgmt | ||||||||
11 | APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | Against | Against | Mgmt | ||||||||
12 | DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS COMPENSATION | For | For | Mgmt | ||||||||
13 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO CAPITAL WHILE MAINTAINING SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | For | For | Mgmt | ||||||||
14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | For | Against | Mgmt | ||||||||
15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UNDER THE CONDITIONS PROVIDED FOR IN ARTICLE 443-5 OF THE FRENCH LABOR CODE | For | For | Mgmt | ||||||||
16 | AUTHORIZATION TO GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR THE COMPANY S STOCK TO CERTAIN EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT OF THE COMPANY OR OF OTHER GROUP COMPANIES | For | For | Mgmt | ||||||||
17 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELING SHARES | For | For | Mgmt | ||||||||
18 | AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF THE COMPANY S ARTICLES OF ASSOCIATION WITH REGARD TO THE METHODS THAT MAY BE USED TO PARTICIPATE IN BOARD OF DIRECTORS MEETINGS | For | For | Mgmt | ||||||||
19 | AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT NEW RULES FROM THE DECREE OF DECEMBER 11, 2006 RELATING TO THE COMPANY S BOOK-BASED SYSTEM FOR RECORDING SHARES FOR SHAREHOLDERS WISHING TO PARTICIPATE IN ANY FORM WH | For | For | Mgmt | ||||||||
20 | AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT RULES RELATING TO ELECTRONIC SIGNATURES IN THE EVENT OF A VOTE CAST VIA TELECOMMUNICATION | For | For | Mgmt | ||||||||
21 | NEW PROCEDURE TO NOMINATE THE EMPLOYEE-SHAREHOLDER DIRECTOR | Against | For | ShrHoldr | ||||||||
22 | AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE COMPANY TO GROUP EMPLOYEES | Against | For | ShrHoldr | ||||||||
23 | AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF THE COMPANY S ARTICLES OF ASSOCIATION IN VIEW OF DELETING THE STATUTORY CLAUSE LIMITING VOTING RIGHTS | Against | For | ShrHoldr | ||||||||
07/28/06 - A | United Utilities plc | 91311Q105 | ||||||||||
Meeting for Holders of ADRs | ||||||||||||
1 | RECEIVING THE REPORT AND ACCOUNTS | For | For | Mgmt | ||||||||
2 | DECLARING A FINAL DIVIDEND | For | For | Mgmt | ||||||||
3 | APPROVING THE DIRECTORS REMUNERATION REPORT | For | For | Mgmt | ||||||||
4 | REAPPOINTING PHILIP GREEN | For | For | Mgmt | ||||||||
5 | REAPPOINTING PAUL HEIDEN | For | For | Mgmt | ||||||||
6 | REAPPOINTING SIR PETER MIDDLETON | For | For | Mgmt | ||||||||
7 | REAPPOINTING GORDON WATERS | For | For | Mgmt | ||||||||
8 | Ratify Auditors | For | For | Mgmt | ||||||||
9 | REMUNERATING THE AUDITOR | For | For | Mgmt | ||||||||
10 | AUTHORISING THE DIRECTORS TO ALLOT SHARES | For | For | Mgmt | ||||||||
11 | DISAPPLYING STATUTORY PRE-EMPTION RIGHTS | For | For | Mgmt | ||||||||
12 | AUTHORISING MARKET PURCHASES OF ITS OWN SHARES BY THE COMPANY | For | For | Mgmt | ||||||||
13 | AMENDING THE RULES OF THE PERFORMANCE SHARE PLAN | For | For | Mgmt | ||||||||
14 | AMENDING THE RULES OF THE INTERNATIONAL PLAN * SUCH OTHER BUSINESS AS MAY COME BEFORE THE MEETING. | For | For | Mgmt | ||||||||
05/03/07 - A | Verizon Communications *VZ* | 92343V104 | ||||||||||
1 | Elect Director James R. Barker | For | For | Mgmt | ||||||||
2 | Elect Director Richard L. Carrion | For | For | Mgmt | ||||||||
3 | Elect Director M. Frances Keeth | For | For | Mgmt | ||||||||
4 | Elect Director Robert W. Lane | For | For | Mgmt | ||||||||
5 | Elect Director Sandra O. Moose | For | For | Mgmt | ||||||||
6 | Elect Director Joseph Neubauer | For | For | Mgmt | ||||||||
7 | Elect Director Donald T. Nicolaisen | For | For | Mgmt | ||||||||
8 | Elect Director Thomas H. O’Brien | For | For | Mgmt | ||||||||
9 | Elect Director Clarence Otis, Jr. | For | For | Mgmt | ||||||||
10 | Elect Director Hugh B. Price | For | For | Mgmt | ||||||||
11 | Elect Director Ivan G. Seidenberg | For | For | Mgmt | ||||||||
12 | Elect Director Walter V. Shipley | For | For | Mgmt | ||||||||
13 | Elect Director John W. Snow | For | For | Mgmt | ||||||||
14 | Elect Director John R. Stafford | For | For | Mgmt | ||||||||
15 | Elect Director Robert D. Storey | For | For | Mgmt | ||||||||
16 | Ratify Auditors | For | For | Mgmt | ||||||||
17 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||||
18 | Eliminate or Restrict Severance Agreements (Change-in-Control) | Against | For | ShrHoldr | ||||||||
19 | Disclose Information on Compensation Consultant | Against | For | ShrHoldr | ||||||||
20 | Advisory Vote to Ratify Named Executive Officer’s Compensation | Against | For | ShrHoldr | ||||||||
21 | Adopt Policy on Overboarded Director | Against | Against | ShrHoldr | ||||||||
22 | Approve Terms of Existing Poison Pill | Against | Against | ShrHoldr | ||||||||
23 | Report on Charitable Contributions | Against | Against | ShrHoldr | ||||||||
08/31/06 - S | Wachovia Corp. *WB* | 929903102 | ||||||||||
1 | Issue Shares in Connection with an Acquisition | For | For | Mgmt | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||
04/17/07 - A | Wachovia Corp. *WB* | 929903102 | ||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||
2 | Declassify the Board of Directors | For | For | Mgmt | ||||||||
3 | Company Specific—Provide for Majority Voting | For | For | Mgmt | ||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||
5 | Approve Report of the Compensation Committee | Against | For | ShrHoldr | ||||||||
6 | Require Director Nominee Qualifications | Against | Against | ShrHoldr | ||||||||
7 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||||
8 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr |
Mgmt Rec - Company Management Recommended Vote |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Diversified Dividend and Income Fund
By
/s/ Gifford R. Zimmerman – Chief Administrative Officer
Date
August 30, 2007